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6-K Filing
National Grid (NGG) 6-KBatch Filing
Filed: 30 Jun 23, 6:39am
Exhibit No. | Description |
99.1 | Exhibit 99.1 Announcement sent to the London Stock Exchange on 01 June 2023 — Total Voting Rights |
99.2 | Exhibit 99.2 Announcement sent to the London Stock Exchange on 05 June 2023 — Director/PDMR Shareholding |
99.3 | Exhibit 99.3 Announcement sent to the London Stock Exchange on 05 June 2023 — Holding(s) in Company |
99.4 | Exhibit 99.4 Announcement sent to the London Stock Exchange on 06 June 2023 — Holding(s) in Company |
99.5 | Exhibit 99.5 Announcement sent to the London Stock Exchange on 07 June 2023 — Holding(s) in Company |
99.6 | Exhibit 99.6 Announcement sent to the London Stock Exchange on 08 June 2023 — Director/PDMR Shareholding |
99.7 | Exhibit 99.7 Announcement sent to the London Stock Exchange on 08 June 2023 — Scrip Dividend for 2022/23 Final Dividend |
99.8 | Exhibit 99.8 Announcement sent to the London Stock Exchange on 09 June 2023 — Director/PDMR Shareholding |
99.9 | Exhibit 99.9 Announcement sent to the London Stock Exchange on 16 June 2023 — Director/PDMR Shareholding |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adriana Karaboutis | |
2 | Reason for the notification | ||
a) | Position/status | Chief Information and Digital Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Monthly purchase of securities under the National Grid US Employee Stock Purchase Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
$56.870930 | 34.846449 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.02 | |
f) | Place of the transaction | Outside a trading venue |
GB00BDR05C01 |
NATIONAL GRID PLC |
UK |
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments |
Bank of America Corporation |
US |
Name | City of registered office | Country of registered office |
Merrill Lynch International | London | United Kingdom |
31-May-2023 |
02-Jun-2023 |
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 3.592377 | 3.274687 | 6.867064 | 252589720 |
Position of previous notification (if applicable) |
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | 113909919 | 3.096828 | ||
US6362744095 | 18227657 | 0.495549 | ||
Sub Total 8.A | 132137576 | 3.592377% |
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 1387794 | 0.037729 |
Physical Put Option | 16/06/2023 | N/A | 385000 | 0.010467 |
Sub Total 8.B1 | 1772794 | 0.048196% |
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 13/06/2023 | N/A | Cash | 135108 | 0.003673 |
Swaps | 10/07/2023 | N/A | Cash | 26381 | 0.000717 |
Swaps | 17/07/2023 | N/A | Cash | 32231 | 0.000876 |
Swaps | 29/09/2023 | N/A | Cash | 24992 | 0.000679 |
Swaps | 30/11/2023 | N/A | Cash | 38822 | 0.001055 |
Swaps | 15/02/2024 | N/A | Cash | 49988 | 0.001359 |
Swaps | 01/03/2024 | N/A | Cash | 5733554 | 0.155876 |
Swaps | 17/04/2024 | N/A | Cash | 250000 | 0.006797 |
Swaps | 17/05/2024 | N/A | Cash | 3729 | 0.000101 |
Swaps | 31/05/2024 | N/A | Cash | 63001707 | 1.712805 |
Swaps | 24/06/2024 | N/A | Cash | 17684 | 0.000481 |
Swaps | 25/06/2024 | N/A | Cash | 1675 | 0.000046 |
Swaps | 26/06/2024 | N/A | Cash | 1170 | 0.000032 |
Swaps | 31/07/2024 | N/A | Cash | 3475622 | 0.094490 |
Swaps | 08/08/2024 | N/A | Cash | 143171 | 0.003892 |
Swaps | 30/08/2024 | N/A | Cash | 116170 | 0.003158 |
Swaps | 18/11/2024 | N/A | Cash | 2015331 | 0.054790 |
Swaps | 22/11/2024 | N/A | Cash | 11500000 | 0.312646 |
Swaps | 25/11/2024 | N/A | Cash | 24000000 | 0.652479 |
Swaps | 29/11/2024 | N/A | Cash | 2878967 | 0.078269 |
Swaps | 12/12/2024 | N/A | Cash | 11280 | 0.000307 |
Swaps | 25/02/2025 | N/A | Cash | 754189 | 0.020504 |
Swaps | 02/05/2025 | N/A | Cash | 1150 | 0.000031 |
Swaps | 06/05/2025 | N/A | Cash | 198216 | 0.005389 |
Swaps | 16/03/2026 | N/A | Cash | 1566829 | 0.042597 |
Swaps | 18/03/2026 | N/A | Cash | 56823 | 0.001545 |
Swaps | 26/05/2026 | N/A | Cash | 1006898 | 0.027374 |
Swaps | 15/09/2027 | N/A | Cash | 5247 | 0.000143 |
Swaps | 15/12/2027 | N/A | Cash | 470 | 0.000013 |
Swaps | 15/02/2028 | N/A | Cash | 238946 | 0.006496 |
Equity Options | 15/12/2023 | N/A | Cash | 650000 | 0.017671 |
Equity Options | 21/07/2023 | N/A | Cash | 743000 | 0.020200 |
Sub Total 8.B2 | 118679350 | 3.226491% |
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) |
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Bank of America, NA | |||
Bank of America Corporation | BofA Securities, Inc. | |||
Bank of America Corporation | BofA Securities Europe, SA | |||
Bank of America Corporation | Managed Account Advisors, LLC | |||
Bank of America Corporation | Merrill Lynch International | 3.072269 | 3.104430 | 6.176700% |
Bank of America Corporation | Merrill Lynch, Pierce, Fenner & Smith Inc. | |||
Bank of America Corporation | U.S. Trust Co of Delaware |
United Kingdom |
GB00BDR05C01 |
NATIONAL GRID PLC |
UK |
An acquisition or disposal of voting rights |
BlackRock, Inc. |
Wilmington |
USA |
05-Jun-2023 |
