FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07619
Nuveen Investment Trust
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: June 30
Date of reporting period: June 30, 2013
Item 1. Proxy Voting Record
Nuveen Multi-Manager Large Cap Value
ACE LIMITED
| | | | | | |
Ticker: | | ACE | | Security ID: | | H0023R105 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Robert M. Hernandez as Director | | For | | For | | Management |
1.2 | | Elect Peter Menikoff as Director | | For | | For | | Management |
1.3 | | Elect Robert Ripp as Director | | For | | For | | Management |
1.4 | | Elect Theodore E. Shasta as Director | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3.1 | | Approve Annual Report | | For | | For | | Management |
3.2 | | Accept Statutory Financial Statements | | For | | For | | Management |
3.3 | | Accept Consolidated Financial Statements | | For | | For | | Management |
4 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
5 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
6.1 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
6.2 | | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | | For | | For | | Management |
6.3 | | Ratify BDO AG as Special Auditors | | For | | For | | Management |
7 | | Amend Omnibus Stock Plan | | For | | For | | Management |
8 | | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | | For | | For | | Management |
9 | | Advisory Vote to ratify Named Executive Officers’ Compensation | | For | | For | | Management |
ADOBE SYSTEMS INCORPORATED
| | | | | | |
Ticker: | | ADBE | | Security ID: | | 00724F101 |
Meeting Date: | | APR 11, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Amy L. Banse | | For | | For | | Management |
1b | | Elect Director Kelly J. Barlow | | For | | For | | Management |
1c | | Elect Director Edward W. Barnholt | | For | | For | | Management |
1d | | Elect Director Robert K. Burgess | | For | | For | | Management |
1e | | Elect Director Frank A. Calderoni | | For | | For | | Management |
1f | | Elect Director Michael R. Cannon | | For | | For | | Management |
1g | | Elect Director James E. Daley | | For | | For | | Management |
1h | | Elect Director Laura B. Desmond | | For | | For | | Management |
1i | | Elect Director Charles M. Geschke | | For | | For | | Management |
1j | | Elect Director Shantanu Narayen | | For | | For | | Management |
1k | | Elect Director Daniel L. Rosensweig | | For | | For | | Management |
1l | | Elect Director Robert Sedgewick | | For | | For | | Management |
1m | | Elect Director John E. Warnock | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 1
ARCHER-DANIELS-MIDLAND COMPANY
| | | | | | |
Ticker: | | ADM | | Security ID: | | 039483102 |
Meeting Date: | | NOV 01, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 07, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan L. Boeckmann | | For | | For | | Management |
1.2 | | Elect Director George W. Buckley | | For | | For | | Management |
1.3 | | Elect Director Mollie Hale Carter | | For | | For | | Management |
1.4 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.5 | | Elect Director Pierre Dufour | | For | | For | | Management |
1.6 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.7 | | Elect Director Antonio Maciel | | For | | For | | Management |
1.8 | | Elect Director Patrick J. Moore | | For | | For | | Management |
1.9 | | Elect Director Thomas F. O’Neill | | For | | For | | Management |
1.10 | | Elect Director Daniel Shih | | For | | For | | Management |
1.11 | | Elect Director Kelvin R. Westbrook | | For | | For | | Management |
1.12 | | Elect Director Patricia A. Woertz | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For | | Shareholder |
BARRICK GOLD CORPORATION
| | | | | | |
Ticker: | | ABX | | Security ID: | | 067901108 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Howard L. Beck | | For | | For | | Management |
1.2 | | Elect Director William D. Birchall | | For | | For | | Management |
1.3 | | Elect Director Donald J. Carty | | For | | For | | Management |
1.4 | | Elect Director Gustavo Cisneros | | For | | For | | Management |
1.5 | | Elect Director Robert M. Franklin | | For | | For | | Management |
1.6 | | Elect Director J. Brett Harvey | | For | | For | | Management |
1.7 | | Elect Director Dambisa Moyo | | For | | For | | Management |
1.8 | | Elect Director Brian Mulroney | | For | | For | | Management |
1.9 | | Elect Director Anthony Munk | | For | | For | | Management |
1.10 | | Elect Director Peter Munk | | For | | For | | Management |
1.11 | | Elect Director Steven J. Shapiro | | For | | For | | Management |
1.12 | | Elect Director Jamie C. Sokalsky | | For | | For | | Management |
1.13 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | Against | | Management |
Page 2
BAXTER INTERNATIONAL INC.
| | | | | | |
Ticker: | | BAX | | Security ID: | | 071813109 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Thomas F. Chen | | For | | For | | Management |
1b | | Elect Director Blake E. Devitt | | For | | For | | Management |
1c | | Elect Director John D. Forsyth | | For | | For | | Management |
1d | | Elect Director Gail D. Fosler | | For | | For | | Management |
1e | | Elect Director Carole J. Shapazian | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
BB&T CORPORATION
| | | | | | |
Ticker: | | BBT | | Security ID: | | 054937107 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Special |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | For | | Management |
BB&T CORPORATION
| | | | | | |
Ticker: | | BBT | | Security ID: | | 054937107 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John A. Allison, IV | | For | | For | | Management |
1.2 | | Elect Director Jennifer S. Banner | | For | | For | | Management |
1.3 | | Elect Director K. David Boyer, Jr. | | For | | For | | Management |
1.4 | | Elect Director Anna R. Cablik | | For | | For | | Management |
1.5 | | Elect Director Ronald E. Deal | | For | | For | | Management |
1.6 | | Elect Director James A. Faulkner | | For | | For | | Management |
1.7 | | Elect Director I. Patricia Henry | | For | | For | | Management |
1.8 | | Elect Director John P. Howe, III | | For | | For | | Management |
1.9 | | Elect Director Eric C. Kendrick | | For | | For | | Management |
1.10 | | Elect Director Kelly S. King | | For | | For | | Management |
1.11 | | Elect Director Louis B. Lynn | | For | | For | | Management |
1.12 | | Elect Director Edward C. Milligan | | For | | Withhold | | Management |
1.13 | | Elect Director Charles A. Patton | | For | | For | | Management |
1.14 | | Elect Director Nido R. Qubein | | For | | For | | Management |
1.15 | | Elect Director Tollie W. Rich, Jr. | | For | | For | | Management |
1.16 | | Elect Director Thomas E. Skains | | For | | For | | Management |
Page 3
| | | | | | | | |
1.17 | | Elect Director Thomas N. Thompson | | For | | For | | Management |
1.18 | | Elect Director Edwin H. Welch | | For | | For | | Management |
1.19 | | Elect Director Stephen T. Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions and Lobbying Expenditures | | Against | | For | | Shareholder |
5 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
BCE INC.
| | | | | | |
Ticker: | | BCE | | Security ID: | | 05534B760 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barry K. Allen | | For | | For | | Management |
1.2 | | Elect Director Andre Berard | | For | | For | | Management |
1.3 | | Elect Director Ronald A. Brenneman | | For | | For | | Management |
1.4 | | Elect Director Sophie Brochu | | For | | For | | Management |
1.5 | | Elect Director Robert E. Brown | | For | | For | | Management |
1.6 | | Elect Director George A. Cope | | For | | For | | Management |
1.7 | | Elect Director David F. Denison | | For | | For | | Management |
1.8 | | Elect Director Anthony S. Fell | | For | | For | | Management |
1.9 | | Elect Director Edward C. Lumley | | For | | For | | Management |
1.10 | | Elect Director Thomas C. O’Neill | | For | | For | | Management |
1.11 | | Elect Director James Prentice | | For | | For | | Management |
1.12 | | Elect Director Robert C. Simmonds | | For | | For | | Management |
1.13 | | Elect Director Carole Taylor | | For | | For | | Management |
1.14 | | Elect Director Paul R. Weiss | | For | | For | | Management |
2 | | Ratify Deloitte LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
4.1 | | SP 1: Adopt a Policy Stipulating an Internal Pay Ratio | | Against | | Against | | Shareholder |
4.2 | | SP 2: Critical Mass of Qualified Women on Board of Directors | | Against | | Against | | Shareholder |
4.3 | | SP 3: Company Response to Advisory Say on Pay Result | | Against | | Against | | Shareholder |
4.4 | | SP 4: Establish a Separate Risk Management Committee | | Against | | Against | | Shareholder |
4.5 | | SP 5: Diversity Policy and Endorsement of UN?s Women?s Empowerment Principles | | Against | | Against | | Shareholder |
BLACKROCK, INC.
| | | | | | |
Ticker: | | BLK | | Security ID: | | 09247X101 |
Meeting Date: | | MAY 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Abdlatif Yousef Al-Hamad | | For | | For | | Management |
1b | | Elect Director Mathis Cabiallavetta | | For | | For | | Management |
1c | | Elect Director Dennis D. Dammerman | | For | | For | | Management |
1d | | Elect Director Jessica P. Einhorn | | For | | For | | Management |
Page 4
| | | | | | | | |
1e | | Elect Director Fabrizio Freda | | For | | For | | Management |
1f | | Elect Director David H. Komansky | | For | | For | | Management |
1g | | Elect Director James E. Rohr | | For | | For | | Management |
1h | | Elect Director Susan L. Wagner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
CAPITAL ONE FINANCIAL CORPORATION
| | | | | | |
Ticker: | | COF | | Security ID: | | 14040H105 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard D. Fairbank | | For | | For | | Management |
1b | | Elect Director W. Ronald Dietz | | For | | For | | Management |
1c | | Elect Director Lewis Hay, III | | For | | For | | Management |
1d | | Elect Director Benjamin P. Jenkins, III | | For | | For | | Management |
1e | | Elect Director Peter E. Raskind | | For | | For | | Management |
1f | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1g | | Elect Director Bradford H. Warner | | For | | For | | Management |
1h | | Elect Director Catherine G. West | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4a | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4b | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4c | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 15, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director M. Michele Burns | | For | | For | | Management |
1d | | Elect Director Michael D. Capellas | | For | | For | | Management |
1e | | Elect Director Larry R. Carter | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Richard M. Kovacevich | | For | | For | | Management |
1k | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1l | | Elect Director Arun Sarin | | For | | For | | Management |
1m | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | Against | | Shareholder |
Page 5
CITIGROUP INC.
| | | | | | |
Ticker: | | C | | Security ID: | | 172967424 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael L. Corbat | | For | | For | | Management |
1b | | Elect Director Franz B. Humer | | For | | For | | Management |
1c | | Elect Director Robert L. Joss | | For | | For | | Management |
1d | | Elect Director Michael E. O’Neill | | For | | For | | Management |
1e | | Elect Director Judith Rodin | | For | | For | | Management |
1f | | Elect Director Robert L. Ryan | | For | | For | | Management |
1g | | Elect Director Anthony M. Santomero | | For | | For | | Management |
1h | | Elect Director Joan E. Spero | | For | | For | | Management |
1i | | Elect Director Diana L. Taylor | | For | | For | | Management |
1j | | Elect Director William S. Thompson, Jr. | | For | | For | | Management |
1k | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Amend Indemnifications Provisions | | Against | | Against | | Shareholder |
COVIDIEN PLC
| | | | | | |
Ticker: | | COV | | Security ID: | | G2554F113 |
Meeting Date: | | MAR 20, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jose E. Almeida | | For | | For | | Management |
1b | | Elect Director Joy A. Amundson | | For | | For | | Management |
1c | | Elect Director Craig Arnold | | For | | For | | Management |
1d | | Elect Director Robert H. Brust | | For | | For | | Management |
1e | | Elect Director John M. Connors, Jr. | | For | | For | | Management |
1f | | Elect Director Christopher J. Coughlin | | For | | For | | Management |
1g | | Elect Director Randall J. Hogan, III | | For | | For | | Management |
1h | | Elect Director Martin D. Madaus | | For | | For | | Management |
1i | | Elect Director Dennis H. Reilley | | For | | For | | Management |
1j | | Elect Director Joseph A. Zaccagnino | | For | | For | | Management |
2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Authorize Open-Market Purchases of Ordinary Shares | | For | | For | | Management |
6 | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For | | Management |
7 | | Amend Articles of Association to expand the authority to execute instruments of transfer | | For | | For | | Management |
8 | | Approve Creation of Distributable Reserves | | For | | For | | Management |
Page 6
CUMMINS INC.
| | | | | | |
Ticker: | | CMI | | Security ID: | | 231021106 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director N. Thomas Linebarger | | For | | For | | Management |
2 | | Elect Director William I. Miller | | For | | For | | Management |
3 | | Elect Director Alexis M. Herman | | For | | For | | Management |
4 | | Elect Director Georgia R. Nelson | | For | | For | | Management |
5 | | Elect Director Carl Ware | | For | | For | | Management |
6 | | Elect Director Robert K. Herdman | | For | | For | | Management |
7 | | Elect Director Robert J. Bernhard | | For | | For | | Management |
8 | | Elect Director Franklin R. Chang Diaz | | For | | For | | Management |
9 | | Elect Director Stephen B. Dobbs | | For | | For | | Management |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
11 | | Ratify Auditors | | For | | For | | Management |
12 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
ENCANA CORPORATION
| | | | | | |
Ticker: | | ECA | | Security ID: | | 292505104 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter A. Dea | | For | | For | | Management |
1.2 | | Elect Director Claire S. Farley | | For | | For | | Management |
1.3 | | Elect Director Fred J. Fowler | | For | | For | | Management |
1.4 | | Elect Director Suzanne P. Nimocks | | For | | For | | Management |
1.5 | | Elect Director David P. O’Brien | | For | | For | | Management |
1.6 | | Elect Director Jane L. Peverett | | For | | For | | Management |
1.7 | | Elect Director Brian G. Shaw | | For | | For | | Management |
1.8 | | Elect Director Bruce G. Waterman | | For | | For | | Management |
1.9 | | Elect Director Clayton H. Woitas | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Management |
4 | | Approve Shareholder Rights Plan | | For | | For | | Management |
Page 7
EXXON MOBIL CORPORATION
| | | | | | |
Ticker: | | XOM | | Security ID: | | 30231G102 |
Meeting Date: | | MAY 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director M.J. Boskin | | For | | For | | Management |
1.2 | | Elect Director P. Brabeck-Letmathe | | For | | For | | Management |
1.3 | | Elect Director U.M. Burns | | For | | For | | Management |
1.4 | | Elect Director L.R. Faulkner | | For | | For | | Management |
1.5 | | Elect Director J.S. Fishman | | For | | For | | Management |
1.6 | | Elect Director H.H. Fore | | For | | For | | Management |
1.7 | | Elect Director K.C. Frazier | | For | | For | | Management |
1.8 | | Elect Director W.W. George | | For | | For | | Management |
1.9 | | Elect Director S.J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director S.S. Reinemund | | For | | For | | Management |
1.11 | | Elect Director R.W. Tillerson | | For | | For | | Management |
1.12 | | Elect Director W.C. Weldon | | For | | For | | Management |
1.13 | | Elect Director E.E. Whitacre, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
5 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
6 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
8 | | Study Feasibility of Prohibiting Political Contributions | | Against | | Against | | Shareholder |
9 | | Adopt Sexual Orientation Anti-bias Policy | | Against | | Against | | Shareholder |
10 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
11 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.8 | | Elect Director William W. Helman IV | | For | | For | | Management |
1.9 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.10 | | Elect Director Richard A. Manoogian | | For | | For | | Management |
1.11 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.12 | | Elect Director Alan Mulally | | For | | For | | Management |
1.13 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.14 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.15 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Approval of Tax Benefits Preservation Plan | | For | | For | | Management |
7 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
8 | | Amend Bylaws—Call Special Meetings | | Against | | For | | Shareholder |
Page 8
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker: | | GE | | Security ID: | | 369604103 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
2 | | Elect Director John J. Brennan | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
4 | | Elect Director Francisco D’Souza | | For | | For | | Management |
5 | | Elect Director Marijn E. Dekkers | | For | | For | | Management |
6 | | Elect Director Ann M. Fudge | | For | | For | | Management |
7 | | Elect Director Susan Hockfield | | For | | For | | Management |
8 | | Elect Director Jeffrey R. Immelt | | For | | For | | Management |
9 | | Elect Director Andrea Jung | | For | | For | | Management |
10 | | Elect Director Robert W. Lane | | For | | For | | Management |
11 | | Elect Director Ralph S. Larsen | | For | | For | | Management |
12 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
13 | | Elect Director James J. Mulva | | For | | For | | Management |
14 | | Elect Director Mary L. Schapiro | | For | | For | | Management |
15 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
16 | | Elect Director James S. Tisch | | For | | For | | Management |
17 | | Elect Director Douglas A. Warner, III | | For | | For | | Management |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
19 | | Ratify Auditors | | For | | For | | Management |
20 | | Cessation of All Stock Options and Bonuses | | Against | | Against | | Shareholder |
21 | | Establish Term Limits for Directors | | Against | | Against | | Shareholder |
22 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
23 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
24 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
25 | | Require More Director Nominations Than Open Seats | | Against | | Against | | Shareholder |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John F. Cogan | | For | | For | | Management |
1.2 | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1.3 | | Elect Director Carla A. Hills | | For | | For | | Management |
1.4 | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1.5 | | Elect Director John W. Madigan | | For | | For | | Management |
1.6 | | Elect Director John C. Martin | | For | | For | | Management |
1.7 | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1.8 | | Elect Director Richard J. Whitley | | For | | For | | Management |
Page 9
| | | | | | | | |
1.9 | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1.10 | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Increase Authorized Common Stock | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
HALLIBURTON COMPANY
| | | | | | |
Ticker: | | HAL | | Security ID: | | 406216101 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan M. Bennett | | For | | For | | Management |
1.2 | | Elect Director James R. Boyd | | For | | For | | Management |
1.3 | | Elect Director Milton Carroll | | For | | For | | Management |
1.4 | | Elect Director Nance K. Dicciani | | For | | For | | Management |
1.5 | | Elect Director Murry S. Gerber | | For | | For | | Management |
1.6 | | Elect Director Jose C. Grubisich | | For | | For | | Management |
1.7 | | Elect Director Abdallah S. Jum’ah | | For | | For | | Management |
1.8 | | Elect Director David J. Lesar | | For | | For | | Management |
1.9 | | Elect Director Robert A. Malone | | For | | For | | Management |
1.10 | | Elect Director J. Landis Martin | | For | | For | | Management |
1.11 | | Elect Director Debra L. Reed | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Report on Human Rights Risk Assessment Process | | Against | | For | | Shareholder |
HONEYWELL INTERNATIONAL INC.
| | | | | | |
Ticker: | | HON | | Security ID: | | 438516106 |
Meeting Date: | | APR 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Gordon M. Bethune | | For | | For | | Management |
1B | | Elect Director Kevin Burke | | For | | For | | Management |
1C | | Elect Director Jaime Chico Pardo | | For | | For | | Management |
1D | | Elect Director David M. Cote | | For | | For | | Management |
1E | | Elect Director D. Scott Davis | | For | | For | | Management |
1F | | Elect Director Linnet F. Deily | | For | | For | | Management |
1G | | Elect Director Judd Gregg | | For | | For | | Management |
1H | | Elect Director Clive Hollick | | For | | For | | Management |
1I | | Elect Director Grace D. Lieblein | | For | | For | | Management |
1J | | Elect Director George Paz | | For | | For | | Management |
1K | | Elect Director Bradley T. Sheares | | For | | For | | Management |
1L | | Elect Director Robin L. Washington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
5 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
6 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
Page 10
JOHNSON & JOHNSON
| | | | | | |
Ticker: | | JNJ | | Security ID: | | 478160104 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mary Sue Coleman | | For | | For | | Management |
1.2 | | Elect Director James G. Cullen | | For | | For | | Management |
1.3 | | Elect Director Ian E.L. Davis | | For | | For | | Management |
1.4 | | Elect Director Alex Gorsky | | For | | For | | Management |
1.5 | | Elect Director Michael M.E. Johns | | For | | For | | Management |
1.6 | | Elect Director Susan L. Lindquist | | For | | For | | Management |
1.7 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.8 | | Elect Director Leo F. Mullin | | For | | For | | Management |
1.9 | | Elect Director William D. Perez | | For | | For | | Management |
1.10 | | Elect Director Charles Prince | | For | | For | | Management |
1.11 | | Elect Director A. Eugene Washington | | For | | For | | Management |
1.12 | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
5 | | Screen Political Contributions for Consistency with Corporate Values | | Against | | Against | | Shareholder |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
JOHNSON CONTROLS, INC.
| | | | | | |
Ticker: | | JCI | | Security ID: | | 478366107 |
Meeting Date: | | JAN 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | NOV 15, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David P. Abney | | For | | For | | Management |
1.2 | | Elect Director Julie L. Bushman | | For | | For | | Management |
1.3 | | Elect Director Eugenio Clariond Reyes-Retana | | For | | For | | Management |
1.4 | | Elect Director Jeffrey A. Joerres | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
Page 11
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James A. Bell | | For | | For | | Management |
1b | | Elect Director Crandall C.Bowles | | For | | For | | Management |
1c | | Elect Director Stephen B. Burke | | For | | For | | Management |
1d | | Elect Director David M. Cote | | For | | Against | | Management |
1e | | Elect Director James S. Crown | | For | | Against | | Management |
1f | | Elect Director James Dimon | | For | | For | | Management |
1g | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1h | | Elect Director Ellen V. Futter | | For | | Against | | Management |
1i | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1j | | Elect Director Lee R. Raymond | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against | | Shareholder |
9 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
MARATHON OIL CORPORATION
| | | | | | |
Ticker: | | MRO | | Security ID: | | 565849106 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gregory H. Boyce | | For | | For | | Management |
1b | | Elect Director Pierre Brondeau | | For | | For | | Management |
1c | | Elect Director Clarence P. Cazalot, Jr. | | For | | For | | Management |
1d | | Elect Director Linda Z. Cook | | For | | For | | Management |
1e | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1f | | Elect Director Philip Lader | | For | | For | | Management |
1g | | Elect Director Michael E. J. Phelps | | For | | For | | Management |
1h | | Elect Director Dennis H. Reilley | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
Page 12
MCDONALD’S CORPORATION
| | | | | | |
Ticker: | | MCD | | Security ID: | | 580135101 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Walter E. Massey | | For | | For | | Management |
1b | | Elect Director John W. Rogers, Jr. | | For | | For | | Management |
1c | | Elect Director Roger W. Stone | | For | | For | | Management |
1d | | Elect Director Miles D. White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Pay Disparity | | Against | | Against | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
6 | | Report on Human Rights Risk Assessment Process | | Against | | For | | Shareholder |
7 | | Report on Nutrition Initiatives and Childhood Obesity Concerns | | Against | | Against | | Shareholder |
MCKESSON CORPORATION
| | | | | | |
Ticker: | | MCK | | Security ID: | | 58155Q103 |
Meeting Date: | | JUL 25, 2012 | | Meeting Type: | | Annual |
Record Date: | | MAY 31, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Andy D. Bryant | | For | | For | | Management |
2 | | Elect Director Wayne A. Budd | | For | | For | | Management |
3 | | Elect Director John H. Hammergren | | For | | For | | Management |
4 | | Elect Director Alton F. Irby, III | | For | | For | | Management |
5 | | Elect Director M. Christine Jacobs | | For | | For | | Management |
6 | | Elect Director Marie L. Knowles | | For | | For | | Management |
7 | | Elect Director David M. Lawrence | | For | | For | | Management |
8 | | Elect Director Edward A. Mueller | | For | | For | | Management |
9 | | Elect Director Jane E. Shaw | | For | | For | | Management |
10 | | Ratify Auditors | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
12 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
13 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
14 | | Stock Retention | | Against | | For | | Shareholder |
15 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
METLIFE, INC.
| | | | | | |
Ticker: | | MET | | Security ID: | | 59156R108 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Glenn Hubbard | | For | | For | | Management |
1.2 | | Elect Director Steven A. Kandarian | | For | | For | | Management |
1.3 | | Elect Director John M. Keane | | For | | For | | Management |
1.4 | | Elect Director Alfred F. Kelly, Jr. | | For | | For | | Management |
1.5 | | Elect Director James M. Kilts | | For | | For | | Management |
1.6 | | Elect Director Catherine R. Kinney | | For | | For | | Management |
1.7 | | Elect Director Hugh B. Price | | For | | For | | Management |
1.8 | | Elect Director Kenton J. Sicchitano | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 13
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 28, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 14, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates, III | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
11 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
13 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
MONSANTO COMPANY
| | | | | | |
Ticker: | | MON | | Security ID: | | 61166W101 |
Meeting Date: | | JAN 31, 2013 | | Meeting Type: | | Annual |
Record Date: | | DEC 03, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Chicoine | | For | | For | | Management |
1b | | Elect Director Arthur H. Harper | | For | | For | | Management |
1c | | Elect Director Gwendolyn S. King | | For | | For | | Management |
1d | | Elect Director Jon R. Moeller | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Report on Risk of Genetically Engineered Products | | Against | | Against | | Shareholder |
NOVARTIS AG
| | | | | | |
Ticker: | | NOVN | | Security ID: | | 66987V109 |
Meeting Date: | | FEB 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
3 | | Approve Allocation of Income and Dividends of CHF 2.30 per Share | | For | | For | | Management |
4 | | Approve Remuneration System | | For | | For | | Management |
5.1 | | Elect Verena Briner as Director | | For | | For | | Management |
Page 14
| | | | | | | | |
5.2 | | Elect Joerg Reinhardt as Director | | For | | For | | Management |
5.3 | | Elect Charles Sawyers as Director | | For | | For | | Management |
5.4 | | Elect William Winters as Director | | For | | For | | Management |
6 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
7 | | Additional And/or Counter-proposals Presented At The Meeting | | For | | Against | | Management |
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | |
Ticker: | | OXY | | Security ID: | | 674599105 |
Meeting Date: | | MAY 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Spencer Abraham | | For | | For | | Management |
1.2 | | Elect Director Howard I. Atkins | | For | | For | | Management |
1.3 | | Elect Director Stephen I. Chazen | | For | | For | | Management |
1.4 | | Elect Director Edward P. Djerejian | | For | | For | | Management |
1.5 | | Elect Director John E. Feick | | For | | For | | Management |
1.6 | | Elect Director Margaret M. Foran | | For | | For | | Management |
1.7 | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1.8 | | Elect Director Ray R. Irani | | For | | Against | | Management |
1.9 | | Elect Director Avedick B. Poladian | | For | | For | | Management |
1.10 | | Elect Director Aziz D. Syriani | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
OWENS-ILLINOIS, INC.
| | | | | | |
Ticker: | | OI | | Security ID: | | 690768403 |
Meeting Date: | | MAY 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jay L. Geldmacher | | For | | For | | Management |
1.2 | | Elect Director Albert P. L. Stroucken | | For | | For | | Management |
1.3 | | Elect Director Dennis K. Williams | | For | | For | | Management |
1.4 | | Elect Director Thomas L. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 15
PFIZER INC.
| | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director M. Anthony Burns | | For | | For | | Management |
1.3 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.4 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
1.5 | | Elect Director William H. Gray, III | | For | | For | | Management |
1.6 | | Elect Director Helen H. Hobbs | | For | | For | | Management |
1.7 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.8 | | Elect Director James M. Kilts | | For | | For | | Management |
1.9 | | Elect Director George A. Lorch | | For | | For | | Management |
1.10 | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1.11 | | Elect Director Ian C. Read | | For | | For | | Management |
1.12 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.13 | | Elect Director Marc Tessier-Lavigne | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
5 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
SOUTHWESTERN ENERGY COMPANY
| | | | | | |
Ticker: | | SWN | | Security ID: | | 845467109 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Gass | | For | | For | | Management |
1.2 | | Elect Director Catherine A. Kehr | | For | | For | | Management |
1.3 | | Elect Director Greg D. Kerley | | For | | For | | Management |
1.4 | | Elect Director Harold M. Korell | | For | | For | | Management |
1.5 | | Elect Director Vello A. Kuuskraa | | For | | For | | Management |
1.6 | | Elect Director Kenneth R. Mourton | | For | | For | | Management |
1.7 | | Elect Director Steven L. Mueller | | For | | For | | Management |
1.8 | | Elect Director Elliott Pew | | For | | For | | Management |
1.9 | | Elect Director Alan H. Stevens | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
STANLEY BLACK & DECKER, INC.
| | | | | | |
Ticker: | | SWK | | Security ID: | | 854502101 |
Meeting Date: | | APR 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director George W. Buckley | | For | | For | | Management |
1.2 | | Elect Director Patrick D. Campbell | | For | | For | | Management |
1.3 | | Elect Director Carlos M. Cardoso | | For | | For | | Management |
1.4 | | Elect Director Robert B. Coutts | | For | | For | | Management |
1.5 | | Elect Director Benjamin H. Griswold, IV | | For | | For | | Management |
1.6 | | Elect Director John F. Lundgren | | For | | For | | Management |
1.7 | | Elect Director Anthony Luiso | | For | | For | | Management |
1.8 | | Elect Director Marianne M. Parrs | | For | | For | | Management |
1.9 | | Elect Director Robert L. Ryan | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 16
TEXAS INSTRUMENTS INCORPORATED
| | | | | | |
Ticker: | | TXN | | Security ID: | | 882508104 |
Meeting Date: | | APR 18, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ralph W. Babb, JR. | | For | | For | | Management |
1b | | Elect Director Mark A. Blinn | | For | | For | | Management |
1c | | Elect Director Daniel A. Carp | | For | | For | | Management |
1d | | Elect Director Carrie S. Cox | | For | | For | | Management |
1e | | Elect Director Pamela H. Patsley | | For | | For | | Management |
1f | | Elect Director Robert E. Sanchez | | For | | For | | Management |
1g | | Elect Director Wayne R. Sanders | | For | | For | | Management |
1h | | Elect Director Ruth J. Simmons | | For | | For | | Management |
1i | | Elect Director Richard K. Templeton | | For | | For | | Management |
1j | | Elect Director Christine Todd Whitman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
THE COCA-COLA COMPANY
| | | | | | |
Ticker: | | KO | | Security ID: | | 191216100 |
Meeting Date: | | JUL 10, 2012 | | Meeting Type: | | Special |
Record Date: | | MAY 21, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Stock Split | | For | | For | | Management |
THE COCA-COLA COMPANY
| | | | | | |
Ticker: | | KO | | Security ID: | | 191216100 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Herbert A. Allen | | For | | For | | Management |
1.2 | | Elect Director Ronald W. Allen | | For | | Against | | Management |
1.3 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.4 | | Elect Director Richard M. Daley | | For | | For | | Management |
1.5 | | Elect Director Barry Diller | | For | | For | | Management |
1.6 | | Elect Director Helene D. Gayle | | For | | For | | Management |
1.7 | | Elect Director Evan G. Greenberg | | For | | For | | Management |
1.8 | | Elect Director Alexis M. Herman | | For | | For | | Management |
1.9 | | Elect Director Muhtar Kent | | For | | For | | Management |
1.10 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.11 | | Elect Director Maria Elena Lagomasino | | For | | For | | Management |
1.12 | | Elect Director Donald F. McHenry | | For | | For | | Management |
1.13 | | Elect Director Sam Nunn | | For | | For | | Management |
1.14 | | Elect Director James D. Robinson, III | | For | | For | | Management |
1.15 | | Elect Director Peter V. Ueberroth | | For | | For | | Management |
Page 17
| | | | | | | | |
1.16 | | Elect Director Jacob Wallenberg | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Ticker: | | PG | | Security ID: | | 742718109 |
Meeting Date: | | OCT 09, 2012 | | Meeting Type: | | Annual |
Record Date: | | AUG 10, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Angela F. Braly | | For | | For | | Management |
1.2 | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1.3 | | Elect Director Scott D. Cook | | For | | For | | Management |
1.4 | | Elect Director Susan Desmond-Hellmann | | For | | For | | Management |
1.5 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.6 | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1.7 | | Elect Director Johnathan A. Rodgers | | For | | For | | Management |
1.8 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.9 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
1.10 | | Elect Director Patricia A. Woertz | | For | | For | | Management |
1.11 | | Elect Director Ernesto Zedillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against | | Shareholder |
5 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | Against | | Shareholder |
6 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
TIME WARNER INC.
| | | | | | |
Ticker: | | TWX | | Security ID: | | 887317303 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James L. Barksdale | | For | | For | | Management |
1.2 | | Elect Director William P. Barr | | For | | For | | Management |
1.3 | | Elect Director Jeffrey L. Bewkes | | For | | For | | Management |
1.4 | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1.5 | | Elect Director Robert C. Clark | | For | | For | | Management |
1.6 | | Elect Director Mathias Dopfner | | For | | For | | Management |
1.7 | | Elect Director Jessica P. Einhorn | | For | | For | | Management |
1.8 | | Elect Director Fred Hassan | | For | | For | | Management |
1.9 | | Elect Director Kenneth J. Novack | | For | | For | | Management |
1.10 | | Elect Director Paul D. Wachter | | For | | For | | Management |
1.11 | | Elect Director Deborah C. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
Page 18
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Director Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
VODAFONE GROUP PLC
| | | | | | |
Ticker: | | VOD | | Security ID: | | 92857W209 |
Meeting Date: | | JUL 24, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 01, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Re-elect Gerard Kleisterlee as Director | | For | | For | | Management |
3 | | Re-elect Vittorio Colao as Director | | For | | For | | Management |
4 | | Re-elect Andy Halford as Director | | For | | For | | Management |
5 | | Re-elect Stephen Pusey as Director | | For | | For | | Management |
6 | | Re-elect Renee James as Director | | For | | For | | Management |
7 | | Re-elect Alan Jebson as Director | | For | | For | | Management |
8 | | Re-elect Samuel Jonah as Director | | For | | For | | Management |
9 | | Re-elect Nick Land as Director | | For | | For | | Management |
10 | | Re-elect Anne Lauvergeon as Director | | For | | For | | Management |
11 | | Re-elect Luc Vandevelde as Director | | For | | For | | Management |
12 | | Re-elect Anthony Watson as Director | | For | | For | | Management |
13 | | Re-elect Philip Yea as Director | | For | | For | | Management |
14 | | Approve Final Dividend | | For | | For | | Management |
15 | | Approve Remuneration Report | | For | | For | | Management |
16 | | Reappoint Deloitte LLP as Auditors | | For | | For | | Management |
17 | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For | | Management |
18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Management |
19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Management |
21 | | Authorise EU Political Donations and Expenditure | | For | | For | | Management |
22 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For | | Management |
Page 19
WELLS FARGO & COMPANY
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Baker, II | | For | | For | | Management |
1b | | Elect Director Elaine L. Chao | | For | | For | | Management |
1c | | Elect Director John S. Chen | | For | | For | | Management |
1d | | Elect Director Lloyd H. Dean | | For | | For | | Management |
1e | | Elect Director Susan E. Engel | | For | | For | | Management |
1f | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1g | | Elect Director Donald M. James | | For | | For | | Management |
1h | | Elect Director Cynthia H. Milligan | | For | | For | | Management |
1i | | Elect Director Federico F. Pena | | For | | For | | Management |
1j | | Elect Director Howard V. Richardson | | For | | For | | Management |
1k | | Elect Director Judith M. Runstad | | For | | For | | Management |
1l | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1m | | Elect Director John G. Stumpf | | For | | For | | Management |
1n | | Elect Director Susan G. Swenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
7 | | Review Fair Housing and Fair Lending Compliance | | Against | | Against | | Shareholder |
Page 20
Nuveen Large Cap Value Fund
ACE LIMITED
| | | | | | |
Ticker: | | ACE | | Security ID: | | H0023R105 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Robert M. Hernandez as Director | | For | | For | | Management |
1.2 | | Elect Peter Menikoff as Director | | For | | For | | Management |
1.3 | | Elect Robert Ripp as Director | | For | | For | | Management |
1.4 | | Elect Theodore E. Shasta as Director | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3.1 | | Approve Annual Report | | For | | For | | Management |
3.2 | | Accept Statutory Financial Statements | | For | | For | | Management |
3.3 | | Accept Consolidated Financial Statements | | For | | For | | Management |
4 | | Approve Allocation of Income and Dividends | | For | | For | | Management |
5 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
6.1 | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For | | Management |
6.2 | | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | | For | | For | | Management |
6.3 | | Ratify BDO AG as Special Auditors | | For | | For | | Management |
7 | | Amend Omnibus Stock Plan | | For | | For | | Management |
8 | | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | | For | | For | | Management |
9 | | Advisory Vote to ratify Named Executive Officers’ Compensation | | For | | For | | Management |
AETNA INC.
| | | | | | |
Ticker: | | AET | | Security ID: | | 00817Y108 |
Meeting Date: | | MAY 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Fernando Aguirre | | For | | For | | Management |
1b | | Elect Director Mark T. Bertolini | | For | | For | | Management |
1c | | Elect Director Frank M. Clark | | For | | For | | Management |
1d | | Elect Director Betsy Z. Cohen | | For | | For | | Management |
1e | | Elect Director Molly J. Coye | | For | | For | | Management |
1f | | Elect Director Roger N. Farah | | For | | For | | Management |
1g | | Elect Director Barbara Hackman Franklin | | For | | For | | Management |
1h | | Elect Director Jeffrey E. Garten | | For | | For | | Management |
1i | | Elect Director Ellen M. Hancock | | For | | For | | Management |
1j | | Elect Director Richard J. Harrington | | For | | For | | Management |
1k | | Elect Director Edward J. Ludwig | | For | | For | | Management |
1l | | Elect Director Joseph P. Newhouse | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
7 | | Enhance Board Oversight of Political Contributions | | Against | | Against | | Shareholder |
Page 21
AIR LEASE CORPORATION
| | | | | | |
Ticker: | | AL | | Security ID: | | 00912X302 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John G. Danhakl | | For | | For | | Management |
1b | | Elect Director Matthew J. Hart | | For | | For | | Management |
1c | | Elect Director Robert A. Milton | | For | | For | | Management |
1d | | Elect Director John L. Plueger | | For | | For | | Management |
1e | | Elect Director Anthony P. Ressler | | For | | Against | | Management |
1f | | Elect Director Wilbur L. Ross, Jr. | | For | | Against | | Management |
1g | | Elect Director Ian M. Saines | | For | | For | | Management |
1h | | Elect Director Ronald D. Sugar | | For | | For | | Management |
1i | | Elect Director Steven F. Udvar-Hazy | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Approve Certain Performance-Based Awards | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
AKAMAI TECHNOLOGIES, INC.
| | | | | | | | |
Ticker: | | AKAM | | Security ID: | | 00971T101 | | |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual | | |
Record Date: | | MAR 22, 2013 | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Pamela J. Craig | | For | | For | | Management |
1.2 | | Elect Director F. Thomson Leighton | | For | | For | | Management |
1.3 | | Elect Director Paul Sagan | | For | | For | | Management |
1.4 | | Elect Director Naomi O. Seligman | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3a | | Declassify the Board of Directors | | For | | For | | Management |
3b | | Amend Certificate of Incorporation to Provide Directors May be Removed With or Without Cause | | For | | For | | Management |
3c | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
Page 22
ALEXANDER & BALDWIN, INC.
| | | | | | |
Ticker: | | ALEX | | Security ID: | | 014491104 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R.S. Harrison | | For | | For | | Management |
1.2 | | Elect Director M.K. Saito | | For | | For | | Management |
1.3 | | Elect Director E.K. Yeaman | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
ALLIANT TECHSYSTEMS INC.
| | | | | | |
Ticker: | | ATK | | Security ID: | | 018804104 |
Meeting Date: | | AUG 07, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 11, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roxanne J. Decyk | | For | | For | | Management |
1.2 | | Elect Director Mark W. DeYoung | | For | | For | | Management |
1.3 | | Elect Director Martin C. Faga | | For | | For | | Management |
1.4 | | Elect Director Ronald R. Fogleman | | For | | For | | Management |
1.5 | | Elect Director April H. Foley | | For | | For | | Management |
1.6 | | Elect Director Tig H. Krekel | | For | | For | | Management |
1.7 | | Elect Director Douglas L. Maine | | For | | For | | Management |
1.8 | | Elect Director Roman Martinez, IV | | For | | For | | Management |
1.9 | | Elect Director Mark H. Ronald | | For | | For | | Management |
1.10 | | Elect Director William G. Van Dyke | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
ALPHA NATURAL RESOURCES, INC.
