Company profile
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
12 Sep 22
N-PX
Annual report of proxy voting record
29 Aug 22
N-CSR
Certified annual shareholder report (management investment company)
26 Aug 22
DEFA14A
Additional proxy soliciting materials
24 May 22
DEFA14A
Additional proxy soliciting materials
18 May 22
CERT
Certification of approval for exchange listing
17 May 22
8-A12B
Registration of securities on exchange
17 May 22
DEFA14A
Additional proxy soliciting materials
3 May 22
DEFA14A
Additional proxy soliciting materials
20 Apr 22
DEF 14A
Definitive proxy
15 Mar 22
Latest ownership filings
NPORT-P
Principal International Adaptive Multi-Factor ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Spectrum Tax-Advantaged Dividend Active ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Investment Grade Corporate Active ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Ultra-Short Active Income ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Spectrum Preferred Securities Active ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal U.S. Mega-Cap ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Active High Yield ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal U.S. Small-Cap Multi-Factor ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Quality ETF (Sep 2022 report)
28 Nov 22
NPORT-P
Principal Value ETF (Sep 2022 report)
28 Nov 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Principal Active High Yield ETF | YLD | 5.04 | -1.83 | -3.84 | 226.76 mm | 117 | Sep 2022 |
| Principal Healthcare Innovators ETF | BTEC | 9.01 | 2.81 | -5.07 | 60.15 mm | 282 | Sep 2022 |
| Principal International Adaptive Multi-Factor ETF | PXUS | 4.53 | -4.75 | -9.51 | 10.80 mm | 638 | Sep 2022 |
| Principal International Multi-Factor ETF | PDEV | 1.26 | 1.37 | -3.27 | 47.57 mm | 583 | Sep 2021 |
| Principal Investment Grade Corporate Active ETF | IG | 3.47 | -2.79 | -5.65 | 70.83 mm | 204 | Sep 2022 |
| Principal Millennial Global Growth ETF | GENY | 3.19 | -2.05 | -14.12 | 20.74 mm | 142 | Sep 2022 |
| Principal Quality ETF | PSET | 8.58 | -5.76 | -8.23 | 31.33 mm | 67 | Sep 2022 |
| Principal Real Estate Active Opportunities ETF | BYRE | 8.60 | -4.88 | -12.14 | 4.90 mm | 21 | Sep 2022 |
| Principal Spectrum Preferred Securities Active ETF | PREF | 4.79 | -1.09 | -4.74 | 334.45 mm | 84 | Sep 2022 |
| Principal Spectrum Tax-Advantaged Dividend Active ETF | PQDI | 5.03 | -2.71 | -3.54 | 20.52 mm | 51 | Sep 2022 |
| Principal U.S. Large-Cap Adaptive Multi-Factor ETF | PLRG | 8.53 | -3.84 | -9.21 | 5.42 mm | 396 | Sep 2022 |
| Principal U.S. Mega-Cap ETF | USMC | 8.55 | -5.54 | -9.52 | 1.00 bn | 43 | Sep 2022 |
| Principal U.S. Small-Cap Adaptive Multi-Factor ETF | PLTL | 9.57 | -4.57 | -9.94 | 5.12 mm | 459 | Sep 2022 |
| Principal U.S. Small-Cap Multi-Factor ETF | PSC | 9.72 | -2.81 | -8.80 | 281.02 mm | 587 | Sep 2022 |
| Principal Ultra-Short Active Income ETF | USI | 0.27 | 0.22 | -0.08 | 8.47 mm | 45 | Sep 2022 |
| Principal Value ETF | PY | 6.68 | -1.82 | -8.73 | 90.02 mm | 81 | Sep 2022 |
Institutional ownership, Q3 2022
| 13F holders | Current |
|---|---|
| Total holders | 10 |
| Opened positions | 0 |
| Closed positions | 87 |
| Increased positions | 1 |
| Reduced positions | 9 |
| 13F shares | Current |
|---|---|
| Total value | 67.07 mm |
| Total shares | 3.28 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| PFG Principal Financial Group Inc - Registered Shares | 2.55 mm | $52.22 mm |
| Envestnet Asset Management | 425.09 k | $8.71 mm |
| Cerity Partners | 132.57 k | $2.72 mm |
| Citadel Advisors | 68.96 k | $1.41 mm |
| Jane Street | 57.13 k | $1.17 mm |
| Insight Wealth Partners | 18.55 k | $380.00 k |
| LPL Financial | 17.27 k | $354.00 k |
| Sound Income Strategies | 3.97 k | $81.00 k |
| Advisor | 1.49 k | $31.00 k |
| WFC Wells Fargo & Co. | 1.00 | $0.00 |