06-Jun-2023 |
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 6.370000 | 0.930000 | 7.300000 | 269485379 |
Position of previous notification (if applicable) | 4.190000 | 3.030000 | 7.220000 |
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | 234665239 | 6.370000 | ||
Sub Total 8.A | 234665239 | 6.370000% |
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
American Depository Receipt | 2841507 | 0.070000 | ||
Securities Lending | 31546128 | 0.850000 | ||
Sub Total 8.B1 | 34387635 | 0.920000% |
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
CFD | Cash | 432505 | 0.010000 | ||
Sub Total 8.B2 | 432505 | 0.010000% |
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. (Chain 1) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 1) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 1) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 1) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 1) | BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock, Inc. (Chain 1) | BlackRock HK Holdco Limited | |||
BlackRock, Inc. (Chain 1) | BlackRock Lux Finco S.a.r.l. | |||
BlackRock, Inc. (Chain 1) | BlackRock Japan Holdings GK | |||
BlackRock, Inc. (Chain 1) | BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. (Chain 2) | Trident Merger, LLC | |||
BlackRock, Inc. (Chain 2) | BlackRock Investment Management, LLC | |||
BlackRock, Inc. (Chain 3) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 3) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 3) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 3) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 3) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 3) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 3) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Finance Europe Limited | |||
BlackRock, Inc. (Chain 3) | BlackRock Investment Management (UK) Limited | |||
BlackRock, Inc. (Chain 4) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 4) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 4) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 4) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 4) | BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock, Inc. (Chain 4) | BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 5) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 5) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 5) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 5) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 5) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 5) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 5) | BlackRock International Limited | |||
BlackRock, Inc. (Chain 6) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 6) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 6) | BlackRock Holdco 4, LLC | |||
BlackRock, Inc. (Chain 6) | BlackRock Holdco 6, LLC | |||
BlackRock, Inc. (Chain 6) | BlackRock Delaware Holdings Inc. | |||
BlackRock, Inc. (Chain 6) | BlackRock Institutional Trust Company, National Association | |||
BlackRock, Inc. (Chain 7) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 7) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 7) | BlackRock Holdco 4, LLC | |||
BlackRock, Inc. (Chain 7) | BlackRock Holdco 6, LLC | |||
BlackRock, Inc. (Chain 7) | BlackRock Delaware Holdings Inc. | |||
BlackRock, Inc. (Chain 7) | BlackRock Fund Advisors | |||
BlackRock, Inc. (Chain 8) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 8) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 9) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 9) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 9) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 9) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 9) | BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock, Inc. (Chain 9) | BlackRock HK Holdco Limited | |||
BlackRock, Inc. (Chain 9) | BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 10) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 10) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 10) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 10) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 10) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 10) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock Finance Europe Limited | |||
BlackRock, Inc. (Chain 10) | BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. (Chain 10) | BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. (Chain 11) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 11) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 11) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 11) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 11) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 11) | BlackRock Canada Holdings LP | |||
BlackRock, Inc. (Chain 11) | BlackRock Canada Holdings ULC | |||
BlackRock, Inc. (Chain 11) | BlackRock Asset Management Canada Limited | |||
