ST Germain D J is an investment advisor in Springfield with $2.28 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
42194178
SEC advisor number
801-12471
FINRA CRD number
155186
AUM ?
$2.28 bn
(as of 3 Apr 23)
Accounts
5,243
(as of 3 Apr 23)
Employees
40
(23 investment advisory or research)
Address
ST Germain D J
PO BOX 15649
SPRINGFIELD
MA 01115
PO BOX 15649
SPRINGFIELD
MA 01115
Office hours
Monday - Friday, 8:30 AM TO 4:30 PM
Phone
8004437624
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
DJ ST Germain Co., Inc. | Corporate Owner | 08/2010 | > 75% |
Matty, Michael, Robert | President, Director, Secretary | 08/2010 | < 5% |
Suffish, Timothy, Wallace | Director | 08/2010 | < 5% |
Matty, Michael, Robert | President, Director, Secretary | 11/2008 | 50-75% |
Cordle, Polly, White | Chief Compliance Officer | 11/2020 | < 5% |
Fortier, John, Francis | Treasurer | 10/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
2 Apr 24
13F-HR
Quarterly holdings report by institutional manager
2 Jan 24
13F-HR
Quarterly holdings report by institutional manager
23 Oct 23
13F-HR
Quarterly holdings report by institutional manager
7 Sep 23
13F-HR
Quarterly holdings report by institutional manager
27 Feb 23
13F-HR
Quarterly holdings report by institutional manager
21 Nov 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
12 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22