FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07619
Nuveen Investment Trust
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: June 30
Date of reporting period: June 30, 2014
Item 1. Proxy Voting Record
================================== Nuveen Concentrated Core Fund ===================================
AMERISOURCEBERGEN CORPORATION
| | | | | | |
Ticker: | | ABC | | Security ID: | | 03073E105 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Steven H. Collis | | For | | For | | Management |
1.2 | | Elect Director Douglas R. Conant | | For | | For | | Management |
1.3 | | Elect Director Richard W. Gochnauer | | For | | For | | Management |
1.4 | | Elect Director Richard C. Gozon | | For | | For | | Management |
1.5 | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1.6 | | Elect Director Edward E. Hagenlocker | | For | | For | | Management |
1.7 | | Elect Director Jane E. Henney | | For | | For | | Management |
1.8 | | Elect Director Kathleen W. Hyle | | For | | For | | Management |
1.9 | | Elect Director Michael J. Long | | For | | For | | Management |
1.10 | | Elect Director Henry W. McGee | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
AMGEN INC.
| | | | | | |
Ticker: | | AMGN | | Security ID: | | 031162100 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David Baltimore | | For | | For | | Management |
1.2 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Bradway | | For | | For | | Management |
1.4 | | Elect Director Francois de Carbonnel | | For | | For | | Management |
1.5 | | Elect Director Vance D. Coffman | | For | | For | | Management |
1.6 | | Elect Director Robert A. Eckert | | For | | For | | Management |
1.7 | | Elect Director Greg C. Garland | | For | | For | | Management |
1.8 | | Elect Director Rebecca M. Henderson | | For | | For | | Management |
1.9 | | Elect Director Frank C. Herringer | | For | | For | | Management |
1.10 | | Elect Director Tyler Jacks | | For | | For | | Management |
1.11 | | Elect Director Judith C. Pelham | | For | | For | | Management |
1.12 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Patricia A. Hemingway Hall | | For | | For | | Management |
1.9 | | Elect Director Clayton M. Jones | | For | | For | | Management |
1.10 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.11 | | Elect Director David P. King | | For | | For | | Management |
1.12 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1b | | Elect Director Robert D. (Doug) Lawler | | For | | For | | Management |
1c | | Elect Director John J. (Jack) Lipinski | | For | | For | | Management |
1d | | Elect Director Frederic M. Poses | | For | | For | | Management |
1e | | Elect Director Archie W. Dunham | | For | | For | | Management |
1f | | Elect Director R. Brad Martin | | For | | For | | Management |
1g | | Elect Director Louis A. Raspino | | For | | For | | Management |
1h | | Elect Director Merrill A. (Pete) Miller, Jr. | | For | | For | | Management |
1i | | Elect Director Thomas L. Ryan | | For | | Against | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Approve Increase in Size of Board | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O’Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Anthony Vinciquerra | | For | | For | | Management |
1l | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
ELI LILLY AND COMPANY
| | | | | | |
Ticker: | | LLY | | Security ID: | | 532457108 |
Meeting Date: | | MAY 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael L. Eskew | | For | | For | | Management |
1b | | Elect Director Karen N. Horn | | For | | For | | Management |
1c | | Elect Director William G. Kaelin, Jr. | | For | | For | | Management |
1d | | Elect Director John C. Lechleiter | | For | | For | | Management |
1e | | Elect Director Marschall S. Runge | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John F. Cogan | | For | | For | | Management |
1b | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1c | | Elect Director Carla A. Hills | | For | | For | | Management |
1d | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1e | | Elect Director John W. Madigan | | For | | For | | Management |
1f | | Elect Director John C. Martin | | For | | For | | Management |
1g | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1h | | Elect Director Richard J. Whitley | | For | | For | | Management |
1i | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1j | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Link CEO Compensation to Patient Access to the Company’s Medicine | | Against | | Against | | Shareholder |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 19, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Robert R. Bennett | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | For | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Raymond E. Ozzie | | For | | For | | Management |
1.8 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director James A. Skinner | | For | | For | | Management |
1.11 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.12 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
HUMANA INC.
| | | | | | |
Ticker: | | HUM | | Security ID: | | 444859102 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kurt J. Hilzinger | | For | | For | | Management |
1b | | Elect Director Bruce D. Broussard | | For | | For | | Management |
1c | | Elect Director Frank A. D’Amelio | | For | | For | | Management |
1d | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1e | | Elect Director David A. Jones, Jr. | | For | | For | | Management |
1f | | Elect Director William J. McDonald | | For | | For | | Management |
1g | | Elect Director William E. Mitchell | | For | | For | | Management |
1h | | Elect Director David B. Nash | | For | | For | | Management |
1i | | Elect Director James J. O’Brien | | For | | For | | Management |
1j | | Elect Director Marissa T. Peterson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
NORTHROP GRUMMAN CORPORATION
| | | | | | |
Ticker: | | NOC | | Security ID: | | 666807102 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wesley G. Bush | | For | | For | | Management |
1.2 | | Elect Director Victor H. Fazio | | For | | For | | Management |
1.3 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.4 | | Elect Director Bruce S. Gordon | | For | | For | | Management |
1.5 | | Elect Director William H. Hernandez | | For | | For | | Management |
1.6 | | Elect Director Madeleine A. Kleiner | | For | | For | | Management |
1.7 | | Elect Director Karl J. Krapek | | For | | For | | Management |
1.8 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.9 | | Elect Director Gary Roughead | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1.11 | | Elect Director Kevin W. Sharer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
RAYTHEON COMPANY
| | | | | | |
Ticker: | | RTN | | Security ID: | | 755111507 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2014 | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James E. Cartwright | | For | | For | | Management |
1b | | Elect Director Vernon E. Clark | | For | | For | | Management |
1c | | Elect Director Stephen J. Hadley | | For | | For | | Management |
1d | | Elect Director Thomas A. Kennedy | | For | | For | | Management |
1e | | Elect Director George R. Oliver | | For | | For | | Management |
1f | | Elect Director Michael C. Ruettgers | | For | | For | | Management |
1g | | Elect Director Ronald L. Skates | | For | | For | | Management |
1h | | Elect Director William R. Spivey | | For | | For | | Management |
1i | | Elect Director Linda G. Stuntz | | For | | Against | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
THE BOEING COMPANY
| | | | | | |
Ticker: | | BA | | Security ID: | | 097023105 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Calhoun | | For | | For | | Management |
1b | | Elect Director Arthur D. Collins, Jr. | | For | | For | | Management |
1c | | Elect Director Linda Z. Cook | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For | | Management |
1f | | Elect Director Lawrence W. Kellner | | For | | For | | Management |
1g | | Elect Director Edward M. Liddy | | For | | For | | Management |
1h | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1i | | Elect Director Susan C. Schwab | | For | | For | | Management |
1j | | Elect Director Ronald A. Williams | | For | | For | | Management |
1k | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
Ticker: | | GS | | Security ID: | | 38141G104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lloyd C. Blankfein | | For | | For | | Management |
1b | | Elect Director M. Michele Burns | | For | | For | | Management |
1c | | Elect Director Gary D. Cohn | | For | | For | | Management |
1d | | Elect Director Claes Dahlback | | For | | For | | Management |
1e | | Elect Director William W. George | | For | | For | | Management |
1f | | Elect Director James A. Johnson | | For | | For | | Management |
1g | | Elect Director Lakshmi N. Mittal | | For | | For | | Management |
1h | | Elect Director Adebayo O. Ogunlesi | | For | | For | | Management |
1i | | Elect Director Peter Oppenheimer | | For | | For | | Management |
1j | | Elect Director James J. Schiro | | For | | For | | Management |
1k | | Elect Director Debora L. Spar | | For | | For | | Management |
1l | | Elect Director Mark E. Tucker | | For | | For | | Management |
1m | | Elect Director David A. Viniar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
TIME WARNER CABLE INC.
| | | | | | |
Ticker: | | TWC | | Security ID: | | 88732J207 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carole Black | | For | | For | | Management |
1b | | Elect Director Glenn A. Britt | | For | | For | | Management |
1c | | Elect Director Thomas H. Castro | | For | | For | | Management |
1d | | Elect Director David C. Chang | | For | | For | | Management |
1e | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1f | | Elect Director Peter R. Haje | | For | | Against | | Management |
1g | | Elect Director Donna A. James | | For | | For | | Management |
1h | | Elect Director Don Logan | | For | | For | | Management |
1i | | Elect Director Robert D. Marcus | | For | | For | | Management |
1j | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1k | | Elect Director Wayne H. Pace | | For | | For | | Management |
1l | | Elect Director Edward D. Shirley | | For | | For | | Management |
1m | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Directo Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shellye L. Archambeau | | For | | For | | Management |
1.2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
1.3 | | Elect Director Melanie L. Healey | | For | | For | | Management |
1.4 | | Elect Director M. Frances Keeth | | For | | For | | Management |
1.5 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.6 | | Elect Director Lowell C. McAdam | | For | | For | | Management |
1.7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.8 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
1.9 | | Elect Director Rodney E. Slater | | For | | For | | Management |
1.10 | | Elect Director Kathryn A. Tesija | | For | | For | | Management |
1.11 | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Report on Net Neutrality | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
10 | | Approve Proxy Voting Authority | | Against | | Against | | Shareholder |
WELLPOINT, INC.
| | | | | | |
Ticker: | | WLP | | Security ID: | | 94973V107 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.2 | | Elect Director Robert L. Dixon, Jr. | | For | | For | | Management |
1.3 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.4 | | Elect Director William J. Ryan | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prohibit Political Spending | | Against | | Against | | Shareholder |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director Henry T. DeNero | | For | | For | | Management |
1c | | Elect Director William L. Kimsey | | For | | For | | Management |
1d | | Elect Director Michael D. Lambert | | For | | For | | Management |
1e | | Elect Director Len J. Lauer | | For | | For | | Management |
1f | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1g | | Elect Director Stephen D. Milligan | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1j | | Elect Director Arif Shakeel | | For | | For | | Management |
1k | | Elect Director Akio Yamamoto | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
==================================== Nuveen Core Dividend Fund =====================================
ACE LIMITED
| | | | | | |
Ticker: | | ACE | | Security ID: | | H0023R105 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
2 | | Allocate Disposable Profit | | For | | For | | Management |
3 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
4.1 | | Elect Director John Edwardson | | For | | For | | Management |
4.2 | | Elect Director Kimberly Ross | | For | | For | | Management |
4.3 | | Elect Director Robert Scully | | For | | For | | Management |
4.4 | | Elect Director David Sidwell | | For | | For | | Management |
4.5 | | Elect Director Evan G. Greenberg | | For | | For | | Management |
4.6 | | Elect Director Robert M. Hernandez | | For | | For | | Management |
4.7 | | Elect Director Michael G. Atieh | | For | | For | | Management |
4.8 | | Elect Director Mary A. Cirillo | | For | | For | | Management |
4.9 | | Elect Director Michael P. Connors | | For | | For | | Management |
4.10 | | Elect Director Peter Menikoff | | For | | For | | Management |
4.11 | | Elect Director Leo F. Mullin | | For | | For | | Management |
4.12 | | Elect Director Eugene B. Shanks, Jr. | | For | | For | | Management |
4.13 | | Elect Director Theodore E. Shasta | | For | | For | | Management |
4.14 | | Elect Director Olivier Steimer | | For | | For | | Management |
5 | | Elect Evan G. Greenberg as Board Chairman | | For | | Against | | Management |
6.1 | | Appoint Michael P. Connors as Member of the Compensation Committee | | For | | For | | Management |
6.2 | | Appoint Mary A. Cirillo as Member of the Compensation Committee | | For | | For | | Management |
6.3 | | Appoint John Edwardson as Member of the Compensation Committee | | For | | For | | Management |
6.4 | | Appoint Robert M. Hernandez as Member of the Compensation Committee | | For | | For | | Management |
7 | | Designate Homburger AG as Independent Proxy | | For | | For | | Management |
8.1 | | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | | For | | For | | Management |
8.2 | | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | | For | | For | | Management |
8.3 | | Ratify BDO AG (Zurich) as Special Auditors | | For | | For | | Management |
9 | | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | | For | | For | | Management |
10 | | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Transact Other Business (Voting) | | For | | Against | | Management |
ACTIVISION BLIZZARD, INC.
| | | | | | |
Ticker: | | ATVI | | Security ID: | | 00507V109 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Corti | | For | | For | | Management |
1.2 | | Elect Director Brian G. Kelly | | For | | For | | Management |
1.3 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.4 | | Elect Director Barry Meyer | | For | | For | | Management |
1.5 | | Elect Director Robert J. Morgado | | For | | For | | Management |
1.6 | | Elect Director Peter Nolan | | For | | For | | Management |
1.7 | | Elect Director Richard Sarnoff | | For | | For | | Management |
1.8 | | Elect Director Elaine Wynn | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3A | | Amend Provisions Relating to the Relationship with Vivendi | | For | | For | | Management |
3B | | Amend Provisions Relating to Supermajority and Special Voting Requirements | | For | | For | | Management |
3C | | Amend Provisions Relating to the Ability to Amend Bylaws | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
| | | | | | |
Ticker: | | AWH | | Security ID: | | H01531104 |
Meeting Date: | | OCT 17, 2013 | | Meeting Type: | | Special |
Record Date: | | SEP 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Eric S. Schwartz | | For | | For | | Management |
ALTRIA GROUP, INC.
| | | | | | |
Ticker: | | MO | | Security ID: | | 02209S103 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gerald L. Baliles | | For | | For | | Management |
1.2 | | Elect Director Martin J. Barrington | | For | | For | | Management |
1.3 | | Elect Director John T. Casteen, III | | For | | For | | Management |
1.4 | | Elect Director Dinyar S. Devitre | | For | | For | | Management |
1.5 | | Elect Director Thomas F. Farrell, II | | For | | For | | Management |
1.6 | | Elect Director Thomas W. Jones | | For | | For | | Management |
1.7 | | Elect Director Debra J. Kelly-Ennis | | For | | For | | Management |
1.8 | | Elect Director W. Leo Kiely, III | | For | | For | | Management |
1.9 | | Elect Director Kathryn B. McQuade | | For | | For | | Management |
1.10 | | Elect Director George Munoz | | For | | For | | Management |
1.11 | | Elect Director Nabil Y. Sakkab | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
AMERIPRISE FINANCIAL, INC.
| | | | | | |
Ticker: | | AMP | | Security ID: | | 03076C106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James M. Cracchiolo | | For | | For | | Management |
1b | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1c | | Elect Director Amy DiGeso | | For | | For | | Management |
1d | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1e | | Elect Director W. Walker Lewis | | For | | For | | Management |
1f | | Elect Director Siri S. Marshall | | For | | For | | Management |
1g | | Elect Director Jeffrey Noddle | | For | | For | | Management |
1h | | Elect Director H. Jay Sarles | | For | | For | | Management |
1i | | Elect Director Robert F. Sharpe, Jr. | | For | | For | | Management |
1j | | Elect Director William H. Turner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
AMGEN INC.
| | | | | | |
Ticker: | | AMGN | | Security ID: | | 031162100 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David Baltimore | | For | | For | | Management |
1.2 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Bradway | | For | | For | | Management |
1.4 | | Elect Director Francois de Carbonnel | | For | | For | | Management |
1.5 | | Elect Director Vance D. Coffman | | For | | For | | Management |
1.6 | | Elect Director Robert A. Eckert | | For | | For | | Management |
1.7 | | Elect Director Greg C. Garland | | For | | For | | Management |
1.8 | | Elect Director Rebecca M. Henderson | | For | | For | | Management |
1.9 | | Elect Director Frank C. Herringer | | For | | For | | Management |
1.10 | | Elect Director Tyler Jacks | | For | | For | | Management |
1.11 | | Elect Director Judith C. Pelham | | For | | For | | Management |
1.12 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
APPLE INC.
| | | | | | |
Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Campbell | | For | | For | | Management |
1.2 | | Elect Director Timothy Cook | | For | | For | | Management |
1.3 | | Elect Director Millard Drexler | | For | | For | | Management |
1.4 | | Elect Director Al Gore | | For | | For | | Management |
1.5 | | Elect Director Robert Iger | | For | | For | | Management |
1.6 | | Elect Director Andrea Jung | | For | | For | | Management |
1.7 | | Elect Director Arthur Levinson | | For | | For | | Management |
1.8 | | Elect Director Ronald Sugar | | For | | For | | Management |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
3 | | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | | For | | For | | Management |
4 | | Establish a Par Value for Common Stock | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
9 | | Report on Trade Associations and Organizations that Promote Sustainability Practices | | Against | | Against | | Shareholder |
10 | | Advisory Vote to Increase Capital Repurchase Program | | Against | | Against | | Shareholder |
11 | | Proxy Access | | Against | | Against | | Shareholder |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Ticker: | | BDX | | Security ID: | | 075887109 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For | | Management |
1.3 | | Elect Director Catherine M. Burzik | | For | | For | | Management |
1.4 | | Elect Director Edward F. DeGraan | | For | | For | | Management |
1.5 | | Elect Director Vincent A. Forlenza | | For | | For | | Management |
1.6 | | Elect Director Claire M. Fraser | | For | | For | | Management |
1.7 | | Elect Director Christopher Jones | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Gary A. Mecklenburg | | For | | For | | Management |
1.10 | | Elect Director James F. Orr | | For | | For | | Management |
1.11 | | Elect Director Willard J. Overlock, Jr. | | For | | For | | Management |
1.12 | | Elect Director Rebecca W. Rimel | | For | | For | | Management |
1.13 | | Elect Director Bertram L. Scott | | For | | For | | Management |
1.14 | | Elect Director Alfred Sommer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lisa M. Caputo | | For | | For | | Management |
1b | | Elect Director Russell P. Fradin | | For | | For | | Management |
1c | | Elect Director Kathy J. Higgins Victor | | For | | For | | Management |
1d | | Elect Director Hubert Joly | | For | | For | | Management |
1e | | Elect Director David W. Kenny | | For | | For | | Management |
1f | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For | | Management |
1g | | Elect Director Gerard R. Vittecoq | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
BRINKER INTERNATIONAL, INC.
| | | | | | |
Ticker: | | EAT | | Security ID: | | 109641100 |
Meeting Date: | | NOV 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph M. DePinto | | For | | For | | Management |
1.2 | | Elect Director Harriet Edelman | | For | | For | | Management |
1.3 | | Elect Director Michael A. George | | For | | For | | Management |
1.4 | | Elect Director William T. Giles | | For | | For | | Management |
1.5 | | Elect Director Gerardo I. Lopez | | For | | For | | Management |
1.6 | | Elect Director Jon L. Luther | | For | | For | | Management |
1.7 | | Elect Director John W. Mims | | For | | For | | Management |
1.8 | | Elect Director George R. Mrkonic | | For | | For | | Management |
1.9 | | Elect Director Rosendo G. Parra | | For | | For | | Management |
1.10 | | Elect Director Wyman T. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
| | | | | | |
Ticker: | | BR | | Security ID: | | 11133T103 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Richard J. Daly | | For | | For | | Management |
1c | | Elect Director Robert N. Duelks | | For | | For | | Management |
1d | | Elect Director Richard J. Haviland | | For | | For | | Management |
1e | | Elect Director Sandra S. Jaffee | | For | | For | | Management |
1f | | Elect Director Stuart R. Levine | | For | | For | | Management |
1g | | Elect Director Maura A. Markus | | For | | For | | Management |
1h | | Elect Director Thomas J. Perna | | For | | For | | Management |
1i | | Elect Director Alan J. Weber | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
CABLEVISION SYSTEMS CORPORATION
| | | | | | |
Ticker: | | CVC | | Security ID: | | 12686C109 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph J. Lhota | | For | | For | | Management |
1.2 | | Elect Director Thomas V. Reifenheiser | | For | | Withhold | | Management |
1.3 | | Elect Director John R. Ryan | | For | | Withhold | | Management |
1.4 | | Elect Director Vincent Tese | | For | | Withhold | | Management |
1.5 | | Elect Director Leonard Tow | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Patricia A. Hemingway Hall | | For | | For | | Management |
1.9 | | Elect Director Clayton M. Jones | | For | | For | | Management |
1.10 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.11 | | Elect Director David P. King | | For | | For | | Management |
1.12 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
CATERPILLAR INC.
| | | | | | |
Ticker: | | CAT | | Security ID: | | 149123101 |
Meeting Date: | | JUN 11, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David L. Calhoun | | For | | For | | Management |
1.2 | | Elect Director Daniel M. Dickinson | | For | | For | | Management |
1.3 | | Elect Director Juan Gallardo | | For | | For | | Management |
1.4 | | Elect Director Jesse J. Greene, Jr. | | For | | For | | Management |
1.5 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.6 | | Elect Director Peter A. Magowan | | For | | For | | Management |
1.7 | | Elect Director Dennis A. Muilenburg | | For | | For | | Management |
1.8 | | Elect Director Douglas R. Oberhelman | | For | | For | | Management |
1.9 | | Elect Director William A. Osborn | | For | | For | | Management |
1.10 | | Elect Director Edward B. Rust, Jr. | | For | | For | | Management |
1.11 | | Elect Director Susan C. Schwab | | For | | For | | Management |
1.12 | | Elect Director Miles D. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Review and Amend Human Rights Policies | | Against | | For | | Shareholder |
7 | | Report on Controls to Ensure no Sales to Sudan | | Against | | For | | Shareholder |
8 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
CENTURYLINK, INC.
| | | | | | |
Ticker: | | CTL | | Security ID: | | 156700106 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Virginia Boulet | | For | | For | | Management |
1.2 | | Elect Director Peter C. Brown | | For | | For | | Management |
1.3 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.4 | | Elect Director W. Bruce Hanks | | For | | For | | Management |
1.5 | | Elect Director Gregory J. McCray | | For | | For | | Management |
1.6 | | Elect Director C. G. Melville, Jr. | | For | | For | | Management |
1.7 | | Elect Director Fred R. Nichols | | For | | For | | Management |
1.8 | | Elect Director William A. Owens | | For | | For | | Management |
1.9 | | Elect Director Harvey P. Perry | | For | | For | | Management |
1.10 | | Elect Director Glen F. Post, III | | For | | For | | Management |
1.11 | | Elect Director Michael J. Roberts | | For | | For | | Management |
1.12 | | Elect Director Laurie A. Siegel | | For | | For | | Management |
1.13 | | Elect Director Joseph R. Zimmel | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Provide Proxy Access Right | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Stock Retention | | Against | | For | | Shareholder |
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1b | | Elect Director Robert D. (Doug) Lawler | | For | | For | | Management |
1c | | Elect Director John J. (Jack) Lipinski | | For | | For | | Management |
1d | | Elect Director Frederic M. Poses | | For | | For | | Management |
1e | | Elect Director Archie W. Dunham | | For | | For | | Management |
1f | | Elect Director R. Brad Martin | | For | | For | | Management |
1g | | Elect Director Louis A. Raspino | | For | | For | | Management |
1h | | Elect Director Merrill A. (Pete) Miller, Jr. | | For | | For | | Management |
1i | | Elect Director Thomas L. Ryan | | For | | Against | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Approve Increase in Size of Board | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
CHEVRON CORPORATION
| | | | | | |
Ticker: | | CVX | | Security ID: | | 166764100 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linnet F. Deily | | For | | For | | Management |
1b | | Elect Director Robert E. Denham | | For | | For | | Management |
1c | | Elect Director Alice P. Gast | | For | | For | | Management |
1d | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1e | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1f | | Elect Director George L. Kirkland | | For | | For | | Management |
1g | | Elect Director Charles W. Moorman, IV | | For | | For | | Management |
1h | | Elect Director Kevin W. Sharer | | For | | For | | Management |
1i | | Elect Director John G. Stumpf | | For | | For | | Management |
1j | | Elect Director Ronald D. Sugar | | For | | For | | Management |
1k | | Elect Director Carl Ware | | For | | For | | Management |
1l | | Elect Director John S. Watson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
8 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Require Director Nominee with Environmental Experience | | Against | | For | | Shareholder |
10 | | Adopt Guidelines for Country Selection | | Against | | For | | Shareholder |
CINEMARK HOLDINGS, INC.
| | | | | | |
Ticker: | | CNK | | Security ID: | | 17243V102 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Steven P. Rosenberg | | For | | For | | Management |
1.2 | | Elect Director Enrique F. Senior | | For | | For | | Management |
1.3 | | Elect Director Donald G. Soderquist | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director Gregory Q. Brown | | For | | For | | Management |
1d | | Elect Director M. Michele Burns | | For | | For | | Management |
1e | | Elect Director Michael D. Capellas | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1k | | Elect Director Arun Sarin | | For | | For | | Management |
1l | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Proxy Advisor Competition | | Against | | Against | | Shareholder |
CORRECTIONS CORPORATION OF AMERICA
| | | | | | |
Ticker: | | CXW | | Security ID: | | 22025Y407 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Ferguson | | For | | For | | Management |
1b | | Elect Director Damon T. Hininger | | For | | For | | Management |
1c | | Elect Director Donna M. Alvarado | | For | | For | | Management |
1d | | Elect Director John D. Correnti | | For | | For | | Management |
1e | | Elect Director Robert J. Dennis | | For | | For | | Management |
1f | | Elect Director C. Michael Jacobi | | For | | For | | Management |
1g | | Elect Director Anne L. Mariucci | | For | | For | | Management |
1h | | Elect Director Thurgood Marshall, Jr. | | For | | For | | Management |
1i | | Elect Director Charles L. Overby | | For | | For | | Management |
1j | | Elect Director John R. Prann, Jr. | | For | | For | | Management |
1k | | Elect Director Joseph V. Russell | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
CVR ENERGY, INC.
| | | | | | |
Ticker: | | CVI | | Security ID: | | 12662P108 |
Meeting Date: | | JUN 17, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Bob G. Alexander | | For | | For | | Management |
1.2 | | Elect Director SungHwan Cho | | For | | Withhold | | Management |
1.3 | | Elect Director Carl C. Icahn | | For | | Withhold | | Management |
1.4 | | Elect Director Courtney Mather | | For | | Withhold | | Management |
1.5 | | Elect Director John J. Lipinski | | For | | Withhold | | Management |
1.6 | | Elect Director Samuel Merksamer | | For | | Withhold | | Management |
1.7 | | Elect Director Stephen Mongillo | | For | | Withhold | | Management |
1.8 | | Elect Director Andrew Roberto | | For | | Withhold | | Management |
1.9 | | Elect Director James M. Strock | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O’Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DISCOVER FINANCIAL SERVICES
| | | | | | |
Ticker: | | DFS | | Security ID: | | 254709108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Aronin | | For | | For | | Management |
1.2 | | Elect Director Mary K. Bush | | For | | For | | Management |
1.3 | | Elect Director Gregory C. Case | | For | | For | | Management |
1.4 | | Elect Director Candace H. Duncan | | For | | For | | Management |
1.5 | | Elect Director Cynthia A. Glassman | | For | | For | | Management |
1.6 | | Elect Director Richard H. Lenny | | For | | For | | Management |
1.7 | | Elect Director Thomas G. Maheras | | For | | For | | Management |
1.8 | | Elect Director Michael H. Moskow | | For | | For | | Management |
1.9 | | Elect Director David W. Nelms | | For | | For | | Management |
1.10 | | Elect Director Mark A. Thierer | | For | | For | | Management |
1.11 | | Elect Director Lawrence A. Weinbach | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
DOMTAR CORPORATION
| | | | | | |
Ticker: | | UFS | | Security ID: | | 257559203 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Giannella Alvarez | | For | | For | | Management |
1.2 | | Elect Director Robert E. Apple | | For | | For | | Management |
1.3 | | Elect Director Louis P. Gignac | | For | | For | | Management |
1.4 | | Elect Director David J. Illingworth | | For | | For | | Management |
1.5 | | Elect Director Brian M. Levitt | | For | | For | | Management |
1.6 | | Elect Director David G. Maffucci | | For | | For | | Management |
1.7 | | Elect Director Robert J. Steacy | | For | | For | | Management |
1.8 | | Elect Director Pamela B. Strobel | | For | | For | | Management |
1.9 | | Elect Director Denis Turcotte | | For | | For | | Management |
1.10 | | Elect Director John D. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOVER CORPORATION
| | | | | | |
Ticker: | | DOV | | Security ID: | | 260003108 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert W. Cremin | | For | | For | | Management |
1b | | Elect Director Jean-Pierre M. Ergas | | For | | For | | Management |
1c | | Elect Director Peter T. Francis | | For | | For | | Management |
1d | | Elect Director Kristiane C. Graham | | For | | For | | Management |
1e | | Elect Director Michael F. Johnston | | For | | For | | Management |
1f | | Elect Director Robert A. Livingston | | For | | For | | Management |
1g | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1h | | Elect Director Bernard G. Rethore | | For | | For | | Management |
1i | | Elect Director Michael B. Stubbs | | For | | For | | Management |
1j | | Elect Director Stephen M. Todd | | For | | For | | Management |
1k | | Elect Director Stephen K. Wagner | | For | | For | | Management |
1l | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
8 | | Provide Right to Call Special Meeting | | For | | For | | Management |
DR PEPPER SNAPPLE GROUP, INC.
| | | | | | |
Ticker: | | DPS | | Security ID: | | 26138E109 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John L. Adams | | For | | For | | Management |
1.2 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.3 | | Elect Director Ronald G. Rogers | | For | | For | | Management |
1.4 | | Elect Director Wayne R. Sanders | | For | | For | | Management |
1.5 | | Elect Director Jack L. Stahl | | For | | For | | Management |
1.6 | | Elect Director Larry D. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For | | Shareholder |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ENERGIZER HOLDINGS, INC.
| | | | | | |
Ticker: | | ENR | | Security ID: | | 29266R108 |
Meeting Date: | | JAN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James C. Johnson | | For | | For | | Management |
1.2 | | Elect Director Ward M. Klein | | For | | For | | Management |
1.3 | | Elect Director W. Patrick McGinnis | | For | | For | | Management |
1.4 | | Elect Director John R. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ENTERGY CORPORATION
| | | | | | |
Ticker: | | ETR | | Security ID: | | 29364G103 |
Meeting Date: | | MAY 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Maureen Scannell Bateman | | For | | For | | Management |
1b | | Elect Director Leo P. Denault | | For | | For | | Management |
1c | | Elect Director Kirkland H. Donald | | For | | For | | Management |
1d | | Elect Director Gary W. Edwards | | For | | For | | Management |
1e | | Elect Director Alexis M. Herman | | For | | For | | Management |
1f | | Elect Director Donald C. Hintz | | For | | For | | Management |
1g | | Elect Director Stuart L. Levenick | | For | | For | | Management |
1h | | Elect Director Blanche Lambert Lincoln | | For | | For | | Management |
1i | | Elect Director Stewart C. Myers | | For | | For | | Management |
1j | | Elect Director W.J. ‘Billy’ Tauzin | | For | | For | | Management |
1k | | Elect Director Steven V. Wilkinson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Decommission Indian Point Nuclear Reactors | | Against | | Against | | Shareholder |
5 | | Report on Major Nuclear Safety Concerns and NRC Actions | | Against | | Against | | Shareholder |
EXELIS INC.
| | | | | | |
Ticker: | | XLS | | Security ID: | | 30162A108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Kern | | For | | For | | Management |
1b | | Elect Director Mark L. Reuss | | For | | For | | Management |
1c | | Elect Director Billie I. Williamson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
EXELON CORPORATION
| | | | | | |
Ticker: | | EXC | | Security ID: | | 30161N101 |
Meeting Date: | | MAY 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Anthony K. Anderson | | For | | For | | Management |
1b | | Elect Director Ann C. Berzin | | For | | For | | Management |
1c | | Elect Director John A. Canning, Jr. | | For | | For | | Management |
1d | | Elect Director Christopher M. Crane | | For | | For | | Management |
1e | | Elect Director Yves C. de Balmann | | For | | For | | Management |
1f | | Elect Director Nicholas DeBenedictis | | For | | For | | Management |
1g | | Elect Director Nelson A. Diaz | | For | | For | | Management |
1h | | Elect Director Sue L. Gin | | For | | For | | Management |
1i | | Elect Director Paul L. Joskow | | For | | For | | Management |
1j | | Elect Director Robert J. Lawless | | For | | For | | Management |
1k | | Elect Director Richard W. Mies | | For | | For | | Management |
1l | | Elect Director William C. Richardson | | For | | For | | Management |
1m | | Elect Director John W. Rogers, Jr. | | For | | For | | Management |
1n | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1o | | Elect Director Stephen D. Steinour | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Limit Executive Compensation | | Against | | Against | | Shareholder |
EXXON MOBIL CORPORATION
| | | | | | |
Ticker: | | XOM | | Security ID: | | 30231G102 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.2 | | Elect Director Peter Brabeck-Letmathe | | For | | For | | Management |
1.3 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.4 | | Elect Director Larry R. Faulkner | | For | | For | | Management |
1.5 | | Elect Director Jay S. Fishman | | For | | For | | Management |
1.6 | | Elect Director Henrietta H. Fore | | For | | For | | Management |
1.7 | | Elect Director Kenneth C. Frazier | | For | | For | | Management |
1.8 | | Elect Director William W. George | | For | | For | | Management |
1.9 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director Steven S Reinemund | | For | | For | | Management |
1.11 | | Elect Director Rex W. Tillerson | | For | | For | | Management |
1.12 | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
5 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against | | Shareholder |
6 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
8 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
FLUOR CORPORATION
| | | | | | |
Ticker: | | FLR | | Security ID: | | 343412102 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Peter K. Barker | | For | | For | | Management |
1B | | Elect Director Alan M. Bennett | | For | | For | | Management |
1C | | Elect Director Rosemary T. Berkery | | For | | For | | Management |
1D | | Elect Director Peter J. Fluor | | For | | For | | Management |
1E | | Elect Director James T. Hackett | | For | | For | | Management |
1F | | Elect Director Deborah D. McWhinney | | For | | For | | Management |
1G | | Elect Director Dean R. O’Hare | | For | | For | | Management |
1H | | Elect Director Armando J. Olivera | | For | | For | | Management |
1I | | Elect Director Joseph W. Prueher | | For | | For | | Management |
1J | | Elect Director Matthew K. Rose | | For | | For | | Management |
1K | | Elect Director David T. Seaton | | For | | For | | Management |
1L | | Elect Director Nader H. Sultan | | For | | For | | Management |
1M | | Elect Director Lynn C. Swann | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
FRONTIER COMMUNICATIONS CORPORATION
| | | | | | |
Ticker: | | FTR | | Security ID: | | 35906A108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For | | Management |
1.2 | | Elect Director Peter C.B. Bynoe | | For | | For | | Management |
1.3 | | Elect Director Edward Fraioli | | For | | For | | Management |
1.4 | | Elect Director Daniel J. McCarthy | | For | | For | | Management |
1.5 | | Elect Director Pamela D.A. Reeve | | For | | For | | Management |
1.6 | | Elect Director Virginia P. Ruesterholz | | For | | For | | Management |
1.7 | | Elect Director Howard L. Schrott | | For | | For | | Management |
1.8 | | Elect Director Larraine D. Segil | | For | | For | | Management |
1.9 | | Elect Director Mark Shapiro | | For | | For | | Management |
1.10 | | Elect Director Myron A. Wick, III | | For | | For | | Management |
1.11 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GAMESTOP CORP.
| | | | | | |
Ticker: | | GME | | Security ID: | | 36467W109 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | For | | For | | Management |
1.2 | | Elect Director Gerald R. Szczepanski | | For | | For | | Management |
1.3 | | Elect Director Lawrence S. Zilavy | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GANNETT CO., INC.
| | | | | | |
Ticker: | | GCI | | Security ID: | | 364730101 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John E. Cody | | For | | For | | Management |
1b | | Elect Director Howard D. Elias | | For | | For | | Management |
1c | | Elect Director John Jeffry Louis | | For | | For | | Management |
1d | | Elect Director Marjorie Magner | | For | | For | | Management |
1e | | Elect Director Gracia C. Martore | | For | | For | | Management |
1f | | Elect Director Scott K. McCune | | For | | For | | Management |
1g | | Elect Director Susan Ness | | For | | For | | Management |
1h | | Elect Director Tony A. Prophet | | For | | For | | Management |
1i | | Elect Director Neal Shapiro | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker: | | GE | | Security ID: | | 369604103 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
2 | | Elect Director John J. Brennan | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
4 | | Elect Director Francisco D’Souza | | For | | For | | Management |
5 | | Elect Director Marijn E. Dekkers | | For | | For | | Management |
6 | | Elect Director Ann M. Fudge | | For | | For | | Management |
7 | | Elect Director Susan J. Hockfield | | For | | For | | Management |
8 | | Elect Director Jeffrey R. Immelt | | For | | For | | Management |
9 | | Elect Director Andrea Jung | | For | | For | | Management |
10 | | Elect Director Robert W. Lane | | For | | For | | Management |
11 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
12 | | Elect Director James J. Mulva | | For | | For | | Management |
13 | | Elect Director James E. Rohr | | For | | For | | Management |
14 | | Elect Director Mary L. Schapiro | | For | | For | | Management |
15 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
16 | | Elect Director James S. Tisch | | For | | For | | Management |
17 | | Elect Director Douglas A. Warner, III | | For | | For | | Management |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
19 | | Ratify Auditors | | For | | For | | Management |
20 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
21 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
22 | | Require More Director Nominations Than Open Seats | | Against | | Against | | Shareholder |
23 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
24 | | Cessation of All Stock Options and Bonuses | | Against | | Against | | Shareholder |
25 | | Seek Sale of Company | | Against | | Against | | Shareholder |
GENERAL MILLS, INC.
| | | | | | |
Ticker: | | GIS | | Security ID: | | 370334104 |
Meeting Date: | | SEP 24, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 26, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bradbury H. Anderson | | For | | For | | Management |
1b | | Elect Director R. Kerry Clark | | For | | For | | Management |
1c | | Elect Director Paul Danos | | For | | For | | Management |
1d | | Elect Director William T. Esrey | | For | | For | | Management |
1e | | Elect Director Raymond V. Gilmartin | | For | | For | | Management |
1f | | Elect Director Judith Richards Hope | | For | | For | | Management |
1g | | Elect Director Heidi G. Miller | | For | | For | | Management |
1h | | Elect Director Hilda Ochoa-Brillembourg | | For | | For | | Management |
1i | | Elect Director Steve Odland | | For | | For | | Management |
1j | | Elect Director Kendall J. Powell | | For | | For | | Management |
1k | | Elect Director Michael D. Rose | | For | | For | | Management |
1l | | Elect Director Robert L. Ryan | | For | | For | | Management |
1m | | Elect Director Dorothy A. Terrell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Responsibility for Post-Consumer Product Packaging | | Against | | Against | | Shareholder |
GRAHAM HOLDINGS COMPANY
| | | | | | |
Ticker: | | GHC | | Security ID: | | 384637104 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1. | | Elect Director Christopher C. Davis | | For | | For | | Management |
1.2 | | Elect Director Thomas S. Gayner | | For | | For | | Management |
1.3 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.4 | | Elect Director Larry D. Thompson | | For | | For | | Management |
H&R BLOCK, INC.
| | | | | | |
Ticker: | | HRB | | Security ID: | | 093671105 |
Meeting Date: | | SEP 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Brown | | For | | For | | Management |
1b | | Elect Director William C. Cobb | | For | | For | | Management |
1c | | Elect Director Marvin R. Ellison | | For | | For | | Management |
1d | | Elect Director Robert A. Gerard | | For | | For | | Management |
1e | | Elect Director David Baker Lewis | | For | | For | | Management |
1f | | Elect Director Victoria J. Reich | | For | | For | | Management |
1g | | Elect Director Bruce C. Rohde | | For | | For | | Management |
1h | | Elect Director Tom D. Seip | | For | | For | | Management |
1i | | Elect Director Christianna Wood | | For | | For | | Management |
1j | | Elect Director James F. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles | | For | | For | | Management |
5 | | Amend Articles | | For | | For | | Management |
6 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William M. Brown | | For | | For | | Management |
1b | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1c | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1d | | Elect Director Terry D. Growcock | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Vyomesh I. Joshi | | For | | For | | Management |
1g | | Elect Director Karen Katen | | For | | For | | Management |
1h | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1i | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1j | | Elect Director David B. Rickard | | For | | For | | Management |
1k | | Elect Director James C. Stoffel | | For | | For | | Management |
1l | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1m | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HERBALIFE LTD.
| | | | | | |
Ticker: | | HLF | | Security ID: | | G4412G101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael O. Johnson | | For | | For | | Management |
1.2 | | Elect Director John Tartol | | For | | For | | Management |
1.3 | | Elect Director Hunter C. Gary | | For | | Withhold | | Management |
1.4 | | Elect Director Jesse A. Lynn | | For | | For | | Management |
1.5 | | Elect Director James L. Nelson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 19, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Robert R. Bennett | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | For | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Raymond E. Ozzie | | For | | For | | Management |
1.8 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director James A. Skinner | | For | | For | | Management |
1.11 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.12 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
HILL-ROM HOLDINGS, INC.
| | | | | | |
Ticker: | | HRC | | Security ID: | | 431475102 |
Meeting Date: | | MAR 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 31, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Rolf A. Classon | | For | | For | | Management |
1.2 | | Elect Director William G. Dempsey | | For | | For | | Management |
1.3 | | Elect Director James R. Giertz | | For | | For | | Management |
1.4 | | Elect Director Charles E. Golden | | For | | For | | Management |
1.5 | | Elect Director John J. Greisch | | For | | For | | Management |
1.6 | | Elect Director William H. Kucheman | | For | | For | | Management |
1.7 | | Elect Director Ronald A. Malone | | For | | For | | Management |
1.8 | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1.9 | | Elect Director Joanne C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HUNTINGTON INGALLS INDUSTRIES, INC.
| | | | | | |
Ticker: | | HII | | Security ID: | | 446413106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Victoria D. Harker | | For | | For | | Management |
1.2 | | Elect Director Anastasia D. Kelly | | For | | For | | Management |
1.3 | | Elect Director Thomas C. Schievelbein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Declassify the Board of Directors | | None | | For | | Shareholder |
IAC/INTERACTIVECORP
| | | | | | |
Ticker: | | IACI | | Security ID: | | 44919P508 |
Meeting Date: | | JUN 18, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edgar Bronfman, Jr. | | For | | For | | Management |
1.2 | | Elect Director Chelsea Clinton | | For | | For | | Management |
1.3 | | Elect Director Sonali De Rycker | | For | | For | | Management |
1.4 | | Elect Director Barry Diller | | For | | For | | Management |
1.5 | | Elect Director Michael D. Eisner | | For | | For | | Management |
1.6 | | Elect Director Victor A. Kaufman | | For | | For | | Management |
1.7 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.8 | | Elect Director Bryan Lourd | | For | | For | | Management |
1.9 | | Elect Director David Rosenblatt | | For | | For | | Management |
1.10 | | Elect Director Alan G. Spoon | | For | | For | | Management |
1.11 | | Elect Director Alexander von Furstenberg | | For | | For | | Management |
1.12 | | Elect Director Richard F. Zannino | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
IDEX CORPORATION
| | | | | | |
Ticker: | | IEX | | Security ID: | | 45167R104 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Bradley J. Bell | | For | | For | | Management |
1.2 | | Elect Director Gregory F. Milzcik | | For | | For | | Management |
1.3 | | Elect Director Andrew K. Silvernail | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INTEL CORPORATION
| | | | | | |
Ticker: | | INTC | | Security ID: | | 458140100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1b | | Elect Director Andy D. Bryant | | For | | For | | Management |
1c | | Elect Director Susan L. Decker | | For | | For | | Management |
1d | | Elect Director John J. Donahoe | | For | | For | | Management |
1e | | Elect Director Reed E. Hundt | | For | | For | | Management |
1f | | Elect Director Brian M. Krzanich | | For | | For | | Management |
1g | | Elect Director James D. Plummer | | For | | For | | Management |
1h | | Elect Director David S. Pottruck | | For | | For | | Management |
1i | | Elect Director Frank D. Yeary | | For | | For | | Management |
1j | | Elect Director David B. Yoffie | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
INTERNATIONAL PAPER COMPANY
| | | | | | |
Ticker: | | IP | | Security ID: | | 460146103 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David J. Bronczek | | For | | For | | Management |
1b | | Elect Director Ahmet C. Dorduncu | | For | | For | | Management |
1c | | Elect Director John V. Faraci | | For | | For | | Management |
1d | | Elect Director Ilene S. Gordon | | For | | For | | Management |
1e | | Elect Director Jay L. Johnson | | For | | For | | Management |
1f | | Elect Director Stacey J. Mobley | | For | | For | | Management |
1g | | Elect Director Joan E. Spero | | For | | For | | Management |
1h | | Elect Director John L. Townsend, III | | For | | For | | Management |
1i | | Elect Director John F. Turner | | For | | For | | Management |
1j | | Elect Director William G. Walter | | For | | For | | Management |
1k | | Elect Director J. Steven Whisler | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
JOHNSON & JOHNSON
| | | | | | |
Ticker: | | JNJ | | Security ID: | | 478160104 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mary Sue Coleman | | For | | For | | Management |
1b | | Elect Director James G. Cullen | | For | | For | | Management |
1c | | Elect Director Ian E. L. Davis | | For | | For | | Management |
1d | | Elect Director Alex Gorsky | | For | | For | | Management |
1e | | Elect Director Susan L. Lindquist | | For | | For | | Management |
1f | | Elect Director Mark B. McClellan | | For | | For | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1h | | Elect Director Leo F. Mullin | | For | | For | | Management |
1i | | Elect Director William D. Perez | | For | | For | | Management |
1j | | Elect Director Charles Prince | | For | | For | | Management |
1k | | Elect Director A. Eugene Washington | | For | | For | | Management |
1l | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda B. Bammann | | For | | For | | Management |
1b | | Elect Director James A. Bell | | For | | For | | Management |
1c | | Elect Director Crandall C. Bowles | | For | | For | | Management |
1d | | Elect Director Stephen B. Burke | | For | | For | | Management |
1e | | Elect Director James S. Crown | | For | | For | | Management |
1f | | Elect Director James Dimon | | For | | For | | Management |
1g | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1h | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1i | | Elect Director Michael A. Neal | | For | | For | | Management |
1j | | Elect Director Lee R. Raymond | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
6 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
KAR AUCTION SERVICES, INC.
