Financial reports
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
12 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
Current reports
No filings
Registration and prospectus
POS EX
Additional exhibits for listing
24 Aug 22
25-NSE
Exchange delisting
28 Feb 22
D
$40M in investment fund / equity, sold $40M, 40 investors
5 Nov 21
POS EX
Additional exhibits for listing
23 Oct 17
8-A12B
Registration of securities on exchange
9 May 16
POS EX
Additional exhibits for listing
9 May 16
8-A12B
Registration of securities on exchange
23 May 14
425
Business combination disclosure
26 Mar 14
425
Business combination disclosure
26 Mar 14
AW WD
Withdrawal of amendment withdrawal request
14 Mar 14
Proxies
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-PX
Annual report of proxy voting record
25 Aug 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
N-PX
Annual report of proxy voting record
30 Aug 22
DEFA14A
Additional proxy soliciting materials
24 Mar 22
DEF 14A
Definitive proxy
24 Mar 22
N-PX
Annual report of proxy voting record
24 Aug 21
Other
CORRESP
Correspondence with SEC
25 Aug 22
EFFECT
Notice of effectiveness
13 Aug 21
CORRESP
Correspondence with SEC
11 Aug 21
EFFECT
Notice of effectiveness
3 Oct 17
CORRESP
Correspondence with SEC
20 Sep 17
EFFECT
Notice of effectiveness
18 Apr 16
CORRESP
Correspondence with SEC
15 Apr 16
CORRESP
Correspondence with SEC
15 Apr 16
EFFECT
Notice of effectiveness
11 Feb 14
CORRESP
Correspondence with SEC
7 Feb 14
Ownership
SC 13D/A
GAMCO INVESTORS, INC. ET AL
14 Mar 24
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2023 report)
29 Feb 24
4
John Chester Ball
22 Feb 24
4
Kevin V. Dreyer
24 Jan 24
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Sep 2023 report)
29 Nov 23
4
MARIO J GABELLI
28 Sep 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Jun 2023 report)
29 Aug 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Mar 2023 report)
30 May 23
SC 13D/A
GAMCO INVESTORS, INC. ET AL
15 Mar 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2022 report)
1 Mar 23