| Fund Manager | Fund Series | # Fund Positions | $ Fund Size (mm) | # Shares Held (mm) | $ Holding (mm) | % of Fund | Position | As Of |
|---|---|---|---|---|---|---|---|---|
| Starboard Investment Trust | Utah Focus Fund UTFOX |
39 | 2.21 | 0.00 | 0.07 | 3.21 | Long | Sep 2023 |
| NexPoint Funds I | Nexpoint Merger Arbitrage Fund HMEAX, HMECX, HMEZX |
144 | 912.38 | 0.97 | 22.96 | 2.88 | Long | Sep 2024 |
| GDL Fund | GDL Fund |
151 | 190.04 | 0.14 | 3.20 | 2.66 | Long | Sep 2024 |
| New York Life Investments ETF Trust | NYLI Merger Arbitrage ETF MNA |
65 | 232.57 | 0.25 | 5.78 | 2.61 | Long | Oct 2024 |
| NexPoint Funds I | NexPoint Event Driven Fund HHCAX, HHCCX, HHCZX |
147 | 72.66 | 0.06 | 1.37 | 2.55 | Long | Sep 2024 |
| BlackRock Funds | BlackRock Global Impact Fund |
60 | 7.44 | 0.01 | 0.16 | 2.19 | Long | Jan 2024 |
| ALLSPRING FUNDS TRUST | Allspring Small Cap Fund WFSDX, WFSSX, WFSMX, WSCDX, WFSJX |
75 | 37.64 | 0.02 | 0.57 | 1.52 | Long | Dec 2023 |
| Delaware Group Equity Funds IV | Delaware Small Cap Growth Fund DSGDX, DSGEX, DSGFX, DSGGX |
75 | 117.17 | 0.05 | 1.38 | 1.19 | Long | Dec 2023 |
| INVESTMENT MANAGERS SERIES TRUST II | AXS Merger Fund GAKIX, GAKAX |
59 | 19.77 | 0.01 | 0.19 | 1.15 | Long | Sep 2024 |
| Gabelli Investor Funds Inc | The Gabelli ABC Fund GABCX, GADVX |
240 | 581.50 | 0.20 | 4.71 | 1.05 | Long | Sep 2024 |
| Gabelli 787 Fund, Inc. | Enterprise Mergers and Acquisitions Fund EMAAX, EMACX, EMAYX, EAAAX |
209 | 51.04 | 0.02 | 0.38 | 0.75 | Long | Oct 2024 |
| SPDR SERIES TRUST | SPDR(R) S&P(R) Software & Services ETF XSW |
146 | 389.64 | 0.11 | 2.54 | 0.69 | Long | Sep 2024 |
| ADVISORS' INNER CIRCLE III | Knights of Columbus Small Cap Equity Fund KCSIX, KCSSX |
93 | 152.51 | 0.04 | 0.94 | 0.62 | Long | Oct 2024 |
| Comstock Funds, Inc. | Comstock Capital Value Fund DRCVX, CPCCX, CPCRX, COMVX |
101 | 6.85 | 0.00 | 0.02 | 0.35 | Long | Oct 2024 |
| INVESTMENT MANAGERS SERIES TRUST II | First Trust Merger Arbitrage Fund VARAX, VARBX, VARCX |
123 | 1,615.11 | 0.13 | 3.09 | 0.20 | Long | Sep 2024 |
| Neuberger Berman Alternative Funds | Neuberger Berman Absolute Return Multi-Manager Fund NABAX, NABCX, NABIX, NRABX, NABEX |
558 | 96.86 | 0.01 | 0.12 | 0.13 | Long | Oct 2024 |
| EQ Advisors Trust | 1290 VT GAMCO Mergers & Acquisitions Portfolio |
173 | 174.49 | 0.01 | 0.21 | 0.13 | Long | Sep 2024 |
| Guidestone Funds | SMALL CAP EQUITY FUND GSCYX, GSCZX |
695 | 864.95 | 0.05 | 1.07 | 0.12 | Long | Sep 2024 |
| Northern Funds | Small Cap Core Fund |
1,541 | 422.50 | 0.02 | 0.47 | 0.11 | Long | Sep 2024 |
