- NGG Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
6-K Filing
National Grid (NGG) 6-KBatch Filing
Filed: 31 May 23, 6:04am
Exhibit No. | Description |
99.1 | Exhibit 99.1 Announcement sent to the London Stock Exchange on 02 May 2023 — Total Voting Rights |
99.2 | Exhibit 99.2 Announcement sent to the London Stock Exchange on 03 May 2023 — Director/PDMR Shareholding |
99.3 | Exhibit 99.3 Announcement sent to the London Stock Exchange on 10 May 2023 — Director/PDMR Shareholding |
99.4 | Exhibit 99.4 Announcement sent to the London Stock Exchange on 15 May 2023 — Holding(s) in Company |
99.5 | Exhibit 99.5 Announcement sent to the London Stock Exchange on 17 May 2023 — Board Change |
99.6 | Exhibit 99.6 Announcement sent to the London Stock Exchange on 18 May 2023 — Publication of Suppl.Prospcts |
99.7 | Exhibit 99.7 Announcement sent to the London Stock Exchange on 26 May 2023 — Holding(s) in Company |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adriana Karaboutis | |
2 | Reason for the notification | ||
a) | Position/status | Chief Information and Digital Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Monthly purchase of securities under the National Grid US Employee Stock Purchase Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$60.719437 | 32.637819 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.05.01 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 11.45932 | 13 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.05.09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 11.45932 | 13 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.05.09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People & Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 11.45932 | 13 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.05.09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ben Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Strategy and External Affairs Officer and Interim President, National Grid Ventures | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 11.45932 | 13 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.05.09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | NATIONAL GRID PLC | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify) iii: | ||||||
3. Details of person subject to the notification obligation iv | ||||||
Name | Abu Dhabi Investment Authority | |||||
City and country of registered office (if applicable) | Abu Dhabi, United Arab Emirates | |||||
4. Full name of shareholder(s) (if different from 3.) v | ||||||
Name | ||||||
City and country of registered office (if applicable) | ||||||
5. Date on which the threshold was crossed or reached vi: | 11-05-2023 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 12-05-2023 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B) vii | |||
Resulting situation on the date on which threshold was crossed or reached | 2.9992% | 2.9992% | 2.9992% | |||
Position of previous notification (if applicable) | 3.0176% | 3.0176% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights ix | % of voting rights | |||||||
Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) | ||||||
GB00BDR05C01 | 110,312,860 | 2.9992% | |||||||
SUBTOTAL 8. A | 110,312,860 | 2.9992% | |||||||
B 1: Financial Instruments according to DTR5.3.1R (1) (a) | |||||||||
Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
SUBTOTAL 8. B 1 | |||||||||
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) | |||||||||
Type of financial instrument | Expirationdate x | Exercise/Conversion Period xi | Physical or cash Settlement xii | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | X | |||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | ||||
Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | N/A | |||
The number and % of voting rights held | N/A | |||
The date until which the voting rights will be held | N/A | |||
11. Additional information xvi | ||||
Place of completion | Abu Dhabi, United Arab Emirates |
Date of completion | 12/05/2023 |
Kwok Liu | +44 (0) 7900 405 729 |
Deputy Treasurer, Funding & Investment | |
Danielle Dominey-Kent | +44 (0) 7977 054 575 |
Corporate Communications |
GB00BDR05C01 |
NATIONAL GRID PLC |
UK |
An acquisition or disposal of voting rights |
BlackRock, Inc. |
Wilmington |
USA |
25 -May-2023 |
26 -May-2023 |
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 4.190000 | 3.030000 | 7.220000 | 266189345 |
Position of previous notification (if applicable) | 7.390000 | 0.100000 | 7.490000 |
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | 154154887 | 4.190000 | ||
Sub Total 8.A | 154154887 | 4.190000% |
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Securities Lending | 109153805 | 2.960000 | ||
American Depository Receipt | 2807756 | 0.070000 | ||
Sub Total 8.B1 | 111961561 | 3.030000% |
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
CFD | Cash | 72897 | 0.000000 | ||
Sub Total 8.B2 | 72897 | 0.000000% |
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. (Chain 1) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 1) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 1) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 1) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 1) | BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock, Inc. (Chain 1) | BlackRock HK Holdco Limited | |||
BlackRock, Inc. (Chain 1) | BlackRock Lux Finco S.a.r.l. | |||
BlackRock, Inc. (Chain 1) | BlackRock Japan Holdings GK | |||
BlackRock, Inc. (Chain 1) | BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. (Chain 2) | Trident Merger, LLC | |||
BlackRock, Inc. (Chain 2) | BlackRock Investment Management, LLC | |||
BlackRock, Inc. (Chain 3) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 3) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 3) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 3) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 3) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 3) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 3) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Finance Europe Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Investment Management (UK) Limited | |||
BlackRock, Inc. (Chain 4) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 4) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 4) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 4) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 4) | BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock, Inc. (Chain 4) | BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 5) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 5) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 5) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 5) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 5) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 5) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock International Limited | |||
BlackRock, Inc. (Chain 6) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 6) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 6) | BlackRock Holdco 4, LLC | |||
BlackRock, Inc. (Chain 6) | BlackRock Holdco 6, LLC | |||
BlackRock, Inc. (Chain 6) | BlackRock Delaware Holdings Inc. | |||
BlackRock, Inc. (Chain 6) | BlackRock Institutional Trust Company, National Association | |||
BlackRock, Inc. (Chain 7) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 7) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 7) | BlackRock Holdco 4, LLC | |||
BlackRock, Inc. (Chain 7) | BlackRock Holdco 6, LLC | |||
BlackRock, Inc. (Chain 7) | BlackRock Delaware Holdings Inc. | |||
BlackRock, Inc. (Chain 7) | BlackRock Fund Advisors | |||
BlackRock, Inc. (Chain 8) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 8) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 9) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 9) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 9) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 9) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 9) | BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock, Inc. (Chain 9) | BlackRock HK Holdco Limited | |||
BlackRock, Inc. (Chain 9) | BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 10) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 10) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 10) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 10) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 10) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 10) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Finance Europe Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. (Chain 10) | BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. (Chain 11) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 11) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 11) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 11) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 11) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 11) | BlackRock Canada Holdings LP | |||
BlackRock, Inc. (Chain 11) | BlackRock Canada Holdings ULC | |||
BlackRock, Inc. (Chain 11) | BlackRock Asset Management Canada Limited | |||
BlackRock, Inc. (Chain 12) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 12) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 12) | BlackRock Capital Holdings, Inc. | |||
BlackRock, Inc. (Chain 12) | BlackRock Advisors, LLC | |||
BlackRock, Inc. (Chain 13) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 13) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 13) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 13) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 13) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 13) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 13) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Finance Europe Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. (Chain 14) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 14) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 14) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 14) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 14) | BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock, Inc. (Chain 14) | BlackRock (Singapore) Limited | |||
BlackRock, Inc. (Chain 15) | Trident Merger, LLC | |||
BlackRock, Inc. (Chain 15) | BlackRock Investment Management, LLC | |||
BlackRock, Inc. (Chain 15) | Amethyst Intermediate, LLC | |||
BlackRock, Inc. (Chain 15) | Aperio Holdings, LLC | |||
BlackRock, Inc. (Chain 15) | Aperio Group, LLC |
BlackRock Regulatory Threshold Reporting TeamJana Blumenstein020 7743 3650 |
26th May 2023 |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
NATIONAL GRID plc | ||
By: | /s/Ceri Jamond _______________________ | |
Ceri Jamond Senior Assistant Company Secretary |