The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 222 | 14,494 | SH | SOLE | 0 | 0 | 14,494 | ||
ABBOTT LABS | COM | 002824100 | 292 | 3,022 | SH | SOLE | 0 | 0 | 3,022 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,142 | 4,907 | SH | SOLE | 0 | 0 | 4,907 | ||
ALBEMARLE CORP | COM | 012653101 | 446 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 673 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 649 | 6,787 | SH | SOLE | 0 | 0 | 6,787 | ||
AMAZON COM INC | COM | 023135106 | 396 | 3,506 | SH | SOLE | 0 | 0 | 3,506 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 221 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 882 | 3,499 | SH | SOLE | 0 | 0 | 3,499 | ||
AMGEN INC | COM | 031162100 | 954 | 4,233 | SH | SOLE | 0 | 0 | 4,233 | ||
APPLE INC | COM | 037833100 | 1,003 | 7,255 | SH | SOLE | 0 | 0 | 7,255 | ||
ARISTA NETWORKS INC | COM | 040413106 | 273 | 2,422 | SH | SOLE | 0 | 0 | 2,422 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,033 | 4,567 | SH | SOLE | 0 | 0 | 4,567 | ||
BP PLC | SPONSORED ADR | 055622104 | 343 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BAKER HUGHES COMPANY | CL A | 05722G100 | 252 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BK OF AMERICA CORP | COM | 060505104 | 691 | 22,872 | SH | SOLE | 0 | 0 | 22,872 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,219 | 3 | SH | SOLE | 0 | 0 | 3 | ||
BEST BUY INC | COM | 086516101 | 208 | 3,278 | SH | SOLE | 0 | 0 | 3,278 | ||
BLACKROCK INC | COM | 09247X101 | 545 | 990 | SH | SOLE | 0 | 0 | 990 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 240 | 146 | SH | SOLE | 0 | 0 | 146 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 406 | 5,713 | SH | SOLE | 0 | 0 | 5,713 | ||
BROADCOM INC | COM | 11135F101 | 1,171 | 2,638 | SH | SOLE | 0 | 0 | 2,638 | ||
CVS HEALTH CORP | COM | 126650100 | 381 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 241 | 3,618 | SH | SOLE | 0 | 0 | 3,618 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 1,213 | 18,192 | SH | SOLE | 0 | 0 | 18,192 | ||
CATERPILLAR INC | COM | 149123101 | 297 | 1,811 | SH | SOLE | 0 | 0 | 1,811 | ||
CHEVRON CORP NEW | COM | 166764100 | 417 | 2,904 | SH | SOLE | 0 | 0 | 2,904 | ||
CISCO SYS INC | COM | 17275R102 | 736 | 18,390 | SH | SOLE | 0 | 0 | 18,390 | ||
COCA COLA CO | COM | 191216100 | 1,081 | 19,299 | SH | SOLE | 0 | 0 | 19,299 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 860 | 12,249 | SH | SOLE | 0 | 0 | 12,249 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 246 | 520 | SH | SOLE | 0 | 0 | 520 | ||
CUMMINS INC | COM | 231021106 | 978 | 4,808 | SH | SOLE | 0 | 0 | 4,808 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 148 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 253 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
FORD MTR CO DEL | COM | 345370860 | 560 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 1,011 | 4,766 | SH | SOLE | 0 | 0 | 4,766 | ||
GENERAL MTRS CO | COM | 37045V100 | 590 | 18,384 | SH | SOLE | 0 | 0 | 18,384 | ||
GENUINE PARTS CO | COM | 372460105 | 1,168 | 7,821 | SH | SOLE | 0 | 0 | 7,821 | ||
GILEAD SCIENCES INC | COM | 375558103 | 324 | 5,248 | SH | SOLE | 0 | 0 | 5,248 | ||
HP INC | COM | 40434L105 | 800 | 32,109 | SH | SOLE | 0 | 0 | 32,109 | ||
HOME DEPOT INC | COM | 437076102 | 1,121 | 4,062 | SH | SOLE | 0 | 0 | 4,062 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 21,044 | 22,080,000 | PRN | SOLE | 0 | 0 | 22,080,000 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 740 | 4,099 | SH | SOLE | 0 | 0 | 4,099 | ||
INTEL CORP | COM | 458140100 | 249 | 9,679 | SH | SOLE | 0 | 0 | 9,679 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,212 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 112 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 334 | 4,193 | SH | SOLE | 0 | 0 | 4,193 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,101 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,136 | 19,898 | SH | SOLE | 0 | 0 | 19,898 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 6,454 | 63,000 | SH | SOLE | 0 | 0 | 63,000 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 220 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,571 | 7,164 | SH | SOLE | 0 | 0 | 7,164 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 273 | 1,653 | SH | SOLE | 0 | 0 | 1,653 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 874 | 4,221 | SH | SOLE | 0 | 0 | 4,221 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 579 | 6,641 | SH | SOLE | 0 | 0 | 6,641 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,854 | 39,975 | SH | SOLE | 0 | 0 | 39,975 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 15,277 | 310,000 | SH | SOLE | 0 | 0 | 310,000 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 397 | 8,971 | SH | SOLE | 0 | 0 | 8,971 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 746 | 7,135 | SH | SOLE | 0 | 0 | 7,135 | ||
JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | 6,761 | 137,700 | SH | SOLE | 0 | 0 | 137,700 | ||