BlackRock, Inc. (Chain 12) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 12) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 12) | BlackRock Capital Holdings, Inc. | |||
BlackRock, Inc. (Chain 12) | BlackRock Advisors, LLC | |||
BlackRock, Inc. (Chain 13) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 13) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 13) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 13) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 13) | BlackRock Holdco 3, LLC | |||
BlackRock, Inc. (Chain 13) | BlackRock Cayman 1 LP | |||
BlackRock, Inc. (Chain 13) | BlackRock Cayman West Bay Finco Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Cayman West Bay IV Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Group Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Finance Europe Limited | |||
BlackRock, Inc. (Chain 13) | BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. (Chain 14) | BlackRock Holdco 2, Inc. | |||
BlackRock, Inc. (Chain 14) | BlackRock Financial Management, Inc. | |||
BlackRock, Inc. (Chain 14) | BlackRock International Holdings, Inc. | |||
BlackRock, Inc. (Chain 14) | BR Jersey International Holdings L.P. | |||
BlackRock, Inc. (Chain 14) | BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock, Inc. (Chain 14) | BlackRock (Singapore) Limited | |||
BlackRock, Inc. (Chain 15) | Trident Merger, LLC | |||
BlackRock, Inc. (Chain 15) | BlackRock Investment Management, LLC | |||
BlackRock, Inc. (Chain 15) | Amethyst Intermediate, LLC | |||
BlackRock, Inc. (Chain 15) | Aperio Holdings, LLC | |||
BlackRock, Inc. (Chain 15) | Aperio Group, LLC |
BlackRock Regulatory Threshold Reporting TeamJana Blumenstein020 7743 3650 |
06th June 2023 |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
GB00BDR05C01 |
NATIONAL GRID PLC |
UK |
An acquisition or disposal of voting rights |
Bank of America Corporation |
US |
02-Jun-2023 |
06-Jun-2023 |
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.353862 | 3.536233 | 5.890095 | 216654059 |
Position of previous notification (if applicable) | 2.550385 | 3.534363 | 6.084748 |
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BDR05C01 | 67755626 | 1.842048 | ||
US6362744095 | 18825947 | 0.511814 | ||
Sub Total 8.A | 86581573 | 2.353862% |
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 411118 | 0.011177 |
Physical Call Options | 15/12/2023 | N/A | 650000 | 0.017671 |
Physical Call Options | 21/07/2023 | N/A | 743000 | 0.020200 |
Physical Swap | 15/06/2023 | N/A | 3068740 | 0.083429 |
Sub Total 8.B1 | 4872858 | 0.132477% |
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps | 29/09/2023 | N/A | Cash | 24992 | 0.000679 |
Swaps | 01/03/2024 | N/A | Cash | 2866777 | 0.077938 |
Swaps | 03/06/2024 | N/A | Cash | 3953630 | 0.107486 |
Swaps | 31/07/2024 | N/A | Cash | 1576449 | 0.042858 |
Swaps | 02/05/2025 | N/A | Cash | 526 | 0.000014 |
Swaps | 06/05/2025 | N/A | Cash | 99108 | 0.002694 |
Swaps | 26/05/2026 | N/A | Cash | 646598 | 0.017579 |
Swaps | 15/02/2028 | N/A | Cash | 9598 | 0.000261 |
Swaps | 13/06/2023 | N/A | Cash | 135108 | 0.003673 |
Swaps | 10/07/2023 | N/A | Cash | 14474 | 0.000393 |
Swaps | 17/07/2023 | N/A | Cash | 33193 | 0.000902 |
Swaps | 15/02/2024 | N/A | Cash | 16696 | 0.000454 |
Swaps | 01/03/2024 | N/A | Cash | 2866777 | 0.077938 |
Swaps | 17/04/2024 | N/A | Cash | 250000 | 0.006797 |
Swaps | 31/05/2024 | N/A | Cash | 62962253 | 1.711732 |
Swaps | 03/06/2024 | N/A | Cash | 3953630 | 0.107486 |
Swaps | 24/06/2024 | N/A | Cash | 17684 | 0.000481 |
Swaps | 25/06/2024 | N/A | Cash | 1675 | 0.000046 |
Swaps | 26/06/2024 | N/A | Cash | 1835 | 0.000050 |
Swaps | 02/07/2024 | N/A | Cash | 47121 | 0.001281 |
Swaps | 31/07/2024 | N/A | Cash | 1748729 | 0.047542 |
Swaps | 08/08/2024 | N/A | Cash | 143171 | 0.003892 |
Swaps | 30/08/2024 | N/A | Cash | 114574 | 0.003115 |
Swaps | 18/11/2024 | N/A | Cash | 1204826 | 0.032755 |
Swaps | 22/11/2024 | N/A | Cash | 11258988 | 0.306094 |
Swaps | 25/11/2024 | N/A | Cash | 24000000 | 0.652479 |
Swaps | 29/11/2024 | N/A | Cash | 2997067 | 0.081480 |
Swaps | 02/12/2024 | N/A | Cash | 119079 | 0.003237 |
Swaps | 12/12/2024 | N/A | Cash | 14080 | 0.000383 |
Swaps | 24/01/2025 | N/A | Cash | 2517 | 0.000068 |
Swaps | 25/02/2025 | N/A | Cash | 754189 | 0.020504 |
Swaps | 02/05/2025 | N/A | Cash | 526 | 0.000014 |
Swaps | 06/05/2025 | N/A | Cash | 99108 | 0.002694 |
Swaps | 07/11/2025 | N/A | Cash | 256440 | 0.006972 |
Swaps | 06/03/2026 | N/A | Cash | 62992 | 0.001713 |
Swaps | 16/03/2026 | N/A | Cash | 1622469 | 0.044109 |
Swaps | 18/03/2026 | N/A | Cash | 56823 | 0.001545 |
Swaps | 26/05/2026 | N/A | Cash | 646598 | 0.017579 |
Swaps | 15/09/2027 | N/A | Cash | 5247 | 0.000143 |
Swaps | 15/12/2027 | N/A | Cash | 470 | 0.000013 |
Swaps | 15/02/2028 | N/A | Cash | 205663 | 0.005591 |
Physical Put Option | 16/06/2023 | N/A | Physical | 385000 | 0.010467 |
Cash Equity Option | 21/07/2023 | N/A | Cash | 13262 | 0.000361 |
Cash Equity Option | 16/06/2023 | N/A | Cash | 690 | 0.000019 |
