tcw is a leading global asset management firm with a broad range of products across fixed income, equities, emerging markets and alternative investments. with more than four decades of investment experience, tcw today manages over $194 billion in client assets. through metwest funds, tcw funds and tcw alternative funds, tcw manages one of the largest mutual fund complexes in the u.s. tcw’s clients include many of the world’s largest corporate and public pension plans, financial institutions, endowments and foundations, as well as financial advisors and high net worth individuals. for more information, please visit www.tcw.com. to see tcw career opportunities, please visit the tcw website under about tcw / careers.
Company profile
Ticker
TSI
Exchange
CEO
David DeVito
Employees
Incorporated
Location
Fiscal year end
Former names
TCW CONVERTIBLE SECURITIES FUND INC
SEC CIK
IRS number
930939398
TSI stock data
Latest filings (excl ownership)
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 24
N-CEN
Annual report (registered investment company)
21 Feb 24
8-K
Other Events
6 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
28 Aug 23
DEF 14A
Definitive proxy
3 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 23
N-CEN
Annual report (registered investment company)
24 Feb 23
N-PX
Annual report of proxy voting record
26 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 Aug 22
Latest ownership filings
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
8 Feb 24
NPORT-P
TCW Strategic Income Fund Inc (Dec 2023 report)
8 Feb 24
NPORT-P
TCW Strategic Income Fund Inc (Sep 2023 report)
7 Nov 23
NPORT-P
TCW Strategic Income Fund Inc (Jun 2023 report)
10 Aug 23
4
Mitch Flack
3 Aug 23
NPORT-P
TCW Strategic Income Fund Inc (Mar 2023 report)
17 May 23
4
Laird Landmann
3 May 23
4
Laird Landmann
24 Apr 23
4
Laird Landmann
21 Apr 23
4
Laird Landmann
19 Apr 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
TCW STRATEGIC INCOME FUND INC | – | -1.53 | 3.77 | 1.74 | 306.72 mm | 637 | Dec 2023 |
Institutional ownership, Q3 2023
36.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 69 |
Opened positions | 6 |
Closed positions | 4 |
Increased positions | 21 |
Reduced positions | 19 |
13F shares | Current |
---|---|
Total value | 42.52 bn |
Total shares | 17.20 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Sit Investment Associates | 6.04 mm | $27.68 mm |
1607 Capital Partners | 2.12 mm | $9.72 bn |
Northside Capital Management | 1.18 mm | $5.39 bn |
First Trust Portfolios | 1.09 mm | $0.00 |
MS Morgan Stanley | 998.12 k | $4.57 bn |
Raymond James & Associates | 864.45 k | $3.96 bn |
AMP Ameriprise Financial | 755.32 k | $3.46 bn |
SeaBridge Investment Advisors | 420.25 k | $1.92 bn |
IVZ Invesco | 412.38 k | $1.89 bn |
Commonwealth Equity Services | 387.48 k | $1.78 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
13 Jul 23 | Mitch Flack | Common Stock | Sell | Dispose S | Yes | No | 4.65 | 46,300 | 215.30 k | 40,425 |
26 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7024 | 7,631 | 35.88 k | 43,404 |
24 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.71 | 3,165 | 14.91 k | 51,035 |
21 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7074 | 8,000 | 37.66 k | 54,200 |
20 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7121 | 3,170 | 14.94 k | 62,200 |
20 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.71 | 745 | 3.51 k | 65,370 |
19 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7139 | 5,000 | 23.57 k | 66,115 |
19 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7134 | 10,000 | 47.13 k | 71,115 |
18 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7216 | 5,000 | 23.61 k | 81,115 |
18 Apr 23 | Laird Landmann | Common Stock | Sell | Dispose S | No | No | 4.7123 | 10,000 | 47.12 k | 86,115 |