| INVESTMENT MANAGERS SERIES TRUST II | First Trust Multi-Strategy Fund FTMAX, FTMIX, FTMCX |
293 | 757.70 | 0.01 | 0.33 | 0.06 | Long | Sep 2024 |
| JNL Series Trust | JNL/Mellon Information Technology Sector Fund |
219 | 6,954.26 | 0.17 | 4.09 | 0.06 | Long | Sep 2024 |
| RUSSELL INVESTMENT CO | Tax-Managed U.S. Mid & Small Cap Fund RTSSX, RTSCX, RTSAX, RTOUX |
779 | 1,729.49 | 0.04 | 1.00 | 0.06 | Long | Oct 2024 |
| WisdomTree Trust | WisdomTree U.S. MidCap Fund EZM |
543 | 817.43 | 0.02 | 0.42 | 0.05 | Long | Sep 2024 |
| Virtus Event Opportunities Trust | Virtus Westchester Event-Driven Fund WCERX, WCEIX |
406 | 453.03 | 0.01 | 0.18 | 0.05 | Long | Sep 2024 |
| Merger Fund | The Merger Fund MERFX, MERIX |
572 | 2,579.35 | 0.04 | 0.94 | 0.04 | Long | Sep 2024 |
| Merger Fund VL | The Merger Fund VL MERVX |
541 | 34.24 | 0.00 | 0.01 | 0.04 | Long | Sep 2024 |
| JNL Series Trust | JNL/Westchester Capital Event Driven Fund |
362 | 107.64 | 0.00 | 0.02 | 0.04 | Long | Sep 2024 |
| Delaware Group Foundation Funds | Delaware Strategic Allocation Fund DFBCX, DFFIX, DFBAX, DFBRX |
918 | 178.56 | 0.00 | 0.06 | 0.03 | Long | Dec 2022 |
| BNY Mellon ETF Trust | BNY Mellon US Small Cap Core Equity ETF BKSE |
603 | 122.71 | 0.00 | 0.03 | 0.03 | Long | Oct 2024 |
| EQ Advisors Trust | EQ/Small Company Index Portfolio |
1,982 | 1,559.12 | 0.02 | 0.36 | 0.02 | Long | Sep 2024 |
| PACIFIC SELECT FUND | PD Small-Cap Growth Index Portfolio |
1,102 | 99.72 | 0.00 | 0.02 | 0.02 | Long | Sep 2024 |
| iShares Trust | iShares Morningstar Small-Cap Growth ETF ISCG |
996 | 685.17 | 0.01 | 0.13 | 0.02 | Long | Oct 2024 |
| FundVantage Trust | Gotham Neutral Fund GONIX |
1,881 | 206.86 | 0.00 | 0.02 | 0.02 | Long | Sep 2024 |
| Fidelity Salem Street Trust | Fidelity Small Cap Growth Index Fund FECGX |
1,133 | 811.60 | 0.01 | 0.16 | 0.02 | Long | Sep 2024 |
| iShares Trust | iShares Russell 2000 Growth ETF IWO |
1,124 | 14,007.95 | 0.11 | 2.52 | 0.02 | Long | Sep 2024 |
| Voya VARIABLE PORTFOLIOS INC | Voya VACS Index Series SC Portfolio VVICX |
1,757 | 293.45 | 0.00 | 0.06 | 0.02 | Long | Sep 2024 |
| SCHWAB CAPITAL TRUST | Schwab Small-Cap Index Fund SWSSX |
1,974 | 6,429.78 | 0.05 | 1.26 | 0.02 | Long | Oct 2024 |
| John Hancock Variable Insurance Trust | Small Cap Index Trust JAEWX, JESIX, JAJOX |
1,825 | 550.73 | 0.00 | 0.11 | 0.02 | Long | Sep 2024 |
| TIAA-CREF Funds | Nuveen Small Cap Blend Index Fund TISBX, TRBIX, TRHBX |
1,971 | 3,619.46 | 0.03 | 0.70 | 0.02 | Long | Oct 2024 |
| GLOBAL X FUNDS | Global X Russell 2000 ETF RSSL |
1,972 | 1,435.10 | 0.01 | 0.28 | 0.02 | Long | Oct 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | LVIP SSGA Small-Cap Index Fund |