| | | | | | |
Ticker: | | KAR | | Security ID: | | 48238T109 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 16, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ryan M. Birtwell | | For | | For | | Management |
1.2 | | Elect Director Brian T. Clingen | | For | | For | | Management |
1.3 | | Elect Director Donna R. Ecton | | For | | For | | Management |
1.4 | | Elect Director Peter R. Formanek | | For | | For | | Management |
1.5 | | Elect Director James P. Hallett | | For | | For | | Management |
1.6 | | Elect Director Mark E. Hill | | For | | For | | Management |
1.7 | | Elect Director Lynn Jolliffe | | For | | For | | Management |
1.8 | | Elect Director Michael T. Kestner | | For | | For | | Management |
1.9 | | Elect Director John P. Larson | | For | | For | | Management |
1.10 | | Elect Director Stephen E. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
LAS VEGAS SANDS CORP.
| | | | | | |
Ticker: | | LVS | | Security ID: | | 517834107 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charles D. Forman | | For | | For | | Management |
1.2 | | Elect Director George Jamieson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
LEGGETT & PLATT, INCORPORATED
| | | | | | |
Ticker: | | LEG | | Security ID: | | 524660107 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert E. Brunner | | For | | For | | Management |
1b | | Elect Director Ralph W. Clark | | For | | For | | Management |
1c | | Elect Director Robert G. Culp, III | | For | | For | | Management |
1d | | Elect Director R. Ted Enloe, III | | For | | For | | Management |
1e | | Elect Director Richard T. Fisher | | For | | For | | Management |
1f | | Elect Director Matthew C. Flanigan | | For | | For | | Management |
1g | | Elect Director Karl G. Glassman | | For | | For | | Management |
1h | | Elect Director David S. Haffner | | For | | For | | Management |
1i | | Elect Director Joseph W. McClanathan | | For | | For | | Management |
1j | | Elect Director Judy C. Odom | | For | | For | | Management |
1k | | Elect Director Phoebe A. Wood | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | For | | Shareholder |
LEXMARK INTERNATIONAL, INC.
| | | | | | |
Ticker: | | LXK | | Security ID: | | 529771107 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ralph E. Gomory | | For | | For | | Management |
1b | | Elect Director Jared L. Cohon | | For | | For | | Management |
1c | | Elect Director J. Edward Coleman | | For | | For | | Management |
1d | | Elect Director Sandra L. Helton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LORILLARD, INC.
| | | | | | |
Ticker: | | LO | | Security ID: | | 544147101 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1.2 | | Elect Director Andrew H. Card, Jr. | | For | | For | | Management |
1.3 | | Elect Director Virgis W. Colbert | | For | | For | | Management |
1.4 | | Elect Director David E.R. Dangoor | | For | | For | | Management |
1.5 | | Elect Director Murray S. Kessler | | For | | For | | Management |
1.6 | | Elect Director Jerry W. Levin | | For | | For | | Management |
1.7 | | Elect Director Richard W. Roedel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
LPL FINANCIAL HOLDINGS INC.
| | | | | | |
Ticker: | | LPLA | | Security ID: | | 50212V100 |
Meeting Date: | | MAY 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard W. Boyce | | For | | For | | Management |
1.2 | | Elect Director John J. Brennan | | For | | For | | Management |
1.3 | | Elect Director Mark S. Casady | | For | | For | | Management |
1.4 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.5 | | Elect Director James S. Putnam | | For | | For | | Management |
1.6 | | Elect Director James S. Riepe | | For | | For | | Management |
1.7 | | Elect Director Richard P. Schifter | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MANPOWERGROUP INC.
| | | | | | |
Ticker: | | MAN | | Security ID: | | 56418H100 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cari M. Dominguez | | For | | For | | Management |
1.2 | | Elect Director Roberto Mendoza | | For | | For | | Management |
1.3 | | Elect Director Jonas Prising | | For | | For | | Management |
1.4 | | Elect Director Elizabeth P. Sartain | | For | | For | | Management |
1.5 | | Elect Director Edward J. Zore | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MARATHON PETROLEUM CORPORATION
| | | | | | |
Ticker: | | MPC | | Security ID: | | 56585A102 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven A. Davis | | For | | For | | Management |
1b | | Elect Director Gary R. Heminger | | For | | For | | Management |
1c | | Elect Director John W. Snow | | For | | For | | Management |
1d | | Elect Director John P. Surma | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
MFA FINANCIAL, INC.
| | | | | | |
Ticker: | | MFA | | Security ID: | | 55272X102 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen R. Blank | | For | | For | | Management |
1b | | Elect Director William S. Gorin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
NORTHROP GRUMMAN CORPORATION
| | | | | | |
Ticker: | | NOC | | Security ID: | | 666807102 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wesley G. Bush | | For | | For | | Management |
1.2 | | Elect Director Victor H. Fazio | | For | | For | | Management |
1.3 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.4 | | Elect Director Bruce S. Gordon | | For | | For | | Management |
1.5 | | Elect Director William H. Hernandez | | For | | For | | Management |
1.6 | | Elect Director Madeleine A. Kleiner | | For | | For | | Management |
1.7 | | Elect Director Karl J. Krapek | | For | | For | | Management |
1.8 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.9 | | Elect Director Gary Roughead | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1.11 | | Elect Director Kevin W. Sharer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
NU SKIN ENTERPRISES, INC.
| | | | | | |
Ticker: | | NUS | | Security ID: | | 67018T105 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Nevin N. Andersen | | For | | For | | Management |
1.2 | | Elect Director Daniel W. Campbell | | For | | For | | Management |
1.3 | | Elect Director M. Truman Hunt | | For | | For | | Management |
1.4 | | Elect Director Andrew D. Lipman | | For | | For | | Management |
1.5 | | Elect Director Steven J. Lund | | For | | For | | Management |
1.6 | | Elect Director Patricia A. Negron | | For | | For | | Management |
1.7 | | Elect Director Neil H. Offen | | For | | For | | Management |
1.8 | | Elect Director Thomas R. Pisano | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
NVIDIA CORPORATION
| | | | | | |
Ticker: | | NVDA | | Security ID: | | 67066G104 |
Meeting Date: | | MAY 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert K. Burgess | | For | | For | | Management |
1b | | Elect Director Tench Coxe | | For | | For | | Management |
1c | | Elect Director James C. Gaither | | For | | For | | Management |
1d | | Elect Director Jen-Hsun Huang | | For | | For | | Management |
1e | | Elect Director Dawn Hudson | | For | | For | | Management |
1f | | Elect Director Harvey C. Jones | | For | | For | | Management |
1g | | Elect Director William J. Miller | | For | | For | | Management |
1h | | Elect Director Mark L. Perry | | For | | For | | Management |
1i | | Elect Director A. Brooke Seawell | | For | | For | | Management |
1j | | Elect Director Mark A. Stevens | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
OMNICOM GROUP INC.
| | | | | | |
Ticker: | | OMC | | Security ID: | | 681919106 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Wren | | For | | For | | Management |
1.2 | | Elect Director Bruce Crawford | | For | | For | | Management |
1.3 | | Elect Director Alan R. Batkin | | For | | For | | Management |
1.4 | | Elect Director Mary C. Choksi | | For | | For | | Management |
1.5 | | Elect Director Robert Charles Clark | | For | | For | | Management |
1.6 | | Elect Director Leonard S. Coleman, Jr. | | For | | For | | Management |
1.7 | | Elect Director Errol M. Cook | | For | | For | | Management |
1.8 | | Elect Director Susan S. Denison | | For | | For | | Management |
1.9 | | Elect Director Michael A. Henning | | For | | For | | Management |
1.10 | | Elect Director John R. Murphy | | For | | For | | Management |
1.11 | | Elect Director John R. Purcell | | For | | For | | Management |
1.12 | | Elect Director Linda Johnson Rice | | For | | For | | Management |
1.13 | | Elect Director Gary L. Roubos | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PARTNERRE LTD.
| | | | | | |
Ticker: | | PRE | | Security ID: | | G6852T105 |
Meeting Date: | | MAY 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judith Hanratty | | For | | For | | Management |
1.2 | | Elect Director Costas Miranthis | | For | | For | | Management |
1.3 | | Elect Director Remy Sautter | | For | | For | | Management |
1.4 | | Elect Director Egbert Willam | | For | | For | | Management |
2 | | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PEPSICO, INC.
| | | | | | |
Ticker: | | PEP | | Security ID: | | 713448108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Shona L. Brown | | For | | For | | Management |
1b | | Elect Director George W. Buckley | | For | | For | | Management |
1c | | Elect Director Ian M. Cook | | For | | For | | Management |
1d | | Elect Director Dina Dublon | | For | | For | | Management |
1e | | Elect Director Rona A. Fairhead | | For | | For | | Management |
1f | | Elect Director Ray L. Hunt | | For | | For | | Management |
1g | | Elect Director Alberto Ibarguen | | For | | For | | Management |
1h | | Elect Director Indra K. Nooyi | | For | | For | | Management |
1i | | Elect Director Sharon Percy Rockefeller | | For | | For | | Management |
1j | | Elect Director James J. Schiro | | For | | For | | Management |
1k | | Elect Director Lloyd G. Trotter | | For | | For | | Management |
1l | | Elect Director Daniel Vasella | | For | | For | | Management |
1m | | Elect Director Alberto Weisser | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against | | Shareholder |
6 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
PFIZER INC.
| | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.3 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
1.4 | | Elect Director Helen H. Hobbs | | For | | For | | Management |
1.5 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.6 | | Elect Director James M. Kilts | | For | | For | | Management |
1.7 | | Elect Director George A. Lorch | | For | | For | | Management |
1.8 | | Elect Director Shantanu Narayen | | For | | For | | Management |
1.9 | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1.10 | | Elect Director Ian C. Read | | For | | For | | Management |
1.11 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.12 | | Elect Director Marc Tessier-Lavigne | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against | | Shareholder |
6 | | Review and Assess Membership of Lobbying Organizations | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
PHILIP MORRIS INTERNATIONAL INC.
| | | | | | |
Ticker: | | PM | | Security ID: | | 718172109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Harold Brown | | For | | For | | Management |
1.2 | | Elect Director Andre Calantzopoulos | | For | | For | | Management |
1.3 | | Elect Director Louis C. Camilleri | | For | | For | | Management |
1.4 | | Elect Director Jennifer Li | | For | | For | | Management |
1.5 | | Elect Director Sergio Marchionne | | For | | Against | | Management |
1.6 | | Elect Director Kalpana Morparia | | For | | For | | Management |
1.7 | | Elect Director Lucio A. Noto | | For | | For | | Management |
1.8 | | Elect Director Robert B. Polet | | For | | For | | Management |
1.9 | | Elect Director Carlos Slim Helu | | For | | For | | Management |
1.10 | | Elect Director Stephen M. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Adopt Policy to Restrict Non-Required Animal Testing | | Against | | Against | | Shareholder |
PITNEY BOWES INC.
| | | | | | |
Ticker: | | PBI | | Security ID: | | 724479100 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda G. Alvarado | | For | | For | | Management |
1b | | Elect Director Anne M. Busquet | | For | | For | | Management |
1c | | Elect Director Roger Fradin | | For | | For | | Management |
1d | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1e | | Elect Director S. Douglas Hutcheson | | For | | For | | Management |
1f | | Elect Director Marc B. Lautenbach | | For | | For | | Management |
1g | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1h | | Elect Director Michael I. Roth | | For | | For | | Management |
1i | | Elect Director David L. Shedlarz | | For | | For | | Management |
1j | | Elect Director David B. Snow, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
R. R. DONNELLEY & SONS COMPANY
| | | | | | |
Ticker: | | RRD | | Security ID: | | 257867101 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Quinlan, III | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Richard L. Crandall | | For | | For | | Management |
1.4 | | Elect Director Susan M. Gianinno | | For | | For | | Management |
1.5 | | Elect Director Judith H. Hamilton | | For | | For | | Management |
1.6 | | Elect Director Jeffrey M. Katz | | For | | For | | Management |
1.7 | | Elect Director Richard K. Palmer | | For | | For | | Management |
1.8 | | Elect Director John C. Pope | | For | | For | | Management |
1.9 | | Elect Director Michael T. Riordan | | For | | For | | Management |
1.10 | | Elect Director Oliver R. Sockwell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RAYTHEON COMPANY
| | | | | | |
Ticker: | | RTN | | Security ID: | | 755111507 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James E. Cartwright | | For | | For | | Management |
1b | | Elect Director Vernon E. Clark | | For | | For | | Management |
1c | | Elect Director Stephen J. Hadley | | For | | For | | Management |
1d | | Elect Director Thomas A. Kennedy | | For | | For | | Management |
1e | | Elect Director George R. Oliver | | For | | For | | Management |
1f | | Elect Director Michael C. Ruettgers | | For | | For | | Management |
1g | | Elect Director Ronald L. Skates | | For | | For | | Management |
1h | | Elect Director William R. Spivey | | For | | For | | Management |
1i | | Elect Director Linda G. Stuntz | | For | | Against | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
REGAL ENTERTAINMENT GROUP
| | | | | | |
Ticker: | | RGC | | Security ID: | | 758766109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen A. Kaplan | | For | | For | | Management |
1.2 | | Elect Director Jack Tyrrell | | For | | For | | Management |
1.3 | | Elect Director Nestor R. Weigand Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RESMED INC.
| | | | | | |
Ticker: | | RMD | | Security ID: | | 761152107 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol Burt | | For | | For | | Management |
1b | | Elect Director Richard Sulpizio | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
SILGAN HOLDINGS INC.
| | | | | | |
Ticker: | | SLGN | | Security ID: | | 827048109 |
Meeting Date: | | MAY 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. Greg Horrigan | | For | | Withhold | | Management |
1.2 | | Elect Director John W. Alden | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SIX FLAGS ENTERTAINMENT CORPORATION
| | | | | | |
Ticker: | | SIX | | Security ID: | | 83001A102 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kurt M. Cellar | | For | | For | | Management |
1.2 | | Elect Director Charles A. Koppelman | | For | | For | | Management |
1.3 | | Elect Director Jon L. Luther | | For | | For | | Management |
1.4 | | Elect Director Usman Nabi | | For | | For | | Management |
1.5 | | Elect Director Stephen D. Owens | | For | | For | | Management |
1.6 | | Elect Director James Reid-Anderson | | For | | For | | Management |
1.7 | | Elect Director Richard W. Roedel | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
STAPLES, INC.
| | | | | | |
Ticker: | | SPLS | | Security ID: | | 855030102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Basil L. Anderson | | For | | For | | Management |
1b | | Elect Director Drew G. Faust | | For | | For | | Management |
1c | | Elect Director Justin King | | For | | For | | Management |
1d | | Elect Director Carol Meyrowitz | | For | | For | | Management |
1e | | Elect Director Rowland T. Moriarty | | For | | For | | Management |
1f | | Elect Director Robert C. Nakasone | | For | | For | | Management |
1g | | Elect Director Ronald L. Sargent | | For | | For | | Management |
1h | | Elect Director Robert E. Sulentic | | For | | For | | Management |
1i | | Elect Director Raul Vazquez | | For | | For | | Management |
1j | | Elect Director Vijay Vishwanath | | For | | For | | Management |
1k | | Elect Director Paul F. Walsh | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Report on Human Rights Risk Assessment Process | | Against | | For | | Shareholder |
SYMANTEC CORPORATION
| | | | | | |
Ticker: | | SYMC | | Security ID: | | 871503108 |
Meeting Date: | | OCT 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen M. Bennett | | For | | For | | Management |
1b | | Elect Director Michael A. Brown | | For | | For | | Management |
1c | | Elect Director Frank E. Dangeard | | For | | For | | Management |
1d | | Elect Director Geraldine B. Laybourne | | For | | For | | Management |
1e | | Elect Director David L. Mahoney | | For | | For | | Management |
1f | | Elect Director Robert S. Miller | | For | | For | | Management |
1g | | Elect Director Anita M. Sands | | For | | For | | Management |
1h | | Elect Director Daniel H. Schulman | | For | | For | | Management |
1i | | Elect Director V. Paul Unruh | | For | | For | | Management |
1j | | Elect Director Suzanne M. Vautrinot | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
TARGET CORPORATION
| | | | | | |
Ticker: | | TGT | | Security ID: | | 87612E106 |
Meeting Date: | | JUN 11, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Roxanne S. Austin | | For | | Against | | Management |
1b | | Elect Director Douglas M. Baker, Jr. | | For | | For | | Management |
1c | | Elect Director Calvin Darden | | For | | Against | | Management |
1d | | Elect Director Henrique De Castro | | For | | Against | | Management |
1e | | Elect Director James A. Johnson | | For | | Against | | Management |
1f | | Elect Director Mary E. Minnick | | For | | Against | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | Against | | Management |
1h | | Elect Director Derica W. Rice | | For | | Against | | Management |
1i | | Elect Director Kenneth L. Salazar | | For | | For | | Management |
1j | | Elect Director John G. Stumpf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Eliminate Perquisites | | Against | | Against | | Shareholder |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | | Against | | Against | | Shareholder |
THE BOEING COMPANY
| | | | | | |
Ticker: | | BA | | Security ID: | | 097023105 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Calhoun | | For | | For | | Management |
1b | | Elect Director Arthur D. Collins, Jr. | | For | | For | | Management |
1c | | Elect Director Linda Z. Cook | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For | | Management |
1f | | Elect Director Lawrence W. Kellner | | For | | For | | Management |
1g | | Elect Director Edward M. Liddy | | For | | For | | Management |
1h | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1i | | Elect Director Susan C. Schwab | | For | | For | | Management |
1j | | Elect Director Ronald A. Williams | | For | | For | | Management |
1k | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
THE COCA-COLA COMPANY
| | | | | | |
Ticker: | | KO | | Security ID: | | 191216100 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Herbert A. Allen | | For | | For | | Management |
1.2 | | Elect Director Ronald W. Allen | | For | | For | | Management |
1.3 | | Elect Director Ana Botin | | For | | For | | Management |
1.4 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.5 | | Elect Director Richard M. Daley | | For | | For | | Management |
1.6 | | Elect Director Barry Diller | | For | | For | | Management |
1.7 | | Elect Director Helene D. Gayle | | For | | For | | Management |
1.8 | | Elect Director Evan G. Greenberg | | For | | For | | Management |
1.9 | | Elect Director Alexis M. Herman | | For | | For | | Management |
1.10 | | Elect Director Muhtar Kent | | For | | For | | Management |
1.11 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.12 | | Elect Director Maria Elena Lagomasino | | For | | For | | Management |
1.13 | | Elect Director Sam Nunn | | For | | For | | Management |
1.14 | | Elect Director James D. Robinson, III | | For | | For | | Management |
1.15 | | Elect Director Peter V. Ueberroth | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
THE DOW CHEMICAL COMPANY
| | | | | | |
Ticker: | | DOW | | Security ID: | | 260543103 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Arnold A. Allemang | | For | | For | | Management |
1b | | Elect Director Ajay Banga | | For | | For | | Management |
1c | | Elect Director Jacqueline K. Barton | | For | | For | | Management |
1d | | Elect Director James A. Bell | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Andrew N. Liveris | | For | | For | | Management |
1g | | Elect Director Paul Polman | | For | | For | | Management |
1h | | Elect Director Dennis H. Reilley | | For | | For | | Management |
1i | | Elect Director James M. Ringler | | For | | For | | Management |
1j | | Elect Director Ruth G. Shaw | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
6 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
THE GAP, INC.
| | | | | | |
Ticker: | | GPS | | Security ID: | | 364760108 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Domenico De Sole | | For | | For | | Management |
1b | | Elect Director Robert J. Fisher | | For | | Against | | Management |
1c | | Elect Director William S. Fisher | | For | | For | | Management |
1d | | Elect Director Isabella D. Goren | | For | | For | | Management |
1e | | Elect Director Bob L. Martin | | For | | For | | Management |
1f | | Elect Director Jorge P. Montoya | | For | | For | | Management |
1g | | Elect Director Glenn K. Murphy | | For | | For | | Management |
1h | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1i | | Elect Director Katherine Tsang | | For | | For | | Management |
1j | | Elect Director Padmasree Warrior | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE HOME DEPOT, INC.
| | | | | | |
Ticker: | | HD | | Security ID: | | 437076102 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director F. Duane Ackerman | | For | | For | | Management |
1b | | Elect Director Francis S. Blake | | For | | For | | Management |
1c | | Elect Director Ari Bousbib | | For | | For | | Management |
1d | | Elect Director Gregory D. Brenneman | | For | | For | | Management |
1e | | Elect Director J. Frank Brown | | For | | For | | Management |
1f | | Elect Director Albert P. Carey | | For | | For | | Management |
1g | | Elect Director Armando Codina | | For | | For | | Management |
1h | | Elect Director Helena B. Foulkes | | For | | For | | Management |
1i | | Elect Director Wayne M. Hewett | | For | | For | | Management |
1j | | Elect Director Karen L. Katen | | For | | For | | Management |
1k | | Elect Director Mark Vadon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
5 | | Prepare Employment Diversity Report | | Against | | For | | Shareholder |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
| | | | | | |
Ticker: | | IPG | | Security ID: | | 460690100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jocelyn Carter-Miller | | For | | For | | Management |
1.2 | | Elect Director Jill M. Considine | | For | | For | | Management |
1.3 | | Elect Director Richard A. Goldstein | | For | | For | | Management |
1.4 | | Elect Director H. John Greeniaus | | For | | For | | Management |
1.5 | | Elect Director Mary J. Steele Guilfoile | | For | | For | | Management |
1.6 | | Elect Director Dawn Hudson | | For | | For | | Management |
1.7 | | Elect Director William T. Kerr | | For | | For | | Management |
1.8 | | Elect Director Michael I. Roth | | For | | For | | Management |
1.9 | | Elect Director David M. Thomas | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Ticker: | | PG | | Security ID: | | 742718109 |
Meeting Date: | | OCT 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Angela F. Braly | | For | | For | | Management |
1b | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1c | | Elect Director Scott D. Cook | | For | | For | | Management |
1d | | Elect Director Susan Desmond-Hellmann | | For | | For | | Management |
1e | | Elect Director A.G. Lafley | | For | | For | | Management |
1f | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1g | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1h | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1i | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
1j | | Elect Director Patricia A. Woertz | | For | | For | | Management |
1k | | Elect Director Ernesto Zedillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE WESTERN UNION COMPANY
| | | | | | |
Ticker: | | WU | | Security ID: | | 959802109 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Dinyar S. Devitre | | For | | For | | Management |
1b | | Elect Director Hikmet Ersek | | For | | For | | Management |
1c | | Elect Director Jack M. Greenberg | | For | | For | | Management |
1d | | Elect Director Betsy D. Holden | | For | | For | | Management |
1e | | Elect Director Linda Fayne Levinson | | For | | For | | Management |
1f | | Elect Director Frances Fragos Townsend | | For | | For | | Management |
1g | | Elect Director Solomon D. Trujillo | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Against | | Shareholder |
THOR INDUSTRIES, INC.
| | | | | | |
Ticker: | | THO | | Security ID: | | 885160101 |
Meeting Date: | | DEC 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 21, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter B. Orthwein | | For | | For | | Management |
1.2 | | Elect Director James L. Ziemer | | For | | For | | Management |
1.3 | | Elect Director Robert W. Martin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
TIME WARNER CABLE INC.
| | | | | | |
Ticker: | | TWC | | Security ID: | | 88732J207 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carole Black | | For | | For | | Management |
1b | | Elect Director Glenn A. Britt | | For | | For | | Management |
1c | | Elect Director Thomas H. Castro | | For | | For | | Management |
1d | | Elect Director David C. Chang | | For | | For | | Management |
1e | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1f | | Elect Director Peter R. Haje | | For | | Against | | Management |
1g | | Elect Director Donna A. James | | For | | For | | Management |
1h | | Elect Director Don Logan | | For | | For | | Management |
1i | | Elect Director Robert D. Marcus | | For | | For | | Management |
1j | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1k | | Elect Director Wayne H. Pace | | For | | For | | Management |
1l | | Elect Director Edward D. Shirley | | For | | For | | Management |
1m | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
TUPPERWARE BRANDS CORPORATION
| | | | | | |
Ticker: | | TUP | | Security ID: | | 899896104 |
Meeting Date: | | MAY 09, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Catherine A. Bertini | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Kriss Cloninger, III | | For | | For | | Management |
1.4 | | Elect Director E. V. Goings | | For | | For | | Management |
1.5 | | Elect Director Joe R. Lee | | For | | For | | Management |
1.6 | | Elect Director Angel R. Martinez | | For | | For | | Management |
1.7 | | Elect Director Antonio Monteiro de Castro | | For | | For | | Management |
1.8 | | Elect Director Robert J. Murray | | For | | For | | Management |
1.9 | | Elect Director David R. Parker | | For | | For | | Management |
1.10 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.11 | | Elect Director M. Anne Szostak | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
UNITED PARCEL SERVICE, INC.
| | | | | | |
Ticker: | | UPS | | Security ID: | | 911312106 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director F. Duane Ackerman | | For | | For | | Management |
1b | | Elect Director Rodney C. Adkins | | For | | For | | Management |
1c | | Elect Director Michael J. Burns | | For | | For | | Management |
1d | | Elect Director D. Scott Davis | | For | | For | | Management |
1e | | Elect Director Stuart E. Eizenstat | | For | | For | | Management |
1f | | Elect Director Michael L. Eskew | | For | | For | | Management |
1g | | Elect Director William R. Johnson | | For | | For | | Management |
1h | | Elect Director Candace Kendle | | For | | For | | Management |
1i | | Elect Director Ann M. Livermore | | For | | For | | Management |
1j | | Elect Director Rudy H.P. Markham | | For | | For | | Management |
1k | | Elect Director Clark T. “Sandy” Randt, Jr. | | For | | For | | Management |
1l | | Elect Director Carol B. Tome | | For | | For | | Management |
1m | | Elect Director Kevin M. Warsh | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Directo Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
URS CORPORATION
| | | | | | |
Ticker: | | URS | | Security ID: | | 903236107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Diane C. Creel | | For | | For | | Management |
1b | | Elect Director Mickey P. Foret | | For | | For | | Management |
1c | | Elect Director William H. Frist | | For | | For | | Management |
1d | | Elect Director Lydia H. Kennard | | For | | For | | Management |
1e | | Elect Director Martin M. Koffel | | For | | For | | Management |
1f | | Elect Director Timothy R. McLevish | | For | | For | | Management |
1g | | Elect Director Joseph W. Ralston | | For | | For | | Management |
1h | | Elect Director John D. Roach | | For | | For | | Management |
1i | | Elect Director William H. Schumann, III | | For | | For | | Management |
1j | | Elect Director David N. Siegel | | For | | For | | Management |
1k | | Elect Director Douglas W. Stotlar | | For | | For | | Management |
1l | | Elect Director V. Paul Unruh | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
VALERO ENERGY CORPORATION
| | | | | | |
Ticker: | | VLO | | Security ID: | | 91913Y100 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jerry D. Choate | | For | | For | | Management |
1b | | Elect Director Joseph W. Gorder | | For | | For | | Management |
1c | | Elect Director William R. Klesse | | For | | For | | Management |
1d | | Elect Director Deborah P. Majoras | | For | | For | | Management |
1e | | Elect Director Donald L. Nickles | | For | | For | | Management |
1f | | Elect Director Philip J. Pfeiffer | | For | | For | | Management |
1g | | Elect Director Robert A. Profusek | | For | | For | | Management |
1h | | Elect Director Susan Kaufman Purcell | | For | | For | | Management |
1i | | Elect Director Stephen M. Waters | | For | | For | | Management |
1j | | Elect Director Randall J. Weisenburger | | For | | For | | Management |
1k | | Elect Director Rayford Wilkins, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Special |
Record Date: | | DEC 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shellye L. Archambeau | | For | | For | | Management |
1.2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
1.3 | | Elect Director Melanie L. Healey | | For | | For | | Management |
1.4 | | Elect Director M. Frances Keeth | | For | | For | | Management |
1.5 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.6 | | Elect Director Lowell C. McAdam | | For | | For | | Management |
1.7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.8 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
1.9 | | Elect Director Rodney E. Slater | | For | | For | | Management |
1.10 | | Elect Director Kathryn A. Tesija | | For | | For | | Management |
1.11 | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Report on Net Neutrality | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
10 | | Approve Proxy Voting Authority | | Against | | Against | | Shareholder |
WADDELL & REED FINANCIAL, INC.
| | | | | | |
Ticker: | | WDR | | Security ID: | | 930059100 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sharilyn S. Gasaway | | For | | For | | Management |
1.2 | | Elect Director Alan W. Kosloff | | For | | For | | Management |
1.3 | | Elect Director Jerry W. Walton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WELLS FARGO & COMPANY
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Baker, II | | For | | For | | Management |
1b | | Elect Director Elaine L. Chao | | For | | For | | Management |
1c | | Elect Director John S. Chen | | For | | For | | Management |
1d | | Elect Director Lloyd H. Dean | | For | | For | | Management |
1e | | Elect Director Susan E. Engel | | For | | For | | Management |
1f | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1g | | Elect Director Donald M. James | | For | | For | | Management |
1h | | Elect Director Cynthia H. Milligan | | For | | For | | Management |
1i | | Elect Director Federico F. Pena | | For | | For | | Management |
1j | | Elect Director James H. Quigley | | For | | For | | Management |
1k | | Elect Director Judith M. Runstad | | For | | For | | Management |
1l | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1m | | Elect Director John G. Stumpf | | For | | For | | Management |
1n | | Elect Director Susan G. Swenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
5 | | Review Fair Housing and Fair Lending Compliance | | Against | | For | | Shareholder |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director Henry T. DeNero | | For | | For | | Management |
1c | | Elect Director William L. Kimsey | | For | | For | | Management |
1d | | Elect Director Michael D. Lambert | | For | | For | | Management |
1e | | Elect Director Len J. Lauer | | For | | For | | Management |
1f | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1g | | Elect Director Stephen D. Milligan | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1j | | Elect Director Arif Shakeel | | For | | For | | Management |
1k | | Elect Director Akio Yamamoto | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WINDSTREAM HOLDINGS, INC.
| | | | | | |
Ticker: | | WIN | | Security ID: | | 97382A101 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol B. Armitage | | For | | Against | | Management |
1b | | Elect Director Samuel E. Beall, III | | For | | For | | Management |
1c | | Elect Director Dennis E. Foster | | For | | For | | Management |
1d | | Elect Director Francis X. (‘Skip’) Frantz | | For | | For | | Management |
1e | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1f | | Elect Director Jeffrey T. Hinson | | For | | For | | Management |
1g | | Elect Director Judy K. Jones | | For | | For | | Management |
1h | | Elect Director William A. Montgomery | | For | | For | | Management |
1i | | Elect Director Alan L. Wells | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | | For | | Against | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
WYNDHAM WORLDWIDE CORPORATION
| | | | | | |
Ticker: | | WYN | | Security ID: | | 98310W108 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James E. Buckman | | For | | For | | Management |
1.2 | | Elect Director George Herrera | | For | | For | | Management |
1.3 | | Elect Director Brian Mulroney | | For | | For | | Management |
1.4 | | Elect Director Michael H. Wargotz | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
WYNN RESORTS, LIMITED
| | | | | | |
Ticker: | | WYNN | | Security ID: | | 983134107 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Miller | | For | | For | | Management |
1.2 | | Elect Director D. Boone Wayson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Board Qualifications | | For | | Against | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
XEROX CORPORATION
| | | | | | |
Ticker: | | XRX | | Security ID: | | 984121103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Richard J. Harrington | | For | | For | | Management |
1.4 | | Elect Director William Curt Hunter | | For | | For | | Management |
1.5 | | Elect Director Robert J. Keegan | | For | | For | | Management |
1.6 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.7 | | Elect Director Charles Prince | | For | | For | | Management |
1.8 | | Elect Director Ann N. Reese | | For | | For | | Management |
1.9 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
=================================== Nuveen Equity Market Neutral Fund ====================================
ACTIVISION BLIZZARD, INC.
| | | | | | |
Ticker: | | ATVI | | Security ID: | | 00507V109 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Corti | | For | | For | | Management |
1.2 | | Elect Director Brian G. Kelly | | For | | For | | Management |
1.3 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.4 | | Elect Director Barry Meyer | | For | | For | | Management |
1.5 | | Elect Director Robert J. Morgado | | For | | For | | Management |
1.6 | | Elect Director Peter Nolan | | For | | For | | Management |
1.7 | | Elect Director Richard Sarnoff | | For | | For | | Management |
1.8 | | Elect Director Elaine Wynn | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3A | | Amend Provisions Relating to the Relationship with Vivendi | | For | | For | | Management |
3B | | Amend Provisions Relating to Supermajority and Special Voting Requirements | | For | | For | | Management |
3C | | Amend Provisions Relating to the Ability to Amend Bylaws | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
AECOM TECHNOLOGY CORPORATION
| | | | | | |
Ticker: | | ACM | | Security ID: | | 00766T100 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael S. Burke | | For | | For | | Management |
1.2 | | Elect Director David W. Joos | | For | | For | | Management |
1.3 | | Elect Director Robert J. Routs | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
AGCO CORPORATION
| | | | | | |
Ticker: | | AGCO | | Security ID: | | 001084102 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roy V. Armes | | For | | For | | Management |
1.2 | | Elect Director Michael C. Arnold | | For | | For | | Management |
1.3 | | Elect Director P. George Benson | | For | | For | | Management |
1.4 | | Elect Director Wolfgang Deml | | For | | For | | Management |
1.5 | | Elect Director Luiz F. Furlan | | For | | For | | Management |
1.6 | | Elect Director George E. Minnich | | For | | For | | Management |
1.7 | | Elect Director Martin H. Richenhagen | | For | | For | | Management |
1.8 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.9 | | Elect Director Mallika Srinivasan | | For | | For | | Management |
1.10 | | Elect Director Hendrikus Visser | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
| | | | | | |
Ticker: | | AWH | | Security ID: | | H01531104 |
Meeting Date: | | OCT 17, 2013 | | Meeting Type: | | Special |
Record Date: | | SEP 11, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Eric S. Schwartz | | For | | For | | Management |
AMERCO
| | | | | | |
Ticker: | | UHAL | | Security ID: | | 023586100 |
Meeting Date: | | AUG 29, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 01, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Declassify the Board of Directors | | For | | For | | Management |
2 | | Amend Articles to Add Mandatory Director, Officer and Agent Indemnification Provision | | For | | Against | | Management |
3 | | Amend Articles to Eliminate Any Specific Terms or Conditions of Any Preferred Stock or Serial Common Stock | | For | | For | | Management |
4 | | Amend Articles to Update the Conflict of Interest and Interested Transaction Provision | | For | | For | | Management |
5 | | Amend Articles To Correct Typographical Errors and to Make Non-Substantive Stylistic Changes | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Allow Shareholder Proposals Requesting Ratification of Decisions and Actions Taken by the Board | | For | | Against | | Shareholder |
9.1 | | Elect Director Edward J. ‘Joe’ Shoen | | For | | Withhold | | Management |
9.2 | | Elect Director James E. Acridge | | For | | For | | Management |
9.3 | | Elect Director Charles J. Bayer | | For | | For | | Management |
9.4 | | Elect Director John P. Brogan | | For | | For | | Management |
9.5 | | Elect Director John M. Dodds | | For | | For | | Management |
9.6 | | Elect Director Michael L. Gallagher | | For | | For | | Management |
9.7 | | Elect Director Daniel R. Mullen | | For | | For | | Management |
9.8 | | Elect Director James P. Shoen | | For | | Withhold | | Management |
AMGEN INC.
| | | | | | |
Ticker: | | AMGN | | Security ID: | | 031162100 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David Baltimore | | For | | For | | Management |
1.2 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Bradway | | For | | For | | Management |
1.4 | | Elect Director Francois de Carbonnel | | For | | For | | Management |
1.5 | | Elect Director Vance D. Coffman | | For | | For | | Management |
1.6 | | Elect Director Robert A. Eckert | | For | | For | | Management |
1.7 | | Elect Director Greg C. Garland | | For | | For | | Management |
1.8 | | Elect Director Rebecca M. Henderson | | For | | For | | Management |
1.9 | | Elect Director Frank C. Herringer | | For | | For | | Management |
1.10 | | Elect Director Tyler Jacks | | For | | For | | Management |
1.11 | | Elect Director Judith C. Pelham | | For | | For | | Management |
1.12 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
ASPEN INSURANCE HOLDINGS LIMITED
| | | | | | |
Ticker: | | AHL | | Security ID: | | G05384105 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher O’Kane | | For | | For | | Management |
1.2 | | Elect Director Liaquat Ahamed | | For | | For | | Management |
1.3 | | Elect Director Albert Beer | | For | | For | | Management |
1.4 | | Elect Director John Cavoores | | For | | For | | Management |
1.5 | | Elect Director Heidi Hutter | | For | | For | | Management |
1.6 | | Elect Director Gary Gregg | | For | | For | | Management |
1.7 | | Elect Director Bret Pearlman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
AVNET, INC.
| | | | | | |
Ticker: | | AVT | | Security ID: | | 053807103 |
Meeting Date: | | NOV 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1.2 | | Elect Director Michael A. Bradley | | For | | For | | Management |
1.3 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.4 | | Elect Director Richard Hamada | | For | | For | | Management |
1.5 | | Elect Director James A. Lawrence | | For | | For | | Management |
1.6 | | Elect Director Frank R. Noonan | | For | | For | | Management |
1.7 | | Elect Director Ray M. Robinson | | For | | For | | Management |
1.8 | | Elect Director William H. Schumann III | | For | | For | | Management |
1.9 | | Elect Director William P. Sullivan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
BALLY TECHNOLOGIES, INC.
| | | | | | |
Ticker: | | BYI | | Security ID: | | 05874B107 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard Haddrill | | For | | For | | Management |
1.2 | | Elect Director Josephine Linden | | For | | For | | Management |
1.3 | | Elect Director Ramesh Srinivasan | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Ticker: | | BDX | | Security ID: | | 075887109 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For | | Management |
1.3 | | Elect Director Catherine M. Burzik | | For | | For | | Management |
1.4 | | Elect Director Edward F. DeGraan | | For | | For | | Management |
1.5 | | Elect Director Vincent A. Forlenza | | For | | For | | Management |
1.6 | | Elect Director Claire M. Fraser | | For | | For | | Management |
1.7 | | Elect Director Christopher Jones | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Gary A. Mecklenburg | | For | | For | | Management |
1.10 | | Elect Director James F. Orr | | For | | For | | Management |
1.11 | | Elect Director Willard J. Overlock, Jr. | | For | | For | | Management |
1.12 | | Elect Director Rebecca W. Rimel | | For | | For | | Management |
1.13 | | Elect Director Bertram L. Scott | | For | | For | | Management |
1.14 | | Elect Director Alfred Sommer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lisa M. Caputo | | For | | For | | Management |
1b | | Elect Director Russell P. Fradin | | For | | For | | Management |
1c | | Elect Director Kathy J. Higgins Victor | | For | | For | | Management |
1d | | Elect Director Hubert Joly | | For | | For | | Management |
1e | | Elect Director David W. Kenny | | For | | For | | Management |
1f | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For | | Management |
1g | | Elect Director Gerard R. Vittecoq | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
BRINKER INTERNATIONAL, INC.
| | | | | | |
Ticker: | | EAT | | Security ID: | | 109641100 |
Meeting Date: | | NOV 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph M. DePinto | | For | | For | | Management |
1.2 | | Elect Director Harriet Edelman | | For | | For | | Management |
1.3 | | Elect Director Michael A. George | | For | | For | | Management |
1.4 | | Elect Director William T. Giles | | For | | For | | Management |
1.5 | | Elect Director Gerardo I. Lopez | | For | | For | | Management |
1.6 | | Elect Director Jon L. Luther | | For | | For | | Management |
1.7 | | Elect Director John W. Mims | | For | | For | | Management |
1.8 | | Elect Director George R. Mrkonic | | For | | For | | Management |
1.9 | | Elect Director Rosendo G. Parra | | For | | For | | Management |
1.10 | | Elect Director Wyman T. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
| | | | | | |
Ticker: | | BR | | Security ID: | | 11133T103 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Richard J. Daly | | For | | For | | Management |
1c | | Elect Director Robert N. Duelks | | For | | For | | Management |
1d | | Elect Director Richard J. Haviland | | For | | For | | Management |
1e | | Elect Director Sandra S. Jaffee | | For | | For | | Management |
1f | | Elect Director Stuart R. Levine | | For | | For | | Management |
1g | | Elect Director Maura A. Markus | | For | | For | | Management |
1h | | Elect Director Thomas J. Perna | | For | | For | | Management |
1i | | Elect Director Alan J. Weber | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
BROCADE COMMUNICATIONS SYSTEMS, INC.
| | | | | | |
Ticker: | | BRCD | | Security ID: | | 111621306 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judy Bruner | | For | | For | | Management |
1.2 | | Elect Director Lloyd A. Carney | | For | | For | | Management |
1.3 | | Elect Director Renato (Renny) A. DiPentima | | For | | For | | Management |
1.4 | | Elect Director Alan L. Earhart | | For | | For | | Management |
1.5 | | Elect Director John W. Gerdelman | | For | | For | | Management |
1.6 | | Elect Director Dave House | | For | | For | | Management |
1.7 | | Elect Director L. William Krause | | For | | For | | Management |
1.8 | | Elect Director David E. Roberson | | For | | For | | Management |
1.9 | | Elect Director Sanjay Vaswani | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
C. R. BARD, INC.
| | | | | | |
Ticker: | | BCR | | Security ID: | | 067383109 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David M. Barrett | | For | | For | | Management |
1.2 | | Elect Director John C. Kelly | | For | | For | | Management |
1.3 | | Elect Director David F. Melcher | | For | | For | | Management |
1.4 | | Elect Director Gail K. Naughton | | For | | For | | Management |
1.5 | | Elect Director John H. Weiland | | For | | For | | Management |
1.6 | | Elect Director Anthony Welters | | For | | For | | Management |
1.7 | | Elect Director Tony L. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Report on Sustainability | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Patricia A. Hemingway Hall | | For | | For | | Management |
1.9 | | Elect Director Clayton M. Jones | | For | | For | | Management |
1.10 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.11 | | Elect Director David P. King | | For | | For | | Management |
1.12 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1b | | Elect Director Robert D. (Doug) Lawler | | For | | For | | Management |
1c | | Elect Director John J. (Jack) Lipinski | | For | | For | | Management |
1d | | Elect Director Frederic M. Poses | | For | | For | | Management |
1e | | Elect Director Archie W. Dunham | | For | | For | | Management |
1f | | Elect Director R. Brad Martin | | For | | For | | Management |
1g | | Elect Director Louis A. Raspino | | For | | For | | Management |
1h | | Elect Director Merrill A. (Pete) Miller, Jr. | | For | | For | | Management |
1i | | Elect Director Thomas L. Ryan | | For | | Against | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Approve Increase in Size of Board | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director Gregory Q. Brown | | For | | For | | Management |
1d | | Elect Director M. Michele Burns | | For | | For | | Management |
1e | | Elect Director Michael D. Capellas | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1k | | Elect Director Arun Sarin | | For | | For | | Management |
1l | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Proxy Advisor Competition | | Against | | Against | | Shareholder |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O’Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DELTA AIR LINES, INC.
| | | | | | |
Ticker: | | DAL | | Security ID: | | 247361702 |
Meeting Date: | | JUN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Anderson | | For | | For | | Management |
1b | | Elect Director Edward H. Bastian | | For | | For | | Management |
1c | | Elect Director Roy J. Bostock | | For | | For | | Management |
1d | | Elect Director John S. Brinzo | | For | | For | | Management |
1e | | Elect Director Daniel A. Carp | | For | | For | | Management |
1f | | Elect Director David G. DeWalt | | For | | For | | Management |
1g | | Elect Director William H. Easter, III | | For | | For | | Management |
1h | | Elect Director Mickey P. Foret | | For | | For | | Management |
1i | | Elect Director Shirley C. Franklin | | For | | For | | Management |
1j | | Elect Director David R. Goode | | For | | For | | Management |
1k | | Elect Director George N. Mattson | | For | | For | | Management |
1l | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1m | | Elect Director Kenneth C. Rogers | | For | | For | | Management |
1n | | Elect Director Kenneth B. Woodrow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Increase in Size of Board | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Anthony Vinciquerra | | For | | For | | Management |
1l | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DOMTAR CORPORATION
| | | | | | |
Ticker: | | UFS | | Security ID: | | 257559203 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Giannella Alvarez | | For | | For | | Management |
1.2 | | Elect Director Robert E. Apple | | For | | For | | Management |
1.3 | | Elect Director Louis P. Gignac | | For | | For | | Management |
1.4 | | Elect Director David J. Illingworth | | For | | For | | Management |
1.5 | | Elect Director Brian M. Levitt | | For | | For | | Management |
1.6 | | Elect Director David G. Maffucci | | For | | For | | Management |
1.7 | | Elect Director Robert J. Steacy | | For | | For | | Management |
1.8 | | Elect Director Pamela B. Strobel | | For | | For | | Management |
1.9 | | Elect Director Denis Turcotte | | For | | For | | Management |
1.10 | | Elect Director John D. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOVER CORPORATION
| | | | | | |
Ticker: | | DOV | | Security ID: | | 260003108 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert W. Cremin | | For | | For | | Management |
1b | | Elect Director Jean-Pierre M. Ergas | | For | | For | | Management |
1c | | Elect Director Peter T. Francis | | For | | For | | Management |
1d | | Elect Director Kristiane C. Graham | | For | | For | | Management |
1e | | Elect Director Michael F. Johnston | | For | | For | | Management |
1f | | Elect Director Robert A. Livingston | | For | | For | | Management |
1g | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1h | | Elect Director Bernard G. Rethore | | For | | For | | Management |
1i | | Elect Director Michael B. Stubbs | | For | | For | | Management |
1j | | Elect Director Stephen M. Todd | | For | | For | | Management |
1k | | Elect Director Stephen K. Wagner | | For | | For | | Management |
1l | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
8 | | Provide Right to Call Special Meeting | | For | | For | | Management |
DR PEPPER SNAPPLE GROUP, INC.
| | | | | | |
Ticker: | | DPS | | Security ID: | | 26138E109 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John L. Adams | | For | | For | | Management |
1.2 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.3 | | Elect Director Ronald G. Rogers | | For | | For | | Management |
1.4 | | Elect Director Wayne R. Sanders | | For | | For | | Management |
1.5 | | Elect Director Jack L. Stahl | | For | | For | | Management |
1.6 | | Elect Director Larry D. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For | | Shareholder |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ENERGIZER HOLDINGS, INC.