| | | | | | |
Ticker: | | ANR | | Security ID: | | 02076X102 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kevin S. Crutchfield | | For | | For | | Management |
1.2 | | Elect Director Angelo C. Brisimitzakis | | For | | For | | Management |
1.3 | | Elect Director William J. Crowley, Jr. | | For | | For | | Management |
1.4 | | Elect Director E. Linn Draper, Jr. | | For | | For | | Management |
1.5 | | Elect Director Glenn A. Eisenberg | | For | | For | | Management |
1.6 | | Elect Director Deborah M. Fretz | | For | | For | | Management |
1.7 | | Elect Director P. Michael Giftos | | For | | For | | Management |
1.8 | | Elect Director L. Patrick Hassey | | For | | For | | Management |
1.9 | | Elect Director Joel Richards, III | | For | | For | | Management |
2 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Report on Appalachian Mining Environmental and Health Hazard Reduction Efforts | | Against | | For | | Shareholder |
7 | | Report on Financial Risks of Climate Change | | Against | | For | | Shareholder |
Page 23
AMAZON.COM, INC.
| | | | | | |
Ticker: | | AMZN | | Security ID: | | 023135106 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jeffrey P. Bezos | | For | | For | | Management |
1b | | Elect Director Tom A. Alberg | | For | | For | | Management |
1c | | Elect Director John Seely Brown | | For | | For | | Management |
1d | | Elect Director William B. Gordon | | For | | For | | Management |
1e | | Elect Director Jamie S. Gorelick | | For | | For | | Management |
1f | | Elect Director Alain Monie | | For | | For | | Management |
1g | | Elect Director Jonathan J. Rubinstein | | For | | For | | Management |
1h | | Elect Director Thomas O. Ryder | | For | | For | | Management |
1i | | Elect Director Patricia Q. Stonesifer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Report on Political Contributions | | Against | | For | | Shareholder |
AMC NETWORKS INC.
| | | | | | |
Ticker: | | AMCX | | Security ID: | | 00164V103 |
Meeting Date: | | JUN 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Neil M. Ashe | | For | | For | | Management |
1.2 | | Elect Director Alan D. Schwartz | | For | | Withhold | | Management |
1.3 | | Elect Director Leonard Tow | | For | | For | | Management |
1.4 | | Elect Director Carl E. Vogel | | For | | For | | Management |
1.5 | | Elect Director Robert C. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
AMDOCS LIMITED
| | | | | | |
Ticker: | | DOX | | Security ID: | | G02602103 |
Meeting Date: | | JUL 31, 2012 | | Meeting Type: | | Special |
Record Date: | | JUN 15, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Dividends | | For | | For | | Management |
Page 24
AMEREN CORPORATION
| | | | | | |
Ticker: | | AEE | | Security ID: | | 023608102 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen F. Brauer | | For | | Withhold | | Management |
1.2 | | Elect Director Catherine S. Brune | | For | | For | | Management |
1.3 | | Elect Director Ellen M. Fitzsimmons | | For | | For | | Management |
1.4 | | Elect Director Walter J. Galvin | | For | | For | | Management |
1.5 | | Elect Director Gayle P. W. Jackson | | For | | For | | Management |
1.6 | | Elect Director James C. Johnson | | For | | For | | Management |
1.7 | | Elect Director Steven H. Lipstein | | For | | For | | Management |
1.8 | | Elect Director Patrick T. Stokes | | For | | For | | Management |
1.9 | | Elect Director Thomas R. Voss | | For | | For | | Management |
1.10 | | Elect Director Stephen R. Wilson | | For | | For | | Management |
1.11 | | Elect Director Jack D. Woodard | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Energy Efficiency and Renewable Energy Programs | | Against | | Against | | Shareholder |
AMERICAN ELECTRIC POWER COMPANY, INC.
| | | | | | |
Ticker: | | AEP | | Security ID: | | 025537101 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Nicholas K. Akins | | For | | For | | Management |
1.2 | | Elect Director David J. Anderson | | For | | For | | Management |
1.3 | | Elect Director Ralph D. Crosby, Jr. | | For | | For | | Management |
1.4 | | Elect Director Linda A. Goodspeed | | For | | For | | Management |
1.5 | | Elect Director Thomas E. Hoaglin | | For | | For | | Management |
1.6 | | Elect Director Sandra Beach Lin | | For | | For | | Management |
1.7 | | Elect Director Michael G. Morris | | For | | For | | Management |
1.8 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
1.9 | | Elect Director Lionel L. Nowell, III | | For | | For | | Management |
1.10 | | Elect Director Stephen S. Rasmussen | | For | | For | | Management |
1.11 | | Elect Director Oliver G. Richard, III | | For | | For | | Management |
1.12 | | Elect Director Richard L. Sandor | | For | | For | | Management |
1.13 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.14 | | Elect Director John F. Turner | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
AMERICAN EXPRESS COMPANY
| | | | | | |
Ticker: | | AXP | | Security ID: | | 025816109 |
Meeting Date: | | APR 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1.4 | | Elect Director Peter Chernin | | For | | For | | Management |
Page 25
| | | | | | | | |
1.5 | | Elect Director Anne Lauvergeon | | For | | For | | Management |
1.6 | | Elect Director Theodore J. Leonsis | | For | | For | | Management |
1.7 | | Elect Director Richard C. Levin | | For | | For | | Management |
1.8 | | Elect Director Richard A. McGinn | | For | | For | | Management |
1.9 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director Steven S Reinemund | | For | | For | | Management |
1.11 | | Elect Director Daniel L. Vasella | | For | | For | | Management |
1.12 | | Elect Director Robert D. Walter | | For | | For | | Management |
1.13 | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
AMERICAN INTERNATIONAL GROUP, INC.
| | | | | | |
Ticker: | | AIG | | Security ID: | | 026874784 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert H. Benmosche | | For | | For | | Management |
1b | | Elect Director W. Don Cornwell | | For | | For | | Management |
1c | | Elect Director John H. Fitzpatrick | | For | | For | | Management |
1d | | Elect Director William G. Jurgensen | | For | | For | | Management |
1e | | Elect Director Christopher S. Lynch | | For | | For | | Management |
1f | | Elect Director Arthur C. Martinez | | For | | For | | Management |
1g | | Elect Director George L. Miles, Jr. | | For | | For | | Management |
1h | | Elect Director Henry S. Miller | | For | | For | | Management |
1i | | Elect Director Robert S. Miller | | For | | For | | Management |
1j | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1k | | Elect Director Ronald A. Rittenmeyer | | For | | For | | Management |
1l | | Elect Director Douglas M. Steenland | | For | | For | | Management |
1m | | Elect Director Theresa M. Stone | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against | | Shareholder |
AMERICAN WATER WORKS COMPANY, INC.
| | | | | | |
Ticker: | | AWK | | Security ID: | | 030420103 |
Meeting Date: | | MAY 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen P. Adik | | For | | For | | Management |
1b | | Elect Director Martha Clark Goss | | For | | For | | Management |
1c | | Elect Director Julie A. Dobson | | For | | For | | Management |
1d | | Elect Director Paul J. Evanson | | For | | For | | Management |
1e | | Elect Director Richard R. Grigg | | For | | For | | Management |
1f | | Elect Director Julia L. Johnson | | For | | For | | Management |
1g | | Elect Director George MacKenzie | | For | | For | | Management |
1h | | Elect Director William J. Marrazzo | | For | | For | | Management |
1i | | Elect Director Jeffry E. Sterba | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 26
ANADARKO PETROLEUM CORPORATION
| | | | | | |
Ticker: | | APC | | Security ID: | | 032511107 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kevin P. Chilton | | For | | For | | Management |
1b | | Elect Director Luke R. Corbett | | For | | For | | Management |
1c | | Elect Director H. Paulett Eberhart | | For | | For | | Management |
1d | | Elect Director Peter J. Fluor | | For | | For | | Management |
1e | | Elect Director Richard L. George | | For | | For | | Management |
1f | | Elect Director Preston M. Geren, III | | For | | For | | Management |
1g | | Elect Director Charles W. Goodyear | | For | | For | | Management |
1h | | Elect Director John R. Gordon | | For | | For | | Management |
1i | | Elect Director Eric D. Mullins | | For | | For | | Management |
1j | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1k | | Elect Director R. A. Walker | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
APACHE CORPORATION
| | | | | | |
Ticker: | | APA | | Security ID: | | 037411105 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Eugene C. Fiedorek | | For | | For | | Management |
2 | | Elect Director Chansoo Joung | | For | | For | | Management |
3 | | Elect Director William C. Montgomery | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
6 | | Amend Omnibus Stock Plan | | For | | For | | Management |
7 | | Declassify the Board of Directors | | For | | For | | Management |
APPLE INC.
| | | | | | |
Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 27, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Campbell | | For | | For | | Management |
1.2 | | Elect Director Timothy Cook | | For | | For | | Management |
1.3 | | Elect Director Millard Drexler | | For | | For | | Management |
Page 27
| | | | | | | | |
1.4 | | Elect Director Al Gore | | For | | For | | Management |
1.5 | | Elect Director Robert Iger | | For | | For | | Management |
1.6 | | Elect Director Andrea Jung | | For | | For | | Management |
1.7 | | Elect Director Arthur Levinson | | For | | For | | Management |
1.8 | | Elect Director Ronald Sugar | | For | | For | | Management |
2 | | Amend Articles of Incorporation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
6 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
ARCHER-DANIELS-MIDLAND COMPANY
| | | | | | |
Ticker: | | ADM | | Security ID: | | 039483102 |
Meeting Date: | | NOV 01, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 07, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan L. Boeckmann | | For | | For | | Management |
1.2 | | Elect Director George W. Buckley | | For | | For | | Management |
1.3 | | Elect Director Mollie Hale Carter | | For | | For | | Management |
1.4 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.5 | | Elect Director Pierre Dufour | | For | | For | | Management |
1.6 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.7 | | Elect Director Antonio Maciel | | For | | For | | Management |
1.8 | | Elect Director Patrick J. Moore | | For | | For | | Management |
1.9 | | Elect Director Thomas F. O’Neill | | For | | For | | Management |
1.10 | | Elect Director Daniel Shih | | For | | For | | Management |
1.11 | | Elect Director Kelvin R. Westbrook | | For | | For | | Management |
1.12 | | Elect Director Patricia A. Woertz | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For | | Shareholder |
ARCHER-DANIELS-MIDLAND COMPANY
| | | | | | |
Ticker: | | ADM | | Security ID: | | 039483102 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan L. Boeckmann | | For | | For | | Management |
1.2 | | Elect Director George W. Buckley | | For | | For | | Management |
1.3 | | Elect Director Mollie Hale Carter | | For | | For | | Management |
1.4 | | Elect Director Terell K. Crews | | For | | For | | Management |
1.5 | | Elect Director Pierre Dufour | | For | | For | | Management |
1.6 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.7 | | Elect Director Antonio Maciel | | For | | For | | Management |
1.8 | | Elect Director Patrick J. Moore | | For | | For | | Management |
1.9 | | Elect Director Thomas F. O’Neill | | For | | For | | Management |
1.10 | | Elect Director Daniel Shih | | For | | For | | Management |
1.11 | | Elect Director Kelvin R. Westbrook | | For | | For | | Management |
1.12 | | Elect Director Patricia A. Woertz | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 28
ARROW ELECTRONICS, INC.
| | | | | | |
Ticker: | | ARW | | Security ID: | | 042735100 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barry W. Perry | | For | | For | | Management |
1.2 | | Elect Director Philip K. Asherman | | For | | For | | Management |
1.3 | | Elect Director Gail E. Hamilton | | For | | For | | Management |
1.4 | | Elect Director John N. Hanson | | For | | For | | Management |
1.5 | | Elect Director Richard S. Hill | | For | | For | | Management |
1.6 | | Elect Director M.F. (Fran) Keeth | | For | | For | | Management |
1.7 | | Elect Director Andrew C. Kerin | | For | | For | | Management |
1.8 | | Elect Director Michael J. Long | | For | | For | | Management |
1.9 | | Elect Director Stephen C. Patrick | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
AT&T INC.
| | | | | | |
Ticker: | | T | | Security ID: | | 00206R102 |
Meeting Date: | | APR 26, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Randall L. Stephenson | | For | | For | | Management |
1.2 | | Elect Director Gilbert F. Amelio | | For | | For | | Management |
1.3 | | Elect Director Reuben V. Anderson | | For | | For | | Management |
1.4 | | Elect Director James H. Blanchard | | For | | For | | Management |
1.5 | | Elect Director Jaime Chico Pardo | | For | | For | | Management |
1.6 | | Elect Director Scott T. Ford | | For | | For | | Management |
1.7 | | Elect Director James P. Kelly | | For | | For | | Management |
1.8 | | Elect Director Jon C. Madonna | | For | | For | | Management |
1.9 | | Elect Director Michael B. McCallister | | For | | For | | Management |
1.10 | | Elect Director John B. McCoy | | For | | For | | Management |
1.11 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.12 | | Elect Director Matthew K. Rose | | For | | For | | Management |
1.13 | | Elect Director Laura D’Andrea Tyson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Stock Purchase and Deferral Plan | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Reducing Lead Battery Health Hazards | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
Page 29
AUTOMATIC DATA PROCESSING, INC.
| | | | | | |
Ticker: | | ADP | | Security ID: | | 053015103 |
Meeting Date: | | NOV 13, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 14, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ellen R. Alemany | | For | | For | | Management |
1.2 | | Elect Director Gregory D. Brenneman | | For | | For | | Management |
1.3 | | Elect Director Leslie A. Brun | | For | | For | | Management |
1.4 | | Elect Director Richard T. Clark | | For | | For | | Management |
1.5 | | Elect Director Eric C. Fast | | For | | For | | Management |
1.6 | | Elect Director Linda R. Gooden | | For | | For | | Management |
1.7 | | Elect Director R. Glenn Hubbard | | For | | For | | Management |
1.8 | | Elect Director John P. Jones | | For | | For | | Management |
1.9 | | Elect Director Carlos A. Rodriguez | | For | | For | | Management |
1.10 | | Elect Director Enrique T. Salem | | For | | For | | Management |
1.11 | | Elect Director Gregory L. Summe | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
AUTONATION, INC.
| | | | | | |
Ticker: | | AN | | Security ID: | | 05329W102 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mike Jackson | | For | | For | | Management |
1.2 | | Elect Director Robert J. Brown | | For | | For | | Management |
1.3 | | Elect Director Rick L. Burdick | | For | | For | | Management |
1.4 | | Elect Director David B. Edelson | | For | | For | | Management |
1.5 | | Elect Director Robert R. Grusky | | For | | For | | Management |
1.6 | | Elect Director Michael Larson | | For | | For | | Management |
1.7 | | Elect Director Michael E. Maroone | | For | | For | | Management |
1.8 | | Elect Director Carlos A. Migoya | | For | | For | | Management |
1.9 | | Elect Director G. Mike Mikan | | For | | For | | Management |
1.10 | | Elect Director Alison H. Rosenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For | | Shareholder |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
AVNET, INC.
| | | | | | |
Ticker: | | AVT | | Security ID: | | 053807103 |
Meeting Date: | | NOV 02, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 04, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1.2 | | Elect Director Michael A. Bradley | | For | | For | | Management |
1.3 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.4 | | Elect Director Richard Hamada | | For | | For | | Management |
Page 30
| | | | | | | | |
1.5 | | Elect Director James A. Lawrence | | For | | For | | Management |
1.6 | | Elect Director Frank R. Noonan | | For | | For | | Management |
1.7 | | Elect Director Ray M. Robinson | | For | | For | | Management |
1.8 | | Elect Director William H. Schumann III | | For | | For | | Management |
1.9 | | Elect Director William P. Sullivan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | �� | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
AVX CORPORATION
| | | | | | |
Ticker: | | AVX | | Security ID: | | 002444107 |
Meeting Date: | | JUL 23, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 11, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shoichi Aoki | | For | | Withhold | | Management |
1.2 | | Elect Director John S. Gilbertson | | For | | Withhold | | Management |
1.3 | | Elect Director Makoto Kawamura | | For | | Withhold | | Management |
1.4 | | Elect Director Joseph Stach | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
BANK OF AMERICA CORPORATION
| | | | | | |
Ticker: | | BAC | | Security ID: | | 060505104 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sharon L. Allen | | For | | For | | Management |
1.2 | | Elect Director Susan S. Bies | | For | | For | | Management |
1.3 | | Elect Director Jack O. Bovender, Jr. | | For | | For | | Management |
1.4 | | Elect Director Frank P. Bramble, Sr. | | For | | For | | Management |
1.5 | | Elect Director Arnold W. Donald | | For | | For | | Management |
1.6 | | Elect Director Charles K. Gifford | | For | | For | | Management |
1.7 | | Elect Director Charles O. Holliday, Jr. | | For | | For | | Management |
1.8 | | Elect Director Linda P. Hudson | | For | | For | | Management |
1.9 | | Elect Director Monica C. Lozano | | For | | For | | Management |
1.10 | | Elect Director Thomas J. May | | For | | For | | Management |
1.11 | | Elect Director Brian T. Moynihan | | For | | For | | Management |
1.12 | | Elect Director Lionel L. Nowell, III | | For | | For | | Management |
1.13 | | Elect Director R. David Yost | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
5 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
6 | | Amend Bylaw to Limit Multiple Board Service | | Against | | Against | | Shareholder |
7 | | Report on Feasibility of Prohibiting Political Contributions | | Against | | Against | | Shareholder |
8 | | Review Fair Housing and Fair Lending Compliance | | Against | | For | | Shareholder |
Page 31
BERKSHIRE HATHAWAY INC.
| | | | | | |
Ticker: | | BRK.B | | Security ID: | | 084670702 |
Meeting Date: | | MAY 04, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 06, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Warren E. Buffett | | For | | For | | Management |
1.2 | | Elect Director Charles T. Munger | | For | | For | | Management |
1.3 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.4 | | Elect Director Stephen B. Burke | | For | | For | | Management |
1.5 | | Elect Director Susan L. Decker | | For | | For | | Management |
1.6 | | Elect Director William H. Gates III | | For | | For | | Management |
1.7 | | Elect Director David S. Gottesman | | For | | For | | Management |
1.8 | | Elect Director Charlotte Guyman | | For | | For | | Management |
1.9 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.10 | | Elect Director Thomas S. Murphy | | For | | For | | Management |
1.11 | | Elect Director Ronald L. Olson | | For | | For | | Management |
1.12 | | Elect Director Walter Scott, Jr. | | For | | For | | Management |
1.13 | | Elect Director Meryl B. Witmer | | For | | For | | Management |
2 | | Adopt Quantitative Goals for GHG and Other Air Emissions | | Against | | For | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 20, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bradbury H. Anderson | | For | | For | | Management |
1b | | Elect Director Sanjay Khosla | | For | | For | | Management |
1c | | Elect Director Allen U. Lenzmeier | | For | | Against | | Management |
1d | | Elect Director Hatim A. Tyabji | | For | | For | | Management |
1e | | Elect Director Russell P. Fradin | | For | | For | | Management |
1f | | Elect Director Hubert Joly | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
BIOMARIN PHARMACEUTICAL INC.
| | | | | | |
Ticker: | | BMRN | | Security ID: | | 09061G101 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jean-Jacques Bienaime | | For | | For | | Management |
1.2 | | Elect Director Michael Grey | | For | | For | | Management |
1.3 | | Elect Director Elaine J. Heron | | For | | For | | Management |
1.4 | | Elect Director Pierre Lapalme | | For | | For | | Management |
1.5 | | Elect Director V. Bryan Lawlis | | For | | For | | Management |
1.6 | | Elect Director Richard A. Meier | | For | | For | | Management |
1.7 | | Elect Director Alan J. Lewis | | For | | For | | Management |
1.8 | | Elect Director William D. Young | | For | | For | | Management |
Page 32
| | | | | | | | |
1.9 | | Elect Director Kenneth M. Bate | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
BMC SOFTWARE, INC.
| | | | | | |
Ticker: | | BMC | | Security ID: | | 055921100 |
Meeting Date: | | JUL 25, 2012 | | Meeting Type: | | Proxy Contest |
Record Date: | | JUN 04, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| | Management Proxy (White Card) | | None | | | | |
1 | | Elect Director Robert E. Beauchamp | | For | | For | | Management |
2 | | Elect Director Jon E. Barfield | | For | | For | | Management |
3 | | Elect Director Gary L. Bloom | | For | | For | | Management |
4 | | Elect Director John M. Dillon | | For | | For | | Management |
5 | | Elect Director Meldon K. Gafner | | For | | For | | Management |
6 | | Elect Director Mark J. Hawkins | | For | | For | | Management |
7 | | Elect Director Stephan A. James | | For | | For | | Management |
8 | | Elect Director P. Thomas Jenkins | | For | | For | | Management |
9 | | Elect Director Louis J. Lavigne, Jr. | | For | | For | | Management |
10 | | Elect Director Kathleen A. O’Neil | | For | | For | | Management |
11 | | Elect Director Carl James Schaper | | For | | For | | Management |
12 | | Elect Director Tom C. Tinsley | | For | | For | | Management |
13 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
14 | | Ratify Auditors | | For | | For | | Management |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
| | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | Dissident Proxy (Green Card) | | None | | | | |
1.1 | | Elect Director Carl James Schaper | | Do Not Vote | | Did Not Vote | | Shareholder |
1.2 | | Elect Director Thomas E. Hogan | | Do Not Vote | | Did Not Vote | | Shareholder |
1.3 | | Elect Director John M. Dillon | | Do Not Vote | | Did Not Vote | | Shareholder |
1.4 | | Elect Director Andreas W. Mattes | | Do Not Vote | | Did Not Vote | | Shareholder |
1.5 | | Management Nominee—Robert E. Beauchamp | | Do Not Vote | | Did Not Vote | | Shareholder |
1.6 | | Management Nominee—Gary L. Bloom | | Do Not Vote | | Did Not Vote | | Shareholder |
1.7 | | Management Nominee—Mark J. Hawkins | | Do Not Vote | | Did Not Vote | | Shareholder |
1.8 | | Management Nominee—Stephan A. James | | Do Not Vote | | Did Not Vote | | Shareholder |
1.9 | | Management Nominee—P. Thomas Jenkins | | Do Not Vote | | Did Not Vote | | Shareholder |
1.10 | | Management Nominee—Louis J. Lavigne, Jr. | | Do Not Vote | | Did Not Vote | | Shareholder |
2 | | Approve Qualified Employee Stock Purchase Plan | | Do Not Vote | | Did Not Vote | | Management |
3 | | Ratify Auditors | | Do Not Vote | | Did Not Vote | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Do Not Vote | | Did Not Vote | | Management |
5 | | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | | Do Not Vote | | Did Not Vote | | Shareholder |
Page 33
BOOZ ALLEN HAMILTON HOLDING CORPORATION
| | | | | | |
Ticker: | | BAH | | Security ID: | | 099502106 |
Meeting Date: | | AUG 02, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 11, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ian Fujiyama | | For | | Withhold | | Management |
1.2 | | Elect Director Mark Gaumond | | For | | For | | Management |
1.3 | | Elect Director Samuel R. Strickland | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
BOSTON SCIENTIFIC CORPORATION
| | | | | | |
Ticker: | | BSX | | Security ID: | | 101137107 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Katharine T. Bartlett | | For | | For | | Management |
1b | | Elect Director Bruce L. Byrnes | | For | | For | | Management |
1c | | Elect Director Nelda J. Connors | | For | | For | | Management |
1d | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1e | | Elect Director Michael F. Mahoney | | For | | For | | Management |
1f | | Elect Director Ernest Mario | | For | | For | | Management |
1g | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1h | | Elect Director Pete M. Nicholas | | For | | For | | Management |
1i | | Elect Director Uwe E. Reinhardt | | For | | For | | Management |
1j | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
| | | | | | |
Ticker: | | BR | | Security ID: | | 11133T103 |
Meeting Date: | | NOV 15, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 24, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Richard J. Daly | | For | | For | | Management |
1c | | Elect Director Robert N. Duelks | | For | | For | | Management |
1d | | Elect Director Richard J. Haviland | | For | | For | | Management |
1e | | Elect Director Sandra S. Jaffee | | For | | For | | Management |
1f | | Elect Director Stuart R. Levine | | For | | For | | Management |
1g | | Elect Director Thomas J. Perna | | For | | For | | Management |
1h | | Elect Director Alan J. Weber | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 34
BROOKDALE SENIOR LIVING INC.
| | | | | | |
Ticker: | | BKD | | Security ID: | | 112463104 |
Meeting Date: | | JUN 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jackie M. Clegg | | For | | For | | Management |
1.2 | | Elect Director Randal A. Nardone | | For | | Withhold | | Management |
1.3 | | Elect Director James R. Seward | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
BUNGE LIMITED
| | | | | | |
Ticker: | | BG | | Security ID: | | G16962105 |
Meeting Date: | | MAY 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bernard de La Tour d’Auvergne Lauraguais | | For | | For | | Management |
1b | | Elect Director William Engels | | For | | For | | Management |
1c | | Elect Director L. Patrick Lupo | | For | | For | | Management |
1d | | Elect Director Soren Schroder | | For | | For | | Management |
2 | | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor’s fees | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
CA, INC.
| | | | | | |
Ticker: | | CA | | Security ID: | | 12673P105 |
Meeting Date: | | AUG 01, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 05, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Jens Alder | | For | | For | | Management |
2 | | Elect Director Raymond J. Bromark | | For | | For | | Management |
3 | | Elect Director Gary J. Fernandes | | For | | For | | Management |
4 | | Elect Director Rohit Kapoor | | For | | For | | Management |
5 | | Elect Director Kay Koplovitz | | For | | For | | Management |
6 | | Elect Director Christopher B. Lofgren | | For | | For | | Management |
7 | | Elect Director William E. McCracken | | For | | For | | Management |
8 | | Elect Director Richard Sulpizio | | For | | For | | Management |
9 | | Elect Director Laura S. Unger | | For | | For | | Management |
10 | | Elect Director Arthur F. Weinbach | | For | | For | | Management |
11 | | Elect Director Renato (Ron) Zambonini | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
14 | | Approve Outside Director Stock Awards in Lieu of Cash | | For | | For | | Management |
Page 35
CABLEVISION SYSTEMS CORPORATION
| | | | | | |
Ticker: | | CVC | | Security ID: | | 12686C109 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Zachary W. Carter | | For | | Withhold | | Management |
1.2 | | Elect Director Thomas V. Reifenheiser | | For | | Withhold | | Management |
1.3 | | Elect Director John R. Ryan | | For | | Withhold | | Management |
1.4 | | Elect Director Vincent Tese | | For | | Withhold | | Management |
1.5 | | Elect Director Leonard Tow | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
CAPITAL ONE FINANCIAL CORPORATION
| | | | | | |
Ticker: | | COF | | Security ID: | | 14040H105 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard D. Fairbank | | For | | For | | Management |
1b | | Elect Director W. Ronald Dietz | | For | | For | | Management |
1c | | Elect Director Lewis Hay, III | | For | | For | | Management |
1d | | Elect Director Benjamin P. Jenkins, III | | For | | For | | Management |
1e | | Elect Director Peter E. Raskind | | For | | For | | Management |
1f | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1g | | Elect Director Bradford H. Warner | | For | | For | | Management |
1h | | Elect Director Catherine G. West | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4a | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4b | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4c | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 02, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 06, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Clayton M. Jones | | For | | For | | Management |
Page 36
| | | | | | | | |
1.9 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.10 | | Elect Director David P. King | | For | | For | | Management |
1.11 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
1.12 | | Elect Director Jean G. Spaulding | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
CAREFUSION CORPORATION
| | | | | | |
Ticker: | | CFN | | Security ID: | | 14170T101 |
Meeting Date: | | APR 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Philip L. Francis | | For | | For | | Management |
1b | | Elect Director Robert F. Friel | | For | | For | | Management |
1c | | Elect Director Gregory T. Lucier | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
5 | | Declassify the Board of Directors | | Against | | For | | Shareholder |
CARNIVAL CORPORATION
| | | | | | |
Ticker: | | CCL | | Security ID: | | 143658300 |
Meeting Date: | | APR 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
2 | | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
3 | | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
4 | | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
5 | | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
6 | | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
7 | | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
8 | | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
9 | | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
Page 37
| | | | | | | | |
10 | | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
11 | | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For | | Management |
12 | | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | | For | | For | | Management |
13 | | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | | For | | For | | Management |
14 | | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | | For | | For | | Management |
15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
16 | | Approve Remuneration of Executive Directors | | For | | For | | Management |
17 | | Authorize Issue of Equity with Pre-emptive Rights | | For | | For | | Management |
18 | | Authorize Issue of Equity without Pre-emptive Rights | | For | | For | | Management |
19 | | Authorize Shares for Market Purchase | | For | | For | | Management |
CBRE GROUP, INC.
| | | | | | |
Ticker: | | CBG | | Security ID: | | 12504L109 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard C. Blum | | For | | For | | Management |
1.2 | | Elect Director Brandon B. Boze | | For | | For | | Management |
1.3 | | Elect Director Curtis F. Feeny | | For | | For | | Management |
1.4 | | Elect Director Bradford M. Freeman | | For | | For | | Management |
1.5 | | Elect Director Michael Kantor | | For | | For | | Management |
1.6 | | Elect Director Frederic V. Malek | | For | | For | | Management |
1.7 | | Elect Director Jane J. Su | | For | | For | | Management |
1.8 | | Elect Director Robert E. Sulentic | | For | | For | | Management |
1.9 | | Elect Director Laura D. Tyson | | For | | For | | Management |
1.10 | | Elect Director Gary L. Wilson | | For | | For | | Management |
1.11 | | Elect Director Ray Wirta | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 38
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
| | | | | | |
Ticker: | | CRL | | Security ID: | | 159864107 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James C. Foster | | For | | For | | Management |
1.2 | | Elect Director Robert J. Bertolini | | For | | For | | Management |
1.3 | | Elect Director Stephen D. Chubb | | For | | For | | Management |
1.4 | | Elect Director Deborah T. Kochevar | | For | | For | | Management |
1.5 | | Elect Director George E. Massaro | | For | | For | | Management |
1.6 | | Elect Director George M. Milne, Jr. | | For | | For | | Management |
1.7 | | Elect Director C. Richard Reese | | For | | For | | Management |
1.8 | | Elect Director Richard F. Wallman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Animal Welfare Act Violations | | Against | | Against | | Shareholder |
CHARTER COMMUNICATIONS, INC.
| | | | | | |
Ticker: | | CHTR | | Security ID: | | 16117M305 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director W. Lance Conn | | For | | Withhold | | Management |
1.2 | | Elect Director Darren Glatt | | For | | For | | Management |
1.3 | | Elect Director Craig A. Jacobson | | For | | For | | Management |
1.4 | | Elect Director Bruce A. Karsh | | For | | For | | Management |
1.5 | | Elect Director Edgar Lee | | For | | For | | Management |
1.6 | | Elect Director Jeffrey A. Marcus | | For | | For | | Management |
1.7 | | Elect Director John D. Markley, Jr. | | For | | For | | Management |
1.8 | | Elect Director David C. Merritt | | For | | For | | Management |
1.9 | | Elect Director Stan Parker | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Rutledge | | For | | For | | Management |
1.11 | | Elect Director Eric L. Zinterhofer | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
CHENIERE ENERGY, INC.
| | | | | | |
Ticker: | | LNG | | Security ID: | | 16411R208 |
Meeting Date: | | JUN 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Vicky A. Bailey | | For | | For | | Management |
1.2 | | Elect Director David B. Kilpatrick | | For | | For | | Management |
1.3 | | Elect Director G. Andrea Botta | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 39
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bob G. Alexander | | For | | For | | Management |
1b | | Elect Director Merrill A. (‘Pete’) Miller, Jr. | | For | | For | | Management |
1c | | Elect Director Thomas L. Ryan | | For | | For | | Management |
1d | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1e | | Elect Director Frederic M. Poses | | For | | For | | Management |
1f | | Elect Director Archie W. Dunham | | For | | For | | Management |
1g | | Elect Director R. Brad Martin | | For | | For | | Management |
1h | | Elect Director Louis A. Raspino | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Provide Proxy Access Right | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
7 | | Amend Omnibus Stock Plan | | For | | For | | Management |
8 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
9 | | Ratify Auditors | | For | | For | | Management |
10 | | Establish Risk Oversight Committee | | Against | | Against | | Shareholder |
11 | | Reincorporate in Another State [from Oklahoma to Delaware] | | Against | | Against | | Shareholder |
12 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
CHEVRON CORPORATION
| | | | | | |
Ticker: | | CVX | | Security ID: | | 166764100 |
Meeting Date: | | MAY 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linnet F. Deily | | For | | For | | Management |
1b | | Elect Director Robert E. Denham | | For | | For | | Management |
1c | | Elect Director Alice P. Gast | | For | | For | | Management |
1d | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1e | | Elect Director George L. Kirkland | | For | | For | | Management |
1f | | Elect Director Charles W. Moorman, IV | | For | | For | | Management |
1g | | Elect Director Kevin W. Sharer | | For | | For | | Management |
1h | | Elect Director John G. Stumpf | | For | | For | | Management |
1i | | Elect Director Ronald D. Sugar | | For | | For | | Management |
1j | | Elect Director Carl Ware | | For | | For | | Management |
1k | | Elect Director John S. Watson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
6 | | Report on Offshore Oil Wells and Spill Mitigation Measures | | Against | | Against | | Shareholder |
7 | | Report on Financial Risks of Climate Change | | Against | | Against | | Shareholder |
8 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
Page 40
| | | | | | | | |
9 | | Prohibit Political Contributions | | Against | | Against | | Shareholder |
10 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
11 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For | | Shareholder |
12 | | Require Director Nominee with Environmental Expertise | | Against | | For | | Shareholder |
13 | | Adopt Guidelines for Country Selection | | Against | | For | | Shareholder |
CIGNA CORPORATION
| | | | | | |
Ticker: | | CI | | Security ID: | | 125509109 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David M. Cordani | | For | | For | | Management |
1.2 | | Elect Director Isaiah Harris, Jr. | | For | | For | | Management |
1.3 | | Elect Director Jane E. Henney | | For | | For | | Management |
1.4 | | Elect Director Donna F. Zarcone | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
CIMAREX ENERGY CO.
| | | | | | |
Ticker: | | XEC | | Security ID: | | 171798101 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Hans Helmerich | | For | | For | | Management |
1.2 | | Elect Director Harold R. Logan, Jr. | | For | | For | | Management |
1.3 | | Elect Director Monroe W. Robertson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
CINTAS CORPORATION
| | | | | | |
Ticker: | | CTAS | | Security ID: | | 172908105 |
Meeting Date: | | OCT 16, 2012 | | Meeting Type: | | Annual |
Record Date: | | AUG 20, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gerald S. Adolph | | For | | For | | Management |
1b | | Elect Director John F. Barrett | | For | | For | | Management |
1c | | Elect Director Melanie W. Barstad | | For | | For | | Management |
1d | | Elect Director Richard T. Farmer | | For | | For | | Management |
1e | | Elect Director Scott D. Farmer | | For | | For | | Management |
1f | | Elect Director James J. Johnson | | For | | For | | Management |
1g | | Elect Director Robert J. Kohlhepp | | For | | For | | Management |
1h | | Elect Director Joseph Scaminace | | For | | For | | Management |
1i | | Elect Director Ronald W. Tysoe | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 41
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 15, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director M. Michele Burns | | For | | For | | Management |
1d | | Elect Director Michael D. Capellas | | For | | For | | Management |
1e | | Elect Director Larry R. Carter | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Richard M. Kovacevich | | For | | For | | Management |
1k | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1l | | Elect Director Arun Sarin | | For | | For | | Management |
1m | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | Against | | Shareholder |
CIT GROUP INC.
| | | | | | |
Ticker: | | CIT | | Security ID: | | 125581801 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John A. Thain | | For | | For | | Management |
1b | | Elect Director Michael J. Embler | | For | | For | | Management |
1c | | Elect Director William M. Freeman | | For | | For | | Management |
1d | | Elect Director David M. Moffett | | For | | For | | Management |
1e | | Elect Director R. Brad Oates | | For | | For | | Management |
1f | | Elect Director Marianne Miller Parrs | | For | | For | | Management |
1g | | Elect Director Gerald Rosenfeld | | For | | For | | Management |
1h | | Elect Director John R. Ryan | | For | | For | | Management |
1i | | Elect Director Seymour Sternberg | | For | | For | | Management |
1j | | Elect Director Peter J. Tobin | | For | | For | | Management |
1k | | Elect Director Laura S. Unger | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 42
CITIGROUP INC.
| | | | | | |
Ticker: | | C | | Security ID: | | 172967424 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael L. Corbat | | For | | For | | Management |
1b | | Elect Director Franz B. Humer | | For | | For | | Management |
1c | | Elect Director Robert L. Joss | | For | | For | | Management |
1d | | Elect Director Michael E. O’Neill | | For | | For | | Management |
1e | | Elect Director Judith Rodin | | For | | For | | Management |
1f | | Elect Director Robert L. Ryan | | For | | For | | Management |
1g | | Elect Director Anthony M. Santomero | | For | | For | | Management |
1h | | Elect Director Joan E. Spero | | For | | For | | Management |
1i | | Elect Director Diana L. Taylor | | For | | For | | Management |
1j | | Elect Director William S. Thompson, Jr. | | For | | For | | Management |
1k | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Amend Indemnifications Provisions | | Against | | Against | | Shareholder |
CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
| | | | | | |
Ticker: | | CCO | | Security ID: | | 18451C109 |
Meeting Date: | | MAY 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Blair E. Hendrix | | For | | Withhold | | Management |
1.2 | | Elect Director Douglas L. Jacobs | | For | | For | | Management |
1.3 | | Elect Director Daniel G. Jones | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
CNA FINANCIAL CORPORATION
| | | | | | |
Ticker: | | CNA | | Security ID: | | 126117100 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 06, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Paul J. Liska | | For | | For | | Management |
1.2 | | Elect Director Jose O. Montemayor | | For | | For | | Management |
1.3 | | Elect Director Thomas F. Motamed | | For | | Withhold | | Management |
1.4 | | Elect Director Don M. Randel | | For | | For | | Management |
1.5 | | Elect Director Joseph Rosenberg | | For | | Withhold | | Management |
1.6 | | Elect Director Andrew H. Tisch | | For | | Withhold | | Management |
1.7 | | Elect Director James S. Tisch | | For | | Withhold | | Management |
1.8 | | Elect Director Marvin Zonis | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 43
CNH GLOBAL NV
| | | | | | |
Ticker: | | NHL | | Security ID: | | N20935206 |
Meeting Date: | | DEC 17, 2012 | | Meeting Type: | | Special |
Record Date: | | | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Open Meeting | | None | | None | | Management |
2 | | Amend Articles Re: Merger Agreement Fiat Industrial S.p.A., and CNH Global | | For | | For | | Management |
3 | | Approve Granting of Extraordinary Dividend of USD10 per CNH Global Share Re: Merger Agreement Fiat Industrial S.p.A., and CNH Global | | For | | For | | Management |
4 | | Approve Allocation of Part of the Reserves to Special Separate Reserves | | For | | For | | Management |
5 | | Approve Remuneration of Special Committee | | For | | Against | | Management |
6 | | Allow Questions | | None | | None | | Management |
7 | | Close Meeting | | None | | None | | Management |
COMCAST CORPORATION
| | | | | | |
Ticker: | | CMCSA | | Security ID: | | 20030N101 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 06, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kenneth J. Bacon | | For | | For | | Management |
1.2 | | Elect Director Sheldon M. Bonovitz | | For | | For | | Management |
1.3 | | Elect Director Joseph J. Collins | | For | | For | | Management |
1.4 | | Elect Director J. Michael Cook | | For | | For | | Management |
1.5 | | Elect Director Gerald L. Hassell | | For | | For | | Management |
1.6 | | Elect Director Jeffrey A. Honickman | | For | | For | | Management |
1.7 | | Elect Director Eduardo G. Mestre | | For | | For | | Management |
1.8 | | Elect Director Brian L. Roberts | | For | | For | | Management |
1.9 | | Elect Director Ralph J. Roberts | | For | | For | | Management |
1.10 | | Elect Director Johnathan A. Rodgers | | For | | For | | Management |
1.11 | | Elect Director Judith Rodin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
Page 44
COMMONWEALTH REIT
| | | | | | |
Ticker: | | CWH | | Security ID: | | 203233101 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph L. Morea | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
COMMUNITY HEALTH SYSTEMS, INC.
