Latest filings (excl ownership)
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
25 Aug 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
12 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-PX
Annual report of proxy voting record
30 Aug 22
CORRESP
Correspondence with SEC
25 Aug 22
POS EX
Additional exhibits for listing
24 Aug 22
DEFA14A
Additional proxy soliciting materials
24 Mar 22
DEF 14A
Definitive proxy
24 Mar 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 22
25-NSE
Exchange delisting
28 Feb 22
D
$40M in investment fund / equity, sold $40M, 40 investors
5 Nov 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
N-PX
Annual report of proxy voting record
24 Aug 21
EFFECT
Notice of effectiveness
13 Aug 21
CORRESP
Correspondence with SEC
11 Aug 21
DEFA14A
Additional proxy soliciting materials
29 Mar 21
DEF 14A
Definitive proxy
29 Mar 21
N-CEN
Annual report (registered investment company)
11 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 20
N-PX
Annual report of proxy voting record
21 Aug 20
DEFA14A
Additional proxy soliciting materials
6 May 20
DEFA14A
Additional proxy soliciting materials
4 May 20
DEFA14A
Additional proxy soliciting materials
1 May 20
DEFR14A
Revised proxy
9 Apr 20
DEF 14A
Definitive proxy
9 Apr 20
N-CEN
Annual report (registered investment company)
11 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 19
Latest ownership filings
SC 13D/A
GAMCO INVESTORS, INC. ET AL
14 Mar 24
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2023 report)
29 Feb 24
4
John Chester Ball
22 Feb 24
4
Kevin V. Dreyer
24 Jan 24
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Sep 2023 report)
29 Nov 23
4
MARIO J GABELLI
28 Sep 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Jun 2023 report)
29 Aug 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Mar 2023 report)
30 May 23
SC 13D/A
GAMCO INVESTORS, INC. ET AL
15 Mar 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2022 report)
1 Mar 23
SC 13G/A
MJG 1999 DESCENDANTS TRUST
9 Feb 23
SC 13G/A
Pitaro Regina M.
9 Feb 23
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Sep 2022 report)
29 Nov 22
4
MARIO J GABELLI
18 Oct 22
4
Kevin V. Dreyer
30 Sep 22
4
MARIO J GABELLI
29 Sep 22
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Jun 2022 report)
29 Aug 22
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Mar 2022 report)
31 May 22
4
BRUCE N ALPERT
2 Mar 22
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2021 report)
1 Mar 22
4
Agnes Mullady
18 Feb 22
4
John Birch
10 Feb 22
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Sep 2021 report)
29 Nov 21
SC 13G
MJG 1999 DESCENDANTS TRUST
12 Nov 21
SC 13G
Pitaro Regina M.
12 Nov 21
SC 13D
GAMCO INVESTORS, INC. ET AL
12 Nov 21
4
Kevin V. Dreyer
3 Nov 21
4
MARIO J GABELLI
2 Nov 21
4
Kevin V. Dreyer
14 Sep 21
SC 13D/A
GAMCO INVESTORS, INC. ET AL
8 Sep 21
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Jun 2021 report)
20 Aug 21
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Mar 2021 report)
28 May 21
4
BRUCE N ALPERT
24 May 21
4
BRUCE N ALPERT
19 May 21
3
Calgary Avansino
5 Apr 21
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Dec 2020 report)
19 Feb 21
SC 13G/A
MORGAN STANLEY
11 Feb 21
NPORT-P
Gabelli Global Small & Mid Cap Value Trust (Sep 2020 report)
27 Nov 20
SC 13D/A
GAMCO INVESTORS, INC. ET AL
28 Sep 20
3
Peter D. Goldstein
26 Aug 20