| | | | | | |
Ticker: | | ENR | | Security ID: | | 29266R108 |
Meeting Date: | | JAN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James C. Johnson | | For | | For | | Management |
1.2 | | Elect Director Ward M. Klein | | For | | For | | Management |
1.3 | | Elect Director W. Patrick McGinnis | | For | | For | | Management |
1.4 | | Elect Director John R. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
EXELIS INC.
| | | | | | |
Ticker: | | XLS | | Security ID: | | 30162A108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Kern | | For | | For | | Management |
1b | | Elect Director Mark L. Reuss | | For | | For | | Management |
1c | | Elect Director Billie I. Williamson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
FLUOR CORPORATION
| | | | | | |
Ticker: | | FLR | | Security ID: | | 343412102 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Peter K. Barker | | For | | For | | Management |
1B | | Elect Director Alan M. Bennett | | For | | For | | Management |
1C | | Elect Director Rosemary T. Berkery | | For | | For | | Management |
1D | | Elect Director Peter J. Fluor | | For | | For | | Management |
1E | | Elect Director James T. Hackett | | For | | For | | Management |
1F | | Elect Director Deborah D. McWhinney | | For | | For | | Management |
1G | | Elect Director Dean R. O’Hare | | For | | For | | Management |
1H | | Elect Director Armando J. Olivera | | For | | For | | Management |
1I | | Elect Director Joseph W. Prueher | | For | | For | | Management |
1J | | Elect Director Matthew K. Rose | | For | | For | | Management |
1K | | Elect Director David T. Seaton | | For | | For | | Management |
1L | | Elect Director Nader H. Sultan | | For | | For | | Management |
1M | | Elect Director Lynn C. Swann | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
FRONTIER COMMUNICATIONS CORPORATION
| | | | | | |
Ticker: | | FTR | | Security ID: | | 35906A108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For | | Management |
1.2 | | Elect Director Peter C.B. Bynoe | | For | | For | | Management |
1.3 | | Elect Director Edward Fraioli | | For | | For | | Management |
1.4 | | Elect Director Daniel J. McCarthy | | For | | For | | Management |
1.5 | | Elect Director Pamela D.A. Reeve | | For | | For | | Management |
1.6 | | Elect Director Virginia P. Ruesterholz | | For | | For | | Management |
1.7 | | Elect Director Howard L. Schrott | | For | | For | | Management |
1.8 | | Elect Director Larraine D. Segil | | For | | For | | Management |
1.9 | | Elect Director Mark Shapiro | | For | | For | | Management |
1.10 | | Elect Director Myron A. Wick, III | | For | | For | | Management |
1.11 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GAMESTOP CORP.
| | | | | | |
Ticker: | | GME | | Security ID: | | 36467W109 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | For | | For | | Management |
1.2 | | Elect Director Gerald R. Szczepanski | | For | | For | | Management |
1.3 | | Elect Director Lawrence S. Zilavy | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GANNETT CO., INC.
| | | | | | |
Ticker: | | GCI | | Security ID: | | 364730101 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John E. Cody | | For | | For | | Management |
1b | | Elect Director Howard D. Elias | | For | | For | | Management |
1c | | Elect Director John Jeffry Louis | | For | | For | | Management |
1d | | Elect Director Marjorie Magner | | For | | For | | Management |
1e | | Elect Director Gracia C. Martore | | For | | For | | Management |
1f | | Elect Director Scott K. McCune | | For | | For | | Management |
1g | | Elect Director Susan Ness | | For | | For | | Management |
1h | | Elect Director Tony A. Prophet | | For | | For | | Management |
1i | | Elect Director Neal Shapiro | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
GARTNER, INC.
| | | | | | |
Ticker: | | IT | | Security ID: | | 366651107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael J. Bingle | | For | | For | | Management |
1b | | Elect Director Richard J. Bressler | | For | | For | | Management |
1c | | Elect Director Raul E. Cesan | | For | | For | | Management |
1d | | Elect Director Karen E. Dykstra | | For | | For | | Management |
1e | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1f | | Elect Director William O. Grabe | | For | | For | | Management |
1g | | Elect Director Eugene A. Hall | | For | | For | | Management |
1h | | Elect Director Stephen G. Pagliuca | | For | | For | | Management |
1i | | Elect Director James C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John F. Cogan | | For | | For | | Management |
1b | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1c | | Elect Director Carla A. Hills | | For | | For | | Management |
1d | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1e | | Elect Director John W. Madigan | | For | | For | | Management |
1f | | Elect Director John C. Martin | | For | | For | | Management |
1g | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1h | | Elect Director Richard J. Whitley | | For | | For | | Management |
1i | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1j | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Link CEO Compensation to Patient Access to the Company’s Medicine | | Against | | Against | | Shareholder |
GRAHAM HOLDINGS COMPANY
| | | | | | |
Ticker: | | GHC | | Security ID: | | 384637104 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1. | | Elect Director Christopher C. Davis | | For | | For | | Management |
1.2 | | Elect Director Thomas S. Gayner | | For | | For | | Management |
1.3 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.4 | | Elect Director Larry D. Thompson | | For | | For | | Management |
H&R BLOCK, INC.
| | | | | | |
Ticker: | | HRB | | Security ID: | | 093671105 |
Meeting Date: | | SEP 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Brown | | For | | For | | Management |
1b | | Elect Director William C. Cobb | | For | | For | | Management |
1c | | Elect Director Marvin R. Ellison | | For | | For | | Management |
1d | | Elect Director Robert A. Gerard | | For | | For | | Management |
1e | | Elect Director David Baker Lewis | | For | | For | | Management |
1f | | Elect Director Victoria J. Reich | | For | | For | | Management |
1g | | Elect Director Bruce C. Rohde | | For | | For | | Management |
1h | | Elect Director Tom D. Seip | | For | | For | | Management |
1i | | Elect Director Christianna Wood | | For | | For | | Management |
1j | | Elect Director James F. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles | | For | | For | | Management |
5 | | Amend Articles | | For | | For | | Management |
6 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William M. Brown | | For | | For | | Management |
1b | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1c | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1d | | Elect Director Terry D. Growcock | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Vyomesh I. Joshi | | For | | For | | Management |
1g | | Elect Director Karen Katen | | For | | For | | Management |
1h | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1i | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1j | | Elect Director David B. Rickard | | For | | For | | Management |
1k | | Elect Director James C. Stoffel | | For | | For | | Management |
1l | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1m | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HERBALIFE LTD.
| | | | | | |
Ticker: | | HLF | | Security ID: | | G4412G101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael O. Johnson | | For | | For | | Management |
1.2 | | Elect Director John Tartol | | For | | For | | Management |
1.3 | | Elect Director Hunter C. Gary | | For | | Withhold | | Management |
1.4 | | Elect Director Jesse A. Lynn | | For | | For | | Management |
1.5 | | Elect Director James L. Nelson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 19, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Robert R. Bennett | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | For | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Raymond E. Ozzie | | For | | For | | Management |
1.8 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director James A. Skinner | | For | | For | | Management |
1.11 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.12 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
HILL-ROM HOLDINGS, INC.
| | | | | | |
Ticker: | | HRC | | Security ID: | | 431475102 |
Meeting Date: | | MAR 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 31, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Rolf A. Classon | | For | | For | | Management |
1.2 | | Elect Director William G. Dempsey | | For | | For | | Management |
1.3 | | Elect Director James R. Giertz | | For | | For | | Management |
1.4 | | Elect Director Charles E. Golden | | For | | For | | Management |
1.5 | | Elect Director John J. Greisch | | For | | For | | Management |
1.6 | | Elect Director William H. Kucheman | | For | | For | | Management |
1.7 | | Elect Director Ronald A. Malone | | For | | For | | Management |
1.8 | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1.9 | | Elect Director Joanne C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HUNTINGTON INGALLS INDUSTRIES, INC.
| | | | | | |
Ticker: | | HII | | Security ID: | | 446413106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Victoria D. Harker | | For | | For | | Management |
1.2 | | Elect Director Anastasia D. Kelly | | For | | For | | Management |
1.3 | | Elect Director Thomas C. Schievelbein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Declassify the Board of Directors | | None | | For | | Shareholder |
HYATT HOTELS CORPORATION
| | | | | | |
Ticker: | | H | | Security ID: | | 448579102 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Pritzker | | For | | For | | Management |
1.2 | | Elect Director Pamela M. Nicholson | | For | | For | | Management |
1.3 | | Elect Director Richard C. Tuttle | | For | | For | | Management |
1.4 | | Elect Director James H. Wooten, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
IDEX CORPORATION
| | | | | | |
Ticker: | | IEX | | Security ID: | | 45167R104 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Bradley J. Bell | | For | | For | | Management |
1.2 | | Elect Director Gregory F. Milzcik | | For | | For | | Management |
1.3 | | Elect Director Andrew K. Silvernail | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INTELSAT SA
| | | | | | |
Ticker: | | I | | Security ID: | | L5140P101 |
Meeting Date: | | JUN 19, 2014 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Receive Board’s and Auditor’s Reports | | None | | None | | Management |
2 | | Approve Financial Statements | | For | | For | | Management |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Allocation of Income | | For | | For | | Management |
5 | | Approve Dividends on Series A Preferred Shares | | For | | For | | Management |
6 | | Approve Discharge of Directors | | For | | For | | Management |
7a | | Elect John Diercksen as Director | | For | | For | | Management |
7b | | Elect Robert Callahan as Director | | For | | For | | Management |
8a | | Reelect Raymond Svider as Director | | For | | For | | Management |
8b | | Reelect Egon Durban as Director | | For | | For | | Management |
8c | | Reelect Justin Bateman as Director | | For | | For | | Management |
9 | | Approve Remuneration of Directors | | For | | For | | Management |
10 | | Renew Appointment of KPMG as Auditor | | For | | For | | Management |
11 | | Authorize Board to Repurchase Shares | | For | | Against | | Management |
1 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against | | Management |
JABIL CIRCUIT, INC.
| | | | | | |
Ticker: | | JBL | | Security ID: | | 466313103 |
Meeting Date: | | JAN 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Martha F. Brooks | | For | | For | | Management |
1.2 | | Elect Director Mel S. Lavitt | | For | | For | | Management |
1.3 | | Elect Director Timothy L. Main | | For | | For | | Management |
1.4 | | Elect Director Mark T. Mondello | | For | | For | | Management |
1.5 | | Elect Director Lawrence J. Murphy | | For | | For | | Management |
1.6 | | Elect Director Frank A. Newman | | For | | For | | Management |
1.7 | | Elect Director Steven A. Raymund | | For | | For | | Management |
1.8 | | Elect Director Thomas A. Sansone | | For | | For | | Management |
1.9 | | Elect Director David M. Stout | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Other Business | | For | | Against | | Management |
LEAR CORPORATION
| | | | | | |
Ticker: | | LEA | | Security ID: | | 521865204 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Bott | | For | | For | | Management |
1b | | Elect Director Thomas P. Capo | | For | | For | | Management |
1c | | Elect Director Jonathan F. Foster | | For | | For | | Management |
1d | | Elect Director Kathleen A. Ligocki | | For | | For | | Management |
1e | | Elect Director Conrad L. Mallett, Jr. | | For | | For | | Management |
1f | | Elect Director Donald L. Runkle | | For | | For | | Management |
1g | | Elect Director Matthew J. Simoncini | | For | | For | | Management |
1h | �� | Elect Director Gregory C. Smith | | For | | For | | Management |
1i | | Elect Director Henry D. G. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
LEXMARK INTERNATIONAL, INC.
| | | | | | |
Ticker: | | LXK | | Security ID: | | 529771107 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ralph E. Gomory | | For | | For | | Management |
1b | | Elect Director Jared L. Cohon | | For | | For | | Management |
1c | | Elect Director J. Edward Coleman | | For | | For | | Management |
1d | | Elect Director Sandra L. Helton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LIONS GATE ENTERTAINMENT CORP.
| | | | | | |
Ticker: | | LGF | | Security ID: | | 535919203 |
Meeting Date: | | SEP 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael Burns | | For | | For | | Management |
1.2 | | Elect Director Gordon Crawford | | For | | For | | Management |
1.3 | | Elect Director Arthur Evrensel | | For | | Withhold | | Management |
1.4 | | Elect Director Jon Feltheimer | | For | | For | | Management |
1.5 | | Elect Director Frank Giustra | | For | | For | | Management |
1.6 | | Elect Director Morley Koffman | | For | | For | | Management |
1.7 | | Elect Director Harald Ludwig | | For | | For | | Management |
1.8 | | Elect Director G. Scott Paterson | | For | | For | | Management |
1.9 | | Elect Director Mark H. Rachesky | | For | | For | | Management |
1.10 | | Elect Director Daryl Simm | | For | | For | | Management |
1.11 | | Elect Director Hardwick Simmons | | For | | For | | Management |
1.12 | | Elect Director Phyllis Yaffe | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Other Business | | For | | Against | | Management |
LORILLARD, INC.
| | | | | | |
Ticker: | | LO | | Security ID: | | 544147101 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1.2 | | Elect Director Andrew H. Card, Jr. | | For | | For | | Management |
1.3 | | Elect Director Virgis W. Colbert | | For | | For | | Management |
1.4 | | Elect Director David E.R. Dangoor | | For | | For | | Management |
1.5 | | Elect Director Murray S. Kessler | | For | | For | | Management |
1.6 | | Elect Director Jerry W. Levin | | For | | For | | Management |
1.7 | | Elect Director Richard W. Roedel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MANPOWERGROUP INC.
| | | | | | |
Ticker: | | MAN | | Security ID: | | 56418H100 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cari M. Dominguez | | For | | For | | Management |
1.2 | | Elect Director Roberto Mendoza | | For | | For | | Management |
1.3 | | Elect Director Jonas Prising | | For | | For | | Management |
1.4 | | Elect Director Elizabeth P. Sartain | | For | | For | | Management |
1.5 | | Elect Director Edward J. Zore | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MARATHON PETROLEUM CORPORATION
| | | | | | |
Ticker: | | MPC | | Security ID: | | 56585A102 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven A. Davis | | For | | For | | Management |
1b | | Elect Director Gary R. Heminger | | For | | For | | Management |
1c | | Elect Director John W. Snow | | For | | For | | Management |
1d | | Elect Director John P. Surma | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
MRC GLOBAL INC.
| | | | | | |
Ticker: | | MRC | | Security ID: | | 55345K103 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew R. Lane | | For | | For | | Management |
1.2 | | Elect Director Leonard M. Anthony | | For | | For | | Management |
1.3 | | Elect Director Rhys J. Best | | For | | For | | Management |
1.4 | | Elect Director Peter C. Boylan, III | | For | | For | | Management |
1.5 | | Elect Director Henry Cornell | | For | | For | | Management |
1.6 | | Elect Director Craig Ketchum | | For | | For | | Management |
1.7 | | Elect Director Gerard P. Krans | | For | | Withhold | | Management |
1.8 | | Elect Director Cornelis A. Linse | | For | | For | | Management |
1.9 | | Elect Director John A. Perkins | | For | | For | | Management |
1.10 | | Elect Director H.B. Wehrle, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
MYRIAD GENETICS, INC.
| | | | | | |
Ticker: | | MYGN | | Security ID: | | 62855J104 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter D. Meldrum | | For | | For | | Management |
1.2 | | Elect Director Heiner Dreismann | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
NEUSTAR, INC.
| | | | | | |
Ticker: | | NSR | | Security ID: | | 64126X201 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James G. Cullen | | For | | For | | Management |
1b | | Elect Director Joel P. Friedman | | For | | For | | Management |
1c | | Elect Director Mark N. Greene | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Declassify the Board of Directors | | Against | | For | | Shareholder |
NVIDIA CORPORATION
| | | | | | |
Ticker: | | NVDA | | Security ID: | | 67066G104 |
Meeting Date: | | MAY 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert K. Burgess | | For | | For | | Management |
1b | | Elect Director Tench Coxe | | For | | For | | Management |
1c | | Elect Director James C. Gaither | | For | | For | | Management |
1d | | Elect Director Jen-Hsun Huang | | For | | For | | Management |
1e | | Elect Director Dawn Hudson | | For | | For | | Management |
1f | | Elect Director Harvey C. Jones | | For | | For | | Management |
1g | | Elect Director William J. Miller | | For | | For | | Management |
1h | | Elect Director Mark L. Perry | | For | | For | | Management |
1i | | Elect Director A. Brooke Seawell | | For | | For | | Management |
1j | | Elect Director Mark A. Stevens | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
OSHKOSH CORPORATION
| | | | | | |
Ticker: | | OSK | | Security ID: | | 688239201 |
Meeting Date: | | FEB 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard M. Donnelly | | For | | For | | Management |
1.2 | | Elect Director Peter B. Hamilton | | For | | For | | Management |
1.3 | | Elect Director Kathleen J. Hempel | | For | | For | | Management |
1.4 | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1.5 | | Elect Director Stephen D. Newlin | | For | | For | | Management |
1.6 | | Elect Director Craig P. Omtvedt | | For | | For | | Management |
1.7 | | Elect Director Duncan J. Palmer | | For | | For | | Management |
1.8 | | Elect Director John S. Shiely | | For | | For | | Management |
1.9 | | Elect Director Richard G. Sim | | For | | For | | Management |
1.10 | | Elect Director Charles L. Szews | | For | | For | | Management |
1.11 | | Elect Director William S. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plan | | Against | | For | | Shareholder |
PARTNERRE LTD.
| | | | | | |
Ticker: | | PRE | | Security ID: | | G6852T105 |
Meeting Date: | | MAY 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judith Hanratty | | For | | For | | Management |
1.2 | | Elect Director Costas Miranthis | | For | | For | | Management |
1.3 | | Elect Director Remy Sautter | | For | | For | | Management |
1.4 | | Elect Director Egbert Willam | | For | | For | | Management |
2 | | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PATTERSON COMPANIES, INC.
| | | | | | |
Ticker: | | PDCO | | Security ID: | | 703395103 |
Meeting Date: | | SEP 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Buck | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
PENN NATIONAL GAMING, INC.
| | | | | | |
Ticker: | | PENN | | Security ID: | | 707569109 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter M. Carlino | | For | | Withhold | | Management |
1.2 | | Elect Director Harold Cramer | | For | | Withhold | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
R. R. DONNELLEY & SONS COMPANY
| | | | | | |
Ticker: | | RRD | | Security ID: | | 257867101 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Quinlan, III | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Richard L. Crandall | | For | | For | | Management |
1.4 | | Elect Director Susan M. Gianinno | | For | | For | | Management |
1.5 | | Elect Director Judith H. Hamilton | | For | | For | | Management |
1.6 | | Elect Director Jeffrey M. Katz | | For | | For | | Management |
1.7 | | Elect Director Richard K. Palmer | | For | | For | | Management |
1.8 | | Elect Director John C. Pope | | For | | For | | Management |
1.9 | | Elect Director Michael T. Riordan | | For | | For | | Management |
1.10 | | Elect Director Oliver R. Sockwell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RAYTHEON COMPANY
| | | | | | |
Ticker: | | RTN | | Security ID: | | 755111507 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James E. Cartwright | | For | | For | | Management |
1b | | Elect Director Vernon E. Clark | | For | | For | | Management |
1c | | Elect Director Stephen J. Hadley | | For | | For | | Management |
1d | | Elect Director Thomas A. Kennedy | | For | | For | | Management |
1e | | Elect Director George R. Oliver | | For | | For | | Management |
1f | | Elect Director Michael C. Ruettgers | | For | | For | | Management |
1g | | Elect Director Ronald L. Skates | | For | | For | | Management |
1h | | Elect Director William R. Spivey | | For | | For | | Management |
1i | | Elect Director Linda G. Stuntz | | For | | Against | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
REGAL ENTERTAINMENT GROUP
| | | | | | |
Ticker: | | RGC | | Security ID: | | 758766109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen A. Kaplan | | For | | For | | Management |
1.2 | | Elect Director Jack Tyrrell | | For | | For | | Management |
1.3 | | Elect Director Nestor R. Weigand Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RESMED INC.
| | | | | | |
Ticker: | | RMD | | Security ID: | | 761152107 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol Burt | | For | | For | | Management |
1b | | Elect Director Richard Sulpizio | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ROCK-TENN COMPANY
| | | | | | |
Ticker: | | RKT | | Security ID: | | 772739207 |
Meeting Date: | | JAN 31, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jenny A. Hourihan | | For | | For | | Management |
1.2 | | Elect Director Steven C. Voorhees | | For | | For | | Management |
1.3 | | Elect Director J. Powell Brown | | For | | Withhold | | Management |
1.4 | | Elect Director Robert M. Chapman | | For | | For | | Management |
1.5 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.6 | | Elect Director Russell M. Currey | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
SANDRIDGE ENERGY, INC.
| | | | | | |
Ticker: | | SD | | Security ID: | | 80007P307 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen C. Beasley | | For | | For | | Management |
1.2 | | Elect Director James D. Bennett | | For | | For | | Management |
1.3 | | Elect Director Edward W. Moneypenny | | For | | For | | Management |
1.4 | | Elect Director Roy T. Oliver, Jr. | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
SILGAN HOLDINGS INC.
| | | | | | |
Ticker: | | SLGN | | Security ID: | | 827048109 |
Meeting Date: | | MAY 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. Greg Horrigan | | For | | Withhold | | Management |
1.2 | | Elect Director John W. Alden | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
STARZ
| | | | | | |
Ticker: | | STRZA | | Security ID: | | 85571Q102 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher P. Albrecht | | For | | For | | Management |
1.2 | | Elect Director Daniel E. Sanchez | | For | | For | | Management |
1.3 | | Elect Director Robert S. Wiesenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
TECH DATA CORPORATION
| | | | | | |
Ticker: | | TECD | | Security ID: | | 878237106 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Declassify the Board of Directors | | For | | For | | Management |
2a | | Elect Director Charles E. Adair | | For | | For | | Management |
2b | | Elect Director Harry J. Harczak, Jr. | | For | | For | | Management |
2c | | Elect Director Patrick G. Sayer | | For | | Against | | Management |
2d | | Elect Director Robert M. Dutkowsky | | For | | For | | Management |
2e | | Elect Director Jeffery P. Howells | | For | | For | | Management |
2f | | Elect Director Savio W. Tung | | For | | Against | | Management |
2g | | Elect Director David M. Upton | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
THE BOEING COMPANY
| | | | | | |
Ticker: | | BA | | Security ID: | | 097023105 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Calhoun | | For | | For | | Management |
1b | | Elect Director Arthur D. Collins, Jr. | | For | | For | | Management |
1c | | Elect Director Linda Z. Cook | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For | | Management |
1f | | Elect Director Lawrence W. Kellner | | For | | For | | Management |
1g | | Elect Director Edward M. Liddy | | For | | For | | Management |
1h | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1i | | Elect Director Susan C. Schwab | | For | | For | | Management |
1j | | Elect Director Ronald A. Williams | | For | | For | | Management |
1k | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
THE GAP, INC.
| | | | | | |
Ticker: | | GPS | | Security ID: | | 364760108 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Domenico De Sole | | For | | For | | Management |
1b | | Elect Director Robert J. Fisher | | For | | Against | | Management |
1c | | Elect Director William S. Fisher | | For | | For | | Management |
1d | | Elect Director Isabella D. Goren | | For | | For | | Management |
1e | | Elect Director Bob L. Martin | | For | | For | | Management |
1f | | Elect Director Jorge P. Montoya | | For | | For | | Management |
1g | | Elect Director Glenn K. Murphy | | For | | For | | Management |
1h | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1i | | Elect Director Katherine Tsang | | For | | For | | Management |
1j | | Elect Director Padmasree Warrior | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
| | | | | | |
Ticker: | | IPG | | Security ID: | | 460690100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jocelyn Carter-Miller | | For | | For | | Management |
1.2 | | Elect Director Jill M. Considine | | For | | For | | Management |
1.3 | | Elect Director Richard A. Goldstein | | For | | For | | Management |
1.4 | | Elect Director H. John Greeniaus | | For | | For | | Management |
1.5 | | Elect Director Mary J. Steele Guilfoile | | For | | For | | Management |
1.6 | | Elect Director Dawn Hudson | | For | | For | | Management |
1.7 | | Elect Director William T. Kerr | | For | | For | | Management |
1.8 | | Elect Director Michael I. Roth | | For | | For | | Management |
1.9 | | Elect Director David M. Thomas | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
THOR INDUSTRIES, INC.
| | | | | | |
Ticker: | | THO | | Security ID: | | 885160101 |
Meeting Date: | | DEC 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 21, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter B. Orthwein | | For | | For | | Management |
1.2 | | Elect Director James L. Ziemer | | For | | For | | Management |
1.3 | | Elect Director Robert W. Martin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
TIME WARNER CABLE INC.
| | | | | | |
Ticker: | | TWC | | Security ID: | | 88732J207 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carole Black | | For | | For | | Management |
1b | | Elect Director Glenn A. Britt | | For | | For | | Management |
1c | | Elect Director Thomas H. Castro | | For | | For | | Management |
1d | | Elect Director David C. Chang | | For | | For | | Management |
1e | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1f | | Elect Director Peter R. Haje | | For | | Against | | Management |
1g | | Elect Director Donna A. James | | For | | For | | Management |
1h | | Elect Director Don Logan | | For | | For | | Management |
1i | | Elect Director Robert D. Marcus | | For | | For | | Management |
1j | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1k | | Elect Director Wayne H. Pace | | For | | For | | Management |
1l | | Elect Director Edward D. Shirley | | For | | For | | Management |
1m | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Directo Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
URS CORPORATION
| | | | | | |
Ticker: | | URS | | Security ID: | | 903236107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Diane C. Creel | | For | | For | | Management |
1b | | Elect Director Mickey P. Foret | | For | | For | | Management |
1c | | Elect Director William H. Frist | | For | | For | | Management |
1d | | Elect Director Lydia H. Kennard | | For | | For | | Management |
1e | | Elect Director Martin M. Koffel | | For | | For | | Management |
1f | | Elect Director Timothy R. McLevish | | For | | For | | Management |
1g | | Elect Director Joseph W. Ralston | | For | | For | | Management |
1h | | Elect Director John D. Roach | | For | | For | | Management |
1i | | Elect Director William H. Schumann, III | | For | | For | | Management |
1j | | Elect Director David N. Siegel | | For | | For | | Management |
1k | | Elect Director Douglas W. Stotlar | | For | | For | | Management |
1l | | Elect Director V. Paul Unruh | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
VERISIGN, INC.
| | | | | | |
Ticker: | | VRSN | | Security ID: | | 92343E102 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. James Bidzos | | For | | For | | Management |
1.2 | | Elect Director William L. Chenevich | | For | | For | | Management |
1.3 | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1.4 | | Elect Director Roger H. Moore | | For | | For | | Management |
1.5 | | Elect Director John D. Roach | | For | | For | | Management |
1.6 | | Elect Director Louis A. Simpson | | For | | For | | Management |
1.7 | | Elect Director Timothy Tomlinson | | For | | For | | Management |
2 | | Provide Right to Call Special Meeting | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shellye L. Archambeau | | For | | For | | Management |
1.2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
1.3 | | Elect Director Melanie L. Healey | | For | | For | | Management |
1.4 | | Elect Director M. Frances Keeth | | For | | For | | Management |
1.5 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.6 | | Elect Director Lowell C. McAdam | | For | | For | | Management |
1.7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.8 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
1.9 | | Elect Director Rodney E. Slater | | For | | For | | Management |
1.10 | | Elect Director Kathryn A. Tesija | | For | | For | | Management |
1.11 | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Report on Net Neutrality | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
10 | | Approve Proxy Voting Authority | | Against | | Against | | Shareholder |
VISTEON CORPORATION
| | | | | | |
Ticker: | | VC | | Security ID: | | 92839U206 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Duncan H. Cocroft | | For | | For | | Management |
1b | | Elect Director Jeffrey D. Jones | | For | | For | | Management |
1c | | Elect Director Timothy D. Leuliette | | For | | For | | Management |
1d | | Elect Director Robert J. Manzo | | For | | For | | Management |
1e | | Elect Director Francis M. Scricco | | For | | For | | Management |
1f | | Elect Director David L. Treadwell | | For | | For | | Management |
1g | | Elect Director Harry J. Wilson | | For | | For | | Management |
1h | | Elect Director Kam Ho George Yuen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
WADDELL & REED FINANCIAL, INC.
| | | | | | |
Ticker: | | WDR | | Security ID: | | 930059100 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sharilyn S. Gasaway | | For | | For | | Management |
1.2 | | Elect Director Alan W. Kosloff | | For | | For | | Management |
1.3 | | Elect Director Jerry W. Walton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WELLPOINT, INC.
| | | | | | |
Ticker: | | WLP | | Security ID: | | 94973V107 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.2 | | Elect Director Robert L. Dixon, Jr. | | For | | For | | Management |
1.3 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.4 | | Elect Director William J. Ryan | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prohibit Political Spending | | Against | | Against | | Shareholder |
WESCO INTERNATIONAL, INC.
| | | | | | |
Ticker: | | WCC | | Security ID: | | 95082P105 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John K. Morgan | | For | | For | | Management |
1.2 | | Elect Director James L. Singleton | | For | | For | | Management |
1.3 | | Elect Director Bobby J. Griffin | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director Henry T. DeNero | | For | | For | | Management |
1c | | Elect Director William L. Kimsey | | For | | For | | Management |
1d | | Elect Director Michael D. Lambert | | For | | For | | Management |
1e | | Elect Director Len J. Lauer | | For | | For | | Management |
1f | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1g | | Elect Director Stephen D. Milligan | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1j | | Elect Director Arif Shakeel | | For | | For | | Management |
1k | | Elect Director Akio Yamamoto | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WHIRLPOOL CORPORATION
| | | | | | |
Ticker: | | WHR | | Security ID: | | 963320106 |
Meeting Date: | | APR 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel R. Allen | | For | | For | | Management |
1b | | Elect Director Gary T. DiCamillo | | For | | For | | Management |
1c | | Elect Director Diane M. Dietz | | For | | For | | Management |
1d | | Elect Director Geraldine T. Elliott | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Michael F. Johnston | | For | | For | | Management |
1g | | Elect Director William T. Kerr | | For | | For | | Management |
1h | | Elect Director John D. Liu | | For | | For | | Management |
1i | | Elect Director Harish Manwani | | For | | For | | Management |
1j | | Elect Director William D. Perez | | For | | For | | Management |
1k | | Elect Director Michael A. Todman | | For | | For | | Management |
1l | | Elect Director Michael D. White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
WINDSTREAM HOLDINGS, INC.
| | | | | | |
Ticker: | | WIN | | Security ID: | | 97382A101 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol B. Armitage | | For | | Against | | Management |
1b | | Elect Director Samuel E. Beall, III | | For | | For | | Management |
1c | | Elect Director Dennis E. Foster | | For | | For | | Management |
1d | | Elect Director Francis X. (‘Skip’) Frantz | | For | | For | | Management |
1e | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1f | | Elect Director Jeffrey T. Hinson | | For | | For | | Management |
1g | | Elect Director Judy K. Jones | | For | | For | | Management |
1h | | Elect Director William A. Montgomery | | For | | For | | Management |
1i | | Elect Director Alan L. Wells | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | | For | | Against | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
WYNDHAM WORLDWIDE CORPORATION
| | | | | | |
Ticker: | | WYN | | Security ID: | | 98310W108 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James E. Buckman | | For | | For | | Management |
1.2 | | Elect Director George Herrera | | For | | For | | Management |
1.3 | | Elect Director Brian Mulroney | | For | | For | | Management |
1.4 | | Elect Director Michael H. Wargotz | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
WYNN RESORTS, LIMITED
| | | | | | |
Ticker: | | WYNN | | Security ID: | | 983134107 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Miller | | For | | For | | Management |
1.2 | | Elect Director D. Boone Wayson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Board Qualifications | | For | | Against | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
XEROX CORPORATION
| | | | | | |
Ticker: | | XRX | | Security ID: | | 984121103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Richard J. Harrington | | For | | For | | Management |
1.4 | | Elect Director William Curt Hunter | | For | | For | | Management |
1.5 | | Elect Director Robert J. Keegan | | For | | For | | Management |
1.6 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.7 | | Elect Director Charles Prince | | For | | For | | Management |
1.8 | | Elect Director Ann N. Reese | | For | | For | | Management |
1.9 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
================================== Nuveen Large Cap Core Fund ==================================
ACTIVISION BLIZZARD, INC.
| | | | | | |
Ticker: | | ATVI | | Security ID: | | 00507V109 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Corti | | For | | For | | Management |
1.2 | | Elect Director Brian G. Kelly | | For | | For | | Management |
1.3 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.4 | | Elect Director Barry Meyer | | For | | For | | Management |
1.5 | | Elect Director Robert J. Morgado | | For | | For | | Management |
1.6 | | Elect Director Peter Nolan | | For | | For | | Management |
1.7 | | Elect Director Richard Sarnoff | | For | | For | | Management |
1.8 | | Elect Director Elaine Wynn | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3A | | Amend Provisions Relating to the Relationship with Vivendi | | For | | For | | Management |
3B | | Amend Provisions Relating to Supermajority and Special Voting Requirements | | For | | For | | Management |
3C | | Amend Provisions Relating to the Ability to Amend Bylaws | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
AECOM TECHNOLOGY CORPORATION
| | | | | | |
Ticker: | | ACM | | Security ID: | | 00766T100 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael S. Burke | | For | | For | | Management |
1.2 | | Elect Director David W. Joos | | For | | For | | Management |
1.3 | | Elect Director Robert J. Routs | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
AGCO CORPORATION
| | | | | | |
Ticker: | | AGCO | | Security ID: | | 001084102 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roy V. Armes | | For | | For | | Management |
1.2 | | Elect Director Michael C. Arnold | | For | | For | | Management |
1.3 | | Elect Director P. George Benson | | For | | For | | Management |
1.4 | | Elect Director Wolfgang Deml | | For | | For | | Management |
1.5 | | Elect Director Luiz F. Furlan | | For | | For | | Management |
1.6 | | Elect Director George E. Minnich | | For | | For | | Management |
1.7 | | Elect Director Martin H. Richenhagen | | For | | For | | Management |
1.8 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.9 | | Elect Director Mallika Srinivasan | | For | | For | | Management |
1.10 | | Elect Director Hendrikus Visser | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
ALTRIA GROUP, INC.
| | | | | | |
Ticker: | | MO | | Security ID: | | 02209S103 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gerald L. Baliles | | For | | For | | Management |
1.2 | | Elect Director Martin J. Barrington | | For | | For | | Management |
1.3 | | Elect Director John T. Casteen, III | | For | | For | | Management |
1.4 | | Elect Director Dinyar S. Devitre | | For | | For | | Management |
1.5 | | Elect Director Thomas F. Farrell, II | | For | | For | | Management |
1.6 | | Elect Director Thomas W. Jones | | For | | For | | Management |
1.7 | | Elect Director Debra J. Kelly-Ennis | | For | | For | | Management |
1.8 | | Elect Director W. Leo Kiely, III | | For | | For | | Management |
1.9 | | Elect Director Kathryn B. McQuade | | For | | For | | Management |
1.10 | | Elect Director George Munoz | | For | | For | | Management |
1.11 | | Elect Director Nabil Y. Sakkab | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
AMERICAN EXPRESS COMPANY
| | | | | | |
Ticker: | | AXP | | Security ID: | | 025816109 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1b | | Elect Director Ursula M. Burns | | For | | For | | Management |
1c | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1d | | Elect Director Peter Chernin | | For | | For | | Management |
1e | | Elect Director Anne Lauvergeon | | For | | For | | Management |
1f | | Elect Director Theodore J. Leonsis | | For | | For | | Management |
1g | | Elect Director Richard C. Levin | | For | | For | | Management |
1h | | Elect Director Richard A. McGinn | | For | | For | | Management |
1i | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1j | | Elect Director Steven S Reinemund | | For | | For | | Management |
1k | | Elect Director Daniel L. Vasella | | For | | For | | Management |
1l | | Elect Director Robert D. Walter | | For | | For | | Management |
1m | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prepare Employment Diversity Report | | Against | | For | | Shareholder |
5 | | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
AMERIPRISE FINANCIAL, INC.
| | | | | | |
Ticker: | | AMP | | Security ID: | | 03076C106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James M. Cracchiolo | | For | | For | | Management |
1b | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1c | | Elect Director Amy DiGeso | | For | | For | | Management |
1d | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1e | | Elect Director W. Walker Lewis | | For | | For | | Management |
1f | | Elect Director Siri S. Marshall | | For | | For | | Management |
1g | | Elect Director Jeffrey Noddle | | For | | For | | Management |
1h | | Elect Director H. Jay Sarles | | For | | For | | Management |
1i | | Elect Director Robert F. Sharpe, Jr. | | For | | For | | Management |
1j | | Elect Director William H. Turner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
AMGEN INC.
| | | | | | |
Ticker: | | AMGN | | Security ID: | | 031162100 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David Baltimore | | For | | For | | Management |
1.2 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Bradway | | For | | For | | Management |
1.4 | | Elect Director Francois de Carbonnel | | For | | For | | Management |
1.5 | | Elect Director Vance D. Coffman | | For | | For | | Management |
1.6 | | Elect Director Robert A. Eckert | | For | | For | | Management |
1.7 | | Elect Director Greg C. Garland | | For | | For | | Management |
1.8 | | Elect Director Rebecca M. Henderson | | For | | For | | Management |
1.9 | | Elect Director Frank C. Herringer | | For | | For | | Management |
1.10 | | Elect Director Tyler Jacks | | For | | For | | Management |
1.11 | | Elect Director Judith C. Pelham | | For | | For | | Management |
1.12 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
APACHE CORPORATION
| | | | | | |
Ticker: | | APA | | Security ID: | | 037411105 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director G. Steven Farris | | For | | For | | Management |
2 | | Elect Director A.D. Frazier, Jr. | | For | | For | | Management |
3 | | Elect Director Amy H. Nelson | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Management |
APPLE INC.
| | | | | | |
Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Campbell | | For | | For | | Management |
1.2 | | Elect Director Timothy Cook | | For | | For | | Management |
1.3 | | Elect Director Millard Drexler | | For | | For | | Management |
1.4 | | Elect Director Al Gore | | For | | For | | Management |
1.5 | | Elect Director Robert Iger | | For | | For | | Management |
1.6 | | Elect Director Andrea Jung | | For | | For | | Management |
1.7 | | Elect Director Arthur Levinson | | For | | For | | Management |
1.8 | | Elect Director Ronald Sugar | | For | | For | | Management |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
3 | | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | | For | | For | | Management |
4 | | Establish a Par Value for Common Stock | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
9 | | Report on Trade Associations and Organizations that Promote Sustainability Practices | | Against | | Against | | Shareholder |
10 | | Advisory Vote to Increase Capital Repurchase Program | | Against | | Against | | Shareholder |
11 | | Proxy Access | | Against | | Against | | Shareholder |
ASPEN INSURANCE HOLDINGS LIMITED
| | | | | | |
Ticker: | | AHL | | Security ID: | | G05384105 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher O’Kane | | For | | For | | Management |
1.2 | | Elect Director Liaquat Ahamed | | For | | For | | Management |
1.3 | | Elect Director Albert Beer | | For | | For | | Management |
1.4 | | Elect Director John Cavoores | | For | | For | | Management |
1.5 | | Elect Director Heidi Hutter | | For | | For | | Management |
1.6 | | Elect Director Gary Gregg | | For | | For | | Management |
1.7 | | Elect Director Bret Pearlman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
ASSURANT, INC.
| | | | | | |
Ticker: | | AIZ | | Security ID: | | 04621X108 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Elaine D. Rosen | | For | | For | | Management |
1b | | Elect Director Howard L. Carver | | For | | For | | Management |
1c | | Elect Director Juan N. Cento | | For | | For | | Management |
1d | | Elect Director Elyse Douglas | | For | | For | | Management |
1e | | Elect Director Lawrence V. Jackson | | For | | For | | Management |
1f | | Elect Director David B. Kelso | | For | | For | | Management |
1g | | Elect Director Charles J. Koch | | For | | For | | Management |
1h | | Elect Director Jean-Paul L. Montupet | | For | | For | | Management |
1i | | Elect Director Robert B. Pollock | | For | | For | | Management |
1j | | Elect Director Paul J. Reilly | | For | | For | | Management |
1k | | Elect Director Robert W. Stein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
BALLY TECHNOLOGIES, INC.
| | | | | | |
Ticker: | | BYI | | Security ID: | | 05874B107 |
Meeting Date: | �� | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard Haddrill | | For | | For | | Management |
1.2 | | Elect Director Josephine Linden | | For | | For | | Management |
1.3 | | Elect Director Ramesh Srinivasan | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Ticker: | | BDX | | Security ID: | | 075887109 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For | | Management |
1.3 | | Elect Director Catherine M. Burzik | | For | | For | | Management |
1.4 | | Elect Director Edward F. DeGraan | | For | | For | | Management |
1.5 | | Elect Director Vincent A. Forlenza | | For | | For | | Management |
1.6 | | Elect Director Claire M. Fraser | | For | | For | | Management |
1.7 | | Elect Director Christopher Jones | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Gary A. Mecklenburg | | For | | For | | Management |
1.10 | | Elect Director James F. Orr | | For | | For | | Management |
1.11 | | Elect Director Willard J. Overlock, Jr. | | For | | For | | Management |
1.12 | | Elect Director Rebecca W. Rimel | | For | | For | | Management |
1.13 | | Elect Director Bertram L. Scott | | For | | For | | Management |
1.14 | | Elect Director Alfred Sommer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
BERKSHIRE HATHAWAY INC.
| | | | | | |
Ticker: | | BRK.B | | Security ID: | | 084670702 |
Meeting Date: | | MAY 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Warren E. Buffett | | For | | For | | Management |
1.2 | | Elect Director Charles T. Munger | | For | | For | | Management |
1.3 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.4 | | Elect Director Stephen B. Burke | | For | | For | | Management |
1.5 | | Elect Director Susan L. Decker | | For | | For | | Management |
1.6 | | Elect Director William H. Gates, III | | For | | For | | Management |
1.7 | | Elect Director David S. Gottesman | | For | | For | | Management |
1.8 | | Elect Director Charlotte Guyman | | For | | For | | Management |
1.9 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.10 | | Elect Director Thomas S. Murphy | | For | | For | | Management |
1.11 | | Elect Director Ronald L. Olson | | For | | For | | Management |
1.12 | | Elect Director Walter Scott, Jr. | | For | | For | | Management |
1.13 | | Elect Director Meryl B. Witmer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Management |
4 | | Adopt Quantitative Goals for GHG and Other Air Emissions | | Against | | For | | Shareholder |
5 | | Approve Annual Dividends | | Against | | Against | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lisa M. Caputo | | For | | For | | Management |
1b | | Elect Director Russell P. Fradin | | For | | For | | Management |
1c | | Elect Director Kathy J. Higgins Victor | | For | | For | | Management |
1d | | Elect Director Hubert Joly | | For | | For | | Management |
1e | | Elect Director David W. Kenny | | For | | For | | Management |
1f | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For | | Management |
1g | | Elect Director Gerard R. Vittecoq | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
BRINKER INTERNATIONAL, INC.
| | | | | | |
Ticker: | | EAT | | Security ID: | | 109641100 |
Meeting Date: | | NOV 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph M. DePinto | | For | | For | | Management |
1.2 | | Elect Director Harriet Edelman | | For | | For | | Management |
1.3 | | Elect Director Michael A. George | | For | | For | | Management |
1.4 | | Elect Director William T. Giles | | For | | For | | Management |
1.5 | | Elect Director Gerardo I. Lopez | | For | | For | | Management |
1.6 | | Elect Director Jon L. Luther | | For | | For | | Management |
1.7 | | Elect Director John W. Mims | | For | | For | | Management |
1.8 | | Elect Director George R. Mrkonic | | For | | For | | Management |
1.9 | | Elect Director Rosendo G. Parra | | For | | For | | Management |
1.10 | | Elect Director Wyman T. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
| | | | | | |
Ticker: | | BR | | Security ID: | | 11133T103 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Richard J. Daly | | For | | For | | Management |
1c | | Elect Director Robert N. Duelks | | For | | For | | Management |
1d | | Elect Director Richard J. Haviland | | For | | For | | Management |
1e | | Elect Director Sandra S. Jaffee | | For | | For | | Management |
1f | | Elect Director Stuart R. Levine | | For | | For | | Management |
1g | | Elect Director Maura A. Markus | | For | | For | | Management |
1h | | Elect Director Thomas J. Perna | | For | | For | | Management |
1i | | Elect Director Alan J. Weber | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
BROCADE COMMUNICATIONS SYSTEMS, INC.
| | | | | | |
Ticker: | | BRCD | | Security ID: | | 111621306 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judy Bruner | | For | | For | | Management |
1.2 | | Elect Director Lloyd A. Carney | | For | | For | | Management |
1.3 | | Elect Director Renato (Renny) A. DiPentima | | For | | For | | Management |
1.4 | | Elect Director Alan L. Earhart | | For | | For | | Management |
1.5 | | Elect Director John W. Gerdelman | | For | | For | | Management |
1.6 | | Elect Director Dave House | | For | | For | | Management |
1.7 | | Elect Director L. William Krause | | For | | For | | Management |
1.8 | | Elect Director David E. Roberson | | For | | For | | Management |
1.9 | | Elect Director Sanjay Vaswani | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
C. R. BARD, INC.
| | | | | | |
Ticker: | | BCR | | Security ID: | | 067383109 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David M. Barrett | | For | | For | | Management |
1.2 | | Elect Director John C. Kelly | | For | | For | | Management |
1.3 | | Elect Director David F. Melcher | | For | | For | | Management |
1.4 | | Elect Director Gail K. Naughton | | For | | For | | Management |
1.5 | | Elect Director John H. Weiland | | For | | For | | Management |
1.6 | | Elect Director Anthony Welters | | For | | For | | Management |
1.7 | | Elect Director Tony L. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Report on Sustainability | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Patricia A. Hemingway Hall | | For | | For | | Management |
1.9 | | Elect Director Clayton M. Jones | | For | | For | | Management |
1.10 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.11 | | Elect Director David P. King | | For | | For | | Management |
1.12 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
CATERPILLAR INC.