| | | | | | |
Ticker: | | CYH | | Security ID: | | 203668108 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director W. Larry Cash | | For | | For | | Management |
1.2 | | Elect Director John A. Clerico | | For | | For | | Management |
1.3 | | Elect Director James S. Ely, III | | For | | For | | Management |
1.4 | | Elect Director John A. Fry | | For | | For | | Management |
1.5 | | Elect Director William Norris Jennings | | For | | For | | Management |
1.6 | | Elect Director Julia B. North | | For | | For | | Management |
1.7 | | Elect Director Wayne T. Smith | | For | | For | | Management |
1.8 | | Elect Director H. Mitchell Watson, Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
CONOCOPHILLIPS
| | | | | | |
Ticker: | | COP | | Security ID: | | 20825C104 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard L. Armitage | | For | | For | | Management |
1b | | Elect Director Richard H. Auchinleck | | For | | For | | Management |
1c | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1d | | Elect Director Jody L. Freeman | | For | | For | | Management |
1e | | Elect Director Gay Huey Evans | | For | | For | | Management |
1f | | Elect Director Ryan M. Lance | | For | | For | | Management |
1g | | Elect Director Mohd H. Marican | | For | | For | | Management |
1h | | Elect Director Robert A. Niblock | | For | | For | | Management |
1i | | Elect Director Harald J. Norvik | | For | | For | | Management |
1j | | Elect Director William E. Wade, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
6 | | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | | Against | | For | | Shareholder |
Page 45
CONSTELLATION BRANDS, INC.
| | | | | | |
Ticker: | | STZ | | Security ID: | | 21036P108 |
Meeting Date: | | JUL 27, 2012 | | Meeting Type: | | Annual |
Record Date: | | MAY 29, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barry A. Fromberg | | For | | For | | Management |
1.2 | | Elect Director Jeananne K. Hauswald | | For | | For | | Management |
1.3 | | Elect Director Paul L. Smith | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Approve Recapitalization Plan for all Stock to have One-vote per Share | | Against | | For | | Shareholder |
7 | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | For | | Shareholder |
CORELOGIC, INC.
| | | | | | |
Ticker: | | CLGX | | Security ID: | | 21871D103 |
Meeting Date: | | JUL 26, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 19, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director J. David Chatham | | For | | For | | Management |
2 | | Elect Director Douglas C. Curling | | For | | For | | Management |
3 | | Elect Director John C. Dorman | | For | | For | | Management |
4 | | Elect Director Paul F. Folino | | For | | For | | Management |
5 | | Elect Director Anand K. Nallathambi | | For | | For | | Management |
6 | | Elect Director Thomas C. O’Brien | | For | | For | | Management |
7 | | Elect Director Jaynie Miller Studenmund | | For | | For | | Management |
8 | | Elect Director D. Van Skilling | | For | | For | | Management |
9 | | Elect Director David F. Walker | | For | | For | | Management |
10 | | Elect Director Mary Lee Widener | | For | | For | | Management |
11 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
CORNING INCORPORATED
| | | | | | |
Ticker: | | GLW | | Security ID: | | 219350105 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John Seely Brown | | For | | For | | Management |
1.2 | | Elect Director Stephanie A. Burns | | For | | For | | Management |
1.3 | | Elect Director John A. Canning, Jr. | | For | | For | | Management |
1.4 | | Elect Director Richard T. Clark | | For | | For | | Management |
1.5 | | Elect Director Robert F. Cummings, Jr. | | For | | For | | Management |
1.6 | | Elect Director James B. Flaws | | For | | For | | Management |
1.7 | | Elect Director Kurt M. Landgraf | | For | | For | | Management |
1.8 | | Elect Director Kevin J. Martin | | For | | For | | Management |
1.9 | | Elect Director Deborah D. Rieman | | For | | For | | Management |
1.10 | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
1.11 | | Elect Director Wendell P. Weeks | | For | | For | | Management |
1.12 | | Elect Director Mark S. Wrighton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 46
CORPORATE OFFICE PROPERTIES TRUST
| | | | | | |
Ticker: | | OFC | | Security ID: | | 22002T108 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jay H. Shidler | | For | | For | | Management |
1b | | Elect Director Clay W. Hamlin, III | | For | | For | | Management |
1c | | Elect Director Thomas F. Brady | | For | | For | | Management |
1d | | Elect Director Robert L. Denton | | For | | For | | Management |
1e | | Elect Director Elizabeth A. Hight | | For | | For | | Management |
1f | | Elect Director David M. Jacobstein | | For | | For | | Management |
1g | | Elect Director Steven D. Kesler | | For | | For | | Management |
1h | | Elect Director Richard Szafranski | | For | | For | | Management |
1i | | Elect Director Roger A. Waesche, Jr. | | For | | For | | Management |
1j | | Elect Director Kenneth D. Wethe | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
COVANTA HOLDING CORPORATION
| | | | | | |
Ticker: | | CVA | | Security ID: | | 22282E102 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David M. Barse | | For | | For | | Management |
1.2 | | Elect Director Ronald J. Broglio | | For | | For | | Management |
1.3 | | Elect Director Peter C.B. Bynoe | | For | | Withhold | | Management |
1.4 | | Elect Director Linda J. Fisher | | For | | For | | Management |
1.5 | | Elect Director Joseph M. Holsten | | For | | For | | Management |
1.6 | | Elect Director Anthony J. Orlando | | For | | For | | Management |
1.7 | | Elect Director William C. Pate | | For | | For | | Management |
1.8 | | Elect Director Robert S. Silberman | | For | | For | | Management |
1.9 | | Elect Director Jean Smith | | For | | For | | Management |
1.10 | | Elect Director Samuel Zell | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
COVENTRY HEALTH CARE, INC.
| | | | | | |
Ticker: | | CVH | | Security ID: | | 222862104 |
Meeting Date: | | NOV 21, 2012 | | Meeting Type: | | Special |
Record Date: | | OCT 15, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | For | | Management |
3 | | Advisory Vote on Golden Parachutes | | For | | Against | | Management |
Page 47
COVIDIEN PLC
| | | | | | |
Ticker: | | COV | | Security ID: | | G2554F113 |
Meeting Date: | | MAR 20, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jose E. Almeida | | For | | For | | Management |
1b | | Elect Director Joy A. Amundson | | For | | For | | Management |
1c | | Elect Director Craig Arnold | | For | | For | | Management |
1d | | Elect Director Robert H. Brust | | For | | For | | Management |
1e | | Elect Director John M. Connors, Jr. | | For | | For | | Management |
1f | | Elect Director Christopher J. Coughlin | | For | | For | | Management |
1g | | Elect Director Randall J. Hogan, III | | For | | For | | Management |
1h | | Elect Director Martin D. Madaus | | For | | For | | Management |
1i | | Elect Director Dennis H. Reilley | | For | | For | | Management |
1j | | Elect Director Joseph A. Zaccagnino | | For | | For | | Management |
2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Authorize Open-Market Purchases of Ordinary Shares | | For | | For | | Management |
6 | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For | | Management |
7 | | Amend Articles of Association to expand the authority to execute instruments of transfer | | For | | For | | Management |
8 | | Approve Creation of Distributable Reserves | | For | | For | | Management |
CROWN CASTLE INTERNATIONAL CORP.
| | | | | | |
Ticker: | | CCI | | Security ID: | | 228227104 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Edward C. Hutcheson, Jr. | | For | | For | | Management |
1b | | Elect Director J. Landis Martin | | For | | For | | Management |
1c | | Elect Director W. Benjamin Moreland | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 48
CVS CAREMARK CORPORATION
| | | | | | |
Ticker: | | CVS | | Security ID: | | 126650100 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director C. David Brown II | | For | | For | | Management |
1.2 | | Elect Director David W. Dorman | | For | | For | | Management |
1.3 | | Elect Director Anne M. Finucane | | For | | For | | Management |
1.4 | | Elect Director Kristen Gibney Williams | | For | | For | | Management |
1.5 | | Elect Director Larry J. Merlo | | For | | For | | Management |
1.6 | | Elect Director Jean-Pierre Millon | | For | | For | | Management |
1.7 | | Elect Director Richard J. Swift | | For | | For | | Management |
1.8 | | Elect Director William C. Weldon | | For | | For | | Management |
1.9 | | Elect Director Tony L. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Reduce Vote Requirement Under the Fair Price Provision | | For | | For | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
7 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
8 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
CYPRESS SEMICONDUCTOR CORPORATION
| | | | | | |
Ticker: | | CY | | Security ID: | | 232806109 |
Meeting Date: | | MAY 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director T.J. Rodgers | | For | | For | | Management |
1.2 | | Elect Director W. Steve Albrecht | | For | | Withhold | | Management |
1.3 | | Elect Director Eric A. Benhamou | | For | | Withhold | | Management |
1.4 | | Elect Director Lloyd Carney | | For | | For | | Management |
1.5 | | Elect Director James R. Long | | For | | For | | Management |
1.6 | | Elect Director J. Daniel McCranie | | For | | Withhold | | Management |
1.7 | | Elect Director J. D. Sherman | | For | | Withhold | | Management |
1.8 | | Elect Director Wilbert van den Hoek | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
DANAHER CORPORATION
| | | | | | |
Ticker: | | DHR | | Security ID: | | 235851102 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Donald J. Ehrlich | | For | | For | | Management |
1.2 | | Elect Director Linda Hefner Filler | | For | | For | | Management |
1.3 | | Elect Director Teri List-Stoll | | For | | For | | Management |
1.4 | | Elect Director Walter G. Lohr, Jr. | | For | | For | | Management |
Page 49
| | | | | | | | |
1.5 | | Elect Director Steven M. Rales | | For | | For | | Management |
1.6 | | Elect Director John T. Schwieters | | For | | For | | Management |
1.7 | | Elect Director Alan G. Spoon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
DAVITA HEALTHCARE PARTNERS INC.
| | | | | | |
Ticker: | | DVA | | Security ID: | | 23918K108 |
Meeting Date: | | JUN 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Pamela M. Arway | | For | | For | | Management |
1b | | Elect Director Charles G. Berg | | For | | For | | Management |
1c | | Elect Director Carol Anthony (‘John’) Davidson | | For | | For | | Management |
1d | | Elect Director Paul J. Diaz | | For | | For | | Management |
1e | | Elect Director Peter T. Grauer | | For | | For | | Management |
1f | | Elect Director Robert J. Margolis | | For | | For | | Management |
1g | | Elect Director John M. Nehra | | For | | For | | Management |
1h | | Elect Director William L. Roper | | For | | For | | Management |
1i | | Elect Director Kent J. Thiry | | For | | For | | Management |
1j | | Elect Director Roger J. Valine | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
DEAN FOODS COMPANY
| | | | | | |
Ticker: | | DF | | Security ID: | | 242370104 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gregg L. Engles | | For | | For | | Management |
1.2 | | Elect Director Tom C. Davis | | For | | For | | Management |
1.3 | | Elect Director Jim L. Turner | | For | | For | | Management |
1.4 | | Elect Director Robert T. Wiseman | | For | | For | | Management |
2 | | Approve Reverse Stock Split | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
8 | | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | | Against | | Against | | Shareholder |
9 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
Page 50
DELL INC.
| | | | | | |
Ticker: | | DELL | | Security ID: | | 24702R101 |
Meeting Date: | | JUL 13, 2012 | | Meeting Type: | | Annual |
Record Date: | | MAY 18, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director James W. Breyer | | For | | For | | Management |
2 | | Elect Director Donald J. Carty | | For | | For | | Management |
3 | | Elect Director Janet F. Clark | | For | | For | | Management |
4 | | Elect Director Laura Conigliaro | | For | | For | | Management |
5 | | Elect Director Michael S. Dell | | For | | For | | Management |
6 | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
7 | | Elect Director William H. Gray, III | | For | | For | | Management |
8 | | Elect Director Gerard J. Kleisterlee | | For | | For | | Management |
9 | | Elect Director Klaus S. Luft | | For | | For | | Management |
10 | | Elect Director Alex J. Mandl | | For | | For | | Management |
11 | | Elect Director Shantanu Narayen | | For | | For | | Management |
12 | | Elect Director H. Ross Perot, Jr. | | For | | For | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
15 | | Approve Omnibus Stock Plan | | For | | For | | Management |
DELTA AIR LINES, INC.
| | | | | | |
Ticker: | | DAL | | Security ID: | | 247361702 |
Meeting Date: | | JUN 27, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAY 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Anderson | | For | | For | | Management |
1b | | Elect Director Edward H. Bastian | | For | | For | | Management |
1c | | Elect Director Roy J. Bostock | | For | | For | | Management |
1d | | Elect Director John S. Brinzo | | For | | For | | Management |
1e | | Elect Director Daniel A. Carp | | For | | For | | Management |
1f | | Elect Director David G. DeWalt | | For | | For | | Management |
1g | | Elect Director William H. Easter, III | | For | | For | | Management |
1h | | Elect Director Mickey P. Foret | | For | | For | | Management |
1i | | Elect Director Shirley C. Franklin | | For | | For | | Management |
1j | | Elect Director David R. Goode | | For | | For | | Management |
1k | | Elect Director George N. Mattson | | For | | For | | Management |
1l | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1m | | Elect Director Kenneth C. Rogers | | For | | For | | Management |
1n | | Elect Director Kenneth B. Woodrow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
Page 51
DEVON ENERGY CORPORATION
| | | | | | |
Ticker: | | DVN | | Security ID: | | 25179M103 |
Meeting Date: | | JUN 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert H. Henry | | For | | For | | Management |
1.2 | | Elect Director John A. Hill | | For | | For | | Management |
1.3 | | Elect Director Michael M. Kanovsky | | For | | For | | Management |
1.4 | | Elect Director Robert A. Mosbacher, Jr. | | For | | For | | Management |
1.5 | | Elect Director J. Larry Nichols | | For | | For | | Management |
1.6 | | Elect Director Duane C. Radtke | | For | | For | | Management |
1.7 | | Elect Director Mary P. Ricciardello | | For | | For | | Management |
1.8 | | Elect Director John Richels | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
DEVRY INC.
| | | | | | |
Ticker: | | DV | | Security ID: | | 251893103 |
Meeting Date: | | NOV 07, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 24, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Darren R. Huston | | For | | For | | Management |
1.2 | | Elect Director William T. Keevan | | For | | For | | Management |
1.3 | | Elect Director Lyle Logan | | For | | For | | Management |
1.4 | | Elect Director Alan G. Merten | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
Page 52
DISCOVER FINANCIAL SERVICES
| | | | | | |
Ticker: | | DFS | | Security ID: | | 254709108 |
Meeting Date: | | APR 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Aronin | | For | | For | | Management |
1.2 | | Elect Director Mary K. Bush | | For | | For | | Management |
1.3 | | Elect Director Gregory C. Case | | For | | For | | Management |
1.4 | | Elect Director Cynthia A. Glassman | | For | | For | | Management |
1.5 | | Elect Director Richard H. Lenny | | For | | For | | Management |
1.6 | | Elect Director Thomas G. Maheras | | For | | For | | Management |
1.7 | | Elect Director Michael H. Moskow | | For | | For | | Management |
1.8 | | Elect Director David W. Nelms | | For | | For | | Management |
1.9 | | Elect Director E. Follin Smith | | For | | For | | Management |
1.10 | | Elect Director Mark A. Thierer | | For | | For | | Management |
1.11 | | Elect Director Lawrence A. Weinbach | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOMINION RESOURCES, INC.
| | | | | | |
Ticker: | | D | | Security ID: | | 25746U109 |
Meeting Date: | | MAY 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William P. Barr | | For | | For | | Management |
1.2 | | Elect Director Peter W. Brown | | For | | For | | Management |
1.3 | | Elect Director Helen E. Dragas | | For | | For | | Management |
1.4 | | Elect Director James O. Ellis, Jr. | | For | | For | | Management |
1.5 | | Elect Director Thomas F. Farrell, II | | For | | For | | Management |
1.6 | | Elect Director John W. Harris | | For | | Against | | Management |
1.7 | | Elect Director Robert S. Jepson, Jr. | | For | | For | | Management |
1.8 | | Elect Director Mark J. Kington | | For | | For | | Management |
1.9 | | Elect Director Pamela J. Royal | | For | | For | | Management |
1.10 | | Elect Director Robert H. Spilman, Jr. | | For | | For | | Management |
1.11 | | Elect Director Michael E. Szymanczyk | | For | | For | | Management |
1.12 | | Elect Director David A. Wollard | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Report on Coal Use from Mountaintop Removal Mining | | Against | | Against | | Shareholder |
6 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against | | Shareholder |
7 | | Minimize Pool Storage of Spent Nuclear Fuel | | Against | | Against | | Shareholder |
8 | | Report on Financial Risks of Climate Change | | Against | | For | | Shareholder |
Page 53
DR PEPPER SNAPPLE GROUP, INC.
| | | | | | |
Ticker: | | DPS | | Security ID: | | 26138E109 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John L. Adams | | For | | For | | Management |
1.2 | | Elect Director Ronald G. Rogers | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
DTE ENERGY COMPANY
| | | | | | |
Ticker: | | DTE | | Security ID: | | 233331107 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gerard M. Anderson | | For | | For | | Management |
1.2 | | Elect Director David A. Brandon | | For | | For | | Management |
1.3 | | Elect Director Charles G. McClure, Jr. | | For | | For | | Management |
1.4 | | Elect Director Gail J. McGovern | | For | | For | | Management |
1.5 | | Elect Director James B. Nicholson | | For | | For | | Management |
1.6 | | Elect Director Charles W. Pryor, Jr. | | For | | For | | Management |
1.7 | | Elect Director Ruth G. Shaw | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
DUKE ENERGY CORPORATION
| | | | | | |
Ticker: | | DUK | | Security ID: | | 26441C204 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Barnet, III | | For | | For | | Management |
1.2 | | Elect Director G. Alex Bernhardt, Sr. | | For | | For | | Management |
1.3 | | Elect Director Michael G. Browning | | For | | For | | Management |
1.4 | | Elect Director Harris E. DeLoach, Jr. | | For | | For | | Management |
1.5 | | Elect Director Daniel R. DiMicco | | For | | For | | Management |
1.6 | | Elect Director John H. Forsgren | | For | | For | | Management |
1.7 | | Elect Director Ann Maynard Gray | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director John T. Herron | | For | | For | | Management |
1.10 | | Elect Director James B. Hyler, Jr. | | For | | For | | Management |
1.11 | | Elect Director E. Marie McKee | | For | | For | | Management |
1.12 | | Elect Director E. James Reinsch | | For | | For | | Management |
1.13 | | Elect Director James T. Rhodes | | For | | For | | Management |
Page 54
| | | | | | | | |
1.14 | | Elect Director James E. Rogers | | For | | For | | Management |
1.15 | | Elect Director Carlos A. Saladrigas | | For | | For | | Management |
1.16 | | Elect Director Philip R. Sharp | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
6 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
EATON CORPORATION
| | | | | | |
Ticker: | | ETN | | Security ID: | | 278058102 |
Meeting Date: | | OCT 26, 2012 | | Meeting Type: | | Special |
Record Date: | | SEP 13, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares | | For | | For | | Management |
3 | | Advisory Vote on Golden Parachutes | | For | | Against | | Management |
4 | | Adjourn Meeting | | For | | For | | Management |
EBAY INC.
| | | | | | |
Ticker: | | EBAY | | Security ID: | | 278642103 |
Meeting Date: | | APR 18, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David M. Moffett | | For | | For | | Management |
1b | | Elect Director Richard T. Schlosberg, III | | For | | For | | Management |
1c | | Elect Director Thomas J. Tierney | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
4 | | Report on Privacy and Data Security | | Against | | Against | | Shareholder |
5 | | Ratify Auditors | | For | | For | | Management |
Page 55
ECHOSTAR CORPORATION
| | | | | | |
Ticker: | | SATS | | Security ID: | | 278768106 |
Meeting Date: | | MAY 01, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Stanton Dodge | | For | | Withhold | | Management |
1.2 | | Elect Director Michael T. Dugan | | For | | Withhold | | Management |
1.3 | | Elect Director Charles W. Ergen | | For | | Withhold | | Management |
1.4 | | Elect Director Anthony M. Federico | | For | | For | | Management |
1.5 | | Elect Director Pradman P. Kaul | | For | | Withhold | | Management |
1.6 | | Elect Director Tom A. Ortolf | | For | | For | | Management |
1.7 | | Elect Director C. Michael Schroeder | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Other Business | | For | | Against | | Management |
EDISON INTERNATIONAL
| | | | | | |
Ticker: | | EIX | | Security ID: | | 281020107 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jagjeet S. Bindra | | For | | For | | Management |
1.2 | | Elect Director Vanessa C.L. Chang | | For | | For | | Management |
1.3 | | Elect Director France A. Cordova | | For | | For | | Management |
1.4 | | Elect Director Theodore F. Craver, Jr. | | For | | For | | Management |
1.5 | | Elect Director Bradford M. Freeman | | For | | For | | Management |
1.6 | | Elect Director Luis G. Nogales | | For | | For | | Management |
1.7 | | Elect Director Ronald L. Olson | | For | | For | | Management |
1.8 | | Elect Director Richard T. Schlosberg, III | | For | | For | | Management |
1.9 | | Elect Director Thomas C. Sutton | | For | | For | | Management |
1.10 | | Elect Director Peter J. Taylor | | For | | For | | Management |
1.11 | | Elect Director Brett White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
ENDO HEALTH SOLUTIONS INC.
| | | | | | |
Ticker: | | ENDP | | Security ID: | | 29264F205 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Roger H. Kimmel | | For | | For | | Management |
1b | | Elect Director Rajiv De Silva | | For | | For | | Management |
1c | | Elect Director John J. Delucca | | For | | For | | Management |
1d | | Elect Director Nancy J. Hutson | | For | | For | | Management |
1e | | Elect Director Michael Hyatt | | For | | For | | Management |
1f | | Elect Director William P. Montague | | For | | For | | Management |
1g | | Elect Director David B. Nash | | For | | For | | Management |
1h | | Elect Director Joseph C. Scodari | | For | | For | | Management |
1i | | Elect Director Jill D. Smith | | For | | For | | Management |
1j | | Elect Director William F. Spengler | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 56
ENTERGY CORPORATION
| | | | | | |
Ticker: | | ETR | | Security ID: | | 29364G103 |
Meeting Date: | | MAY 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Maureen Scannell Bateman | | For | | For | | Management |
1b | | Elect Director L.P. Denault | | For | | For | | Management |
1c | | Elect Director Gary W. Edwards | | For | | For | | Management |
1d | | Elect Director Alexis M. Herman | | For | | For | | Management |
1e | | Elect Director Donald C. Hintz | | For | | For | | Management |
1f | | Elect Director Stuart L. Levenick | | For | | For | | Management |
1g | | Elect Director Blanche L. Lincoln | | For | | For | | Management |
1h | | Elect Director Stewart C. Myers | | For | | For | | Management |
1i | | Elect Director W.J. Tauzin | | For | | For | | Management |
1j | | Elect Director Steven V. Wilkinson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Minimize Pool Storage of Spent Nuclear Fuel | | Against | | Against | | Shareholder |
EQUITY RESIDENTIAL
| | | | | | |
Ticker: | | EQR | | Security ID: | | 29476L107 |
Meeting Date: | | JUN 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John W. Alexander | | For | | For | | Management |
1.2 | | Elect Director Charles L. Atwood | | For | | For | | Management |
1.3 | | Elect Director Linda Walker Bynoe | | For | | For | | Management |
1.4 | | Elect Director Mary Kay Haben | | For | | For | | Management |
1.5 | | Elect Director Bradley A. Keywell | | For | | For | | Management |
1.6 | | Elect Director John E. Neal | | For | | For | | Management |
1.7 | | Elect Director David J. Neithercut | | For | | For | | Management |
1.8 | | Elect Director Mark S. Shapiro | | For | | For | | Management |
1.9 | | Elect Director Gerald A. Spector | | For | | For | | Management |
1.10 | | Elect Director B. Joseph White | | For | | For | | Management |
1.11 | | Elect Director Samuel Zell | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Sustainability | | Against | | For | | Shareholder |
EXCO RESOURCES, INC.
| | | | | | |
Ticker: | | XCO | | Security ID: | | 269279402 |
Meeting Date: | | JUN 11, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Douglas H. Miller | | For | | For | | Management |
1.2 | | Elect Director Jeffrey D. Benjamin | | For | | For | | Management |
1.3 | | Elect Director Earl E. Ellis | | For | | For | | Management |
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1.4 | | Elect Director B. James Ford | | For | | For | | Management |
1.5 | | Elect Director Samuel A. Mitchell | | For | | For | | Management |
1.6 | | Elect Director T. Boone Pickens | | For | | For | | Management |
1.7 | | Elect Director Wilbur L. Ross, Jr. | | For | | Withhold | | Management |
1.8 | | Elect Director Jeffrey S. Serota | | For | | For | | Management |
1.9 | | Elect Director Robert L. Stillwell | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
EXPEDIA, INC.
| | | | | | |
Ticker: | | EXPE | | Security ID: | | 30212P303 |
Meeting Date: | | JUN 18, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director George (Skip) Battle | | For | | For | | Management |
1.2 | | Elect Director Pamela L. Coe | | For | | Withhold | | Management |
1.3 | | Elect Director Barry Diller | | For | | Withhold | | Management |
1.4 | | Elect Director Jonathan L. Dolgen | | For | | Withhold | | Management |
1.5 | | Elect Director Craig A. Jacobson | | For | | Withhold | | Management |
1.6 | | Elect Director Victor A. Kaufman | | For | | Withhold | | Management |
1.7 | | Elect Director Peter M. Kern | | For | | Withhold | | Management |
1.8 | | Elect Director Dara Khosrowshahi | | For | | Withhold | | Management |
1.9 | | Elect Director John C. Malone | | For | | Withhold | | Management |
1.10 | | Elect Director Jose A. Tazon | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
3 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
EXXON MOBIL CORPORATION
| | | | | | |
Ticker: | | XOM | | Security ID: | | 30231G102 |
Meeting Date: | | MAY 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director M.J. Boskin | | For | | For | | Management |
1.2 | | Elect Director P. Brabeck-Letmathe | | For | | For | | Management |
1.3 | | Elect Director U.M. Burns | | For | | For | | Management |
1.4 | | Elect Director L.R. Faulkner | | For | | For | | Management |
1.5 | | Elect Director J.S. Fishman | | For | | For | | Management |
1.6 | | Elect Director H.H. Fore | | For | | For | | Management |
1.7 | | Elect Director K.C. Frazier | | For | | For | | Management |
1.8 | | Elect Director W.W. George | | For | | For | | Management |
1.9 | | Elect Director S.J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director S.S. Reinemund | | For | | For | | Management |
1.11 | | Elect Director R.W. Tillerson | | For | | For | | Management |
1.12 | | Elect Director W.C. Weldon | | For | | For | | Management |
1.13 | | Elect Director E.E. Whitacre, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
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5 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
6 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
8 | | Study Feasibility of Prohibiting Political Contributions | | Against | | Against | | Shareholder |
9 | | Adopt Sexual Orientation Anti-bias Policy | | Against | | Against | | Shareholder |
10 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
11 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
FACEBOOK, INC.
| | | | | | |
Ticker: | | FB | | Security ID: | | 30303M102 |
Meeting Date: | | JUN 11, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Erskine B. Bowles | | For | | For | | Management |
1.3 | | Elect Director Susan D. Desmond-Hellmann | | For | | For | | Management |
1.4 | | Elect Director Donald E. Graham | | For | | For | | Management |
1.5 | | Elect Director Reed Hastings | | For | | For | | Management |
1.6 | | Elect Director Sheryl K. Sandberg | | For | | Withhold | | Management |
1.7 | | Elect Director Peter A. Thiel | | For | | For | | Management |
1.8 | | Elect Director Mark Zuckerberg | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
FEDEX CORPORATION
| | | | | | |
Ticker: | | FDX | | Security ID: | | 31428X106 |
Meeting Date: | | SEP 24, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUL 30, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James L. Barksdale | | For | | For | | Management |
1.2 | | Elect Director John A. Edwardson | | For | | For | | Management |
1.3 | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1.4 | | Elect Director Steven R. Loranger | | For | | For | | Management |
1.5 | | Elect Director Gary W. Loveman | | For | | For | | Management |
1.6 | | Elect Director R. Brad Martin | | For | | For | | Management |
1.7 | | Elect Director Joshua Cooper Ramo | | For | | For | | Management |
1.8 | | Elect Director Susan C. Schwab | | For | | For | | Management |
1.9 | | Elect Director Frederick W. Smith | | For | | For | | Management |
1.10 | | Elect Director Joshua I. Smith | | For | | For | | Management |
1.11 | | Elect Director David P. Steiner | | For | | For | | Management |
1.12 | | Elect Director Paul S. Walsh | | For | | Against | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
Page 59
FIRSTENERGY CORP.
| | | | | | |
Ticker: | | FE | | Security ID: | | 337932107 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Paul T. Addison | | For | | For | | Management |
1.2 | | Elect Director Anthony J. Alexander | | For | | For | | Management |
1.3 | | Elect Director Michael J. Anderson | | For | | For | | Management |
1.4 | | Elect Director Carol A. Cartwright | | For | | For | | Management |
1.5 | | Elect Director William T. Cottle | | For | | For | | Management |
1.6 | | Elect Director Robert B. Heisler, Jr. | | For | | Withhold | | Management |
1.7 | | Elect Director Julia L. Johnson | | For | | For | | Management |
1.8 | | Elect Director Ted J. Kleisner | | For | | Withhold | | Management |
1.9 | | Elect Director Donald T. Misheff | | For | | For | | Management |
1.10 | | Elect Director Ernest J. Novak, Jr. | | For | | For | | Management |
1.11 | | Elect Director Christopher D. Pappas | | For | | Withhold | | Management |
1.12 | | Elect Director Catherine A. Rein | | For | | Withhold | | Management |
1.13 | | Elect Director George M. Smart | | For | | For | | Management |
1.14 | | Elect Director Wes M. Taylor | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Cease CEO Compensation Benchmarking Policy | | Against | | Against | | Shareholder |
6 | | Submit SERP to Shareholder Vote | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
8 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
FISERV, INC.
| | | | | | |
Ticker: | | FISV | | Security ID: | | 337738108 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher M. Flink | | For | | For | | Management |
1.2 | | Elect Director Dennis F. Lynch | | For | | For | | Management |
1.3 | | Elect Director Kim M. Robak | | For | | For | | Management |
1.4 | | Elect Director Doyle R. Simons | | For | | For | | Management |
1.5 | | Elect Director Thomas C. Wertheimer | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
Page 60
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.8 | | Elect Director William W. Helman IV | | For | | For | | Management |
1.9 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.10 | | Elect Director Richard A. Manoogian | | For | | Against | | Management |
1.11 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.12 | | Elect Director Alan Mulally | | For | | For | | Management |
1.13 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.14 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.15 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | Against | | Management |
5 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
6 | | Approval of Tax Benefits Preservation Plan | | For | | For | | Management |
7 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
8 | | Amend Bylaws—Call Special Meetings | | Against | | For | | Shareholder |
FOREST CITY ENTERPRISES, INC.
| | | | | | |
Ticker: | | FCE.A | | Security ID: | | 345550107 |
Meeting Date: | | JUN 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Arthur F. Anton | | For | | For | | Management |
1.2 | | Elect Director Scott S. Cowen | | For | | For | | Management |
1.3 | | Elect Director Michael P. Esposito, Jr | | For | | For | | Management |
1.4 | | Elect Director Stan Ross | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
6 | | Ratify Auditors | | For | | For | | Management |
Page 61
FOREST LABORATORIES, INC.
| | | | | | |
Ticker: | | FRX | | Security ID: | | 345838106 |
Meeting Date: | | AUG 15, 2012 | | Meeting Type: | | Proxy Contest |
Record Date: | | JUN 25, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| | Management Proposals (White Card) | | None | | | | |
1.1 | | Elect Director Howard Solomon | | For | | Did Not Vote | | Management |
1.2 | | Elect Director Nesli Basgoz | | For | | Did Not Vote | | Management |
1.3 | | Elect Director Christopher J. Coughlin | | For | | Did Not Vote | | Management |
1.4 | | Elect Director Dan L. Goldwasser | | For | | Did Not Vote | | Management |
1.5 | | Elect Director Kenneth E. Goodman | | For | | Did Not Vote | | Management |
1.6 | | Elect Director Gerald M. Lieberman | | For | | Did Not Vote | | Management |
1.7 | | Elect Director Lawrence S. Olanoff | | For | | Did Not Vote | | Management |
1.8 | | Elect Director Lester B. Salans | | For | | Did Not Vote | | Management |
1.9 | | Elect Director Brenton L. Saunders | | For | | Did Not Vote | | Management |
1.10 | | Elect Director Peter J. Zimetbaum | | For | | Did Not Vote | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Did Not Vote | | Management |
3 | | Ratify Auditors | | For | | Did Not Vote | | Management |
4 | | Adopt Proxy Access Right | | Against | | Did Not Vote | | Shareholder |
5 | | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | | Against | | Did Not Vote | | Shareholder |
| | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | Dissident Proxy (Gold Card) | | None | | | | |
1.1 | | Elect Director Eric J. Ende | | For | | Withhold | | Shareholder |
1.2 | | Elect Director Pierre Legault | | For | | For | | Shareholder |
1.3 | | Elect Director Andrew J. Fromkin | | For | | Withhold | | Shareholder |
1.4 | | Elect Director Daniel A. Ninivaggi | | For | | For | | Shareholder |
1.5 | | Management Nominee—Howard Solomon | | For | | For | | Shareholder |
1.6 | | Management Nominee—Nesli Basgoz | | For | | For | | Shareholder |
1.7 | | Management Nominee—Christopher J. Coughlin | | For | | For | | Shareholder |
1.8 | | Management Nominee—Gerald M. Lieberman | | For | | For | | Shareholder |
1.9 | | Management Nominee—Brenton L. Saunders | | For | | For | | Shareholder |
1.10 | | Management Nominee—Peter J. Zimetbaum | | For | | For | | Shareholder |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Adopt Proxy Access Right | | Abstain | | Against | | Shareholder |
5 | | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | | For | | For | | Shareholder |
GEN-PROBE INCORPORATED
| | | | | | |
Ticker: | | GPRO | | Security ID: | | 36866T103 |
Meeting Date: | | JUL 31, 2012 | | Meeting Type: | | Special |
Record Date: | | JUN 29, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | For | | Management |
3 | | Advisory Vote on Golden Parachutes | | For | | For | | Management |
Page 62
GENERAL DYNAMICS CORPORATION
| | | | | | |
Ticker: | | GD | | Security ID: | | 369550108 |
Meeting Date: | | MAY 01, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mary T. Barra | | For | | For | | Management |
1.2 | | Elect Director Nicholas D. Chabraja | | For | | For | | Management |
1.3 | | Elect Director James S. Crown | | For | | For | | Management |
1.4 | | Elect Director William P. Fricks | | For | | For | | Management |
1.5 | | Elect Director Paul G. Kaminski | | For | | For | | Management |
1.6 | | Elect Director John M. Keane | | For | | For | | Management |
1.7 | | Elect Director Lester L. Lyles | | For | | For | | Management |
1.8 | | Elect Director Phebe N. Novakovic | | For | | For | | Management |
1.9 | | Elect Director William A. Osborn | | For | | For | | Management |
1.10 | | Elect Director Robert Walmsley | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Review and Assess Human Rights Policy | | Against | | For | | Shareholder |
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker: | | GE | | Security ID: | | 369604103 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
2 | | Elect Director John J. Brennan | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
4 | | Elect Director Francisco D’Souza | | For | | For | | Management |
5 | | Elect Director Marijn E. Dekkers | | For | | For | | Management |
6 | | Elect Director Ann M. Fudge | | For | | For | | Management |
7 | | Elect Director Susan Hockfield | | For | | For | | Management |
8 | | Elect Director Jeffrey R. Immelt | | For | | For | | Management |
9 | | Elect Director Andrea Jung | | For | | For | | Management |
10 | | Elect Director Robert W. Lane | | For | | For | | Management |
11 | | Elect Director Ralph S. Larsen | | For | | For | | Management |
12 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
13 | | Elect Director James J. Mulva | | For | | For | | Management |
14 | | Elect Director Mary L. Schapiro | | For | | For | | Management |
15 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
16 | | Elect Director James S. Tisch | | For | | For | | Management |
17 | | Elect Director Douglas A. Warner, III | | For | | For | | Management |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
19 | | Ratify Auditors | | For | | For | | Management |
20 | | Cessation of All Stock Options and Bonuses | | Against | | Against | | Shareholder |
21 | | Establish Term Limits for Directors | | Against | | Against | | Shareholder |
22 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
23 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
24 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
25 | | Require More Director Nominations Than Open Seats | | Against | | Against | | Shareholder |
Page 63
GENERAL MOTORS COMPANY
| | | | | | |
Ticker: | | GM | | Security ID: | | 37045V100 |
Meeting Date: | | JUN 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Daniel F. Akerson | | For | | For | | Management |
1b | | Elect Director David Bonderman | | For | | Against | | Management |
1c | | Elect Director Erroll B. Davis, Jr. | | For | | For | | Management |
1d | | Elect Director Stephen J. Girsky | | For | | For | | Management |
1e | | Elect Director E. Neville Isdell | | For | | For | | Management |
1f | | Elect Director Robert D. Krebs | | For | | For | | Management |
1g | | Elect Director Kathryn V. Marinello | | For | | For | | Management |
1h | | Elect Director Michael G. Mullen | | For | | For | | Management |
1i | | Elect Director James J. Mulva | | For | | For | | Management |
1j | | Elect Director Patricia F. Russo | | For | | For | | Management |
1k | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1l | | Elect Director Theodore M. Solso | | For | | For | | Management |
1m | | Elect Director Carol M. Stephenson | | For | | For | | Management |
1n | | Elect Director Cynthia A. Telles | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
GENWORTH FINANCIAL, INC.
| | | | | | |
Ticker: | | GNW | | Security ID: | | 37247D106 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William H. Bolinder | | For | | For | | Management |
1.2 | | Elect Director G. Kent Conrad | | For | | For | | Management |
1.3 | | Elect Director Nancy J. Karch | | For | | For | | Management |
1.4 | | Elect Director Thomas J. McInerney | | For | | For | | Management |
1.5 | | Elect Director Christine B. Mead | | For | | For | | Management |
1.6 | | Elect Director David M. Moffett | | For | | For | | Management |
1.7 | | Elect Director Thomas E. Moloney | | For | | For | | Management |
1.8 | | Elect Director James A. Parke | | For | | For | | Management |
1.9 | | Elect Director James S. Riepe | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GOOGLE INC.
