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First Trust Exchange-traded Fund Vii

Company Profile

Company profile

Incorporated

Location

SEC CIK

Latest filings (excl ownership)

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Certified semi-annual shareholder report (management investment company)

Annual report of proxy voting record

Annual report (registered investment company)

Certified annual shareholder report (management investment company)

Certified semi-annual shareholder report (management investment company)

Annual report of proxy voting record

Annual report (registered investment company)

Certified annual shareholder report (management investment company)

Correspondence with SEC

Certified semi-annual shareholder report (management investment company)

Latest ownership filings

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First Trust Global Tactical Commodity Strategy Fund (Sep 2022 report)

First Trust Alternative Absolute Return Strategy ETF (Sep 2022 report)

First Trust Global Tactical Commodity Strategy Fund (Jun 2022 report)

First Trust Alternative Absolute Return Strategy ETF (Jun 2022 report)

First Trust Global Tactical Commodity Strategy Fund (Mar 2022 report)

First Trust Alternative Absolute Return Strategy ETF (Mar 2022 report)

First Trust Global Tactical Commodity Strategy Fund (Dec 2021 report)

First Trust Alternative Absolute Return Strategy ETF (Dec 2021 report)

First Trust Alternative Absolute Return Strategy ETF (Sep 2021 report)

First Trust Global Tactical Commodity Strategy Fund (Sep 2021 report)

Funds

Data from SEC filings

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
First Trust Alternative Absolute Return Strategy ETF	FAAR	-1.68	-0.70	-4.46	196.98 mm	45	Sep 2022
First Trust Global Tactical Commodity Strategy Fund	FTGC	1.42	-0.55	-6.08	4.30 bn	47	Sep 2022

Institutional ownership, Q3 2022

First Trust Exchange-traded Fund Vii institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	284	299	-5.0%
Opened positions	29	54	-46.3%
Closed positions	44	25	+76.0%
Increased positions	97	155	-37.4%
Reduced positions	133	71	+87.3%

13F shares	Current	Prev Q	Change
Total value	2.98 bn	3.33 bn	-10.3%
Total shares	116.43 mm	124.05 mm	-6.1%
Total puts	0.00	0.00
Total calls	0.00	10.80 k	EXIT
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
WFC Wells Fargo & Co.	24.97 mm	$632.75 mm	+51.3%
MS Morgan Stanley	18.21 mm	$461.51 mm	-18.6%
LPL Financial	7.11 mm	$180.28 mm	-20.3%
UBS UBS Group AG - Registered Shares	6.42 mm	$162.57 mm	-17.3%
First Trust Advisors	5.68 mm	$143.90 mm	-0.0%
RY Royal Bank Of Canada	4.24 mm	$107.52 mm	-8.0%
Advisor	2.11 mm	$53.52 mm	-31.0%
SF Stifel Financial	1.91 mm	$48.28 mm	-9.2%
Raymond James Financial Services Advisors	1.75 mm	$44.38 mm	-0.9%
Atwood & Palmer	1.68 mm	$42.51 mm	-3.1%

Largest transactions	Shares	Bought/sold	Change
WFC Wells Fargo & Co.	24.97 mm	+8.46 mm	+51.3%
MS Morgan Stanley	18.21 mm	-4.17 mm	-18.6%
LPL Financial	7.11 mm	-1.81 mm	-20.3%
UBS UBS Group AG - Registered Shares	6.42 mm	-1.34 mm	-17.3%
ODonnell Financial Services	0.00	-956.15 k	EXIT
Advisor	2.11 mm	-947.41 k	-31.0%
Baird Financial	438.52 k	-620.33 k	-58.6%
PCG Wealth Advisors	1.24 mm	+617.38 k	+98.9%
Cetera Advisors	265.15 k	-534.36 k	-66.8%
Envestnet Asset Management	1.37 mm	-529.38 k	-27.9%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.