| | | | | | |
Ticker: | | CAT | | Security ID: | | 149123101 |
Meeting Date: | | JUN 11, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David L. Calhoun | | For | | For | | Management |
1.2 | | Elect Director Daniel M. Dickinson | | For | | For | | Management |
1.3 | | Elect Director Juan Gallardo | | For | | For | | Management |
1.4 | | Elect Director Jesse J. Greene, Jr. | | For | | For | | Management |
1.5 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.6 | | Elect Director Peter A. Magowan | | For | | For | | Management |
1.7 | | Elect Director Dennis A. Muilenburg | | For | | For | | Management |
1.8 | | Elect Director Douglas R. Oberhelman | | For | | For | | Management |
1.9 | | Elect Director William A. Osborn | | For | | For | | Management |
1.10 | | Elect Director Edward B. Rust, Jr. | | For | | For | | Management |
1.11 | | Elect Director Susan C. Schwab | | For | | For | | Management |
1.12 | | Elect Director Miles D. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Review and Amend Human Rights Policies | | Against | | For | | Shareholder |
7 | | Report on Controls to Ensure no Sales to Sudan | | Against | | For | | Shareholder |
8 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
CBOE HOLDINGS, INC.
| | | | | | |
Ticker: | | CBOE | | Security ID: | | 12503M108 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William J. Brodsky | | For | | For | | Management |
1.2 | | Elect Director James R. Boris | | For | | For | | Management |
1.3 | | Elect Director Frank E. English, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edward J. Fitzpatrick | | For | | For | | Management |
1.5 | | Elect Director Janet P. Froetscher | | For | | For | | Management |
1.6 | | Elect Director Jill R. Goodman | | For | | For | | Management |
1.7 | | Elect Director R. Eden Martin | | For | | For | | Management |
1.8 | | Elect Director Roderick A. Palmore | | For | | For | | Management |
1.9 | | Elect Director Susan M. Phillips | | For | | For | | Management |
1.10 | | Elect Director Samuel K. Skinner | | For | | For | | Management |
1.11 | | Elect Director Carole E. Stone | | For | | For | | Management |
1.12 | | Elect Director Eugene S. Sunshine | | For | | For | | Management |
1.13 | | Elect Director Edward T. Tilly | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
CENTURYLINK, INC.
| | | | | | |
Ticker: | | CTL | | Security ID: | | 156700106 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Virginia Boulet | | For | | For | | Management |
1.2 | | Elect Director Peter C. Brown | | For | | For | | Management |
1.3 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.4 | | Elect Director W. Bruce Hanks | | For | | For | | Management |
1.5 | | Elect Director Gregory J. McCray | | For | | For | | Management |
1.6 | | Elect Director C. G. Melville, Jr. | | For | | For | | Management |
1.7 | | Elect Director Fred R. Nichols | | For | | For | | Management |
1.8 | | Elect Director William A. Owens | | For | | For | | Management |
1.9 | | Elect Director Harvey P. Perry | | For | | For | | Management |
1.10 | | Elect Director Glen F. Post, III | | For | | For | | Management |
1.11 | | Elect Director Michael J. Roberts | | For | | For | | Management |
1.12 | | Elect Director Laurie A. Siegel | | For | | For | | Management |
1.13 | | Elect Director Joseph R. Zimmel | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Provide Proxy Access Right | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Stock Retention | | Against | | For | | Shareholder |
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1b | | Elect Director Robert D. (Doug) Lawler | | For | | For | | Management |
1c | | Elect Director John J. (Jack) Lipinski | | For | | For | | Management |
1d | | Elect Director Frederic M. Poses | | For | | For | | Management |
1e | | Elect Director Archie W. Dunham | | For | | For | | Management |
1f | | Elect Director R. Brad Martin | | For | | For | | Management |
1g | | Elect Director Louis A. Raspino | | For | | For | | Management |
1h | | Elect Director Merrill A. (Pete) Miller, Jr. | | For | | For | | Management |
1i | | Elect Director Thomas L. Ryan | | For | | Against | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Approve Increase in Size of Board | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
CHEVRON CORPORATION
| | | | | | |
Ticker: | | CVX | | Security ID: | | 166764100 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linnet F. Deily | | For | | For | | Management |
1b | | Elect Director Robert E. Denham | | For | | For | | Management |
1c | | Elect Director Alice P. Gast | | For | | For | | Management |
1d | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1e | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1f | | Elect Director George L. Kirkland | | For | | For | | Management |
1g | | Elect Director Charles W. Moorman, IV | | For | | For | | Management |
1h | | Elect Director Kevin W. Sharer | | For | | For | | Management |
1i | | Elect Director John G. Stumpf | | For | | For | | Management |
1j | | Elect Director Ronald D. Sugar | | For | | For | | Management |
1k | | Elect Director Carl Ware | | For | | For | | Management |
1l | | Elect Director John S. Watson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
8 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Require Director Nominee with Environmental Experience | | Against | | For | | Shareholder |
10 | | Adopt Guidelines for Country Selection | | Against | | For | | Shareholder |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director Gregory Q. Brown | | For | | For | | Management |
1d | | Elect Director M. Michele Burns | | For | | For | | Management |
1e | | Elect Director Michael D. Capellas | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1k | | Elect Director Arun Sarin | | For | | For | | Management |
1l | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Proxy Advisor Competition | | Against | | Against | | Shareholder |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O’Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DELTA AIR LINES, INC.
| | | | | | |
Ticker: | | DAL | | Security ID: | | 247361702 |
Meeting Date: | | JUN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Anderson | | For | | For | | Management |
1b | | Elect Director Edward H. Bastian | | For | | For | | Management |
1c | | Elect Director Roy J. Bostock | | For | | For | | Management |
1d | | Elect Director John S. Brinzo | | For | | For | | Management |
1e | | Elect Director Daniel A. Carp | | For | | For | | Management |
1f | | Elect Director David G. DeWalt | | For | | For | | Management |
1g | | Elect Director William H. Easter, III | | For | | For | | Management |
1h | | Elect Director Mickey P. Foret | | For | | For | | Management |
1i | | Elect Director Shirley C. Franklin | | For | | For | | Management |
1j | | Elect Director David R. Goode | | For | | For | | Management |
1k | | Elect Director George N. Mattson | | For | | For | | Management |
1l | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1m | | Elect Director Kenneth C. Rogers | | For | | For | | Management |
1n | | Elect Director Kenneth B. Woodrow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Increase in Size of Board | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Anthony Vinciquerra | | For | | For | | Management |
1l | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DISCOVER FINANCIAL SERVICES
| | | | | | |
Ticker: | | DFS | | Security ID: | | 254709108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Aronin | | For | | For | | Management |
1.2 | | Elect Director Mary K. Bush | | For | | For | | Management |
1.3 | | Elect Director Gregory C. Case | | For | | For | | Management |
1.4 | | Elect Director Candace H. Duncan | | For | | For | | Management |
1.5 | | Elect Director Cynthia A. Glassman | | For | | For | | Management |
1.6 | | Elect Director Richard H. Lenny | | For | | For | | Management |
1.7 | | Elect Director Thomas G. Maheras | | For | | For | | Management |
1.8 | | Elect Director Michael H. Moskow | | For | | For | | Management |
1.9 | | Elect Director David W. Nelms | | For | | For | | Management |
1.10 1.11 | | Elect Director Mark A. Thierer | | For | | For | | Management |
| Elect Director Lawrence A. Weinbach | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
DOMTAR CORPORATION
| | | | | | |
Ticker: | | UFS | | Security ID: | | 257559203 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Giannella Alvarez | | For | | For | | Management |
1.2 | | Elect Director Robert E. Apple | | For | | For | | Management |
1.3 | | Elect Director Louis P. Gignac | | For | | For | | Management |
1.4 | | Elect Director David J. Illingworth | | For | | For | | Management |
1.5 | | Elect Director Brian M. Levitt | | For | | For | | Management |
1.6 | | Elect Director David G. Maffucci | | For | | For | | Management |
1.7 | | Elect Director Robert J. Steacy | | For | | For | | Management |
1.8 | | Elect Director Pamela B. Strobel | | For | | For | | Management |
1.9 | | Elect Director Denis Turcotte | | For | | For | | Management |
1.10 | | Elect Director John D. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOVER CORPORATION
| | | | | | |
Ticker: | | DOV | | Security ID: | | 260003108 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert W. Cremin | | For | | For | | Management |
1b | | Elect Director Jean-Pierre M. Ergas | | For | | For | | Management |
1c | | Elect Director Peter T. Francis | | For | | For | | Management |
1d | | Elect Director Kristiane C. Graham | | For | | For | | Management |
1e | | Elect Director Michael F. Johnston | | For | | For | | Management |
1f | | Elect Director Robert A. Livingston | | For | | For | | Management |
1g | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1h | | Elect Director Bernard G. Rethore | | For | | For | | Management |
1i | | Elect Director Michael B. Stubbs | | For | | For | | Management |
1j | | Elect Director Stephen M. Todd | | For | | For | | Management |
1k | | Elect Director Stephen K. Wagner | | For | | For | | Management |
1l | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
8 | | Provide Right to Call Special Meeting | | For | | For | | Management |
DR PEPPER SNAPPLE GROUP, INC.
| | | | | | |
Ticker: | | DPS | | Security ID: | | 26138E109 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John L. Adams | | For | | For | | Management |
1.2 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.3 | | Elect Director Ronald G. Rogers | | For | | For | | Management |
1.4 | | Elect Director Wayne R. Sanders | | For | | For | | Management |
1.5 | | Elect Director Jack L. Stahl | | For | | For | | Management |
1.6 | | Elect Director Larry D. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For | | Shareholder |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ENERGIZER HOLDINGS, INC.
| | | | | | |
Ticker: | | ENR | | Security ID: | | 29266R108 |
Meeting Date: | | JAN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James C. Johnson | | For | | For | | Management |
1.2 | | Elect Director Ward M. Klein | | For | | For | | Management |
1.3 | | Elect Director W. Patrick McGinnis | | For | | For | | Management |
1.4 | | Elect Director John R. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
EXELIS INC.
| | | | | | |
Ticker: | | XLS | | Security ID: | | 30162A108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Kern | | For | | For | | Management |
1b | | Elect Director Mark L. Reuss | | For | | For | | Management |
1c | | Elect Director Billie I. Williamson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
EXXON MOBIL CORPORATION
| | | | | | |
Ticker: | | XOM | | Security ID: | | 30231G102 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.2 | | Elect Director Peter Brabeck-Letmathe | | For | | For | | Management |
1.3 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.4 | | Elect Director Larry R. Faulkner | | For | | For | | Management |
1.5 | | Elect Director Jay S. Fishman | | For | | For | | Management |
1.6 | | Elect Director Henrietta H. Fore | | For | | For | | Management |
1.7 | | Elect Director Kenneth C. Frazier | | For | | For | | Management |
1.8 | | Elect Director William W. George | | For | | For | | Management |
1.9 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director Steven S Reinemund | | For | | For | | Management |
1.11 | | Elect Director Rex W. Tillerson | | For | | For | | Management |
1.12 | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
5 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against | | Shareholder |
6 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
8 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
FLUOR CORPORATION
| | | | | | |
Ticker: | | FLR | | Security ID: | | 343412102 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Peter K. Barker | | For | | For | | Management |
1B | | Elect Director Alan M. Bennett | | For | | For | | Management |
1C | | Elect Director Rosemary T. Berkery | | For | | For | | Management |
1D | | Elect Director Peter J. Fluor | | For | | For | | Management |
1E | | Elect Director James T. Hackett | | For | | For | | Management |
1F | | Elect Director Deborah D. McWhinney | | For | | For | | Management |
1G | | Elect Director Dean R. O’Hare | | For | | For | | Management |
1H | | Elect Director Armando J. Olivera | | For | | For | | Management |
1I | | Elect Director Joseph W. Prueher | | For | | For | | Management |
1J | | Elect Director Matthew K. Rose | | For | | For | | Management |
1K | | Elect Director David T. Seaton | | For | | For | | Management |
1L | | Elect Director Nader H. Sultan | | For | | For | | Management |
1M | | Elect Director Lynn C. Swann | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
FRONTIER COMMUNICATIONS CORPORATION
| | | | | | |
Ticker: | | FTR | | Security ID: | | 35906A108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For | | Management |
1.2 | | Elect Director Peter C.B. Bynoe | | For | | For | | Management |
1.3 | | Elect Director Edward Fraioli | | For | | For | | Management |
1.4 | | Elect Director Daniel J. McCarthy | | For | | For | | Management |
1.5 | | Elect Director Pamela D.A. Reeve | | For | | For | | Management |
1.6 | | Elect Director Virginia P. Ruesterholz | | For | | For | | Management |
1.7 | | Elect Director Howard L. Schrott | | For | | For | | Management |
1.8 | | Elect Director Larraine D. Segil | | For | | For | | Management |
1.9 | | Elect Director Mark Shapiro | | For | | For | | Management |
1.10 | | Elect Director Myron A. Wick, III | | For | | For | | Management |
1.11 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GAMESTOP CORP.
| | | | | | |
Ticker: | | GME | | Security ID: | | 36467W109 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | For | | For | | Management |
1.2 | | Elect Director Gerald R. Szczepanski | | For | | For | | Management |
1.3 | | Elect Director Lawrence S. Zilavy | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GANNETT CO., INC.
| | | | | | |
Ticker: | | GCI | | Security ID: | | 364730101 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John E. Cody | | For | | For | | Management |
1b | | Elect Director Howard D. Elias | | For | | For | | Management |
1c | | Elect Director John Jeffry Louis | | For | | For | | Management |
1d | | Elect Director Marjorie Magner | | For | | For | | Management |
1e | | Elect Director Gracia C. Martore | | For | | For | | Management |
1f | | Elect Director Scott K. McCune | | For | | For | | Management |
1g | | Elect Director Susan Ness | | For | | For | | Management |
1h | | Elect Director Tony A. Prophet | | For | | For | | Management |
1i | | Elect Director Neal Shapiro | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
GARTNER, INC.
| | | | | | |
Ticker: | | IT | | Security ID: | | 366651107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael J. Bingle | | For | | For | | Management |
1b | | Elect Director Richard J. Bressler | | For | | For | | Management |
1c | | Elect Director Raul E. Cesan | | For | | For | | Management |
1d | | Elect Director Karen E. Dykstra | | For | | For | | Management |
1e | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1f | | Elect Director William O. Grabe | | For | | For | | Management |
1g | | Elect Director Eugene A. Hall | | For | | For | | Management |
1h | | Elect Director Stephen G. Pagliuca | | For | | For | | Management |
1i | | Elect Director James C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker: | | GE | | Security ID: | | 369604103 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
2 | | Elect Director John J. Brennan | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
4 | | Elect Director Francisco D’Souza | | For | | For | | Management |
5 | | Elect Director Marijn E. Dekkers | | For | | For | | Management |
6 | | Elect Director Ann M. Fudge | | For | | For | | Management |
7 | | Elect Director Susan J. Hockfield | | For | | For | | Management |
8 | | Elect Director Jeffrey R. Immelt | | For | | For | | Management |
9 | | Elect Director Andrea Jung | | For | | For | | Management |
10 | | Elect Director Robert W. Lane | | For | | For | | Management |
11 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
12 | | Elect Director James J. Mulva | | For | | For | | Management |
13 | | Elect Director James E. Rohr | | For | | For | | Management |
14 | | Elect Director Mary L. Schapiro | | For | | For | | Management |
15 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
16 | | Elect Director James S. Tisch | | For | | For | | Management |
17 | | Elect Director Douglas A. Warner, III | | For | | For | | Management |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
19 | | Ratify Auditors | | For | | For | | Management |
20 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
21 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
22 | | Require More Director Nominations Than Open Seats | | Against | | Against | | Shareholder |
23 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
24 | | Cessation of All Stock Options and Bonuses | | Against | | Against | | Shareholder |
25 | | Seek Sale of Company | | Against | | Against | | Shareholder |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John F. Cogan | | For | | For | | Management |
1b | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1c | | Elect Director Carla A. Hills | | For | | For | | Management |
1d | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1e | | Elect Director John W. Madigan | | For | | For | | Management |
1f | | Elect Director John C. Martin | | For | | For | | Management |
1g | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1h | | Elect Director Richard J. Whitley | | For | | For | | Management |
1i | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1j | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Link CEO Compensation to Patient Access to the Company’s Medicine | | Against | | Against | | Shareholder |
GOOGLE INC.
| | | | | | |
Ticker: | | GOOG | | Security ID: | | 38259P508 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Larry Page | | For | | For | | Management |
1.2 | | Elect Director Sergey Brin | | For | | Withhold | | Management |
1.3 | | Elect Director Eric E. Schmidt | | For | | For | | Management |
1.4 | | Elect Director L. John Doerr | | For | | For | | Management |
1.5 | | Elect Director Diane B. Greene | | For | | For | | Management |
1.6 | | Elect Director John L. Hennessy | | For | | For | | Management |
1.7 | | Elect Director Ann Mather | | For | | For | | Management |
1.8 | | Elect Director Paul S. Otellini | | For | | For | | Management |
1.9 | | Elect Director K. Ram Shriram | | For | | For | | Management |
1.10 | | Elect Director Shirley M. Tilghman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
7 | | Adopt Policy and Report on Impact of Tax Strategy | | Against | | Against | | Shareholder |
8 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
GRAHAM HOLDINGS COMPANY
| | | | | | |
Ticker: | | GHC | | Security ID: | | 384637104 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1. | | Elect Director Christopher C. Davis | | For | | For | | Management |
1.2 | | Elect Director Thomas S. Gayner | | For | | For | | Management |
1.3 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.4 | | Elect Director Larry D. Thompson | | For | | For | | Management |
H&R BLOCK, INC.
| | | | | | |
Ticker: | | HRB | | Security ID: | | 093671105 |
Meeting Date: | | SEP 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Brown | | For | | For | | Management |
1b | | Elect Director William C. Cobb | | For | | For | | Management |
1c | | Elect Director Marvin R. Ellison | | For | | For | | Management |
1d | | Elect Director Robert A. Gerard | | For | | For | | Management |
1e | | Elect Director David Baker Lewis | | For | | For | | Management |
1f | | Elect Director Victoria J. Reich | | For | | For | | Management |
1g | | Elect Director Bruce C. Rohde | | For | | For | | Management |
1h | | Elect Director Tom D. Seip | | For | | For | | Management |
1i | | Elect Director Christianna Wood | | For | | For | | Management |
1j | | Elect Director James F. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles | | For | | For | | Management |
5 | | Amend Articles | | For | | For | | Management |
6 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William M. Brown | | For | | For | | Management |
1b | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1c | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1d | | Elect Director Terry D. Growcock | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Vyomesh I. Joshi | | For | | For | | Management |
1g | | Elect Director Karen Katen | | For | | For | | Management |
1h | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1i | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1j | | Elect Director David B. Rickard | | For | | For | | Management |
1k | | Elect Director James C. Stoffel | | For | | For | | Management |
1l | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1m | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HERBALIFE LTD.
| | | | | | |
Ticker: | | HLF | | Security ID: | | G4412G101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael O. Johnson | | For | | For | | Management |
1.2 | | Elect Director John Tartol | | For | | For | | Management |
1.3 | | Elect Director Hunter C. Gary | | For | | Withhold | | Management |
1.4 | | Elect Director Jesse A. Lynn | | For | | For | | Management |
1.5 | | Elect Director James L. Nelson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 19, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Robert R. Bennett | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | For | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Raymond E. Ozzie | | For | | For | | Management |
1.8 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director James A. Skinner | | For | | For | | Management |
1.11 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.12 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
HILL-ROM HOLDINGS, INC.
| | | | | | |
Ticker: | | HRC | | Security ID: | | 431475102 |
Meeting Date: | | MAR 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 31, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Rolf A. Classon | | For | | For | | Management |
1.2 | | Elect Director William G. Dempsey | | For | | For | | Management |
1.3 | | Elect Director James R. Giertz | | For | | For | | Management |
1.4 | | Elect Director Charles E. Golden | | For | | For | | Management |
1.5 | | Elect Director John J. Greisch | | For | | For | | Management |
1.6 | | Elect Director William H. Kucheman | | For | | For | | Management |
1.7 | | Elect Director Ronald A. Malone | | For | | For | | Management |
1.8 | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1.9 | | Elect Director Joanne C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HUMANA INC.
| | | | | | |
Ticker: | | HUM | | Security ID: | | 444859102 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kurt J. Hilzinger | | For | | For | | Management |
1b | | Elect Director Bruce D. Broussard | | For | | For | | Management |
1c | | Elect Director Frank A. D’Amelio | | For | | For | | Management |
1d | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1e | | Elect Director David A. Jones, Jr. | | For | | For | | Management |
1f | | Elect Director William J. McDonald | | For | | For | | Management |
1g | | Elect Director William E. Mitchell | | For | | For | | Management |
1h | | Elect Director David B. Nash | | For | | For | | Management |
1i | | Elect Director James J. O’Brien | | For | | For | | Management |
1j | | Elect Director Marissa T. Peterson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
HUNTINGTON INGALLS INDUSTRIES, INC.
| | | | | | |
Ticker: | | HII | | Security ID: | | 446413106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Victoria D. Harker | | For | | For | | Management |
1.2 | | Elect Director Anastasia D. Kelly | | For | | For | | Management |
1.3 | | Elect Director Thomas C. Schievelbein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Declassify the Board of Directors | | None | | For | | Shareholder |
HYATT HOTELS CORPORATION
| | | | | | |
Ticker: | | H | | Security ID: | | 448579102 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Pritzker | | For | | For | | Management |
1.2 | | Elect Director Pamela M. Nicholson | | For | | For | | Management |
1.3 | | Elect Director Richard C. Tuttle | | For | | For | | Management |
1.4 | | Elect Director James H. Wooten, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
IDEX CORPORATION
| | | | | | |
Ticker: | | IEX | | Security ID: | | 45167R104 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Bradley J. Bell | | For | | For | | Management |
1.2 | | Elect Director Gregory F. Milzcik | | For | | For | | Management |
1.3 | | Elect Director Andrew K. Silvernail | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INTELSAT SA
| | | | | | |
Ticker: | | I | | Security ID: | | L5140P101 |
Meeting Date: | | JUN 19, 2014 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Receive Board’s and Auditor’s Reports | | None | | None | | Management |
2 | | Approve Financial Statements | | For | | For | | Management |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Allocation of Income | | For | | For | | Management |
5 | | Approve Dividends on Series A Preferred Shares | | For | | For | | Management |
6 | | Approve Discharge of Directors | | For | | For | | Management |
7a | | Elect John Diercksen as Director | | For | | For | | Management |
7b | | Elect Robert Callahan as Director | | For | | For | | Management |
8a | | Reelect Raymond Svider as Director | | For | | For | | Management |
8b | | Reelect Egon Durban as Director | | For | | For | | Management |
8c | | Reelect Justin Bateman as Director | | For | | For | | Management |
9 | | Approve Remuneration of Directors | | For | | For | | Management |
10 | | Renew Appointment of KPMG as Auditor | | For | | For | | Management |
11 | | Authorize Board to Repurchase Shares | | For | | Against | | Management |
1 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against | | Management |
JOHNSON & JOHNSON
| | | | | | |
Ticker: | | JNJ | | Security ID: | | 478160104 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mary Sue Coleman | | For | | For | | Management |
1b | | Elect Director James G. Cullen | | For | | For | | Management |
1c | | Elect Director Ian E. L. Davis | | For | | For | | Management |
1d | | Elect Director Alex Gorsky | | For | | For | | Management |
1e | | Elect Director Susan L. Lindquist | | For | | For | | Management |
1f | | Elect Director Mark B. McClellan | | For | | For | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1h | | Elect Director Leo F. Mullin | | For | | For | | Management |
1i | | Elect Director William D. Perez | | For | | For | | Management |
1j | | Elect Director Charles Prince | | For | | For | | Management |
1k | | Elect Director A. Eugene Washington | | For | | For | | Management |
1l | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
JOY GLOBAL INC.
| | | | | | |
Ticker: | | JOY | | Security ID: | | 481165108 |
Meeting Date: | | MAR 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edward L. Doheny, II | | For | | For | | Management |
1.2 | | Elect Director Steven L. Gerard | | For | | For | | Management |
1.3 | | Elect Director John T. Gremp | | For | | For | | Management |
1.4 | | Elect Director John Nils Hanson | | For | | For | | Management |
1.5 | | Elect Director Gale E. Klappa | | For | | For | | Management |
1.6 | | Elect Director Richard B. Loynd | | For | | For | | Management |
1.7 | | Elect Director P. Eric Siegert | | For | | For | | Management |
1.8 | | Elect Director James H. Tate | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda B. Bammann | | For | | For | | Management |
1b | | Elect Director James A. Bell | | For | | For | | Management |
1c | | Elect Director Crandall C. Bowles | | For | | For | | Management |
1d | | Elect Director Stephen B. Burke | | For | | For | | Management |
1e | | Elect Director James S. Crown | | For | | For | | Management |
1f | | Elect Director James Dimon | | For | | For | | Management |
1g | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1h | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1i | | Elect Director Michael A. Neal | | For | | For | | Management |
1j | | Elect Director Lee R. Raymond | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
6 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
LAS VEGAS SANDS CORP.
| | | | | | |
Ticker: | | LVS | | Security ID: | | 517834107 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charles D. Forman | | For | | For | | Management |
1.2 | | Elect Director George Jamieson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
LEAR CORPORATION
| | | | | | |
Ticker: | | LEA | | Security ID: | | 521865204 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Bott | | For | | For | | Management |
1b | | Elect Director Thomas P. Capo | | For | | For | | Management |
1c | | Elect Director Jonathan F. Foster | | For | | For | | Management |
1d | | Elect Director Kathleen A. Ligocki | | For | | For | | Management |
1e | | Elect Director Conrad L. Mallett, Jr. | | For | | For | | Management |
1f | | Elect Director Donald L. Runkle | | For | | For | | Management |
1g | | Elect Director Matthew J. Simoncini | | For | | For | | Management |
1h | | Elect Director Gregory C. Smith | | For | | For | | Management |
1i | | Elect Director Henry D. G. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
LEXMARK INTERNATIONAL, INC.
| | | | | | |
Ticker: | | LXK | | Security ID: | | 529771107 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ralph E. Gomory | | For | | For | | Management |
1b | | Elect Director Jared L. Cohon | | For | | For | | Management |
1c | | Elect Director J. Edward Coleman | | For | | For | | Management |
1d | | Elect Director Sandra L. Helton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LORILLARD, INC.
| | | | | | |
Ticker: | | LO | | Security ID: | | 544147101 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1.2 | | Elect Director Andrew H. Card, Jr. | | For | | For | | Management |
1.3 | | Elect Director Virgis W. Colbert | | For | | For | | Management |
1.4 | | Elect Director David E.R. Dangoor | | For | | For | | Management |
1.5 | | Elect Director Murray S. Kessler | | For | | For | | Management |
1.6 | | Elect Director Jerry W. Levin | | For | | For | | Management |
1.7 | | Elect Director Richard W. Roedel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
LOWE’S COMPANIES, INC.
| | | | | | |
Ticker: | | LOW | | Security ID: | | 548661107 |
Meeting Date: | | MAY 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Raul Alvarez | | For | | For | | Management |
1.2 | | Elect Director David W. Bernauer | | For | | For | | Management |
1.3 | | Elect Director Leonard L. Berry | | For | | For | | Management |
1.4 | | Elect Director Angela F. Braly | | For | | For | | Management |
1.5 | | Elect Director Richard W. Dreiling | | For | | For | | Management |
1.6 | | Elect Director Dawn E. Hudson | | For | | For | | Management |
1.7 | | Elect Director Robert L. Johnson | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1.10 | | Elect Director Robert A. Niblock | | For | | For | | Management |
1.11 | | Elect Director Eric C. Wiseman | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | | Against | | Against | | Shareholder |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MANPOWERGROUP INC.
| | | | | | |
Ticker: | | MAN | | Security ID: | | 56418H100 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cari M. Dominguez | | For | | For | | Management |
1.2 | | Elect Director Roberto Mendoza | | For | | For | | Management |
1.3 | | Elect Director Jonas Prising | | For | | For | | Management |
1.4 | | Elect Director Elizabeth P. Sartain | | For | | For | | Management |
1.5 | | Elect Director Edward J. Zore | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MARATHON PETROLEUM CORPORATION
| | | | | | |
Ticker: | | MPC | | Security ID: | | 56585A102 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven A. Davis | | For | | For | | Management |
1b | | Elect Director Gary R. Heminger | | For | | For | | Management |
1c | | Elect Director John W. Snow | | For | | For | | Management |
1d | | Elect Director John P. Surma | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
MRC GLOBAL INC.
| | | | | | |
Ticker: | | MRC | | Security ID: | | 55345K103 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew R. Lane | | For | | For | | Management |
1.2 | | Elect Director Leonard M. Anthony | | For | | For | | Management |
1.3 | | Elect Director Rhys J. Best | | For | | For | | Management |
1.4 | | Elect Director Peter C. Boylan, III | | For | | For | | Management |
1.5 | | Elect Director Henry Cornell | | For | | For | | Management |
1.6 | | Elect Director Craig Ketchum | | For | | For | | Management |
1.7 | | Elect Director Gerard P. Krans | | For | | Withhold | | Management |
1.8 | | Elect Director Cornelis A. Linse | | For | | For | | Management |
1.9 | | Elect Director John A. Perkins | | For | | For | | Management |
1.10 | | Elect Director H.B. Wehrle, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
MYRIAD GENETICS, INC.
| | | | | | |
Ticker: | | MYGN | | Security ID: | | 62855J104 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter D. Meldrum | | For | | For | | Management |
1.2 | | Elect Director Heiner Dreismann | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
NEUSTAR, INC.
| | | | | | |
Ticker: | | NSR | | Security ID: | | 64126X201 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James G. Cullen | | For | | For | | Management |
1b | | Elect Director Joel P. Friedman | | For | | For | | Management |
1c | | Elect Director Mark N. Greene | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Declassify the Board of Directors | | Against | | For | | Shareholder |
NORTHROP GRUMMAN CORPORATION
| | | | | | |
Ticker: | | NOC | | Security ID: | | 666807102 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wesley G. Bush | | For | | For | | Management |
1.2 | | Elect Director Victor H. Fazio | | For | | For | | Management |
1.3 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.4 | | Elect Director Bruce S. Gordon | | For | | For | | Management |
1.5 | | Elect Director William H. Hernandez | | For | | For | | Management |
1.6 | | Elect Director Madeleine A. Kleiner | | For | | For | | Management |
1.7 | | Elect Director Karl J. Krapek | | For | | For | | Management |
1.8 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.9 | | Elect Director Gary Roughead | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1.11 | | Elect Director Kevin W. Sharer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
NVIDIA CORPORATION
| | | | | | |
Ticker: | | NVDA | | Security ID: | | 67066G104 |
Meeting Date: | | MAY 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert K. Burgess | | For | | For | | Management |
1b | | Elect Director Tench Coxe | | For | | For | | Management |
1c | | Elect Director James C. Gaither | | For | | For | | Management |
1d | | Elect Director Jen-Hsun Huang | | For | | For | | Management |
1e | | Elect Director Dawn Hudson | | For | | For | | Management |
1f | | Elect Director Harvey C. Jones | | For | | For | | Management |
1g | | Elect Director William J. Miller | | For | | For | | Management |
1h | | Elect Director Mark L. Perry | | For | | For | | Management |
1i | | Elect Director A. Brooke Seawell | | For | | For | | Management |
1j | | Elect Director Mark A. Stevens | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
OMNICOM GROUP INC.
| | | | | | |
Ticker: | | OMC | | Security ID: | | 681919106 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Wren | | For | | For | | Management |
1.2 | | Elect Director Bruce Crawford | | For | | For | | Management |
1.3 | | Elect Director Alan R. Batkin | | For | | For | | Management |
1.4 | | Elect Director Mary C. Choksi | | For | | For | | Management |
1.5 | | Elect Director Robert Charles Clark | | For | | For | | Management |
1.6 | | Elect Director Leonard S. Coleman, Jr. | | For | | For | | Management |
1.7 | | Elect Director Errol M. Cook | | For | | For | | Management |
1.8 | | Elect Director Susan S. Denison | | For | | For | | Management |
1.9 | | Elect Director Michael A. Henning | | For | | For | | Management |
1.10 | | Elect Director John R. Murphy | | For | | For | | Management |
1.11 | | Elect Director John R. Purcell | | For | | For | | Management |
1.12 | | Elect Director Linda Johnson Rice | | For | | For | | Management |
1.13 | | Elect Director Gary L. Roubos | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
OSHKOSH CORPORATION
| | | | | | |
Ticker: | | OSK | | Security ID: | | 688239201 |
Meeting Date: | | FEB 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard M. Donnelly | | For | | For | | Management |
1.2 | | Elect Director Peter B. Hamilton | | For | | For | | Management |
1.3 | | Elect Director Kathleen J. Hempel | | For | | For | | Management |
1.4 | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1.5 | | Elect Director Stephen D. Newlin | | For | | For | | Management |
1.6 | | Elect Director Craig P. Omtvedt | | For | | For | | Management |
1.7 | | Elect Director Duncan J. Palmer | | For | | For | | Management |
1.8 | | Elect Director John S. Shiely | | For | | For | | Management |
1.9 | | Elect Director Richard G. Sim | | For | | For | | Management |
1.10 | | Elect Director Charles L. Szews | | For | | For | | Management |
1.11 | | Elect Director William S. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plan | | Against | | For | | Shareholder |
PARTNERRE LTD.
| | | | | | |
Ticker: | | PRE | | Security ID: | | G6852T105 |
Meeting Date: | | MAY 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judith Hanratty | | For | | For | | Management |
1.2 | | Elect Director Costas Miranthis | | For | | For | | Management |
1.3 | | Elect Director Remy Sautter | | For | | For | | Management |
1.4 | | Elect Director Egbert Willam | | For | | For | | Management |
2 | | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PENN NATIONAL GAMING, INC.
| | | | | | |
Ticker: | | PENN | | Security ID: | | 707569109 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter M. Carlino | | For | | Withhold | | Management |
1.2 | | Elect Director Harold Cramer | | For | | Withhold | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PFIZER INC.
| | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.3 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
1.4 | | Elect Director Helen H. Hobbs | | For | | For | | Management |
1.5 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.6 | | Elect Director James M. Kilts | | For | | For | | Management |
1.7 | | Elect Director George A. Lorch | | For | | For | | Management |
1.8 | | Elect Director Shantanu Narayen | | For | | For | | Management |
1.9 | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1.10 | | Elect Director Ian C. Read | | For | | For | | Management |
1.11 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.12 | | Elect Director Marc Tessier-Lavigne | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against | | Shareholder |
6 | | Review and Assess Membership of Lobbying Organizations | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
PITNEY BOWES INC.
| | | | | | |
Ticker: | | PBI | | Security ID: | | 724479100 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda G. Alvarado | | For | | For | | Management |
1b | | Elect Director Anne M. Busquet | | For | | For | | Management |
1c | | Elect Director Roger Fradin | | For | | For | | Management |
1d | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1e | | Elect Director S. Douglas Hutcheson | | For | | For | | Management |
1f | | Elect Director Marc B. Lautenbach | | For | | For | | Management |
1g | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1h | | Elect Director Michael I. Roth | | For | | For | | Management |
1i | | Elect Director David L. Shedlarz | | For | | For | | Management |
1j | | Elect Director David B. Snow, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
RAYTHEON COMPANY
| | | | | | |
Ticker: | | RTN | | Security ID: | | 755111507 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James E. Cartwright | | For | | For | | Management |
1b | | Elect Director Vernon E. Clark | | For | | For | | Management |
1c | | Elect Director Stephen J. Hadley | | For | | For | | Management |
1d | | Elect Director Thomas A. Kennedy | | For | | For | | Management |
1e | | Elect Director George R. Oliver | | For | | For | | Management |
1f | | Elect Director Michael C. Ruettgers | | For | | For | | Management |
1g | | Elect Director Ronald L. Skates | | For | | For | | Management |
1h | | Elect Director William R. Spivey | | For | | For | | Management |
1i | | Elect Director Linda G. Stuntz | | For | | Against | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
REINSURANCE GROUP OF AMERICA, INCORPORATED
| | | | | | |
Ticker: | | RGA | | Security ID: | | 759351604 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christine R. Detrick | | For | | For | | Management |
1.2 | | Elect Director Joyce A. Phillips | | For | | For | | Management |
1.3 | | Elect Director Arnoud W.A. Boot | | For | | For | | Management |
1.4 | | Elect Director John F. Danahy | | For | | For | | Management |
1.5 | | Elect Director J. Cliff Eason | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RENAISSANCERE HOLDINGS LTD.
| | | | | | |
Ticker: | | RNR | | Security ID: | | G7496G103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David C. Bushnell | | For | | For | | Management |
1.2 | | Elect Director James L. Gibbons | | For | | For | | Management |
1.3 | | Elect Director Jean D. Hamilton | | For | | For | | Management |
1.4 | | Elect Director Anthony M. Santomero | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
RESMED INC.
| | | | | | |
Ticker: | | RMD | | Security ID: | | 761152107 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol Burt | | For | | For | | Management |
1b | | Elect Director Richard Sulpizio | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
SILGAN HOLDINGS INC.
| | | | | | |
Ticker: | | SLGN | | Security ID: | | 827048109 |
Meeting Date: | | MAY 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. Greg Horrigan | | For | | Withhold | | Management |
1.2 | | Elect Director John W. Alden | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
STAPLES, INC.
| | | | | | |
Ticker: | | SPLS | | Security ID: | | 855030102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Basil L. Anderson | | For | | For | | Management |
1b | | Elect Director Drew G. Faust | | For | | For | | Management |
1c | | Elect Director Justin King | | For | | For | | Management |
1d | | Elect Director Carol Meyrowitz | | For | | For | | Management |
1e | | Elect Director Rowland T. Moriarty | | For | | For | | Management |
1f | | Elect Director Robert C. Nakasone | | For | | For | | Management |
1g | | Elect Director Ronald L. Sargent | | For | | For | | Management |
1h | | Elect Director Robert E. Sulentic | | For | | For | | Management |
1i | | Elect Director Raul Vazquez | | For | | For | | Management |
1j | | Elect Director Vijay Vishwanath | | For | | For | | Management |
1k | | Elect Director Paul F. Walsh | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Report on Human Rights Risk Assessment Process | | Against | | For | | Shareholder |
STARZ
| | | | | | |
Ticker: | | STRZA | | Security ID: | | 85571Q102 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher P. Albrecht | | For | | For | | Management |
1.2 | | Elect Director Daniel E. Sanchez | | For | | For | | Management |
1.3 | | Elect Director Robert S. Wiesenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
SYMANTEC CORPORATION
| | | | | | |
Ticker: | | SYMC | | Security ID: | | 871503108 |
Meeting Date: | | OCT 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen M. Bennett | | For | | For | | Management |
1b | | Elect Director Michael A. Brown | | For | | For | | Management |
1c | | Elect Director Frank E. Dangeard | | For | | For | | Management |
1d | | Elect Director Geraldine B. Laybourne | | For | | For | | Management |
1e | | Elect Director David L. Mahoney | | For | | For | | Management |
1f | | Elect Director Robert S. Miller | | For | | For | | Management |
1g | | Elect Director Anita M. Sands | | For | | For | | Management |
1h | | Elect Director Daniel H. Schulman | | For | | For | | Management |
1i | | Elect Director V. Paul Unruh | | For | | For | | Management |
1j | | Elect Director Suzanne M. Vautrinot | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
TECH DATA CORPORATION
| | | | | | |
Ticker: | | TECD | | Security ID: | | 878237106 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Declassify the Board of Directors | | For | | For | | Management |
2a | | Elect Director Charles E. Adair | | For | | For | | Management |
2b | | Elect Director Harry J. Harczak, Jr. | | For | | For | | Management |
2c | | Elect Director Patrick G. Sayer | | For | | Against | | Management |
2d | | Elect Director Robert M. Dutkowsky | | For | | For | | Management |
2e | | Elect Director Jeffery P. Howells | | For | | For | | Management |
2f | | Elect Director Savio W. Tung | | For | | Against | | Management |
2g | | Elect Director David M. Upton | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
THE BABCOCK & WILCOX COMPANY
| | | | | | |
Ticker: | | BWC | | Security ID: | | 05615F102 |
Meeting Date: | | MAY 09, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director E. James Ferland | | For | | For | | Management |
1.2 | | Elect Director Brian K. Ferraioli | | For | | For | | Management |
1.3 | | Elect Director Robert L. Nardelli | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
THE BOEING COMPANY
| | | | | | |
Ticker: | | BA | | Security ID: | | 097023105 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Calhoun | | For | | For | | Management |
1b | | Elect Director Arthur D. Collins, Jr. | | For | | For | | Management |
1c | | Elect Director Linda Z. Cook | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For | | Management |
1f | | Elect Director Lawrence W. Kellner | | For | | For | | Management |
1g | | Elect Director Edward M. Liddy | | For | | For | | Management |
1h | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1i | | Elect Director Susan C. Schwab | | For | | For | | Management |
1j | | Elect Director Ronald A. Williams | | For | | For | | Management |
1k | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
THE GAP, INC.
| | | | | | |
Ticker: | | GPS | | Security ID: | | 364760108 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Domenico De Sole | | For | | For | | Management |
1b | | Elect Director Robert J. Fisher | | For | | Against | | Management |
1c | | Elect Director William S. Fisher | | For | | For | | Management |
1d | | Elect Director Isabella D. Goren | | For | | For | | Management |
1e | | Elect Director Bob L. Martin | | For | | For | | Management |
1f | | Elect Director Jorge P. Montoya | | For | | For | | Management |
1g | | Elect Director Glenn K. Murphy | | For | | For | | Management |
1h | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1i | | Elect Director Katherine Tsang | | For | | For | | Management |
1j | | Elect Director Padmasree Warrior | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
Ticker: | | GS | | Security ID: | | 38141G104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lloyd C. Blankfein | | For | | For | | Management |
1b | | Elect Director M. Michele Burns | | For | | For | | Management |
1c | | Elect Director Gary D. Cohn | | For | | For | | Management |
1d | | Elect Director Claes Dahlback | | For | | For | | Management |
1e | | Elect Director William W. George | | For | | For | | Management |
1f | | Elect Director James A. Johnson | | For | | For | | Management |
1g | | Elect Director Lakshmi N. Mittal | | For | | For | | Management |
1h | | Elect Director Adebayo O. Ogunlesi | | For | | For | | Management |
1i | | Elect Director Peter Oppenheimer | | For | | For | | Management |
1j | | Elect Director James J. Schiro | | For | | For | | Management |
1k | | Elect Director Debora L. Spar | | For | | For | | Management |
1l | | Elect Director Mark E. Tucker | | For | | For | | Management |
1m | | Elect Director David A. Viniar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
| | | | | | |
Ticker: | | IPG | | Security ID: | | 460690100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jocelyn Carter-Miller | | For | | For | | Management |
1.2 | | Elect Director Jill M. Considine | | For | | For | | Management |
1.3 | | Elect Director Richard A. Goldstein | | For | | For | | Management |
1.4 | | Elect Director H. John Greeniaus | | For | | For | | Management |
1.5 | | Elect Director Mary J. Steele Guilfoile | | For | | For | | Management |
1.6 | | Elect Director Dawn Hudson | | For | | For | | Management |
1.7 | | Elect Director William T. Kerr | | For | | For | | Management |
1.8 | | Elect Director Michael I. Roth | | For | | For | | Management |
1.9 | | Elect Director David M. Thomas | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
THE PNC FINANCIAL SERVICES GROUP, INC.
| | | | | | |
Ticker: | | PNC | | Security ID: | | 693475105 |
Meeting Date: | | APR 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard O. Berndt | | For | | For | | Management |
1.2 | | Elect Director Charles E. Bunch | | For | | For | | Management |
1.3 | | Elect Director Paul W. Chellgren | | For | | For | | Management |
1.4 | | Elect Director William S. Demchak | | For | | For | | Management |
1.5 | | Elect Director Andrew T. Feldstein | | For | | For | | Management |
1.6 | | Elect Director Kay Coles James | | For | | For | | Management |
1.7 | | Elect Director Richard B. Kelson | | For | | For | | Management |
1.8 | | Elect Director Anthony A. Massaro | | For | | For | | Management |
1.9 | | Elect Director Jane G. Pepper | | For | | For | | Management |
1.10 | | Elect Director Donald J. Shepard | | For | | For | | Management |
1.11 | | Elect Director Lorene K. Steffes | | For | | For | | Management |
1.12 | | Elect Director Dennis F. Strigl | | For | | For | | Management |
1.13 | | Elect Director Thomas J. Usher | | For | | For | | Management |
1.14 | | Elect Director George H. Walls, Jr. | | For | | For | | Management |
1.15 | | Elect Director Helge H. Wehmeier | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Climate Change Financing Risk | | Against | | For | | Shareholder |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Ticker: | | PG | | Security ID: | | 742718109 |
Meeting Date: | | OCT 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Angela F. Braly | | For | | For | | Management |
1b | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1c | | Elect Director Scott D. Cook | | For | | For | | Management |
1d | | Elect Director Susan Desmond-Hellmann | | For | | For | | Management |
1e | | Elect Director A.G. Lafley | | For | | For | | Management |
1f | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1g | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1h | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1i | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
1j | | Elect Director Patricia A. Woertz | | For | | For | | Management |
1k | | Elect Director Ernesto Zedillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
TIME WARNER CABLE INC.