| | | | | | |
Ticker: | | GOOG | | Security ID: | | 38259P508 |
Meeting Date: | | JUN 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Larry Page | | For | | For | | Management |
1.2 | | Elect Director Sergey Brin | | For | | For | | Management |
1.3 | | Elect Director Eric E. Schmidt | | For | | For | | Management |
1.4 | | Elect Director L. John Doerr | | For | | For | | Management |
1.5 | | Elect Director Diane B. Greene | | For | | For | | Management |
Page 64
| | | | | | | | |
1.6 | | Elect Director John L. Hennessy | | For | | For | | Management |
1.7 | | Elect Director Ann Mather | | For | | For | | Management |
1.8 | | Elect Director Paul S. Otellini | | For | | For | | Management |
1.9 | | Elect Director K. Ram Shriram | | For | | For | | Management |
1.10 | | Elect Director Shirley M. Tilghman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Report on Reducing Lead Battery Health Hazards | | Against | | For | | Shareholder |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
6 | | Adopt Policy on Succession Planning | | Against | | For | | Shareholder |
GROUPON, INC.
| | | | | | |
Ticker: | | GRPN | | Security ID: | | 399473107 |
Meeting Date: | | JUN 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Eric P. Lefkofsky | | For | | For | | Management |
1.2 | | Elect Director Peter J. Barris | | For | | For | | Management |
1.3 | | Elect Director Robert J. Bass | | For | | For | | Management |
1.4 | | Elect Director Daniel T. Henry | | For | | For | | Management |
1.5 | | Elect Director Mellody Hobson | | For | | For | | Management |
1.6 | | Elect Director Bradley A. Keywell | | For | | Withhold | | Management |
1.7 | | Elect Director Theodore J. Leonsis | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 26, 2012 | | Meeting Type: | | Annual |
Record Date: | | AUG 31, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.01 | | Elect Director William M. Brown | | For | | For | | Management |
1.02 | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1.03 | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1.04 | | Elect Director Terry D. Growcock | | For | | For | | Management |
1.05 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.06 | | Elect Director Karen Katen | | For | | For | | Management |
1.07 | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1.08 | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1.09 | | Elect Director David B. Rickard | | For | | For | | Management |
1.10 | | Elect Director James C. Stoffel | | For | | For | | Management |
1.11 | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1.12 | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Provide Right to Call Special Meeting | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
Page 65
HEALTH NET, INC.
| | | | | | |
Ticker: | | HNT | | Security ID: | | 42222G108 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Mary Anne Citrino | | For | | For | | Management |
1B | | Elect Director Theodore F. Craver, Jr. | | For | | For | | Management |
1C | | Elect Director Vicki B. Escarra | | For | | For | | Management |
1D | | Elect Director Gale S. Fitzgerald | | For | | For | | Management |
1E | | Elect Director Patrick Foley | | For | | For | | Management |
1F | | Elect Director Jay M. Gellert | | For | | For | | Management |
1G | | Elect Director Roger F. Greaves | | For | | For | | Management |
1H | | Elect Director Douglas M. Mancino | | For | | For | | Management |
1I | | Elect Director Bruce G. Willison | | For | | For | | Management |
1J | | Elect Director Frederick C. Yeager | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
HESS CORPORATION
| | | | | | |
Ticker: | | HES | | Security ID: | | 42809H107 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Proxy Contest |
Record Date: | | APR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| | Management Proxy (White Card) | | None | | | | |
1.1 | | Elect Director J. Krenicki | | For | | Did Not Vote | | Management |
1.2 | | Elect Director K. Meyers | | For | | Did Not Vote | | Management |
1.3 | | Elect Director Fredric G. Reynolds | | For | | Did Not Vote | | Management |
1.4 | | Elect Director William G. Schrader | | For | | Did Not Vote | | Management |
1.5 | | Director Mark Williams | | For | | Did Not Vote | | Management |
2 | | Ratify Auditors | | For | | Did Not Vote | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Did Not Vote | | Management |
4 | | Declassify the Board of Directors | | For | | Did Not Vote | | Management |
5 | | Require Independent Board Chairman | | Against | | Did Not Vote | | Shareholder |
6 | | Reduce Supermajority Vote Requirement | | Against | | Did Not Vote | | Shareholder |
7 | | Report on Political Contributions | | Against | | Did Not Vote | | Shareholder |
8 | | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | | Against | | Did Not Vote | | Shareholder |
| | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | Dissident Proxy (Green Card) | | None | | | | |
1.1 | | Elect Director Rodney F. Chase | | For | | For | | Shareholder |
1.2 | | Elect Director Harvey Golub | | For | | For | | Shareholder |
1.3 | | Elect Director Karl F. Kurz | | For | | For | | Shareholder |
1.4 | | Elect Director David McManus | | For | | For | | Shareholder |
1.5 | | Elect Director Marshall D. Smith | | For | | For | | Shareholder |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Against | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | For | | For | | Shareholder |
6 | | Reduce Supermajority Vote Requirement | | For | | For | | Shareholder |
7 | | Report on Political Contributions | | For | | For | | Shareholder |
8 | | Repeal Any Bylaws Amendments Adopted subsequent to February 2, 2011 | | For | | For | | Shareholder |
Page 66
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 20, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.4 | | Elect Director John H. Hammergren | | For | | Against | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | Against | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.8 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.9 | | Elect Director G. Kennedy Thompson | | For | | Against | | Management |
1.10 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.11 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Establish Environmental/Social Issue Board Committee | | Against | | Against | | Shareholder |
7 | | Amend Human Rights Policies | | Against | | Against | | Shareholder |
8 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
HILLSHIRE BRANDS CO.
| | | | | | |
Ticker: | | HSH | | Security ID: | | 432589109 |
Meeting Date: | | OCT 25, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 04, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Todd A. Becker | | For | | For | | Management |
1b | | Elect Director Christopher B. Begley | | For | | For | | Management |
1c | | Elect Director Ellen L. Brothers | | For | | For | | Management |
1d | | Elect Director Virgis W. Colbert | | For | | For | | Management |
1e | | Elect Director Sean M. Connolly | | For | | For | | Management |
1f | | Elect Director Laurette T. Koellner | | For | | For | | Management |
1g | | Elect Director Craig P. Omtvedt | | For | | For | | Management |
1h | | Elect Director Ian Prosser | | For | | For | | Management |
1i | | Elect Director Jonathan P. Ward | | For | | For | | Management |
1j | | Elect Director James D. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
Page 67
HOST HOTELS & RESORTS, INC.
| | | | | | |
Ticker: | | HST | | Security ID: | | 44107P104 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sheila C. Bair | | For | | For | | Management |
1.2 | | Elect Director Robert M. Baylis | | For | | For | | Management |
1.3 | | Elect Director Terence C. Golden | | For | | For | | Management |
1.4 | | Elect Director Ann M. Korologos | | For | | For | | Management |
1.5 | | Elect Director Richard E. Marriott | | For | | For | | Management |
1.6 | | Elect Director John B. Morse, Jr. | | For | | For | | Management |
1.7 | | Elect Director Walter C. Rakowich | | For | | For | | Management |
1.8 | | Elect Director Gordon H. Smith | | For | | For | | Management |
1.9 | | Elect Director W. Edward Walter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
HUMANA INC.
| | | | | | |
Ticker: | | HUM | | Security ID: | | 444859102 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bruce D. Broussard | | For | | For | | Management |
1b | | Elect Director Frank A. D’Amelio | | For | | For | | Management |
1c | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1d | | Elect Director Kurt J. Hilzinger | | For | | For | | Management |
1e | | Elect Director David A. Jones, Jr. | | For | | For | | Management |
1f | | Elect Director Michael B. McCallister | | For | | For | | Management |
1g | | Elect Director William J. McDonald | | For | | For | | Management |
1h | | Elect Director William E. Mitchell | | For | | For | | Management |
1i | | Elect Director David B. Nash | | For | | For | | Management |
1j | | Elect Director James J. O’Brien | | For | | For | | Management |
1k | | Elect Director Marissa T. Peterson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
IAC/INTERACTIVECORP
| | | | | | |
Ticker: | | IACI | | Security ID: | | 44919P508 |
Meeting Date: | | JUN 26, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 29, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gregory R. Blatt | | For | | For | | Management |
1.2 | | Elect Director Edgar Bronfman, Jr. | | For | | For | | Management |
1.3 | | Elect Director Chelsea Clinton | | For | | For | | Management |
1.4 | | Elect Director Sonali De Rycker | | For | | For | | Management |
1.5 | | Elect Director Barry Diller | | For | | For | | Management |
1.6 | | Elect Director Michael D. Eisner | | For | | For | | Management |
1.7 | | Elect Director Victor A. Kaufman | | For | | For | | Management |
1.8 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.9 | | Elect Director Bryan Lourd | | For | | For | | Management |
Page 68
| | | | | | | | |
1.10 | | Elect Director Arthur C. Martinez | | For | | For | | Management |
1.11 | | Elect Director David Rosenblatt | | For | | For | | Management |
1.12 | | Elect Director Alan G. Spoon | | For | | For | | Management |
1.13 | | Elect Director Alexander von Furstenberg | | For | | For | | Management |
1.14 | | Elect Director Richard F. Zannino | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INGRAM MICRO INC.
| | | | | | |
Ticker: | | IM | | Security ID: | | 457153104 |
Meeting Date: | | JUN 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Howard I. Atkins | | For | | For | | Management |
1.2 | | Elect Director Leslie Stone Heisz | | For | | For | | Management |
1.3 | | Elect Director John R. Ingram | | For | | For | | Management |
1.4 | | Elect Director Orrin H. Ingram, II | | For | | For | | Management |
1.5 | | Elect Director Dale R. Laurance | | For | | For | | Management |
1.6 | | Elect Director Linda Fayne Levinson | | For | | For | | Management |
1.7 | | Elect Director Scott A. McGregor | | For | | For | | Management |
1.8 | | Elect Director Alain Monie | | For | | For | | Management |
1.9 | | Elect Director Paul Read | | For | | For | | Management |
1.10 | | Elect Director Michael T. Smith | | For | | For | | Management |
1.11 | | Elect Director Joe B. Wyatt | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
INGREDION INCORPORATED
| | | | | | |
Ticker: | | INGR | | Security ID: | | 457187102 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard J. Almeida | | For | | For | | Management |
1b | | Elect Director Luis Aranguren-Trellez | | For | | For | | Management |
1c | | Elect Director David B. Fischer | | For | | For | | Management |
1d | | Elect Director Ilene S. Gordon | | For | | For | | Management |
1e | | Elect Director Paul Hanrahan | | For | | For | | Management |
1f | | Elect Director Wayne M. Hewett | | For | | For | | Management |
1g | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1h | | Elect Director Barbara A. Klein | | For | | For | | Management |
1i | | Elect Director James M. Ringler | | For | | For | | Management |
1j | | Elect Director Dwayne A. Wilson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 69
INTERNATIONAL BUSINESS MACHINES CORPORATION
| | | | | | |
Ticker: | | IBM | | Security ID: | | 459200101 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alain J.P. Belda | | For | | For | | Management |
1.2 | | Elect Director William R. Brody | | For | | For | | Management |
1.3 | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1.4 | | Elect Director Michael L. Eskew | | For | | For | | Management |
1.5 | | Elect Director David N. Farr | | For | | For | | Management |
1.6 | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1.7 | | Elect Director Andrew N. Liveris | | For | | For | | Management |
1.8 | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1.9 | | Elect Director James W. Owens | | For | | For | | Management |
1.10 | | Elect Director Virginia M. Rometty | | For | | For | | Management |
1.11 | | Elect Director Joan E. Spero | | For | | For | | Management |
1.12 | | Elect Director Sidney Taurel | | For | | For | | Management |
1.13 | | Elect Director Lorenzo H. Zambrano | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
6 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
J. C. PENNEY COMPANY, INC.
| | | | | | |
Ticker: | | JCP | | Security ID: | | 708160106 |
Meeting Date: | | MAY 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William A. Ackman | | For | | For | | Management |
1b | | Elect Director Colleen C. Barrett | | For | | For | | Management |
1c | | Elect Director Thomas J. Engibous | | For | | For | | Management |
1d | | Elect Director Kent B. Foster | | For | | For | | Management |
1e | | Elect Director Geraldine B. Laybourne | | For | | For | | Management |
1f | | Elect Director Leonard H. Roberts | | For | | For | | Management |
1g | | Elect Director Steven Roth | | For | | For | | Management |
1h | | Elect Director Javier G. Teruel | | For | | For | | Management |
1i | | Elect Director R. Gerald Turner | | For | | For | | Management |
1j | | Elect Director Myron E. Ullman, III | | For | | For | | Management |
1k | | Elect Director Mary Beth West | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 70
JDS UNIPHASE CORPORATION
| | | | | | |
Ticker: | | JDSU | | Security ID: | | 46612J507 |
Meeting Date: | | NOV 14, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard E. Belluzzo | | For | | For | | Management |
1.2 | | Elect Director Harold L. Covert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
JOHNSON & JOHNSON
| | | | | | |
Ticker: | | JNJ | | Security ID: | | 478160104 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mary Sue Coleman | | For | | For | | Management |
1.2 | | Elect Director James G. Cullen | | For | | For | | Management |
1.3 | | Elect Director Ian E.L. Davis | | For | | For | | Management |
1.4 | | Elect Director Alex Gorsky | | For | | For | | Management |
1.5 | | Elect Director Michael M.E. Johns | | For | | For | | Management |
1.6 | | Elect Director Susan L. Lindquist | | For | | For | | Management |
1.7 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.8 | | Elect Director Leo F. Mullin | | For | | For | | Management |
1.9 | | Elect Director William D. Perez | | For | | For | | Management |
1.10 | | Elect Director Charles Prince | | For | | For | | Management |
1.11 | | Elect Director A. Eugene Washington | | For | | For | | Management |
1.12 | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
5 | | Screen Political Contributions for Consistency with Corporate Values | | Against | | Against | | Shareholder |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
JOHNSON CONTROLS, INC.
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| | | | | | |
Ticker: | | JCI | | Security ID: | | 478366107 |
Meeting Date: | | JAN 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | NOV 15, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David P. Abney | | For | | For | | Management |
1.2 | | Elect Director Julie L. Bushman | | For | | For | | Management |
1.3 | | Elect Director Eugenio Clariond Reyes-Retana | | For | | For | | Management |
1.4 | | Elect Director Jeffrey A. Joerres | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
Page 71
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James A. Bell | | For | | For | | Management |
1b | | Elect Director Crandall C.Bowles | | For | | For | | Management |
1c | | Elect Director Stephen B. Burke | | For | | For | | Management |
1d | | Elect Director David M. Cote | | For | | Against | | Management |
1e | | Elect Director James S. Crown | | For | | Against | | Management |
1f | | Elect Director James Dimon | | For | | For | | Management |
1g | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1h | | Elect Director Ellen V. Futter | | For | | Against | | Management |
1i | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1j | | Elect Director Lee R. Raymond | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
8 | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against | | Shareholder |
9 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
KAR AUCTION SERVICES, INC.
| | | | | | |
Ticker: | | KAR | | Security ID: | | 48238T109 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David J. Ament | | For | | Withhold | | Management |
1.2 | | Elect Director Ryan M. Birtwell | | For | | Withhold | | Management |
1.3 | | Elect Director Thomas J. Carella | | For | | Withhold | | Management |
1.4 | | Elect Director Brian T. Clingen | | For | | Withhold | | Management |
1.5 | | Elect Director Robert M. Finlayson | | For | | For | | Management |
1.6 | | Elect Director Peter R. Formanek | | For | | For | | Management |
1.7 | | Elect Director Michael B. Goldberg | | For | | Withhold | | Management |
1.8 | | Elect Director James P. Hallett | | For | | Withhold | | Management |
1.9 | | Elect Director Sanjeev Mehra | | For | | Withhold | | Management |
1.10 | | Elect Director Church M. Moore | | For | | Withhold | | Management |
1.11 | | Elect Director Thomas C. O’Brien | | For | | Withhold | | Management |
1.12 | | Elect Director Gregory P. Spivy | | For | | Withhold | | Management |
1.13 | | Elect Director Jonathan P. Ward | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 72
KEYCORP
| | | | | | |
Ticker: | | KEY | | Security ID: | | 493267108 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edward P. Campbell | | For | | For | | Management |
1.2 | | Elect Director Joseph A. Carrabba | | For | | For | | Management |
1.3 | | Elect Director Charles P. Cooley | | For | | For | | Management |
1.4 | | Elect Director Alexander M. Cutler | | For | | For | | Management |
1.5 | | Elect Director H. James Dallas | | For | | For | | Management |
1.6 | | Elect Director Elizabeth R. Gile | | For | | For | | Management |
1.7 | | Elect Director Ruth Ann M. Gillis | | For | | For | | Management |
1.8 | | Elect Director William G. Gisel, Jr. | | For | | For | | Management |
1.9 | | Elect Director Richard J. Hipple | | For | | For | | Management |
1.10 | | Elect Director Kristen L. Manos | | For | | For | | Management |
1.11 | | Elect Director Beth E. Mooney | | For | | For | | Management |
1.12 | | Elect Director Barbara R. Snyder | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
KINDER MORGAN, INC.
| | | | | | |
Ticker: | | KMI | | Security ID: | | 49456B101 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard D. Kinder | | For | | For | | Management |
1.2 | | Elect Director C. Park Shaper | | For | | For | | Management |
1.3 | | Elect Director Steven J. Kean | | For | | For | | Management |
1.4 | | Elect Director Anthony W. Hall, Jr. | | For | | For | | Management |
1.5 | | Elect Director Deborah A. Macdonald | | For | | For | | Management |
1.6 | | Elect Director Michael Miller | | For | | For | | Management |
1.7 | | Elect Director Michael C. Morgan | | For | | For | | Management |
1.8 | | Elect Director Fayez Sarofim | | For | | For | | Management |
1.9 | | Elect Director Joel V. Staff | | For | | Withhold | | Management |
1.10 | | Elect Director John Stokes | | For | | For | | Management |
1.11 | | Elect Director Robert F. Vagt | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
KOSMOS ENERGY LTD.
| | | | | | |
Ticker: | | KOS | | Security ID: | | G5315B107 |
Meeting Date: | | JUN 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John R. Kemp III | | For | | Withhold | | Management |
1.2 | | Elect Director Brian F. Maxted | | For | | Withhold | | Management |
1.3 | | Elect Director Richard B. Dearlove | | For | | For | | Management |
1.4 | | Elect Director David I. Foley | | For | | Withhold | | Management |
1.5 | | Elect Director David B. Krieger | | For | | Withhold | | Management |
1.6 | | Elect Director Joseph P. Landy | | For | | Withhold | | Management |
1.7 | | Elect Director Prakash A. Melwani | | For | | Withhold | | Management |
1.8 | | Elect Director Adebayo (“Bayo”) O. Ogunlesi | | For | | For | | Management |
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1.9 | | Elect Director Lars H. Thunell | | For | | For | | Management |
1.10 | | Elect Director Chris Tong | | For | | For | | Management |
1.11 | | Elect Director Christopher A. Wright | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
KRAFT FOODS GROUP, INC.
| | | | | | |
Ticker: | | KRFT | | Security ID: | | 50076Q106 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Abelardo E. Bru | | For | | For | | Management |
1b | | Elect Director Jeanne P. Jackson | | For | | For | | Management |
1c | | Elect Director E. Follin Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Label Products with GMO Ingredients | | Against | | Against | | Shareholder |
L-3 COMMUNICATIONS HOLDINGS, INC.
| | | | | | |
Ticker: | | LLL | | Security ID: | | 502424104 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Claude R. Canizares | | For | | For | | Management |
1.2 | | Elect Director Thomas A. Corcoran | | For | | For | | Management |
1.3 | | Elect Director Lloyd W. Newton | | For | | For | | Management |
1.4 | | Elect Director Vincent Pagano, Jr. | | For | | For | | Management |
1.5 | | Elect Director Alan H. Washkowitz | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Provide Right to Act by Written Consent | | For | | For | | Management |
6 | | Ratify Auditors | | For | | For | | Management |
7 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LAREDO PETROLEUM HOLDINGS, INC.
| | | | | | |
Ticker: | | LPI | | Security ID: | | 516806106 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Randy A. Foutch | | For | | For | | Management |
1.2 | | Elect Director Jerry R. Schuyler | | For | | For | | Management |
1.3 | | Elect Director Peter R. Kagan | | For | | Withhold | | Management |
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1.4 | | Elect Director James R. Levy | | For | | For | | Management |
1.5 | | Elect Director B.Z. (Bill) Parker | | For | | For | | Management |
1.6 | | Elect Director Pamela S. Pierce | | For | | For | | Management |
1.7 | | Elect Director L. Francis Rooney | | For | | Withhold | | Management |
1.8 | | Elect Director Myles W. Scoggins | | For | | For | | Management |
1.9 | | Elect Director Edmund P. Segner, III | | For | | For | | Management |
1.10 | | Elect Director Donald D. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LEVEL 3 COMMUNICATIONS, INC.
| | | | | | |
Ticker: | | LVLT | | Security ID: | | 52729N308 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Walter Scott, Jr. | | For | | For | | Management |
1.2 | | Elect Director Jeff K. Storey | | For | | For | | Management |
1.3 | | Elect Director General Kevin P. Chilton | | For | | For | | Management |
1.4 | | Elect Director Archie R. Clemins | | For | | For | | Management |
1.5 | | Elect Director Steven T. Clontz | | For | | For | | Management |
1.6 | | Elect Director Admiral James O. Ellis, Jr. | | For | | For | | Management |
1.7 | | Elect Director T. Michael Glenn | | For | | For | | Management |
1.8 | | Elect Director Richard R. Jaros | | For | | Withhold | | Management |
1.9 | | Elect Director Michael J. Mahoney | | For | | Withhold | | Management |
1.10 | | Elect Director Charles C. Miller, III | | For | | For | | Management |
1.11 | | Elect Director John T. Reed | | For | | For | | Management |
1.12 | | Elect Director Peter Seah Lim Huat | | For | | Withhold | | Management |
1.13 | | Elect Director Peter van Oppen | | For | | For | | Management |
1.14 | | Elect Director Albert C. Yates | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
LIBERTY GLOBAL, INC.
| | | | | | |
Ticker: | | LBTYA | | Security ID: | | 530555101 |
Meeting Date: | | JUN 03, 2013 | | Meeting Type: | | Special |
Record Date: | | APR 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Approve Merger Agreement | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
Page 75
LIBERTY INTERACTIVE CORPORATION
| | | | | | |
Ticker: | | LINTA | | Security ID: | | 53071M104 |
Meeting Date: | | AUG 08, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 25, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Authorize a New Class of Common Stock | | For | | Against | | Management |
2 | | Adjourn Meeting | | For | | Against | | Management |
3.1 | | Elect Director Michael A. George | | For | | For | | Management |
3.2 | | Elect Director Gregory B. Maffei | | For | | For | | Management |
3.3 | | Elect Director M. Lavoy Robison | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
LIBERTY INTERACTIVE CORPORATION
| | | | | | |
Ticker: | | LINTA | | Security ID: | | 53071M104 |
Meeting Date: | | JUN 04, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John C. Malone | | For | | For | | Management |
1.2 | | Elect Director M. Ian G. Gilchrist | | For | | Withhold | | Management |
1.3 | | Elect Director Andrea L. Wong | | For | | Withhold | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
LIBERTY INTERACTIVE CORPORATION
| | | | | | |
Ticker: | | LINTA | | Security ID: | | 53071M880 |
Meeting Date: | | JUN 04, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John C. Malone | | For | | For | | Management |
1.2 | | Elect Director M. Ian G. Gilchrist | | For | | Withhold | | Management |
1.3 | | Elect Director Andrea L. Wong | | For | | Withhold | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
LIFEPOINT HOSPITALS, INC.
| | | | | | |
Ticker: | | LPNT | | Security ID: | | 53219L109 |
Meeting Date: | | JUN 04, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gregory T. Bier | | For | | Withhold | | Management |
1.2 | | Elect Director DeWitt Ezell, Jr. | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
Page 76
LOEWS CORPORATION
| | | | | | |
Ticker: | | L | | Security ID: | | 540424108 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lawrence S. Bacow | | For | | For | | Management |
1b | | Elect Director Ann E. Berman | | For | | For | | Management |
1c | | Elect Director Joseph L. Bower | | For | | For | | Management |
1d | | Elect Director Charles M. Diker | | For | | For | | Management |
1e | | Elect Director Jacob A. Frenkel | | For | | For | | Management |
1f | | Elect Director Paul J. Fribourg | | For | | For | | Management |
1g | | Elect Director Walter L. Harris | | For | | Against | | Management |
1h | | Elect Director Philip A. Laskawy | | For | | For | | Management |
1i | | Elect Director Ken Miller | | For | | For | | Management |
1j | | Elect Director Gloria R. Scott | | For | | For | | Management |
1k | | Elect Director Andrew H. Tisch | | For | | For | | Management |
1l | | Elect Director James S. Tisch | | For | | For | | Management |
1m | | Elect Director Jonathan M. Tisch | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
LOWE’S COMPANIES, INC.
| | | | | | |
Ticker: | | LOW | | Security ID: | | 548661107 |
Meeting Date: | | MAY 31, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Raul Alvarez | | For | | For | | Management |
1.2 | | Elect Director David W. Bernauer | | For | | For | | Management |
1.3 | | Elect Director Leonard L. Berry | | For | | For | | Management |
1.4 | | Elect Director Peter C. Browning | | For | | For | | Management |
1.5 | | Elect Director Richard W. Dreiling | | For | | For | | Management |
1.6 | | Elect Director Dawn E. Hudson | | For | | For | | Management |
1.7 | | Elect Director Robert L. Johnson | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1.10 | | Elect Director Robert A. Niblock | | For | | For | | Management |
1.11 | | Elect Director Eric C. Wisemen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
LYONDELLBASELL INDUSTRIES NV
| | | | | | |
Ticker: | | LYB | | Security ID: | | N53745100 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 24, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jacques Aigrain | | For | | For | | Management |
1.2 | | Elect Director Scott M. Kleinman | | For | | For | | Management |
1.3 | | Elect Director Bruce A. Smith | | For | | For | | Management |
2 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
3 | | Approve Discharge of Management Board | | For | | For | | Management |
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4 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
5 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | Management |
7 | | Approve Remuneration of Supervisory Board | | For | | For | | Management |
8 | | Approve Dividends of USD 4.20 Per Share | | For | | For | | Management |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
11 | | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | | For | | For | | Management |
12 | | Amend Articles of Association | | For | | For | | Management |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MARATHON OIL CORPORATION
| | | | | | |
Ticker: | | MRO | | Security ID: | | 565849106 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gregory H. Boyce | | For | | For | | Management |
1b | | Elect Director Pierre Brondeau | | For | | For | | Management |
1c | | Elect Director Clarence P. Cazalot, Jr. | | For | | For | | Management |
1d | | Elect Director Linda Z. Cook | | For | | For | | Management |
1e | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1f | | Elect Director Philip Lader | | For | | For | | Management |
1g | | Elect Director Michael E. J. Phelps | | For | | For | | Management |
1h | | Elect Director Dennis H. Reilley | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
Page 78
MARATHON PETROLEUM CORPORATION
| | | | | | |
Ticker: | | MPC | | Security ID: | | 56585A102 |
Meeting Date: | | APR 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Evan Bayh | | For | | For | | Management |
1.2 | | Elect Director William L. Davis | | For | | For | | Management |
1.3 | | Elect Director Thomas J. Usher | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
MAXIM INTEGRATED PRODUCTS, INC.
| | | | | | |
Ticker: | | MXIM | | Security ID: | | 57772K101 |
Meeting Date: | | NOV 14, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Tunc Doluca | | For | | For | | Management |
1.2 | | Elect Director B. Kipling Hagopian | | For | | For | | Management |
1.3 | | Elect Director James R. Bergman | | For | | For | | Management |
1.4 | | Elect Director Joseph R. Bronson | | For | | For | | Management |
1.5 | | Elect Director Robert E. Grady | | For | | For | | Management |
1.6 | | Elect Director William D. Watkins | | For | | For | | Management |
1.7 | | Elect Director A.R. Frank Wazzan | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MCKESSON CORPORATION
| | | | | | |
Ticker: | | MCK | | Security ID: | | 58155Q103 |
Meeting Date: | | JUL 25, 2012 | | Meeting Type: | | Annual |
Record Date: | | MAY 31, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Andy D. Bryant | | For | | For | | Management |
2 | | Elect Director Wayne A. Budd | | For | | For | | Management |
3 | | Elect Director John H. Hammergren | | For | | For | | Management |
4 | | Elect Director Alton F. Irby, III | | For | | For | | Management |
5 | | Elect Director M. Christine Jacobs | | For | | For | | Management |
6 | | Elect Director Marie L. Knowles | | For | | For | | Management |
7 | | Elect Director David M. Lawrence | | For | | For | | Management |
8 | | Elect Director Edward A. Mueller | | For | | For | | Management |
9 | | Elect Director Jane E. Shaw | | For | | For | | Management |
10 | | Ratify Auditors | | For | | For | | Management |
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11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
12 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
13 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
14 | | Stock Retention | | Against | | For | | Shareholder |
15 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
MEAD JOHNSON NUTRITION COMPANY
| | | | | | |
Ticker: | | MJN | | Security ID: | | 582839106 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven M. Altschuler | | For | | For | | Management |
1b | | Elect Director Howard B. Bernick | | For | | For | | Management |
1c | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1d | | Elect Director Anna C. Catalano | | For | | For | | Management |
1e | | Elect Director Celeste A. Clark | | For | | For | | Management |
1f | | Elect Director James M. Cornelius | | For | | For | | Management |
1g | | Elect Director Stephen W. Golsby | | For | | For | | Management |
1h | | Elect Director Peter Kasper Jakobsen | | For | | For | | Management |
1i | | Elect Director Peter G. Ratcliffe | | For | | For | | Management |
1j | | Elect Director Elliott Sigal | | For | | For | | Management |
1k | | Elect Director Robert S. Singer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
MEDTRONIC, INC.
| | | | | | |
Ticker: | | MDT | | Security ID: | | 585055106 |
Meeting Date: | | AUG 23, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUN 25, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard H. Anderson | | For | | For | | Management |
1.2 | | Elect Director Victor J. Dzau | | For | | For | | Management |
1.3 | | Elect Director Omar Ishrak | | For | | For | | Management |
1.4 | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1.5 | | Elect Director Michael O. Leavitt | | For | | For | | Management |
1.6 | | Elect Director James T. Lenehan | | For | | For | | Management |
1.7 | | Elect Director Denise M. O’Leary | | For | | For | | Management |
1.8 | | Elect Director Kendall J. Powell | | For | | For | | Management |
1.9 | | Elect Director Robert C. Pozen | | For | | For | | Management |
1.10 | | Elect Director Jack W. Schuler | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
5 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
6 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
Page 80
MERCK & CO., INC.
| | | | | | |
Ticker: | | MRK | | Security ID: | | 58933Y105 |
Meeting Date: | | MAY 28, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Thomas R. Cech | | For | | For | | Management |
1c | | Elect Director Kenneth C. Frazier | | For | | For | | Management |
1d | | Elect Director Thomas H. Glocer | | For | | For | | Management |
1e | | Elect Director William B. Harrison Jr. | | For | | For | | Management |
1f | | Elect Director C. Robert Kidder | | For | | For | | Management |
1g | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
1h | | Elect Director Carlos E. Represas | | For | | For | | Management |
1i | | Elect Director Patricia F. Russo | | For | | For | | Management |
1j | | Elect Director Craig B. Thompson | | For | | For | | Management |
1k | | Elect Director Wendell P. Weeks | | For | | For | | Management |
1l | | Elect Director Peter C. Wendell | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
5 | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For | | Shareholder |
6 | | Report on Charitable and Political Contributions | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Activities | | Against | | Against | | Shareholder |
METLIFE, INC.
| | | | | | |
Ticker: | | MET | | Security ID: | | 59156R108 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Glenn Hubbard | | For | | For | | Management |
1.2 | | Elect Director Steven A. Kandarian | | For | | For | | Management |
1.3 | | Elect Director John M. Keane | | For | | For | | Management |
1.4 | | Elect Director Alfred F. Kelly, Jr. | | For | | For | | Management |
1.5 | | Elect Director James M. Kilts | | For | | For | | Management |
1.6 | | Elect Director Catherine R. Kinney | | For | | For | | Management |
1.7 | | Elect Director Hugh B. Price | | For | | For | | Management |
1.8 | | Elect Director Kenton J. Sicchitano | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 81
MGM RESORTS INTERNATIONAL
| | | | | | |
Ticker: | | MGM | | Security ID: | | 552953101 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert H. Baldwin | | For | | For | | Management |
1.2 | | Elect Director William A. Bible | | For | | For | | Management |
1.3 | | Elect Director Burton M. Cohen | | For | | For | | Management |
1.4 | | Elect Director Willie D. Davis | | For | | For | | Management |
1.5 | | Elect Director William W. Grounds | | For | | For | | Management |
1.6 | | Elect Director Alexis M. Herman | | For | | For | | Management |
1.7 | | Elect Director Roland Hernandez | | For | | For | | Management |
1.8 | | Elect Director Anthony Mandekic | | For | | For | | Management |
1.9 | | Elect Director Rose McKinney-James | | For | | For | | Management |
1.10 | | Elect Director James J. Murren | | For | | For | | Management |
1.11 | | Elect Director Gregory M. Spierkel | | For | | For | | Management |
1.12 | | Elect Director Daniel J. Taylor | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 28, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 14, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates, III | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
11 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
13 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
MOLSON COORS BREWING COMPANY
| | | | | | |
Ticker: | | TAP | | Security ID: | | 60871R209 |
Meeting Date: | | MAY 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roger Eaton | | For | | For | | Management |
1.2 | | Elect Director Charles M. Herington | | For | | For | | Management |
1.3 | | Elect Director H. Sanford Riley | | For | | For | | Management |
2 | | Amend Certificate of Incorporation to Provide that Holders of Class A and Class B Common Stock shall Vote Together as a Single Class, on an Advisory Basis, to Approve Compensation | | For | | For | | Management |
Page 82
MOLYCORP, INC.
| | | | | | |
Ticker: | | MCP | | Security ID: | | 608753109 |
Meeting Date: | | JUN 27, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAY 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ross R. Bhappu | | For | | For | | Management |
1.2 | | Elect Director Constantine E. Karayannopoulos | | For | | For | | Management |
1.3 | | Elect Director Mark S. Kristoff | | For | | Withhold | | Management |
1.4 | | Elect Director Alec Machiels | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
MONDELEZ INTERNATIONAL, INC.
| | | | | | |
Ticker: | | MDLZ | | Security ID: | | 609207105 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Lewis W.K. Booth | | For | | For | | Management |
1c | | Elect Director Lois D. Juliber | | For | | For | | Management |
1d | | Elect Director Mark D. Ketchum | | For | | For | | Management |
1e | | Elect Director Jorge S. Mesquita | | For | | For | | Management |
1f | | Elect Director Fredric G. Reynolds | | For | | For | | Management |
1g | | Elect Director Irene B. Rosenfeld | | For | | For | | Management |
1h | | Elect Director Patrick T. Siewert | | For | | For | | Management |
1i | | Elect Director Ruth J. Simmons | | For | | For | | Management |
1j | | Elect Director Ratan N. Tata | | For | | For | | Management |
1k | | Elect Director Jean-Francois M. L. van Boxmeer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | Against | | Shareholder |
MONSTER BEVERAGE CORPORATION
| | | | | | |
Ticker: | | MNST | | Security ID: | | 611740101 |
Meeting Date: | | JUN 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Rodney C. Sacks | | For | | For | | Management |
1.2 | | Elect Director Hilton H. Schlosberg | | For | | For | | Management |
1.3 | | Elect Director Norman C. Epstein | | For | | For | | Management |
1.4 | | Elect Director Benjamin M. Polk | | For | | For | | Management |
1.5 | | Elect Director Sydney Selati | | For | | For | | Management |
1.6 | | Elect Director Harold C. Taber, Jr. | | For | | For | | Management |
1.7 | | Elect Director Mark S. Vidergauz | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 83
MORGAN STANLEY
| | | | | | |
Ticker: | | MS | | Security ID: | | 617446448 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Erskine B. Bowles | | For | | For | | Management |
1.2 | | Elect Director Howard J. Davies | | For | | For | | Management |
1.3 | | Elect Director Thomas H. Glocer | | For | | For | | Management |
1.4 | | Elect Director James P. Gorman | | For | | For | | Management |
1.5 | | Elect Director Robert H. Herz | | For | | For | | Management |
1.6 | | Elect Director C. Robert Kidder | | For | | For | | Management |
1.7 | | Elect Director Klaus Kleinfeld | | For | | For | | Management |
1.8 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.9 | | Elect Director Hutham S. Olayan | | For | | For | | Management |
1.10 | | Elect Director James W. Owens | | For | | For | | Management |
1.11 | | Elect Director O. Griffith Sexton | | For | | For | | Management |
1.12 | | Elect Director Ryosuke Tamakoshi | | For | | For | | Management |
1.13 | | Elect Director Masaaki Tanaka | | For | | For | | Management |
1.14 | | Elect Director Laura D. Tyson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
MRC GLOBAL INC.
| | | | | | |
Ticker: | | MRC | | Security ID: | | 55345K103 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew R. Lane | | For | | Abstain | | Management |
1.2 | | Elect Director Leonard M. Anthony | | For | | For | | Management |
1.3 | | Elect Director Rhys J. Best | | For | | Abstain | | Management |
1.4 | | Elect Director Peter C. Boylan, III | | For | | Abstain | | Management |
1.5 | | Elect Director Henry Cornell | | For | | Abstain | | Management |
1.6 | | Elect Director Christopher A.S. Crampton | | For | | Abstain | | Management |
1.7 | | Elect Director John F.X. Daly | | For | | Abstain | | Management |
1.8 | | Elect Director Craig Ketchum | | For | | Abstain | | Management |
1.9 | | Elect Director Gerard P. Krans | | For | | Abstain | | Management |
1.10 | | Elect Director Cornelis A. Linse | | For | | For | | Management |
1.11 | | Elect Director John A. Perkins | | For | | For | | Management |
1.12 | | Elect Director H.B. Wehrle, III | | For | | Abstain | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
Page 84
MYLAN INC.
| | | | | | |
Ticker: | | MYL | | Security ID: | | 628530107 |
Meeting Date: | | MAY 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Heather Bresch | | For | | For | | Management |
1.2 | | Elect Director Wendy Cameron | | For | | For | | Management |
1.3 | | Elect Director Robert J. Cindrich | | For | | For | | Management |
1.4 | | Elect Director Robert J. Coury | | For | | For | | Management |
1.5 | | Elect Director Neil Dimick | | For | | For | | Management |
1.6 | | Elect Director Melina Higgins | | For | | For | | Management |
1.7 | | Elect Director Douglas J. Leech | | For | | For | | Management |
1.8 | | Elect Director Rajiv Malik | | For | | For | | Management |
1.9 | | Elect Director Joseph C. Maroon | | For | | For | | Management |
1.10 | | Elect Director Mark W. Parrish | | For | | For | | Management |
1.11 | | Elect Director Rodney L. Piatt | | For | | For | | Management |
1.12 | | Elect Director C.B. Todd | | For | | For | | Management |
1.13 | | Elect Director Randall L. (Pete) Vanderveen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
NABORS INDUSTRIES LTD.
