Latest filings (excl ownership)
DEF 14A
Definitive proxy
20 Mar 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
8 Jan 24
8-K
First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Mortgage Income Fund
18 Oct 23
8-K
First Trust Announces Appointment of New Trustee for Funds
12 Sep 23
N-PX
Annual report of proxy voting record
10 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Jul 23
8-K
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law
23 Jun 23
DEF 14A
Definitive proxy
8 Mar 23
N-CEN
Annual report (registered investment company)
12 Jan 23
N-CSR
Certified annual shareholder report (management investment company)
6 Jan 23
8-K
First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Mortgage Income Fund
25 Oct 22
N-PX
Annual report of proxy voting record
4 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jun 22
DEF 14A
Definitive proxy
10 Mar 22
N-CEN
Annual report (registered investment company)
11 Jan 22
N-CSR
Certified annual shareholder report (management investment company)
7 Jan 22
8-K
First Trust Announces Appointment of New Trustee for Funds
21 Oct 21
8-K
First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Mortgage Income Fund
18 Oct 21
N-PX
Annual report of proxy voting record
5 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jun 21
DEF 14A
Definitive proxy
18 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
11 Jan 21
N-CEN
Annual report (registered investment company)
8 Jan 21
8-K
Amendments to Articles of Incorporation or Bylaws
20 Oct 20
CORRESP
Correspondence with SEC
9 Oct 20
N-PX
Annual report of proxy voting record
10 Aug 20
8-K
First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Mortgage Income Fund
17 Jul 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Jun 20
8-K
Amendments to Articles of Incorporation or Bylaws
29 May 20
DEFA14A
Additional proxy soliciting materials
16 Apr 20
DEF 14A
Definitive proxy
11 Mar 20
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
14 Jan 20
N-CEN
Annual report (registered investment company)
13 Jan 20
N-CSR
Certified annual shareholder report (management investment company)
2 Jan 20
N-PX
Annual report of proxy voting record
31 Jul 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Jun 19
DEF 14A
Definitive proxy
4 Mar 19
8-K
Regulation FD Disclosure
22 Jan 19
N-CEN
Annual report (registered investment company)
14 Jan 19
Latest ownership filings
3
DEREK MALTBIE
18 Apr 24
NPORT-P
First Trust Mortgage Income Fund (Jan 2024 report)
27 Mar 24
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
5 Mar 24
SC 13G/A
1607 Capital Partners, LLC
8 Feb 24
NPORT-P
First Trust Mortgage Income Fund (Oct 2023 report)
20 Dec 23
NPORT-P
First Trust Mortgage Income Fund (Jul 2023 report)
28 Sep 23
3
Bronwyn Wright
12 Sep 23
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
9 Aug 23
3
OWEN N ARONSON
29 Jun 23
NPORT-P
First Trust Mortgage Income Fund (Apr 2023 report)
22 Jun 23
NPORT-P
First Trust Mortgage Income Fund (Jan 2023 report)
30 Mar 23
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
23 Mar 23
SC 13G/A
1607 Capital Partners, LLC
14 Feb 23
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
9 Jan 23
NPORT-P
First Trust Mortgage Income Fund (Oct 2022 report)
21 Dec 22
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
6 Oct 22
NPORT-P
First Trust Mortgage Income Fund (Jul 2022 report)
27 Sep 22
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
2 Sep 22
NPORT-P
First Trust Mortgage Income Fund (Apr 2022 report)
23 Jun 22
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
22 Jun 22
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
22 Apr 22
NPORT-P
First Trust Mortgage Income Fund (Jan 2022 report)
30 Mar 22
SC 13G/A
1607 Capital Partners, LLC
14 Feb 22
NPORT-P
First Trust Mortgage Income Fund (Oct 2021 report)
22 Dec 21
3
M KEEFE DENISE
5 Nov 21
NPORT-P
First Trust Mortgage Income Fund (Jul 2021 report)
28 Sep 21
5
KATHLEEN WIELAND BROWN
17 Aug 21
3
KELLY CATHERINE DEHLER
17 Aug 21
NPORT-P
First Trust Mortgage Income Fund (Apr 2021 report)
23 Jun 21
NPORT-P
First Trust Mortgage Income Fund (Jan 2021 report)
29 Mar 21
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
25 Mar 21
SC 13G/A
1607 Capital Partners, LLC
16 Feb 21
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
22 Dec 20
NPORT-P
First Trust Mortgage Income Fund (Oct 2020 report)
22 Dec 20
NPORT-P
First Trust Mortgage Income Fund (Jul 2020 report)
28 Sep 20
3
SCOTT MICHAEL FRISKE
2 Jul 20
5
R SCOTT HALL
30 Jun 20
NPORT-P
First Trust Mortgage Income Fund (Apr 2020 report)
24 Jun 20
NPORT-P
First Trust Mortgage Income Fund (Jan 2020 report)
27 Mar 20
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
26 Mar 20