| | | | | | |
Ticker: | | TWC | | Security ID: | | 88732J207 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carole Black | | For | | For | | Management |
1b | | Elect Director Glenn A. Britt | | For | | For | | Management |
1c | | Elect Director Thomas H. Castro | | For | | For | | Management |
1d | | Elect Director David C. Chang | | For | | For | | Management |
1e | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1f | | Elect Director Peter R. Haje | | For | | Against | | Management |
1g | | Elect Director Donna A. James | | For | | For | | Management |
1h | | Elect Director Don Logan | | For | | For | | Management |
1i | | Elect Director Robert D. Marcus | | For | | For | | Management |
1j | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1k | | Elect Director Wayne H. Pace | | For | | For | | Management |
1l | | Elect Director Edward D. Shirley | | For | | For | | Management |
1m | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Director Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
URS CORPORATION
| | | | | | |
Ticker: | | URS | | Security ID: | | 903236107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Diane C. Creel | | For | | For | | Management |
1b | | Elect Director Mickey P. Foret | | For | | For | | Management |
1c | | Elect Director William H. Frist | | For | | For | | Management |
1d | | Elect Director Lydia H. Kennard | | For | | For | | Management |
1e | | Elect Director Martin M. Koffel | | For | | For | | Management |
1f | | Elect Director Timothy R. McLevish | | For | | For | | Management |
1g | | Elect Director Joseph W. Ralston | | For | | For | | Management |
1h | | Elect Director John D. Roach | | For | | For | | Management |
1i | | Elect Director William H. Schumann, III | | For | | For | | Management |
1j | | Elect Director David N. Siegel | | For | | For | | Management |
1k | | Elect Director Douglas W. Stotlar | | For | | For | | Management |
1l | | Elect Director V. Paul Unruh | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
VALERO ENERGY CORPORATION
| | | | | | |
Ticker: | | VLO | | Security ID: | | 91913Y100 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jerry D. Choate | | For | | For | | Management |
1b | | Elect Director Joseph W. Gorder | | For | | For | | Management |
1c | | Elect Director William R. Klesse | | For | | For | | Management |
1d | | Elect Director Deborah P. Majoras | | For | | For | | Management |
1e | | Elect Director Donald L. Nickles | | For | | For | | Management |
1f | | Elect Director Philip J. Pfeiffer | | For | | For | | Management |
1g | | Elect Director Robert A. Profusek | | For | | For | | Management |
1h | | Elect Director Susan Kaufman Purcell | | For | | For | | Management |
1i | | Elect Director Stephen M. Waters | | For | | For | | Management |
1j | | Elect Director Randall J. Weisenburger | | For | | For | | Management |
1k | | Elect Director Rayford Wilkins, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
VERISIGN, INC.
| | | | | | |
Ticker: | | VRSN | | Security ID: | | 92343E102 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. James Bidzos | | For | | For | | Management |
1.2 | | Elect Director William L. Chenevich | | For | | For | | Management |
1.3 | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1.4 | | Elect Director Roger H. Moore | | For | | For | | Management |
1.5 | | Elect Director John D. Roach | | For | | For | | Management |
1.6 | | Elect Director Louis A. Simpson | | For | | For | | Management |
1.7 | | Elect Director Timothy Tomlinson | | For | | For | | Management |
2 | | Provide Right to Call Special Meeting | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Special |
Record Date: | | DEC 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shellye L. Archambeau | | For | | For | | Management |
1.2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
1.3 | | Elect Director Melanie L. Healey | | For | | For | | Management |
1.4 | | Elect Director M. Frances Keeth | | For | | For | | Management |
1.5 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.6 | | Elect Director Lowell C. McAdam | | For | | For | | Management |
1.7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.8 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
1.9 | | Elect Director Rodney E. Slater | | For | | For | | Management |
1.10 | | Elect Director Kathryn A. Tesija | | For | | For | | Management |
1.11 | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Report on Net Neutrality | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
10 | | Approve Proxy Voting Authority | | Against | | Against | | Shareholder |
VISTEON CORPORATION
| | | | | | |
Ticker: | | VC | | Security ID: | | 92839U206 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Duncan H. Cocroft | | For | | For | | Management |
1b | | Elect Director Jeffrey D. Jones | | For | | For | | Management |
1c | | Elect Director Timothy D. Leuliette | | For | | For | | Management |
1d | | Elect Director Robert J. Manzo | | For | | For | | Management |
1e | | Elect Director Francis M. Scricco | | For | | For | | Management |
1f | | Elect Director David L. Treadwell | | For | | For | | Management |
1g | | Elect Director Harry J. Wilson | | For | | For | | Management |
1h | | Elect Director Kam Ho George Yuen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
WELLPOINT, INC.
| | | | | | |
Ticker: | | WLP | | Security ID: | | 94973V107 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.2 | | Elect Director Robert L. Dixon, Jr. | | For | | For | | Management |
1.3 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.4 | | Elect Director William J. Ryan | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prohibit Political Spending | | Against | | Against | | Shareholder |
WELLS FARGO & COMPANY
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Baker, II | | For | | For | | Management |
1b | | Elect Director Elaine L. Chao | | For | | For | | Management |
1c | | Elect Director John S. Chen | | For | | For | | Management |
1d | | Elect Director Lloyd H. Dean | | For | | For | | Management |
1e | | Elect Director Susan E. Engel | | For | | For | | Management |
1f | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1g | | Elect Director Donald M. James | | For | | For | | Management |
1h | | Elect Director Cynthia H. Milligan | | For | | For | | Management |
1i | | Elect Director Federico F. Pena | | For | | For | | Management |
1j | | Elect Director James H. Quigley | | For | | For | | Management |
1k | | Elect Director Judith M. Runstad | | For | | For | | Management |
1l | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1m | | Elect Director John G. Stumpf | | For | | For | | Management |
1n | | Elect Director Susan G. Swenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
5 | | Review Fair Housing and Fair Lending Compliance | | Against | | For | | Shareholder |
WESCO INTERNATIONAL, INC.
| | | | | | |
Ticker: | | WCC | | Security ID: | | 95082P105 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John K. Morgan | | For | | For | | Management |
1.2 | | Elect Director James L. Singleton | | For | | For | | Management |
1.3 | | Elect Director Bobby J. Griffin | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director Henry T. DeNero | | For | | For | | Management |
1c | | Elect Director William L. Kimsey | | For | | For | | Management |
1d | | Elect Director Michael D. Lambert | | For | | For | | Management |
1e | | Elect Director Len J. Lauer | | For | | For | | Management |
1f | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1g | | Elect Director Stephen D. Milligan | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1j | | Elect Director Arif Shakeel | | For | | For | | Management |
1k | | Elect Director Akio Yamamoto | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WHIRLPOOL CORPORATION
| | | | | | |
Ticker: | | WHR | | Security ID: | | 963320106 |
Meeting Date: | | APR 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel R. Allen | | For | | For | | Management |
1b | | Elect Director Gary T. DiCamillo | | For | | For | | Management |
1c | | Elect Director Diane M. Dietz | | For | | For | | Management |
1d | | Elect Director Geraldine T. Elliott | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Michael F. Johnston | | For | | For | | Management |
1g | | Elect Director William T. Kerr | | For | | For | | Management |
1h | | Elect Director John D. Liu | | For | | For | | Management |
1i | | Elect Director Harish Manwani | | For | | For | | Management |
1j | | Elect Director William D. Perez | | For | | For | | Management |
1k | | Elect Director Michael A. Todman | | For | | For | | Management |
1l | | Elect Director Michael D. White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
WINDSTREAM HOLDINGS, INC.
| | | | | | |
Ticker: | | WIN | | Security ID: | | 97382A101 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol B. Armitage | | For | | Against | | Management |
1b | | Elect Director Samuel E. Beall, III | | For | | For | | Management |
1c | | Elect Director Dennis E. Foster | | For | | For | | Management |
1d | | Elect Director Francis X. (‘Skip’) Frantz | | For | | For | | Management |
1e | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1f | | Elect Director Jeffrey T. Hinson | | For | | For | | Management |
1g | | Elect Director Judy K. Jones | | For | | For | | Management |
1h | | Elect Director William A. Montgomery | | For | | For | | Management |
1i | | Elect Director Alan L. Wells | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | | For | | Against | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
WYNDHAM WORLDWIDE CORPORATION
| | | | | | |
Ticker: | | WYN | | Security ID: | | 98310W108 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James E. Buckman | | For | | For | | Management |
1.2 | | Elect Director George Herrera | | For | | For | | Management |
1.3 | | Elect Director Brian Mulroney | | For | | For | | Management |
1.4 | | Elect Director Michael H. Wargotz | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
WYNN RESORTS, LIMITED
| | | | | | |
Ticker: | | WYNN | | Security ID: | | 983134107 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Miller | | For | | For | | Management |
1.2 | | Elect Director D. Boone Wayson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Board Qualifications | | For | | Against | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
XEROX CORPORATION
| | | | | | |
Ticker: | | XRX | | Security ID: | | 984121103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Richard J. Harrington | | For | | For | | Management |
1.4 | | Elect Director William Curt Hunter | | For | | For | | Management |
1.5 | | Elect Director Robert J. Keegan | | For | | For | | Management |
1.6 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.7 | | Elect Director Charles Prince | | For | | For | | Management |
1.8 | | Elect Director Ann N. Reese | | For | | For | | Management |
1.9 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
==================================== Nuveen Large Cap Core Plus Fund ====================================
ACTIVISION BLIZZARD, INC.
| | | | | | |
Ticker: | | ATVI | | Security ID: | | 00507V109 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Corti | | For | | For | | Management |
1.2 | | Elect Director Brian G. Kelly | | For | | For | | Management |
1.3 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.4 | | Elect Director Barry Meyer | | For | | For | | Management |
1.5 | | Elect Director Robert J. Morgado | | For | | For | | Management |
1.6 | | Elect Director Peter Nolan | | For | | For | | Management |
1.7 | | Elect Director Richard Sarnoff | | For | | For | | Management |
1.8 | | Elect Director Elaine Wynn | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3A | | Amend Provisions Relating to the Relationship with Vivendi | | For | | For | | Management |
3B | | Amend Provisions Relating to Supermajority and Special Voting Requirements | | For | | For | | Management |
3C | | Amend Provisions Relating to the Ability to Amend Bylaws | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
AECOM TECHNOLOGY CORPORATION
| | | | | | |
Ticker: | | ACM | | Security ID: | | 00766T100 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael S. Burke | | For | | For | | Management |
1.2 | | Elect Director David W. Joos | | For | | For | | Management |
1.3 | | Elect Director Robert J. Routs | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
AGCO CORPORATION
| | | | | | |
Ticker: | | AGCO | | Security ID: | | 001084102 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roy V. Armes | | For | | For | | Management |
1.2 | | Elect Director Michael C. Arnold | | For | | For | | Management |
1.3 | | Elect Director P. George Benson | | For | | For | | Management |
1.4 | | Elect Director Wolfgang Deml | | For | | For | | Management |
1.5 | | Elect Director Luiz F. Furlan | | For | | For | | Management |
1.6 | | Elect Director George E. Minnich | | For | | For | | Management |
1.7 | | Elect Director Martin H. Richenhagen | | For | | For | | Management |
1.8 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.9 | | Elect Director Mallika Srinivasan | | For | | For | | Management |
1.10 | | Elect Director Hendrikus Visser | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
ALEXION PHARMACEUTICALS, INC.
| | | | | | |
Ticker: | | ALXN | | Security ID: | | 015351109 |
Meeting Date: | | MAY 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leonard Bell | | For | | For | | Management |
1.2 | | Elect Director Max Link | | For | | For | | Management |
1.3 | | Elect Director William R. Keller | | For | | For | | Management |
1.4 | | Elect Director John T. Mollen | | For | | For | | Management |
1.5 | | Elect Director R. Douglas Norby | | For | | For | | Management |
1.6 | | Elect Director Alvin S. Parven | | For | | For | | Management |
1.7 | | Elect Director Andreas Rummelt | | For | | For | | Management |
1.8 | | Elect Director Ann M. Veneman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For | | Shareholder |
ALTRIA GROUP, INC.
| | | | | | |
Ticker: | | MO | | Security ID: | | 02209S103 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gerald L. Baliles | | For | | For | | Management |
1.2 | | Elect Director Martin J. Barrington | | For | | For | | Management |
1.3 | | Elect Director John T. Casteen, III | | For | | For | | Management |
1.4 | | Elect Director Dinyar S. Devitre | | For | | For | | Management |
1.5 | | Elect Director Thomas F. Farrell, II | | For | | For | | Management |
1.6 | | Elect Director Thomas W. Jones | | For | | For | | Management |
1.7 | | Elect Director Debra J. Kelly-Ennis | | For | | For | | Management |
1.8 | | Elect Director W. Leo Kiely, III | | For | | For | | Management |
1.9 | | Elect Director Kathryn B. McQuade | | For | | For | | Management |
1.10 | | Elect Director George Munoz | | For | | For | | Management |
1.11 | | Elect Director Nabil Y. Sakkab | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
AMERICAN EXPRESS COMPANY
| | | | | | |
Ticker: | | AXP | | Security ID: | | 025816109 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1b | | Elect Director Ursula M. Burns | | For | | For | | Management |
1c | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1d | | Elect Director Peter Chernin | | For | | For | | Management |
1e | | Elect Director Anne Lauvergeon | | For | | For | | Management |
1f | | Elect Director Theodore J. Leonsis | | For | | For | | Management |
1g | | Elect Director Richard C. Levin | | For | | For | | Management |
1h | | Elect Director Richard A. McGinn | | For | | For | | Management |
1i | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1j | | Elect Director Steven S Reinemund | | For | | For | | Management |
1k | | Elect Director Daniel L. Vasella | | For | | For | | Management |
1l | | Elect Director Robert D. Walter | | For | | For | | Management |
1m | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prepare Employment Diversity Report | | Against | | For | | Shareholder |
5 | | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
AMGEN INC.
| | | | | | |
Ticker: | | AMGN | | Security ID: | | 031162100 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David Baltimore | | For | | For | | Management |
1.2 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Bradway | | For | | For | | Management |
1.4 | | Elect Director Francois de Carbonnel | | For | | For | | Management |
1.5 | | Elect Director Vance D. Coffman | | For | | For | | Management |
1.6 | | Elect Director Robert A. Eckert | | For | | For | | Management |
1.7 | | Elect Director Greg C. Garland | | For | | For | | Management |
1.8 | | Elect Director Rebecca M. Henderson | | For | | For | | Management |
1.9 | | Elect Director Frank C. Herringer | | For | | For | | Management |
1.10 | | Elect Director Tyler Jacks | | For | | For | | Management |
1.11 | | Elect Director Judith C. Pelham | | For | | For | | Management |
1.12 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
APACHE CORPORATION
| | | | | | |
Ticker: | | APA | | Security ID: | | 037411105 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director G. Steven Farris | | For | | For | | Management |
2 | | Elect Director A.D. Frazier, Jr. | | For | | For | | Management |
3 | | Elect Director Amy H. Nelson | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Management |
APPLE INC.
| | | | | | |
Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Campbell | | For | | For | | Management |
1.2 | | Elect Director Timothy Cook | | For | | For | | Management |
1.3 | | Elect Director Millard Drexler | | For | | For | | Management |
1.4 | | Elect Director Al Gore | | For | | For | | Management |
1.5 | | Elect Director Robert Iger | | For | | For | | Management |
1.6 | | Elect Director Andrea Jung | | For | | For | | Management |
1.7 | | Elect Director Arthur Levinson | | For | | For | | Management |
1.8 | | Elect Director Ronald Sugar | | For | | For | | Management |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
3 | | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | | For | | For | | Management |
4 | | Establish a Par Value for Common Stock | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
9 | | Report on Trade Associations and Organizations that Promote Sustainability Practices | | Against | | Against | | Shareholder |
10 | | Advisory Vote to Increase Capital Repurchase Program | | Against | | Against | | Shareholder |
11 | | Proxy Access | | Against | | Against | | Shareholder |
ASPEN INSURANCE HOLDINGS LIMITED
| | | | | | |
Ticker: | | AHL | | Security ID: | | G05384105 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher O’Kane | | For | | For | | Management |
1.2 | | Elect Director Liaquat Ahamed | | For | | For | | Management |
1.3 | | Elect Director Albert Beer | | For | | For | | Management |
1.4 | | Elect Director John Cavoores | | For | | For | | Management |
1.5 | | Elect Director Heidi Hutter | | For | | For | | Management |
1.6 | | Elect Director Gary Gregg | | For | | For | | Management |
1.7 | | Elect Director Bret Pearlman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
AVNET, INC.
| | | | | | |
Ticker: | | AVT | | Security ID: | | 053807103 |
Meeting Date: | | NOV 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1.2 | | Elect Director Michael A. Bradley | | For | | For | | Management |
1.3 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.4 | | Elect Director Richard Hamada | | For | | For | | Management |
1.5 | | Elect Director James A. Lawrence | | For | | For | | Management |
1.6 | | Elect Director Frank R. Noonan | | For | | For | | Management |
1.7 | | Elect Director Ray M. Robinson | | For | | For | | Management |
1.8 | | Elect Director William H. Schumann III | | For | | For | | Management |
1.9 | | Elect Director William P. Sullivan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
BALLY TECHNOLOGIES, INC.
| | | | | | |
Ticker: | | BYI | | Security ID: | | 05874B107 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard Haddrill | | For | | For | | Management |
1.2 | | Elect Director Josephine Linden | | For | | For | | Management |
1.3 | | Elect Director Ramesh Srinivasan | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Ticker: | | BDX | | Security ID: | | 075887109 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For | | Management |
1.3 | | Elect Director Catherine M. Burzik | | For | | For | | Management |
1.4 | | Elect Director Edward F. DeGraan | | For | | For | | Management |
1.5 | | Elect Director Vincent A. Forlenza | | For | | For | | Management |
1.6 | | Elect Director Claire M. Fraser | | For | | For | | Management |
1.7 | | Elect Director Christopher Jones | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Gary A. Mecklenburg | | For | | For | | Management |
1.10 | | Elect Director James F. Orr | | For | | For | | Management |
1.11 | | Elect Director Willard J. Overlock, Jr. | | For | | For | | Management |
1.12 | | Elect Director Rebecca W. Rimel | | For | | For | | Management |
1.13 | | Elect Director Bertram L. Scott | | For | | For | | Management |
1.14 | | Elect Director Alfred Sommer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
BERKSHIRE HATHAWAY INC.
| | | | | | |
Ticker: | | BRK.B | | Security ID: | | 084670702 |
Meeting Date: | | MAY 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Warren E. Buffett | | For | | For | | Management |
1.2 | | Elect Director Charles T. Munger | | For | | For | | Management |
1.3 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.4 | | Elect Director Stephen B. Burke | | For | | For | | Management |
1.5 | | Elect Director Susan L. Decker | | For | | For | | Management |
1.6 | | Elect Director William H. Gates, III | | For | | For | | Management |
1.7 | | Elect Director David S. Gottesman | | For | | For | | Management |
1.8 | | Elect Director Charlotte Guyman | | For | | For | | Management |
1.9 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.10 | | Elect Director Thomas S. Murphy | | For | | For | | Management |
1.11 | | Elect Director Ronald L. Olson | | For | | For | | Management |
1.12 | | Elect Director Walter Scott, Jr. | | For | | For | | Management |
1.13 | | Elect Director Meryl B. Witmer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Management |
4 | | Adopt Quantitative Goals for GHG and Other Air Emissions | | Against | | For | | Shareholder |
5 | | Approve Annual Dividends | | Against | | Against | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lisa M. Caputo | | For | | For | | Management |
1b | | Elect Director Russell P. Fradin | | For | | For | | Management |
1c | | Elect Director Kathy J. Higgins Victor | | For | | For | | Management |
1d | | Elect Director Hubert Joly | | For | | For | | Management |
1e | | Elect Director David W. Kenny | | For | | For | | Management |
1f | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For | | Management |
1g | | Elect Director Gerard R. Vittecoq | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
BRINKER INTERNATIONAL, INC.
| | | | | | |
Ticker: | | EAT | | Security ID: | | 109641100 |
Meeting Date: | | NOV 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph M. DePinto | | For | | For | | Management |
1.2 | | Elect Director Harriet Edelman | | For | | For | | Management |
1.3 | | Elect Director Michael A. George | | For | | For | | Management |
1.4 | | Elect Director William T. Giles | | For | | For | | Management |
1.5 | | Elect Director Gerardo I. Lopez | | For | | For | | Management |
1.6 | | Elect Director Jon L. Luther | | For | | For | | Management |
1.7 | | Elect Director John W. Mims | | For | | For | | Management |
1.8 | | Elect Director George R. Mrkonic | | For | | For | | Management |
1.9 | | Elect Director Rosendo G. Parra | | For | | For | | Management |
1.10 | | Elect Director Wyman T. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
BROCADE COMMUNICATIONS SYSTEMS, INC.
| | | | | | |
Ticker: | | BRCD | | Security ID: | | 111621306 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judy Bruner | | For | | For | | Management |
1.2 | | Elect Director Lloyd A. Carney | | For | | For | | Management |
1.3 | | Elect Director Renato (Renny) A. DiPentima | | For | | For | | Management |
1.4 | | Elect Director Alan L. Earhart | | For | | For | | Management |
1.5 | | Elect Director John W. Gerdelman | | For | | For | | Management |
1.6 | | Elect Director Dave House | | For | | For | | Management |
1.7 | | Elect Director L. William Krause | | For | | For | | Management |
1.8 | | Elect Director David E. Roberson | | For | | For | | Management |
1.9 | | Elect Director Sanjay Vaswani | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
C. R. BARD, INC.
| | | | | | |
Ticker: | | BCR | | Security ID: | | 067383109 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David M. Barrett | | For | | For | | Management |
1.2 | | Elect Director John C. Kelly | | For | | For | | Management |
1.3 | | Elect Director David F. Melcher | | For | | For | | Management |
1.4 | | Elect Director Gail K. Naughton | | For | | For | | Management |
1.5 | | Elect Director John H. Weiland | | For | | For | | Management |
1.6 | | Elect Director Anthony Welters | | For | | For | | Management |
1.7 | | Elect Director Tony L. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Report on Sustainability | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Patricia A. Hemingway Hall | | For | | For | | Management |
1.9 | | Elect Director Clayton M. Jones | | For | | For | | Management |
1.10 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.11 | | Elect Director David P. King | | For | | For | | Management |
1.12 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
CATERPILLAR INC.
| | | | | | |
Ticker: | | CAT | | Security ID: | | 149123101 |
Meeting Date: | | JUN 11, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David L. Calhoun | | For | | For | | Management |
1.2 | | Elect Director Daniel M. Dickinson | | For | | For | | Management |
1.3 | | Elect Director Juan Gallardo | | For | | For | | Management |
1.4 | | Elect Director Jesse J. Greene, Jr. | | For | | For | | Management |
1.5 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.6 | | Elect Director Peter A. Magowan | | For | | For | | Management |
1.7 | | Elect Director Dennis A. Muilenburg | | For | | For | | Management |
1.8 | | Elect Director Douglas R. Oberhelman | | For | | For | | Management |
1.9 | | Elect Director William A. Osborn | | For | | For | | Management |
1.10 | | Elect Director Edward B. Rust, Jr. | | For | | For | | Management |
1.11 | | Elect Director Susan C. Schwab | | For | | For | | Management |
1.12 | | Elect Director Miles D. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Review and Amend Human Rights Policies | | Against | | For | | Shareholder |
7 | | Report on Controls to Ensure no Sales to Sudan | | Against | | For | | Shareholder |
8 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
CBOE HOLDINGS, INC.
| | | | | | |
Ticker: | | CBOE | | Security ID: | | 12503M108 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William J. Brodsky | | For | | For | | Management |
1.2 | | Elect Director James R. Boris | | For | | For | | Management |
1.3 | | Elect Director Frank E. English, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edward J. Fitzpatrick | | For | | For | | Management |
1.5 | | Elect Director Janet P. Froetscher | | For | | For | | Management |
1.6 | | Elect Director Jill R. Goodman | | For | | For | | Management |
1.7 | | Elect Director R. Eden Martin | | For | | For | | Management |
1.8 | | Elect Director Roderick A. Palmore | | For | | For | | Management |
1.9 | | Elect Director Susan M. Phillips | | For | | For | | Management |
1.10 | | Elect Director Samuel K. Skinner | | For | | For | | Management |
1.11 | | Elect Director Carole E. Stone | | For | | For | | Management |
1.12 | | Elect Director Eugene S. Sunshine | | For | | For | | Management |
1.13 | | Elect Director Edward T. Tilly | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
CENTURYLINK, INC.
| | | | | | |
Ticker: | | CTL | | Security ID: | | 156700106 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Virginia Boulet | | For | | For | | Management |
1.2 | | Elect Director Peter C. Brown | | For | | For | | Management |
1.3 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.4 | | Elect Director W. Bruce Hanks | | For | | For | | Management |
1.5 | | Elect Director Gregory J. McCray | | For | | For | | Management |
1.6 | | Elect Director C. G. Melville, Jr. | | For | | For | | Management |
1.7 | | Elect Director Fred R. Nichols | | For | | For | | Management |
1.8 | | Elect Director William A. Owens | | For | | For | | Management |
1.9 | | Elect Director Harvey P. Perry | | For | | For | | Management |
1.10 | | Elect Director Glen F. Post, III | | For | | For | | Management |
1.11 | | Elect Director Michael J. Roberts | | For | | For | | Management |
1.12 | | Elect Director Laurie A. Siegel | | For | | For | | Management |
1.13 | | Elect Director Joseph R. Zimmel | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Provide Proxy Access Right | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Stock Retention | | Against | | For | | Shareholder |
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1b | | Elect Director Robert D. (Doug) Lawler | | For | | For | | Management |
1c | | Elect Director John J. (Jack) Lipinski | | For | | For | | Management |
1d | | Elect Director Frederic M. Poses | | For | | For | | Management |
1e | | Elect Director Archie W. Dunham | | For | | For | | Management |
1f | | Elect Director R. Brad Martin | | For | | For | | Management |
1g | | Elect Director Louis A. Raspino | | For | | For | | Management |
1h | | Elect Director Merrill A. (Pete) Miller, Jr. | | For | | For | | Management |
1i | | Elect Director Thomas L. Ryan | | For | | Against | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Approve Increase in Size of Board | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
CHEVRON CORPORATION
| | | | | | |
Ticker: | | CVX | | Security ID: | | 166764100 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linnet F. Deily | | For | | For | | Management |
1b | | Elect Director Robert E. Denham | | For | | For | | Management |
1c | | Elect Director Alice P. Gast | | For | | For | | Management |
1d | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1e | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1f | | Elect Director George L. Kirkland | | For | | For | | Management |
1g | | Elect Director Charles W. Moorman, IV | | For | | For | | Management |
1h | | Elect Director Kevin W. Sharer | | For | | For | | Management |
1i | | Elect Director John G. Stumpf | | For | | For | | Management |
1j | | Elect Director Ronald D. Sugar | | For | | For | | Management |
1k | | Elect Director Carl Ware | | For | | For | | Management |
1l | | Elect Director John S. Watson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
8 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Require Director Nominee with Environmental Experience | | Against | | For | | Shareholder |
10 | | Adopt Guidelines for Country Selection | | Against | | For | | Shareholder |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director Gregory Q. Brown | | For | | For | | Management |
1d | | Elect Director M. Michele Burns | | For | | For | | Management |
1e | | Elect Director Michael D. Capellas | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1k | | Elect Director Arun Sarin | | For | | For | | Management |
1l | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Proxy Advisor Competition | | Against | | Against | | Shareholder |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O'Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DELTA AIR LINES, INC.
| | | | | | |
Ticker: | | DAL | | Security ID: | | 247361702 |
Meeting Date: | | JUN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Anderson | | For | | For | | Management |
1b | | Elect Director Edward H. Bastian | | For | | For | | Management |
1c | | Elect Director Roy J. Bostock | | For | | For | | Management |
1d | | Elect Director John S. Brinzo | | For | | For | | Management |
1e | | Elect Director Daniel A. Carp | | For | | For | | Management |
1f | | Elect Director David G. DeWalt | | For | | For | | Management |
1g | | Elect Director William H. Easter, III | | For | | For | | Management |
1h | | Elect Director Mickey P. Foret | | For | | For | | Management |
1i | | Elect Director Shirley C. Franklin | | For | | For | | Management |
1j | | Elect Director David R. Goode | | For | | For | | Management |
1k | | Elect Director George N. Mattson | | For | | For | | Management |
1l | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1m | | Elect Director Kenneth C. Rogers | | For | | For | | Management |
1n | | Elect Director Kenneth B. Woodrow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Increase in Size of Board | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Anthony Vinciquerra | | For | | For | | Management |
1l | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DISCOVER FINANCIAL SERVICES
| | | | | | |
Ticker: | | DFS | | Security ID: | | 254709108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Aronin | | For | | For | | Management |
1.2 | | Elect Director Mary K. Bush | | For | | For | | Management |
1.3 | | Elect Director Gregory C. Case | | For | | For | | Management |
1.4 | | Elect Director Candace H. Duncan | | For | | For | | Management |
1.5 | | Elect Director Cynthia A. Glassman | | For | | For | | Management |
1.6 | | Elect Director Richard H. Lenny | | For | | For | | Management |
1.7 | | Elect Director Thomas G. Maheras | | For | | For | | Management |
1.8 | | Elect Director Michael H. Moskow | | For | | For | | Management |
1.9 | | Elect Director David W. Nelms | | For | | For | | Management |
1.10 | | Elect Director Mark A. Thierer | | For | | For | | Management |
1.11 | | Elect Director Lawrence A. Weinbach | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
DOMTAR CORPORATION
| | | | | | |
Ticker: | | UFS | | Security ID: | | 257559203 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Giannella Alvarez | | For | | For | | Management |
1.2 | | Elect Director Robert E. Apple | | For | | For | | Management |
1.3 | | Elect Director Louis P. Gignac | | For | | For | | Management |
1.4 | | Elect Director David J. Illingworth | | For | | For | | Management |
1.5 | | Elect Director Brian M. Levitt | | For | | For | | Management |
1.6 | | Elect Director David G. Maffucci | | For | | For | | Management |
1.7 | | Elect Director Robert J. Steacy | | For | | For | | Management |
1.8 | | Elect Director Pamela B. Strobel | | For | | For | | Management |
1.9 | | Elect Director Denis Turcotte | | For | | For | | Management |
1.10 | | Elect Director John D. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOVER CORPORATION
| | | | | | |
Ticker: | | DOV | | Security ID: | | 260003108 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert W. Cremin | | For | | For | | Management |
1b | | Elect Director Jean-Pierre M. Ergas | | For | | For | | Management |
1c | | Elect Director Peter T. Francis | | For | | For | | Management |
1d | | Elect Director Kristiane C. Graham | | For | | For | | Management |
1e | | Elect Director Michael F. Johnston | | For | | For | | Management |
1f | | Elect Director Robert A. Livingston | | For | | For | | Management |
1g | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1h | | Elect Director Bernard G. Rethore | | For | | For | | Management |
1i | | Elect Director Michael B. Stubbs | | For | | For | | Management |
1j | | Elect Director Stephen M. Todd | | For | | For | | Management |
1k | | Elect Director Stephen K. Wagner | | For | | For | | Management |
1l | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
8 | | Provide Right to Call Special Meeting | | For | | For | | Management |
DR PEPPER SNAPPLE GROUP, INC.
| | | | | | |
Ticker: | | DPS | | Security ID: | | 26138E109 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John L. Adams | | For | �� | For | | Management |
1.2 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.3 | | Elect Director Ronald G. Rogers | | For | | For | | Management |
1.4 | | Elect Director Wayne R. Sanders | | For | | For | | Management |
1.5 | | Elect Director Jack L. Stahl | | For | | For | | Management |
1.6 | | Elect Director Larry D. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For | | Shareholder |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ENERGIZER HOLDINGS, INC.
| | | | | | |
Ticker: | | ENR | | Security ID: | | 29266R108 |
Meeting Date: | | JAN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James C. Johnson | | For | | For | | Management |
1.2 | | Elect Director Ward M. Klein | | For | | For | | Management |
1.3 | | Elect Director W. Patrick McGinnis | | For | | For | | Management |
1.4 | | Elect Director John R. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
EXELIS INC.
| | | | | | |
Ticker: | | XLS | | Security ID: | | 30162A108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Kern | | For | | For | | Management |
1b | | Elect Director Mark L. Reuss | | For | | For | | Management |
1c | | Elect Director Billie I. Williamson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
EXXON MOBIL CORPORATION
| | | | | | |
Ticker: | | XOM | | Security ID: | | 30231G102 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.2 | | Elect Director Peter Brabeck-Letmathe | | For | | For | | Management |
1.3 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.4 | | Elect Director Larry R. Faulkner | | For | | For | | Management |
1.5 | | Elect Director Jay S. Fishman | | For | | For | | Management |
1.6 | | Elect Director Henrietta H. Fore | | For | | For | | Management |
1.7 | | Elect Director Kenneth C. Frazier | | For | | For | | Management |
1.8 | | Elect Director William W. George | | For | | For | | Management |
1.9 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director Steven S Reinemund | | For | | For | | Management |
1.11 | | Elect Director Rex W. Tillerson | | For | | For | | Management |
1.12 | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
5 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against | | Shareholder |
6 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
8 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
FLUOR CORPORATION
| | | | | | |
Ticker: | | FLR | | Security ID: | | 343412102 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Peter K. Barker | | For | | For | | Management |
1B | | Elect Director Alan M. Bennett | | For | | For | | Management |
1C | | Elect Director Rosemary T. Berkery | | For | | For | | Management |
1D | | Elect Director Peter J. Fluor | | For | | For | | Management |
1E | | Elect Director James T. Hackett | | For | | For | | Management |
1F | | Elect Director Deborah D. McWhinney | | For | | For | | Management |
1G | | Elect Director Dean R. O’Hare | | For | | For | | Management |
1H | | Elect Director Armando J. Olivera | | For | | For | | Management |
1I | | Elect Director Joseph W. Prueher | | For | | For | | Management |
1J | | Elect Director Matthew K. Rose | | For | | For | | Management |
1K | | Elect Director David T. Seaton | | For | | For | | Management |
1L | | Elect Director Nader H. Sultan | | For | | For | | Management |
1M | | Elect Director Lynn C. Swann | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
FRONTIER COMMUNICATIONS CORPORATION
| | | | | | |
Ticker: | | FTR | | Security ID: | | 35906A108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For | | Management |
1.2 | | Elect Director Peter C.B. Bynoe | | For | | For | | Management |
1.3 | | Elect Director Edward Fraioli | | For | | For | | Management |
1.4 | | Elect Director Daniel J. McCarthy | | For | | For | | Management |
1.5 | | Elect Director Pamela D.A. Reeve | | For | | For | | Management |
1.6 | | Elect Director Virginia P. Ruesterholz | | For | | For | | Management |
1.7 | | Elect Director Howard L. Schrott | | For | | For | | Management |
1.8 | | Elect Director Larraine D. Segil | | For | | For | | Management |
1.9 | | Elect Director Mark Shapiro | | For | | For | | Management |
1.10 | | Elect Director Myron A. Wick, III | | For | | For | | Management |
1.11 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GAMESTOP CORP.
| | | | | | |
Ticker: | | GME | | Security ID: | | 36467W109 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | For | | For | | Management |
1.2 | | Elect Director Gerald R. Szczepanski | | For | | For | | Management |
1.3 | | Elect Director Lawrence S. Zilavy | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GANNETT CO., INC.
| | | | | | |
Ticker: | | GCI | | Security ID: | | 364730101 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John E. Cody | | For | | For | | Management |
1b | | Elect Director Howard D. Elias | | For | | For | | Management |
1c | | Elect Director John Jeffry Louis | | For | | For | | Management |
1d | | Elect Director Marjorie Magner | | For | | For | | Management |
1e | | Elect Director Gracia C. Martore | | For | | For | | Management |
1f | | Elect Director Scott K. McCune | | For | | For | | Management |
1g | | Elect Director Susan Ness | | For | | For | | Management |
1h | | Elect Director Tony A. Prophet | | For | | For | | Management |
1i | | Elect Director Neal Shapiro | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
GARTNER, INC.
| | | | | | |
Ticker: | | IT | | Security ID: | | 366651107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael J. Bingle | | For | | For | | Management |
1b | | Elect Director Richard J. Bressler | | For | | For | | Management |
1c | | Elect Director Raul E. Cesan | | For | | For | | Management |
1d | | Elect Director Karen E. Dykstra | | For | | For | | Management |
1e | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1f | | Elect Director William O. Grabe | | For | | For | | Management |
1g | | Elect Director Eugene A. Hall | | For | | For | | Management |
1h | | Elect Director Stephen G. Pagliuca | | For | | For | | Management |
1i | | Elect Director James C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker: | | GE | | Security ID: | | 369604103 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
2 | | Elect Director John J. Brennan | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
4 | | Elect Director Francisco D’Souza | | For | | For | | Management |
5 | | Elect Director Marijn E. Dekkers | | For | | For | | Management |
6 | | Elect Director Ann M. Fudge | | For | | For | | Management |
7 | | Elect Director Susan J. Hockfield | | For | | For | | Management |
8 | | Elect Director Jeffrey R. Immelt | | For | | For | | Management |
9 | | Elect Director Andrea Jung | | For | | For | | Management |
10 | | Elect Director Robert W. Lane | | For | | For | | Management |
11 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
12 | | Elect Director James J. Mulva | | For | | For | | Management |
13 | | Elect Director James E. Rohr | | For | | For | | Management |
14 | | Elect Director Mary L. Schapiro | | For | | For | | Management |
15 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
16 | | Elect Director James S. Tisch | | For | | For | | Management |
17 | | Elect Director Douglas A. Warner, III | | For | | For | | Management |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
19 | | Ratify Auditors | | For | | For | | Management |
20 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
21 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
22 | | Require More Director Nominations Than Open Seats | | Against | | Against | | Shareholder |
23 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
24 | | Cessation of All Stock Options and Bonuses | | Against | | Against | | Shareholder |
25 | | Seek Sale of Company | | Against | | Against | | Shareholder |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John F. Cogan | | For | | For | | Management |
1b | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1c | | Elect Director Carla A. Hills | | For | | For | | Management |
1d | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1e | | Elect Director John W. Madigan | | For | | For | | Management |
1f | | Elect Director John C. Martin | | For | | For | | Management |
1g | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1h | | Elect Director Richard J. Whitley | | For | | For | | Management |
1i | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1j | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Link CEO Compensation to Patient Access to the Company’s Medicine | | Against | | Against | | Shareholder |
GOOGLE INC.
| | | | | | |
Ticker: | | GOOG | | Security ID: | | 38259P508 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Larry Page | | For | | For | | Management |
1.2 | | Elect Director Sergey Brin | | For | | Withhold | | Management |
1.3 | | Elect Director Eric E. Schmidt | | For | | For | | Management |
1.4 | | Elect Director L. John Doerr | | For | | For | | Management |
1.5 | | Elect Director Diane B. Greene | | For | | For | | Management |
1.6 | | Elect Director John L. Hennessy | | For | | For | | Management |
1.7 | | Elect Director Ann Mather | | For | | For | | Management |
1.8 | | Elect Director Paul S. Otellini | | For | | For | | Management |
1.9 | | Elect Director K. Ram Shriram | | For | | For | | Management |
1.10 | | Elect Director Shirley M. Tilghman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
7 | | Adopt Policy and Report on Impact of Tax Strategy | | Against | | Against | | Shareholder |
8 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
GRAHAM HOLDINGS COMPANY
| | | | | | |
Ticker: | | GHC | | Security ID: | | 384637104 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1. | | Elect Director Christopher C. Davis | | For | | For | | Management |
1.2 | | Elect Director Thomas S. Gayner | | For | | For | | Management |
1.3 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.4 | | Elect Director Larry D. Thompson | | For | | For | | Management |
H&R BLOCK, INC.
| | | | | | |
Ticker: | | HRB | | Security ID: | | 093671105 |
Meeting Date: | | SEP 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Brown | | For | | For | | Management |
1b | | Elect Director William C. Cobb | | For | | For | | Management |
1c | | Elect Director Marvin R. Ellison | | For | | For | | Management |
1d | | Elect Director Robert A. Gerard | | For | | For | | Management |
1e | | Elect Director David Baker Lewis | | For | | For | | Management |
1f | | Elect Director Victoria J. Reich | | For | | For | | Management |
1g | | Elect Director Bruce C. Rohde | | For | | For | | Management |
1h | | Elect Director Tom D. Seip | | For | | For | | Management |
1i | | Elect Director Christianna Wood | | For | | For | | Management |
1j | | Elect Director James F. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles | | For | | For | | Management |
5 | | Amend Articles | | For | | For | | Management |
6 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William M. Brown | | For | | For | | Management |
1b | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1c | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1d | | Elect Director Terry D. Growcock | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Vyomesh I. Joshi | | For | | For | | Management |
1g | | Elect Director Karen Katen | | For | | For | | Management |
1h | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1i | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1j | | Elect Director David B. Rickard | | For | | For | | Management |
1k | | Elect Director James C. Stoffel | | For | | For | | Management |
1l | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1m | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HERBALIFE LTD.
| | | | | | |
Ticker: | | HLF | | Security ID: | | G4412G101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael O. Johnson | | For | | For | | Management |
1.2 | | Elect Director John Tartol | | For | | For | | Management |
1.3 | | Elect Director Hunter C. Gary | | For | | Withhold | | Management |
1.4 | | Elect Director Jesse A. Lynn | | For | | For | | Management |
1.5 | | Elect Director James L. Nelson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 19, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Robert R. Bennett | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | For | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Raymond E. Ozzie | | For | | For | | Management |
1.8 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director James A. Skinner | | For | | For | | Management |
1.11 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.12 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
HILL-ROM HOLDINGS, INC.
| | | | | | |
Ticker: | | HRC | | Security ID: | | 431475102 |
Meeting Date: | | MAR 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 31, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Rolf A. Classon | | For | | For | | Management |
1.2 | | Elect Director William G. Dempsey | | For | | For | | Management |
1.3 | | Elect Director James R. Giertz | | For | | For | | Management |
1.4 | | Elect Director Charles E. Golden | | For | | For | | Management |
1.5 | | Elect Director John J. Greisch | | For | | For | | Management |
1.6 | | Elect Director William H. Kucheman | | For | | For | | Management |
1.7 | | Elect Director Ronald A. Malone | | For | | For | | Management |
1.8 | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1.9 | | Elect Director Joanne C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HUMANA INC.
| | | | | | |
Ticker: | | HUM | | Security ID: | | 444859102 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kurt J. Hilzinger | | For | | For | | Management |
1b | | Elect Director Bruce D. Broussard | | For | | For | | Management |
1c | | Elect Director Frank A. D’Amelio | | For | | For | | Management |
1d | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1e | | Elect Director David A. Jones, Jr. | | For | | For | | Management |
1f | | Elect Director William J. McDonald | | For | | For | | Management |
1g | | Elect Director William E. Mitchell | | For | | For | | Management |
1h | | Elect Director David B. Nash | | For | | For | | Management |
1i | | Elect Director James J. O’Brien | | For | | For | | Management |
1j | | Elect Director Marissa T. Peterson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
HUNTINGTON INGALLS INDUSTRIES, INC.
| | | | | | |
Ticker: | | HII | | Security ID: | | 446413106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Victoria D. Harker | | For | | For | | Management |
1.2 | | Elect Director Anastasia D. Kelly | | For | | For | | Management |
1.3 | | Elect Director Thomas C. Schievelbein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Declassify the Board of Directors | | None | | For | | Shareholder |
HYATT HOTELS CORPORATION
| | | | | | |
Ticker: | | H | | Security ID: | | 448579102 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Pritzker | | For | | For | | Management |
1.2 | | Elect Director Pamela M. Nicholson | | For | | For | | Management |
1.3 | | Elect Director Richard C. Tuttle | | For | | For | | Management |
1.4 | | Elect Director James H. Wooten, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
IAC/INTERACTIVECORP
| | | | | | |
Ticker: | | IACI | | Security ID: | | 44919P508 |
Meeting Date: | | JUN 18, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edgar Bronfman, Jr. | | For | | For | | Management |
1.2 | | Elect Director Chelsea Clinton | | For | | For | | Management |
1.3 | | Elect Director Sonali De Rycker | | For | | For | | Management |
1.4 | | Elect Director Barry Diller | | For | | For | | Management |
1.5 | | Elect Director Michael D. Eisner | | For | | For | | Management |
1.6 | | Elect Director Victor A. Kaufman | | For | | For | | Management |
1.7 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.8 | | Elect Director Bryan Lourd | | For | | For | | Management |
1.9 | | Elect Director David Rosenblatt | | For | | For | | Management |
1.10 | | Elect Director Alan G. Spoon | | For | | For | | Management |
1.11 | | Elect Director Alexander von Furstenberg | | For | | For | | Management |
1.12 | | Elect Director Richard F. Zannino | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
IDEX CORPORATION
| | | | | | |
Ticker: | | IEX | | Security ID: | | 45167R104 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Bradley J. Bell | | For | | For | | Management |
1.2 | | Elect Director Gregory F. Milzcik | | For | | For | | Management |
1.3 | | Elect Director Andrew K. Silvernail | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INTELSAT SA
| | | | | | |
Ticker: | | I | | Security ID: | | L5140P101 |
Meeting Date: | | JUN 19, 2014 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Receive Board’s and Auditor’s Reports | | None | | None | | Management |
2 | | Approve Financial Statements | | For | | For | | Management |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Allocation of Income | | For | | For | | Management |
5 | | Approve Dividends on Series A Preferred Shares | | For | | For | | Management |
6 | | Approve Discharge of Directors | | For | | For | | Management |
7a | | Elect John Diercksen as Director | | For | | For | | Management |
7b | | Elect Robert Callahan as Director | | For | | For | | Management |
8a | | Reelect Raymond Svider as Director | | For | | For | | Management |
8b | | Reelect Egon Durban as Director | | For | | For | | Management |
8c | | Reelect Justin Bateman as Director | | For | | For | | Management |
9 | | Approve Remuneration of Directors | | For | | For | | Management |
10 | | Renew Appointment of KPMG as Auditor | | For | | For | | Management |
11 | | Authorize Board to Repurchase Shares | | For | | Against | | Management |
1 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against | | Management |
JOHNSON & JOHNSON
| | | | | | |
Ticker: | | JNJ | | Security ID: | | 478160104 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mary Sue Coleman | | For | | For | | Management |
1b | | Elect Director James G. Cullen | | For | | For | | Management |
1c | | Elect Director Ian E. L. Davis | | For | | For | | Management |
1d | | Elect Director Alex Gorsky | | For | | For | | Management |
1e | | Elect Director Susan L. Lindquist | | For | | For | | Management |
1f | | Elect Director Mark B. McClellan | | For | | For | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1h | | Elect Director Leo F. Mullin | | For | | For | | Management |
1i | | Elect Director William D. Perez | | For | | For | | Management |
1j | | Elect Director Charles Prince | | For | | For | | Management |
1k | | Elect Director A. Eugene Washington | | For | | For | | Management |
1l | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda B. Bammann | | For | | For | | Management |
1b | | Elect Director James A. Bell | | For | | For | | Management |
1c | | Elect Director Crandall C. Bowles | | For | | For | | Management |
1d | | Elect Director Stephen B. Burke | | For | | For | | Management |
1e | | Elect Director James S. Crown | | For | | For | | Management |
1f | | Elect Director James Dimon | | For | | For | | Management |
1g | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1h | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1i | | Elect Director Michael A. Neal | | For | | For | | Management |
1j | | Elect Director Lee R. Raymond | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
6 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
LAS VEGAS SANDS CORP.
