he Gabelli Global Small and Mid Cap Value Trust is a closed-end diversified management investment company whose investment objective is long-term capital growth.
Under normal market conditions, the Fund will invest at least 80% of its total assets in equity securities (such as common stock and preferred stock) of companies with small or medium sized market capitalizations. The Fund currently defines “small cap companies” as those with a market capitalization generally less than $3 billion at the time of investment and “mid cap companies” as those with a market capitalization between $3 billion and $12 billion at the time of investment. At least 40% of its total assets will be invested in the equity securities of companies located outside the United States and in at least three countries.
Company profile
Ticker
GGZ
Exchange
Employees
Incorporated
Location
Fiscal year end
Industry
SEC CIK
GGZ stock data
Latest filings (excl ownership)
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
25 Aug 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
N-CEN
Annual report (registered investment company)
14 Mar 23
Latest ownership filings
SC 13D/A
GAMCO INVESTORS, INC. ET AL
14 Mar 24
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2023 report)
29 Feb 24
4
John Chester Ball
22 Feb 24
4
Kevin V. Dreyer
24 Jan 24
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Sep 2023 report)
29 Nov 23
4
MARIO J GABELLI
28 Sep 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Jun 2023 report)
29 Aug 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Mar 2023 report)
30 May 23
SC 13D/A
GAMCO INVESTORS, INC. ET AL
15 Mar 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2022 report)
1 Mar 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Gabelli Global Small & Mid Cap Value Trust | – | 2.42 | -5.30 | -9.51 | 124.76 mm | 277 | Sep 2023 |
Institutional ownership, Q4 2023
9.8% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 12 |
Opened positions | 2 |
Closed positions | 28 |
Increased positions | 3 |
Reduced positions | 3 |
13F shares | Current |
---|---|
Total value | 2.47 bn |
Total shares | 853.51 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Pitaro Regina M. | 380.53 k | $0.00 |
MJG 1999 Descendants Trust | 237.83 k | $0.00 |
Raymond James & Associates | 78.43 k | $920.01 mm |
Blue Bell Private Wealth Management | 73.26 k | $859.33 mm |
Silverlake Wealth Management | 34.32 k | $402.57 mm |
International Assets Investment Management | 25.04 k | $2.14 mm |
Raymond James Financial Services Advisors | 23.38 k | $274.24 mm |
North Star Investment Management | 450.00 | $5.28 mm |
Allworth Financial | 169.00 | $1.98 mm |
Focused Wealth Management | 64.00 | $750.00 k |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Feb 24 | John Chester Ball | Common Shares, Par Value $0.001 | Buy | Acquire P | No | No | 11.565 | 22 | 254.43 | 22 |
26 Sep 23 | Gabelli Mario J | Series B Cumulative Preferred Shares | Other | Dispose J | No | No | 10 | 329,901 | 3.30 mm | 473,596 |
26 Sep 23 | Gabelli Mario J | Series B Cumulative Preferred Shares | Other | Dispose J | Yes | No | 10 | 109,993 | 1.10 mm | 88,200 |
26 Sep 23 | Gabelli Mario J | Series B Cumulative Preferred Shares | Other | Dispose J | Yes | No | 10 | 87,954 | 879.54 k | 70,600 |
26 Sep 23 | Kevin V. Dreyer | Series B Cumulative Preferred Shares | Other | Dispose J | No | No | 10 | 2,164 | 21.64 k | 1,800 |
Press releases
Gabelli Funds to Host 10th Annual Waste & Environmental Services Symposium Thursday, April 4, 2024
1 Apr 24
Gabelli Utilities Fund Reaffirms $0.88 Distribution Policy and Announces Conversion of C1 Class
29 Feb 24
Gabelli Global Small and Mid Cap Value Trust Declares First Quarter Distribution of $0.16 Per Share
14 Feb 24