1,984 | 2,077.35 | 0.02 | 0.41 | 0.02 | Long | Sep 2024 |
| Nationwide Mutual Funds | Nationwide Small Cap Index Fund GMRAX, GMRIX, GMSRX, NWXRX |
1,933 | 260.65 | 0.00 | 0.05 | 0.02 | Long | Oct 2024 |
| VANGUARD INDEX FUNDS | VANGUARD SMALL-CAP GROWTH INDEX FUND VISGX, VSGIX, VBK, VSGAX |
618 | 36,628.76 | 0.30 | 7.11 | 0.02 | Long | Sep 2024 |
| PACIFIC SELECT FUND | Small-Cap Index Portfolio |
1,978 | 801.17 | 0.01 | 0.16 | 0.02 | Long | Sep 2024 |
| Fidelity Salem Street Trust | Fidelity Small Cap Index Fund FSSNX |
1,983 | 29,152.66 | 0.22 | 5.29 | 0.02 | Long | Oct 2024 |
| Fidelity Salem Street Trust | Fidelity Flex Small Cap Index Fund FLXSX |
1,982 | 440.13 | 0.00 | 0.08 | 0.02 | Long | Oct 2024 |
| iShares Trust | iShares Russell 2000 ETF IWM |
1,986 | 77,165.12 | 0.58 | 13.66 | 0.02 | Long | Sep 2024 |
| SUNAMERICA SERIES TRUST | SA Small Cap Index Portfolio |
1,995 | 317.62 | 0.00 | 0.06 | 0.02 | Long | Oct 2024 |
| Quantitative Master Series LLC | Master Small Cap Index Series |
1,984 | 6,291.73 | 0.04 | 1.04 | 0.02 | Long | Sep 2024 |
| Brighthouse Funds Trust II | MetLife Russell 2000 Index Portfolio |
1,852 | 1,013.60 | 0.01 | 0.17 | 0.02 | Long | Sep 2024 |
| Voya VARIABLE PORTFOLIOS INC | Voya RussellTM Small Cap Index Portfolio IRSIX, IIRSX, IRSSX, IRCIX |
1,771 | 632.50 | 0.01 | 0.12 | 0.02 | Long | Sep 2024 |
| BlackRock Variable Series Funds, Inc. | BlackRock Small Cap Index V.I. Fund |
1,979 | 384.55 | 0.00 | 0.06 | 0.02 | Long | Sep 2024 |
| Northern Funds | Small Cap Index Fund NSIDX |
1,994 | 1,257.71 | 0.01 | 0.24 | 0.02 | Long | Sep 2024 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS | DWS Small Cap Index VIP |
1,987 | 443.92 | 0.00 | 0.08 | 0.02 | Long | Sep 2024 |
| T. ROWE PRICE INDEX TRUST, INC. | T. Rowe Price Small-Cap Index Fund TRSYX, TRCSX, TRZIX |
1,996 | 202.63 | 0.00 | 0.04 | 0.02 | Long | Sep 2024 |
| Penn Series Funds Inc | Penn Series Small Cap Index Fund |
1,949 | 87.81 | 0.00 | 0.02 | 0.02 | Long | Sep 2024 |
| Nationwide Variable Insurance Trust | NVIT Small Cap Index Fund |
1,988 | 534.28 | 0.00 | 0.09 | 0.02 | Long | Sep 2024 |
| iShares Trust | iShares Russell 2000 Value ETF IWN |
1,443 | 13,387.53 | 0.09 | 2.22 | 0.02 | Long | Sep 2024 |
| EQ Advisors Trust | ATM Small Cap Managed Volatility Portfolio |
1,994 | 1,096.86 | 0.01 | 0.19 | 0.02 | Long | Sep 2024 |
| EQ Advisors Trust | EQ/2000 Managed Volatility Portfolio |
1,993 | 3,683.26 | 0.03 | 0.63 | 0.02 | Long | Sep 2024 |
| Fidelity Salem Street Trust | Fidelity Small Cap Value Index Fund FISVX |
1,451 | 1,390.23 | 0.01 | 0.23 | 0.02 | Long | Sep 2024 |
