Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
Lafayette Square Empire BDC, Inc., Lafayette Square Empire BDC, LLC
SEC CIK
Corporate docs
Subsidiaries
1.Lafayette Square SBIC GP, LLC • 2.Lafayette Square SBIC, LP • 3.LS BDC Holdings, LLC • 4.LS BDC Holdings • 5.LS BDC Holdings ...
SEC advisor number
801-121065
FINRA CRD number
313799
AUM ?
$32.70 mm
(as of 28 Aug 21)
Accounts
2
(as of 28 Aug 21)
Employees
23
(10 investment advisory or research)
Address
Lafayette Square Empire BDC
175 SW 7TH STREET
UNIT 1911
MIAMI
FL 33130
175 SW 7TH STREET
UNIT 1911
MIAMI
FL 33130
Office hours
Monday - Friday, 8:30AM - 6:00PM
Phone
7866880975
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Dwin, Damien, Ramon | President and Chief Executive Officer; Director | 03/2021 | > 75% |
Lafayette Square Holding Company, LLC | Member | 02/2021 | > 75% |
Dwin, Damien, Ramon | Member | 08/2020 | > 75% |
Kraut, David, T | General Counsel | 03/2021 | < 5% |
Daniele, Philip | Chief Risk Officer | 03/2021 | < 5% |
Swendiman, Matthew, Ashley | Chief Compliance Officer | 04/2021 | < 5% |
Latest filings (excl ownership)
8-K
Regulation FD Disclosure
26 Mar 24
8-K
Results of Operations and Financial Condition
21 Mar 24
10-K
2023 FY
Annual report
20 Mar 24
8-K
Departure of Directors or Certain Officers
18 Mar 24
8-K
Entry into a Material Definitive Agreement
9 Feb 24
D/A
Indefinite amount in equity, sold $316.69 mm, 101 investors
23 Jan 24
8-K
Results of Operations and Financial Condition
22 Jan 24
CORRESP
Correspondence with SEC
2 Jan 24
8-K
Unregistered Sales of Equity Securities
18 Dec 23
8-K
Regulation FD Disclosure
14 Dec 23
Latest ownership filings
SC 13G/A
Capricorn Investment Group LLC
9 Feb 24
SC 13G/A
SKOLL JEFFREY S
9 Feb 24
SC 13G/A
REGENTS OF THE UNIVERSITY OF CALIFORNIA
24 Jan 24
SC 13G/A
Opportunity Finance Network (a Pennsylvania non-profit corporation)
22 Jan 24
4
Change in insider ownership
19 Jan 24
SC 13G/A
Employees' Retirement System of the State of Hawaii
3 Jan 24
4
Retirement System of the State of Hawaii Employees'
15 Dec 23
4
DE DEPOT ET PLACEMENT DU QUEBEC CAISSE
15 Dec 23
SC 13D/A
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC
15 Dec 23
4
Ileana Stone
15 Dec 23
Financial summary
Quarter (USD) | Sep 23 | Jun 23 | Mar 23 | Dec 22 | |
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Revenue | |||||
Cost of revenue | |||||
Operating income | |||||
Operating margin | |||||
Net income | |||||
Net profit margin | |||||
Cash on hand | |||||
Change in cash | |||||
Diluted EPS |
Annual (USD) | Dec 22 | Dec 21 | |
---|---|---|---|
Revenue | |||
Cost of revenue | |||
Operating income | |||
Operating margin | |||
Net income | |||
Net profit margin | |||
Cash on hand | |||
Change in cash | |||
Diluted EPS |
Cash burn rate (est.) | Burn method: Change in cash | Burn method: Operating income | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 82.22 mm | 82.22 mm | 82.22 mm | 82.22 mm | ||
Cash burn (monthly) | (no burn) | (no burn) | 50.83 k | 2.28 mm | ||
Cash used (since last report) | n/a | n/a | 302.92 k | 13.61 mm | ||
Cash remaining | n/a | n/a | 81.92 mm | 68.61 mm | ||
Runway (months of cash) | n/a | n/a | 1611.5 | 30.0 |
Institutional ownership, Q1 2023
0.4% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 1 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares | Current |
---|---|
Total value | 0.00 |
Total shares | 34.58 k |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Retirement System of the State of Hawaii Employees' | 34.58 k | $0.00 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
14 Dec 23 | Caisse De Depot Et Placement Du Quebec | Common Stock, par value $0.001 per share | Buy | Acquire P | No | No | 14.79 | 2,398,884.38 | 35.48 mm | 5,405,226.62 |
14 Dec 23 | Retirement System of the State of Hawaii Employees' | Common stock | Buy | Acquire P | No | No | 14.79 | 1,916,835.7 | 28.35 mm | 4,255,295.43 |
14 Dec 23 | Opportunity Finance Network | Common Stock | Grant | Acquire A | No | No | 14.79 | 91,277.89 | 1.35 mm | 852,287.9 |
13 Dec 23 | Damien Dwin | Common Stock | Buy | Acquire P | No | No | 14.79 | 6,085.19 | 90.00 k | 58,460.45 |
13 Dec 23 | Seren Tahiroglu | Common Stock | Buy | Acquire P | No | No | 14.79 | 304.26 | 4.50 k | 2,836.59 |