special opportunities is an executive office company located in 2924 e ermina ave, spokane, washington, united states.
Company profile
Ticker
SPE, SPE-PC
Exchange
Employees
Incorporated
Location
Fiscal year end
Former names
INSURED MUNICIPAL INCOME FUND INC, PAINEWEBBER PREMIER INSURED MUNICIPAL INCOME FUND INC
SEC CIK
IRS number
133702911
SPE stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 24
DEF 14A
Definitive proxy
26 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
28 Aug 23
8-K
Enforce Voting Results For Election of Trustees
7 Jun 23
N-CEN
Annual report (registered investment company)
7 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 23
DEF 14A
Definitive proxy
9 Nov 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
Latest ownership filings
NPORT-P
Special Opportunities Fund, Inc. (Dec 2023 report)
27 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G/A
CSS LLC/IL
9 Feb 24
4
CHARLES C WALDEN
2 Jan 24
4
PHILLIP GOLDSTEIN
2 Jan 24
SC 13G
CSS LLC/IL
29 Dec 23
NPORT-P
Special Opportunities Fund, Inc. (Sep 2023 report)
17 Nov 23
SC 13G
TG Venture Acquisition Corp.
20 Sep 23
3
TG Venture Acquisition Corp.
20 Sep 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Special Opportunities Fund, Inc. | – | 3.91 | -0.45 | -3.63 | 207.03 mm | 138 | Sep 2023 |
Institutional ownership, Q4 2023
10.0% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 7 |
Opened positions | 1 |
Closed positions | 31 |
Increased positions | 2 |
Reduced positions | 3 |
13F shares | Current |
---|---|
Total value | 5.49 bn |
Total shares | 1.12 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
CSS | 653.12 k | $6.73 mm |
Blue Bell Private Wealth Management | 267.65 k | $3.17 bn |
Epiq Partners | 141.20 k | $1.67 bn |
Raymond James & Associates | 24.34 k | $288.72 mm |
Sowell Financial Services | 18.43 k | $219.00 mm |
Dynamic Advisor Solutions | 10.55 k | $126.01 mm |
CVA Family Office | 30.00 | $356.00 k |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
29 Dec 23 | Charles C Walden | 2.75% Convertible Preferred Stock, Series C Common Stock | Buy | Acquire P | No | No | 22.7 | 10 | 227.00 | 3,010 |
29 Dec 23 | Goldstein Phillip | 2.75% Convertible Preferred Stock, Series C Common Stock | Sell | Dispose S | No | No | 22.9 | 3,008 | 68.88 k | 3,738 |
28 Dec 23 | Charles C Walden | 2.75% Convertible Preferred Stock, Series C Common Stock | Buy | Acquire P | No | No | 22.85 | 1,000 | 22.85 k | 3,000 |
28 Dec 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 11.78 | 1,319 | 15.54 k | 31,822 |
28 Dec 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 11.75 | 44 | 517.00 | 30,503 |
28 Dec 23 | Goldstein Phillip | 2.75% Convertible Preferred Stock, Series C Common Stock | Sell | Dispose S | No | No | 22.85 | 2,623 | 59.94 k | 6,746 |
6 Apr 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 10.85 | 5,000 | 54.25 k | 31,459 |
5 Apr 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 10.85 | 2,400 | 26.04 k | 26,459 |
30 Mar 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 10.85 | 1,568 | 17.01 k | 24,059 |
29 Mar 23 | Goldstein Phillip | Common Stock | Buy | Acquire P | No | No | 10.74 | 675 | 7.25 k | 22,491 |