Apollo Senior Floating Rate Fund Inc. (the "Fund") is a diversified, closed-end management investment company. The Fund’s investment objective is to seek current income and preservation of capital by investing primarily in senior, secured loans made to companies whose debt is rated below investment grade and investments with similar economic characteristics. Senior loans typically hold a first lien priority and pay floating rates of interest, generally quoted as a spread over a reference floating rate benchmark. Under normal market conditions, the Fund invests at least 80% of its managed assets (which includes leverage) in floating rate senior loans and investments with similar economic characteristics.
Company profile
Ticker
XAFTX, XAFTX
Exchange
CEO
Joseph Anthony Moroney
Employees
Location
Fiscal year end
SEC CIK
XAFTX stock data
Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
23 Aug 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Aug 24
25-NSE
Exchange delisting
22 Jul 24
425
Business combination disclosure
30 May 24
425
Business combination disclosure
28 May 24
425
Business combination disclosure
15 May 24
425
Business combination disclosure
14 May 24
DEFA14A
Additional proxy soliciting materials
8 May 24
DEF 14A
Definitive proxy
8 May 24
425
Business combination disclosure
8 May 24
Latest ownership filings
SC 13G/A
MORGAN STANLEY
7 Oct 24
NPORT-P
Apollo Senior Floating Rate Fund Inc. (Jun 2024 report)
9 Aug 24
4
ELLIOT STEIN JR
24 Jul 24
4
James Vanek
24 Jul 24
4
Barry J. Cohen
24 Jul 24
3
Meredith Coffey
13 Jun 24
NPORT-P
Apollo Senior Floating Rate Fund Inc. (Mar 2024 report)
29 May 24
4
Barry J. Cohen
4 Mar 24
NPORT-P
Apollo Senior Floating Rate Fund Inc. (Dec 2023 report)
28 Feb 24
SC 13G
MORGAN STANLEY
12 Feb 24
Institutional ownership, Q2 2024
34.1% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 47 |
Opened positions | 7 |
Closed positions | 6 |
Increased positions | 13 |
Reduced positions | 12 |
13F shares | Current |
---|---|
Total value | 55.91 bn |
Total shares | 5.31 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 1.33 mm | $0.00 |
MS Morgan Stanley | 1.06 mm | $15.39 bn |
Guggenheim Capital | 331.76 k | $4.82 bn |
Advisors Asset Management | 302.78 k | $4.40 bn |
IVZ Invesco | 263.27 k | $3.83 bn |
Pathstone | 211.03 k | $3.07 bn |
Next Capital Management | 202.53 k | $2.94 bn |
Resources Investment Advisors | 189.65 k | $2.76 bn |
WFC Wells Fargo & Company | 182.59 k | $2.65 bn |
LPL Financial | 175.61 k | $2.55 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Jul 24 | James Vanek | Common Stock | Sale back to company | Dispose D | No | No | 0 | 11,100 | 0.00 | 0 |
22 Jul 24 | Barry J. Cohen | Common Stock | Sale back to company | Dispose D | No | No | 0 | 24,685 | 0.00 | 0 |
22 Jul 24 | Stein Elliot JR | Common Stock | Sale back to company | Dispose D | No | No | 0 | 700 | 0.00 | 0 |
1 Mar 24 | Barry J. Cohen | Common Stock | Buy | Acquire P | Yes | No | 14.325 | 1,320 | 18.91 k | 24,685 |
1 Mar 24 | Barry J. Cohen | Common Stock | Buy | Acquire P | Yes | No | 14.325 | 2,500 | 35.81 k | 23,365 |
1 Mar 24 | Barry J. Cohen | Common Stock | Buy | Acquire P | Yes | No | 14.33 | 2,500 | 35.83 k | 20,865 |
29 Feb 24 | Barry J. Cohen | Common Stock | Buy | Acquire P | Yes | No | 14.1946 | 8,365 | 118.74 k | 18,365 |