| | | | | | |
Ticker: | | LVS | | Security ID: | | 517834107 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charles D. Forman | | For | | For | | Management |
1.2 | | Elect Director George Jamieson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
LEAR CORPORATION
| | | | | | |
Ticker: | | LEA | | Security ID: | | 521865204 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Bott | | For | | For | | Management |
1b | | Elect Director Thomas P. Capo | | For | | For | | Management |
1c | | Elect Director Jonathan F. Foster | | For | | For | | Management |
1d | | Elect Director Kathleen A. Ligocki | | For | | For | | Management |
1e | | Elect Director Conrad L. Mallett, Jr. | | For | | For | | Management |
1f | | Elect Director Donald L. Runkle | | For | | For | | Management |
1g | | Elect Director Matthew J. Simoncini | | For | | For | | Management |
1h | | Elect Director Gregory C. Smith | | For | | For | | Management |
1i | | Elect Director Henry D. G. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
LEXMARK INTERNATIONAL, INC.
| | | | | | |
Ticker: | | LXK | | Security ID: | | 529771107 |
Meeting Date: | | APR 24, 2014 | | Meeting Type : | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ralph E. Gomory | | For | | For | | Management |
1b | | Elect Director Jared L. Cohon | | For | | For | | Management |
1c | | Elect Director J. Edward Coleman | | For | | For | | Management |
1d | | Elect Director Sandra L. Helton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LORILLARD, INC.
| | | | | | |
Ticker: | | LO | | Security ID: | | 544147101 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1.2 | | Elect Director Andrew H. Card, Jr. | | For | | For | | Management |
1.3 | | Elect Director Virgis W. Colbert | | For | | For | | Management |
1.4 | | Elect Director David E.R. Dangoor | | For | | For | | Management |
1.5 | | Elect Director Murray S. Kessler | | For | | For | | Management |
1.6 | | Elect Director Jerry W. Levin | | For | | For | | Management |
1.7 | | Elect Director Richard W. Roedel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
LOWE’S COMPANIES, INC.
| | | | | | |
Ticker: | | LOW | | Security ID: | | 548661107 |
Meeting Date: | | MAY 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Raul Alvarez | | For | | For | | Management |
1.2 | | Elect Director David W. Bernauer | | For | | For | | Management |
1.3 | | Elect Director Leonard L. Berry | | For | | For | | Management |
1.4 | | Elect Director Angela F. Braly | | For | | For | | Management |
1.5 | | Elect Director Richard W. Dreiling | | For | | For | | Management |
1.6 | | Elect Director Dawn E. Hudson | | For | | For | | Management |
1.7 | | Elect Director Robert L. Johnson | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1.10 | | Elect Director Robert A. Niblock | | For | | For | | Management |
1.11 | | Elect Director Eric C. Wiseman | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | | Against | | Against | | Shareholder |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MANPOWERGROUP INC.
| | | | | | |
Ticker: | | MAN | | Security ID: | | 56418H100 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cari M. Dominguez | | For | | For | | Management |
1.2 | | Elect Director Roberto Mendoza | | For | | For | | Management |
1.3 | | Elect Director Jonas Prising | | For | | For | | Management |
1.4 | | Elect Director Elizabeth P. Sartain | | For | | For | | Management |
1.5 | | Elect Director Edward J. Zore | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MARATHON PETROLEUM CORPORATION
| | | | | | |
Ticker: | | MPC | | Security ID: | | 56585A102 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven A. Davis | | For | | For | | Management |
1b | | Elect Director Gary R. Heminger | | For | | For | | Management |
1c | | Elect Director John W. Snow | | For | | For | | Management |
1d | | Elect Director John P. Surma | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
MGM RESORTS INTERNATIONAL
| | | | | | |
Ticker: | | MGM | | Security ID: | | 552953101 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert H. Baldwin | | For | | For | | Management |
1.2 | | Elect Director William A. Bible | | For | | For | | Management |
1.3 | | Elect Director Burton M. Cohen | | For | | For | | Management |
1.4 | | Elect Director Mary Chris Gay | | For | | For | | Management |
1.5 | | Elect Director William W. Grounds | | For | | For | | Management |
1.6 | | Elect Director Alexis M. Herman | | For | | For | | Management |
1.7 | | Elect Director Roland Hernandez | | For | | For | | Management |
1.8 | | Elect Director Anthony Mandekic | | For | | For | | Management |
1.9 | | Elect Director Rose McKinney-James | | For | | For | | Management |
1.10 | | Elect Director James J. Murren | | For | | For | | Management |
1.11 | | Elect Director Gregory M. Spierkel | | For | | For | | Management |
1.12 | | Elect Director Daniel J. Taylor | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type : | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
MRC GLOBAL INC.
| | | | | | |
Ticker: | | MRC | | Security ID: | | 55345K103 |
Meeting Date: | | APR 29, 2014 | | Meeting Type : | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew R. Lane | | For | | For | | Management |
1.2 | | Elect Director Leonard M. Anthony | | For | | For | | Management |
1.3 | | Elect Director Rhys J. Best | | For | | For | | Management |
1.4 | | Elect Director Peter C. Boylan, III | | For | | For | | Management |
1.5 | | Elect Director Henry Cornell | | For | | For | | Management |
1.6 | | Elect Director Craig Ketchum | | For | | For | | Management |
1.7 | | Elect Director Gerard P. Krans | | For | | Withhold | | Management |
1.8 | | Elect Director Cornelis A. Linse | | For | | For | | Management |
1.9 | | Elect Director John A. Perkins | | For | | For | | Management |
1.10 | | Elect Director H.B. Wehrle, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
MYRIAD GENETICS, INC.
| | | | | | |
Ticker: | | MYGN | | Security ID: | | 62855J104 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter D. Meldrum | | For | | For | | Management |
1.2 | | Elect Director Heiner Dreismann | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
NEUSTAR, INC.
| | | | | | |
Ticker: | | NSR | | Security ID: | | 64126X201 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James G. Cullen | | For | | For | | Management |
1b | | Elect Director Joel P. Friedman | | For | | For | | Management |
1c | | Elect Director Mark N. Greene | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Declassify the Board of Directors | | Against | | For | | Shareholder |
NORTHROP GRUMMAN CORPORATION
| | | | | | |
Ticker: | | NOC | | Security ID: | | 666807102 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wesley G. Bush | | For | | For | | Management |
1.2 | | Elect Director Victor H. Fazio | | For | | For | | Management |
1.3 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.4 | | Elect Director Bruce S. Gordon | | For | | For | | Management |
1.5 | | Elect Director William H. Hernandez | | For | | For | | Management |
1.6 | | Elect Director Madeleine A. Kleiner | | For | | For | | Management |
1.7 | | Elect Director Karl J. Krapek | | For | | For | | Management |
1.8 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.9 | | Elect Director Gary Roughead | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1.11 | | Elect Director Kevin W. Sharer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
OMNICOM GROUP INC.
| | | | | | |
Ticker: | | OMC | | Security ID: | | 681919106 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Wren | | For | | For | | Management |
1.2 | | Elect Director Bruce Crawford | | For | | For | | Management |
1.3 | | Elect Director Alan R. Batkin | | For | | For | | Management |
1.4 | | Elect Director Mary C. Choksi | | For | | For | | Management |
1.5 | | Elect Director Robert Charles Clark | | For | | For | | Management |
1.6 | | Elect Director Leonard S. Coleman, Jr. | | For | | For | | Management |
1.7 | | Elect Director Errol M. Cook | | For | | For | | Management |
1.8 | | Elect Director Susan S. Denison | | For | | For | | Management |
1.9 | | Elect Director Michael A. Henning | | For | | For | | Management |
1.10 | | Elect Director John R. Murphy | | For | | For | | Management |
1.11 | | Elect Director John R. Purcell | | For | | For | | Management |
1.12 | | Elect Director Linda Johnson Rice | | For | | For | | Management |
1.13 | | Elect Director Gary L. Roubos | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
OSHKOSH CORPORATION
| | | | | | |
Ticker: | | OSK | | Security ID: | | 688239201 |
Meeting Date: | | FEB 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard M. Donnelly | | For | | For | | Management |
1.2 | | Elect Director Peter B. Hamilton | | For | | For | | Management |
1.3 | | Elect Director Kathleen J. Hempel | | For | | For | | Management |
1.4 | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1.5 | | Elect Director Stephen D. Newlin | | For | | For | | Management |
1.6 | | Elect Director Craig P. Omtvedt | | For | | For | | Management |
1.7 | | Elect Director Duncan J. Palmer | | For | | For | | Management |
1.8 | | Elect Director John S. Shiely | | For | | For | | Management |
1.9 | | Elect Director Richard G. Sim | | For | | For | | Management |
1.10 | | Elect Director Charles L. Szews | | For | | For | | Management |
1.11 | | Elect Director William S. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plan | | Against | | For | | Shareholder |
PARTNERRE LTD.
| | | | | | |
Ticker: | | PRE | | Security ID: | | G6852T105 |
Meeting Date: | | MAY 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judith Hanratty | | For | | For | | Management |
1.2 | | Elect Director Costas Miranthis | | For | | For | | Management |
1.3 | | Elect Director Remy Sautter | | For | | For | | Management |
1.4 | | Elect Director Egbert Willam | | For | | For | | Management |
2 | | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PENN NATIONAL GAMING, INC.
| | | | | | |
Ticker: | | PENN | | Security ID: | | 707569109 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter M. Carlino | | For | | Withhold | | Management |
1.2 | | Elect Director Harold Cramer | | For | | Withhold | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PENTAIR LTD.
| | | | | | |
Ticker: | | PNR | | Security ID: | | H6169Q108 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 30, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Glynis A. Bryan | | For | | For | | Management |
1b | | Elect Director Jerry W. Burris | | For | | For | | Management |
1c | | Elect Director Carol Anthony (John) Davidson | | For | | For | | Management |
1d | | Elect Director T. Michael Glenn | | For | | For | | Management |
1e | | Elect Director David H.Y. Ho | | For | | For | | Management |
1f | | Elect Director Randall J. Hogan | | For | | For | | Management |
1g | | Elect Director David A. Jones | | For | | For | | Management |
1h | | Elect Director Ronald L. Merriman | | For | | For | | Management |
1i | | Elect Director William T. Monahan | | For | | For | | Management |
1j | | Elect Director Billie Ida Williamson | | For | | For | | Management |
2 | | Elect Randall J. Hogan as Board Chairman | | For | | Against | | Management |
3a | | Appoint David A. Jones as Member of the Compensation Committee | | For | | For | | Management |
3b | | Appoint Glynis A. Bryan as Member of the Compensation Committee | | For | | For | | Management |
3c | | Appoint T. Michael Glenn as Member of the Compensation Committee | | For | | For | | Management |
3d | | Appoint William T. Monahan as Member of the Compensation Committee | | For | | For | | Management |
4 | | Designate Proxy Voting Services GmbH as Independent Proxy | | For | | For | | Management |
5 | | Accept Financial Statements and Statutory Reports | | For | | For | | Management |
6 | | Approve Discharge of Board and Senior Management | | For | | For | | Management |
7a | | Ratify Deloitte AG as Statutory Auditors | | For | | For | | Management |
7b | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Management |
7c | | Ratify PricewaterhouseCoopers as Special Auditors | | For | | For | | Management |
8a | | Approve the Appropriation of results for the year ended December 31, 2013 | | For | | For | | Management |
8b | | Approve Dividends | | For | | For | | Management |
9 | | Advisory Vote to Ratify Names Executive Officers’ Compensation | | For | | For | | Management |
10 | | Approve Renewal of the Authorized Share Capital of Pentair Ltd | | For | | Against | | Management |
PENTAIR LTD.
| | | | | | |
Ticker: | | PNR | | Security ID: | | H6169Q111 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Special |
Record Date: | | APR 30, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Change State of Incorporation [from Switzerland to Ireland] | | For | | For | | Management |
2 | | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association | | For | | For | | Management |
3 | | Approval to Create Distributable Reserves of Pentair-Ireland | | For | | For | | Management |
PFIZER INC.
| | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.3 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
1.4 | | Elect Director Helen H. Hobbs | | For | | For | | Management |
1.5 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.6 | | Elect Director James M. Kilts | | For | | For | | Management |
1.7 | | Elect Director George A. Lorch | | For | | For | | Management |
1.8 | | Elect Director Shantanu Narayen | | For | | For | | Management |
1.9 | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1.10 | | Elect Director Ian C. Read | | For | | For | | Management |
1.11 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.12 | | Elect Director Marc Tessier-Lavigne | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against | | Shareholder |
6 | | Review and Assess Membership of Lobbying Organizations | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
R. R. DONNELLEY & SONS COMPANY
| | | | | | |
Ticker: | | RRD | | Security ID: | | 257867101 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Quinlan, III | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Richard L. Crandall | | For | | For | | Management |
1.4 | | Elect Director Susan M. Gianinno | | For | | For | | Management |
1.5 | | Elect Director Judith H. Hamilton | | For | | For | | Management |
1.6 | | Elect Director Jeffrey M. Katz | | For | | For | | Management |
1.7 | | Elect Director Richard K. Palmer | | For | | For | | Management |
1.8 | | Elect Director John C. Pope | | For | | For | | Management |
1.9 | | Elect Director Michael T. Riordan | | For | | For | | Management |
1.10 | | Elect Director Oliver R. Sockwell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RAYTHEON COMPANY
| | | | | | |
Ticker: | | RTN | | Security ID: | | 755111507 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James E. Cartwright | | For | | For | | Management |
1b | | Elect Director Vernon E. Clark | | For | | For | | Management |
1c | | Elect Director Stephen J. Hadley | | For | | For | | Management |
1d | | Elect Director Thomas A. Kennedy | | For | | For | | Management |
1e | | Elect Director George R. Oliver | | For | | For | | Management |
1f | | Elect Director Michael C. Ruettgers | | For | | For | | Management |
1g | | Elect Director Ronald L. Skates | | For | | For | | Management |
1h | | Elect Director William R. Spivey | | For | | For | | Management |
1i | | Elect Director Linda G. Stuntz | | For | | Against | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
REGAL ENTERTAINMENT GROUP
| | | | | | |
Ticker: | | RGC | | Security ID: | | 758766109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen A. Kaplan | | For | | For | | Management |
1.2 | | Elect Director Jack Tyrrell | | For | | For | | Management |
1.3 | | Elect Director Nestor R. Weigand Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
REINSURANCE GROUP OF AMERICA, INCORPORATED
| | | | | | |
Ticker: | | RGA | | Security ID: | | 759351604 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christine R. Detrick | | For | | For | | Management |
1.2 | | Elect Director Joyce A. Phillips | | For | | For | | Management |
1.3 | | Elect Director Arnoud W.A. Boot | | For | | For | | Management |
1.4 | | Elect Director John F. Danahy | | For | | For | | Management |
1.5 | | Elect Director J. Cliff Eason | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RESMED INC.
| | | | | | |
Ticker: | | RMD | | Security ID: | | 761152107 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol Burt | | For | | For | | Management |
1b | | Elect Director Richard Sulpizio | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ROCK-TENN COMPANY
| | | | | | |
Ticker: | | RKT | | Security ID: | | 772739207 |
Meeting Date: | | JAN 31, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jenny A. Hourihan | | For | | For | | Management |
1.2 | | Elect Director Steven C. Voorhees | | For | | For | | Management |
1.3 | | Elect Director J. Powell Brown | | For | | Withhold | | Management |
1.4 | | Elect Director Robert M. Chapman | | For | | For | | Management |
1.5 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.6 | | Elect Director Russell M. Currey | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
SANDRIDGE ENERGY, INC.
| | | | | | |
Ticker: | | SD | | Security ID: | | 80007P307 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen C. Beasley | | For | | For | | Management |
1.2 | | Elect Director James D. Bennett | | For | | For | | Management |
1.3 | | Elect Director Edward W. Moneypenny | | For | | For | | Management |
1.4 | | Elect Director Roy T. Oliver, Jr. | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
SILGAN HOLDINGS INC.
| | | | | | |
Ticker: | | SLGN | | Security ID: | | 827048109 |
Meeting Date: | | MAY 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. Greg Horrigan | | For | | Withhold | | Management |
1.2 | | Elect Director John W. Alden | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
STARZ
| | | | | | |
Ticker: | | STRZA | | Security ID: | | 85571Q102 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher P. Albrecht | | For | | For | | Management |
1.2 | | Elect Director Daniel E. Sanchez | | For | | For | | Management |
1.3 | | Elect Director Robert S. Wiesenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
SYMANTEC CORPORATION
| | | | | | |
Ticker: | | SYMC | | Security ID: | | 871503108 |
Meeting Date: | | OCT 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen M. Bennett | | For | | For | | Management |
1b | | Elect Director Michael A. Brown | | For | | For | | Management |
1c | | Elect Director Frank E. Dangeard | | For | | For | | Management |
1d | | Elect Director Geraldine B. Laybourne | | For | | For | | Management |
1e | | Elect Director David L. Mahoney | | For | | For | | Management |
1f | | Elect Director Robert S. Miller | | For | | For | | Management |
1g | | Elect Director Anita M. Sands | | For | | For | | Management |
1h | | Elect Director Daniel H. Schulman | | For | | For | | Management |
1i | | Elect Director V. Paul Unruh | | For | | For | | Management |
1j | | Elect Director Suzanne M. Vautrinot | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
TECH DATA CORPORATION
| | | | | | |
Ticker: | | TECD | | Security ID: | | 878237106 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Declassify the Board of Directors | | For | | For | | Management |
2a | | Elect Director Charles E. Adair | | For | | For | | Management |
2b | | Elect Director Harry J. Harczak, Jr. | | For | | For | | Management |
2c | | Elect Director Patrick G. Sayer | | For | | Against | | Management |
2d | | Elect Director Robert M. Dutkowsky | | For | | For | | Management |
2e | | Elect Director Jeffery P. Howells | | For | | For | | Management |
2f | | Elect Director Savio W. Tung | | For | | Against | | Management |
2g | | Elect Director David M. Upton | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
THE BOEING COMPANY
| | | | | | |
Ticker: | | BA | | Security ID: | | 097023105 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Calhoun | | For | | For | | Management |
1b | | Elect Director Arthur D. Collins, Jr. | | For | | For | | Management |
1c | | Elect Director Linda Z. Cook | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For | | Management |
1f | | Elect Director Lawrence W. Kellner | | For | | For | | Management |
1g | | Elect Director Edward M. Liddy | | For | | For | | Management |
1h | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1i | | Elect Director Susan C. Schwab | | For | | For | | Management |
1j | | Elect Director Ronald A. Williams | | For | | For | | Management |
1k | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
THE GAP, INC.
| | | | | | |
Ticker: | | GPS | | Security ID: | | 364760108 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Domenico De Sole | | For | | For | | Management |
1b | | Elect Director Robert J. Fisher | | For | | Against | | Management |
1c | | Elect Director William S. Fisher | | For | | For | | Management |
1d | | Elect Director Isabella D. Goren | | For | | For | | Management |
1e | | Elect Director Bob L. Martin | | For | | For | | Management |
1f | | Elect Director Jorge P. Montoya | | For | | For | | Management |
1g | | Elect Director Glenn K. Murphy | | For | | For | | Management |
1h | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1i | | Elect Director Katherine Tsang | | For | | For | | Management |
1j | | Elect Director Padmasree Warrior | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
Ticker: | | GS | | Security ID: | | 38141G104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lloyd C. Blankfein | | For | | For | | Management |
1b | | Elect Director M. Michele Burns | | For | | For | | Management |
1c | | Elect Director Gary D. Cohn | | For | | For | | Management |
1d | | Elect Director Claes Dahlback | | For | | For | | Management |
1e | | Elect Director William W. George | | For | | For | | Management |
1f | | Elect Director James A. Johnson | | For | | For | | Management |
1g | | Elect Director Lakshmi N. Mittal | | For | | For | | Management |
1h | | Elect Director Adebayo O. Ogunlesi | | For | | For | | Management |
1i | | Elect Director Peter Oppenheimer | | For | | For | | Management |
1j | | Elect Director James J. Schiro | | For | | For | | Management |
1k | | Elect Director Debora L. Spar | | For | | For | | Management |
1l | | Elect Director Mark E. Tucker | | For | | For | | Management |
1m | | Elect Director David A. Viniar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
| | | | | | |
Ticker: | | IPG | | Security ID: | | 460690100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jocelyn Carter-Miller | | For | | For | | Management |
1.2 | | Elect Director Jill M. Considine | | For | | For | | Management |
1.3 | | Elect Director Richard A. Goldstein | | For | | For | | Management |
1.4 | | Elect Director H. John Greeniaus | | For | | For | | Management |
1.5 | | Elect Director Mary J. Steele Guilfoile | | For | | For | | Management |
1.6 | | Elect Director Dawn Hudson | | For | | For | | Management |
1.7 | | Elect Director William T. Kerr | | For | | For | | Management |
1.8 | | Elect Director Michael I. Roth | | For | | For | | Management |
1.9 | | Elect Director David M. Thomas | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
THE PNC FINANCIAL SERVICES GROUP, INC.
| | | | | | |
Ticker: | | PNC | | Security ID: | | 693475105 |
Meeting Date: | | APR 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard O. Berndt | | For | | For | | Management |
1.2 | | Elect Director Charles E. Bunch | | For | | For | | Management |
1.3 | | Elect Director Paul W. Chellgren | | For | | For | | Management |
1.4 | | Elect Director William S. Demchak | | For | | For | | Management |
1.5 | | Elect Director Andrew T. Feldstein | | For | | For | | Management |
1.6 | | Elect Director Kay Coles James | | For | | For | | Management |
1.7 | | Elect Director Richard B. Kelson | | For | | For | | Management |
1.8 | | Elect Director Anthony A. Massaro | | For | | For | | Management |
1.9 | | Elect Director Jane G. Pepper | | For | | For | | Management |
1.10 | | Elect Director Donald J. Shepard | | For | | For | | Management |
1.11 | | Elect Director Lorene K. Steffes | | For | | For | | Management |
1.12 | | Elect Director Dennis F. Strigl | | For | | For | | Management |
1.13 | | Elect Director Thomas J. Usher | | For | | For | | Management |
1.14 | | Elect Director George H. Walls, Jr. | | For | | For | | Management |
1.15 | | Elect Director Helge H. Wehmeier | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Climate Change Financing Risk | | Against | | For | | Shareholder |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Ticker: | | PG | | Security ID: | | 742718109 |
Meeting Date: | | OCT 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Angela F. Braly | | For | | For | | Management |
1b | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1c | | Elect Director Scott D. Cook | | For | | For | | Management |
1d | | Elect Director Susan Desmond-Hellmann | | For | | For | | Management |
1e | | Elect Director A.G. Lafley | | For | | For | | Management |
1f | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1g | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1h | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1i | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
1j | | Elect Director Patricia A. Woertz | | For | | For | | Management |
1k | | Elect Director Ernesto Zedillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
TIME WARNER CABLE INC.
| | | | | | |
Ticker: | | TWC | | Security ID: | | 88732J207 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carole Black | | For | | For | | Management |
1b | | Elect Director Glenn A. Britt | | For | | For | | Management |
1c | | Elect Director Thomas H. Castro | | For | | For | | Management |
1d | | Elect Director David C. Chang | | For | | For | | Management |
1e | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1f | | Elect Director Peter R. Haje | | For | | Against | | Management |
1g | | Elect Director Donna A. James | | For | | For | | Management |
1h | | Elect Director Don Logan | | For | | For | | Management |
1i | | Elect Director Robert D. Marcus | | For | | For | | Management |
1j | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1k | | Elect Director Wayne H. Pace | | For | | For | | Management |
1l | | Elect Director Edward D. Shirley | | For | | For | | Management |
1m | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Directo Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
UNUM GROUP
| | | | | | |
Ticker: | | UNM | | Security ID: | | 91529Y106 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Timothy F. Keaney | | For | | For | | Management |
1.2 | | Elect Director Gloria C. Larson | | For | | For | | Management |
1.3 | | Elect Director William J. Ryan | | For | | For | | Management |
1.4 | | Elect Director Thomas R. Watjen | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
URS CORPORATION
| | | | | | |
Ticker: | | URS | | Security ID: | | 903236107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Diane C. Creel | | For | | For | | Management |
1b | | Elect Director Mickey P. Foret | | For | | For | | Management |
1c | | Elect Director William H. Frist | | For | | For | | Management |
1d | | Elect Director Lydia H. Kennard | | For | | For | | Management |
1e | | Elect Director Martin M. Koffel | | For | | For | | Management |
1f | | Elect Director Timothy R. McLevish | | For | | For | | Management |
1g | | Elect Director Joseph W. Ralston | | For | | For | | Management |
1h | | Elect Director John D. Roach | | For | | For | | Management |
1i | | Elect Director William H. Schumann, III | | For | | For | | Management |
1j | | Elect Director David N. Siegel | | For | | For | | Management |
1k | | Elect Director Douglas W. Stotlar | | For | | For | | Management |
1l | | Elect Director V. Paul Unruh | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
VALERO ENERGY CORPORATION
| | | | | | |
Ticker: | | VLO | | Security ID: | | 91913Y100 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jerry D. Choate | | For | | For | | Management |
1b | | Elect Director Joseph W. Gorder | | For | | For | | Management |
1c | | Elect Director William R. Klesse | | For | | For | | Management |
1d | | Elect Director Deborah P. Majoras | | For | | For | | Management |
1e | | Elect Director Donald L. Nickles | | For | | For | | Management |
1f | | Elect Director Philip J. Pfeiffer | | For | | For | | Management |
1g | | Elect Director Robert A. Profusek | | For | | For | | Management |
1h | | Elect Director Susan Kaufman Purcell | | For | | For | | Management |
1i | | Elect Director Stephen M. Waters | | For | | For | | Management |
1j | | Elect Director Randall J. Weisenburger | | For | | For | | Management |
1k | | Elect Director Rayford Wilkins, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
VERISIGN, INC.
| | | | | | |
Ticker: | | VRSN | | Security ID: | | 92343E102 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. James Bidzos | | For | | For | | Management |
1.2 | | Elect Director William L. Chenevich | | For | | For | | Management |
1.3 | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1.4 | | Elect Director Roger H. Moore | | For | | For | | Management |
1.5 | | Elect Director John D. Roach | | For | | For | | Management |
1.6 | | Elect Director Louis A. Simpson | | For | | For | | Management |
1.7 | | Elect Director Timothy Tomlinson | | For | | For | | Management |
2 | | Provide Right to Call Special Meeting | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Special |
Record Date: | | DEC 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shellye L. Archambeau | | For | | For | | Management |
1.2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
1.3 | | Elect Director Melanie L. Healey | | For | | For | | Management |
1.4 | | Elect Director M. Frances Keeth | | For | | For | | Management |
1.5 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.6 | | Elect Director Lowell C. McAdam | | For | | For | | Management |
1.7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.8 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
1.9 | | Elect Director Rodney E. Slater | | For | | For | | Management |
1.10 | | Elect Director Kathryn A. Tesija | | For | | For | | Management |
1.11 | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Report on Net Neutrality | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
10 | | Approve Proxy Voting Authority | | Against | | Against | | Shareholder |
VISTEON CORPORATION
| | | | | | |
Ticker: | | VC | | Security ID: | | 92839U206 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 15, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Duncan H. Cocroft | | For | | For | | Management |
1b | | Elect Director Jeffrey D. Jones | | For | | For | | Management |
1c | | Elect Director Timothy D. Leuliette | | For | | For | | Management |
1d | | Elect Director Robert J. Manzo | | For | | For | | Management |
1e | | Elect Director Francis M. Scricco | | For | | For | | Management |
1f | | Elect Director David L. Treadwell | | For | | For | | Management |
1g | | Elect Director Harry J. Wilson | | For | | For | | Management |
1h | | Elect Director Kam Ho George Yuen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
WADDELL & REED FINANCIAL, INC.
| | | | | | |
Ticker: | | WDR | | Security ID: | | 930059100 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sharilyn S. Gasaway | | For | | For | | Management |
1.2 | | Elect Director Alan W. Kosloff | | For | | For | | Management |
1.3 | | Elect Director Jerry W. Walton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WELLPOINT, INC.
| | | | | | |
Ticker: | | WLP | | Security ID: | | 94973V107 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.2 | | Elect Director Robert L. Dixon, Jr. | | For | | For | | Management |
1.3 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.4 | | Elect Director William J. Ryan | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prohibit Political Spending | | Against | | Against | | Shareholder |
WELLS FARGO & COMPANY
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Baker, II | | For | | For | | Management |
1b | | Elect Director Elaine L. Chao | | For | | For | | Management |
1c | | Elect Director John S. Chen | | For | | For | | Management |
1d | | Elect Director Lloyd H. Dean | | For | | For | | Management |
1e | | Elect Director Susan E. Engel | | For | | For | | Management |
1f | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1g | | Elect Director Donald M. James | | For | | For | | Management |
1h | | Elect Director Cynthia H. Milligan | | For | | For | | Management |
1i | | Elect Director Federico F. Pena | | For | | For | | Management |
1j | | Elect Director James H. Quigley | | For | | For | | Management |
1k | | Elect Director Judith M. Runstad | | For | | For | | Management |
1l | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1m | | Elect Director John G. Stumpf | | For | | For | | Management |
1n | | Elect Director Susan G. Swenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
5 | | Review Fair Housing and Fair Lending Compliance | | Against | | For | | Shareholder |
WESCO INTERNATIONAL, INC.
| | | | | | |
Ticker: | | WCC | | Security ID: | | 95082P105 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John K. Morgan | | For | | For | | Management |
1.2 | | Elect Director James L. Singleton | | For | | For | | Management |
1.3 | | Elect Director Bobby J. Griffin | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director Henry T. DeNero | | For | | For | | Management |
1c | | Elect Director William L. Kimsey | | For | | For | | Management |
1d | | Elect Director Michael D. Lambert | | For | | For | | Management |
1e | | Elect Director Len J. Lauer | | For | | For | | Management |
1f | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1g | | Elect Director Stephen D. Milligan | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1j | | Elect Director Arif Shakeel | | For | | For | | Management |
1k | | Elect Director Akio Yamamoto | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WHIRLPOOL CORPORATION
| | | | | | |
Ticker: | | WHR | | Security ID: | | 963320106 |
Meeting Date: | | APR 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel R. Allen | | For | | For | | Management |
1b | | Elect Director Gary T. DiCamillo | | For | | For | | Management |
1c | | Elect Director Diane M. Dietz | | For | | For | | Management |
1d | | Elect Director Geraldine T. Elliott | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Michael F. Johnston | | For | | For | | Management |
1g | | Elect Director William T. Kerr | | For | | For | | Management |
1h | | Elect Director John D. Liu | | For | | For | | Management |
1i | | Elect Director Harish Manwani | | For | | For | | Management |
1j | | Elect Director William D. Perez | | For | | For | | Management |
1k | | Elect Director Michael A. Todman | | For | | For | | Management |
1l | | Elect Director Michael D. White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
WINDSTREAM HOLDINGS, INC.
| | | | | | |
Ticker: | | WIN | | Security ID: | | 97382A101 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol B. Armitage | | For | | Against | | Management |
1b | | Elect Director Samuel E. Beall, III | | For | | For | | Management |
1c | | Elect Director Dennis E. Foster | | For | | For | | Management |
1d | | Elect Director Francis X. (‘Skip’) Frantz | | For | | For | | Management |
1e | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1f | | Elect Director Jeffrey T. Hinson | | For | | For | | Management |
1g | | Elect Director Judy K. Jones | | For | | For | | Management |
1h | | Elect Director William A. Montgomery | | For | | For | | Management |
1i | | Elect Director Alan L. Wells | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | | For | | Against | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
WYNN RESORTS, LIMITED
| | | | | | |
Ticker: | | WYNN | | Security ID: | | 983134107 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Miller | | For | | For | | Management |
1.2 | | Elect Director D. Boone Wayson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Board Qualifications | | For | | Against | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
XEROX CORPORATION
| | | | | | |
Ticker: | | XRX | | Security ID: | | 984121103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Richard J. Harrington | | For | | For | | Management |
1.4 | | Elect Director William Curt Hunter | | For | | For | | Management |
1.5 | | Elect Director Robert J. Keegan | | For | | For | | Management |
1.6 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.7 | | Elect Director Charles Prince | | For | | For | | Management |
1.8 | | Elect Director Ann N. Reese | | For | | For | | Management |
1.9 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
================================ Nuveen Large Cap Growth Fund ==============================
AECOM TECHNOLOGY CORPORATION
| | | | | | |
Ticker: | | ACM | | Security ID: | | 00766T100 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael S. Burke | | For | | For | | Management |
1.2 | | Elect Director David W. Joos | | For | | For | | Management |
1.3 | | Elect Director Robert J. Routs | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
ALEXION PHARMACEUTICALS, INC.
| | | | | | |
Ticker: | | ALXN | | Security ID: | | 015351109 |
Meeting Date: | | MAY 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leonard Bell | | For | | For | | Management |
1.2 | | Elect Director Max Link | | For | | For | | Management |
1.3 | | Elect Director William R. Keller | | For | | For | | Management |
1.4 | | Elect Director John T. Mollen | | For | | For | | Management |
1.5 | | Elect Director R. Douglas Norby | | For | | For | | Management |
1.6 | | Elect Director Alvin S. Parven | | For | | For | | Management |
1.7 | | Elect Director Andreas Rummelt | | For | | For | | Management |
1.8 | | Elect Director Ann M. Veneman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | Against | | For | | Shareholder |
ALTRIA GROUP, INC.
| | | | | | |
Ticker: | | MO | | Security ID: | | 02209S103 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Gerald L. Baliles | | For | | For | | Management |
1.2 | | Elect Director Martin J. Barrington | | For | | For | | Management |
1.3 | | Elect Director John T. Casteen, III | | For | | For | | Management |
1.4 | | Elect Director Dinyar S. Devitre | | For | | For | | Management |
1.5 | | Elect Director Thomas F. Farrell, II | | For | | For | | Management |
1.6 | | Elect Director Thomas W. Jones | | For | | For | | Management |
1.7 | | Elect Director Debra J. Kelly-Ennis | | For | | For | | Management |
1.8 | | Elect Director W. Leo Kiely, III | | For | | For | | Management |
1.9 | | Elect Director Kathryn B. McQuade | | For | | For | | Management |
1.10 | | Elect Director George Munoz | | For | | For | | Management |
1.11 | | Elect Director Nabil Y. Sakkab | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
AMERICAN EXPRESS COMPANY
| | | | | | |
Ticker: | | AXP | | Security ID: | | 025816109 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1b | | Elect Director Ursula M. Burns | | For | | For | | Management |
1c | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1d | | Elect Director Peter Chernin | | For | | For | | Management |
1e | | Elect Director Anne Lauvergeon | | For | | For | | Management |
1f | | Elect Director Theodore J. Leonsis | | For | | For | | Management |
1g | | Elect Director Richard C. Levin | | For | | For | | Management |
1h | | Elect Director Richard A. McGinn | | For | | For | | Management |
1i | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1j | | Elect Director Steven S Reinemund | | For | | For | | Management |
1k | | Elect Director Daniel L. Vasella | | For | | For | | Management |
1l | | Elect Director Robert D. Walter | | For | | For | | Management |
1m | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prepare Employment Diversity Report | | Against | | For | | Shareholder |
5 | | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
AMERIPRISE FINANCIAL, INC.
| | | | | | |
Ticker: | | AMP | | Security ID: | | 03076C106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James M. Cracchiolo | | For | | For | | Management |
1b | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1c | | Elect Director Amy DiGeso | | For | | For | | Management |
1d | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1e | | Elect Director W. Walker Lewis | | For | | For | | Management |
1f | | Elect Director Siri S. Marshall | | For | | For | | Management |
1g | | Elect Director Jeffrey Noddle | | For | | For | | Management |
1h | | Elect Director H. Jay Sarles | | For | | For | | Management |
1i | | Elect Director Robert F. Sharpe, Jr. | | For | | For | | Management |
1j | | Elect Director William H. Turner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
AMERISOURCEBERGEN CORPORATION
| | | | | | |
Ticker: | | ABC | | Security ID: | | 03073E105 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Steven H. Collis | | For | | For | | Management |
1.2 | | Elect Director Douglas R. Conant | | For | | For | | Management |
1.3 | | Elect Director Richard W. Gochnauer | | For | | For | | Management |
1.4 | | Elect Director Richard C. Gozon | | For | | For | | Management |
1.5 | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1.6 | | Elect Director Edward E. Hagenlocker | | For | | For | | Management |
1.7 | | Elect Director Jane E. Henney | | For | | For | | Management |
1.8 | | Elect Director Kathleen W. Hyle | | For | | For | | Management |
1.9 | | Elect Director Michael J. Long | | For | | For | | Management |
1.10 | | Elect Director Henry W. McGee | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
AMGEN INC.
| | | | | | |
Ticker: | | AMGN | | Security ID: | | 031162100 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David Baltimore | | For | | For | | Management |
1.2 | | Elect Director Frank J. Biondi, Jr. | | For | | For | | Management |
1.3 | | Elect Director Robert A. Bradway | | For | | For | | Management |
1.4 | | Elect Director Francois de Carbonnel | | For | | For | | Management |
1.5 | | Elect Director Vance D. Coffman | | For | | For | | Management |
1.6 | | Elect Director Robert A. Eckert | | For | | For | | Management |
1.7 | | Elect Director Greg C. Garland | | For | | For | | Management |
1.8 | | Elect Director Rebecca M. Henderson | | For | | For | | Management |
1.9 | | Elect Director Frank C. Herringer | | For | | For | | Management |
1.10 | | Elect Director Tyler Jacks | | For | | For | | Management |
1.11 | | Elect Director Judith C. Pelham | | For | | For | | Management |
1.12 | | Elect Director Ronald D. Sugar | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
APPLE INC.
| | | | | | |
Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Campbell | | For | | For | | Management |
1.2 | | Elect Director Timothy Cook | | For | | For | | Management |
1.3 | | Elect Director Millard Drexler | | For | | For | | Management |
1.4 | | Elect Director Al Gore | | For | | For | | Management |
1.5 | | Elect Director Robert Iger | | For | | For | | Management |
1.6 | | Elect Director Andrea Jung | | For | | For | | Management |
1.7 | | Elect Director Arthur Levinson | | For | | For | | Management |
1.8 | | Elect Director Ronald Sugar | | For | | For | | Management |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
3 | | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | | For | | For | | Management |
4 | | Establish a Par Value for Common Stock | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
9 | | Report on Trade Associations and Organizations that Promote Sustainability Practices | | Against | | Against | | Shareholder |
10 | | Advisory Vote to Increase Capital Repurchase Program | | Against | | Against | | Shareholder |
11 | | Proxy Access | | Against | | Against | | Shareholder |
AVERY DENNISON CORPORATION
| | | | | | |
Ticker: | | AVY | | Security ID: | | 053611109 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bradley A. Alford | | For | | For | | Management |
1b | | Elect Director Anthony K. Anderson | | For | | For | | Management |
1c | | Elect Director Peter K. Barker | | For | | For | | Management |
1d | | Elect Director Rolf L. Borjesson | | For | | For | | Management |
1e | | Elect Director Ken C. Hicks | | For | | For | | Management |
1f | | Elect Director Charles H. Noski | | For | | For | | Management |
1g | | Elect Director David E. I. Pyott | | For | | For | | Management |
1h | | Elect Director Dean A. Scarborough | | For | | For | | Management |
1i | | Elect Director Patrick T. Siewert | | For | | For | | Management |
1j | | Elect Director Julia A. Stewart | | For | | For | | Management |
1k | | Elect Director Martha N. Sullivan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
BALL CORPORATION
| | | | | | |
Ticker: | | BLL | | Security ID: | | 058498106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John A. Hayes | | For | | Withhold | | Management |
1.2 | | Elect Director George M. Smart | | For | | Withhold | | Management |
1.3 | | Elect Director Theodore M. Solso | | For | | Withhold | | Management |
1.4 | | Elect Director Stuart A. Taylor, II | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
BALLY TECHNOLOGIES, INC.
| | | | | | |
Ticker: | | BYI | | Security ID: | | 05874B107 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 07, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard Haddrill | | For | | For | | Management |
1.2 | | Elect Director Josephine Linden | | For | | For | | Management |
1.3 | | Elect Director Ramesh Srinivasan | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
BECTON, DICKINSON AND COMPANY
| | | | | | |
Ticker: | | BDX | | Security ID: | | 075887109 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Basil L. Anderson | | For | | For | | Management |
1.2 | | Elect Director Henry P. Becton, Jr. | | For | | For | | Management |
1.3 | | Elect Director Catherine M. Burzik | | For | | For | | Management |
1.4 | | Elect Director Edward F. DeGraan | | For | | For | | Management |
1.5 | | Elect Director Vincent A. Forlenza | | For | | For | | Management |
1.6 | | Elect Director Claire M. Fraser | | For | | For | | Management |
1.7 | | Elect Director Christopher Jones | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Gary A. Mecklenburg | | For | | For | | Management |
1.10 | | Elect Director James F. Orr | | For | | For | | Management |
1.11 | | Elect Director Willard J. Overlock, Jr. | | For | | For | | Management |
1.12 | | Elect Director Rebecca W. Rimel | | For | | For | | Management |
1.13 | | Elect Director Bertram L. Scott | | For | | For | | Management |
1.14 | | Elect Director Alfred Sommer | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lisa M. Caputo | | For | | For | | Management |
1b | | Elect Director Russell P. Fradin | | For | | For | | Management |
1c | | Elect Director Kathy J. Higgins Victor | | For | | For | | Management |
1d | | Elect Director Hubert Joly | | For | | For | | Management |
1e | | Elect Director David W. Kenny | | For | | For | | Management |
1f | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For | | Management |
1g | | Elect Director Gerard R. Vittecoq | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
BRINKER INTERNATIONAL, INC.
| | | | | | |
Ticker: | | EAT | | Security ID: | | 109641100 |
Meeting Date: | | NOV 07, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Joseph M. DePinto | | For | | For | | Management |
1.2 | | Elect Director Harriet Edelman | | For | | For | | Management |
1.3 | | Elect Director Michael A. George | | For | | For | | Management |
1.4 | | Elect Director William T. Giles | | For | | For | | Management |
1.5 | | Elect Director Gerardo I. Lopez | | For | | For | | Management |
1.6 | | Elect Director Jon L. Luther | | For | | For | | Management |
1.7 | | Elect Director John W. Mims | | For | | For | | Management |
1.8 | | Elect Director George R. Mrkonic | | For | | For | | Management |
1.9 | | Elect Director Rosendo G. Parra | | For | | For | | Management |
1.10 | | Elect Director Wyman T. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
| | | | | | |
Ticker: | | BR | | Security ID: | | 11133T103 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Leslie A. Brun | | For | | For | | Management |
1b | | Elect Director Richard J. Daly | | For | | For | | Management |
1c | | Elect Director Robert N. Duelks | | For | | For | | Management |
1d | | Elect Director Richard J. Haviland | | For | | For | | Management |
1e | | Elect Director Sandra S. Jaffee | | For | | For | | Management |
1f | | Elect Director Stuart R. Levine | | For | | For | | Management |
1g | | Elect Director Maura A. Markus | | For | | For | | Management |
1h | | Elect Director Thomas J. Perna | | For | | For | | Management |
1i | | Elect Director Alan J. Weber | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
C. R. BARD, INC.
| | | | | | |
Ticker: | | BCR | | Security ID: | | 067383109 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David M. Barrett | | For | | For | | Management |
1.2 | | Elect Director John C. Kelly | | For | | For | | Management |
1.3 | | Elect Director David F. Melcher | | For | | For | | Management |
1.4 | | Elect Director Gail K. Naughton | | For | | For | | Management |
1.5 | | Elect Director John H. Weiland | | For | | For | | Management |
1.6 | | Elect Director Anthony Welters | | For | | For | | Management |
1.7 | | Elect Director Tony L. White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Report on Sustainability | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
CBOE HOLDINGS, INC.
| | | | | | |
Ticker: | | CBOE | | Security ID: | | 12503M108 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William J. Brodsky | | For | | For | | Management |
1.2 | | Elect Director James R. Boris | | For | | For | | Management |
1.3 | | Elect Director Frank E. English, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edward J. Fitzpatrick | | For | | For | | Management |
1.5 | | Elect Director Janet P. Froetscher | | For | | For | | Management |
1.6 | | Elect Director Jill R. Goodman | | For | | For | | Management |
1.7 | | Elect Director R. Eden Martin | | For | | For | | Management |
1.8 | | Elect Director Roderick A. Palmore | | For | | For | | Management |
1.9 | | Elect Director Susan M. Phillips | | For | | For | | Management |
1.10 | | Elect Director Samuel K. Skinner | | For | | For | | Management |
1.11 | | Elect Director Carole E. Stone | | For | | For | | Management |
1.12 | | Elect Director Eugene S. Sunshine | | For | | For | | Management |
1.13 | | Elect Director Edward T. Tilly | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
CELGENE CORPORATION
| | | | | | |
Ticker: | | CELG | | Security ID: | | 151020104 |
Meeting Date: | | JUN 18, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Hugin | | For | | For | | Management |
1.2 | | Elect Director Richard W. Barker | | For | | For | | Management |
1.3 | | Elect Director Michael D. Casey | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Rodman L. Drake | | For | | For | | Management |
1.6 | | Elect Director Michael A. Friedman | | For | | For | | Management |
1.7 | | Elect Director Gilla Kaplan | | For | | For | | Management |
1.8 | | Elect Director James J. Loughlin | | For | | For | | Management |
1.9 | | Elect Director Ernest Mario | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Increase Authorized Common Stock and Approve Stock Split | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
COMCAST CORPORATION
| | | | | | |
Ticker: | | CMCSA | | Security ID: | | 20030N101 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kenneth J. Bacon | | For | | For | | Management |
1.2 | | Elect Director Sheldon M. Bonovitz | | For | | For | | Management |
1.3 | | Elect Director Edward D. Breen | | For | | For | | Management |
1.4 | | Elect Director Joseph J. Collins | | For | | For | | Management |
1.5 | | Elect Director J. Michael Cook | | For | | For | | Management |
1.6 | | Elect Director Gerald L. Hassell | | For | | For | | Management |
1.7 | | Elect Director Jeffrey A. Honickman | | For | | For | | Management |
1.8 | | Elect Director Eduardo G. Mestre | | For | | For | | Management |
1.9 | | Elect Director Brian L. Roberts | | For | | For | | Management |
1.10 | | Elect Director Ralph J. Roberts | | For | | For | | Management |
1.11 | | Elect Director Johnathan A. Rodgers | | For | | For | | Management |
1.12 | | Elect Director Judith Rodin | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O’Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DELTA AIR LINES, INC.