JOHNSON & JOHNSON | COM | 478160104 | 13,712 | 8,396 | SH | SOLE | 0 | 0 | 8,396 | ||
KLA CORP | COM NEW | 482480100 | 223 | 736 | SH | SOLE | 0 | 0 | 736 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 881 | 7,827 | SH | SOLE | 0 | 0 | 7,827 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 260 | 1,250 | SH | SOLE | 0 | 0 | 1,250 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 649 | 1,680 | SH | SOLE | 0 | 0 | 1,680 | ||
M & T BK CORP | COM | 55261F104 | 1,202 | 6,819 | SH | SOLE | 0 | 0 | 6,819 | ||
MARATHON PETE CORP | COM | 56585A102 | 249 | 2,502 | SH | SOLE | 0 | 0 | 2,502 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 254 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
MCDONALDS CORP | COM | 580135101 | 1,292 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | ||
MERCK & CO INC | COM | 58933Y105 | 453 | 5,259 | SH | SOLE | 0 | 0 | 5,259 | ||
METLIFE INC | COM | 59156R108 | 401 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
MICROSOFT CORP | COM | 594918104 | 1,049 | 4,502 | SH | SOLE | 0 | 0 | 4,502 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 402 | 6,580 | SH | SOLE | 0 | 0 | 6,580 | ||
MONDELEZ INTL INC | CL A | 609207105 | 844 | 15,384 | SH | SOLE | 0 | 0 | 15,384 | ||
MORGAN STANLEY | COM NEW | 617446448 | 210 | 2,660 | SH | SOLE | 0 | 0 | 2,660 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 747 | 4,996 | SH | SOLE | 0 | 0 | 4,996 | ||
PEPSICO INC | COM | 713448108 | 1,266 | 7,755 | SH | SOLE | 0 | 0 | 7,755 | ||
PFIZER INC | COM | 717081103 | 1,028 | 23,499 | SH | SOLE | 0 | 0 | 23,499 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 770 | 9,270 | SH | SOLE | 0 | 0 | 9,270 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 121 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,301 | 10,306 | SH | SOLE | 0 | 0 | 10,306 | ||
QUALCOMM INC | COM | 747525103 | 957 | 8,469 | SH | SOLE | 0 | 0 | 8,469 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 922 | 11,265 | SH | SOLE | 0 | 0 | 11,265 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,998 | 5,594 | SH | SOLE | 0 | 0 | 5,594 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 212 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 11,834 | 289,551 | SH | SOLE | 0 | 0 | 289,551 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,445 | 36,806 | SH | SOLE | 0 | 0 | 36,806 | ||
STARBUCKS CORP | COM | 855244109 | 253 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
STRYKER CORPORATION | COM | 863667101 | 243 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
TJX COS INC NEW | COM | 872540109 | 248 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
TARGET CORP | COM | 87612E106 | 509 | 3,430 | SH | SOLE | 0 | 0 | 3,430 | ||
TESLA INC | COM | 88160R101 | 256 | 966 | SH | SOLE | 0 | 0 | 966 | ||
TEXAS INSTRS INC | COM | 882508104 | 774 | 5,001 | SH | SOLE | 0 | 0 | 5,001 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 237 | 468 | SH | SOLE | 0 | 0 | 468 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,037 | 6,768 | SH | SOLE | 0 | 0 | 6,768 | ||
TYSON FOODS INC | CL A | 902494103 | 802 | 12,161 | SH | SOLE | 0 | 0 | 12,161 | ||
UNION PAC CORP | COM | 907818108 | 858 | 4,403 | SH | SOLE | 0 | 0 | 4,403 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 788 | 4,880 | SH | SOLE | 0 | 0 | 4,880 | ||
UNITED RENTALS INC | COM | 911363109 | 236 | 874 | SH | SOLE | 0 | 0 | 874 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 455 | 901 | SH | SOLE | 0 | 0 | 901 | ||
V F CORP | COM | 918204108 | 373 | 12,487 | SH | SOLE | 0 | 0 | 12,487 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 3,350 | 53,250 | SH | SOLE | 0 | 0 | 53,250 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 235 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 4,515 | 124,175 | SH | SOLE | 0 | 0 | 124,175 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 22,548 | 237,650 | SH | SOLE | 0 | 0 | 237,650 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 521 | 11,754 | SH | SOLE | 0 | 0 | 11,754 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,748 | 75,295 | SH | SOLE | 0 | 0 | 75,295 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,523 | 47,423 | SH | SOLE | 0 | 0 | 47,423 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 22,866 | 69,649 | SH | SOLE | 0 | 0 | 69,649 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,250 | 7,329 | SH | SOLE | 0 | 0 | 7,329 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,491 | 7,930 | SH | SOLE | 0 | 0 | 7,930 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 2,608 | 12,189 | SH | SOLE | 0 | 0 | 12,189 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 803 | 4,701 | SH | SOLE | 0 | 0 | 4,701 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 30,421 | 169,503 | SH | SOLE | 0 | 0 | 169,503 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 286 | 7,521 | SH | SOLE | 0 | 0 | 7,521 | ||
VISA INC | COM CL A | 92826C839 | 205 | 1,154 | SH | SOLE | 0 | 0 | 1,154 | ||
APTIV PLC | SHS | G6095L109 | 211 | 2,702 | SH | SOLE | 0 | 0 | 2,702 |