| PACIFIC SELECT FUND | PD Small-Cap Value Index Portfolio |
1,397 | 112.74 | 0.00 | 0.02 | 0.02 | Long | Sep 2024 |
| Calvert Variable Products, Inc. | CVT Russell 2000 Small Cap Index Portfolio |
2,001 | 288.84 | 0.00 | 0.05 | 0.02 | Long | Sep 2024 |
| ProFunds | ProFund VP Small-Cap |
1,991 | 9.65 | 0.00 | 0.00 | 0.01 | Long | Sep 2024 |
| ProFunds | ProFund VP UltraSmall-Cap |
1,994 | 16.56 | 0.00 | 0.00 | 0.01 | Long | Sep 2024 |
| ProFunds | UltraSmall-Cap UAPIX, UAPSX |
1,984 | 52.14 | 0.00 | 0.01 | 0.01 | Long | Oct 2024 |
| J.P. Morgan Exchange-Traded Fund Trust | JPMorgan BetaBuilders U.S. Mid Cap Equity ETF BBMC |
595 | 1,850.26 | 0.01 | 0.23 | 0.01 | Long | Oct 2024 |
| Rydex Series Funds | Russell 2000 1.5x Strategy Fund RYMKX, RYAKX, RYCMX |
1,993 | 6.52 | 0.00 | 0.00 | 0.01 | Long | Sep 2024 |
| iShares Trust | iShares Morningstar Small-Cap ETF ISCB |
1,585 | 254.17 | 0.00 | 0.02 | 0.01 | Long | Oct 2024 |
| Rydex Series Funds | Russell 2000 Fund RYRRX, RYROX, RYRHX |
1,995 | 16.71 | 0.00 | 0.00 | 0.01 | Long | Sep 2024 |
| EQ Advisors Trust | EQ/Morgan Stanley Small Cap Growth Portfolio |
1,141 | 417.67 | 0.00 | 0.04 | 0.01 | Long | Sep 2024 |
| ProFunds | Small-Cap SLPIX, SLPSX |
1,983 | 5.12 | 0.00 | 0.00 | 0.01 | Long | Oct 2024 |
| FundVantage Trust | Gotham Enhanced Return Fund GENIX |
1,906 | 677.60 | 0.00 | 0.03 | 0.01 | Long | Sep 2024 |
| VANGUARD INDEX FUNDS | VANGUARD SMALL-CAP INDEX FUND NAESX, VSMAX, VSCIX, VB, VSCPX |
1,389 | 153,644.98 | 0.55 | 12.97 | 0.01 | Long | Sep 2024 |
| BlackRock Funds | iShares Russell Small/Mid-Cap Index Fund |
2,451 | 713.59 | 0.00 | 0.05 | 0.01 | Long | Oct 2024 |
| Rydex Dynamic Funds | Russell 2000 2x Strategy Fund RYRUX, RYRLX, RYRSX |
2,001 | 58.70 | 0.00 | 0.00 | 0.01 | Long | Sep 2024 |
| MASSMUTUAL SELECT FUNDS | MM Russell 2000 Small Cap Index Fund MCJAX, MCJZX, MCJIX, MCJSX, MCJYX, MCJFX, MCJTX |
2,030 | 230.33 | 0.00 | 0.02 | 0.01 | Long | Mar 2022 |
| EQ Advisors Trust | 1290 VT Small Cap Value Portfolio |
1,473 | 433.34 | 0.00 | 0.03 | 0.01 | Long | Sep 2024 |
| EQ Advisors Trust | EQ/Franklin Small Cap Value Managed Volatility Portfolio |
1,992 | 287.98 | 0.00 | 0.02 | 0.01 | Long | Sep 2024 |
| Rydex Variable Trust | Russell 2000 1.5x Strategy Fund |
1,987 | 3.40 | 0.00 | 0.00 | 0.01 | Long | Sep 2024 |
| STATE STREET INSTITUTIONAL INVESTMENT TRUST | STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO SSMHX |
2,502 | 2,866.93 | 0.01 | 0.19 | 0.01 | Long | Sep 2024 |
| VANGUARD INDEX FUNDS | VANGUARD EXTENDED MARKET INDEX FUND VEXMX, VEXAX, VIEIX, VXF, VEMPX, VSEMX |