| | | | | | |
Ticker: | | DAL | | Security ID: | | 247361702 |
Meeting Date: | | JUN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Anderson | | For | | For | | Management |
1b | | Elect Director Edward H. Bastian | | For | | For | | Management |
1c | | Elect Director Roy J. Bostock | | For | | For | | Management |
1d | | Elect Director John S. Brinzo | | For | | For | | Management |
1e | | Elect Director Daniel A. Carp | | For | | For | | Management |
1f | | Elect Director David G. DeWalt | | For | | For | | Management |
1g | | Elect Director William H. Easter, III | | For | | For | | Management |
1h | | Elect Director Mickey P. Foret | | For | | For | | Management |
1i | | Elect Director Shirley C. Franklin | | For | | For | | Management |
1j | | Elect Director David R. Goode | | For | | For | | Management |
1k | | Elect Director George N. Mattson | | For | | For | | Management |
1l | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1m | | Elect Director Kenneth C. Rogers | | For | | For | | Management |
1n | | Elect Director Kenneth B. Woodrow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Increase in Size of Board | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DILLARD’S, INC.
| | | | | | |
Ticker: | | DDS | | Security ID: | | 254067101 |
Meeting Date: | | MAY 17, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Frank R. Mori | | For | | For | | Management |
1b | | Elect Director Reynie Rutledge | | For | | For | | Management |
1c | | Elect Director J.C. Watts, Jr. | | For | | For | | Management |
1d | | Elect Director Nick White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Anthony Vinciquerra | | For | | For | | Management |
1l | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DOMINO’S PIZZA, INC.
| | | | | | |
Ticker: | | DPZ | | Security ID: | | 25754A201 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew B. Balson | | For | | Withhold | | Management |
1.2 | | Elect Director Vernon ‘Bud’ O. Hamilton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOVER CORPORATION
| | | | | | |
Ticker: | | DOV | | Security ID: | | 260003108 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert W. Cremin | | For | | For | | Management |
1b | | Elect Director Jean-Pierre M. Ergas | | For | | For | | Management |
1c | | Elect Director Peter T. Francis | | For | | For | | Management |
1d | | Elect Director Kristiane C. Graham | | For | | For | | Management |
1e | | Elect Director Michael F. Johnston | | For | | For | | Management |
1f | | Elect Director Robert A. Livingston | | For | | For | | Management |
1g | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1h | | Elect Director Bernard G. Rethore | | For | | For | | Management |
1i | | Elect Director Michael B. Stubbs | | For | | For | | Management |
1j | | Elect Director Stephen M. Todd | | For | | For | | Management |
1k | | Elect Director Stephen K. Wagner | | For | | For | | Management |
1l | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
8 | | Provide Right to Call Special Meeting | | For | | For | | Management |
DR PEPPER SNAPPLE GROUP, INC.
| | | | | | |
Ticker: | | DPS | | Security ID: | | 26138E109 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John L. Adams | | For | | For | | Management |
1.2 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.3 | | Elect Director Ronald G. Rogers | | For | | For | | Management |
1.4 | | Elect Director Wayne R. Sanders | | For | | For | | Management |
1.5 | | Elect Director Jack L. Stahl | | For | | For | | Management |
1.6 | | Elect Director Larry D. Young | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Comprehensive Recycling Strategy for Beverage Containers | | Against | | For | | Shareholder |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
EXPEDIA, INC.
| | | | | | |
Ticker: | | EXPE | | Security ID: | | 30212P303 |
Meeting Date: | | JUN 17, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director A. George ‘Skip’ Battle | | For | | For | | Management |
1.2 | | Elect Director Pamela L. Coe | | For | | Withhold | | Management |
1.3 | | Elect Director Barry Diller | | For | | Withhold | | Management |
1.4 | | Elect Director Jonathan L. Dolgen | | For | | For | | Management |
1.5 | | Elect Director Craig A. Jacobson | | For | | For | | Management |
1.6 | | Elect Director Victor A. Kaufman | | For | | Withhold | | Management |
1.7 | | Elect Director Peter M. Kern | | For | | For | | Management |
1.8 | | Elect Director Dara Khosrowshahi | | For | | Withhold | | Management |
1.9 | | Elect Director John C. Malone | | For | | Withhold | | Management |
1.10 | | Elect Director Jose A. Tazon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
FLUOR CORPORATION
| | | | | | |
Ticker: | | FLR | | Security ID: | | 343412102 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1A | | Elect Director Peter K. Barker | | For | | For | | Management |
1B | | Elect Director Alan M. Bennett | | For | | For | | Management |
1C | | Elect Director Rosemary T. Berkery | | For | | For | | Management |
1D | | Elect Director Peter J. Fluor | | For | | For | | Management |
1E | | Elect Director James T. Hackett | | For | | For | | Management |
1F | | Elect Director Deborah D. McWhinney | | For | | For | | Management |
1G | | Elect Director Dean R. O’Hare | | For | | For | | Management |
1H | | Elect Director Armando J. Olivera | | For | | For | | Management |
1I | | Elect Director Joseph W. Prueher | | For | | For | | Management |
1J | | Elect Director Matthew K. Rose | | For | | For | | Management |
1K | | Elect Director David T. Seaton | | For | | For | | Management |
1L | | Elect Director Nader H. Sultan | | For | | For | | Management |
1M | | Elect Director Lynn C. Swann | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
FOSSIL GROUP, INC.
| | | | | | |
Ticker: | | FOSL | | Security ID: | | 34988V106 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Elaine B. Agather | | For | | For | | Management |
1.2 | | Elect Director Jeffrey N. Boyer | | For | | For | | Management |
1.3 | | Elect Director William B. Chiasson | | For | | For | | Management |
1.4 | | Elect Director Kosta N. Kartsotis | | For | | For | | Management |
1.5 | | Elect Director Diane L. Neal | | For | | For | | Management |
1.6 | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1.7 | | Elect Director Mark D. Quick | | For | | For | | Management |
1.8 | | Elect Director Elysia Holt Ragusa | | For | | For | | Management |
1.9 | | Elect Director Jal S. Shroff | | For | | For | | Management |
1.10 | | Elect Director James E. Skinner | | For | | For | | Management |
1.11 | | Elect Director James M. Zimmerman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GARTNER, INC.
| | | | | | |
Ticker: | | IT | | Security ID: | | 366651107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Michael J. Bingle | | For | | For | | Management |
1b | | Elect Director Richard J. Bressler | | For | | For | | Management |
1c | | Elect Director Raul E. Cesan | | For | | For | | Management |
1d | | Elect Director Karen E. Dykstra | | For | | For | | Management |
1e | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1f | | Elect Director William O. Grabe | | For | | For | | Management |
1g | | Elect Director Eugene A. Hall | | For | | For | | Management |
1h | | Elect Director Stephen G. Pagliuca | | For | | For | | Management |
1i | | Elect Director James C. Smith | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
GILEAD SCIENCES, INC.
| | | | | | |
Ticker: | | GILD | | Security ID: | | 375558103 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John F. Cogan | | For | | For | | Management |
1b | | Elect Director Etienne F. Davignon | | For | | For | | Management |
1c | | Elect Director Carla A. Hills | | For | | For | | Management |
1d | | Elect Director Kevin E. Lofton | | For | | For | | Management |
1e | | Elect Director John W. Madigan | | For | | For | | Management |
1f | | Elect Director John C. Martin | | For | | For | | Management |
1g | | Elect Director Nicholas G. Moore | | For | | For | | Management |
1h | | Elect Director Richard J. Whitley | | For | | For | | Management |
1i | | Elect Director Gayle E. Wilson | | For | | For | | Management |
1j | | Elect Director Per Wold-Olsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | | For | | Against | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Link CEO Compensation to Patient Access to the Company’s Medicine | | Against | | Against | | Shareholder |
GOOGLE INC.
| | | | | | |
Ticker: | | GOOG | | Security ID: | | 38259P508 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Larry Page | | For | | For | | Management |
1.2 | | Elect Director Sergey Brin | | For | | Withhold | | Management |
1.3 | | Elect Director Eric E. Schmidt | | For | | For | | Management |
1.4 | | Elect Director L. John Doerr | | For | | For | | Management |
1.5 | | Elect Director Diane B. Greene | | For | | For | | Management |
1.6 | | Elect Director John L. Hennessy | | For | | For | | Management |
1.7 | | Elect Director Ann Mather | | For | | For | | Management |
1.8 | | Elect Director Paul S. Otellini | | For | | For | | Management |
1.9 | | Elect Director K. Ram Shriram | | For | | For | | Management |
1.10 | | Elect Director Shirley M. Tilghman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
7 | | Adopt Policy and Report on Impact of Tax Strategy | | Against | | Against | | Shareholder |
8 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
| | | | | | |
Ticker: | | GMCR | | Security ID: | | 393122106 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Hayes | | For | | For | | Management |
1.2 | | Elect Director A.D. David Mackay | | For | | For | | Management |
1.3 | | Elect Director Michael J. Mardy | | For | | For | | Management |
1.4 | | Elect Director David E. Moran | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Change Company Name | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Ratify Auditors | | For | | For | | Management |
H&R BLOCK, INC.
| | | | | | |
Ticker: | | HRB | | Security ID: | | 093671105 |
Meeting Date: | | SEP 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Brown | | For | | For | | Management |
1b | | Elect Director William C. Cobb | | For | | For | | Management |
1c | | Elect Director Marvin R. Ellison | | For | | For | | Management |
1d | | Elect Director Robert A. Gerard | | For | | For | | Management |
1e | | Elect Director David Baker Lewis | | For | | For | | Management |
1f | | Elect Director Victoria J. Reich | | For | | For | | Management |
1g | | Elect Director Bruce C. Rohde | | For | | For | | Management |
1h | | Elect Director Tom D. Seip | | For | | For | | Management |
1i | | Elect Director Christianna Wood | | For | | For | | Management |
1j | | Elect Director James F. Wright | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Articles | | For | | For | | Management |
5 | | Amend Articles | | For | | For | | Management |
6 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
HARLEY-DAVIDSON, INC.
| | | | | | |
Ticker: | | HOG | | Security ID: | | 412822108 |
Meeting Date: | | APR 26, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Barry K. Allen | | For | | For | | Management |
1.2 | | Elect Director R. John Anderson | | For | | For | | Management |
1.3 | | Elect Director Richard I. Beattie | | For | | For | | Management |
1.4 | | Elect Director Michael J. Cave | | For | | For | | Management |
1.5 | | Elect Director Georges H. Conrades | | For | | For | | Management |
1.6 | | Elect Director Donald A. James | | For | | For | | Management |
1.7 | | Elect Director Sara L. Levinson | | For | | For | | Management |
1.8 | | Elect Director N. Thomas Linebarger | | For | | For | | Management |
1.9 | | Elect Director George L. Miles, Jr. | | For | | For | | Management |
1.10 | | Elect Director James A. Norling | | For | | For | | Management |
1.11 | | Elect Director Keith E. Wandell | | For | | For | | Management |
1.12 | | Elect Director Jochen Zeitz | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William M. Brown | | For | | For | | Management |
1b | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1c | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1d | | Elect Director Terry D. Growcock | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Vyomesh I. Joshi | | For | | For | | Management |
1g | | Elect Director Karen Katen | | For | | For | | Management |
1h | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1i | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1j | | Elect Director David B. Rickard | | For | | For | | Management |
1k | | Elect Director James C. Stoffel | | For | | For | | Management |
1l | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1m | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HERBALIFE LTD.
| | | | | | |
Ticker: | | HLF | | Security ID: | | G4412G101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael O. Johnson | | For | | For | | Management |
1.2 | | Elect Director John Tartol | | For | | For | | Management |
1.3 | | Elect Director Hunter C. Gary | | For | | Withhold | | Management |
1.4 | | Elect Director Jesse A. Lynn | | For | | For | | Management |
1.5 | | Elect Director James L. Nelson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
HUNTINGTON INGALLS INDUSTRIES, INC.
| | | | | | |
Ticker: | | HII | | Security ID: | | 446413106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Victoria D. Harker | | For | | For | | Management |
1.2 | | Elect Director Anastasia D. Kelly | | For | | For | | Management |
1.3 | | Elect Director Thomas C. Schievelbein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5 | | Declassify the Board of Directors | | None | | For | | Shareholder |
IAC/INTERACTIVECORP
| | | | | | |
Ticker: | | IACI | | Security ID: | | 44919P508 |
Meeting Date: | | JUN 18, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Edgar Bronfman, Jr. | | For | | For | | Management |
1.2 | | Elect Director Chelsea Clinton | | For | | For | | Management |
1.3 | | Elect Director Sonali De Rycker | | For | | For | | Management |
1.4 | | Elect Director Barry Diller | | For | | For | | Management |
1.5 | | Elect Director Michael D. Eisner | | For | | For | | Management |
1.6 | | Elect Director Victor A. Kaufman | | For | | For | | Management |
1.7 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.8 | | Elect Director Bryan Lourd | | For | | For | | Management |
1.9 | | Elect Director David Rosenblatt | | For | | For | | Management |
1.10 | | Elect Director Alan G. Spoon | | For | | For | | Management |
1.11 | | Elect Director Alexander von Furstenberg | | For | | For | | Management |
1.12 | | Elect Director Richard F. Zannino | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
IDEX CORPORATION
| | | | | | |
Ticker: | | IEX | | Security ID: | | 45167R104 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Bradley J. Bell | | For | | For | | Management |
1.2 | | Elect Director Gregory F. Milzcik | | For | | For | | Management |
1.3 | | Elect Director Andrew K. Silvernail | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INTEL CORPORATION
| | | | | | |
Ticker: | | INTC | | Security ID: | | 458140100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1b | | Elect Director Andy D. Bryant | | For | | For | | Management |
1c | | Elect Director Susan L. Decker | | For | | For | | Management |
1d | | Elect Director John J. Donahoe | | For | | For | | Management |
1e | | Elect Director Reed E. Hundt | | For | | For | | Management |
1f | | Elect Director Brian M. Krzanich | | For | | For | | Management |
1g | | Elect Director James D. Plummer | | For | | For | | Management |
1h | | Elect Director David S. Pottruck | | For | | For | | Management |
1i | | Elect Director Frank D. Yeary | | For | | For | | Management |
1j | | Elect Director David B. Yoffie | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
INTELSAT SA
| | | | | | |
Ticker: | | I | | Security ID: | | L5140P101 |
Meeting Date: | | JUN 19, 2014 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Receive Board’s and Auditor’s Reports | | None | | None | | Management |
2 | | Approve Financial Statements | | For | | For | | Management |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Allocation of Income | | For | | For | | Management |
5 | | Approve Dividends on Series A Preferred Shares | | For | | For | | Management |
6 | | Approve Discharge of Directors | | For | | For | | Management |
7a | | Elect John Diercksen as Director | | For | | For | | Management |
7b | | Elect Robert Callahan as Director | | For | | For | | Management |
8a | | Reelect Raymond Svider as Director | | For | | For | | Management |
8b | | Reelect Egon Durban as Director | | For | | For | | Management |
8c | | Reelect Justin Bateman as Director | | For | | For | | Management |
9 | | Approve Remuneration of Directors | | For | | For | | Management |
10 | | Renew Appointment of KPMG as Auditor | | For | | For | | Management |
11 | | Authorize Board to Repurchase Shares | | For | | Against | | Management |
1 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against | | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
| | | | | | |
Ticker: | | IBM | | Security ID: | | 459200101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alain J.P. Belda | | For | | For | | Management |
1.2 | | Elect Director William R. Brody | | For | | For | | Management |
1.3 | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1.4 | | Elect Director Michael L. Eskew | | For | | For | | Management |
1.5 | | Elect Director David N. Farr | | For | | For | | Management |
1.6 | | Elect Director Shirley Ann Jackson | | For | | For | | Management |
1.7 | | Elect Director Andrew N. Liveris | | For | | For | | Management |
1.8 | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1.9 | | Elect Director James W. Owens | | For | | For | | Management |
1.10 | | Elect Director Virginia M. Rometty | | For | | For | | Management |
1.11 | | Elect Director Joan E. Spero | | For | | For | | Management |
1.12 | | Elect Director Sidney Taurel | | For | | For | | Management |
1.13 | | Elect Director Lorenzo H. Zambrano | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Approve Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
INTERNATIONAL PAPER COMPANY
| | | | | | |
Ticker: | | IP | | Security ID: | | 460146103 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David J. Bronczek | | For | | For | | Management |
1b | | Elect Director Ahmet C. Dorduncu | | For | | For | | Management |
1c | | Elect Director John V. Faraci | | For | | For | | Management |
1d | | Elect Director Ilene S. Gordon | | For | | For | | Management |
1e | | Elect Director Jay L. Johnson | | For | | For | | Management |
1f | | Elect Director Stacey J. Mobley | | For | | For | | Management |
1g | | Elect Director Joan E. Spero | | For | | For | | Management |
1h | | Elect Director John L. Townsend, III | | For | | For | | Management |
1i | | Elect Director John F. Turner | | For | | For | | Management |
1j | | Elect Director William G. Walter | | For | | For | | Management |
1k | | Elect Director J. Steven Whisler | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
LANDSTAR SYSTEM, INC.
| | | | | | |
Ticker: | | LSTR | | Security ID: | | 515098101 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David G. Bannister | | For | | For | | Management |
1.2 | | Elect Director Michael A. Henning | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LAS VEGAS SANDS CORP.
| | | | | | |
Ticker: | | LVS | | Security ID: | | 517834107 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Charles D. Forman | | For | | For | | Management |
1.2 | | Elect Director George Jamieson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
LEAR CORPORATION
| | | | | | |
Ticker: | | LEA | | Security ID: | | 521865204 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Bott | | For | | For | | Management |
1b | | Elect Director Thomas P. Capo | | For | | For | | Management |
1c | | Elect Director Jonathan F. Foster | | For | | For | | Management |
1d | | Elect Director Kathleen A. Ligocki | | For | | For | | Management |
1e | | Elect Director Conrad L. Mallett, Jr. | | For | | For | | Management |
1f | | Elect Director Donald L. Runkle | | For | | For | | Management |
1g | | Elect Director Matthew J. Simoncini | | For | | For | | Management |
1h | | Elect Director Gregory C. Smith | | For | | For | | Management |
1i | | Elect Director Henry D. G. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
LIONS GATE ENTERTAINMENT CORP.
| | | | | | |
Ticker: | | LGF | | Security ID: | | 535919203 |
Meeting Date: | | SEP 10, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 19, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael Burns | | For | | For | | Management |
1.2 | | Elect Director Gordon Crawford | | For | | For | | Management |
1.3 | | Elect Director Arthur Evrensel | | For | | Withhold | | Management |
1.4 | | Elect Director Jon Feltheimer | | For | | For | | Management |
1.5 | | Elect Director Frank Giustra | | For | | For | | Management |
1.6 | | Elect Director Morley Koffman | | For | | For | | Management |
1.7 | | Elect Director Harald Ludwig | | For | | For | | Management |
1.8 | | Elect Director G. Scott Paterson | | For | | For | | Management |
1.9 | | Elect Director Mark H. Rachesky | | For | | For | | Management |
1.10 | | Elect Director Daryl Simm | | For | | For | | Management |
1.11 | | Elect Director Hardwick Simmons | | For | | For | | Management |
1.12 | | Elect Director Phyllis Yaffe | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Other Business | | For | | Against | | Management |
LORILLARD, INC.
| | | | | | |
Ticker: | | LO | | Security ID: | | 544147101 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1.2 | | Elect Director Andrew H. Card, Jr. | | For | | For | | Management |
1.3 | | Elect Director Virgis W. Colbert | | For | | For | | Management |
1.4 | | Elect Director David E.R. Dangoor | | For | | For | | Management |
1.5 | | Elect Director Murray S. Kessler | | For | | For | | Management |
1.6 | | Elect Director Jerry W. Levin | | For | | For | | Management |
1.7 | | Elect Director Richard W. Roedel | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Inform Poor and Less Educated on Health Consequences of Tobacco | | Against | | Against | | Shareholder |
LOWE’S COMPANIES, INC.
| | | | | | |
Ticker: | | LOW | | Security ID: | | 548661107 |
Meeting Date: | | MAY 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Raul Alvarez | | For | | For | | Management |
1.2 | | Elect Director David W. Bernauer | | For | | For | | Management |
1.3 | | Elect Director Leonard L. Berry | | For | | For | | Management |
1.4 | | Elect Director Angela F. Braly | | For | | For | | Management |
1.5 | | Elect Director Richard W. Dreiling | | For | | For | | Management |
1.6 | | Elect Director Dawn E. Hudson | | For | | For | | Management |
1.7 | | Elect Director Robert L. Johnson | | For | | For | | Management |
1.8 | | Elect Director Marshall O. Larsen | | For | | For | | Management |
1.9 | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1.10 1.11 | | Elect Director Robert A. Niblock | | For | | For | | Management |
| Elect Director Eric C. Wiseman | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | | Against | | Against | | Shareholder |
LPL FINANCIAL HOLDINGS INC.
| | | | | | |
Ticker: | | LPLA | | Security ID: | | 50212V100 |
Meeting Date: | | MAY 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard W. Boyce | | For | | For | | Management |
1.2 | | Elect Director John J. Brennan | | For | | For | | Management |
1.3 | | Elect Director Mark S. Casady | | For | | For | | Management |
1.4 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.5 | | Elect Director James S. Putnam | | For | | For | | Management |
1.6 | | Elect Director James S. Riepe | | For | | For | | Management |
1.7 | | Elect Director Richard P. Schifter | | For | | For | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
LYONDELLBASELL INDUSTRIES NV
| | | | | | |
Ticker: | | LYB | | Security ID: | | N53745100 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 19, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Jagjeet S. Bindra to Supervisory Board | | For | | For | | Management |
1b | | Elect Milton Carroll to Supervisory Board | | For | | For | | Management |
1c | | Elect Claire S. Farley to Supervisory Board | | For | | For | | Management |
1d | | Elect Rudy van der Meer to Supervisory Board | | For | | For | | Management |
1e | | Elect Isabella D. Goren to Supervisory Board | | For | | For | | Management |
1f | | Elect Nance K. Dicciani to Supervisory Board | | For | | For | | Management |
2a | | Elect Karyn F. Ovelmen to Management Board | | For | | For | | Management |
2b | | Elect Craig B. Glidden to Management Board | | For | | For | | Management |
2c | | Elect Bhavesh V. Patel to Management Board | | For | | For | | Management |
2d | | Elect Patrick D. Quarles to Management Board | | For | | For | | Management |
2e | | Elect Timothy D. Roberts to Management Board | | For | | For | | Management |
3 | | Adopt Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Discharge of Management Board | | For | | For | | Management |
5 | | Approve Discharge of Supervisory Board | | For | | For | | Management |
6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Management |
7 | | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | | For | | For | | Management |
8 | | Approve Dividends of USD 2.20 Per Share | | For | | For | | Management |
9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Management |
11 | | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | | For | | For | | Management |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
MOODY’S CORPORATION
| | | | | | |
Ticker: | | MCO | | Security ID: | | 615369105 |
Meeting Date: | | APR 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jorge A. Bermudez | | For | | For | | Management |
1.2 | | Elect Director Kathryn M. Hill | | For | | For | | Management |
1.3 | | Elect Director Leslie F. Seidman | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MRC GLOBAL INC.
| | | | | | |
Ticker: | | MRC | | Security ID: | | 55345K103 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew R. Lane | | For | | For | | Management |
1.2 | | Elect Director Leonard M. Anthony | | For | | For | | Management |
1.3 | | Elect Director Rhys J. Best | | For | | For | | Management |
1.4 | | Elect Director Peter C. Boylan, III | | For | | For | | Management |
1.5 | | Elect Director Henry Cornell | | For | | For | | Management |
1.6 | | Elect Director Craig Ketchum | | For | | For | | Management |
1.7 | | Elect Director Gerard P. Krans | | For | | Withhold | | Management |
1.8 | | Elect Director Cornelis A. Linse | | For | | For | | Management |
1.9 | | Elect Director John A. Perkins | | For | | For | | Management |
1.10 | | Elect Director H.B. Wehrle, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
MYRIAD GENETICS, INC.
| | | | | | |
Ticker: | | MYGN | | Security ID: | | 62855J104 |
Meeting Date: | | DEC 05, 2013 | | Meeting Type: | | Annual |
Record Date: | | OCT 08, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter D. Meldrum | | For | | For | | Management |
1.2 | | Elect Director Heiner Dreismann | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
NEUSTAR, INC.
| | | | | | |
Ticker: | | NSR | | Security ID: | | 64126X201 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James G. Cullen | | For | | For | | Management |
1b | | Elect Director Joel P. Friedman | | For | | For | | Management |
1c | | Elect Director Mark N. Greene | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Declassify the Board of Directors | | Against | | For | | Shareholder |
NU SKIN ENTERPRISES, INC.
| | | | | | |
Ticker: | | NUS | | Security ID: | | 67018T105 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Nevin N. Andersen | | For | | For | | Management |
1.2 | | Elect Director Daniel W. Campbell | | For | | For | | Management |
1.3 | | Elect Director M. Truman Hunt | | For | | For | | Management |
1.4 | | Elect Director Andrew D. Lipman | | For | | For | | Management |
1.5 | | Elect Director Steven J. Lund | | For | | For | | Management |
1.6 | | Elect Director Patricia A. Negron | | For | | For | | Management |
1.7 | | Elect Director Neil H. Offen | | For | | For | | Management |
1.8 | | Elect Director Thomas R. Pisano | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
OMNICOM GROUP INC.
| | | | | | |
Ticker: | | OMC | | Security ID: | | 681919106 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 01, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Wren | | For | | For | | Management |
1.2 | | Elect Director Bruce Crawford | | For | | For | | Management |
1.3 | | Elect Director Alan R. Batkin | | For | | For | | Management |
1.4 | | Elect Director Mary C. Choksi | | For | | For | | Management |
1.5 | | Elect Director Robert Charles Clark | | For | | For | | Management |
1.6 | | Elect Director Leonard S. Coleman, Jr. | | For | | For | | Management |
1.7 | | Elect Director Errol M. Cook | | For | | For | | Management |
1.8 | | Elect Director Susan S. Denison | | For | | For | | Management |
1.9 | | Elect Director Michael A. Henning | | For | | For | | Management |
1.10 | | Elect Director John R. Murphy | | For | | For | | Management |
1.11 | | Elect Director John R. Purcell | | For | | For | | Management |
1.12 | | Elect Director Linda Johnson Rice | | For | | For | | Management |
1.13 | | Elect Director Gary L. Roubos | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
ORACLE CORPORATION
| | | | | | |
Ticker: | | ORCL | | Security ID: | | 68389X105 |
Meeting Date: | | OCT 31, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Berg | | For | | Withhold | | Management |
1.2 | | Elect Director H. Raymond Bingham | | For | | Withhold | | Management |
1.3 | | Elect Director Michael J. Boskin | | For | | Withhold | | Management |
1.4 | | Elect Director Safra A. Catz | | For | | For | | Management |
1.5 | | Elect Director Bruce R. Chizen | | For | | Withhold | | Management |
1.6 | | Elect Director George H. Conrades | | For | | Withhold | | Management |
1.7 | | Elect Director Lawrence J. Ellison | | For | | For | | Management |
1.8 | | Elect Director Hector Garcia-Molina | | For | | Withhold | | Management |
1.9 | | Elect Director Jeffrey O. Henley | | For | | Withhold | | Management |
1.10 | | Elect Director Mark V. Hurd | | For | | For | | Management |
1.11 | | Elect Director Naomi O. Seligman | | For | | Withhold | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Establish Human Rights Committee | | Against | | Against | | Shareholder |
6 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
7 | | Provide Vote Counting to Exclude Abstentions | | Against | | Against | | Shareholder |
8 | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | For | | Shareholder |
9 | | Require Shareholder Approval of Quantifiable Performance Metrics | | Against | | For | | Shareholder |
PATTERSON COMPANIES, INC.
| | | | | | |
Ticker: | | PDCO | | Security ID: | | 703395103 |
Meeting Date: | | SEP 09, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUL 12, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John D. Buck | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
PEPSICO, INC.
| | | | | | |
Ticker: | | PEP | | Security ID: | | 713448108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Shona L. Brown | | For | | For | | Management |
1b | | Elect Director George W. Buckley | | For | | For | | Management |
1c | | Elect Director Ian M. Cook | | For | | For | | Management |
1d | | Elect Director Dina Dublon | | For | | For | | Management |
1e | | Elect Director Rona A. Fairhead | | For | | For | | Management |
1f | | Elect Director Ray L. Hunt | | For | | For | | Management |
1g | | Elect Director Alberto Ibarguen | | For | | For | | Management |
1h | | Elect Director Indra K. Nooyi | | For | | For | | Management |
1i | | Elect Director Sharon Percy Rockefeller | | For | | For | | Management |
1j | | Elect Director James J. Schiro | | For | | For | | Management |
1k | | Elect Director Lloyd G. Trotter | | For | | For | | Management |
1l | | Elect Director Daniel Vasella | | For | | For | | Management |
1m | | Elect Director Alberto Weisser | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
5 | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against | | Shareholder |
6 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
PHILIP MORRIS INTERNATIONAL INC.
| | | | | | |
Ticker: | | PM | | Security ID: | | 718172109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Harold Brown | | For | | For | | Management |
1.2 | | Elect Director Andre Calantzopoulos | | For | | For | | Management |
1.3 | | Elect Director Louis C. Camilleri | | For | | For | | Management |
1.4 | | Elect Director Jennifer Li | | For | | For | | Management |
1.5 | | Elect Director Sergio Marchionne | | For | | Against | | Management |
1.6 | | Elect Director Kalpana Morparia | | For | | For | | Management |
1.7 | | Elect Director Lucio A. Noto | | For | | For | | Management |
1.8 | | Elect Director Robert B. Polet | | For | | For | | Management |
1.9 | | Elect Director Carlos Slim Helu | | For | | For | | Management |
1.10 | | Elect Director Stephen M. Wolf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Adopt Policy to Restrict Non-Required Animal Testing | | Against | | Against | | Shareholder |
PITNEY BOWES INC.
| | | | | | |
Ticker: | | PBI | | Security ID: | | 724479100 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda G. Alvarado | | For | | For | | Management |
1b | | Elect Director Anne M. Busquet | | For | | For | | Management |
1c | | Elect Director Roger Fradin | | For | | For | | Management |
1d | | Elect Director Anne Sutherland Fuchs | | For | | For | | Management |
1e | | Elect Director S. Douglas Hutcheson | | For | | For | | Management |
1f | | Elect Director Marc B. Lautenbach | | For | | For | | Management |
1g | | Elect Director Eduardo R. Menasce | | For | | For | | Management |
1h | | Elect Director Michael I. Roth | | For | | For | | Management |
1i | | Elect Director David L. Shedlarz | | For | | For | | Management |
1j | | Elect Director David B. Snow, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Non-Employee Director Restricted Stock Plan | | For | | For | | Management |
POLARIS INDUSTRIES INC.
| | | | | | |
Ticker: | | PII | | Security ID: | | 731068102 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Kevin M. Farr | | For | | For | | Management |
1.2 | | Elect Director Gary E. Hendrickson | | For | | For | | Management |
1.3 | | Elect Director R. M. (Mark) Schreck | | For | | For | | Management |
1.4 | | Elect Director William G. Van Dyke | | For | | For | | Management |
2 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
R. R. DONNELLEY & SONS COMPANY
| | | | | | |
Ticker: | | RRD | | Security ID: | | 257867101 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Quinlan, III | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Richard L. Crandall | | For | | For | | Management |
1.4 | | Elect Director Susan M. Gianinno | | For | | For | | Management |
1.5 | | Elect Director Judith H. Hamilton | | For | | For | | Management |
1.6 | | Elect Director Jeffrey M. Katz | | For | | For | | Management |
1.7 | | Elect Director Richard K. Palmer | | For | | For | | Management |
1.8 | | Elect Director John C. Pope | | For | | For | | Management |
1.9 | | Elect Director Michael T. Riordan | | For | | For | | Management |
1.10 | | Elect Director Oliver R. Sockwell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
REGAL ENTERTAINMENT GROUP
| | | | | | |
Ticker: | | RGC | | Security ID: | | 758766109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen A. Kaplan | | For | | For | | Management |
1.2 | | Elect Director Jack Tyrrell | | For | | For | | Management |
1.3 | | Elect Director Nestor R. Weigand Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RESMED INC.
| | | | | | |
Ticker: | | RMD | | Security ID: | | 761152107 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 16, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol Burt | | For | | For | | Management |
1b | | Elect Director Richard Sulpizio | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
ROCK-TENN COMPANY
| | | | | | |
Ticker: | | RKT | | Security ID: | | 772739207 |
Meeting Date: | | JAN 31, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jenny A. Hourihan | | For | | For | | Management |
1.2 | | Elect Director Steven C. Voorhees | | For | | For | | Management |
1.3 | | Elect Director J. Powell Brown | | For | | Withhold | | Management |
1.4 | | Elect Director Robert M. Chapman | | For | | For | | Management |
1.5 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.6 | | Elect Director Russell M. Currey | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
SCRIPPS NETWORKS INTERACTIVE, INC.
| | | | | | |
Ticker: | | SNI | | Security ID: | | 811065101 |
Meeting Date: | | MAY 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jarl Mohn | | For | | For | | Management |
1.2 | | Elect Director Nicholas B. Paumgarten | | For | | For | | Management |
1.3 | | Elect Director Jeffrey Sagansky | | For | | For | | Management |
1.4 | | Elect Director Ronald W. Tysoe | | For | | For | | Management |
SEALED AIR CORPORATION
| | | | | | |
Ticker: | | SEE | | Security ID: | | 81211K100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Hank Brown | | For | | For | | Management |
2 | | Elect Director Michael Chu | | For | | For | | Management |
3 | | Elect Director Lawrence R. Codey | | For | | For | | Management |
4 | | Elect Director Patrick Duff | | For | | For | | Management |
5 | | Elect Director Jacqueline B. Kosecoff | | For | | For | | Management |
6 | | Elect Director Kenneth P. Manning | | For | | For | | Management |
7 | | Elect Director William J. Marino | | For | | For | | Management |
8 | | Elect Director Jerome A. Peribere | | For | | For | | Management |
9 | | Elect Director Richard L. Wambold | | For | | For | | Management |
10 | | Elect Director Jerry R. Whitaker | | For | | For | | Management |
11 | | Approve Omnibus Stock Plan | | For | | For | | Management |
12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
13 | | Ratify Auditors | | For | | For | | Management |
SILGAN HOLDINGS INC.
| | | | | | |
Ticker: | | SLGN | | Security ID: | | 827048109 |
Meeting Date: | | MAY 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. Greg Horrigan | | For | | Withhold | | Management |
1.2 | | Elect Director John W. Alden | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
STARZ
| | | | | | |
Ticker: | | STRZA | | Security ID: | | 85571Q102 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher P. Albrecht | | For | | For | | Management |
1.2 | | Elect Director Daniel E. Sanchez | | For | | For | | Management |
1.3 | | Elect Director Robert S. Wiesenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
SYMANTEC CORPORATION
| | | | | | |
Ticker: | | SYMC | | Security ID: | | 871503108 |
Meeting Date: | | OCT 22, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 23, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen M. Bennett | | For | | For | | Management |
1b | | Elect Director Michael A. Brown | | For | | For | | Management |
1c | | Elect Director Frank E. Dangeard | | For | | For | | Management |
1d | | Elect Director Geraldine B. Laybourne | | For | | For | | Management |
1e | | Elect Director David L. Mahoney | | For | | For | | Management |
1f | | Elect Director Robert S. Miller | | For | | For | | Management |
1g | | Elect Director Anita M. Sands | | For | | For | | Management |
1h | | Elect Director Daniel H. Schulman | | For | | For | | Management |
1i | | Elect Director V. Paul Unruh | | For | | For | | Management |
1j | | Elect Director Suzanne M. Vautrinot | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
6 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
TARGET CORPORATION
| | | | | | |
Ticker: | | TGT | | Security ID: | | 87612E106 |
Meeting Date: | | JUN 11, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Roxanne S. Austin | | For | | Against | | Management |
1b | | Elect Director Douglas M. Baker, Jr. | | For | | For | | Management |
1c | | Elect Director Calvin Darden | | For | | Against | | Management |
1d | | Elect Director Henrique De Castro | | For | | Against | | Management |
1e | | Elect Director James A. Johnson | | For | | Against | | Management |
1f | | Elect Director Mary E. Minnick | | For | | Against | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | Against | | Management |
1h | | Elect Director Derica W. Rice | | For | | Against | | Management |
1i | | Elect Director Kenneth L. Salazar | | For | | For | | Management |
1j | | Elect Director John G. Stumpf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Eliminate Perquisites | | Against | | Against | | Shareholder |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | | Against | | Against | | Shareholder |
THE BABCOCK & WILCOX COMPANY
| | | | | | |
Ticker: | | BWC | | Security ID: | | 05615F102 |
Meeting Date: | | MAY 09, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director E. James Ferland | | For | | For | | Management |
1.2 | | Elect Director Brian K. Ferraioli | | For | | For | | Management |
1.3 | | Elect Director Robert L. Nardelli | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
THE BOEING COMPANY
| | | | | | |
Ticker: | | BA | | Security ID: | | 097023105 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David L. Calhoun | | For | | For | | Management |
1b | | Elect Director Arthur D. Collins, Jr. | | For | | For | | Management |
1c | | Elect Director Linda Z. Cook | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Edmund P. Giambastiani, Jr. | | For | | For | | Management |
1f | | Elect Director Lawrence W. Kellner | | For | | For | | Management |
1g | | Elect Director Edward M. Liddy | | For | | For | | Management |
1h | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1i | | Elect Director Susan C. Schwab | | For | | For | | Management |
1j | | Elect Director Ronald A. Williams | | For | | For | | Management |
1k | | Elect Director Mike S. Zafirovski | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
THE COCA-COLA COMPANY
| | | | | | |
Ticker: | | KO | | Security ID: | | 191216100 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Herbert A. Allen | | For | | For | | Management |
1.2 | | Elect Director Ronald W. Allen | | For | | For | | Management |
1.3 | | Elect Director Ana Botin | | For | | For | | Management |
1.4 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.5 | | Elect Director Richard M. Daley | | For | | For | | Management |
1.6 | | Elect Director Barry Diller | | For | | For | | Management |
1.7 | | Elect Director Helene D. Gayle | | For | | For | | Management |
1.8 | | Elect Director Evan G. Greenberg | | For | | For | | Management |
1.9 | | Elect Director Alexis M. Herman | | For | | For | | Management |
1.10 | | Elect Director Muhtar Kent | | For | | For | | Management |
1.11 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.12 | | Elect Director Maria Elena Lagomasino | | For | | For | | Management |
1.13 | | Elect Director Sam Nunn | | For | | For | | Management |
1.14 | | Elect Director James D. Robinson, III | | For | | For | | Management |
1.15 | | Elect Director Peter V. Ueberroth | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
THE GAP, INC.
| | | | | | |
Ticker: | | GPS | | Security ID: | | 364760108 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Domenico De Sole | | For | | For | | Management |
1b | | Elect Director Robert J. Fisher | | For | | Against | | Management |
1c | | Elect Director William S. Fisher | | For | | For | | Management |
1d | | Elect Director Isabella D. Goren | | For | | For | | Management |
1e | | Elect Director Bob L. Martin | | For | | For | | Management |
1f | | Elect Director Jorge P. Montoya | | For | | For | | Management |
1g | | Elect Director Glenn K. Murphy | | For | | For | | Management |
1h | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1i | | Elect Director Katherine Tsang | | For | | For | | Management |
1j | | Elect Director Padmasree Warrior | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE HOME DEPOT, INC.
| | | | | | |
Ticker: | | HD | | Security ID: | | 437076102 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director F. Duane Ackerman | | For | | For | | Management |
1b | | Elect Director Francis S. Blake | | For | | For | | Management |
1c | | Elect Director Ari Bousbib | | For | | For | | Management |
1d | | Elect Director Gregory D. Brenneman | | For | | For | | Management |
1e | | Elect Director J. Frank Brown | | For | | For | | Management |
1f | | Elect Director Albert P. Carey | | For | | For | | Management |
1g | | Elect Director Armando Codina | | For | | For | | Management |
1h | | Elect Director Helena B. Foulkes | | For | | For | | Management |
1i | | Elect Director Wayne M. Hewett | | For | | For | | Management |
1j | | Elect Director Karen L. Katen | | For | | For | | Management |
1k | | Elect Director Mark Vadon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
5 | | Prepare Employment Diversity Report | | Against | | For | | Shareholder |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
| | | | | | |
Ticker: | | IPG | | Security ID: | | 460690100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jocelyn Carter-Miller | | For | | For | | Management |
1.2 | | Elect Director Jill M. Considine | | For | | For | | Management |
1.3 | | Elect Director Richard A. Goldstein | | For | | For | | Management |
1.4 | | Elect Director H. John Greeniaus | | For | | For | | Management |
1.5 | | Elect Director Mary J. Steele Guilfoile | | For | | For | | Management |
1.6 | | Elect Director Dawn Hudson | | For | | For | | Management |
1.7 | | Elect Director William T. Kerr | | For | | For | | Management |
1.8 | | Elect Director Michael I. Roth | | For | | For | | Management |
1.9 | | Elect Director David M. Thomas | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
THE WESTERN UNION COMPANY
| | | | | | |
Ticker: | | WU | | Security ID: | | 959802109 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Dinyar S. Devitre | | For | | For | | Management |
1b | | Elect Director Hikmet Ersek | | For | | For | | Management |
1c | | Elect Director Jack M. Greenberg | | For | | For | | Management |
1d | | Elect Director Betsy D. Holden | | For | | For | | Management |
1e | | Elect Director Linda Fayne Levinson | | For | | For | | Management |
1f | | Elect Director Frances Fragos Townsend | | For | | For | | Management |
1g | | Elect Director Solomon D. Trujillo | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Amend Bylaws to Establish a Board Committee on Human Rights | | Against | | Against | | Shareholder |
TIME WARNER CABLE INC.
| | | | | | |
Ticker: | | TWC | | Security ID: | | 88732J207 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carole Black | | For | | For | | Management |
1b | | Elect Director Glenn A. Britt | | For | | For | | Management |
1c | | Elect Director Thomas H. Castro | | For | | For | | Management |
1d | | Elect Director David C. Chang | | For | | For | | Management |
1e | | Elect Director James E. Copeland, Jr. | | For | | For | | Management |
1f | | Elect Director Peter R. Haje | | For | | Against | | Management |
1g | | Elect Director Donna A. James | | For | | For | | Management |
1h | | Elect Director Don Logan | | For | | For | | Management |
1i | | Elect Director Robert D. Marcus | | For | | For | | Management |
1j | | Elect Director N.J. Nicholas, Jr. | | For | | For | | Management |
1k | | Elect Director Wayne H. Pace | | For | | For | | Management |
1l | | Elect Director Edward D. Shirley | | For | | For | | Management |
1m | | Elect Director John E. Sununu | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
5 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
TUPPERWARE BRANDS CORPORATION
| | | | | | |
Ticker: | | TUP | | Security ID: | | 899896104 |
Meeting Date: | | MAY 09, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Catherine A. Bertini | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Kriss Cloninger, III | | For | | For | | Management |
1.4 | | Elect Director E. V. Goings | | For | | For | | Management |
1.5 | | Elect Director Joe R. Lee | | For | | For | | Management |
1.6 | | Elect Director Angel R. Martinez | | For | | For | | Management |
1.7 | | Elect Director Antonio Monteiro de Castro | | For | | For | | Management |
1.8 | | Elect Director Robert J. Murray | | For | | For | | Management |
1.9 | | Elect Director David R. Parker | | For | | For | | Management |
1.10 | | Elect Director Joyce M. Roche | | For | | For | | Management |
1.11 | | Elect Director M. Anne Szostak | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
VERISIGN, INC.
| | | | | | |
Ticker: | | VRSN | | Security ID: | | 92343E102 |
Meeting Date: | | MAY 22,2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director D. James Bidzos | | For | | For | | Management |
1.2 | | Elect Director William L. Chenevich | | For | | For | | Management |
1.3 | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1.4 | | Elect Director Roger H. Moore | | For | | For | | Management |
1.5 | | Elect Director John D. Roach | | For | | For | | Management |
1.6 | | Elect Director Louis A. Simpson | | For | | For | | Management |
1.7 | | Elect Director Timothy Tomlinson | | For | | For | | Management |
2 | | Provide Right to Call Special Meeting | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | JAN 28, 2014 | | Meeting Type: | | Special |
Record Date: | | DEC 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Issue Shares in Connection with Acquisition | | For | | For | | Management |
2 | | Increase Authorized Common Stock | | For | | For | | Management |
3 | | Adjourn Meeting | | For | | For | | Management |
VERIZON COMMUNICATIONS INC.
| | | | | | |
Ticker: | | VZ | | Security ID: | | 92343V104 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Shellye L. Archambeau | | For | | For | | Management |
1.2 | | Elect Director Richard L. Carrion | | For | | For | | Management |
1.3 | | Elect Director Melanie L. Healey | | For | | For | | Management |
1.4 | | Elect Director M. Frances Keeth | | For | | For | | Management |
1.5 | | Elect Director Robert W. Lane | | For | | For | | Management |
1.6 | | Elect Director Lowell C. McAdam | | For | | For | | Management |
1.7 | | Elect Director Donald T. Nicolaisen | | For | | For | | Management |
1.8 | | Elect Director Clarence Otis, Jr. | | For | | For | | Management |
1.9 | | Elect Director Rodney E. Slater | | For | | For | | Management |
1.10 | | Elect Director Kathryn A. Tesija | | For | | For | | Management |
1.11 | | Elect Director Gregory D. Wasson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Report on Net Neutrality | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
7 | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For | | Shareholder |
8 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
10 | | Approve Proxy Voting Authority | | Against | | Against | | Shareholder |
WADDELL & REED FINANCIAL, INC.