| | | | | | |
Ticker: | | NBR | | Security ID: | | G6359F103 |
Meeting Date: | | JUN 04, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James R. Crane | | For | | Withhold | | Management |
1.2 | | Elect Director Michael C. Linn | | For | | Withhold | | Management |
1.3 | | Elect Director John V. Lombardi | | For | | Withhold | | Management |
1.4 | | Elect Director Howard Wolf | | For | | For | | Management |
1.5 | | Elect Director John Yearwood | | For | | Withhold | | Management |
2 | | Approve Pricewaterhouse Coopers LLP as Auditor and Authorize Board to Fix Their Renumeration | | For | | For | | Management |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
6 | | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
8 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
9 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
10 | | Adopt Proxy Access Right | | Against | | For | | Shareholder |
Page 85
NATIONAL OILWELL VARCO, INC.
| | | | | | |
Ticker: | | NOV | | Security ID: | | 637071101 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Merrill A. Miller, Jr. | | For | | For | | Management |
1B | | Elect Director Greg L. Armstrong | | For | | For | | Management |
1C | | Elect Director Ben A. Guill | | For | | For | | Management |
1D | | Elect Director David D. Harrison | | For | | For | | Management |
1E | | Elect Director Roger L. Jarvis | | For | | For | | Management |
1F | | Elect Director Eric L. Mattson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
NEWS CORPORATION
| | | | | | |
Ticker: | | NWS | | Security ID: | | 65248E104 |
Meeting Date: | | JUN 11, 2013 | | Meeting Type: | | Special |
Record Date: | | APR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | | For | | For | | Management |
2 | | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | | For | | For | | Management |
NEXTERA ENERGY, INC.
| | | | | | |
Ticker: | | NEE | | Security ID: | | 65339F101 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Sherry S. Barrat | | For | | For | | Management |
1b | | Elect Director Robert M. Beall, II | | For | | For | | Management |
1c | | Elect Director James L. Camaren | | For | | For | | Management |
1d | | Elect Director Kenneth B. Dunn | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Toni Jennings | | For | | For | | Management |
1g | | Elect Director James L. Robo | | For | | For | | Management |
1h | | Elect Director Rudy E. Schupp | | For | | For | | Management |
1i | | Elect Director John L. Skolds | | For | | For | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
1k | | Elect Director Michael H. Thaman | | For | | For | | Management |
1l | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Minimize Pool Storage of Spent Nuclear Fuel | | Against | | Against | | Shareholder |
Page 86
NIELSEN HOLDINGS N.V.
| | | | | | |
Ticker: | | NLSN | | Security ID: | | N63218106 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Discharge of Board of Directors | | For | | For | | Management |
3a | | Elect Director David L. Calhoun | | For | | Against | | Management |
3b | | Elect Director James A. Attwood, Jr. | | For | | Against | | Management |
3c | | Elect Director Richard J. Bressler | | For | | Against | | Management |
3d | | Elect Director Patrick Healy | | For | | Against | | Management |
3e | | Elect Director Karen M. Hoguet | | For | | For | | Management |
3f | | Elect Director James M. Kilts | | For | | Against | | Management |
3g | | Elect Director Alexander Navab | | For | | Against | | Management |
3h | | Elect Director Robert Pozen | | For | | For | | Management |
3i | | Elect Director Vivek Ranadive | | For | | Against | | Management |
3j | | Elect Director Robert Reid | | For | | Against | | Management |
3k | | Elect Director Javier G. Teruel | | For | | For | | Management |
4 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
5 | | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | | For | | For | | Management |
6 | | Amend Omnibus Stock Plan | | For | | For | | Management |
7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
8 | | Advisory Vote to Approve Remuneration of Executives | | For | | For | | Management |
NII HOLDINGS, INC.
| | | | | | |
Ticker: | | NIHD | | Security ID: | | 62913F201 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Donald Guthrie | | For | | Against | | Management |
1.2 | | Elect Director Steven M. Shindler | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
Page 87
NRG ENERGY, INC.
| | | | | | |
Ticker: | | NRG | | Security ID: | | 629377508 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kirbyjon H. Caldwell | | For | | For | | Management |
1.2 | | Elect Director David Crane | | For | | For | | Management |
1.3 | | Elect Director Kathleen A. McGinty | | For | | For | | Management |
1.4 | | Elect Director Evan J. Silverstein | | For | | For | | Management |
1.5 | | Elect Director Thomas H. Weidemeyer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
NVIDIA CORPORATION
| | | | | | |
Ticker: | | NVDA | | Security ID: | | 67066G104 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Tench Coxe | | For | | For | | Management |
1b | | Elect Director James C. Gaither | | For | | For | | Management |
1c | | Elect Director Jen-Hsun Huang | | For | | For | | Management |
1d | | Elect Director Mark L. Perry | | For | | For | | Management |
1e | | Elect Director A. Brooke Seawell | | For | | For | | Management |
1f | | Elect Director Mark A. Stevens | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
OCCIDENTAL PETROLEUM CORPORATION
| | | | | | |
Ticker: | | OXY | | Security ID: | | 674599105 |
Meeting Date: | | MAY 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Spencer Abraham | | For | | For | | Management |
1.2 | | Elect Director Howard I. Atkins | | For | | For | | Management |
1.3 | | Elect Director Stephen I. Chazen | | For | | For | | Management |
1.4 | | Elect Director Edward P. Djerejian | | For | | For | | Management |
1.5 | | Elect Director John E. Feick | | For | | For | | Management |
1.6 | | Elect Director Margaret M. Foran | | For | | For | | Management |
1.7 | | Elect Director Carlos M. Gutierrez | | For | | For | | Management |
1.8 | | Elect Director Ray R. Irani | | For | | Against | | Management |
1.9 | | Elect Director Avedick B. Poladian | | For | | For | | Management |
1.10 | | Elect Director Aziz D. Syriani | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
Page 88
ON SEMICONDUCTOR CORPORATION
| | | | | | |
Ticker: | | ONNN | | Security ID: | | 682189105 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director J. Daniel McCranie | | For | | For | | Management |
1.2 | | Elect Director Emmanuel T. Hernandez | | For | | For | | Management |
1.3 | | Elect Director Teresa M. Ressel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
OWENS-ILLINOIS, INC.
| | | | | | |
Ticker: | | OI | | Security ID: | | 690768403 |
Meeting Date: | | MAY 17, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jay L. Geldmacher | | For | | For | | Management |
1.2 | | Elect Director Albert P. L. Stroucken | | For | | For | | Management |
1.3 | | Elect Director Dennis K. Williams | | For | | For | | Management |
1.4 | | Elect Director Thomas L. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PATTERSON COMPANIES, INC.
| | | | | | |
Ticker: | | PDCO | | Security ID: | | 703395103 |
Meeting Date: | | SEP 10, 2012 | | Meeting Type: | | Annual |
Record Date: | | JUL 13, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Scott P. Anderson | | For | | For | | Management |
1.2 | | Elect Director Ellen A. Rudnick | | For | | For | | Management |
1.3 | | Elect Director Harold C. Slavkin | | For | | For | | Management |
1.4 | | Elect Director James W. Wiltz | | For | | For | | Management |
1.5 | | Elect Director Jody H. Feragen | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Ratify Auditors | | For | | For | | Management |
7 | | Restore or Provide for Cumulative Voting | | Against | | For | | Shareholder |
Page 89
PAYCHEX, INC.
| | | | | | |
Ticker: | | PAYX | | Security ID: | | 704326107 |
Meeting Date: | | OCT 23, 2012 | | Meeting Type: | | Annual |
Record Date: | | AUG 24, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director B. Thomas Golisano | | For | | For | | Management |
1b | | Elect Director Joseph G. Doody | | For | | For | | Management |
1c | | Elect Director David J. S. Flaschen | | For | | For | | Management |
1d | | Elect Director Phillip Horsley | | For | | For | | Management |
1e | | Elect Director Grant M. Inman | | For | | For | | Management |
1f | | Elect Director Pamela A. Joseph | | For | | For | | Management |
1g | | Elect Director Martin Mucci | | For | | For | | Management |
1h | | Elect Director Joseph M. Tucci | | For | | For | | Management |
1i | | Elect Director Joseph M. Velli | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
PENN NATIONAL GAMING, INC.
| | | | | | |
Ticker: | | PENN | | Security ID: | | 707569109 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wesley R. Edens | | For | | Withhold | | Management |
1.2 | | Elect Director Ronald J. Naples | | For | | For | | Management |
1.3 | | Elect Director Barbara Shattuck Kohn | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PFIZER INC.
| | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: | | APR 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director M. Anthony Burns | | For | | For | | Management |
1.3 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.4 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
1.5 | | Elect Director William H. Gray, III | | For | | For | | Management |
1.6 | | Elect Director Helen H. Hobbs | | For | | For | | Management |
1.7 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.8 | | Elect Director James M. Kilts | | For | | For | | Management |
1.9 | | Elect Director George A. Lorch | | For | | For | | Management |
1.10 | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1.11 | | Elect Director Ian C. Read | | For | | For | | Management |
1.12 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.13 | | Elect Director Marc Tessier-Lavigne | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
5 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
Page 90
PG&E CORPORATION
| | | | | | |
Ticker: | | PCG | | Security ID: | | 69331C108 |
Meeting Date: | | MAY 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David R. Andrews | | For | | For | | Management |
1.2 | | Elect Director Lewis Chew | | For | | For | | Management |
1.3 | | Elect Director C. Lee Cox | | For | | For | | Management |
1.4 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.5 | | Elect Director Fred J. Fowler | | For | | For | | Management |
1.6 | | Elect Director Maryellen C. Herringer | | For | | For | | Management |
1.7 | | Elect Director Roger H. Kimmel | | For | | For | | Management |
1.8 | | Elect Director Richard A. Meserve | | For | | For | | Management |
1.9 | | Elect Director Forrest E. Miller | | For | | For | | Management |
1.10 | | Elect Director Rosendo G. Parra | | For | | For | | Management |
1.11 | | Elect Director Barbara L. Rambo | | For | | For | | Management |
1.12 | | Elect Director Barry Lawson Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
PHILIP MORRIS INTERNATIONAL INC.
| | | | | | |
Ticker: | | PM | | Security ID: | | 718172109 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Harold Brown | | For | | For | | Management |
1.2 | | Elect Director Mathis Cabiallavetta | | For | | For | | Management |
1.3 | | Elect Director Andre Calantzopoulos | | For | | For | | Management |
1.4 | | Elect Director Louis C. Camilleri | | For | | For | | Management |
1.5 | | Elect Director J. Dudley Fishburn | | For | | For | | Management |
1.6 | | Elect Director Jennifer Li | | For | | For | | Management |
1.7 | | Elect Director Graham Mackay | | For | | For | | Management |
1.8 | | Elect Director Sergio Marchionne | | For | | For | | Management |
1.9 | | Elect Director Kalpana Morparia | | For | | For | | Management |
1.10 | | Elect DirectorLucio A. Noto | | For | | For | | Management |
1.11 | | Elect Director Robert B. Polet | | For | | For | | Management |
1.12 | | Elect Director Carlos Slim Helu | | For | | For | | Management |
1.13 | | Elect Director Stephen M. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 91
PHILLIPS 66
| | | | | | |
Ticker: | | PSX | | Security ID: | | 718546104 |
Meeting Date: | | MAY 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Greg C. Garland | | For | | For | | Management |
1b | | Elect Director John E. Lowe | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
PLAINS EXPLORATION & PRODUCTION COMPANY
| | | | | | |
Ticker: | | PXP | | Security ID: | | 726505100 |
Meeting Date: | | MAY 20, 2013 | | Meeting Type: | | Special |
Record Date: | | MAR 21, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | Against | | Management |
2 | | Advisory Vote on Golden Parachutes | | For | | Against | | Management |
3 | | Adjourn Meeting | | For | | Against | | Management |
POPULAR, INC.
| | | | | | |
Ticker: | | BPOP | | Security ID: | | 733174700 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Joaquin E. Bacardi, III | | For | | For | | Management |
1b | | Elect Director David E. Goel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
PPL CORPORATION
| | | | | | |
Ticker: | | PPL | | Security ID: | | 69351T106 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Frederick M. Bernthal | | For | | For | | Management |
1.2 | | Elect Director John W. Conway | | For | | For | | Management |
1.3 | | Elect Director Philip G. Cox | | For | | For | | Management |
1.4 | | Elect Director Steven G. Elliott | | For | | For | | Management |
1.5 | | Elect Director Louise K. Goeser | | For | | For | | Management |
1.6 | | Elect Director Stuart E. Graham | | For | | For | | Management |
1.7 | | Elect Director Stuart Heydt | | For | | For | | Management |
1.8 | | Elect Director Raja Rajamannar | | For | | For | | Management |
1.9 | | Elect Director Craig A. Rogerson | | For | | For | | Management |
1.10 | | Elect Director William H. Spence | | For | | For | | Management |
1.11 | | Elect Director Natica von Althann | | For | | For | | Management |
1.12 | | Elect Director Keith H. Williamson | | For | | For | | Management |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
Page 92
PRICELINE.COM INCORPORATED
| | | | | | |
Ticker: | | PCLN | | Security ID: | | 741503403 |
Meeting Date: | | JUN 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Tim Armstrong | | For | | For | | Management |
1.2 | | Elect Director Howard W. Barker, Jr. | | For | | For | | Management |
1.3 | | Elect Director Jeffery H. Boyd | | For | | For | | Management |
1.4 | | Elect Director Jan L. Docter | | For | | For | | Management |
1.5 | | Elect Director Jeffrey E. Epstein | | For | | For | | Management |
1.6 | | Elect Director James M. Guyette | | For | | For | | Management |
1.7 | | Elect Director Nancy B. Peretsman | | For | | For | | Management |
1.8 | | Elect Director Thomas E. Rothman | | For | | For | | Management |
1.9 | | Elect Director Craig W. Rydin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
| | | | | | |
Ticker: | | PEG | | Security ID: | | 744573106 |
Meeting Date: | | APR 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Albert R. Gamper, Jr. | | For | | For | | Management |
1.2 | | Elect Director William V. Hickey | | For | | For | | Management |
1.3 | | Elect Director Ralph Izzo | | For | | For | | Management |
1.4 | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1.5 | | Elect Director David Lilley | | For | | For | | Management |
1.6 | | Elect Director Thomas A. Renyi | | For | | For | | Management |
1.7 | | Elect Director Hak Cheol Shin | | For | | For | | Management |
1.8 | | Elect Director Richard J. Swift | | For | | For | | Management |
1.9 | | Elect Director Susan Tomasky | | For | | For | | Management |
1.10 | | Elect Director Alfred W. Zollar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
Page 93
QEP RESOURCES, INC.
| | | | | | |
Ticker: | | QEP | | Security ID: | | 74733V100 |
Meeting Date: | | MAY 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Julie A. Dill | | For | | For | | Management |
1.2 | | Elect Director L. Richard Flury | | For | | For | | Management |
1.3 | | Elect Director M.W. Scoggins | | For | | For | | Management |
1.4 | | Elect Director Robert E. McKee, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
QUEST DIAGNOSTICS INCORPORATED
| | | | | | |
Ticker: | | DGX | | Security ID: | | 74834L100 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John C. Baldwin | | For | | For | | Management |
1.2 | | Elect Director Gary M. Pfeiffer | | For | | For | | Management |
1.3 | | Elect Director Stephen H. Rusckowski | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Eliminate Class of Preferred Stock | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Reduce Supermajority Vote Requirement | | None | | For | | Shareholder |
7 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
REALOGY HOLDINGS CORP.
| | | | | | |
Ticker: | | RLGY | | Security ID: | | 75605Y106 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director V. Ann Hailey | | For | | For | | Management |
1.2 | | Elect Director M. Ali Rashid | | For | | Withhold | | Management |
1.3 | | Elect Director Brett White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
Page 94
REGIONS FINANCIAL CORPORATION
| | | | | | |
Ticker: | | RF | | Security ID: | | 7591EP100 |
Meeting Date: | | MAY 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director George W. Bryan | | For | | For | | Management |
1b | | Elect Director Carolyn H. Byrd | | For | | For | | Management |
1c | | Elect Director David J. Cooper, Sr. | | For | | For | | Management |
1d | | Elect Director Don DeFosset | | For | | For | | Management |
1e | | Elect Director Eric C. Fast | | For | | For | | Management |
1f | | Elect Director O.B. Grayson Hall, Jr. | | For | | For | | Management |
1g | | Elect Director John D. Johns | | For | | For | | Management |
1h | | Elect Director Charles D. McCrary | | For | | For | | Management |
1i | | Elect Director James R. Malone | | For | | For | | Management |
1j | | Elect Director Ruth Ann Marshall | | For | | For | | Management |
1k | | Elect Director Susan W. Matlock | | For | | For | | Management |
1l | | Elect Director John E. Maupin, Jr. | | For | | For | | Management |
1m | | Elect Director John R. Roberts | | For | | For | | Management |
1n | | Elect Director Lee J. Styslinger, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
SANDISK CORPORATION
| | | | | | |
Ticker: | | SNDK | | Security ID: | | 80004C101 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael E. Marks | | For | | For | | Management |
1.2 | | Elect Director Kevin DeNuccio | | For | | For | | Management |
1.3 | | Elect Director Irwin Federman | | For | | For | | Management |
1.4 | | Elect Director Steven J. Gomo | | For | | For | | Management |
1.5 | | Elect Director Eddy W. Hartenstein | | For | | For | | Management |
1.6 | | Elect Director Chenming Hu | | For | | For | | Management |
1.7 | | Elect Director Catherine P. Lego | | For | | For | | Management |
1.8 | | Elect Director Sanjay Mehrotra | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SBA COMMUNICATIONS CORPORATION
| | | | | | |
Ticker: | | SBAC | | Security ID: | | 78388J106 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kevin L. Beebe | | For | | For | | Management |
1.2 | | Elect Director Jack Langer | | For | | For | | Management |
1.3 | | Elect Director Jeffrey A. Stoops | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 95
SEACOR HOLDINGS INC.
| | | | | | |
Ticker: | | CKH | | Security ID: | | 811904101 |
Meeting Date: | | JUN 26, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAY 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charles Fabrikant | | For | | For | | Management |
1.2 | | Elect Director Pierre de Demandolx | | For | | For | | Management |
1.3 | | Elect Director Oivind Lorentzen | | For | | For | | Management |
1.4 | | Elect Director Andrew R. Morse | | For | | For | | Management |
1.5 | | Elect Director R. Christopher Regan | | For | | For | | Management |
1.6 | | Elect Director Steven J. Wisch | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
SEMPRA ENERGY
| | | | | | |
Ticker: | | SRE | | Security ID: | | 816851109 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan L. Boeckmann | | For | | For | | Management |
1.2 | | Elect Director James G. Brocksmith, Jr. | | For | | For | | Management |
1.3 | | Elect Director William D. Jones | | For | | For | | Management |
1.4 | | Elect Director William G. Ouchi | | For | | For | | Management |
1.5 | | Elect Director Debra L. Reed | | For | | For | | Management |
1.6 | | Elect Director William C. Rusnack | | For | | For | | Management |
1.7 | | Elect Director William P. Rutledge | | For | | For | | Management |
1.8 | | Elect Director Lynn Schenk | | For | | For | | Management |
1.9 | | Elect Director Jack T. Taylor | | For | | For | | Management |
1.10 | | Elect Director Luis M. Tellez | | For | | For | | Management |
1.11 | | Elect Director James C. Yardley | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
SL GREEN REALTY CORP.
| | | | | | |
Ticker: | | SLG | | Security ID: | | 78440X101 |
Meeting Date: | | JUN 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edwin Thomas Burton, III. | | For | | For | | Management |
1.2 | | Elect Director Craig M. Hatkoff | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
Page 96
SLM CORPORATION
| | | | | | |
Ticker: | | SLM | | Security ID: | | 78442P106 |
Meeting Date: | | MAY 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ann Torre Bates | | For | | For | | Management |
1b | | Elect Director W.M. Diefenderfer III | | For | | For | | Management |
1c | | Elect Director Diane Suitt Gilleland | | For | | For | | Management |
1d | | Elect Director Earl A. Goode | | For | | For | | Management |
1e | | Elect Director Ronald F. Hunt | | For | | For | | Management |
1f | | Elect Director Albert L. Lord | | For | | For | | Management |
1g | | Elect Director Barry A. Munitz | | For | | For | | Management |
1h | | Elect Director Howard H. Newman | | For | | For | | Management |
1i | | Elect Director Frank C. Puleo | | For | | For | | Management |
1j | | Elect Director Wolfgang Schoellkopf | | For | | For | | Management |
1k | | Elect Director Steven L. Shapiro | | For | | For | | Management |
1l | | Elect Director Anthony P. Terracciano | | For | | For | | Management |
1m | | Elect Director Barry L. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
Page 97
SPRINT NEXTEL CORPORATION
| | | | | | |
Ticker: | | S | | Security ID: | | 852061100 |
Meeting Date: | | JUN 25, 2013 | | Meeting Type: | | Special |
Record Date: | | APR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Merger Agreement | | For | | For | | Management |
2 | | Advisory Vote on Golden Parachutes | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
STERICYCLE, INC.
| | | | | | |
Ticker: | | SRCL | | Security ID: | | 858912108 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mark C. Miller | | For | | For | | Management |
1b | | Elect Director Jack W. Schuler | | For | | For | | Management |
1c | | Elect Director Charles A. Alutto | | For | | For | | Management |
1d | | Elect Director Thomas D. Brown | | For | | For | | Management |
1e | | Elect Director Rod F. Dammeyer | | For | | For | | Management |
1f | | Elect Director William K. Hall | | For | | For | | Management |
1g | | Elect Director Jonathan T. Lord | | For | | For | | Management |
1h | | Elect Director John Patience | | For | | For | | Management |
1i | | Elect Director Ronald G. Spaeth | | For | | For | | Management |
1j | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
SYMANTEC CORPORATION
| | | | | | |
Ticker: | | SYMC | | Security ID: | | 871503108 |
Meeting Date: | | OCT 23, 2012 | | Meeting Type: | | Annual |
Record Date: | | AUG 24, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen M. Bennett | | For | | For | | Management |
1b | | Elect Director Michael A. Brown | | For | | For | | Management |
1c | | Elect Director Frank E. Dangeard | | For | | For | | Management |
1d | | Elect Director Stephen E. Gillett | | For | | For | | Management |
1e | | Elect Director Geraldine B. Laybourne | | For | | For | | Management |
1f | | Elect Director David L. Mahoney | | For | | For | | Management |
1g | | Elect Director Robert S. Miller | | For | | For | | Management |
1h | | Elect Director Daniel H. Schulman | | For | | For | | Management |
1i | | Elect Director V. Paul Unruh | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
Page 98
TAHOE RESOURCES INC.
| | | | | | |
Ticker: | | THO | | Security ID: | | 873868103 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director A. Dan Rovig | | For | | For | | Management |
1.2 | | Elect Director C. Kevin McArthur | | For | | For | | Management |
1.3 | | Elect Director Lorne B. Anderson | | For | | For | | Management |
1.4 | | Elect Director Paul B. Sweeney | | For | | For | | Management |
1.5 | | Elect Director James S. Voorhees | | For | | For | | Management |
1.6 | | Elect Director John P. Bell | | For | | For | | Management |
1.7 | | Elect Director Kenneth F. Williamson | | For | | For | | Management |
1.8 | | Elect Director Tanya M. Jakusconek | | For | | For | | Management |
2 | | Ratify Deloitte LLP as Auditors | | For | | For | | Management |
3 | | Amend Share Option and Incentive Share Plan | | For | | Against | | Management |
TARGET CORPORATION
| | | | | | |
Ticker: | | TGT | | Security ID: | | 87612E106 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Roxanne S. Austin | | For | | For | | Management |
1b | | Elect Director Douglas M. Baker, Jr. | | For | | For | | Management |
1c | | Elect Director Henrique De Castro | | For | | For | | Management |
1d | | Elect Director Calvin Darden | | For | | For | | Management |
1e | | Elect Director Mary N. Dillon | | For | | For | | Management |
1f | | Elect Director James A. Johnson | | For | | For | | Management |
1g | | Elect Director Mary E. Minnick | | For | | For | | Management |
1h | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1i | | Elect Director Derica W. Rice | | For | | For | | Management |
1j | | Elect Director Gregg W. Steinhafel | | For | | For | | Management |
1k | | Elect Director John G. Stumpf | | For | | For | | Management |
1l | | Elect Director Solomon D. Trujillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
5 | | Report on Electronics Recycling and Preventing E-Waste Export | | Against | | Against | | Shareholder |
TAUBMAN CENTERS, INC.
| | | | | | |
Ticker: | | TCO | | Security ID: | | 876664103 |
Meeting Date: | | MAY 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jerome A. Chazen | | For | | For | | Management |
1.2 | | Elect Director Craig M. Hatkoff | | For | | For | | Management |
1.3 | | Elect Director Ronald W. Tysoe | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 99
TE CONNECTIVITY LTD.
| | | | | | |
Ticker: | | TEL | | Security ID: | | H84989104 |
Meeting Date: | | JUL 25, 2012 | | Meeting Type: | | Special |
Record Date: | | JUL 05, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Reallocation of Legal Reserves to Free Reserves | | For | | For | | Management |
2 | | Adjourn Meeting | | For | | For | | Management |
TEEKAY CORPORATION
| | | | | | |
Ticker: | | TK | | Security ID: | | Y8564W103 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Peter S. Janson as Director | | For | | For | | Management |
1.2 | | Elect Eileen A. Mercier as Director | | For | | For | | Management |
1.3 | | Elect Tore I. Sandvold as Director | | For | | For | | Management |
2 | | Transact Other Business | | For | | Against | | Management |
TELEPHONE AND DATA SYSTEMS, INC.
| | | | | | |
Ticker: | | TDS | | Security ID: | | 879433829 |
Meeting Date: | | MAY 24, 2013 | | Meeting Type: | | Proxy Contest |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| | Management Proxy (White Card) | | None | | | | |
1.1 | | Elect Director Clarence A. Davis | | For | | For | | Management |
1.2 | | Elect Director George W. Off | | For | | For | | Management |
1.3 | | Elect Director Mitchell Saranow | | For | | For | | Management |
1.4 | | Elect Director Gary L. Sugarman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
| | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | Dissident Proxy (Blue Card) | | None | | | | |
1.1 | | Elect Director Ryan J. Morris | | For | | Did Not Vote | | Shareholder |
2 | | Ratify Auditors | | For | | Did Not Vote | | Management |
3 | | Amend Non-Employee Director Restricted Stock Plan | | Against | | Did Not Vote | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | Did Not Vote | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | For | | Did Not Vote | | Shareholder |
Page 100
THE ADT CORPORATION
| | | | | | |
Ticker: | | ADT | | Security ID: | | 00101J106 |
Meeting Date: | | MAR 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas Colligan | | For | | For | | Management |
1.2 | | Elect Director Timothy Donahue | | For | | For | | Management |
1.3 | | Elect Director Robert Dutkowsky | | For | | For | | Management |
1.4 | | Elect Director Bruce Gordon | | For | | For | | Management |
1.5 | | Elect Director Naren Gursahaney | | For | | For | | Management |
1.6 | | Elect Director Bridgette Heller | | For | | For | | Management |
1.7 | | Elect Director Kathleen Hyle | | For | | For | | Management |
1.8 | | Elect Director Keith Meister | | For | | For | | Management |
1.9 | | Elect Director Dinesh Paliwal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
THE AES CORPORATION
| | | | | | |
Ticker: | | AES | | Security ID: | | 00130H105 |
Meeting Date: | | APR 18, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andres R. Gluski | | For | | For | | Management |
1.2 | | Elect Director Zhang Guo Bao | | For | | Against | | Management |
1.3 | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1.4 | | Elect Director Tarun Khanna | | For | | For | | Management |
1.5 | | Elect Director John A. Koskinen | | For | | For | | Management |
1.6 | | Elect Director Philip Lader | | For | | For | | Management |
1.7 | | Elect Director Sandra O. Moose | | For | | For | | Management |
1.8 | | Elect Director John B. Morse, Jr. | | For | | For | | Management |
1.9 | | Elect Director Moises Naim | | For | | For | | Management |
1.10 | | Elect Director Charles O. Rossotti | | For | | For | | Management |
1.11 | | Elect Director Sven Sandstrom | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named | | For | | For | | Management |
| | Executive Officers’ Compensation | | | | | | |
THE BANK OF NEW YORK MELLON CORPORATION
| | | | | | |
Ticker: | | BK | | Security ID: | | 064058100 |
Meeting Date: | | APR 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ruth E. Bruch | | For | | For | | Management |
1.2 | | Elect Director Nicholas M. Donofrio | | For | | For | | Management |
1.3 | | Elect Director Gerald L. Hassell | | For | | For | | Management |
1.4 | | Elect Director Edmund F. ‘Ted’ Kelly | | For | | For | | Management |
1.5 | | Elect Director Richard J. Kogan | | For | | For | | Management |
1.6 | | Elect Director Michael J. Kowalski | | For | | For | | Management |
1.7 | | Elect Director John A. Luke, Jr. | | For | | For | | Management |
1.8 | | Elect Director Mark A. Nordenberg | | For | | For | | Management |
Page 101
| | | | | | | | |
1.9 | | Elect Director Catherine A. Rein | | For | | For | | Management |
1.10 | | Elect Director William C. Richardson | | For | | For | | Management |
1.11 | | Elect Director Samuel C. Scott, III | | For | | For | | Management |
1.12 | | Elect Director Wesley W. von Schack | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
THE CHUBB CORPORATION
| | | | | | |
Ticker: | | CB | | Security ID: | | 171232101 |
Meeting Date: | | APR 30, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Election Of Director Zoe Baird Budinger | | For | | For | | Management |
1b | | Election Of Director Sheila P. Burke | | For | | For | | Management |
1c | | Election Of Director James I. Cash, Jr. | | For | | For | | Management |
1d | | Election Of Director John D. Finnegan | | For | | For | | Management |
1e | | Election Of Director Lawrence W. Kellner | | For | | For | | Management |
1f | | Election Of Director Martin G. Mcguinn | | For | | For | | Management |
1g | | Election Of Director Lawrence M. Small | | For | | For | | Management |
1h | | Election Of Director Jess Soderberg | | For | | For | | Management |
1i | | Election Of Director Daniel E. Somers | | For | | For | | Management |
1j | | Election Of Director William C. Weldon | | For | | For | | Management |
1k | | Election Of Director James M. Zimmerman | | For | | For | | Management |
1l | | Election Of Director Alfred W. Zollar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Consistency with Corporate Values and Report on Political Contributions | | Against | | Against | | Shareholder |
5 | | Report on Sustainability | | Against | | For | | Shareholder |
THE DOW CHEMICAL COMPANY
| | | | | | |
Ticker: | | DOW | | Security ID: | | 260543103 |
Meeting Date: | | MAY 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Arnold A. Allemang | | For | | For | | Management |
1b | | Elect Director Ajay Banga | | For | | For | | Management |
1c | | Elect Director Jacqueline K. Barton | | For | | For | | Management |
1d | | Elect Director James A. Bell | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Andrew N. Liveris | | For | | For | | Management |
1g | | Elect Director Paul Polman | | For | | For | | Management |
1h | | Elect Director Dennis H. Reilley | | For | | For | | Management |
1i | | Elect Director James M. Ringler | | For | | For | | Management |
1j | | Elect Director Ruth G. Shaw | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention | | Against | | For | | Shareholder |
Page 102
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
Ticker: | | GS | | Security ID: | | 38141G104 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Lloyd C. Blankfein | | For | | For | | Management |
2 | | Elect Director M. Michele Burns | | For | | For | | Management |
3 | | Elect Director Gary D. Cohn | | For | | For | | Management |
4 | | Elect Director Claes Dahlback | | For | | For | | Management |
5 | | Elect Director William W. George | | For | | For | | Management |
6 | | Elect Director James A. Johnson | | For | | For | | Management |
7 | | Elect Director Lakshmi N. Mittal | | For | | For | | Management |
8 | | Elect Director Adebayo O. Ogunlesi | | For | | For | | Management |
9 | | Elect Director James J. Schiro | | For | | For | | Management |
10 | | Elect Director Debora L. Spar | | For | | For | | Management |
11 | | Elect Director Mark E. Tucker | | For | | For | | Management |
12 | | Elect Director David A. Viniar | | For | | For | | Management |
13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
14 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
15 | | Ratify Auditors | | For | | For | | Management |
16 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
17 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
18 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
19 | | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | | Against | | Against | | Shareholder |
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
| | | | | | |
Ticker: | | HIG | | Security ID: | | 416515104 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert B. Allardice, III | | For | | For | | Management |
1b | | Elect Director Trevor Fetter | | For | | For | | Management |
1c | | Elect Director Paul G. Kirk, Jr. | | For | | For | | Management |
1d | | Elect Director Liam E. McGee | | For | | For | | Management |
1e | | Elect Director Kathryn A. Mikells | | For | | For | | Management |
1f | | Elect Director Michael G. Morris | | For | | For | | Management |
1g | | Elect Director Thomas A. Renyi | | For | | For | | Management |
1h | | Elect Director Charles B. Strauss | | For | | For | | Management |
1i | | Elect Director H. Patrick Swygert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 103
THE PNC FINANCIAL SERVICES GROUP, INC.
| | | | | | |
Ticker: | | PNC | | Security ID: | | 693475105 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 31, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard O. Berndt | | For | | For | | Management |
1.2 | | Elect Director Charles E. Bunch | | For | | For | | Management |
1.3 | | Elect Director Paul W. Chellgren | | For | | For | | Management |
1.4 | | Elect Director William S. Demchak | | For | | For | | Management |
1.5 | | Elect Director Kay Coles James | | For | | For | | Management |
1.6 | | Elect Director Richard B. Kelson | | For | | For | | Management |
1.7 | | Elect Director Bruce C. Lindsay | | For | | For | | Management |
1.8 | | Elect Director Anthony A. Massaro | | For | | For | | Management |
1.9 | | Elect Director Jane G. Pepper | | For | | For | | Management |
1.10 | | Elect Director James E. Rohr | | For | | For | | Management |
1.11 | | Elect Director Donald J. Shepard | | For | | For | | Management |
1.12 | | Elect Director Lorene K. Steffes | | For | | For | | Management |
1.13 | | Elect Director Dennis F. Strigl | | For | | For | | Management |
1.14 | | Elect Director Thomas J. Usher | | For | | For | | Management |
1.15 | | Elect Director George H. Walls, Jr. | | For | | For | | Management |
1.16 | | Elect Director Helge H. Wehmeier | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Climate Change Financing Risk | | Against | | For | | Shareholder |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Ticker: | | PG | | Security ID: | | 742718109 |
Meeting Date: | | OCT 09, 2012 | | Meeting Type: | | Annual |
Record Date: | | AUG 10, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Angela F. Braly | | For | | For | | Management |
1.2 | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1.3 | | Elect Director Scott D. Cook | | For | | For | | Management |
1.4 | | Elect Director Susan Desmond-Hellmann | | For | | For | | Management |
1.5 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.6 | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1.7 | | Elect Director Johnathan A. Rodgers | | For | | For | | Management |
1.8 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.9 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
1.10 | | Elect Director Patricia A. Woertz | | For | | For | | Management |
1.11 | | Elect Director Ernesto Zedillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | | Against | | Against | | Shareholder |
5 | | Report on Adopting Extended Producer Responsibility Policy | | Against | | Against | | Shareholder |
6 | | Reduce Supermajority Vote Requirement | | Against | | For | | Shareholder |
Page 104
THE SOUTHERN COMPANY
| | | | | | |
Ticker: | | SO | | Security ID: | | 842587107 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Juanita Powell Baranco | | For | | For | | Management |
1b | | Elect Director Jon A. Boscia | | For | | For | | Management |
1c | | Elect Director Henry A. ‘Hal’ Clark, III | | For | | For | | Management |
1d | | Electi Director Thomas A. Fanning | | For | | For | | Management |
1e | | Elect Director David J. Grain | | For | | For | | Management |
1f | | Elect Director H. William Habermeyer, Jr. | | For | | For | | Management |
1g | | Elect Director Veronica M. Hagen | | For | | For | | Management |
1h | | Elect Director Warren A. Hood, Jr. | | For | | For | | Management |
1i | | Elect Director Donald M. James | | For | | For | | Management |
1j | | Elect Director Dale E. Klein | | For | | For | | Management |
1k | | Elect Director William G. Smith, Jr. | | For | | For | | Management |
1l | | Elect Director Steven R. Specker | | For | | For | | Management |
1m | | Elect Director E. Jenner Wood, III | | For | | Against | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Alter Mandatory Retirement Policy for Directors | | For | | For | | Management |
5 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
6 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
THE WALT DISNEY COMPANY
| | | | | | |
Ticker: | | DIS | | Security ID: | | 254687106 |
Meeting Date: | | MAR 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.a | | Elect Director Susan E. Arnold | | For | | For | | Management |
1.b | | Elect Director John S. Chen | | For | | For | | Management |
1.c | | Elect Director Judith L. Estrin | | For | | For | | Management |
1.d | | Elect Director Robert A. Iger | | For | | For | | Management |
1.e | | Elect Director Fred H. Langhammer | | For | | For | | Management |
1.f | | Elect Director Aylwin B. Lewis | | For | | For | | Management |
1.g | | Elect Director Monica C. Lozano | | For | | For | | Management |
1.h | | Elect Director Robert W. Matschullat | | For | | For | | Management |
1.i | | Elect Director Sheryl K. Sandberg | | For | | For | | Management |
1.j | | Elect Director Orin C. Smith | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Adopt Proxy Access Right | | Against | | For | | Shareholder |
6 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
Page 105
THE WENDY’S COMPANY
| | | | | | |
Ticker: | | WEN | | Security ID: | | 95058W100 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Nelson Peltz | | For | | For | | Management |
1.2 | | Elect Director Peter W. May | | For | | For | | Management |
1.3 | | Elect Director Emil J. Brolick | | For | | For | | Management |
1.4 | | Elect Director Clive Chajet | | For | | For | | Management |
1.5 | | Elect Director Edward P. Garden | | For | | Withhold | | Management |
1.6 | | Elect Director Janet Hill | | For | | For | | Management |
1.7 | | Elect Director Joseph A. Levato | | For | | For | | Management |
1.8 | | Elect Director J. Randolph Lewis | | For | | For | | Management |
1.9 | | Elect Director Peter H. Rothschild | | For | | For | | Management |
1.10 | | Elect Director David E. Schwab, II | | For | | For | | Management |
1.11 | | Elect Director Roland C. Smith | | For | | For | | Management |
1.12 | | Elect Director Raymond S. Troubh | | For | | For | | Management |
1.13 | | Elect Director Jack G. Wasserman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
THERMO FISHER SCIENTIFIC INC.
| | | | | | |
Ticker: | | TMO | | Security ID: | | 883556102 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director C. Martin Harris | | For | | For | | Management |
1b | | Elect Director Judy C. Lewent | | For | | For | | Management |
1c | | Elect Director Jim P. Manzi | | For | | For | | Management |
1d | | Elect Director Lars R. Sorensen | | For | | For | | Management |
1e | | Elect Director Elaine S. Ullian | | For | | For | | Management |
1f | | Elect Director Marc N. Casper | | For | | For | | Management |
1g | | Elect Director Nelson J. Chai | | For | | For | | Management |
1h | | Elect Director Tyler Jacks | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
TIME WARNER INC.
| | | | | | |
Ticker: | | TWX | | Security ID: | | 887317303 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James L. Barksdale | | For | | For | | Management |
1.2 | | Elect Director William P. Barr | | For | | For | | Management |
1.3 | | Elect Director Jeffrey L. Bewkes | | For | | For | | Management |
1.4 | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1.5 | | Elect Director Robert C. Clark | | For | | For | | Management |
1.6 | | Elect Director Mathias Dopfner | | For | | For | | Management |
1.7 | | Elect Director Jessica P. Einhorn | | For | | For | | Management |
1.8 | | Elect Director Fred Hassan | | For | | For | | Management |
1.9 | | Elect Director Kenneth J. Novack | | For | | For | | Management |
1.10 | | Elect Director Paul D. Wachter | | For | | For | | Management |
Page 106
| | | | | | | | |
1.11 | | Elect Director Deborah C. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
TOWERS WATSON & CO.
