The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 241 | 2,191 | SH | SOLE | 0 | 0 | 2,191 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,212 | 3,932 | SH | SOLE | 0 | 0 | 3,932 | ||
ALBEMARLE CORP | COM | 012653101 | 365 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 873 | 9,839 | SH | SOLE | 0 | 0 | 9,839 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 598 | 6,780 | SH | SOLE | 0 | 0 | 6,780 | ||
AMAZON COM INC | COM | 023135106 | 461 | 5,493 | SH | SOLE | 0 | 0 | 5,493 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 218 | 1,031 | SH | SOLE | 0 | 0 | 1,031 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 790 | 2,536 | SH | SOLE | 0 | 0 | 2,536 | ||
AMGEN INC | COM | 031162100 | 806 | 3,068 | SH | SOLE | 0 | 0 | 3,068 | ||
APPLE INC | COM | 037833100 | 1,821 | 14,012 | SH | SOLE | 0 | 0 | 14,012 | ||
ARISTA NETWORKS INC | COM | 040413106 | 294 | 2,422 | SH | SOLE | 0 | 0 | 2,422 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 956 | 4,003 | SH | SOLE | 0 | 0 | 4,003 | ||
BP PLC | SPONSORED ADR | 055622104 | 419 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BAKER HUGHES COMPANY | CL A | 05722G100 | 354 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BANK AMERICA CORP | COM | 060505104 | 549 | 16,581 | SH | SOLE | 0 | 0 | 16,581 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,406 | 3 | SH | SOLE | 0 | 0 | 3 | ||
BLACKROCK INC | COM | 09247X101 | 597 | 843 | SH | SOLE | 0 | 0 | 843 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 294 | 146 | SH | SOLE | 0 | 0 | 146 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 298 | 4,142 | SH | SOLE | 0 | 0 | 4,142 | ||
BROADCOM INC | COM | 11135F101 | 1,179 | 2,109 | SH | SOLE | 0 | 0 | 2,109 | ||
CVS HEALTH CORP | COM | 126650100 | 373 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 270 | 3,618 | SH | SOLE | 0 | 0 | 3,618 | ||
CATERPILLAR INC | COM | 149123101 | 315 | 1,313 | SH | SOLE | 0 | 0 | 1,313 | ||
CHEVRON CORP NEW | COM | 166764100 | 521 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
CISCO SYS INC | COM | 17275R102 | 664 | 13,941 | SH | SOLE | 0 | 0 | 13,941 | ||
COCA COLA CO | COM | 191216100 | 931 | 14,635 | SH | SOLE | 0 | 0 | 14,635 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 700 | 8,881 | SH | SOLE | 0 | 0 | 8,881 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 429 | 940 | SH | SOLE | 0 | 0 | 940 | ||
CUMMINS INC | COM | 231021106 | 895 | 3,695 | SH | SOLE | 0 | 0 | 3,695 | ||
DANAHER CORPORATION | COM | 235851102 | 249 | 940 | SH | SOLE | 0 | 0 | 940 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 144 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 260 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
FORD MTR CO DEL | COM | 345370860 | 582 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 857 | 3,453 | SH | SOLE | 0 | 0 | 3,453 | ||
GILEAD SCIENCES INC | COM | 375558103 | 326 | 3,803 | SH | SOLE | 0 | 0 | 3,803 | ||
HP INC | COM | 40434L105 | 625 | 23,278 | SH | SOLE | 0 | 0 | 23,278 | ||
HOME DEPOT INC | COM | 437076102 | 1,029 | 3,257 | SH | SOLE | 0 | 0 | 3,257 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 21,225 | 21,725,000 | PRN | SOLE | 0 | 0 | 21,725,000 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 655 | 2,971 | SH | SOLE | 0 | 0 | 2,971 | ||
INTEL CORP | COM | 458140100 | 204 | 7,736 | SH | SOLE | 0 | 0 | 7,736 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,208 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 115 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 351 | 4,143 | SH | SOLE | 0 | 0 | 4,143 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,239 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,645 | 19,898 | SH | SOLE | 0 | 0 | 19,898 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 5,588 | 53,000 | SH | SOLE | 0 | 0 | 53,000 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 258 | 3,930 | SH | SOLE | 0 | 0 | 3,930 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 270 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,733 | 7,164 | SH | SOLE | 0 | 0 | 7,164 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 288 | 1,653 | SH | SOLE | 0 | 0 | 1,653 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 931 | 4,221 | SH | SOLE | 0 | 0 | 4,221 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 629 | 6,641 | SH | SOLE | 0 | 0 | 6,641 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 3,459 | 46,975 | SH | SOLE | 0 | 0 | 46,975 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 15,444 | 310,000 | SH | SOLE | 0 | 0 | 310,000 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 426 | 8,971 | SH | SOLE | 0 | 0 | 8,971 | ||
ISHARES TR | ESG AWR MSCI USA | 46435G425 | 2,882 | 34,000 | SH | SOLE | 0 | 0 | 34,000 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 580 | 4,327 | SH | SOLE | 0 | 0 | 4,327 | ||
JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | 6,645 | 134,900 | SH | SOLE | 0 | 0 | 134,900 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,214 | 6,875 | SH | SOLE | 0 | 0 | 6,875 | ||
