| Owner | Title | From | %Ownership |
|---|---|---|---|
| Horan, Terence Lee | President | 07/1997 | > 75% |
| Hendricks, James Robert | CFO | 10/2016 | < 5% |
| Powell, Timothy Glenn | Vice President/ Reg Rep | 10/2017 | 5-10% |
| Napier, Michael Dunlap | Vice President/ Reg Rep | 10/2017 | 5-10% |
| Hoernschemeyer, Gregory Leo | Vice President/reg Rep | 12/2018 | < 5% |
| Shoemake, Thomas Allen | Chief Compliance Officer | 02/2020 | < 5% |
| Solomon, Geoffrey Edward | Vice President / Reg Rep | 02/2020 | < 5% |
| Horan, John Ryan | Dept Director, Retirement Plan Consulting | 07/2019 | < 5% |
| Lance, Nicolas Eric | Chief Operating Officer | 10/2022 | < 5% |