| | | | | | |
Ticker: | | TW | | Security ID: | | 891894107 |
Meeting Date: | | NOV 16, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 18, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Victor F. Ganzi | | For | | For | | Management |
1b | | Elect Director John J. Haley | | For | | For | | Management |
1c | | Elect Director Leslie S. Heisz | | For | | For | | Management |
1d | | Elect Director Brendan R. O’Neill | | For | | For | | Management |
1e | | Elect Director Linda D. Rabbitt | | For | | For | | Management |
1f | | Elect Director Gilbert T. Ray | | For | | For | | Management |
1g | | Elect Director Paul Thomas | | For | | For | | Management |
1h | | Elect Director Wilhelm Zeller | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
TRIPADVISOR, INC.
| | | | | | |
Ticker: | | TRIP | | Security ID: | | 896945201 |
Meeting Date: | | JUN 28, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAY 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gregory B. Maffei | | For | | Withhold | | Management |
1.2 | | Elect Director Stephen Kaufer | | For | | Withhold | | Management |
1.3 | | Elect Director Jonathan F. Miller | | For | | For | | Management |
1.4 | | Elect Director Jeremy Philips | | For | | For | | Management |
1.5 | | Elect Director Christopher W. Shean | | For | | Withhold | | Management |
1.6 | | Elect Director Sukhinder Singh Cassidy | | For | | For | | Management |
1.7 | | Elect Director Robert S. Wiesenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
TW TELECOM INC.
| | | | | | |
Ticker: | | TWTC | | Security ID: | | 87311L104 |
Meeting Date: | | JUN 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gregory J. Attorri | | For | | For | | Management |
1.2 | | Elect Director Spencer B. Hays | | For | | For | | Management |
1.3 | | Elect Director Larissa L. Herda | | For | | For | | Management |
1.4 | | Elect Director Kevin W. Mooney | | For | | For | | Management |
1.5 | | Elect Director Kirby G. Pickle | | For | | For | | Management |
Page 107
| | | | | | | | |
1.6 | | Elect Director Roscoe C. Young, II | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
TYCO INTERNATIONAL LTD.
| | | | | | |
Ticker: | | TYC | | Security ID: | | H89128104 |
Meeting Date: | | SEP 14, 2012 | | Meeting Type: | | Special |
Record Date: | | JUL 23, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Special Dividends | | For | | For | | Management |
2 | | Approve Special Dividends | | For | | For | | Management |
3.1 | | Elect George R. Oliver as Director | | For | | For | | Management |
3.2 | | Elect Frank M. Drendel as Director | | For | | For | | Management |
4 | | Approve Dividends | | For | | For | | Management |
5 | | Approve Omnibus Stock Plan | | For | | For | | Management |
TYCO INTERNATIONAL LTD.
| | | | | | |
Ticker: | | TYC | | Security ID: | | H89128104 |
Meeting Date: | | MAR 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | JAN 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
3.1 | | Elect Director Edward D. Breen | | For | | For | | Management |
3.2 | | Elect Director Michael E. Daniels | | For | | For | | Management |
3.3 | | Elect Director Frank M. Drendel | | For | | For | | Management |
3.4 | | Elect Director Brian Duperreault | | For | | For | | Management |
3.5 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
3.6 | | Elect Director John A. Krol | | For | | For | | Management |
3.7 | | Elect Director George R. Oliver | | For | | For | | Management |
3.8 | | Elect Director Brendan R. O’Neill | | For | | For | | Management |
3.9 | | Elect Director Sandra S. Wijnberg | | For | | For | | Management |
3.10 | | Elect Director R. David Yost | | For | | For | | Management |
4a | | Ratify Deloitte AG as Auditors | | For | | For | | Management |
4b | | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | | For | | For | | Management |
4c | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For | | Management |
5a | | Approve Allocation of Income | | For | | For | | Management |
5b | | Approve Ordinary Cash Dividend | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
7 | | Renew Authorized Capital | | For | | For | | Management |
8 | | Approve Reduction in Share Capital | | For | | For | | Management |
Page 108
ULTRA PETROLEUM CORP.
| | | | | | |
Ticker: | | UPL | | Security ID: | | 903914109 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual/Special |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael D. Watford | | For | | For | | Management |
1.2 | | Elect Director W. Charles Helton | | For | | For | | Management |
1.3 | | Elect Director Stephen J. McDaniel | | For | | For | | Management |
1.4 | | Elect Director Roger A. Brown | | For | | For | | Management |
1.5 | | Elect Director Michael J. Keeffe | | For | | For | | Management |
2 | | Ratify Ernst & Young, LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
UNITED CONTINENTAL HOLDINGS, INC.
| | | | | | |
Ticker: | | UAL | | Security ID: | | 910047109 |
Meeting Date: | | JUN 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Carolyn Corvi | | For | | For | | Management |
1.2 | | Elect Director Jane C. Garvey | | For | | For | | Management |
1.3 | | Elect Director Walter Isaacson | | For | | For | | Management |
1.4 | | Elect Director Henry L. Meyer III | | For | | For | | Management |
1.5 | | Elect Director Oscar Munoz | | For | | For | | Management |
1.6 | | Elect Director Laurence E. Simmons | | For | | For | | Management |
1.7 | | Elect Director Jeffery A. Smisek | | For | | For | | Management |
1.8 | | Elect Director David J. Vitale | | For | | For | | Management |
1.9 | | Elect Director John H. Walker | | For | | For | | Management |
1.10 | | Elect Director Charles A. Yamarone | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
6 | | Provide Right to Call Special Meeting | | For | | For | | Management |
UNITED STATES CELLULAR CORPORATION
| | | | | | |
Ticker: | | USM | | Security ID: | | 911684108 |
Meeting Date: | | MAY 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Paul-Henri Denuit | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 109
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 03, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Director Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
VALERO ENERGY CORPORATION
| | | | | | |
Ticker: | | VLO | | Security ID: | | 91913Y100 |
Meeting Date: | | MAY 02, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jerry D. Choate | | For | | For | | Management |
1b | | Elect Director Ruben M. Escobedo | | For | | For | | Management |
1c | | Elect Director William R. Klesse | | For | | For | | Management |
1d | | Elect Director Deborah P. Majoras | | For | | For | | Management |
1e | | Elect Director Bob Marbut | | For | | For | | Management |
1f | | Elect Director Donald L. Nickles | | For | | For | | Management |
1g | | Elect Director Philip J. Pfeiffer | | For | | For | | Management |
1h | | Elect Director Robert A. Profusek | | For | | For | | Management |
1i | | Elect Director Susan Kaufman Purcell | | For | | For | | Management |
1j | | Elect Director Stephen M. Waters | | For | | For | | Management |
1k | | Elect Director Randall J. Weisenburger | | For | | For | | Management |
1l | | Elect Director Rayford Wilkins, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions and Lobbying Expenditures | | Against | | For | | Shareholder |
VCA ANTECH, INC.
| | | | | | |
Ticker: | | WOOF | | Security ID: | | 918194101 |
Meeting Date: | | MAY 20, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Robert L. Antin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
Page 110
VERISIGN, INC.
| | | | | | |
Ticker: | | VRSN | | Security ID: | | 92343E102 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. James Bidzos | | For | | For | | Management |
1.2 | | Elect Director William L. Chenevich | | For | | For | | Management |
1.3 | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1.4 | | Elect Director Roger H. Moore | | For | | For | | Management |
1.5 | | Elect Director John D. Roach | | For | | For | | Management |
1.6 | | Elect Director Louis A. Simpson | | For | | For | | Management |
1.7 | | Elect Director Timothy Tomlinson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
VERISK ANALYTICS, INC.
| | | | | | |
Ticker: | | VRSK | | Security ID: | | 92345Y106 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John F. Lehman, Jr. | | For | | For | | Management |
1.2 | | Elect Director Andrew G. Mills | | For | | For | | Management |
1.3 | | Elect Director Constantine P. Iordanou | | For | | For | | Management |
1.4 | | Elect Director Scott G. Stephenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
VISTEON CORPORATION
| | | | | | |
Ticker: | | VC | | Security ID: | | 92839U206 |
Meeting Date: | | JUN 13, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Duncan H. Cocroft | | For | | For | | Management |
1b | | Elect Director Jeffrey D. Jones | | For | | For | | Management |
1c | | Elect Director Timothy D. Leuliette | | For | | For | | Management |
1d | | Elect Director Robert Manzo | | For | | For | | Management |
1e | | Elect Director Francis M. Scricco | | For | | For | | Management |
1f | | Elect Director David L. Treadwell | | For | | For | | Management |
1g | | Elect Director Harry J. Wilson | | For | | For | | Management |
1h | | Elect Director Yuen Kam Ho, George | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Amend Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
Page 111
VULCAN MATERIALS COMPANY
| | | | | | |
Ticker: | | VMC | | Security ID: | | 929160109 |
Meeting Date: | | MAY 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Douglas J. McGregor | | For | | For | | Management |
1.2 | | Elect Director Lee J. Styslinger, III | | For | | For | | Management |
1.3 | | Elect Director Vincent J. Trosino | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
5 | | Declassify the Board of Directors | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
W. R. BERKLEY CORPORATION
| | | | | | |
Ticker: | | WRB | | Security ID: | | 084423102 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director W. Robert Berkley, Jr. | | For | | Against | | Management |
1.2 | | Elect Director Ronald E. Blaylock | | For | | Against | | Management |
1.3 | | Elect Director Mark E. Brockbank | | For | | Against | | Management |
1.4 | | Elect Director George G. Daly | | For | | Against | | Management |
1.5 | | Elect Director Mary C. Farrell | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WAL-MART STORES, INC.
| | | | | | |
Ticker: | | WMT | | Security ID: | | 931142103 |
Meeting Date: | | JUN 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Aida M. Alvarez | | For | | For | | Management |
1b | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
1c | | Elect Director Roger C. Corbett | | For | | For | | Management |
1d | | Elect Director Douglas N. Daft | | For | | For | | Management |
1e | | Elect Director Michael T. Duke | | For | | Against | | Management |
1f | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1g | | Elect Director Marissa A. Mayer | | For | | For | | Management |
Page 112
| | | | | | | | |
1h | | Elect Director Gregory B. Penner | | For | | For | | Management |
1i | | Elect Director Steven S. Reinemund | | For | | For | | Management |
1j | | Elect Director H. Lee Scott, Jr. | | For | | For | | Management |
1k | | Elect Director Jim C. Walton | | For | | For | | Management |
1l | | Elect Director S. Robson Walton | | For | | Against | | Management |
1m | | Elect Director Christopher J. Williams | | For | | Against | | Management |
1n | | Elect Director Linda S. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Amend Bylaws—Call Special Meetings | | Against | | For | | Shareholder |
6 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
8 | | Disclosure of Recoupment Activity from Senior Officers | | Against | | For | | Shareholder |
WALGREEN CO.
| | | | | | |
Ticker: | | WAG | | Security ID: | | 931422109 |
Meeting Date: | | JAN 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | NOV 12, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Janice M. Babiak | | For | | For | | Management |
1b | | Elect Director David J. Brailer | | For | | For | | Management |
1c | | Elect Director Steven A. Davis | | For | | For | | Management |
1d | | Elect Director William C. Foote | | For | | For | | Management |
1e | | Elect Director Mark P. Frissora | | For | | For | | Management |
1f | | Elect Director Ginger L. Graham | | For | | For | | Management |
1g | | Elect Director Alan G. McNally | | For | | For | | Management |
1h | | Elect Director Dominic P. Murphy | | For | | For | | Management |
1i | | Elect Director Stefano Pessina | | For | | For | | Management |
1j | | Elect Director Nancy M. Schlichting | | For | | For | | Management |
1k | | Elect Director Alejandro Silva | | For | | For | | Management |
1l | | Elect Director James A. Skinner | | For | | For | | Management |
1m | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
| | | | | | |
Ticker: | | WCRX | | Security ID: | | G94368100 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John P. Connaughton | | For | | For | | Management |
1b | | Elect Director Tamar D. Howson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Page 113
WASTE MANAGEMENT, INC.
| | | | | | |
Ticker: | | WM | | Security ID: | | 94106L109 |
Meeting Date: | | MAY 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bradbury H. Anderson | | For | | For | | Management |
1b | | Elect Director Frank M. Clark, Jr. | | For | | For | | Management |
1c | | Elect Director Patrick W. Gross | | For | | For | | Management |
1d | | Elect Director Victoria M. Holt | | For | | For | | Management |
1e | | Elect Director John C. Pope | | For | | For | | Management |
1f | | Elect Director W. Robert Reum | | For | | For | | Management |
1g | | Elect Director David P. Steiner | | For | | For | | Management |
1h | | Elect Director Thomas H. Weidemeyer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Stock Retention | | Against | | For | | Shareholder |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Adopt Compensation Benchmarking Policy | | Against | | For | | Shareholder |
WEIGHT WATCHERS INTERNATIONAL, INC.
| | | | | | |
Ticker: | | WTW | | Security ID: | | 948626106 |
Meeting Date: | | MAY 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Steven M. Altschuler | | For | | For | | Management |
1.2 | | Elect Director Philippe J. Amouyal | | For | | Withhold | | Management |
1.3 | | Elect Director David P. Kirchhoff | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
WELLPOINT, INC.
| | | | | | |
Ticker: | | WLP | | Security ID: | | 94973V107 |
Meeting Date: | | MAY 15, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Sheila P. Burke | | For | | For | | Management |
1b | | Elect Director George A. Schaefer, Jr. | | For | | For | | Management |
1c | | Elect Director Joseph R. Swedish | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | Against | | Shareholder |
Page 114
WELLS FARGO & COMPANY
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Baker, II | | For | | For | | Management |
1b | | Elect Director Elaine L. Chao | | For | | For | | Management |
1c | | Elect Director John S. Chen | | For | | For | | Management |
1d | | Elect Director Lloyd H. Dean | | For | | For | | Management |
1e | | Elect Director Susan E. Engel | | For | | For | | Management |
1f | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1g | | Elect Director Donald M. James | | For | | For | | Management |
1h | | Elect Director Cynthia H. Milligan | | For | | For | | Management |
1i | | Elect Director Federico F. Pena | | For | | For | | Management |
1j | | Elect Director Howard V. Richardson | | For | | For | | Management |
1k | | Elect Director Judith M. Runstad | | For | | For | | Management |
1l | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1m | | Elect Director John G. Stumpf | | For | | For | | Management |
1n | | Elect Director Susan G. Swenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
7 | | Review Fair Housing and Fair Lending Compliance | | Against | | For | | Shareholder |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 08, 2012 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director John F. Coyne | | For | | For | | Management |
1c | | Elect Director Henry T. DeNero | | For | | For | | Management |
1d | | Elect Director William L. Kimsey | | For | | For | | Management |
1e | | Elect Director Michael D. Lambert | | For | | For | | Management |
1f | | Elect Director Len J. Lauer | | For | | For | | Management |
1g | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Kensuke Oka | | For | | For | | Management |
1j | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1k | | Elect Director Arif Shakeel | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
Page 115
WHITE MOUNTAINS INSURANCE GROUP, LTD.
| | | | | | |
Ticker: | | WTM | | Security ID: | | G9618E107 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Morgan W. Davis as Director | | For | | For | | Management |
1.2 | | Elect Edith E. Holiday as Director | | For | | For | | Management |
1.3 | | Elect Lowndes A. Smith as Director | | For | | For | | Management |
2.1 | | Elect Jeffrey Davis as Director for Sirius International Insurance Corporation | | For | | For | | Management |
2.2 | | Elect Lars Ek as Director for Sirius International Insurance Corporation | | For | | For | | Management |
2.3 | | Elect Brian E. Kensil as Director for Sirius International Insurance Corporation | | For | | For | | Management |
2.4 | | Elect Jan Onselius as Director for Sirius International Insurance Corporation | | For | | For | | Management |
2.5 | | Elect Goran A. Thorstensson as Director for Sirius International Insurance Corporation | | For | | For | | Management |
2.6 | | Elect Allan L. Waters as Director for Sirius International Insurance Corporation | | For | | For | | Management |
3.1 | | Elect Sheila E. Nicoll as Director for HG Re Ltd. | | For | | For | | Management |
3.2 | | Elect Kevin Pearson as Director for HG Re Ltd. | | For | | For | | Management |
3.3 | | Elect Warren J. Trace as Director for HG Re Ltd. | | For | | For | | Management |
3.4 | | Elect Allan L. Waters as Director for HG Re Ltd. | | For | | For | | Management |
4.1 | | Elect Jennifer L. Pitts as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | | For | | For | | Management |
4.2 | | Elect Christine H. Repasy as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | | For | | For | | Management |
4.3 | | Elect Warren J. Trace as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | | For | | For | | Management |
4.4 | | Elect Allan L. Waters as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | | For | | For | | Management |
5.1 | | Elect Christine H. Repasy as Director for White Shoals Re Ltd. | | For | | For | | Management |
5.2 | | Elect Warren J. Trace as Director for White Shoals Re Ltd. | | For | | For | | Management |
5.3 | | Elect Allan L. Waters as Director for White Shoals Re Ltd. | | For | | For | | Management |
6.1 | | Elect Christine H. Repasy as Director for Star Re Ltd. | | For | | For | | Management |
6.2 | | Elect Goran A. Thorstensson as Director for Star Re Ltd. | | For | | For | | Management |
6.3 | | Elect Warren J. Trace as Director for Star Re Ltd. | | For | | For | | Management |
6.4 | | Elect Allan L. Waters as Director for Star Re Ltd. | | For | | For | | Management |
7.1 | | Elect Michael Dashfield as Director of Sirius Capital Ltd. | | For | | For | | Management |
7.2 | | Elect Lars Ek as Director of Sirius Capital Ltd. | | For | | For | | Management |
7.3 | | Elect Goran A. Thorstensson as Director of Sirius Capital Ltd. | | For | | For | | Management |
Page 116
| | | | | | | | |
7.4 | | Elect Allan L. Waters as Director of Sirius Capital Ltd. | | For | | For | | Management |
8.1 | | Elect Paul J. Brehm as Director of Split Rock Insurance, Ltd. | | For | | For | | Management |
8.2 | | Elect Sarah A. Kolar as Director of Split Rock Insurance, Ltd. | | For | | For | | Management |
8.3 | | Elect Sheila E. Nicoll as Director of Split Rock Insurance, Ltd. | | For | | For | | Management |
8.4 | | Elect John C. Treacy as Director of Split Rock Insurance, Ltd. | | For | | For | | Management |
9.1 | | Elect Raymond Barrette as Director for Any New Designated Subsidiary | | For | | For | | Management |
9.2 | | Elect David T. Foy as Director for Any New Designated Subsidiary | | For | | For | | Management |
9.3 | | Elect Jennifer L. Pitts as Director for Any New Designated Subsidiary | | For | | For | | Management |
9.4 | | Elect Warren J. Trace as Director for Any New Designated Subsidiary | | For | | For | | Management |
10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
11 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
12 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
WORKDAY, INC.
| | | | | | |
Ticker: | | WDAY | | Security ID: | | 98138H101 |
Meeting Date: | | MAY 23, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director A. George (‘Skip’) Battle | | For | | For | | Management |
1.2 | | Elect Director Michael M. McNamara | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
WPX ENERGY, INC.
| | | | | | |
Ticker: | | WPX | | Security ID: | | 98212B103 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John A. Carrig | | For | | For | | Management |
1.2 | | Elect Director Henry E. Lentz | | For | | For | | Management |
1.3 | | Elect Director William G. Lowrie | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
Page 117
XCEL ENERGY INC.
| | | | | | |
Ticker: | | XEL | | Security ID: | | 98389B100 |
Meeting Date: | | MAY 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Gail Koziara Boudreaux | | For | | For | | Management |
1b | | Elect Director Fredric W. Corrigan | | For | | For | | Management |
1c | | Elect Director Richard K. Davis | | For | | For | | Management |
1d | | Elect Director Benjamin G.S. Fowke, III | | For | | For | | Management |
1e | | Elect Director Albert F. Moreno | | For | | For | | Management |
1f | | Elect Director Richard T. O’Brien | | For | | For | | Management |
1g | | Elect Director Christopher J. Policinski | | For | | For | | Management |
1h | | Elect Director A. Patricia Sampson | | For | | For | | Management |
1i | | Elect Director James J. Sheppard | | For | | For | | Management |
1j | | Elect Director David A. Westerlund | | For | | For | | Management |
1k | | Elect Director Kim Williams | | For | | For | | Management |
1l | | Elect Director Timothy V. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
XEROX CORPORATION
| | | | | | |
Ticker: | | XRX | | Security ID: | | 984121103 |
Meeting Date: | | MAY 21, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Richard J. Harrington | | For | | For | | Management |
1.4 | | Elect Director William Curt Hunter | | For | | For | | Management |
1.5 | | Elect Director Robert J. Keegan | | For | | For | | Management |
1.6 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.7 | | Elect Director Charles Prince | | For | | For | | Management |
1.8 | | Elect Director Ann N. Reese | | For | | For | | Management |
1.9 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
Page 118
YAHOO! INC.
| | | | | | |
Ticker: | | YHOO | | Security ID: | | 984332106 |
Meeting Date: | | JUL 12, 2012 | | Meeting Type: | | Annual |
Record Date: | | MAY 17, 2012 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Alfred J. Amoroso | | For | | For | | Management |
2 | | Elect Director John D. Hayes | | For | | For | | Management |
3 | | Elect Director Susan M. James | | For | | For | | Management |
4 | | Elect Director David W. Kenny | | For | | For | | Management |
5 | | Elect Director Peter Liguori | | For | | For | | Management |
6 | | Elect Director Daniel S. Loeb | | For | | For | | Management |
7 | | Elect Director Thomas J. McInerney | | For | | For | | Management |
8 | | Elect Director Brad D. Smith | | For | | For | | Management |
9 | | Elect Director Maynard G. Webb, Jr. | | For | | For | | Management |
10 | | Elect Director Harry J. Wilson | | For | | For | | Management |
11 | | Elect Director Michael J. Wolf | | For | | For | | Management |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
13 | | Amend Omnibus Stock Plan | | For | | For | | Management |
14 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
15 | | Ratify Auditors | | For | | For | | Management |
YAHOO! INC.
| | | | | | |
Ticker: | | YHOO | | Security ID: | | 984332106 |
Meeting Date: | | JUN 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Hayes | | For | | For | | Management |
1.2 | | Elect Director Susan M. James | | For | | For | | Management |
1.3 | | Elect Director Max R. Levchin | | For | | For | | Management |
1.4 | | Elect Director Peter Liguori | | For | | For | | Management |
1.5 | | Elect Director Daniel S. Loeb | | For | | For | | Management |
1.6 | | Elect Director Marissa A. Mayer | | For | | For | | Management |
1.7 | | Elect Director Thomas J. McInerney | | For | | For | | Management |
1.8 | | Elect Director Maynard G. Webb, Jr. | | For | | For | | Management |
1.9 | | Elect Director Harry J. Wilson | | For | | For | | Management |
1.10 | | Elect Director Michael J. Wolf | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Sustainability | | Against | | For | | Shareholder |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
ZYNGA INC.
| | | | | | |
Ticker: | | ZNGA | | Security ID: | | 98986T108 |
Meeting Date: | | JUN 04, 2013 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Mark Pincus | | For | | For | | Management |
1.2 | | Elect Director L. John Doerr | | For | | For | | Management |
1.3 | | Elect Director William ‘Bing’ Gordon | | For | | For | | Management |
1.4 | | Elect Director Reid Hoffman | | For | | Withhold | | Management |
1.5 | | Elect Director Jeffrey Katzenberg | | For | | For | | Management |
1.6 | | Elect Director Stanley J. Meresman | | For | | For | | Management |
1.7 | | Elect Director Sunil Paul | | For | | For | | Management |
1.8 | | Elect Director Ellen Siminoff | | For | | For | | Management |
1.9 | | Elect Director Owen Van Natta | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
Page 119
Nuveen NWQ Equity Income Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Vittorio Colao as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Andy Halford as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Stephen Pusey as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Renee James as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Alan Jebson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Samuel Jonah as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Nick Land as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Anne Lauvergeon as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Luc Vandevelde as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Anthony Watson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Re-elect Philip Yea as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Approve Final Dividend | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Reappoint Deloitte LLP as Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | United Kingdom | | 24-Jul-12 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director William E. McCracken | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Approve Outside Director Stock Awards in Lieu of Cash | | For | | For |
| | | | | | | | | | | | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Phillip Frost as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Roger Abravanel as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Elect Galia Maor as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Richard A. Lerner as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Erez Vigodman as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Certain Amendments to Articles of Association | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Indemnification and Release Agreements for Directors of the Company | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | | For | | For |
| | | | | | | | | |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Phyllis E. Cochran | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Gregory L. Ebel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Robert L. Lumpkins | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director William T. Monahan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Harold H. Mackay | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Larry R. Carter | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Richard M. Kovacevich | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Dina Dublon | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director William H. Gates, III | | For | | For |
| | | | | | | | | | | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Helmut Panke | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Aart J. de Geus | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Stephen R. Forrest | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Thomas J. Iannotti | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Alexander A. Karsner | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Gerhard H. Parker | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Dennis D. Powell | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Willem P. Roelandts | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director James E. Rogers | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Michael R. Splinter | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Robert H. Swan | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Amend Long Term Incentive Plan 2005 | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Amend Bonus Share Plan 2005 | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 27-Mar-13 | | Special | | Management | | Adopt New Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 27-Mar-13 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Elect Chairman of Meeting | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Financial Statements and Statutory Reports | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Discharge of Board and President | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Allocation of Income and Dividends of SEK 2.75 per Share | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Determine Number of Members (12) and Deputy Members of Board (0) | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | | For | | Do Not Vote |
| | | | | | | | | | | | | | | | | | |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve 2013 Share Matching Plan for All Employees | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve 2013 Share Matching Plan for Key Contributors | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve 2013 Restricted Stock Plan for Executives | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Management | | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | | For | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Share Holder | | Amend Articles Re: Insert Gender Quota for Board of Directors | | None | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Share Holder | | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | | None | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Share Holder | | Request Board to Take Necessary Action to Create a Shareholders Association | | None | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Share Holder | | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | | None | | Do Not Vote |
Ericsson | | ERICB | | 294821608 | | Sweden | | 09-Apr-13 | | Annual | | Share Holder | | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | | None | | Do Not Vote |
| | | | | | | | | | | | | | | | | | |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Howard V. Richardson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director R. Glenn Hubbard | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Steven A. Kandarian | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John M. Keane | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Alfred F. Kelly, Jr. | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Catherine R. Kinney | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Hugh B. Price | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Kenton J. Sicchitano | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Amend Indemnifications Provisions | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert L. Joss | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | �� | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Howard L. Beck | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert M. Franklin | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Brian Mulroney | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Peter Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
| | | | | | | | | | | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | | | | |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Cessation of All Stock Options and Bonuses | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Establish Term Limits for Directors | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Require More Director Nominations Than Open Seats | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director W. Geoffrey Beattie | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director John J. Brennan | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James I. Cash, Jr. | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Francisco D’Souza | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Marijn E. Dekkers | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ann M. Fudge | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Susan Hockfield | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Jeffrey R. Immelt | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Andrea Jung | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ralph S. Larsen | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Mary L. Schapiro | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert J. Swieringa | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Douglas A. Warner, III | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director M. Anthony Burns | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director William H. Gray, III | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Approve Dividends | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Reappoint KPMG Audit plc as Auditors | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Leif Johansson as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Elect Pascal Soriot as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Simon Lowth as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Genevieve Berger as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Bruce Burlington as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Graham Chipchase as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Jean-Philippe Courtois as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Rudy Markham as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Nancy Rothwell as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Shriti Vadera as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect John Varley as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Re-elect Marcus Wallenberg as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | United Kingdom | | 25-Apr-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Alison J. Carnwath | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Luiz Kaufmann | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director John M. Pigott | | For | | For |
| | | | | | | | | | | | | | | | | | |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Gregory M. E. Spierkel | | For | | For |
| | | | | | | | | |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Share Holder | | Require a Majority Vote for the Election of Directors | | Against | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Amy E. Miles | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Lee Roy Mitchell | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Craig R. Ramsey | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director William R.P. Dalton | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Kevin S. Dunne | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Elect Lynn Elsenhans as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Elect Jing Ulrich as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Elect Hans Wijers as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Sir Christopher Gent as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Sir Andrew Witty as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Sir Roy Anderson as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Dr Stephanie Burns as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Stacey Cartwright as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Simon Dingemans as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Judy Lewent as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Sir Deryck Maughan as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Dr Moncef Slaoui as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Tom de Swaan as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Re-elect Sir Robert Wilson as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | United Kingdom | | 01-May-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | |
Symetra Financial Corporation | | SYA | | 87151Q106 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director David T. Foy | | For | | For |
Symetra Financial Corporation | | SYA | | 87151Q106 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Lois W. Grady | | For | | For |
Symetra Financial Corporation | | SYA | | 87151Q106 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Thomas M. Marra | | For | | For |
Symetra Financial Corporation | | SYA | | 87151Q106 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Symetra Financial Corporation | | SYA | | 87151Q106 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director W. Ronald Dietz | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Catherine M. Best | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director N. Murray Edwards | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Timothy W. Faithfull | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Gary A. Filmon | | For | | For |
| | | | | | | | | | | | | | | | | | |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Christopher L. Fong | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Gordon D. Giffin | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Wilfred A. Gobert | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Steve W. Laut | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Keith A. J. MacPhail | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Frank J. McKenna | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Eldon R. Smith | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director David A. Tuer | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Re-approve Stock Option Plan | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Spencer Abraham | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Stephen I. Chazen | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Edward P. Djerejian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director John E. Feick | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Margaret M. Foran | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Ray R. Irani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Avedick B. Poladian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Aziz D. Syriani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.77 per Share | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Elect Fabienne Lecorvaisier as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
| | | | | | | | | | | | | | | | | | |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Employee Stock Purchase Plan | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Harold Brown | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Mathis Cabiallavetta | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Andre Calantzopoulos | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Louis C. Camilleri | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director J. Dudley Fishburn | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Jennifer Li | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Graham Mackay | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Sergio Marchionne | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Kalpana Morparia | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect DirectorLucio A. Noto | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Robert B. Polet | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Carlos Slim Helu | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Stephen M. Wolf | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Leroy T. Barnes, Jr. | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Peter C.B. Bynoe | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Jeri B. Finard | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Edward Fraioli | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director James S. Kahan | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Pamela D.A. Reeve | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Howard L. Schrott | | For | | For |
| | | | | | | | | | | | | | | | | | |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Larraine D. Segil | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Mark Shapiro | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Myron A. Wick, III | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Mary Agnes Wilderotter | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director C. David Brown II | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director David W. Dorman | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Anne M. Finucane | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Kristen Gibney Williams | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Larry J. Merlo | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Jean-Pierre Millon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Reduce Vote Requirement Under the Fair Price Provision | | For | | For |
| | | | | | | | | |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Colin K. Benner | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Luis M. Chavez | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Richard M. Colterjohn | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Mark J. Daniel | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Patrick D. Downey | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Alan R. Edwards | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Scott G. Perry | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Ronald E. Smith | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Joseph G. Spiteri | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve Shareholder Rights Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve Omnibus Long-Term Incetive Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Michael Kirkwood as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Tony O’Neill as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Increase in Non-executive Directors Fees | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Financial Assistance to Related or Inter-related Company or Corporation | | For | | For |
| | | | | | | | | |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Share Holder | | Report on Human Rights Risk Assessment Process | | Against | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Alan M. Bennett | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director James R. Boyd | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Nance K. Dicciani | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Murry S. Gerber | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Jose C. Grubisich | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Abdallah S. Jum’ah | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director David J. Lesar | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert A. Malone | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director J. Landis Martin | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Debra L. Reed | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Share Holder | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Paul G. Kirk, Jr. | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Richard D. Baum | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Mariann Byerwalter | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Jeffrey T. Pero | | For | | For |
| | | | | | | | | | | | | | | | | | |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Increase Authorized Common Stock | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Share Holder | | Approve the Establishment of an Independent Ethics Committee | | Against | | Against |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Share Holder | | Approve to Link Remuneration to Positive Safety Indicators | | Against | | Against |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Share Holder | | Acquire the Diversity Label | | Against | | Against |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Share Holder | | Approve Nomination of Employees Representative to the Remuneration Committee | | Against | | Against |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Share Holder | | Allow Loyalty Dividends to Long-Term Registered Shareholders | | Against | | Against |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.34 per Share | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Reelect Thierry Desmarest as Director | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Reelect Gunnar Brock as Director | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Reelect Gerard Lamarche as Director | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | | For | | For |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | | For | | Against |
Total SA | | FP | | 89151E109 | | France | | 17-May-13 | | Annual/Special | | Management | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Crandall C.Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director David M. Cote | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Ellen V. Futter | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | | | | | | | | | |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Josef Ackermann as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Guy Elliott as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Simon Henry as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Charles Holliday as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Jorma Ollila as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Sir Nigel Sheinwald as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Linda Stuntz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Peter Voser as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Re-elect Hans Wijers as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Elect Gerrit Zalm as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | United Kingdom | | 21-May-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Prepare Employment Diversity Report | | Against | | Against |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | �� | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
| | | | | | | | | | | | | | | | | | |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director E. Michael Caulfield | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Ronald E. Goldsberry | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Kevin T. Kabat | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael J. Passarella | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Report on Charitable and Political Contributions | | Against | | Against |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Report on Lobbying Activities | | Against | | Against |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Leslie A. Brun | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Thomas R. Cech | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Kenneth C. Frazier | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Thomas H. Glocer | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director William B. Harrison Jr. | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director C. Robert Kidder | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Carlos E. Represas | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Craig B. Thompson | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Wendell P. Weeks | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Peter C. Wendell | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Submit SERP to Shareholder Vote | | Against | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director James E. Cartwright | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Vernon E. Clark | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Stephen J. Hadley | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Michael C. Ruettgers | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Ronald L. Skates | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director William R. Spivey | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Linda G. Stuntz | | For | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director William H. Swanson | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Daniel F. Akerson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director David Bonderman | | For | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert D. Krebs | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
| | | | | | | | | | | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Cynthia A. Telles | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Miles S. Nadal | | For | | For |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Clare R. Copeland | | For | | Withhold |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas N. Davidson | | For | | Withhold |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert J. Kamerschen | | For | | Withhold |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Scott L. Kauffman | | For | | Withhold |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael J.L. Kirby | | For | | Withhold |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen M. Pustil | | For | | For |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Elect Director Irwin D. Simon | | For | | For |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | Against |
MDC Partners Inc. | | MDZ.A | | 552697104 | | Canada | | 06-Jun-13 | | Annual | | Management | | Amend Stock Appreciation Rights Plan | | For | | Against |
| | | | | | | | | |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Nelson Peltz | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John P. Surma | | For | | Against |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Capital Reduction and Creation of Distributable Reserves | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | | For | | For |
| | | | | | | | | |
News Corporation | | NWS | | 65248E104 | | USA | | 11-Jun-13 | | Special | | Management | | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | | For | | For |
News Corporation | | NWS | | 65248E104 | | USA | | 11-Jun-13 | | Special | | Management | | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | | For | | For |
| | | | | | | | | |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Bradbury H. Anderson | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Sanjay Khosla | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Allen U. Lenzmeier | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Hatim A. Tyabji | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Russell P. Fradin | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Hubert Joly | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Best Buy Co., Inc. | | BBY | | 086516101 | | USA | | 20-Jun-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Nuveen NWQ Large Cap Value Fund
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Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director William E. McCracken | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Approve Outside Director Stock Awards in Lieu of Cash | | For | | For |
| | | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Phillip Frost as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Roger Abravanel as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Elect Galia Maor as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Richard A. Lerner as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Erez Vigodman as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Certain Amendments to Articles of Association | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Indemnification and Release Agreements for Directors of the Company | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | | For | | For |
| | | | | | | | | |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Phyllis E. Cochran | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Gregory L. Ebel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Robert L. Lumpkins | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director William T. Monahan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Harold H. Mackay | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 09-Nov-12 | | Special | | Management | | Issue Shares in Connection with Acquisition | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 09-Nov-12 | | Special | | Management | | Fix Number of Directors at Sixteen | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 09-Nov-12 | | Special | | Management | | Adjourn Meeting | | For | | For |
| | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
| | | | | | | | | | | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Larry R. Carter | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Richard M. Kovacevich | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | Against |
| | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Dina Dublon | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director William H. Gates, III | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Helmut Panke | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Aart J. de Geus | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Stephen R. Forrest | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Thomas J. Iannotti | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Alexander A. Karsner | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Gerhard H. Parker | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Dennis D. Powell | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Willem P. Roelandts | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director James E. Rogers | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Michael R. Splinter | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Elect Director Robert H. Swan | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | USA | | 05-Mar-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Amend Long Term Incentive Plan 2005 | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Amend Bonus Share Plan 2005 | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 27-Mar-13 | | Special | | Management | | Adopt New Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 27-Mar-13 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director R. Glenn Hubbard | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Steven A. Kandarian | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John M. Keane | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Alfred F. Kelly, Jr. | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Catherine R. Kinney | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Hugh B. Price | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Kenton J. Sicchitano | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Howard V. Richardson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
| | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Howard L. Beck | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert M. Franklin | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Brian Mulroney | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Peter Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert L. Joss | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Amend Indemnifications Provisions | | Against | | Against |
| | | | | | | | | |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kirbyjon H. Caldwell | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director David Crane | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kathleen A. McGinty | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Evan J. Silverstein | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Thomas H. Weidemeyer | | For | | For |
| | | | | | | | | | | | | | | | | | |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director M. Anthony Burns | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director William H. Gray, III | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Alison J. Carnwath | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Luiz Kaufmann | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director John M. Pigott | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Gregory M. E. Spierkel | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | | |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director William R.P. Dalton | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Kevin S. Dunne | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Catherine M. Best | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director N. Murray Edwards | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Timothy W. Faithfull | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Gary A. Filmon | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Christopher L. Fong | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Gordon D. Giffin | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Wilfred A. Gobert | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Steve W. Laut | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Keith A. J. MacPhail | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Frank J. McKenna | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Eldon R. Smith | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director David A. Tuer | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Re-approve Stock Option Plan | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director W. Ronald Dietz | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | �� | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Spencer Abraham | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Stephen I. Chazen | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Edward P. Djerejian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director John E. Feick | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Margaret M. Foran | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Ray R. Irani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Avedick B. Poladian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Aziz D. Syriani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.77 per Share | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Elect Fabienne Lecorvaisier as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Employee Stock Purchase Plan | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Harold Brown | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Mathis Cabiallavetta | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Andre Calantzopoulos | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Louis C. Camilleri | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director J. Dudley Fishburn | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Jennifer Li | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Graham Mackay | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Sergio Marchionne | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Kalpana Morparia | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect DirectorLucio A. Noto | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Robert B. Polet | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Carlos Slim Helu | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Stephen M. Wolf | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director C. David Brown II | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director David W. Dorman | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Anne M. Finucane | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Kristen Gibney Williams | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Larry J. Merlo | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Jean-Pierre Millon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Management | | Reduce Vote Requirement Under the Fair Price Provision | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | USA | | 09-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Michael Kirkwood as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Tony O’Neill as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Increase in Non-executive Directors Fees | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Financial Assistance to Related or Inter-related Company or Corporation | | For | | For |
| | | | | | | | | |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Linda G. Alvarado | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Anne M. Busquet | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Roger Fradin | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Anne Sutherland Fuchs | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director S. Douglas Hutcheson | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Marc B. Lautenbach | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Eduardo R. Menasce | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director David L. Shedlarz | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director David B. Snow, Jr. | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Lawrence S. Bacow | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ann E. Berman | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Joseph L. Bower | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Charles M. Diker | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jacob A. Frenkel | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Paul J. Fribourg | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Walter L. Harris | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Philip A. Laskawy | | For | | For |
| | | | | | | | | | | | | | | | | | |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ken Miller | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Gloria R. Scott | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jonathan M. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Share Holder | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against |
| | | | | | | | | |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Alan M. Bennett | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director James R. Boyd | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Nance K. Dicciani | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Murry S. Gerber | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Jose C. Grubisich | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Abdallah S. Jum’ah | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director David J. Lesar | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert A. Malone | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director J. Landis Martin | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Debra L. Reed | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Share Holder | | Report on Human Rights Risk Assessment Process | | Against | | For |
| | | | | | | | | | | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Paul G. Kirk, Jr. | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Eugene C. Fiedorek | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Chansoo Joung | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director William C. Montgomery | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Andrew H. Card, Jr. | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Thomas J. Donohue | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Archie W. Dunham | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Judith Richards Hope | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John J. Koraleski | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Charles C. Krulak | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Michael R. McCarthy | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Michael W. McConnell | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Thomas F. McLarty, III | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Steven R. Rogel | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Jose H. Villarreal | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director James R. Young | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | USA | | 16-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
| | | | | | | | | |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Lester B. Knight as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Gregory C. Case as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Fulvio Conti as Director | | For | | Against |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Cheryl A. Francis as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Edgar D. Jannotta as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect J. Michael Losh as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Robert S. Morrison as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Richard B. Myers as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Richard C. Notebaert as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Gloria Santona as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Carolyn Y. Woo as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Authorize Board to Fix Remuneration of Internal Statutory Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Directors’ Remuneration Report | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Crandall C.Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director David M. Cote | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Ellen V. Futter | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
| | | | | | | | | |
Lincoln National Corporation | | LNC | | 534187109 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William J. Avery | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William H. Cunningham | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William Porter Payne | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Patrick S. Pittard | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Lincoln National Corporation | | LNC | | 534187109 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Lloyd C. Blankfein | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Gary D. Cohn | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Claes Dahlback | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William W. George | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James A. Johnson | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Lakshmi N. Mittal | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Adebayo O. Ogunlesi | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James J. Schiro | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Debora L. Spar | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mark E. Tucker | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director David A. Viniar | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Share Holder | | Establish Board Committee on Human Rights | | Against | | Against |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | USA | | 23-May-13 | | Annual | | Share Holder | | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Prepare Employment Diversity Report | | Against | | Against |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
| | | | | | | | | |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director E. Michael Caulfield | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Ronald E. Goldsberry | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Kevin T. Kabat | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael J. Passarella | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director James E. Cartwright | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Vernon E. Clark | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Stephen J. Hadley | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Michael C. Ruettgers | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Ronald L. Skates | | For | | For |
| | | | | | | | | | | | | | | | | | |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director William R. Spivey | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Linda G. Stuntz | | For | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director William H. Swanson | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Submit SERP to Shareholder Vote | | Against | | Against |
Raytheon Company | | RTN | | 755111507 | | USA | | 30-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
| | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Daniel F. Akerson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director David Bonderman | | For | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert D. Krebs | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Cynthia A. Telles | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Nelson Peltz | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John P. Surma | | For | | Against |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Capital Reduction and Creation of Distributable Reserves | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | | For | | For |
Nuveen NWQ Multi-Cap Value Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director William E. McCracken | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | USA | | 01-Aug-12 | | Annual | | Management | | Approve Outside Director Stock Awards in Lieu of Cash | | For | | For |
| | | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Phillip Frost as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Roger Abravanel as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Elect Galia Maor as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Richard A. Lerner as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Erez Vigodman as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Certain Amendments to Articles of Association | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Indemnification and Release Agreements for Directors of the Company | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | | For | | For |
| | | | | | | | | |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 09-Nov-12 | | Special | | Management | | Issue Shares in Connection with Acquisition | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 09-Nov-12 | | Special | | Management | | Fix Number of Directors at Sixteen | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 09-Nov-12 | | Special | | Management | | Adjourn Meeting | | For | | For |
| | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Larry R. Carter | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Richard M. Kovacevich | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
| | | | | | | | | | | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | Against |
| | | | | | | | | |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director John Tyson | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Kathleen M. Bader | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Gaurdie E. Banister, Jr. | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Jim Kever | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Kevin M. McNamara | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Brad T. Sauer | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Robert Thurber | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Barbara A. Tyson | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Albert C. Zapanta | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Amend Long Term Incentive Plan 2005 | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Amend Bonus Share Plan 2005 | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 11-Mar-13 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 27-Mar-13 | | Special | | Management | | Adopt New Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 27-Mar-13 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Howard L. Beck | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert M. Franklin | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Brian Mulroney | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Peter Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert L. Joss | | For | | For |
| | | | | | | | | | | | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Amend Indemnifications Provisions | | Against | | Against |
| | | | | | | | | |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kirbyjon H. Caldwell | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director David Crane | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kathleen A. McGinty | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Evan J. Silverstein | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Thomas H. Weidemeyer | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director M. Anthony Burns | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director William H. Gray, III | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Andrea J. Ayers | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director John F. Barrett | | For | | For |
| | | | | | | | | | | | | | | | | | |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Richard R. Devenuti | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Jeffrey H. Fox | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Joseph E. Gibbs | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Joan E. Herman | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Thomas L. Monahan, III | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Ronald L. Nelson | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Richard F. Wallman | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Alison J. Carnwath | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Luiz Kaufmann | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director John M. Pigott | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Gregory M. E. Spierkel | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | | |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Richard E. Belluzzo | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director James V. Diller, Sr. | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Michael R. Farese | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Jonathan J. Judge | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Michael A. Klayko | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William H. Kurtz | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Gregory S. Lang | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Richard N. Nottenburg | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director William R.P. Dalton | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Kevin S. Dunne | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect C.M. Best, N. M. Edwards, T.W. Faithfull, G. A. Filmon, C. L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A. J. MacPhail, F.J. McKenna, E.R. Smith and D.A. Tuer as Directors | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Catherine M. Best | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director N. Murray Edwards | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Timothy W. Faithfull | | For | | For |
| | | | | | | | | | | | | | | | | | |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Gary A. Filmon | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Christopher L. Fong | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Gordon D. Giffin | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Wilfred A. Gobert | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Steve W. Laut | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Keith A. J. MacPhail | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Frank J. McKenna | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director Eldon R. Smith | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Elect Director David A. Tuer | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Re-approve Stock Option Plan | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | Canada | | 02-May-13 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.77 per Share | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Elect Fabienne Lecorvaisier as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Approve Employee Stock Purchase Plan | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For |
Sanofi | | SAN | | 80105N105 | | France | | 03-May-13 | | Annual/Special | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | | |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Cristina H. Amon | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Richard S. Chute | | For | | For |
| | | | | | | | | | | | | | | | | | |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Peter R. Hanley | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Charles A. Haggerty | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard S. Hill | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director John H.F. Miner | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Arun Netravali | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Charles C. Pope | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Gregorio Reyes | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Michael G. Strachan | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Abhijit Y. Talwalkar | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Susan M. Whitney | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Michael Kirkwood as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Tony O’Neill as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Srinivasan Venkatakrishnan (Venkat) as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Elect Michael Kirkwood as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Re-elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Increase in Non-executive Directors Fees | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Increase in Non-executive Directors’ Fees for Board Committees and Statutory Committee Meetings | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | South Africa | | 13-May-13 | | Annual | | Management | | Approve Financial Assistance to Related or Inter-related Company or Corporation | | For | | For |
| | | | | | | | | |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Linda G. Alvarado | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Anne M. Busquet | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Roger Fradin | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Anne Sutherland Fuchs | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director S. Douglas Hutcheson | | For | | For |
