Latest filings (excl ownership)
25-NSE
Exchange delisting
25 Oct 21
N-CEN
Annual report (registered investment company)
13 Sep 21
N-PX
Annual report of proxy voting record
25 Aug 21
N-CSR
Certified annual shareholder report (management investment company)
17 Aug 21
25-NSE
Exchange delisting
5 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Mar 21
25-NSE
Exchange delisting
30 Oct 20
25-NSE
Exchange delisting
30 Oct 20
N-CEN
Annual report (registered investment company)
14 Sep 20
N-CSR
Certified annual shareholder report (management investment company)
1 Sep 20
N-PX
Annual report of proxy voting record
20 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Mar 20
CERT
Certification of approval for exchange listing
26 Dec 19
8-A12B
Registration of securities on exchange
16 Dec 19
N-14
Registration statement for investment companies business combination
8 Nov 19
CERT
Certification of approval for exchange listing
23 Oct 19
CERT
Certification of approval for exchange listing
23 Oct 19
8-A12B
Registration of securities on exchange
23 Oct 19
8-A12B
Registration of securities on exchange
23 Oct 19
CORRESP
Correspondence with SEC
16 Oct 19
CORRESP
Correspondence with SEC
16 Oct 19
N-CEN
Annual report (registered investment company)
10 Sep 19
N-CSR
Certified annual shareholder report (management investment company)
5 Sep 19
N-PX
Annual report of proxy voting record
26 Aug 19
POS EX
Additional exhibits for listing
12 Feb 19
CERT
Certification of approval for exchange listing
8 Feb 19
EFFECT
Notice of effectiveness
8 Feb 19
8-A12B
Registration of securities on exchange
7 Feb 19
CORRESP
Correspondence with SEC
6 Feb 19
CORRESP
Correspondence with SEC
5 Feb 19
CORRESP
Correspondence with SEC
1 Feb 19
RW
Registration withdrawal request
11 Dec 18
Latest ownership filings
NPORT-P
Pacific Global Senior Loan ETF (Sep 2021 report)
29 Nov 21
NPORT-P
Pacific Global Senior Loan ETF (Jun 2021 report)
25 Aug 21
NPORT-P
Pacific Global Focused High Yield ETF (Jun 2021 report)
25 Aug 21
NPORT-P
Pacific Global Senior Loan ETF (Mar 2021 report)
27 May 21
NPORT-P
Pacific Global Focused High Yield ETF (Mar 2021 report)
27 May 21
NPORT-P
Pacific Global Senior Loan ETF (Dec 2020 report)
1 Mar 21
NPORT-P
Pacific Global Focused High Yield ETF (Dec 2020 report)
1 Mar 21
NPORT-P
Pacific Global International Equity Income ETF (Sep 2020 report)
13 Nov 20
NPORT-P
Pacific Global US Equity Income ETF (Sep 2020 report)
13 Nov 20
NPORT-P
Pacific Global Senior Loan ETF (Sep 2020 report)
13 Nov 20
NPORT-P
Pacific Global Focused High Yield ETF (Sep 2020 report)
13 Nov 20
NPORT-P
Pacific Global Senior Loan ETF (Jun 2020 report)
27 Aug 20
NPORT-P
Pacific Global US Equity Income ETF (Jun 2020 report)
27 Aug 20
NPORT-P
Pacific Global International Equity Income ETF (Jun 2020 report)
27 Aug 20
NPORT-P
Pacific Global Focused High Yield ETF (Jun 2020 report)
27 Aug 20
NPORT-P/A
Pacific Global Senior Loan ETF (Dec 2019 report)
27 Aug 20
NPORT-P/A
Pacific Global Senior Loan ETF (Mar 2020 report)
27 Aug 20
NPORT-P
Pacific Global International Equity Income ETF (Mar 2020 report)
29 May 20
NPORT-P
Pacific Global US Equity Income ETF (Mar 2020 report)
29 May 20
NPORT-P
Pacific Global Senior Loan ETF (Mar 2020 report)
29 May 20
NPORT-P
Pacific Global Focused High Yield ETF (Mar 2020 report)
29 May 20
NPORT-P
Pacific Global US Equity Income ETF (Dec 2019 report)
25 Feb 20
NPORT-P
Pacific Global Senior Loan ETF (Dec 2019 report)
25 Feb 20
NPORT-P
Pacific Global International Equity Income ETF (Dec 2019 report)
25 Feb 20
NPORT-P
Pacific Global Focused High Yield ETF (Dec 2019 report)
25 Feb 20
NPORT-P
Pacific Global US Equity Income ETF (Sep 2019 report)
8 Nov 19