AGF Investments is an investment advisor in Boston with $1.99 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
FFCM LLC
SEC CIK
IRS number
271070018
SEC advisor number
801-71685
FINRA CRD number
153781
AUM ?
$1.99 bn
(as of 2 Jun 23)
Accounts
7
(as of 2 Jun 23)
Employees
13
(7 investment advisory or research)
Address
AGF Investments
53 STATE STREET
SUITE 1308
BOSTON
MA 02109
53 STATE STREET
SUITE 1308
BOSTON
MA 02109
Office hours
Monday - Friday, 9:00AM- 5:00PM
Phone
617-292-9801
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Deroche, William, Henry | Chief Investment Officer | 04/2010 | < 5% |
Agf Quantitative Advisors, Inc. | Direct Owner | 11/2015 | > 75% |
Agf Management LTD | Direct Owner | 11/2015 | > 75% |
Goldring Capital Corporation | Shareholder | 06/1985 | > 75% |
Goldring, Judith, Gail | Director/chair of the Board | 11/2015 | < 5% |
Mccreadie, Kevin, Andrew | Director | 11/2015 | < 5% |
Adams, Mark, William | Corporate Secretary | 06/2017 | < 5% |
BCG Holding Corporation | Shareholder | 11/2008 | 50-75% |
Goldring, Blake, Charles | Direct Owner | 04/2008 | > 75% |
Hendrickson, Damion, Jeremy | Managing Director | 03/2020 | < 5% |
Wahl, Heather, Elizabeth | Chief Compliance Officer | 01/2022 | < 5% |
Quinn, Jennifer | Chief Financial Officer | 02/2023 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
6 Feb 24
13F-NT
Notice of holdings reported by another manager
13 Nov 23
13F-NT
Notice of holdings reported by another manager
9 Aug 23
SC 13G/A
Brookstone Capital Management
6 Jul 23
SC 13G
Brookstone Capital Management
3 May 23
13F-NT
Notice of holdings reported by another manager
1 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
10 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
10 May 22
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 75 |
Opened positions | 23 |
Closed positions | 19 |
Increased positions | 25 |
Reduced positions | 23 |
13F shares | Current |
---|---|
Total value | 157.93 bn |
Total shares | 8.14 mm |
Total puts | 0.00 |
Total calls | 200.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Advisor | 1.47 mm | $29.28 bn |
SF Stifel Financial | 597.35 k | $11.86 bn |
TMD Wealth Management | 558.07 k | $11.08 bn |
LPL Financial | 473.65 k | $9.41 bn |
Ethos Financial | 429.11 k | $8.52 bn |
RY Royal Bank Of Canada | 393.20 k | $7.81 bn |
Fortis Group Advisors | 382.98 k | $7.81 bn |
Captrust Financial Advisors | 268.21 k | $5.33 bn |
Susquehanna International | 260.36 k | $5.17 bn |
Dynamic Advisor Solutions | 231.71 k | $4.60 bn |