Synergy Financial Management is a fund manager in Bellevue with $488.59 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
Industry
SEC CIK
IRS number
912138969
SEC advisor number
801-64132
FINRA CRD number
117201
AUM ?
$467.73 mm
(as of 3 Mar 22)
Accounts
1,968
(as of 3 Mar 22)
Employees
8
(3 investment advisory or research)
Office hours
Monday - Friday, 8:00AM - 4:00 PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Synergy Financial Services, Inc. | 99% Owner | 07/2001 | > 75% |
Maas, Joseph, Merrell | Owner | 07/2001 | > 75% |
Maas, Joseph, Merrell | Principal | 10/2001 | < 5% |
Shrader, Ann, Minette | Chief Compliance Officer | 02/2022 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Synergy Asset Management, LLC | $488.59 mm | |
Crosslink Capital Fund I, LLC | $1.20 mm | Hedge Fund |
Rowan Street Capital, LLC | $12.68 mm | Hedge Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
19 Jan 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
2 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
10 Feb 23
13F-HR
Quarterly holdings report by institutional manager
8 Nov 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR
Quarterly holdings report by institutional manager
5 May 22
13F-HR
Quarterly holdings report by institutional manager
4 Feb 22
13F-HR
Quarterly holdings report by institutional manager
10 Nov 21