Carret Asset Management is an investment advisor in New York with $3.02 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Carret & Co LLC, Carret Asset Management
SEC CIK
IRS number
134113321
SEC advisor number
801-63093
FINRA CRD number
131445
AUM ?
$3.02 bn
(as of 20 Apr 23)
Accounts
2,474
(as of 20 Apr 23)
Employees
24
(12 investment advisory or research)
Address
Carret Asset Management
320 PARK AVENUE
18TH FLOOR
NEW YORK
NY 10022
320 PARK AVENUE
18TH FLOOR
NEW YORK
NY 10022
Office hours
Monday - Friday, 9:00 AM TO 5:30 PM
Phone
2125933800
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Vega, Marco, Antonio | President / CCO | 09/2005 | < 5% |
Reisner, Wayne, Stanley | Principal, Senior Managing Director | 09/2005 | < 5% |
Graybill, Jason, Richard | Principal, Senior Managing Director | 01/2014 | < 5% |
Klein, Neil, Douglas | Principal, Senior Managing Director | 01/2014 | < 5% |
Carret Holdings, Inc. | Member | 02/2019 | > 75% |
Sbi Global Asset Management Co., LTD. (Japan) | Shareholder | 01/2020 | 50-75% |
Sbi Holdings, Inc. Japan | Shareholder | 02/2022 | > 75% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
24 Oct 24
13F-HR
Quarterly holdings report by institutional manager
1 Aug 24
13F-HR
Quarterly holdings report by institutional manager
18 Apr 24
13F-HR
Quarterly holdings report by institutional manager
2 Feb 24
13F-HR
Quarterly holdings report by institutional manager
12 Oct 23
13F-HR
Quarterly holdings report by institutional manager
25 Jul 23
13F-HR
Quarterly holdings report by institutional manager
11 May 23
13F-HR
Quarterly holdings report by institutional manager
10 Jan 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
11 Oct 22