KLA CORP | COM NEW | 482480100 | 354 | 938 | SH | SOLE | 0 | 0 | 938 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 804 | 5,921 | SH | SOLE | 0 | 0 | 5,921 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 260 | 1,250 | SH | SOLE | 0 | 0 | 1,250 | ||
M & T BK CORP | COM | 55261F104 | 717 | 4,943 | SH | SOLE | 0 | 0 | 4,943 | ||
MARATHON PETE CORP | COM | 56585A102 | 291 | 2,502 | SH | SOLE | 0 | 0 | 2,502 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 507 | 3,063 | SH | SOLE | 0 | 0 | 3,063 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 271 | 780 | SH | SOLE | 0 | 0 | 780 | ||
MCDONALDS CORP | COM | 580135101 | 1,437 | 5,452 | SH | SOLE | 0 | 0 | 5,452 | ||
MERCK & CO INC | COM | 58933Y105 | 583 | 5,253 | SH | SOLE | 0 | 0 | 5,253 | ||
METLIFE INC | COM | 59156R108 | 478 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
MICROSOFT CORP | COM | 594918104 | 2,067 | 8,621 | SH | SOLE | 0 | 0 | 8,621 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 462 | 6,580 | SH | SOLE | 0 | 0 | 6,580 | ||
MONDELEZ INTL INC | CL A | 609207105 | 743 | 11,152 | SH | SOLE | 0 | 0 | 11,152 | ||
NVIDIA CORPORATION | COM | 67066G104 | 215 | 1,473 | SH | SOLE | 0 | 0 | 1,473 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 572 | 3,621 | SH | SOLE | 0 | 0 | 3,621 | ||
PEPSICO INC | COM | 713448108 | 1,097 | 6,074 | SH | SOLE | 0 | 0 | 6,074 | ||
PFIZER INC | COM | 717081103 | 912 | 17,799 | SH | SOLE | 0 | 0 | 17,799 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 680 | 6,719 | SH | SOLE | 0 | 0 | 6,719 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 124 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,282 | 8,461 | SH | SOLE | 0 | 0 | 8,461 | ||
QUALCOMM INC | COM | 747525103 | 734 | 6,678 | SH | SOLE | 0 | 0 | 6,678 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 824 | 8,167 | SH | SOLE | 0 | 0 | 8,167 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,139 | 5,594 | SH | SOLE | 0 | 0 | 5,594 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 238 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 11,843 | 289,551 | SH | SOLE | 0 | 0 | 289,551 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 2,780 | 36,806 | SH | SOLE | 0 | 0 | 36,806 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 616 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
STARBUCKS CORP | COM | 855244109 | 298 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
STRYKER CORPORATION | COM | 863667101 | 293 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
TJX COS INC NEW | COM | 872540109 | 318 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
TARGET CORP | COM | 87612E106 | 511 | 3,430 | SH | SOLE | 0 | 0 | 3,430 | ||
TESLA INC | COM | 88160R101 | 294 | 2,383 | SH | SOLE | 0 | 0 | 2,383 | ||
TEXAS INSTRS INC | COM | 882508104 | 599 | 3,625 | SH | SOLE | 0 | 0 | 3,625 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 258 | 468 | SH | SOLE | 0 | 0 | 468 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 961 | 5,124 | SH | SOLE | 0 | 0 | 5,124 | ||
TYSON FOODS INC | CL A | 902494103 | 549 | 8,816 | SH | SOLE | 0 | 0 | 8,816 | ||
UNION PAC CORP | COM | 907818108 | 661 | 3,193 | SH | SOLE | 0 | 0 | 3,193 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 755 | 4,342 | SH | SOLE | 0 | 0 | 4,342 | ||
UNITED RENTALS INC | COM | 911363109 | 311 | 874 | SH | SOLE | 0 | 0 | 874 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 997 | 1,881 | SH | SOLE | 0 | 0 | 1,881 | ||
V F CORP | COM | 918204108 | 250 | 9,052 | SH | SOLE | 0 | 0 | 9,052 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 207 | 1,634 | SH | SOLE | 0 | 0 | 1,634 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 912 | 13,850 | SH | SOLE | 0 | 0 | 13,850 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 237 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | 5,212 | 124,175 | SH | SOLE | 0 | 0 | 124,175 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 25,716 | 237,650 | SH | SOLE | 0 | 0 | 237,650 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 589 | 11,754 | SH | SOLE | 0 | 0 | 11,754 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,935 | 75,295 | SH | SOLE | 0 | 0 | 75,295 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,556 | 47,300 | SH | SOLE | 0 | 0 | 47,300 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 9,776 | 27,824 | SH | SOLE | 0 | 0 | 27,824 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,317 | 7,329 | SH | SOLE | 0 | 0 | 7,329 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,836 | 13,915 | SH | SOLE | 0 | 0 | 13,915 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 2,598 | 12,189 | SH | SOLE | 0 | 0 | 12,189 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 863 | 4,701 | SH | SOLE | 0 | 0 | 4,701 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 63,609 | 332,703 | SH | SOLE | 0 | 0 | 332,703 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 213 | 5,417 | SH | SOLE | 0 | 0 | 5,417 | ||
VISA INC | COM CL A | 92826C839 | 239 | 1,150 | SH | SOLE | 0 | 0 | 1,150 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 1,303 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
APTIV PLC | SHS | G6095L109 | 252 | 2,702 | SH | SOLE | 0 | 0 | 2,702 | ||
VALARIS LIMITED | CL A | G9460G101 | 256 | 3,793 | SH | SOLE | 0 | 0 | 3,793 |