3,527 | 108,938.35 | 0.31 | 7.33 | 0.01 | Long | Sep 2024 |
| PACIFIC SELECT FUND | Small-Cap Equity Portfolio |
1,477 | 272.27 | 0.00 | 0.02 | 0.01 | Long | Sep 2024 |
| JNL Series Trust | JNL Multi-Manager Alternative Fund |
1,328 | 1,103.48 | 0.00 | 0.04 | 0.01 | Long | Sep 2024 |
| EQ Advisors Trust | EQ/AB Small Cap Growth Portfolio |
2,036 | 2,093.52 | 0.00 | 0.09 | 0.00 | Long | Sep 2024 |
| Dimensional ETF Trust | Dimensional U.S. Core Equity 2 ETF DFAC |
2,671 | 32,094.89 | 0.04 | 1.00 | 0.00 | Long | Oct 2024 |
| Dimensional ETF Trust | Dimensional U.S. Small Cap ETF DFAS |
2,039 | 9,661.92 | 0.01 | 0.28 | 0.00 | Long | Oct 2024 |
| EQ Advisors Trust | EQ/Common Stock Index Portfolio |
1,532 | 7,560.34 | 0.01 | 0.20 | 0.00 | Long | Sep 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | LVIP Dimensional U.S. Core Equity 2 Fund |
2,424 | 927.25 | 0.00 | 0.02 | 0.00 | Long | Sep 2024 |
| JNL Series Trust | JNL/DFA U.S. Small Cap Fund |
1,995 | 648.25 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST | LVIP Dimensional U.S. Core Equity 1 Fund |
2,182 | 1,691.24 | 0.00 | 0.03 | 0.00 | Long | Sep 2024 |
| STATE STREET VARIABLE INSURANCE SERIES FUNDS INC | State Street Total Return V.I.S. Fund SSTIX, SSTTX |
5,020 | 1,114.98 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| Bridge Builder Trust | Bridge Builder Small/Mid Cap Value Fund BBVSX |
2,270 | 8,640.51 | 0.00 | 0.11 | 0.00 | Long | Sep 2024 |
| Principal Funds, Inc | SmallCap Value Fund II PJARX, PLARX, PSTWX, PCPTX, PPVIX, PSMJX, PSMVX |
1,568 | 1,125.40 | 0.00 | 0.01 | 0.00 | Long | Oct 2024 |
| Principal Funds, Inc | SmallCap Growth Fund I PNASX, PPNMX, PPNPX, PPNSX, PGRTX, PSIJX, PCSMX |
1,227 | 2,170.79 | 0.00 | 0.03 | 0.00 | Long | Oct 2024 |
| TIAA-CREF Funds | Nuveen Equity Index Fund TIEIX, TIQRX, TINRX, TCEPX, TEIHX, TEQWX |
2,712 | 47,995.34 | 0.02 | 0.57 | 0.00 | Long | Oct 2024 |
| John Hancock Variable Insurance Trust | Strategic Equity Allocation Trust JAFVX |
3,376 | 7,423.06 | 0.00 | 0.08 | 0.00 | Long | Sep 2024 |
| TIAA Separate Account VA-1 | TIAA Separate Account VA-1 - Stock Index Account |
2,657 | 1,312.24 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| Dimensional ETF Trust | Dimensional US Core Equity Market ETF DFAU |
2,392 | 6,644.57 | 0.00 | 0.06 | 0.00 | Long | Oct 2024 |
| VANGUARD INDEX FUNDS | VANGUARD TOTAL STOCK MARKET INDEX FUND VTSMX, VTSAX, VITSX, VTI, VSMPX, VSTSX |
3,669 | 1,756,148.77 | 0.69 | 16.18 | 0.00 | Long | Sep 2024 |
| iShares Trust | iShares Russell 3000 ETF IWV |
2,686 | 15,184.16 | 0.01 | 0.12 | 0.00 | Long | Sep 2024 |
