First offered in 1988, Barings Participation Investors’ investment objective is to maximize total return by providing a high level of current income, the potential for income growth and capital appreciation.
The principal investments are privately placed, below-investment-grade corporate debt obligations purchased directly from their issuers, which tend to be smaller companies domiciled in U.S. The Fund invests in publicly traded debt securities (including high yield) and in convertible preferred stocks and, subject to certain limitations, readily marketable equity securities. In addition to these equity securities, the Fund may invests in high-quality, other readily marketable securities.
The manage of the Fund is based on a total return and on a distribution of all of its net income to each year via quarterly dividends.
Company profile
Ticker
MPV
Exchange
Employees
Incorporated
Location
Fiscal year end
Former names
BABSON CAPITAL PARTICIPATION INVESTORS, MASSMUTUAL PARTICIPATION INVESTORS
SEC CIK
Corporate docs
IRS number
43025730
MPV stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
27 Mar 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
14 Mar 24
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
13 Mar 24
NT-NCSR/A
Notice of inability to timely file Form N-CSR (amended)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
7 Mar 24
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
8 Sep 23
N-PX
Annual report of proxy voting record
31 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
29 Aug 23
Latest ownership filings
NPORT-P
Barings Participation Investors (Dec 2023 report)
29 Feb 24
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
14 Feb 24
NPORT-P
Barings Participation Investors (Sep 2023 report)
29 Nov 23
NPORT-P
Barings Participation Investors (Jun 2023 report)
25 Aug 23
NPORT-P/A
Barings Participation Investors (Dec 2022 report)
11 Aug 23
NPORT-P/A
Barings Participation Investors (Sep 2022 report)
11 Aug 23
NPORT-P/A
Barings Participation Investors (Jun 2022 report)
11 Aug 23
NPORT-P/A
Barings Participation Investors (Mar 2022 report)
11 Aug 23
NPORT-P/A
Barings Participation Investors (Dec 2021 report)
11 Aug 23
NPORT-P/A
Barings Participation Investors (Sep 2021 report)
11 Aug 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
BARINGS PARTICIPATION INVESTORS | – | 0.84 | 0.89 | 1.23 | 188.58 mm | 400 | Sep 2023 |
Institutional ownership, Q4 2023
13.5% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 7 |
Opened positions | 1 |
Closed positions | 26 |
Increased positions | 1 |
Reduced positions | 2 |
13F shares | Current |
---|---|
Total value | 6.57 bn |
Total shares | 1.43 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Massachusetts Mutual Life Insurance | 1.01 mm | $16.26 mm |
TSP Capital Management | 306.91 k | $4.79 bn |
Curbstone Financial Management | 50.62 k | $789.61 mm |
Mutual Advisors | 37.01 k | $577.37 mm |
Raymond James & Associates | 23.31 k | $363.68 mm |
ST Germain D J | 2.03 k | $31.73 mm |
Ulland Investment Advisors | 2.00 k | $31.00 k |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
23 May 23 | Susan B Sweeney | Shares of Beneficial Interest ("Common Shares") | Buy | Acquire P | No | No | 12.98 | 500 | 6.49 k | 4,816.919 |
22 May 23 | Barbara Ginader | Shares of Beneficial Interest ("Common Shares") | Buy | Acquire P | No | No | 12.58 | 500 | 6.29 k | 3,020 |