Cash Equity Option | 18/08/2023 | N/A | Cash | 8996 | 0.000245 |
Sub Total 8.B2 | 125199628 | 3.403756% |
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) |
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Bank of America Corporation | Bank of America, NA | |||
Bank of America Corporation | BofA Securities, Inc. | |||
Bank of America Corporation | BofA Securities Europe, SA | |||
Bank of America Corporation | Managed Account Advisors, LLC | |||
Bank of America Corporation | Merrill Lynch International | 3.215681 | 5.033011% | |
Bank of America Corporation | Merrill Lynch, Pierce, Fenner & Smith Inc. | |||
Bank of America Corporation | U.S. Trust Co of Delaware |
06-Jun-2023 |
United Kingdom |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People & Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Vesting of the third tranche of shares in respect of the 1 June 2022 RAP Award. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 8,026 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Automatic disposal of shares resulting from RAP Award exercise to cover tax liabilities. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP | £10.5150 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
18 May 2023 | 2022/23 full year results and final dividend amount announced - 37.60 pence per ordinary share; US$2.3459 per ADR* |
1 June 2023 | Ordinary shares and ADRs go ex-dividend for 2022/23 final dividend |
2 June 2023 | Record date for 2023/23 final dividend |
8 June 2023 | Scrip reference price announced |
12 July 2023 | Scrip election date for 2022/23 final dividend (5pm London time) |
9 August 2023 | 2022/23 final dividend paid to qualifying shareholders |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.6007 | 14 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.6007 | 14 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People & Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.6007 | 14 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ben Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Strategy and External Affairs Officer and Interim President, National Grid Ventures | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Monthly purchase of securities ("partnership shares") under the Share Incentive Plan | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.6007 | 14 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.07 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Andy Agg | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.347915 | 18,726 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.15 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Justine Campbell | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel & Company Secretary | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.347915 | 5,785 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.15 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Adriana Karaboutis | |
2 | Reason for the notification | ||
a) | Position/status | Chief Information and Digital Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | American Depository Shares US 6362744095 | |
b) | Nature of the transaction | Under the National Grid plc Annual Performance Plan (APP) American Depositary Shares (ADS) were purchased in the market, which relates to 33.33% of the APP for 2022/23 being paid in shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
USD 66.989 | 2,206 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.15 | |
f) | Place of the transaction | Outside of a Trading Venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | John Pettigrew | |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.347915 | 28,634 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.15 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Ben Wilson | |
2 | Reason for the notification | ||
a) | Position/status | Chief Strategy and External Affairs Officer & Interim President, National Grid Ventures | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.347915 | 5,553 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.15 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Will Serle | |
2 | Reason for the notification | ||
a) | Position/status | Chief People and Culture Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | National Grid plc | |
b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 12 204/473p each GB00BDR05C01 | |
b) | Nature of the transaction | Under the National Grid plc Annual Performance Plan (APP) Ordinary shares were purchased in the market, which relates to 50% of the APP for 2022/23 being paid in shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
GBP 10.347915 | 4,959 | ||
d) | Aggregated information - Aggregated volume - Price | ||
e) | Date of the transaction | 2023.06.15 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
NATIONAL GRID plc | ||
By: | /s/Sally Kenward _______________________ | |
Sally Kenward Senior Assistant Company Secretary |