Latest filings (excl ownership)
15-12B
Securities registration termination
11 May 20
EFFECT
Notice of effectiveness
7 May 20
EFFECT
Notice of effectiveness
7 May 20
EFFECT
Notice of effectiveness
7 May 20
EFFECT
Notice of effectiveness
7 May 20
EFFECT
Notice of effectiveness
7 May 20
POSASR
Automatic shelf registration (post-effective amendment)
4 May 20
POS AM
Prospectus update (post-effective amendment)
4 May 20
POS AM
Prospectus update (post-effective amendment)
4 May 20
POS AM
Prospectus update (post-effective amendment)
4 May 20
POS AM
Prospectus update (post-effective amendment)
4 May 20
POS AM
Prospectus update (post-effective amendment)
4 May 20
S-8 POS
Registration of securities for employees (post-effective amendment)
4 May 20
S-8 POS
Registration of securities for employees (post-effective amendment)
4 May 20
25-NSE
Exchange delisting
1 May 20
8-K
Completion of Acquisition or Disposition of Assets
1 May 20
10-K/A
2019 FY
Annual report (amended)
24 Apr 20
8-K
Submission of Matters to a Vote of Security Holders
3 Apr 20
8-K
Other Events
23 Mar 20
DEFA14A
Additional proxy soliciting materials
23 Mar 20
425
Business combination disclosure
23 Mar 20
425
Business combination disclosure
17 Mar 20
10-K
2019 FY
Annual report
2 Mar 20
DEFM14A
Proxy related to merger
13 Feb 20
8-K
Other Events
7 Feb 20
8-K
Carolina Financial Corporation Reports Results for the Fourth Quarter of 2019
31 Jan 20
425
Business combination disclosure
29 Jan 20
425
Business combination disclosure
3 Jan 20
8-K
Completion of Acquisition or Disposition of Assets
3 Jan 20
425
Business combination disclosure
2 Jan 20
8-K
Other Events
2 Jan 20
DEFA14A
Additional proxy soliciting materials
18 Nov 19
425
Business combination disclosure
18 Nov 19
8-K
Entry into a Material Definitive Agreement
18 Nov 19
425
Business combination disclosure
18 Nov 19
10-Q
2019 Q3
Quarterly report
8 Nov 19
424B3
Prospectus supplement
28 Oct 19
8-K
Carolina Financial Corporation Reports Results for the Third Quarter of 2019
24 Oct 19
EFFECT
Notice of effectiveness
22 Oct 19
Latest ownership filings
SC 13G/A
JANUS HENDERSON GROUP PLC
11 Feb 21
4
JERRY L REXROAD
5 May 20
4
Fowler C. Williams
5 May 20
4
WILLIAM A GEHMAN III
5 May 20
4
DAVID L. MORROW
5 May 20
4
M. J. HUGGINS III
5 May 20
4
Johnathan L Rhyne Jr
4 May 20
4
Claudius E. IV Watts
4 May 20
4
THOMPSON E. PENNEY
4 May 20
4
ROBERT M. MOISE
4 May 20
4
Beverly B. Ladley
4 May 20
4
Daniel H Isaac Jr
4 May 20
4
FREDERICK N HOLSCHER
4 May 20
4
GARY M GRIFFIN
4 May 20
4
LINDSEY A CRISP
4 May 20
4
ROBERT G. JR. CLAWSON
4 May 20
4
JEFFERY L. DEAL
4 May 20
4
W. SCOTT BRANDON
4 May 20
SC 13G
ARP AMERICAS LP
28 Apr 20
4
JERRY L REXROAD
16 Mar 20
4
JERRY L REXROAD
18 Feb 20
4
WILLIAM A GEHMAN III
18 Feb 20
4
Fowler C. Williams
18 Feb 20
SC 13G/A
Carolina Financial Corp
14 Feb 20
SC 13G/A
Carolina Financial Corp
13 Feb 20
3/A
Johnathan L Rhyne Jr
7 Feb 20
SC 13G/A
Carolina Financial Corp
5 Feb 20
4
JERRY L REXROAD
3 Feb 20
4
M. J. HUGGINS III
3 Feb 20
4
DAVID L. MORROW
3 Feb 20
4
Fowler C. Williams
3 Feb 20
4
WILLIAM A GEHMAN III
3 Feb 20
3
Johnathan L Rhyne Jr
3 Jan 20
4
Daniel H Isaac Jr
30 Dec 19
4
DAVID L. MORROW
12 Dec 19
4/A
JERRY L REXROAD
12 Dec 19
4
JERRY L REXROAD
12 Dec 19
4
WILLIAM A GEHMAN III
10 Dec 19
4
Fowler C. Williams
6 Dec 19
4/A
WILLIAM A GEHMAN III
4 Dec 19