Company profile
Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
23 Feb 24
25-NSE
Exchange delisting
26 Oct 23
25-NSE
Exchange delisting
13 Oct 23
N-CEN
Annual report (registered investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
31 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
28 Aug 23
CERT
Certification of approval for exchange listing
12 Jul 23
8-A12B
Registration of securities on exchange
5 Jul 23
DEFA14A
Additional proxy soliciting materials
31 Mar 23
DEFA14A
Additional proxy soliciting materials
27 Mar 23
Latest ownership filings
NPORT-P
Principal Active High Yield ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Spectrum Tax-Advantaged Dividend Active ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Investment Grade Corporate Active ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Spectrum Preferred Securities Active ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal U.S. Mega-Cap ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Monthly portfolio investment report
20 Feb 24
NPORT-P
Principal Quality ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Healthcare Innovators ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Value ETF (Dec 2023 report)
20 Feb 24
NPORT-P
Principal Real Estate Active Opportunities ETF (Dec 2023 report)
20 Feb 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Principal Active High Yield ETF | YLD | -0.83 | 4.17 | 3.42 | 154.22 mm | 125 | Dec 2023 |
Principal Focused Blue Chip ETF | BCHP | 0.22 | 12.00 | 3.82 | 29.70 mm | 23 | Dec 2023 |
Principal Healthcare Innovators ETF | BTEC | -11.92 | 12.96 | 21.52 | 50.86 mm | 227 | Dec 2023 |
Principal International Multi-Factor ETF | PDEV | 1.26 | 1.37 | -3.27 | 47.57 mm | 583 | Sep 2021 |
Principal Investment Grade Corporate Active ETF | IG | -1.91 | 5.71 | 4.22 | 73.95 mm | 128 | Dec 2023 |
Principal Quality ETF | PSET | -3.56 | 10.49 | 5.53 | 41.63 mm | 69 | Dec 2023 |
Principal Real Estate Active Opportunities ETF | BYRE | -2.83 | 12.16 | 6.59 | 9.29 mm | 22 | Dec 2023 |
Principal Spectrum Preferred Securities Active ETF | PREF | -2.29 | 4.58 | 3.25 | 781.71 mm | 94 | Dec 2023 |
Principal Spectrum Tax-Advantaged Dividend Active ETF | PQDI | -1.86 | 4.64 | 2.67 | 20.82 mm | 49 | Dec 2023 |
Principal U.S. Mega-Cap ETF | USMC | -2.44 | 8.67 | 3.72 | 2.05 bn | 43 | Dec 2023 |
Principal U.S. Small-Cap ETF | PSC | 5.10 | -3.31 | -4.79 | 301.26 mm | 534 | Sep 2023 |
Principal Ultra-Short Active Income ETF | USI | 0.15 | 0.51 | 0.46 | 7.25 mm | 37 | Dec 2022 |
Principal Value ETF | PY | -3.33 | 8.58 | 6.66 | 57.20 mm | 115 | Dec 2023 |
Institutional ownership, Q3 2023
13F holders | Current |
---|---|
Total holders | 81 |
Opened positions | 25 |
Closed positions | 6 |
Increased positions | 25 |
Reduced positions | 22 |
13F shares | Current |
---|---|
Total value | 545.76 bn |
Total shares | 32.51 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
UBS UBS Group AG - Registered Shares | 5.73 mm | $96.69 bn |
BAC Bank Of America | 5.53 mm | $93.23 bn |
WFC Wells Fargo & Co. | 3.60 mm | $60.66 bn |
MS Morgan Stanley | 3.01 mm | $50.74 bn |
PFG Principal Financial Group Inc - Registered Shares | 2.24 mm | $40.39 bn |
RY Royal Bank Of Canada | 1.17 mm | $19.70 bn |
Pallas Capital Advisors | 1.02 mm | $16.73 bn |
Cyndeo Wealth Partners | 802.63 k | $14.49 bn |
LPL Financial | 781.66 k | $13.23 bn |
Wealth Enhancement Advisory Services | 762.91 k | $12.86 bn |