| | | | | | | | | | | | | | | | | | |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Marc B. Lautenbach | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Eduardo R. Menasce | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director David L. Shedlarz | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director David B. Snow, Jr. | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pitney Bowes Inc. | | PBI | | 724479100 | | USA | | 13-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Lawrence S. Bacow | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ann E. Berman | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Joseph L. Bower | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Charles M. Diker | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jacob A. Frenkel | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Paul J. Fribourg | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Walter L. Harris | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Philip A. Laskawy | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ken Miller | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Gloria R. Scott | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jonathan M. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
| | | | | | | | | | | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Share Holder | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against |
| | | | | | | | | |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Alan M. Bennett | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director James R. Boyd | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Nance K. Dicciani | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Murry S. Gerber | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Jose C. Grubisich | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Abdallah S. Jum’ah | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director David J. Lesar | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert A. Malone | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director J. Landis Martin | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Debra L. Reed | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Share Holder | | Report on Human Rights Risk Assessment Process | | Against | | For |
| | | | | | | | | |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William J. Bartlett | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Alan C. Henderson | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Paul G. Kirk, Jr. | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
| | | | | | | | | | | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Eugene C. Fiedorek | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Chansoo Joung | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director William C. Montgomery | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Richard D. Baum | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Mariann Byerwalter | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Jeffrey T. Pero | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Increase Authorized Common Stock | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | USA | | 16-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Lester B. Knight as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Gregory C. Case as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Fulvio Conti as Director | | For | | Against |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Cheryl A. Francis as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Edgar D. Jannotta as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect J. Michael Losh as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Robert S. Morrison as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Richard B. Myers as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Richard C. Notebaert as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Gloria Santona as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Elect Carolyn Y. Woo as Director | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | | | | | | | |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Authorize Board to Fix Remuneration of Internal Statutory Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Directors’ Remuneration Report | | For | | For |
Aon plc | | AON | | G0408V102 | | United Kingdom | | 17-May-13 | | Annual | | Management | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Crandall C.Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director David M. Cote | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Ellen V. Futter | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
| | | | | | | | | |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Wieland F. Wettstein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Michael L. Beatty | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Michael B. Decker | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Ronald G. Greene | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Gregory L. McMichael | | For | | For |
| | | | | | | | | | | | | | | | | | |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Kevin O. Meyers | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Phil Rykhoek | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Randy Stein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Laura A. Sugg | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Robert F. Coleman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James M. Guyette | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Collin E. Roche | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William R. Rybak | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Prepare Employment Diversity Report | | Against | | Against |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
| | | | | | | | | |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director E. Michael Caulfield | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Ronald E. Goldsberry | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Kevin T. Kabat | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael J. Passarella | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Reena Aggarwal | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Richard J. Hendrix | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Thomas J. Hynes, Jr. | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Adam J. Klein | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Richard A. Kraemer | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Thomas S. Murphy, Jr. | | For | | For |
| | | | | | | | | | | | | | | | | | |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Arthur J. Reimers | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | USA | | 05-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Daniel F. Akerson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director David Bonderman | | For | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert D. Krebs | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Cynthia A. Telles | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Nelson Peltz | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John P. Surma | | For | | Against |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Capital Reduction and Creation of Distributable Reserves | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | | For | | For |
NUVEEN NWQ SMALL CAP VALUE FUND
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Standard Microsystems Corporation | | SMSC | | 853626109 | | USA | | 10-Jul-12 | | Special | | Management | | Approve Merger Agreement | | For | | For |
Standard Microsystems Corporation | | SMSC | | 853626109 | | USA | | 10-Jul-12 | | Special | | Management | | Adjourn Meeting | | For | | For |
Standard Microsystems Corporation | | SMSC | | 853626109 | | USA | | 10-Jul-12 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | For |
| | | | | | | | | |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Jean Madar | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Philippe Benacin | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Russell Greenberg | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Philippe Santi | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Francois Heilbronn | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Jean Levy | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Robert Bensoussan-Torres | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Serge Rosinoer | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Patrick Choel | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Larry C. Corbin | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Steven A. Davis | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Mary Kay Haben | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Cheryl L. Krueger | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director G. Robert Lucas | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Eileen A. Mallesch | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Paul S. Williams | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Harvey P. Eisen | | For | | Withhold |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Marshall S. Geller | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Daniel M. Friedberg | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Scott N. Greenberg | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Sue W. Kelly | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Richard C. Pfenniger, Jr. | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director A. Marvin Strait | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Elect Director Gene A. Washington | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 12-Sep-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Walter J. Aspatore | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Warren L. Batts | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director J. Edward Colgate | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Darren M. Dawson | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Donald W. Duda | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Stephen F. Gates | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Isabelle C. Goossen | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Christopher J. Hornung | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Paul G. Shelton | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Elect Director Lawrence B. Skatoff | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | USA | | 13-Sep-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Elect Director Kenneth H. Haynie | | For | | Withhold |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Elect Director William C. Kimball | | For | | Withhold |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Elect Director Richard A. Wilkey | | For | | Withhold |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Elect Director Red Cavaney | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Elect Director John B. Crowe | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Elect Director David B. Ferraro | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Buckeye Technologies Inc. | | BKI | | 118255108 | | USA | | 23-Oct-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director E. Scott Beattie | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director Fred Berens | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director Maura J. Clark | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director Richard C.W. Mauran | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director William M. Tatham | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director J. W. Nevil Thomas | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director A. Salman Amin | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Share Holder | | Report on Animal Testing and Alternatives | | Against | | Against |
| | | | | | | | | |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Jiren Liu | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Edward H. Meyer | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Dinesh C. Paliwal | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Hellene S. Runtagh | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Frank Sklarsky | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Gary G. Steel | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Henry A. Alpert | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Blaine V. Fogg | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director William H. Waldorf | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Joseph J. Whalen | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Amend Bylaws | | For | | For |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Approve Merger Agreement | | For | | For |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | For |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Transact Other Business (Voting) | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director John R. Ambroseo | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Jay T. Flatley | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director L. William Krause | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Garry W. Rogerson | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Lawrence Tomlinson | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Sandeep Vij | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Aurizon Mines Ltd. | | ARZ | | 05155P106 | | Canada | | 07-Mar-13 | | Special | | Management | | Approve Shareholder Rights Plan | | For | | Do Not Vote |
| | | | | | | | | |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 20-Mar-13 | | Special | | Management | | Approve Merger Agreement | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 20-Mar-13 | | Special | | Management | | Adjourn Meeting | | For | | For |
| | | | | | | | | |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Richard E. McDowell | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Joseph F. Long | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director John P. Meegan | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Timothy B. Fannin | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director William F. McKnight | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Elect Director Richard Bucknall | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Elect Director Peter O’Flinn | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Elect Director Ronald Pressman | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Elect Director Gordon Ireland | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | Bermuda | | 24-Apr-13 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Randolph C. Coley | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director R. Hunter Pierson, Jr. | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director J. Thurston Roach | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kevin P. Chilton | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Lennard A. Fisk | | For | | For |
| | | | | | | | | | | | | | | | | | |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ronald T. Kadish | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Garrett E. Pierce | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George V. Bayly | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Diana S. Ferguson | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Gary D. Smith | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Andrea J. Ayers | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director John F. Barrett | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Richard R. Devenuti | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Jeffrey H. Fox | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Joseph E. Gibbs | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Joan E. Herman | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Thomas L. Monahan, III | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Ronald L. Nelson | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Richard F. Wallman | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Convergys Corporation | | CVG | | 212485106 | | USA | | 26-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Mark Benadiba | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director George A. Burnett | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Jerry Fowden | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director David T. Gibbons | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Stephen H. Halperin | | For | | Withhold |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Betty Jane (BJ) Hess | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Gregory Monahan | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Mario Pilozzi | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Andrew Prozes | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Eric Rosenfeld | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Elect Director Graham Savage | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Advisory Vote to ratify Named Executive Officer’s Compensation | | For | | For |
Cott Corporation | | BCB | | 22163N106 | | Canada | | 30-Apr-13 | | Annual/Special | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Richard E. Belluzzo | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director James V. Diller, Sr. | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Michael R. Farese | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Jonathan J. Judge | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Michael A. Klayko | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William H. Kurtz | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Gregory S. Lang | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Richard N. Nottenburg | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Barbara T. Alexander as Director | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Scott Hunter as Director | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Patrick de Saint-Aignan as Director | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Retention of Disposable Profits | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Dividends | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Reduction in Share Capital | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Appoint PricewaterhouseCoopers AG as Special Auditor | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Randolph L. Marten | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Larry B. Hagness | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Thomas J. Winkel | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Jerry M. Bauer | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Robert L. Demorest | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director G. Larry Owens | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | USA | | 03-May-13 | | Annual | | Management | | Other Business | | For | | For |
| | | | | | | | | |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Cristina H. Amon | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Richard S. Chute | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Peter R. Hanley | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Michael A. Bradley | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Marvin D. Burkett | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director R. Nicholas Burns | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Daniel W. Christian | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Bertrand Loy | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Roger D. McDaniel | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Paul L.H. Olson | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Brian F. Sullivan | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Marshall A. Cohen | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director David M. Wathen | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Colin K. Benner | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Luis M. Chavez | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Richard M. Colterjohn | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Mark J. Daniel | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Patrick D. Downey | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Alan R. Edwards | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Scott G. Perry | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Ronald E. Smith | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Joseph G. Spiteri | | For | | For |
| | | | | | | | | | | | | | | | | | |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve Shareholder Rights Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve Omnibus Long-Term Incetive Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Mark N. Baker | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Craig A. Carlson | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Stephen M. Dunn | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director John M. Eggemeyer | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Barry C. Fitzpatrick | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director George E. Langley | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Susan E. Lester | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Timothy B. Matz | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Arnold W. Messer | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Daniel B. Platt | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director John W. Rose | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Robert A. Stine | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Matthew P. Wagner | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Adjourn Meeting | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | USA | | 13-May-13 | | Annual | | Management | | Other Business | | For | | Against |
| | | | | | | | | |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Raymond W. Boushie | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Robert T. Brady | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director John B. Drenning | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Peter J. Gundermann | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Kevin T. Keane | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Robert J. McKenna | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Increase Authorized Common Stock | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | USA | | 14-May-13 | | Annual | | Management | | Increase Authorized Class B Stock | | For | | Against |
| | | | | | | | | |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jamed M. DeCosmo | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Kenneth M. Jashrow, II | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James A. Johnson | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Charles W. Matthews | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Richard M. Smith | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director George F. Jones, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Peter B. Bartholow | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James H. Browning | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Preston M. Geren, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Frederick B. Hegi, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Larry L. Helm | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James R. Holland, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director W. W. McAllister, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Elysia Holt Ragusa | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Steven P. Rosenberg | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Grant E. Sims | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Robert W. Stallings | | For | | For |
| | | | | | | | | | | | | | | | | | |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Dale W. Tremblay | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ian J. Turpin | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Selim A. Bassoul | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Robert B. Lamb | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director John R. Miller, III | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Gordon O’Brien | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Philip G. Putnam | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Sabin C. Streeter | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Require Majority Vote for the Election of Directors | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director Stephen W. Bershad | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director Harry L. Bosco | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director Dennis J. Fortino | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director Ira J. Lamel | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director Dominic A. Romeo | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director John A. Roush | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Elect Director Thomas N. Secor | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
GSI Group Inc. | | GSIG | | 36191C205 | | Canada | | 15-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Norman Axelrod | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Harold F. Compton | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Barbara Eisenberg | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Nomi Ghez | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Richard Johnson | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Maurice S. Reznik | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Karen Rose | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director John F. Cassidy, Jr. | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Edgar G. Hotard | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Erland E. Kailbourne | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Joseph G. Morone | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Katharine L. Plourde | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director John R. Scannell | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Christine L. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director John C. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Cary Mack | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Todd Marshall | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director M. Nafees Nagy | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James E. Nave | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Boulder Brands, Inc. | | BDBD | | 101405108 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Stephen B. Hughes | | For | | Do Not Vote |
Boulder Brands, Inc. | | BDBD | | 101405108 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director James E. Lewis | | For | | Do Not Vote |
Boulder Brands, Inc. | | BDBD | | 101405108 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Do Not Vote |
Boulder Brands, Inc. | | BDBD | | 101405108 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | Do Not Vote |
| | | | | | | | | |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Austin J. Shanfelter | | For | | For |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Gene Stoever | | For | | For |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Robert F. Coleman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James M. Guyette | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Collin E. Roche | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William R. Rybak | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Michael J. Brown | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Andrew B. Schmitt | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director M. Jeannine Strandjord | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
HomeStreet, Inc. | | HMST | | 43785V102 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Michael J. Malone | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Victor H. Indiek | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Bruce W. Williams | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Mark K. Mason | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Scott M. Boggs | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Neenah Paper, Inc. | | NP | | 640079109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Sean T. Erwin | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Edward Grzedzinski | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director John F. McGovern | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | USA | | 30-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director Paul B. Toms, Jr. | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director W. Christopher Beeler, Jr. | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director John L. Gregory, III | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director E. Larry Ryder | | For | | For |
| | | | | | | | | | | | | | | | | | |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director Mark F. Schreiber | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director David G. Sweet | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Elect Director Henry G. Williamson, Jr. | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | USA | | 04-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director John J. Connelly | | For | | For |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Joseph Curtin | | For | | Withhold |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Timothy A.R. Duncanson | | For | | Withhold |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Raymond S. Kalouche | | For | | Withhold |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Colin Osborne | | For | | For |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Herbert K. Parker | | For | | For |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Manish K. Srivastava | | For | | Withhold |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Patrick W. Tolbert | | For | | Withhold |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
TMS International Corp. | | TMS | | 87261Q103 | | USA | | 05-Jun-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director S.P. Johnson, IV | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Steven A. Webster | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Thomas L. Carter, Jr. | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Robert F. Fulton | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director F. Gardner Parker | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Roger A. Ramsey | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Frank A. Wojtek | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect Director Harvey P. Eisen | | For | | Withhold |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect Director Marshall S. Geller | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect Director Daniel M. Friedberg | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect Director Scott N. Greenberg | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect Director Sue W. Kelly | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect Director Richard C. Pfenniger, Jr. | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Elect DirectorA. Marvin Strait | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | USA | | 18-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Nuveen NWQ Small/Mid Cap Value Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Jean Madar | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Philippe Benacin | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Russell Greenberg | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Philippe Santi | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Francois Heilbronn | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Jean Levy | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Robert Bensoussan-Torres | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Serge Rosinoer | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Elect Director Patrick Choel | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | USA | | 24-Jul-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Larry C. Corbin | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Steven A. Davis | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Mary Kay Haben | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Cheryl L. Krueger | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director G. Robert Lucas | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Eileen A. Mallesch | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Elect Director Paul S. Williams | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | USA | | 22-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Elect Director Kenneth H. Haynie | | For | | Withhold |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Elect Director William C. Kimball | | For | | Withhold |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Elect Director Richard A. Wilkey | | For | | Withhold |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Casey’s General Stores, Inc. | | CASY | | 147528103 | | USA | | 14-Sep-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director Daniel M. Dickinson | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director James J. Forese | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director Richard H. Glanton | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director Michael J. Lange | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director Ellen T. Ruff | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director Manuel N. Stamatakis | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Elect Director Sotirios J. Vahaviolos | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | USA | | 15-Oct-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director J. Veronica Biggins | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Michael A. Bradley | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director R. Kerry Clark | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Richard Hamada | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director James A. Lawrence | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Frank R. Noonan | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Ray M. Robinson | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director William H. Schumann III | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director William P. Sullivan | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Avnet, Inc. | | AVT | | 053807103 | | USA | | 02-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director E. Scott Beattie | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director Fred Berens | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director Maura J. Clark | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director Richard C.W. Mauran | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director William M. Tatham | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director J. W. Nevil Thomas | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Elect Director A. Salman Amin | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | USA | | 07-Nov-12 | | Annual | | Share Holder | | Report on Animal Testing and Alternatives | | Against | | Against |
| | | | | | | | | |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Jiren Liu | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Edward H. Meyer | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Dinesh C. Paliwal | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Hellene S. Runtagh | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Frank Sklarsky | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Elect Director Gary G. Steel | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | USA | | 05-Dec-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Terrell K. Crews | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Jeffrey M. Ettinger | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Jody H. Feragen | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Glenn S. Forbes | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Stephen M. Lacy | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Susan I. Marvin | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director John L. Morrison | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Elsa A. Murano | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Robert C. Nakasone | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Susan K. Nestegard | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Dakota A. Pippins | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Elect Director Christopher J. Policinski | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Approve Incentive Bonus Plan | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | USA | | 29-Jan-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Henry A. Alpert | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Blaine V. Fogg | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director William H. Waldorf | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Joseph J. Whalen | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | USA | | 30-Jan-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director John Tyson | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Kathleen M. Bader | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Gaurdie E. Banister, Jr. | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Jim Kever | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Kevin M. McNamara | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Brad T. Sauer | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Robert Thurber | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Barbara A. Tyson | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Albert C. Zapanta | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Amend Bylaws | | For | | For |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Approve Merger Agreement | | For | | For |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | For |
Alterra Capital Holdings Limited | | ALTE | | G0229R108 | | Bermuda | | 26-Feb-13 | | Special | | Management | | Transact Other Business (Voting) | | For | | Against |
| | | | | | | | | |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director John R. Ambroseo | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Jay T. Flatley | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director L. William Krause | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Garry W. Rogerson | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Lawrence Tomlinson | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Elect Director Sandeep Vij | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | USA | | 27-Feb-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Aurizon Mines Ltd. | | ARZ | | 05155P106 | | Canada | | 07-Mar-13 | | Special | | Management | | Approve Shareholder Rights Plan | | For | | Do Not Vote |
| | | | | | | | | |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Richard E. McDowell | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Joseph F. Long | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director John P. Meegan | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Timothy B. Fannin | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director William F. McKnight | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Northwest Bancshares, Inc. | | NWBI | | 667340103 | | USA | | 17-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Randolph C. Coley | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director R. Hunter Pierson, Jr. | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director J. Thurston Roach | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kevin P. Chilton | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Lennard A. Fisk | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ronald T. Kadish | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Garrett E. Pierce | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George V. Bayly | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Diana S. Ferguson | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Gary D. Smith | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Richard E. Belluzzo | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director James V. Diller, Sr. | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Michael R. Farese | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Jonathan J. Judge | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Michael A. Klayko | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William H. Kurtz | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Gregory S. Lang | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Richard N. Nottenburg | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PMC-Sierra, Inc. | | PMCS | | 69344F106 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Barbara T. Alexander as Director | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Scott Hunter as Director | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Patrick de Saint-Aignan as Director | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Retention of Disposable Profits | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Dividends | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Reduction in Share Capital | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Appoint PricewaterhouseCoopers AG as Special Auditor | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
| | | | | | | | | |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Geoffrey Bell as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Albert A. Benchimol as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Christopher V. Greetham as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Maurice A. Keane as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Henry B. Smith as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Ratify Deloitte & Touche Ltd as Auditors | | For | | For |
| | | | | | | | | |
Clearwater Paper Corporation | | CLW | | 18538R103 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Kevin J. Hunt | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director William D. Larsson | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Michael T. Riordan | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | USA | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | USA | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Cristina H. Amon | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Richard S. Chute | | For | | For |
| | | | | | | | | | | | | | | | | | |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Peter R. Hanley | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | USA | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Joshua Boger | | For | | For |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Terrence C. Kearney | | For | | For |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Yuchun Lee | | For | | For |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Elaine S. Ullian | | For | | For |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Vertex Pharmaceuticals Incorporated | | VRTX | | 92532F100 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Arie Huijser | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Don R. Kania | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Thomas F. Kelly | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Jan C. Lobbezoo | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Gerhard H. Parker | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director James T. Richardson | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard H. Wills | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Homa Bahrami | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Jami K. Nachtsheim | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
FEI Company | | FEIC | | 30241L109 | | USA | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Charles A. Haggerty | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard S. Hill | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director John H.F. Miner | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Arun Netravali | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Charles C. Pope | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Gregorio Reyes | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Michael G. Strachan | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Abhijit Y. Talwalkar | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Susan M. Whitney | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
LSI Corporation | | LSI | | 502161102 | | USA | | 09-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Marshall A. Cohen | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director David M. Wathen | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | USA | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Colin K. Benner | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Luis M. Chavez | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Richard M. Colterjohn | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Mark J. Daniel | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Patrick D. Downey | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Alan R. Edwards | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Scott G. Perry | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Ronald E. Smith | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Elect Director Joseph G. Spiteri | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve Shareholder Rights Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Approve Omnibus Long-Term Incetive Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | Canada | | 13-May-13 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jamed M. DeCosmo | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Kenneth M. Jashrow, II | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James A. Johnson | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Charles W. Matthews | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Richard M. Smith | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director George F. Jones, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Peter B. Bartholow | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James H. Browning | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Preston M. Geren, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Frederick B. Hegi, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Larry L. Helm | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James R. Holland, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director W. W. McAllister, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Elysia Holt Ragusa | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Steven P. Rosenberg | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Grant E. Sims | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Robert W. Stallings | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Dale W. Tremblay | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ian J. Turpin | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Selim A. Bassoul | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Robert B. Lamb | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director John R. Miller, III | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Gordon O’Brien | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Philip G. Putnam | | For | | For |
| | | | | | | | | | | | | | | | | | |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Sabin C. Streeter | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Require Majority Vote for the Election of Directors | | For | | For |
The Middleby Corporation | | MIDD | | 596278101 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William J. Bartlett | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Alan C. Henderson | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Clarence W. Schawk | | For | | Withhold |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director David A. Schawk | | For | | For |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director A. Alex Sarkisian | | For | | Withhold |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Leonard S. Caronia | | For | | Withhold |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Patrick J. O’Brien | | For | | For |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Hollis W. Rademacher | | For | | For |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director John T. McEnroe | | For | | Withhold |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Michael G. O’Rourke | | For | | For |
Schawk, Inc. | | SGK | | 806373106 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Stanley N. Logan | | For | | For |
| | | | | | | | | |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director John F. Cassidy, Jr. | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Edgar G. Hotard | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Erland E. Kailbourne | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Joseph G. Morone | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Katharine L. Plourde | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director John R. Scannell | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Christine L. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director John C. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | USA | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
PartnerRe Ltd. | | PRE | | G6852T105 | | Bermuda | | 17-May-13 | | Annual | | Management | | Elect Director Jean-Paul L. Montupet | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | Bermuda | | 17-May-13 | | Annual | | Management | | Elect Director Lucio Stanca | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | Bermuda | | 17-May-13 | | Annual | | Management | | Ratify Deloitte & Touche Ltd. as Auditors | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | Bermuda | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James W. Bagley | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Michael A. Bradley | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Albert Carnesale | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Daniel W. Christman | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Edwin J. Gillis | | For | | For |
| | | | | | | | | | | | | | | | | | |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Timothy E. Guertin | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Paul J. Tufano | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Roy A. Vallee | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Cary Mack | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Todd Marshall | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director M. Nafees Nagy | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James E. Nave | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Wieland F. Wettstein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Michael L. Beatty | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Michael B. Decker | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Ronald G. Greene | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Gregory L. McMichael | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Kevin O. Meyers | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Phil Rykhoek | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Randy Stein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Laura A. Sugg | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Barry W. Perry | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Philip K. Asherman | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Gail E. Hamilton | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director John N. Hanson | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Richard S. Hill | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director M.F. (Fran) Keeth | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Andrew C. Kerin | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael J. Long | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Stephen C. Patrick | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Arrow Electronics, Inc. | | ARW | | 042735100 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Robert F. Coleman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James M. Guyette | | For | | For |
| | | | | | | | | | | | | | | | | | |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Collin E. Roche | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William R. Rybak | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Michael J. Brown | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Andrew B. Schmitt | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director M. Jeannine Strandjord | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Adopt Shareholder Rights Plan (Poison Pill) | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Sandra Beach Lin | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Robert J. Tarr, Jr. | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Stephen A. Van Oss | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | USA | | 30-May-13 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
| | | | | | | | | |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director S.P. Johnson, IV | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Steven A. Webster | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Thomas L. Carter, Jr. | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Robert F. Fulton | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director F. Gardner Parker | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Roger A. Ramsey | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Frank A. Wojtek | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | USA | | 11-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Guess?, Inc. | | GES | | 401617105 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Anthony Chidoni | | For | | Withhold |
Guess?, Inc. | | GES | | 401617105 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Paul Marciano | | For | | For |
Guess?, Inc. | | GES | | 401617105 | | USA | | 27-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Nuveen Tradewinds Value Opportunities Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Roxanne J. Decyk | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Mark W. DeYoung | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Martin C. Faga | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Ronald R. Fogleman | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director April H. Foley | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Tig H. Krekel | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Douglas L. Maine | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Roman Martinez, IV | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Mark H. Ronald | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director William G. Van Dyke | | For | | For |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Alliant Techsystems Inc. | | ATK | | 018804104 | | USA | | 07-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Irving W. Bailey, II | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director David J. Barram | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Stephen L. Baum | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Erik Brynjolfsson | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Rodney F. Chase | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Judith R. Haberkorn | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director J. Michael Lawrie | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Chong Sup Park | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Elect Director Lawrence A. Zimmerman | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Computer Sciences Corporation | | CSC | | 205363104 | | USA | | 07-Aug-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Howard Solomon | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Nesli Basgoz | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Christopher J. Coughlin | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Dan L. Goldwasser | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Kenneth E. Goodman | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Gerald M. Lieberman | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Lawrence S. Olanoff | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Lester B. Salans | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Brenton L. Saunders | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Elect Director Peter J. Zimetbaum | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Ratify Auditors | | For | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Adopt Proxy Access Right | | Against | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | | Against | | Do Not Vote |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Elect Director Eric J. Ende | | For | | Withhold |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Elect Director Pierre Legault | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Elect Director Andrew J. Fromkin | | For | | Withhold |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Elect Director Daniel A. Ninivaggi | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Management Nominee—Howard Solomon | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Management Nominee—Nesli Basgoz | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Management Nominee—Christopher J. Coughlin | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Management Nominee—Gerald M. Lieberman | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Management Nominee—Brenton L. Saunders | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Management Nominee—Peter J. Zimetbaum | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Against | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Management | | Ratify Auditors | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Adopt Proxy Access Right | | Abstain | | Against |
Forest Laboratories, Inc. | | FRX | | 345838106 | | USA | | 15-Aug-12 | | Proxy Contest | | Share Holder | | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | | For | | For |
| | | | | | | | | | | | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Phillip Frost as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Roger Abravanel as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Elect Galia Maor as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Richard A. Lerner as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reelect Erez Vigodman as Director | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Certain Amendments to Articles of Association | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Approve Indemnification and Release Agreements for Directors of the Company | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | Israel | | 12-Sep-12 | | Annual | | Management | | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | | For | | For |
| | | | | | | | | |
Scholastic Corporation | | SCHL | | 807066105 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director James W. Barge | | For | | For |
Scholastic Corporation | | SCHL | | 807066105 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director Marianne Caponnetto | | For | | For |
Scholastic Corporation | | SCHL | | 807066105 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director John G. McDonald | | For | | For |
| | | | | | | | | |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director Joseph W. Luter, III | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director C. Larry Pope | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director Wendell H. Murphy, Sr. | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Elect Director Paul S. Trible, Jr. | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Smithfield Foods, Inc. | | SFD | | 832248108 | | USA | | 19-Sep-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Phyllis E. Cochran | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Gregory L. Ebel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Robert L. Lumpkins | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director William T. Monahan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Harold H. Mackay | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2012 | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Elect Hugh Cameron as Chairman of the Audit Committee | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Elect Almorie Maule as Member of the Audit Committee | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Re-elect Babalwa Ngonyama as Member of the Audit Committee | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Elect Almorie Maule as Director | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Re-elect Dr Khotso Mokhele as Director | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Re-elect Thandi Orleyn as Director | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Approve Implats Long-Term Incentive Plan 2012 | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Approve Directors’ Remuneration | | For | | For |
Impala Platinum Holdings Ltd | | IMP | | 452553308 | | South Africa | | 24-Oct-12 | | Annual | | Management | | Adopt New Memorandum of Incorporation | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Alan L. Boeckmann | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director George W. Buckley | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Mollie Hale Carter | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Terrell K. Crews | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Pierre Dufour | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Donald E. Felsinger | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Antonio Maciel | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Patrick J. Moore | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Thomas F. O’Neill | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Daniel Shih | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Kelvin R. Westbrook | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Elect Director Patricia A. Woertz | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 01-Nov-12 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For |
| | | | | | | | | |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Kathleen A. Cote | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director John F. Coyne | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Henry T. DeNero | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director William L. Kimsey | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Michael D. Lambert | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Len J. Lauer | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Matthew E. Massengill | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Roger H. Moore | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Kensuke Oka | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Thomas E. Pardun | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Arif Shakeel | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Elect Director Masahiro Yamamura | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Western Digital Corporation | | WDC | | 958102105 | | USA | | 08-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Larry R. Carter | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
| | | | | | | | | | | | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Richard M. Kovacevich | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | USA | | 15-Nov-12 | | Annual | | Share Holder | | Report on Eliminating Conflict Minerals from Supply Chain | | Against | | Against |
| | | | | | | | | |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 16-Nov-12 | | Special | | Management | | Approve RUB 110 Billion Increase in Share Capital | | For | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 16-Nov-12 | | Special | | Management | | Approve Related-Party Transactions Re: Supplementary Agreement to Guarantee Agreement with with State Corporation Vnesheconombank | | For | | For |
| | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Dina Dublon | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director William H. Gates, III | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Helmut Panke | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Janice M. Babiak | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director David J. Brailer | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Steven A. Davis | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director William C. Foote | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Mark P. Frissora | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Ginger L. Graham | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Alan G. McNally | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Dominic P. Murphy | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Stefano Pessina | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Nancy M. Schlichting | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Alejandro Silva | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director James A. Skinner | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Elect Director Gregory D. Wasson | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Walgreen Co. | | WAG | | 931422109 | | USA | | 09-Jan-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
| | | | | | | | | |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director John Tyson | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Kathleen M. Bader | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Gaurdie E. Banister, Jr. | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Jim Kever | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Kevin M. McNamara | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Brad T. Sauer | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Robert Thurber | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Barbara A. Tyson | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Elect Director Albert C. Zapanta | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Amend Nonqualified Employee Stock Purchase Plan | | For | | For |
Tyson Foods, Inc. | | TSN | | 902494103 | | USA | | 01-Feb-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Approve Allocation of Income and Dividends of CHF 2.30 per Share | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Approve Remuneration System | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Elect Verena Briner as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Elect Joerg Reinhardt as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Elect Charles Sawyers as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Elect William Winters as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | Switzerland | | 22-Feb-13 | | Annual | | Management | | Additional And/or Counter-proposals Presented At The Meeting | | For | | Against |
| | | | | | | | | |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Bob Dudley as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Iain Conn as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Dr Brian Gilvary as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Paul Anderson as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Frank Bowman as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Antony Burgmans as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Cynthia Carroll as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect George David as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Ian Davis as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Dame Ann Dowling as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Brendan Nelson as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Phuthuma Nhleko as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Andrew Shilston as Director | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Re-elect Carl-Henric Svanberg as Director | | For | | For |
| | | | | | | | | | | | | | | | | | |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
BP plc | | BP. | | 055622104 | | United Kingdom | | 11-Apr-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Linda Walker Bynoe | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Nicholas D. Chabraja | | For | | Withhold |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Susan Crown | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Dipak C. Jain | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Edward J. Mooney | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Jose Luis Prado | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director John W. Rowe | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Martin P. Slark | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director David H. B. Smith, Jr. | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Charles A. Tribbett, III | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Elect Director Frederick H. Waddell | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | USA | | 16-Apr-13 | | Annual | | Share Holder | | Report on Political Contributions and Lobbying Expenditures | | Against | | For |
| | | | | | | | | |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Approve Early Termination of Powers of Board of Directors | | For | | For |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Boris Ayuev as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Eduard Volkov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Viktor Danilov-Danilyan as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Yevgeny Dod as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Ilya Gubin as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Viktor Zimin as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Viktor Kudryavy as Director | | None | | For |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Denis Morozov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Denis Nozdrachev as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Vyacheslav Pivovarov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Mikhail Poluboyarinov as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Bernd Pfaffenbach as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Elect Vladimir Stolyarenko as Director | | None | | Against |
RusHydro JSC | | HYDR | | 466294105 | | Russia | | 19-Apr-13 | | Special | | Management | | Approve Related-Party Transaction with OSAO Ingosstrah Re: Liability Insurance for Directors, Executives, and Company | | For | | For |
| | | | | | | | | |
Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 22-Apr-13 | | Annual | | Management | | Elect Director Bogdan Dziurzynski | | For | | For |
Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 22-Apr-13 | | Annual | | Management | | Elect Director Douglas G. Watson | | For | | For |
Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 22-Apr-13 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 22-Apr-13 | | Annual | | Management | | Amend NOL Rights Plan (NOL Pill) | | For | | For |
| | | | | | | | | | | | | | | | | | |
Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 22-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Dendreon Corporation | | DNDN | | 24823Q107 | | USA | | 22-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Anthony K. Anderson | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John A. Canning, Jr. | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Christopher M. Crane | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Yves C. de Balmann | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Nicholas DeBenedictis | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Nelson A. Diaz | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Sue L. Gin | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Paul L. Joskow | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Robert J. Lawless | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Richard W. Mies | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director William C. Richardson | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Ridge | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John W. Rogers, Jr. | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Stephen D. Steinour | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | USA | | 23-Apr-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 0.30 Per Share | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Approve Discharge of Board and President | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of EUR 170,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Remuneration for Committee Work | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Fix Number of Directors at 10 | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Reelect Gunnar Brock, Birgitta Kantola, Mikael Makinen, Juha Rantanen, Hans Straberg, Matti Vuoria, Hock Goh, and Marcus Wallenberg as Directors; Elect Elizabeth Fleuriot and Anne Brunila as New Directors | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Ratify Deloitte & Touche Oy as Auditors | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Elect Members of Nominating Committee | | For | | For |
Stora Enso Oyj | | STERV | | 86210M106 | | Finland | | 23-Apr-13 | | Annual | | Management | | Approve Cancellation of 918,512 Series R Treasury Shares | | For | | For |
| | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Howard L. Beck | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert M. Franklin | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Brian Mulroney | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Peter Munk | | For | | For |
| | | | | | | | | | | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | Canada | | 24-Apr-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | Against |
| | | | | | | | | |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Paul J. Liska | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Jose O. Montemayor | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Thomas F. Motamed | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Don M. Randel | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Joseph Rosenberg | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Marvin Zonis | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Bruce R. Brook | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director J. Kofi Bucknor | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Vincent A. Calarco | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Joseph A. Carrabba | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Noreen Doyle | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Gary J. Goldberg | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Veronica M. Hagen | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Jane Nelson | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Donald C. Roth | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Simon R. Thompson | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Newmont Mining Corporation | | NEM | | 651639106 | | USA | | 24-Apr-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director P. George Benson | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Wolfgang Deml | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Luiz F. Furlan | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George E. Minnich | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Martin H. Richenhagen | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Mallika Srinivasan | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Hendrikus Visser | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AGCO Corporation | | AGCO | | 001084102 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Paul T. Hanrahan | | For | | For |
Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Steven F. Leer | | For | | For |
Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Theodore D. Sands | | For | | For |
Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 25-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Arch Coal, Inc. | | ACI | | 039380100 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Larry D. Brady | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Martin S. Craighead | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Lynn L. Elsenhans | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Anthony G. Fernandes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Claire W. Gargalli | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Pierre H. Jungels | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James A. Lash | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director J. Larry Nichols | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James W. Stewart | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Charles L. Watson | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | USA | | 25-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director John Seely Brown | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Stephanie A. Burns | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director John A. Canning, Jr. | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Richard T. Clark | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Robert F. Cummings, Jr. | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James B. Flaws | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kurt M. Landgraf | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Kevin J. Martin | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Deborah D. Rieman | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Hansel E. Tookes, II | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Wendell P. Weeks | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Mark S. Wrighton | | For | | For |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Corning Incorporated | | GLW | | 219350105 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Gregory H. Boyce | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director William A. Coley | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director William E. James | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Robert B. Karn, III | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Henry E. Lentz | | For | | For |
