Asset Allocation & Management is an investment advisor in Chicago with $28.97 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
364418695
SEC advisor number
801-60075
FINRA CRD number
109875
AUM ?
$28.97 bn
(as of 22 Mar 22)
Accounts
703
(as of 22 Mar 22)
Employees
49
(29 investment advisory or research)
Address
Asset Allocation & Management
30 N. LASALLE STREET
SUITE 3500
CHICAGO
IL 60602
30 N. LASALLE STREET
SUITE 3500
CHICAGO
IL 60602
Office hours
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Phone
312-263-2900
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Schaefer, John, Larkin | Chief Executive Officer, Managing Member | 04/2002 | < 5% |
Nuttall, Reed, J | Chief Investment Officer | 10/2004 | < 5% |
Schaefco, Inc. | Member | 12/2007 | 5-10% |
Schaefer, John, Larkin | Managing Member | 12/2007 | > 75% |
Goodman, Eric, Byck | Director | 12/2014 | < 5% |
Securian Aam Holdings, LLC | Sole Direct Owner | 12/2014 | 50-75% |
Minnesota Life Insurance Company | Shareholder | 12/2014 | > 75% |
Securian Financial Group, Inc. | Shareholder | 10/1998 | > 75% |
Borgmann, Joseph, Allen | Chief Financial Officer | 03/2017 | < 5% |
Diedrich, Robert, Gordon | Director | 12/2017 | < 5% |
Bravo, Inc. | Member | 01/2010 | 5-10% |
Bravo, Marco, Anthony | Managing Member | 01/2010 | > 75% |
Klassa, Chelsea, Lynn | Chief Compliance Officer | 12/2019 | < 5% |
Zaccaro, Warren, John | Director | 03/2020 | < 5% |
Byrnes, Dan | Director | 03/2020 | < 5% |
Securian Holding Company | Shareholder | 10/1998 | > 75% |
Minnesota Mutual Companies, Inc. | Shareholder | 10/1998 | > 75% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
11 Apr 24
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
17 Oct 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
17 Apr 23
13F-HR
Quarterly holdings report by institutional manager
9 Feb 23
13F-HR
Quarterly holdings report by institutional manager
20 Oct 22
13F-HR
Quarterly holdings report by institutional manager
19 Jul 22
13F-HR
Quarterly holdings report by institutional manager
11 Apr 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22