| College Retirement Equities Fund | College Retirement Equities Fund - Equity Index Account QCEQRX, QCEQPX, QCEQIX, QCEQFX |
2,784 | 25,863.01 | 0.01 | 0.21 | 0.00 | Long | Sep 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | U.S. Sustainability Core 1 Portfolio |
1,999 | 7,541.16 | 0.00 | 0.06 | 0.00 | Long | Oct 2024 |
| VANGUARD INSTITUTIONAL INDEX FUNDS | VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND VITNX, VITPX |
3,239 | 31,451.45 | 0.01 | 0.25 | 0.00 | Long | Sep 2024 |
| BlackRock Funds | iShares Total U.S. Stock Market Index Fund |
2,716 | 3,758.13 | 0.00 | 0.03 | 0.00 | Long | Oct 2024 |
| ADVISORS' INNER CIRCLE III | Knights of Columbus U.S. ALL CAP INDEX FUND KCXIX |
2,503 | 195.48 | 0.00 | 0.00 | 0.00 | Long | Oct 2024 |
| SCHWAB CAPITAL TRUST | Schwab Total Stock Market Index Fund SWTSX |
3,206 | 25,696.88 | 0.01 | 0.18 | 0.00 | Long | Oct 2024 |
| Bridge Builder Trust | Bridge Builder Small/Mid Cap Growth Fund BBGSX |
1,540 | 8,929.01 | 0.00 | 0.06 | 0.00 | Long | Sep 2024 |
| TIAA-CREF Life Funds | Nuveen Life Stock Index Fund TLSTX |
2,679 | 874.31 | 0.00 | 0.01 | 0.00 | Long | Sep 2024 |
| VANGUARD VALLEY FORGE FUNDS | VANGUARD BALANCED INDEX FUND VBINX, VBIAX, VBAIX |
16,143 | 58,278.86 | 0.01 | 0.27 | 0.00 | Long | Sep 2024 |
| Dimensional ETF Trust | Dimensional U.S. Targeted Value ETF DFAT |
1,505 | 11,059.61 | 0.00 | 0.05 | 0.00 | Long | Oct 2024 |
| College Retirement Equities Fund | College Retirement Equities Fund - Stock Account QCSTRX, QCSTPX, QCSTIX, QCSTFX |
8,145 | 131,627.57 | 0.02 | 0.57 | 0.00 | Long | Sep 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | U.S. SMALL CAP PORTFOLIO DFSTX |
1,991 | 18,444.19 | 0.00 | 0.07 | 0.00 | Long | Oct 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | U.S. Targeted Value Portfolio DFFVX |
1,468 | 15,059.72 | 0.00 | 0.05 | 0.00 | Long | Oct 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | U.S. CORE EQUITY 1 PORTFOLIO DFEOX |
2,461 | 37,123.13 | 0.00 | 0.11 | 0.00 | Long | Oct 2024 |
| Dimensional ETF Trust | Dimensional U.S. Equity Market ETF DFUS |
2,510 | 11,453.69 | 0.00 | 0.03 | 0.00 | Long | Oct 2024 |
| Dimensional ETF Trust | Dimensional U.S. Marketwide Value ETF DFUV |
1,335 | 11,448.47 | 0.00 | 0.03 | 0.00 | Long | Oct 2024 |
| DFA INVESTMENT DIMENSIONS GROUP INC | U.S. CORE EQUITY 2 PORTFOLIO DFQTX |
2,438 | 35,692.06 | 0.00 | 0.06 | 0.00 | Long | Oct 2024 |
| Nationwide Mutual Funds | Nationwide Multi-Cap Portfolio |
3,960 | 3,218.72 | 0.00 | 0.00 | 0.00 | Long | Apr 2024 |
| iShares Trust | iShares Core S&P Total U.S. Stock Market ETF ITOT |
2,550 | 62,704.73 | 0.00 | 0.00 | 0.00 | Long | Sep 2024 |
