Nuveen Short Duration Credit Opportunities Fund's investment objective is to provide current income and the potential for capital appreciation.
Under normal circumstances, the Fund will invest at least 80% of “Assets,” at time of purchase, in loans or securities in the issuing company's capital structure that are senior to its common equity, including but not limited to debt securities, preferred securities. The Fund invests at least 70% of its managed assets in adjustable rate corporate debt instruments, including senior secured loans, second lien loans and other adjustable rate corporate debt instruments. Up to 30% of the Fund's assets may include other types of debt instruments or short positions consisting primarily of high yield debt. The Fund maintains a portfolio with an average duration that does not exceed two years. The Fund uses leverage.
Company profile
Ticker
JSD
Exchange
Employees
Incorporated
Location
SEC CIK
Corporate docs
JSD stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
25-NSE
Exchange delisting
31 Jul 23
425
Business combination disclosure
8 May 23
425
Business combination disclosure
14 Apr 23
425
Business combination disclosure
14 Apr 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Apr 23
DEF 14A
Definitive proxy
30 Mar 23
CORRESP
Correspondence with SEC
30 Mar 23
PRE 14A
Preliminary proxy
16 Mar 23
Latest ownership filings
NPORT-P
Nuveen Short Duration Credit Opportunities Fund (Apr 2023 report)
28 Jun 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
8 Jun 23
SC 13D/A
Bulldog Investors, LLP
4 Apr 23
NPORT-P
Nuveen Short Duration Credit Opportunities Fund (Jan 2023 report)
28 Mar 23
SC 13D
Bulldog Investors, LLP
6 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
27 Jan 23
NPORT-P
Nuveen Short Duration Credit Opportunities Fund (Oct 2022 report)
27 Dec 22
4
Scott C. Caraher
22 Nov 22
SC 13G
OAKTREE HOLDINGS, LLC
12 Oct 22
NPORT-P
Nuveen Short Duration Credit Opportunities Fund (Jul 2022 report)
28 Sep 22
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Short Duration Credit Opportunities Fund | – | 0.01 | -0.87 | 0.46 | 228.94 mm | 438 | Apr 2023 |
Institutional ownership, Q2 2023
49.3% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 41 |
Opened positions | 6 |
Closed positions | 7 |
Increased positions | 14 |
Reduced positions | 14 |
13F shares | Current |
---|---|
Total value | 40.74 bn |
Total shares | 4.97 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 528.18 k | $5.94 mm |
Oaktree | 509.05 k | $6.10 mm |
Bulldog Investors | 372.71 k | $4.30 bn |
Saba Capital Management | 365.06 k | $4.22 bn |
Thomas J. Herzfeld Advisors | 351.89 k | $4.06 bn |
Rivernorth Capital Management | 345.45 k | $3.99 bn |
Sit Investment Associates | 219.63 k | $2.54 mm |
Next Capital Management | 215.98 k | $2.50 bn |
MS Morgan Stanley | 207.63 k | $2.40 bn |
Guggenheim Capital | 184.99 k | $2.14 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
18 Nov 22 | Caraher Scott C. | Common Stock | Sell | Dispose S | No | No | 12.0652 | 16,156 | 194.93 k | 0 |