| | | | | | | | | | | | | | | | | | |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Robert A. Malone | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director William C. Rusnack | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director John F. Turner | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Sandra A. Van Trease | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Alan H. Washkowitz | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Peabody Energy Corporation | | BTU | | 704549104 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Giannella Alvarez | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Robert E. Apple | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Louis P. Gignac | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Harold H. MacKay | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director David G. Maffucci | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Robert J. Steacy | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Pamela B. Strobel | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Denis Turcotte | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director John D. Williams | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Domtar Corporation | | UFS | | 257559203 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Nicholas D. Chabraja | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William P. Fricks | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Paul G. Kaminski | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director John M. Keane | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Lester L. Lyles | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Phebe N. Novakovic | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William A. Osborn | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Robert Walmsley | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Share Holder | | Review and Assess Human Rights Policy | | Against | | For |
| | | | | | | | | |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director William R.P. Dalton | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Kevin S. Dunne | | For | | For |
| | | | | | | | | | | | | | | | | | |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | Canada | | 01-May-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Alan L. Boeckmann | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director George W. Buckley | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Mollie Hale Carter | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Terell K. Crews | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Pierre Dufour | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Donald E. Felsinger | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Antonio Maciel | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Patrick J. Moore | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Thomas F. O’Neill | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Daniel Shih | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Kelvin R. Westbrook | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Patricia A. Woertz | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Axel Weber as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Michel Demare as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect David Sidwell as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Rainer-Marc Frey as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Relect Ann Godbehere as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Axel Lehmann as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Helmut Panke as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect William Parrett as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Isabelle Romy as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Beatrice Weder di Mauro as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Reelect Joseph Yam as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Elect Reto Francioni as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | Switzerland | | 02-May-13 | | Annual | | Management | | Ratify Ernst & Young Ltd. as Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Geoffrey Bell as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Albert A. Benchimol as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Christopher V. Greetham as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Maurice A. Keane as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Elect Henry B. Smith as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | Bermuda | | 03-May-13 | | Annual | | Management | | Ratify Deloitte & Touche Ltd as Auditors | | For | | For |
| | | | | | | | | |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Jerry C. Atkin | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director J. Ralph Atkin | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Margaret S. Billson | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Henry J. Eyring | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Robert G. Sarver | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Steven F. Udvar-Hazy | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director James L. Welch | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director W. Steve Albrecht | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | USA | | 07-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director J. Brett Harvey | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Philip W. Baxter | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director James E. Altmeyer, Sr. | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director William E. Davis | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Raj K. Gupta | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director David C. Hardesty, Jr. | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director John T. Mills | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director William P. Powell | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Joseph T. Williams | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | Against |
CONSOL Energy Inc. | | CNX | | 20854P109 | | USA | | 08-May-13 | | Annual | | Share Holder | | Report on Climate Change | | Against | | For |
| | | | | | | | | |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect John T. Baily as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Norman Barham as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Galen R. Barnes as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Scott D. Moore as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect William H. Bolinder as Subsidiary Director of Endurance Specialty Insurance Ltd. | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect David Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
| | | | | | | | | | | | | | | | | | |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect David Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Brendan R. O’Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect as David Cash Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Elect Brendan R. O’Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | Bermuda | | 08-May-13 | | Annual | | Management | | Amend the Company’s Amended and Restated Bylaws | | For | | For |
| | | | | | | | | |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect John A. Brough as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect John K. Carrington as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect John M.H. Huxley as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect Kenneth C. Irving as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect John A. Keyes as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect John A. Macken as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect Catherine McLeod-Seltzer as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect John E. Oliver as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect Una M. Power as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect Terence C.W. Reid as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect J. Paul Rollinson as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Elect Ruth G. Woods as Director | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Kinross Gold Corporation | | K | | 496902404 | | Canada | | 08-May-13 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Ratify Ernst & Young as Auditors | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Reelect Jan Hommen to Executive Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Reelect Patrick Flynn to Executive Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Elect Ralph Hamers to Executive Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Reelect Jeroen van der Veer to Supervisory Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Reelect Tine Bahlmann to Supervisory Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Elect Carin Gorter to Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | | | |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Elect Hermann-Josef Lamberti to Supervisory Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Elect Isabel Martin Castella to Supervisory Board | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
ING Groep NV | | | | 456837103 | | Netherlands | | 13-May-13 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | | For | | For |
| | | | | | | | | |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Lawrence S. Bacow | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ann E. Berman | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Joseph L. Bower | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Charles M. Diker | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jacob A. Frenkel | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Paul J. Fribourg | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Walter L. Harris | | For | | Against |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Philip A. Laskawy | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Ken Miller | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Gloria R. Scott | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jonathan M. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
| | | | | | | | | | | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Share Holder | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against |
| | | | | | | | | |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Eugene C. Fiedorek | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Chansoo Joung | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director William C. Montgomery | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Apache Corporation | | APA | | 037411105 | | USA | | 16-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Charlene Barshefsky | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Susan L. Decker | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John J. Donahoe | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Reed E. Hundt | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director James D. Plummer | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director David S. Pottruck | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Frank D. Yeary | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director David B. Yoffie | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Carole Black | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Glenn A. Britt | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Thomas H. Castro | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director David C. Chang | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director James E. Copeland, Jr. | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Peter R. Haje | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Donna A. James | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Don Logan | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director N.J. Nicholas, Jr. | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Wayne H. Pace | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Edward D. Shirley | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John E. Sununu | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Time Warner Cable Inc. | | TWC | | 88732J207 | | USA | | 16-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Plan | | Against | | For |
| | | | | | | | | |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Fernando Aguirre | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Mark T. Bertolini | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Frank M. Clark | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Betsy Z. Cohen | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Molly J. Coye | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Roger N. Farah | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Barbara Hackman Franklin | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Jeffrey E. Garten | | For | | For |
| | | | | | | | | | | | | | | | | | |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Ellen M. Hancock | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Richard J. Harrington | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Edward J. Ludwig | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Joseph P. Newhouse | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
Aetna Inc. | | AET | | 00817Y108 | | USA | | 17-May-13 | | Annual | | Share Holder | | Enhance Board Oversight of Political Contributions | | Against | | Against |
| | | | | | | | | |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Stuart L. Bascomb | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Paul M. Black | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Dennis H. Chookaszian | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Robert J. Cindrich | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Michael A. Klayko | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Anita V. Pramoda | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director David D. Stevens | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Ralph H. ‘Randy’ Thurman | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Allscripts Healthcare Solutions, Inc. | | MDRX | | 01988P108 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director John F. Bergstrom | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director John C. Brouillard | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Fiona P. Dias | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Darren R. Jackson | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director William S. Oglesby | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director J. Paul Raines | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Gilbert T. Ray | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Carlos A. Saladrigas | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Jimmie L. Wade | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Provide Right to Call Special Meeting | | For | | For |
Advance Auto Parts, Inc. | | AAP | | 00751Y106 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Donald Guthrie | | For | | Against |
NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Steven M. Shindler | | For | | For |
NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 22-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
NII Holdings, Inc. | | NIHD | | 62913F201 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mary Anne Citrino | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Theodore F. Craver, Jr. | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Vicki B. Escarra | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Gale S. Fitzgerald | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Patrick Foley | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jay M. Gellert | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Roger F. Greaves | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Douglas M. Mancino | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Bruce G. Willison | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Frederick C. Yeager | | For | | For |
| | | | | | | | | | | | | | | | | | |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Health Net, Inc. | | HNT | | 42222G108 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Prepare Employment Diversity Report | | Against | | Against |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | USA | | 23-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
| | | | | | | | | |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | USA | | 23-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Bunge Limited | | BG | | G16962105 | | Bermuda | | 24-May-13 | | Annual | | Management | | Elect Director Bernard de La Tour d’Auvergne Lauraguais | | For | | For |
Bunge Limited | | BG | | G16962105 | | Bermuda | | 24-May-13 | | Annual | | Management | | Elect Director William Engels | | For | | For |
Bunge Limited | | BG | | G16962105 | | Bermuda | | 24-May-13 | | Annual | | Management | | Elect Director L. Patrick Lupo | | For | | For |
Bunge Limited | | BG | | G16962105 | | Bermuda | | 24-May-13 | | Annual | | Management | | Elect Director Soren Schroder | | For | | For |
Bunge Limited | | BG | | G16962105 | | Bermuda | | 24-May-13 | | Annual | | Management | | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to determine the independent auditor’s fees | | For | | For |
Bunge Limited | | BG | | G16962105 | | Bermuda | | 24-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Elect Director Jimmy A. Dew | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Elect Director John M. Dixon | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Elect Director Dennis P. Van Mieghem | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Molson Coors Brewing Company | | TAP | | 60871R209 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director Roger Eaton | | For | | For |
Molson Coors Brewing Company | | TAP | | 60871R209 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director Charles M. Herington | | For | | For |
Molson Coors Brewing Company | | TAP | | 60871R209 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director H. Sanford Riley | | For | | For |
Molson Coors Brewing Company | | TAP | | 60871R209 | | USA | | 29-May-13 | | Annual | | Management | | Amend Certificate of Incorporation to Provide that Holders of Class A and Class B Common Stock shall Vote Together as a Single Class, on an Advisory Basis, to Approve Compensation | | For | | For |
| | | | | | | | | |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Robert H. Henry | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director John A. Hill | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Michael M. Kanovsky | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Robert A. Mosbacher, Jr. | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director J. Larry Nichols | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Duane C. Radtke | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Mary P. Ricciardello | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director John Richels | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Share Holder | | Require a Majority Vote for the Election of Directors | | Against | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | USA | | 05-Jun-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | | |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Leslie Stone Heisz | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director John R. Ingram | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Orrin H. Ingram, II | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Dale R. Laurance | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Linda Fayne Levinson | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Scott A. McGregor | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Alain Monie | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Paul Read | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Michael T. Smith | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Elect Director Joe B. Wyatt | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | USA | | 05-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Daniel F. Akerson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director David Bonderman | | For | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert D. Krebs | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Cynthia A. Telles | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Harold J. Bouillion | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Enoch L. Dawkins | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director David D. Dunlap | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director James M. Funk | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Terence E. Hall | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Ernest E. ‘Wyn’ Howard, III | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Peter D. Kinnear | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael M. McShane | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director W. Matt Ralls | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Justin L. Sullivan | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Amend Stock Ownership Limitations | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | USA | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | Against |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Relect Bernard J. Duroc-Danner as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect Nicholas F. Brady as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect David J. Butters as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect John D. Gass as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect Francis S. Kalman as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect William E. Macaulay as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect Robert K. Moses, Jr. as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect Guillermo Ortiz as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect Emyr Jones Parry as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Reelect Robert A. Rayne as Director | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Authorize Capital Increase for Future Acquisitions | | For | | For |
Weatherford International Ltd. | | WFT | | H27013103 | | Switzerland | | 20-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Reuben V. Anderson | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Robert D. Beyer | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | | | | | | | | | |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Susan J. Kropf | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director John T. LaMacchia | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director David B. Lewis | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director W. Rodney McMullen | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Jorge P. Montoya | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Clyde R. Moore | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Susan M. Phillips | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Steven R. Rogel | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director James A. Runde | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Ronald L. Sargent | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Elect Director Bobby S. Shackouls | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Share Holder | | Report on Supply Chain Human Rights Risks and Management | | Against | | Against |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Share Holder | | Report on Adopting Extended Producer Responsibility Policy | | Against | | Against |
The Kroger Co. | | KR | | 501044101 | | USA | | 27-Jun-13 | | Annual | | Share Holder | | Adopt and Implement Sustainable Palm Oil Policy | | Against | | Against |
Nuveen Multi-Manager Large-Cap Value Fund
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Country | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Jack Michelson | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Ronald R. Taylor | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Andrew L. Turner | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Paul M. Bisaro | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Christopher W. Bodine | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Michael J. Feldman | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Fred G. Weiss | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | USA | | 10-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Samuel T. Byrne | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Dwight D. Churchill | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Sean M. Healey | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Harold J. Meyerman | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director William J. Nutt | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Tracy P. Palandjian | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Rita M. Rodriguez | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Patrick T. Ryan | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Elect Director Jide J. Zeitlin | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Approve Restricted Stock Plan | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | USA | | 11-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Mary C. Baskin | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Neil M. Hahl | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Philip R. Harper | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director John A. Koskinen | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Stan Lundine | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Kenneth D. Peterson, Jr. | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Alvin N. Puryear | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Elect Director Malon Wilkus | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | USA | | 26-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Share Holder | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James M. Cracchiolo | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Lon R. Greenberg | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Warren D. Knowlton | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director W. Walker Lewis | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Siri S. Marshall | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Jeffery Noddle | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director H. Jay Sarles | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert F. Sharpe, Jr. | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director William H. Turner | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director David Baltimore | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Frank J. Biondi, Jr. | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Robert A. Bradway | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Francois de Carbonnel | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Vance D. Coffman | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Robert A. Eckert | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Rebecca M. Henderson | | For | | For |
| | | | | | | | | | | | | | | | | | |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Frank C. Herringer | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Tyler Jacks | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Gilbert S. Omenn | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Judith C. Pelham | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Leonard D. Schaeffer | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Ronald D. Sugar | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | USA | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Share Holder | | Amend Bylaw to Limit Multiple Board Service | | Against | | Against |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Share Holder | | Report on Feasibility of Prohibiting Political Contributions | | Against | | Against |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Sharon L. Allen | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Susan S. Bies | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Jack O. Bovender, Jr. | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Frank P. Bramble, Sr. | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Arnold W. Donald | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Charles K. Gifford | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Charles O. Holliday, Jr. | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Linda P. Hudson | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Monica C. Lozano | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Thomas J. May | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Brian T. Moynihan | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Lionel L. Nowell, III | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director R. David Yost | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | USA | | 13-Jun-13 | | Annual | | Management | | Elect Director Jackie M. Clegg | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | USA | | 13-Jun-13 | | Annual | | Management | | Elect Director Randal A. Nardone | | For | | Withhold |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | USA | | 13-Jun-13 | | Annual | | Management | | Elect Director James R. Seward | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | USA | | 13-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | USA | | 13-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director W. Ronald Dietz | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
| | | | | | | | | | | | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | USA | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Colleen F. Arnold | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director George S. Barrett | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Glenn A. Britt | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Carrie S. Cox | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Calvin Darden | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Bruce L. Downey | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director John F. Finn | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Clayton M. Jones | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Gregory B. Kenny | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director David P. King | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Richard C. Notebaert | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Elect Director Jean G. Spaulding | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cardinal Health, Inc. | | CAH | | 14149Y108 | | USA | | 02-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Michael P. Johnson | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Janiece M. Longoria | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director David M. McClanahan | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Susan O. Rheney | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director R. A. Walker | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Peter S. Wareing | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Share Holder | | Adopt Share Retention Policy For Senior Executives | | Against | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Nikesh Arora | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director John T. Cahill | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Ian Cook | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Helene D. Gayle | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Ellen M. Hancock | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Joseph Jimenez | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Richard J. Kogan | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Delano E. Lewis | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director J. Pedro Reinhard | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Stephen I. Sadove | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | USA | | 10-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Kenneth J. Bacon | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Sheldon M. Bonovitz | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Joseph J. Collins | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director J. Michael Cook | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Gerald L. Hassell | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Jeffrey A. Honickman | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Eduardo G. Mestre | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Brian L. Roberts | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Ralph J. Roberts | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Johnathan A. Rodgers | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Donna M. Alvarado | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director John B. Breaux | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Pamela L. Carter | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Steven T. Halverson | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Edward J. Kelly, III | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Gilbert H. Lamphere | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director John D. McPherson | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Timothy T. O’Toole | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director David M. Ratcliffe | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Donald J. Shepard | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Michael J. Ward | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director J.C. Watts, Jr. | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director J. Steven Whisler | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CSX Corporation | | CSX | | 126408103 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director James W. Breyer | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Janet F. Clark | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Laura Conigliaro | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Michael S. Dell | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Kenneth M. Duberstein | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director William H. Gray, III | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Gerard J. Kleisterlee | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Klaus S. Luft | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Alex J. Mandl | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director Shantanu Narayen | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Elect Director H. Ross Perot, Jr. | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Dell Inc. | | DELL | | 24702R101 | | USA | | 13-Jul-12 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Jeffrey S. Aronin | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Mary K. Bush | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Gregory C. Case | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Cynthia A. Glassman | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Richard H. Lenny | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Thomas G. Maheras | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Michael H. Moskow | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director David W. Nelms | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director E. Follin Smith | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Mark A. Thierer | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Elect Director Lawrence A. Weinbach | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | USA | | 17-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Gerard M. Anderson | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director David A. Brandon | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Charles G. McClure, Jr. | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Gail J. McGovern | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director James B. Nicholson | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Charles W. Pryor, Jr. | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Ruth G. Shaw | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Gary E. Anderson | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Brett D. Begemann | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Stephen R. Demeritt | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Robert M. Hernandez | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Julie F. Holder | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Renee J. Hornbaker | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director Lewis M. Kling | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Elect Director David W. Raisbeck | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | USA | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Share Holder | | Report on Privacy and Data Security | | Against | | Against |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Management | | Elect Director David M. Moffett | | For | | For |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Management | | Elect Director Richard T. Schlosberg, III | | For | | For |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Tierney | | For | | For |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
eBay Inc. | | EBAY | | 278642103 | | USA | | 18-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Ralph Alvarez | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Winfried Bischoff | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director R. David Hoover | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Franklyn G. Prendergast | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Kathi P. Seifert | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | USA | | 06-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Elect Director Dominic J. Addesso | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Elect Director John J. Amore | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Elect Director John R. Dunne | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Elect Director Joseph V. Taranto | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Elect Director John A. Weber | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | Bermuda | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | | | | | | | | | |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Require a Majority Vote for the Election of Directors | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Study Feasibility of Prohibiting Political Contributions | | Against | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Adopt Sexual Orientation Anti-bias Policy | | Against | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Share Holder | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director M.J. Boskin | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director P. Brabeck-Letmathe | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director U.M. Burns | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director L.R. Faulkner | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director J.S. Fishman | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director H.H. Fore | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director K.C. Frazier | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director W.W. George | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director S.J. Palmisano | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director S.S. Reinemund | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director R.W. Tillerson | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director W.C. Weldon | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director E.E. Whitacre, Jr. | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | USA | | 29-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Share Holder | | Amend Bylaws—Call Special Meetings | | Against | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Edsel B. Ford II | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director William W. Helman IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Richard A. Manoogian | | For | | Against |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | Against |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Ford Motor Company | | F | | 345370860 | | USA | | 09-May-13 | | Annual | | Management | | Approval of Tax Benefits Preservation Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Share Holder | | Review and Assess Human Rights Policy | | Against | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Nicholas D. Chabraja | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William P. Fricks | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Paul G. Kaminski | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director John M. Keane | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Lester L. Lyles | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Phebe N. Novakovic | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director William A. Osborn | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Elect Director Robert Walmsley | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | USA | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Cessation of All Stock Options and Bonuses | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Establish Term Limits for Directors | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Require More Director Nominations Than Open Seats | | Against | | Against |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director W. Geoffrey Beattie | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director John J. Brennan | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James I. Cash, Jr. | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Francisco D’Souza | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Marijn E. Dekkers | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ann M. Fudge | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Susan Hockfield | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Jeffrey R. Immelt | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Andrea Jung | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Ralph S. Larsen | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Mary L. Schapiro | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert J. Swieringa | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Douglas A. Warner, III | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Electric Company | | GE | | 369604103 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Richard B. Clark | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Mary Lou Fiala | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director J. Bruce Flatt | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director John K. Haley | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Cyrus Madon | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Sandeep Mathrani | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director David J. Neithercut | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director Mark R. Patterson | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Elect Director John G. Schreiber | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | USA | | 10-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Daniel F. Akerson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director David Bonderman | | For | | Against |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert D. Krebs | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Elect Director Cynthia A. Telles | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | USA | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Share Holder | | Report on Human Rights Risk Assessment Process | | Against | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Alan M. Bennett | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director James R. Boyd | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Nance K. Dicciani | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Murry S. Gerber | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Jose C. Grubisich | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Abdallah S. Jum’ah | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director David J. Lesar | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert A. Malone | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director J. Landis Martin | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Debra L. Reed | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Halliburton Company | | HAL | | 406216101 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director P.K. Decker | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director J.F. Earl | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect DirectorK. G. Eddy | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director D. C. Everitt | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director S. E. Graham | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director T. D. Growcock | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director H. W. Knueppel | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director J. M. Loree | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director A. J. Sordoni, III | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director R. C. Wilburn | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | USA | | 23-Apr-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Richard M. Bracken | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director R. Milton Johnson | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director John P. Connaughton | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Kenneth W. Freeman | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Thomas F. Frist, III | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director William R. Frist | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Christopher R. Gordon | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Jay O. Light | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Geoffrey G. Meyers | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael W. Michelson | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director James C. Momtazee | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Stephen G. Pagliuca | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Wayne J. Riley | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Nelson Peltz | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director John P. Surma | | For | | Against |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Capital Reduction and Creation of Distributable Reserves | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | Ireland | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | | For | | For |
| | | | | | | | | | | | | | | | | | |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Charlene Barshefsky | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Susan L. Decker | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John J. Donahoe | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Reed E. Hundt | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director James D. Plummer | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director David S. Pottruck | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Frank D. Yeary | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director David B. Yoffie | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Intel Corporation | | INTC | | 458140100 | | USA | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Plans | | Against | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director David J. Bronczek | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Ahmet C. Dorduncu | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director John V. Faraci | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Ilene S. Gordon | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Stacey J. Mobley | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director John L. Townsend, III | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director John F. Turner | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director William G. Walter | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Elect Director J. Steven Whisler | | For | | For |
International Paper Company | | IP | �� | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
International Paper Company | | IP | | 460146103 | | USA | | 13-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Screen Political Contributions for Consistency with Corporate Values | | Against | | Against |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Mary Sue Coleman | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James G. Cullen | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian E.L. Davis | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Alex Gorsky | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Michael M.E. Johns | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Susan L. Lindquist | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Leo F. Mullin | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director William D. Perez | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Charles Prince | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director A. Eugene Washington | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ronald A. Williams | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Crandall C. Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director David M. Cote | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Ellen V. Futter | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | USA | | 21-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Edward P. Campbell | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Joseph A. Carrabba | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Charles P. Cooley | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Alexander M. Cutler | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director H. James Dallas | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Elizabeth R. Gile | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Ruth Ann M. Gillis | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director William G. Gisel, Jr. | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Richard J. Hipple | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Kristen L. Manos | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Beth E. Mooney | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Barbara R. Snyder | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
KeyCorp | | KEY | | 493267108 | | USA | | 16-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Share Holder | | Label Products with GMO Ingredients | | Against | | Against |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Abelardo E. Bru | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Jeanne P. Jackson | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director E. Follin Smith | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Irving Bolotin | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Steven L. Gerard | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Theron I. (Tig) Gilliam | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Sherrill W. Hudson | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director R. Kirk Landon | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Sidney Lapidus | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Stuart A. Miller | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Elect Director Jeffrey Sonnenfeld | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Lennar Corporation | | LEN | | 526057104 | | USA | | 10-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Elect Director Jacques Aigrain | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Elect Director Scott M. Kleinman | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Elect Director Bruce A. Smith | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Approve Remuneration of Supervisory Board | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Approve Dividends of USD 4.20 Per Share | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | Netherlands | | 22-May-13 | | Annual | | Management | | Amend Articles of Association | | For | | For |
| | | | | | | | | |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Deirdre P. Connelly | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Meyer Feldberg | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Sara Levinson | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Terry J. Lundgren | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Joseph Neubauer | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Joyce M. Roche | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Paul C. Varga | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Craig E. Weatherup | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Elect Director Marna C. Whittington | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | USA | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Gregory H. Boyce | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Pierre Brondeau | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Linda Z. Cook | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Shirley Ann Jackson | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Philip Lader | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael E. J. Phelps | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Dennis H. Reilley | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Evan Bayh | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director William L. Davis | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 24-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Usher | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | USA | | 24-Apr-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director Wayne A. Budd | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director John H. Hammergren | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director Alton F. Irby, III | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director M. Christine Jacobs | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director Marie L. Knowles | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director David M. Lawrence | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director Edward A. Mueller | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Elect Director Jane E. Shaw | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | USA | | 25-Jul-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Report on Charitable and Political Contributions | | Against | | Against |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Share Holder | | Report on Lobbying Activities | | Against | | Against |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Leslie A. Brun | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Thomas R. Cech | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Kenneth C. Frazier | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Thomas H. Glocer | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director William B. Harrison Jr. | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director C. Robert Kidder | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Carlos E. Represas | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Craig B. Thompson | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Wendell P. Weeks | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Elect Director Peter C. Wendell | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | USA | | 28-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Dina Dublon | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director William H. Gates, III | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director Helmut Panke | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | USA | | 28-Nov-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Share Holder | | Encourage Suppliers to Produce Sustainability Reports | | Against | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director William J. Bratton | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Kenneth C. Dahlberg | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director David W. Dorman | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Michael V. Hayden | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Judy C. Lewent | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Anne R. Pramaggiore | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Samuel C. Scott, III | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director Bradley E. Singer | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Elect Director John A. White | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | USA | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Frank W. Blue | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Steven A. Cosse | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Claiborne P. Deming | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Robert A. Hermes | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director James V. Kelley | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Walentin Mirosh | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director R. Madison Murphy | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director J.W. Nolan | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Neal E. Schmale | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director David J.H. Smith | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Caroline G. Theus | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Share Holder | | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Share Holder | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Elect Director James R. Crane | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Elect Director Michael C. Linn | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Elect Director John V. Lombardi | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Elect Director Howard Wolf | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Elect Director John Yearwood | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Approve Pricewaterhouse Coopers LLP as Auditor and Authorize Board to Fix Their Renumeration | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | Against |
Nabors Industries Ltd. | | NBR | | G6359F103 | | Bermuda | | 04-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Merrill A. Miller, Jr. | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Greg L. Armstrong | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Ben A. Guill | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director David D. Harrison | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Roger L. Jarvis | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Eric L. Mattson | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | USA | | 22-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Joseph B. Anderson, Jr. | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Glenn C. Christenson | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Susan F. Clark | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Stephen E. Frank | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Brian J. Kennedy | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Maureen T. Mullarkey | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director John F. O’Reilly | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Philip G. Satre | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Donald D. Snyder | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Michael W. Yackira | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Tench Coxe | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director James C. Gaither | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Jen-Hsun Huang | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Mark L. Perry | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director A. Brooke Seawell | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Mark A. Stevens | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Spencer Abraham | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Stephen I. Chazen | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Edward P. Djerejian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director John E. Feick | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Margaret M. Foran | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Ray R. Irani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Avedick B. Poladian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Elect Director Aziz D. Syriani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | USA | | 03-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Elect Director Jimmy A. Dew | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Elect Director John M. Dixon | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Elect Director Dennis P. Van Mieghem | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | USA | | 24-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Alison J. Carnwath | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Luiz Kaufmann | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director John M. Pigott | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | USA | | 29-Apr-13 | | Annual | | Management | | Elect Director Gregory M. E. Spierkel | | For | | For |
| | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director M. Anthony Burns | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director William H. Gray, III | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | USA | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Phillips 66 | | PSX | | 718546104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Greg C. Garland | | For | | For |
Phillips 66 | | PSX | | 718546104 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director John E. Lowe | | For | | For |
Phillips 66 | | PSX | | 718546104 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Phillips 66 | | PSX | | 718546104 | | USA | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Phillips 66 | | PSX | | 718546104 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Phillips 66 | | PSX | | 718546104 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | | | |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Share Holder | | Require a Majority Vote for the Election of Directors | | Against | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Share Holder | | Performance-Based and/or Time-Based Equity Awards | | Against | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Brian P. Anderson | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Bryce Blair | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Richard J. Dugas, Jr. | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Thomas Folliard | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Cheryl W. Grise | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Andre J. Hawaux | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Debra J. Kelly-Ennis | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director Patrick J. O’Leary | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Elect Director James J. Postl | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | USA | | 08-May-13 | | Annual | | Management | | Amend NOL Rights Plan (NOL Pill) | | For | | For |
| | | | | | | | | |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Mary Baglivo | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Emanuel Chirico | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Juan R. Figuereo | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Joseph B. Fuller | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Fred Gehring | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Margaret L. Jenkins | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Bruce Maggin | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director V. James Marino | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Helen McCluskey | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Henry Nasella | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Rita M. Rodriguez | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Elect Director Craig Rydin | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PVH CORP. | | PVH | | 693656100 | | USA | | 20-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director George W. Bryan | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Carolyn H. Byrd | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director David J. Cooper, Sr. | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Don DeFosset | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Eric C. Fast | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director O.B. Grayson Hall, Jr. | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John D. Johns | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Charles D. McCrary | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director James R. Malone | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Ruth Ann Marshall | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Susan W. Matlock | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John E. Maupin, Jr. | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director John R. Roberts | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Elect Director Lee J. Styslinger, III | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | USA | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect Dale W. Hilpert as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect H. Todd Stitzer as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect Marianne Parrs as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect Michael W. Barnes as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect Russell Walls as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect Thomas Plaskett as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Elect Virginia Drosos as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | Bermuda | | 14-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Melvyn E. Bergstein | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Larry C. Glasscock | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Karen N. Horn | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Allan Hubbard | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Reuben S. Leibowitz | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Daniel C. Smith | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director J. Albert Smith, Jr. | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Simon Property Group, Inc. | | SPG | | 828806109 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Share Holder | | Report on Electronics Recycling and Preventing E-Waste Export | | Against | | Against |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Roxanne S. Austin | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Douglas M. Baker, Jr. | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Henrique De Castro | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Calvin Darden | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Mary N. Dillon | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director James A. Johnson | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Mary E. Minnick | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Derica W. Rice | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Gregg W. Steinhafel | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Elect Director Solomon D. Trujillo | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Target Corporation | | TGT | | 87612E106 | | USA | | 12-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | |
Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director Jerome A. Chazen | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director Craig M. Hatkoff | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 29-May-13 | | Annual | | Management | | Elect Director Ronald W. Tysoe | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 29-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | USA | | 29-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Thomas Colligan | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Timothy Donahue | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Robert Dutkowsky | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Bruce Gordon | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Naren Gursahaney | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Bridgette Heller | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Kathleen Hyle | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Keith Meister | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Elect Director Dinesh Paliwal | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | USA | | 14-Mar-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director F. Duane Ackerman | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Robert D. Beyer | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Kermit R. Crawford | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Jack M. Greenberg | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Herbert L. Henkel | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Ronald T. LeMay | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Andrea Redmond | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director H. John Riley, Jr. | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director John W. Rowe | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Judith A. Sprieser | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Mary Alice Taylor | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Elect Director Thomas J. Wilson | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | USA | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Paul G. Kirk, Jr. | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | USA | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | | | |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Share Holder | | Prepare Employment Diversity Report | | Against | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Share Holder | | Adopt Stormwater Run-off Management Policy | | Against | | Against |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director F. Duane Ackerman | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Francis S. Blake | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Ari Bousbib | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Gregory D. Brenneman | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director J. Frank Brown | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Albert P. Carey | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Armando Codina | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Bonnie G. Hill | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Karen L. Katen | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Elect Director Mark Vadon | | For | | For |
The Home Depot, Inc. | �� | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | USA | | 23-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director William A. Ackman | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Adam Flatto | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Jeffrey Furber | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Gary Krow | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Allen Model | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director R. Scot Sellers | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Steven Shepsman | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Burton M. Tansky | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director Mary Ann Tighe | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Elect Director David R. Weinreb | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | USA | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Phyllis E. Cochran | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Gregory L. Ebel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Robert L. Lumpkins | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director William T. Monahan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Elect Director Harold H. Mackay | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | USA | | 04-Oct-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Report on Climate Change Financing Risk | | Against | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Richard O. Berndt | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Charles E. Bunch | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Paul W. Chellgren | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director William S. Demchak | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Kay Coles James | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Richard B. Kelson | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Bruce C. Lindsay | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Anthony A. Massaro | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Jane G. Pepper | | For | | For |
| | | | | | | | | | | | | | | | | | |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director James E. Rohr | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Donald J. Shepard | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Lorene K. Steffes | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Dennis F. Strigl | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Usher | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director George H. Walls, Jr. | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Helge H. Wehmeier | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director C. Martin Harris | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Judy C. Lewent | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Jim P. Manzi | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Lars R. Sorensen | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Elaine S. Ullian | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Marc N. Casper | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Nelson J. Chai | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Elect Director Tyler Jacks | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | USA | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 14-Sep-12 | | Special | | Management | | Approve Special Dividends | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 14-Sep-12 | | Special | | Management | | Approve Special Dividends | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 14-Sep-12 | | Special | | Management | | Elect George R. Oliver as Director | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 14-Sep-12 | | Special | | Management | | Elect Frank M. Drendel as Director | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 14-Sep-12 | | Special | | Management | | Approve Dividends | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 14-Sep-12 | | Special | | Management | | Approve Omnibus Stock Plan | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Edward D. Breen | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Michael E. Daniels | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Frank M. Drendel | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Brian Duperreault | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Rajiv L. Gupta | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director John A. Krol | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director George R. Oliver | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Brendan R. O’Neill | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director Sandra S. Wijnberg | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Elect Director R. David Yost | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Ratify Deloitte AG as Auditors | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Approve Allocation of Income | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Approve Ordinary Cash Dividend | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Renew Authorized Capital | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | Switzerland | | 06-Mar-13 | | Annual | | Management | | Approve Reduction in Share Capital | | For | | For |
| | | | | | | | | | | | | | | | | | |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Gary P. Coughlan | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Mary B. Cranston | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Robert W. Matschullat | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Cathy E. Minehan | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director David J. Pang | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Joseph W. Saunders | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director Charles W. Scharf | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director William S. Shanahan | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Elect Director John A. Swainson | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Visa Inc. | | V | | 92826C839 | | USA | | 30-Jan-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Howard V. Richardson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | USA | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Laura J. Alber | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Adrian D.P. Bellamy | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Rose Marie Bravo | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Mary Ann Casati | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Patrick J. Connolly | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Adrian T. Dillon | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Anthony A. Greener | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Ted W. Hall | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Michael R. Lynch | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Elect Director Lorraine Twohill | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | USA | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | |
XL Group plc | | XL | | G98290102 | | Ireland | | 26-Apr-13 | | Annual | | Management | | Elect Joseph Mauriello as Director | | For | | For |
XL Group plc | | XL | | G98290102 | | Ireland | | 26-Apr-13 | | Annual | | Management | | Elect Eugene M. McQuade as Director | | For | | For |
XL Group plc | | XL | | G98290102 | | Ireland | | 26-Apr-13 | | Annual | | Management | | Elect Clayton S. Rose as Director | | For | | For |
XL Group plc | | XL | | G98290102 | | Ireland | | 26-Apr-13 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
XL Group plc | | XL | | G98290102 | | Ireland | | 26-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter—Call Special Meetings | | Against | | For |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Curtis J. Crawford | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Robert F. Friel | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Management | | Elect Director Surya N. Mohapatra | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | USA | | 07-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Alfred J. Amoroso | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director John D. Hayes | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director David W. Kenny | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Peter Liguori | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Daniel S. Loeb | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Thomas J. McInerney | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Brad D. Smith | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Maynard G. Webb, Jr. | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Harry J. Wilson | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Elect Director Michael J. Wolf | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
Yahoo! Inc. | | YHOO | | 984332106 | | USA | | 12-Jul-12 | | Annual | | Management | | Ratify Auditors | | For | | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust
| | |
By | | /s/ Gifford R. Zimmerman
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| | Gifford R. Zimmerman – Chief Administrative Officer |
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Date | | |
August 19, 2013