| | | | | | |
Ticker: | | WDR | | Security ID: | | 930059100 |
Meeting Date: | | APR 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 19, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sharilyn S. Gasaway | | For | | For | | Management |
1.2 | | Elect Director Alan W. Kosloff | | For | | For | | Management |
1.3 | | Elect Director Jerry W. Walton | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
| | | | | | |
Ticker: | | WCRX | | Security ID: | | G94368100 |
Meeting Date: | | SEP 10, 2013 | | Meeting Type: | | Special |
Record Date: | | JUL 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Approve Scheme of Arrangement | | For | | For | | Management |
1 | | Approve Scheme of Arrangement | | For | | For | | Management |
2 | | Approve Cancellation of Capital Authorization | | For | | For | | Management |
3 | | Authority to Allot Securities and Application of Reserves | | For | | For | | Management |
4 | | Amend Articles of Association | | For | | For | | Management |
5 | | Approve Creation of Distributable Reserves | | For | | For | | Management |
6 | | Advisory Vote on Golden Parachutes | | For | | Against | | Management |
7 | | Adjourn Meeting | | For | | Against | | Management |
WHIRLPOOL CORPORATION
| | | | | | |
Ticker: | | WHR | | Security ID: | | 963320106 |
Meeting Date: | | APR 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel R. Allen | | For | | For | | Management |
1b | | Elect Director Gary T. DiCamillo | | For | | For | | Management |
1c | | Elect Director Diane M. Dietz | | For | | For | | Management |
1d | | Elect Director Geraldine T. Elliott | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Michael F. Johnston | | For | | For | | Management |
1g | | Elect Director William T. Kerr | | For | | For | | Management |
1h | | Elect Director John D. Liu | | For | | For | | Management |
1i | | Elect Director Harish Manwani | | For | | For | | Management |
1j | | Elect Director William D. Perez | | For | | For | | Management |
1k | | Elect Director Michael A. Todman | | For | | For | | Management |
1l | | Elect Director Michael D. White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus Plan | | For | | For | | Management |
WINDSTREAM HOLDINGS, INC.
| | | | | | |
Ticker: | | WIN | | Security ID: | | 97382A101 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol B. Armitage | | For | | Against | | Management |
1b | | Elect Director Samuel E. Beall, III | | For | | For | | Management |
1c | | Elect Director Dennis E. Foster | | For | | For | | Management |
1d | | Elect Director Francis X. (‘Skip’) Frantz | | For | | For | | Management |
1e | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1f | | Elect Director Jeffrey T. Hinson | | For | | For | | Management |
1g | | Elect Director Judy K. Jones | | For | | For | | Management |
1h | | Elect Director William A. Montgomery | | For | | For | | Management |
1i | | Elect Director Alan L. Wells | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | | For | | Against | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
WYNDHAM WORLDWIDE CORPORATION
| | | | | | |
Ticker: | | WYN | | Security ID: | | 98310W108 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James E. Buckman | | For | | For | | Management |
1.2 | | Elect Director George Herrera | | For | | For | | Management |
1.3 | | Elect Director Brian Mulroney | | For | | For | | Management |
1.4 | | Elect Director Michael H. Wargotz | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
WYNN RESORTS, LIMITED
| | | | | | |
Ticker: | | WYNN | | Security ID: | | 983134107 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Miller | | For | | For | | Management |
1.2 | | Elect Director D. Boone Wayson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Board Qualifications | | For | | Against | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
=================================== Nuveen Large Cap Value Fund ====================================
ACTIVISION BLIZZARD, INC.
| | | | | | |
Ticker: | | ATVI | | Security ID: | | 00507V109 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert J. Corti | | For | | For | | Management |
1.2 | | Elect Director Brian G. Kelly | | For | | For | | Management |
1.3 | | Elect Director Robert A. Kotick | | For | | For | | Management |
1.4 | | Elect Director Barry Meyer | | For | | For | | Management |
1.5 | | Elect Director Robert J. Morgado | | For | | For | | Management |
1.6 | | Elect Director Peter Nolan | | For | | For | | Management |
1.7 | | Elect Director Richard Sarnoff | | For | | For | | Management |
1.8 | | Elect Director Elaine Wynn | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | Against | | Management |
3A | | Amend Provisions Relating to the Relationship with Vivendi | | For | | For | | Management |
3B | | Amend Provisions Relating to Supermajority and Special Voting Requirements | | For | | For | | Management |
3C | | Amend Provisions Relating to the Ability to Amend Bylaws | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
ADVANCED MICRO DEVICES, INC.
| | | | | | |
Ticker: | | AMD | | Security ID: | | 007903107 |
Meeting Date: | | JUL 12, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Bruce L. Claflin | | For | | For | | Management |
1b | | Elect Director W. Michael Barnes | | For | | For | | Management |
1c | | Elect Director John E. Caldwell | | For | | For | | Management |
1d | | Elect Director Henry WK Chow | | For | | For | | Management |
1e | | Elect Director Nicholas M. Donofrio | | For | | For | | Management |
1f | | Elect Director H. Paulett Eberhart | | For | | For | | Management |
1g | | Elect Director Martin L. Edelman | | For | | For | | Management |
1h | | Elect Director John R. Harding | | For | | For | | Management |
1i | | Elect Director Rory P. Read | | For | | For | | Management |
1j | | Elect Director Ahmed Yahia | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
AECOM TECHNOLOGY CORPORATION
| | | | | | |
Ticker: | | ACM | | Security ID: | | 00766T100 |
Meeting Date: | | MAR 06, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael S. Burke | | For | | For | | Management |
1.2 | | Elect Director David W. Joos | | For | | For | | Management |
1.3 | | Elect Director Robert J. Routs | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
AGCO CORPORATION
| | | | | | |
Ticker: | | AGCO | | Security ID: | | 001084102 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roy V. Armes | | For | | For | | Management |
1.2 | | Elect Director Michael C. Arnold | | For | | For | | Management |
1.3 | | Elect Director P. George Benson | | For | | For | | Management |
1.4 | | Elect Director Wolfgang Deml | | For | | For | | Management |
1.5 | | Elect Director Luiz F. Furlan | | For | | For | | Management |
1.6 | | Elect Director George E. Minnich | | For | | For | | Management |
1.7 | | Elect Director Martin H. Richenhagen | | For | | For | | Management |
1.8 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.9 | | Elect Director Mallika Srinivasan | | For | | For | | Management |
1.10 | | Elect Director Hendrikus Visser | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
ALLIANT TECHSYSTEMS INC.
| | | | | | |
Ticker: | | ATK | | Security ID: | | 018804104 |
Meeting Date: | | JUL 31, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUN 03, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Roxanne J. Decyk | | For | | For | | Management |
1.2 | | Elect Director Mark W. DeYoung | | For | | For | | Management |
1.3 | | Elect Director Martin C. Faga | | For | | For | | Management |
1.4 | | Elect Director Ronald R. Fogleman | | For | | For | | Management |
1.5 | | Elect Director April H. Foley | | For | | For | | Management |
1.6 | | Elect Director Tig H. Krekel | | For | | For | | Management |
1.7 | | Elect Director Douglas L. Maine | | For | | For | | Management |
1.8 | | Elect Director Roman Martinez, IV | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
AMERIPRISE FINANCIAL, INC.
| | | | | | |
Ticker: | | AMP | | Security ID: | | 03076C106 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James M. Cracchiolo | | For | | For | | Management |
1b | | Elect Director Dianne Neal Blixt | | For | | For | | Management |
1c | | Elect Director Amy DiGeso | | For | | For | | Management |
1d | | Elect Director Lon R. Greenberg | | For | | For | | Management |
1e | | Elect Director W. Walker Lewis | | For | | For | | Management |
1f | | Elect Director Siri S. Marshall | | For | | For | | Management |
1g | | Elect Director Jeffrey Noddle | | For | | For | | Management |
1h | | Elect Director H. Jay Sarles | | For | | For | | Management |
1i | | Elect Director Robert F. Sharpe, Jr. | | For | | For | | Management |
1j | | Elect Director William H. Turner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Report on Political Contributions | | Against | | For | | Shareholder |
APACHE CORPORATION
| | | | | | |
Ticker: | | APA | | Security ID: | | 037411105 |
Meeting Date: | | MAY 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director G. Steven Farris | | For | | For | | Management |
2 | | Elect Director A.D. Frazier, Jr. | | For | | For | | Management |
3 | | Elect Director Amy H. Nelson | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
6 | | Declassify the Board of Directors | | For | | For | | Management |
APPLE INC.
| | | | | | |
Ticker: | | AAPL | | Security ID: | | 037833100 |
Meeting Date: | | FEB 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director William Campbell | | For | | For | | Management |
1.2 | | Elect Director Timothy Cook | | For | | For | | Management |
1.3 | | Elect Director Millard Drexler | | For | | For | | Management |
1.4 | | Elect Director Al Gore | | For | | For | | Management |
1.5 | | Elect Director Robert Iger | | For | | For | | Management |
1.6 | | Elect Director Andrea Jung | | For | | For | | Management |
1.7 | | Elect Director Arthur Levinson | | For | | For | | Management |
1.8 | | Elect Director Ronald Sugar | | For | | For | | Management |
2 | | Adopt Majority Voting for Uncontested Election of Directors | | For | | For | | Management |
3 | | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | | For | | For | | Management |
4 | | Establish a Par Value for Common Stock | | For | | For | | Management |
5 | | Ratify Auditors | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
9 | | Report on Trade Associations and Organizations that Promote Sustainability Practices | | Against | | Against | | Shareholder |
10 | | Advisory Vote to Increase Capital Repurchase Program | | Against | | Against | | Shareholder |
11 | | Proxy Access | | Against | | Against | | Shareholder |
ARCHER-DANIELS-MIDLAND COMPANY
| | | | | | |
Ticker: | | ADM | | Security ID: | | 039483102 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Alan L. Boeckmann | | For | | For | | Management |
1.2 | | Elect Director Mollie Hale Carter | | For | | For | | Management |
1.3 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.4 | | Elect Director Pierre Dufour | | For | | For | | Management |
1.5 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.6 | | Elect Director Antonio Maciel Neto | | For | | For | | Management |
1.7 | | Elect Director Patrick J. Moore | | For | | For | | Management |
1.8 | | Elect Director Thomas F. O’Neill | | For | | For | | Management |
1.9 | | Elect Director Francisco Sanchez | | For | | For | | Management |
1.10 | | Elect Director Daniel Shih | | For | | For | | Management |
1.11 | | Elect Director Kelvin R. Westbrook | | For | | For | | Management |
1.12 | | Elect Director Patricia A. Woertz | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
ASPEN INSURANCE HOLDINGS LIMITED
| | | | | | |
Ticker: | | AHL | | Security ID: | | G05384105 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher O’Kane | | For | | For | | Management |
1.2 | | Elect Director Liaquat Ahamed | | For | | For | | Management |
1.3 | | Elect Director Albert Beer | | For | | For | | Management |
1.4 | | Elect Director John Cavoores | | For | | For | | Management |
1.5 | | Elect Director Heidi Hutter | | For | | For | | Management |
1.6 | | Elect Director Gary Gregg | | For | | For | | Management |
1.7 | | Elect Director Bret Pearlman | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
ASSURANT, INC.
| | | | | | |
Ticker: | | AIZ | | Security ID: | | 04621X108 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Elaine D. Rosen | | For | | For | | Management |
1b | | Elect Director Howard L. Carver | | For | | For | | Management |
1c | | Elect Director Juan N. Cento | | For | | For | | Management |
1d | | Elect Director Elyse Douglas | | For | | For | | Management |
1e | | Elect Director Lawrence V. Jackson | | For | | For | | Management |
1f | | Elect Director David B. Kelso | | For | | For | | Management |
1g | | Elect Director Charles J. Koch | | For | | For | | Management |
1h | | Elect Director Jean-Paul L. Montupet | | For | | For | | Management |
1i | | Elect Director Robert B. Pollock | | For | | For | | Management |
1j | | Elect Director Paul J. Reilly | | For | | For | | Management |
1k | | Elect Director Robert W. Stein | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
AVNET, INC.
| | | | | | |
Ticker: | | AVT | | Security ID: | | 053807103 |
Meeting Date: | | NOV 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1.2 | | Elect Director Michael A. Bradley | | For | | For | | Management |
1.3 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.4 | | Elect Director Richard Hamada | | For | | For | | Management |
1.5 | | Elect Director James A. Lawrence | | For | | For | | Management |
1.6 | | Elect Director Frank R. Noonan | | For | | For | | Management |
1.7 | | Elect Director Ray M. Robinson | | For | | For | | Management |
1.8 | | Elect Director William H. Schumann III | | For | | For | | Management |
1.9 | | Elect Director William P. Sullivan | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
BANK OF AMERICA CORPORATION
| | | | | | |
Ticker: | | BAC | | Security ID: | | 060505104 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Sharon L. Allen | | For | | For | | Management |
1.2 | | Elect Director Susan S. Bies | | For | | For | | Management |
1.3 | | Elect Director Jack O. Bovender, Jr. | | For | | For | | Management |
1.4 | | Elect Director Frank P. Bramble, Sr. | | For | | For | | Management |
1.5 | | Elect Director Pierre J. P. de Weck | | For | | For | | Management |
1.6 | | Elect Director Arnold W. Donald | | For | | For | | Management |
1.7 | | Elect Director Charles K. Gifford | | For | | For | | Management |
1.8 | | Elect Director Charles O. Holliday, Jr. | | For | | For | | Management |
1.9 | | Elect Director Linda P. Hudson | | For | | For | | Management |
1.10 | | Elect Director Monica C. Lozano | | For | | For | | Management |
1.11 | | Elect Director Thomas J. May | | For | | For | | Management |
1.12 | | Elect Director Brian T. Moynihan | | For | | For | | Management |
1.13 | | Elect Director Lionel L. Nowell, III | | For | | For | | Management |
1.14 | | Elect Director Clayton S. Rose | | For | | For | | Management |
1.15 | | Elect Director R. David Yost | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Certificate of Designations for Series T Preferred Stock | | For | | For | | Management |
5 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
6 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
7 | | Report on Climate Change Financing Risk | | Against | | For | | Shareholder |
8 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
BERKSHIRE HATHAWAY INC.
| | | | | | |
Ticker: | | BRK.B | | Security ID: | | 084670702 |
Meeting Date: | | MAY 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Warren E. Buffett | | For | | For | | Management |
1.2 | | Elect Director Charles T. Munger | | For | | For | | Management |
1.3 | | Elect Director Howard G. Buffett | | For | | For | | Management |
1.4 | | Elect Director Stephen B. Burke | | For | | For | | Management |
1.5 | | Elect Director Susan L. Decker | | For | | For | | Management |
1.6 | | Elect Director William H. Gates, III | | For | | For | | Management |
1.7 | | Elect Director David S. Gottesman | | For | | For | | Management |
1.8 | | Elect Director Charlotte Guyman | | For | | For | | Management |
1.9 | | Elect Director Donald R. Keough | | For | | For | | Management |
1.10 | | Elect Director Thomas S. Murphy | | For | | For | | Management |
1.11 | | Elect Director Ronald L. Olson | | For | | For | | Management |
1.12 | | Elect Director Walter Scott, Jr. | | For | | For | | Management |
1.13 | | Elect Director Meryl B. Witmer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year | | Management |
4 | | Adopt Quantitative Goals for GHG and Other Air Emissions | | Against | | For | | Shareholder |
5 | | Approve Annual Dividends | | Against | | Against | | Shareholder |
BEST BUY CO., INC.
| | | | | | |
Ticker: | | BBY | | Security ID: | | 086516101 |
Meeting Date: | | JUN 10, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lisa M. Caputo | | For | | For | | Management |
1b | | Elect Director Russell P. Fradin | | For | | For | | Management |
1c | | Elect Director Kathy J. Higgins Victor | | For | | For | | Management |
1d | | Elect Director Hubert Joly | | For | | For | | Management |
1e | | Elect Director David W. Kenny | | For | | For | | Management |
1f | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For | | Management |
1g | | Elect Director Gerard R. Vittecoq | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
BOOZ ALLEN HAMILTON HOLDING CORPORATION
| | | | | | |
Ticker: | | BAH | | Security ID: | | 099502106 |
Meeting Date: | | AUG 01, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUN 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Allan M. Holt | | For | | Withhold | | Management |
1.2 | | Elect Director Arthur E. Johnson | | For | | For | | Management |
1.3 | | Elect Director Charles O. Rossotti | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
BROCADE COMMUNICATIONS SYSTEMS, INC.
| | | | | | |
Ticker: | | BRCD | | Security ID: | | 111621306 |
Meeting Date: | | APR 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judy Bruner | | For | | For | | Management |
1.2 | | Elect Director Lloyd A. Carney | | For | | For | | Management |
1.3 | | Elect Director Renato (Renny) A. DiPentima | | For | | For | | Management |
1.4 | | Elect Director Alan L. Earhart | | For | | For | | Management |
1.5 | | Elect Director John W. Gerdelman | | For | | For | | Management |
1.6 | | Elect Director Dave House | | For | | For | | Management |
1.7 | | Elect Director L. William Krause | | For | | For | | Management |
1.8 | | Elect Director David E. Roberson | | For | | For | | Management |
1.9 | | Elect Director Sanjay Vaswani | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
CAPITAL ONE FINANCIAL CORPORATION
| | | | | | |
Ticker: | | COF | | Security ID: | | 14040H105 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 06, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard D. Fairbank | | For | | For | | Management |
1b | | Elect Director Patrick W. Gross | | For | | For | | Management |
1c | | Elect Director Ann Fritz Hackett | | For | | For | | Management |
1d | | Elect Director Lewis Hay, III | | For | | For | | Management |
1e | | Elect Director Benjamin P. Jenkins, III | | For | | For | | Management |
1f | | Elect Director Pierre E. Leroy | | For | | For | | Management |
1g | | Elect Director Peter E. Raskind | | For | | For | | Management |
1h | | Elect Director Mayo A. Shattuck, III | | For | | For | | Management |
1i | | Elect Director Bradford H. Warner | | For | | For | | Management |
1j | | Elect Director Catherine G. West | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5a | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5b | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
5c | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
6 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
CARDINAL HEALTH, INC.
| | | | | | |
Ticker: | | CAH | | Security ID: | | 14149Y108 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Colleen F. Arnold | | For | | For | | Management |
1.2 | | Elect Director George S. Barrett | | For | | For | | Management |
1.3 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.4 | | Elect Director Carrie S. Cox | | For | | For | | Management |
1.5 | | Elect Director Calvin Darden | | For | | For | | Management |
1.6 | | Elect Director Bruce L. Downey | | For | | For | | Management |
1.7 | | Elect Director John F. Finn | | For | | For | | Management |
1.8 | | Elect Director Patricia A. Hemingway Hall | | For | | For | | Management |
1.9 | | Elect Director Clayton M. Jones | | For | | For | | Management |
1.10 | | Elect Director Gregory B. Kenny | | For | | For | | Management |
1.11 | | Elect Director David P. King | | For | | For | | Management |
1.12 | | Elect Director Richard C. Notebaert | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
CENTURYLINK, INC.
| | | | | | |
Ticker: | | CTL | | Security ID: | | 156700106 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Virginia Boulet | | For | | For | | Management |
1.2 | | Elect Director Peter C. Brown | | For | | For | | Management |
1.3 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.4 | | Elect Director W. Bruce Hanks | | For | | For | | Management |
1.5 | | Elect Director Gregory J. McCray | | For | | For | | Management |
1.6 | | Elect Director C. G. Melville, Jr. | | For | | For | | Management |
1.7 | | Elect Director Fred R. Nichols | | For | | For | | Management |
1.8 | | Elect Director William A. Owens | | For | | For | | Management |
1.9 | | Elect Director Harvey P. Perry | | For | | For | | Management |
1.10 | | Elect Director Glen F. Post, III | | For | | For | | Management |
1.11 | | Elect Director Michael J. Roberts | | For | | For | | Management |
1.12 | | Elect Director Laurie A. Siegel | | For | | For | | Management |
1.13 | | Elect Director Joseph R. Zimmel | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Provide Proxy Access Right | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Stock Retention | | Against | | For | | Shareholder |
CHESAPEAKE ENERGY CORPORATION
| | | | | | |
Ticker: | | CHK | | Security ID: | | 165167107 |
Meeting Date: | | JUN 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Vincent J. Intrieri | | For | | For | | Management |
1b | | Elect Director Robert D. (Doug) Lawler | | For | | For | | Management |
1c | | Elect Director John J. (Jack) Lipinski | | For | | For | | Management |
1d | | Elect Director Frederic M. Poses | | For | | For | | Management |
1e | | Elect Director Archie W. Dunham | | For | | For | | Management |
1f | | Elect Director R. Brad Martin | | For | | For | | Management |
1g | | Elect Director Louis A. Raspino | | For | | For | | Management |
1h | | Elect Director Merrill A. (Pete) Miller, Jr. | | For | | For | | Management |
1i | | Elect Director Thomas L. Ryan | | For | | Against | | Management |
2 | | Declassify the Board of Directors | | For | | For | | Management |
3 | | Approve Increase in Size of Board | | For | | For | | Management |
4 | | Provide Proxy Access Right | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
7 | | Approve Omnibus Stock Plan | | For | | For | | Management |
8 | | Ratify Auditors | | For | | For | | Management |
CHEVRON CORPORATION
| | | | | | |
Ticker: | | CVX | | Security ID: | | 166764100 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linnet F. Deily | | For | | For | | Management |
1b | | Elect Director Robert E. Denham | | For | | For | | Management |
1c | | Elect Director Alice P. Gast | | For | | For | | Management |
1d | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1e | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1f | | Elect Director George L. Kirkland | | For | | For | | Management |
1g | | Elect Director Charles W. Moorman, IV | | For | | For | | Management |
1h | | Elect Director Kevin W. Sharer | | For | | For | | Management |
1i | | Elect Director John G. Stumpf | | For | | For | | Management |
1j | | Elect Director Ronald D. Sugar | | For | | For | | Management |
1k | | Elect Director Carl Ware | | For | | For | | Management |
1l | | Elect Director John S. Watson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Charitable Contributions | | Against | | Against | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
6 | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For | | Shareholder |
7 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
8 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
9 | | Require Director Nominee with Environmental Experience | | Against | | For | | Shareholder |
10 | | Adopt Guidelines for Country Selection | | Against | | For | | Shareholder |
CISCO SYSTEMS, INC.
| | | | | | |
Ticker: | | CSCO | | Security ID: | | 17275R102 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 20, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol A. Bartz | | For | | For | | Management |
1b | | Elect Director Marc Benioff | | For | | For | | Management |
1c | | Elect Director Gregory Q. Brown | | For | | For | | Management |
1d | | Elect Director M. Michele Burns | | For | | For | | Management |
1e | | Elect Director Michael D. Capellas | | For | | For | | Management |
1f | | Elect Director John T. Chambers | | For | | For | | Management |
1g | | Elect Director Brian L. Halla | | For | | For | | Management |
1h | | Elect Director John L. Hennessy | | For | | For | | Management |
1i | | Elect Director Kristina M. Johnson | | For | | For | | Management |
1j | | Elect Director Roderick C. McGeary | | For | | For | | Management |
1k | | Elect Director Arun Sarin | | For | | For | | Management |
1l | | Elect Director Steven M. West | | For | | For | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Approve Proxy Advisor Competition | | Against | | Against | | Shareholder |
CLEARWIRE CORPORATION
| | | | | | |
Ticker: | | CLWR | | Security ID: | | 18538Q105 |
Meeting Date: | | JUL 08, 2013 | | Meeting Type: | | Proxy Contest |
Record Date: | | APR 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
| | Management Proposals (White Card) | | None | | | | |
1 | | Approve Merger Agreement | | For | | For | | Management |
2a | | Increase Authorized Class A Common Stock | | For | | For | | Management |
2b | | Increase Authorized Class B Common Stock | | For | | For | | Management |
3a | | Approve Issuance of Class A Shares for a Private Placement | | For | | For | | Management |
3b | | Approve Issuance of Class B Shares for a Private Placement | | For | | For | | Management |
4 | | Adjourn Meeting | | For | | For | | Management |
5 | | Advisory Vote on Golden Parachutes | | For | | Against | | Management |
| | | | |
# | | Proposal | | Diss Rec | | Vote Cast | | Sponsor |
| | Dissident Proxy (Gold Card) | | None | | | | |
1 | | Approve Merger Agreement | | Against | | Did Not Vote | | Management |
2a | | Increase Authorized Class A Common Stock | | Against | | Did Not Vote | | Management |
2b | | Increase Authorized Class B Common Stock | | Against | | Did Not Vote | | Management |
3a | | Approve Issuance of Class A Shares for a Private Placement | | Against | | Did Not Vote | | Management |
3b | | Approve Issuance of Class B Shares for a Private Placement | | Against | | Did Not Vote | | Management |
4 | | Adjourn Meeting | | Against | | Did Not Vote | | Management |
5 | | Advisory Vote on Golden Parachutes | | Against | | Did Not Vote | | Management |
CNH GLOBAL NV
| | | | | | |
Ticker: | | NHL | | Security ID: | | N20935206 |
Meeting Date: | | JUL 23, 2013 | | Meeting Type: | | Special |
Record Date: | | JUN 25, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Open Meeting and Call to Order | | None | | None | | Management |
2 | | Approve Merger Agreement Fiat Industrial S.p.A, and CNH Global | | For | | For | | Management |
3 | | Close Meeting | | None | | None | | Management |
COMERICA INCORPORATED
| | | | | | |
Ticker: | | CMA | | Security ID: | | 200340107 |
Meeting Date: | | APR 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Ralph W. Babb, Jr. | | For | | For | | Management |
1.2 | | Elect Director Roger A. Cregg | | For | | For | | Management |
1.3 | | Elect Director T. Kevin DeNicola | | For | | For | | Management |
1.4 | | Elect Director Jacqueline P. Kane | | For | | For | | Management |
1.5 | | Elect Director Richard G. Lindner | | For | | For | | Management |
1.6 | | Elect Director Alfred A. Piergallini | | For | | For | | Management |
1.7 | | Elect Director Robert S. Taubman | | For | | For | | Management |
1.8 | | Elect Director Reginald M. Turner, Jr. | | For | | For | | Management |
1.9 | | Elect Director Nina G. Vaca | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DELPHI AUTOMOTIVE PLC
| | | | | | |
Ticker: | | DLPH | | Security ID: | | G27823106 |
Meeting Date: | | APR 03, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Gary L. Cowger as a Director | | For | | For | | Management |
1.2 | | Elect Nicholas M. Donofrio as a Director | | For | | For | | Management |
1.3 | | Elect Mark P. Frissora as a Director | | For | | For | | Management |
1.4 | | Elect Rajiv L. Gupta as a Director | | For | | For | | Management |
1.5 | | Elect John A. Krol as a Director | | For | | For | | Management |
1.6 | | Elect J. Randall MacDonald as a Director | | For | | For | | Management |
1.7 | | Elect Sean O. Mahoney as a Director | | For | | For | | Management |
1.8 | | Elect Rodney O’Neal as a Director | | For | | For | | Management |
1.9 | | Elect Thomas W. Sidlik as a Director | | For | | For | | Management |
1.10 | | Elect Bernd Wiedemann as a Director | | For | | For | | Management |
1.11 | | Elect Lawrence A. Zimmerman as a Director | | For | | For | | Management |
2 | | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
DELTA AIR LINES, INC.
| | | | | | |
Ticker: | | DAL | | Security ID: | | 247361702 |
Meeting Date: | | JUN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Richard H. Anderson | | For | | For | | Management |
1b | | Elect Director Edward H. Bastian | | For | | For | | Management |
1c | | Elect Director Roy J. Bostock | | For | | For | | Management |
1d | | Elect Director John S. Brinzo | | For | | For | | Management |
1e | | Elect Director Daniel A. Carp | | For | | For | | Management |
1f | | Elect Director David G. DeWalt | | For | | For | | Management |
1g | | Elect Director William H. Easter, III | | For | | For | | Management |
1h | | Elect Director Mickey P. Foret | | For | | For | | Management |
1i | | Elect Director Shirley C. Franklin | | For | | For | | Management |
1j | | Elect Director David R. Goode | | For | | For | | Management |
1k | | Elect Director George N. Mattson | | For | | For | | Management |
1l | | Elect Director Paula Rosput Reynolds | | For | | For | | Management |
1m | | Elect Director Kenneth C. Rogers | | For | | For | | Management |
1n | | Elect Director Kenneth B. Woodrow | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Increase in Size of Board | | For | | For | | Management |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DEVRY INC.
| | | | | | |
Ticker: | | DV | | Security ID: | | 251893103 |
Meeting Date: | | NOV 06, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 24, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Connie R. Curran | | For | | For | | Management |
1.2 | | Elect Director Daniel Hamburger | | For | | For | | Management |
1.3 | | Elect Director Ronald L. Taylor | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Change Company Name | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
DILLARD’S, INC.
| | | | | | |
Ticker: | | DDS | | Security ID: | | 254067101 |
Meeting Date: | | MAY 17, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Frank R. Mori | | For | | For | | Management |
1b | | Elect Director Reynie Rutledge | | For | | For | | Management |
1c | | Elect Director J.C. Watts, Jr. | | For | | For | | Management |
1d | | Elect Director Nick White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DIRECTV
| | | | | | |
Ticker: | | DTV | | Security ID: | | 25490A309 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Neil Austrian | | For | | For | | Management |
1b | | Elect Director Ralph Boyd, Jr. | | For | | For | | Management |
1c | | Elect Director Abelardo Bru | | For | | For | | Management |
1d | | Elect Director David Dillon | | For | | For | | Management |
1e | | Elect Director Samuel DiPiazza, Jr. | | For | | For | | Management |
1f | | Elect Director Dixon Doll | | For | | For | | Management |
1g | | Elect Director Charles Lee | | For | | For | | Management |
1h | | Elect Director Peter Lund | | For | | For | | Management |
1i | | Elect Director Nancy Newcomb | | For | | For | | Management |
1j | | Elect Director Lorrie Norrington | | For | | For | | Management |
1k | | Elect Director Anthony Vinciquerra | | For | | For | | Management |
1l | | Elect Director Michael White | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
DISCOVER FINANCIAL SERVICES
| | | | | | |
Ticker: | | DFS | | Security ID: | | 254709108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jeffrey S. Aronin | | For | | For | | Management |
1.2 | | Elect Director Mary K. Bush | | For | | For | | Management |
1.3 | | Elect Director Gregory C. Case | | For | | For | | Management |
1.4 | | Elect Director Candace H. Duncan | | For | | For | | Management |
1.5 | | Elect Director Cynthia A. Glassman | | For | | For | | Management |
1.6 | | Elect Director Richard H. Lenny | | For | | For | | Management |
1.7 | | Elect Director Thomas G. Maheras | | For | | For | | Management |
1.8 | | Elect Director Michael H. Moskow | | For | | For | | Management |
1.9 | | Elect Director David W. Nelms | | For | | For | | Management |
1.10 | | Elect Director Mark A. Thierer | | For | | For | | Management |
1.11 | | Elect Director Lawrence A. Weinbach | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
DOMTAR CORPORATION
| | | | | | |
Ticker: | | UFS | | Security ID: | | 257559203 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Giannella Alvarez | | For | | For | | Management |
1.2 | | Elect Director Robert E. Apple | | For | | For | | Management |
1.3 | | Elect Director Louis P. Gignac | | For | | For | | Management |
1.4 | | Elect Director David J. Illingworth | | For | | For | | Management |
1.5 | | Elect Director Brian M. Levitt | | For | | For | | Management |
1.6 | | Elect Director David G. Maffucci | | For | | For | | Management |
1.7 | | Elect Director Robert J. Steacy | | For | | For | | Management |
1.8 | | Elect Director Pamela B. Strobel | | For | | For | | Management |
1.9 | | Elect Director Denis Turcotte | | For | | For | | Management |
1.10 | | Elect Director John D. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
DOVER CORPORATION
| | | | | | |
Ticker: | | DOV | | Security ID: | | 260003108 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert W. Cremin | | For | | For | | Management |
1b | | Elect Director Jean-Pierre M. Ergas | | For | | For | | Management |
1c | | Elect Director Peter T. Francis | | For | | For | | Management |
1d | | Elect Director Kristiane C. Graham | | For | | For | | Management |
1e | | Elect Director Michael F. Johnston | | For | | For | | Management |
1f | | Elect Director Robert A. Livingston | | For | | For | | Management |
1g | | Elect Director Richard K. Lochridge | | For | | For | | Management |
1h | | Elect Director Bernard G. Rethore | | For | | For | | Management |
1i | | Elect Director Michael B. Stubbs | | For | | For | | Management |
1j | | Elect Director Stephen M. Todd | | For | | For | | Management |
1k | | Elect Director Stephen K. Wagner | | For | | For | | Management |
1l | | Elect Director Mary A. Winston | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
8 | | Provide Right to Call Special Meeting | | For | | For | | Management |
ENERGIZER HOLDINGS, INC.
| | | | | | |
Ticker: | | ENR | | Security ID: | | 29266R108 |
Meeting Date: | | JAN 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director James C. Johnson | | For | | For | | Management |
1.2 | | Elect Director Ward M. Klein | | For | | For | | Management |
1.3 | | Elect Director W. Patrick McGinnis | | For | | For | | Management |
1.4 | | Elect Director John R. Roberts | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
EVEREST RE GROUP, LTD.
| | | | | | |
Ticker: | | RE | | Security ID: | | G3223R108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 20, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dominic J. Addesso | | For | | For | | Management |
1.2 | | Elect Director John J. Amore | | For | | For | | Management |
1.3 | | Elect Director John R. Dunne | | For | | For | | Management |
1.4 | | Elect Director William F. Galtney, Jr. | | For | | For | | Management |
1.5 | | Elect Director Roger M. Singer | | For | | For | | Management |
1.6 | | Elect Director Joseph V. Taranto | | For | | For | | Management |
1.7 | | Elect Director John A. Weber | | For | | For | | Management |
2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
EXELIS INC.
| | | | | | |
Ticker: | | XLS | | Security ID: | | 30162A108 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Paul J. Kern | | For | | For | | Management |
1b | | Elect Director Mark L. Reuss | | For | | For | | Management |
1c | | Elect Director Billie I. Williamson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
EXXON MOBIL CORPORATION
| | | | | | |
Ticker: | | XOM | | Security ID: | | 30231G102 |
Meeting Date: | | MAY 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Michael J. Boskin | | For | | For | | Management |
1.2 | | Elect Director Peter Brabeck-Letmathe | | For | | For | | Management |
1.3 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.4 | | Elect Director Larry R. Faulkner | | For | | For | | Management |
1.5 | | Elect Director Jay S. Fishman | | For | | For | | Management |
1.6 | | Elect Director Henrietta H. Fore | | For | | For | | Management |
1.7 | | Elect Director Kenneth C. Frazier | | For | | For | | Management |
1.8 | | Elect Director William W. George | | For | | For | | Management |
1.9 | | Elect Director Samuel J. Palmisano | | For | | For | | Management |
1.10 | | Elect Director Steven S Reinemund | | For | | For | | Management |
1.11 | | Elect Director Rex W. Tillerson | | For | | For | | Management |
1.12 | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Require a Majority Vote for the Election of Directors | | Against | | For | | Shareholder |
5 | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against | | Shareholder |
6 | | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | | Against | | Against | | Shareholder |
7 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
8 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
FORD MOTOR COMPANY
| | | | | | |
Ticker: | | F | | Security ID: | | 345370860 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen G. Butler | | For | | For | | Management |
1.2 | | Elect Director Kimberly A. Casiano | | For | | For | | Management |
1.3 | | Elect Director Anthony F. Earley, Jr. | | For | | For | | Management |
1.4 | | Elect Director Edsel B. Ford, II | | For | | For | | Management |
1.5 | | Elect Director William Clay Ford, Jr. | | For | | For | | Management |
1.6 | | Elect Director Richard A. Gephardt | | For | | For | | Management |
1.7 | | Elect Director James P. Hackett | | For | | For | | Management |
1.8 | | Elect Director James H. Hance, Jr. | | For | | For | | Management |
1.9 | | Elect Director William W. Helman, IV | | For | | For | | Management |
1.10 | | Elect Director Jon M. Huntsman, Jr. | | For | | For | | Management |
1.11 | | Elect Director John C. Lechleiter | | For | | For | | Management |
1.12 | | Elect Director Ellen R. Marram | | For | | For | | Management |
1.13 | | Elect Director Alan Mulally | | For | | For | | Management |
1.14 | | Elect Director Homer A. Neal | | For | | For | | Management |
1.15 | | Elect Director Gerald L. Shaheen | | For | | For | | Management |
1.16 | | Elect Director John L. Thornton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For | | Shareholder |
6 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
FREEPORT-MCMORAN COPPER & GOLD INC.
| | | | | | |
Ticker: | | FCX | | Security ID: | | 35671D857 |
Meeting Date: | | JUL 16, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAY 24, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard C. Adkerson | | For | | For | | Management |
1.2 | | Elect Director Robert J. Allison, Jr. | | For | | For | | Management |
1.3 | | Elect Director Alan R. Buckwalter, III | | For | | For | | Management |
1.4 | | Elect Director Robert A. Day | | For | | For | | Management |
1.5 | | Elect Director James C. Flores | | For | | For | | Management |
1.6 | | Elect Director Gerald J. Ford | | For | | For | | Management |
1.7 | | Elect Director Thomas A. Fry, III | | For | | For | | Management |
1.8 | | Elect Director H. Devon Graham, Jr. | | For | | For | | Management |
1.9 | | Elect Director Charles C. Krulak | | For | | For | | Management |
1.10 | | Elect Director Bobby Lee Lackey | | For | | For | | Management |
1.11 | | Elect Director Jon C. Madonna | | For | | For | | Management |
1.12 | | Elect Director Dustan E. McCoy | | For | | For | | Management |
1.13 | | Elect Director James R. Moffett | | For | | For | | Management |
1.14 | | Elect Director B. M. Rankin, Jr. | | For | | For | | Management |
1.15 | | Elect Director Stephen H. Siegele | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Request Director Nominee with Environmental Qualifications | | Against | | For | | Shareholder |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Adopt Policy and Report on Board Diversity | | Against | | For | | Shareholder |
7 | | Amend Bylaws — Call Special Meetings | | Against | | For | | Shareholder |
FRONTIER COMMUNICATIONS CORPORATION
| | | | | | |
Ticker: | | FTR | | Security ID: | | 35906A108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For | | Management |
1.2 | | Elect Director Peter C.B. Bynoe | | For | | For | | Management |
1.3 | | Elect Director Edward Fraioli | | For | | For | | Management |
1.4 | | Elect Director Daniel J. McCarthy | | For | | For | | Management |
1.5 | | Elect Director Pamela D.A. Reeve | | For | | For | | Management |
1.6 | | Elect Director Virginia P. Ruesterholz | | For | | For | | Management |
1.7 | | Elect Director Howard L. Schrott | | For | | For | | Management |
1.8 | | Elect Director Larraine D. Segil | | For | | For | | Management |
1.9 | | Elect Director Mark Shapiro | | For | | For | | Management |
1.10 | | Elect Director Myron A. Wick, III | | For | | For | | Management |
1.11 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GAMESTOP CORP.
| | | | | | |
Ticker: | | GME | | Security ID: | | 36467W109 |
Meeting Date: | | JUN 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAY 02, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas N. Kelly, Jr. | | For | | For | | Management |
1.2 | | Elect Director Gerald R. Szczepanski | | For | | For | | Management |
1.3 | | Elect Director Lawrence S. Zilavy | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
GANNETT CO., INC.
| | | | | | |
Ticker: | | GCI | | Security ID: | | 364730101 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John E. Cody | | For | | For | | Management |
1b | | Elect Director Howard D. Elias | | For | | For | | Management |
1c | | Elect Director John Jeffry Louis | | For | | For | | Management |
1d | | Elect Director Marjorie Magner | | For | | For | | Management |
1e | | Elect Director Gracia C. Martore | | For | | For | | Management |
1f | | Elect Director Scott K. McCune | | For | | For | | Management |
1g | | Elect Director Susan Ness | | For | | For | | Management |
1h | | Elect Director Tony A. Prophet | | For | | For | | Management |
1i | | Elect Director Neal Shapiro | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plans | | Against | | For | | Shareholder |
GENERAL ELECTRIC COMPANY
| | | | | | |
Ticker: | | GE | | Security ID: | | 369604103 |
Meeting Date: | | APR 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director W. Geoffrey Beattie | | For | | For | | Management |
2 | | Elect Director John J. Brennan | | For | | For | | Management |
3 | | Elect Director James I. Cash, Jr. | | For | | For | | Management |
4 | | Elect Director Francisco D’Souza | | For | | For | | Management |
5 | | Elect Director Marijn E. Dekkers | | For | | For | | Management |
6 | | Elect Director Ann M. Fudge | | For | | For | | Management |
7 | | Elect Director Susan J. Hockfield | | For | | For | | Management |
8 | | Elect Director Jeffrey R. Immelt | | For | | For | | Management |
9 | | Elect Director Andrea Jung | | For | | For | | Management |
10 | | Elect Director Robert W. Lane | | For | | For | | Management |
11 | | Elect Director Rochelle B. Lazarus | | For | | For | | Management |
12 | | Elect Director James J. Mulva | | For | | For | | Management |
13 | | Elect Director James E. Rohr | | For | | For | | Management |
14 | | Elect Director Mary L. Schapiro | | For | | For | | Management |
15 | | Elect Director Robert J. Swieringa | | For | | For | | Management |
16 | | Elect Director James S. Tisch | | For | | For | | Management |
17 | | Elect Director Douglas A. Warner, III | | For | | For | | Management |
18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
19 | | Ratify Auditors | | For | | For | | Management |
20 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
21 | | Stock Retention/Holding Period | | Against | | Against | | Shareholder |
22 | | Require More Director Nominations Than Open Seats | | Against | | Against | | Shareholder |
23 | | Provide Right to Act by Written Consent | | Against | | Against | | Shareholder |
24 | | Cessation of All Stock Options and Bonuses | | Against | | Against | | Shareholder |
25 | | Seek Sale of Company | | Against | | Against | | Shareholder |
GRAHAM HOLDINGS COMPANY
| | | | | | |
Ticker: | | GHC | | Security ID: | | 384637104 |
Meeting Date: | | MAY 08, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1. | | Elect Director Christopher C. Davis | | For | | For | | Management |
1.2 | | Elect Director Thomas S. Gayner | | For | | For | | Management |
1.3 | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1.4 | | Elect Director Larry D. Thompson | | For | | For | | Management |
HARRIS CORPORATION
| | | | | | |
Ticker: | | HRS | | Security ID: | | 413875105 |
Meeting Date: | | OCT 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 30, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William M. Brown | | For | | For | | Management |
1b | | Elect Director Peter W. Chiarelli | | For | | For | | Management |
1c | | Elect Director Thomas A. Dattilo | | For | | For | | Management |
1d | | Elect Director Terry D. Growcock | | For | | For | | Management |
1e | | Elect Director Lewis Hay, III | | For | | For | | Management |
1f | | Elect Director Vyomesh I. Joshi | | For | | For | | Management |
1g | | Elect Director Karen Katen | | For | | For | | Management |
1h | | Elect Director Stephen P. Kaufman | | For | | For | | Management |
1i | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1j | | Elect Director David B. Rickard | | For | | For | | Management |
1k | | Elect Director James C. Stoffel | | For | | For | | Management |
1l | | Elect Director Gregory T. Swienton | | For | | For | | Management |
1m | | Elect Director Hansel E. Tookes, II | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
HEWLETT-PACKARD COMPANY
| | | | | | |
Ticker: | | HPQ | | Security ID: | | 428236103 |
Meeting Date: | | MAR 19, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Marc L. Andreessen | | For | | For | | Management |
1.2 | | Elect Director Shumeet Banerji | | For | | For | | Management |
1.3 | | Elect Director Robert R. Bennett | | For | | For | | Management |
1.4 | | Elect Director Rajiv L. Gupta | | For | | For | | Management |
1.5 | | Elect Director Raymond J. Lane | | For | | For | | Management |
1.6 | | Elect Director Ann M. Livermore | | For | | For | | Management |
1.7 | | Elect Director Raymond E. Ozzie | | For | | For | | Management |
1.8 | | Elect Director Gary M. Reiner | | For | | For | | Management |
1.9 | | Elect Director Patricia F. Russo | | For | | For | | Management |
1.10 | | Elect Director James A. Skinner | | For | | For | | Management |
1.11 | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1.12 | | Elect Director Ralph V. Whitworth | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Establish Board Committee on Human Rights | | Against | | Against | | Shareholder |
HUMANA INC.
| | | | | | |
Ticker: | | HUM | | Security ID: | | 444859102 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kurt J. Hilzinger | | For | | For | | Management |
1b | | Elect Director Bruce D. Broussard | | For | | For | | Management |
1c | | Elect Director Frank A. D’Amelio | | For | | For | | Management |
1d | | Elect Director W. Roy Dunbar | | For | | For | | Management |
1e | | Elect Director David A. Jones, Jr. | | For | | For | | Management |
1f | | Elect Director William J. McDonald | | For | | For | | Management |
1g | | Elect Director William E. Mitchell | | For | | For | | Management |
1h | | Elect Director David B. Nash | | For | | For | | Management |
1i | | Elect Director James J. O’Brien | | For | | For | | Management |
1j | | Elect Director Marissa T. Peterson | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Political Contributions | | Against | | For | | Shareholder |
INGRAM MICRO INC.
| | | | | | |
Ticker: | | IM | | Security ID: | | 457153104 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Howard I. Atkins | | For | | For | | Management |
1.2 | | Elect Director Leslie Stone Heisz | | For | | For | | Management |
1.3 | | Elect Director John R. Ingram | | For | | For | | Management |
1.4 | | Elect Director Dale R. Laurance | | For | | For | | Management |
1.5 | | Elect Director Linda Fayne Levinson | | For | | For | | Management |
1.6 | | Elect Director Scott A. McGregor | | For | | For | | Management |
1.7 | | Elect Director Alain Monie | | For | | For | | Management |
1.8 | | Elect Director Wade Oosterman | | For | | For | | Management |
1.9 | | Elect Director Joe B. Wyatt | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
INTEL CORPORATION
| | | | | | |
Ticker: | | INTC | | Security ID: | | 458140100 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Charlene Barshefsky | | For | | For | | Management |
1b | | Elect Director Andy D. Bryant | | For | | For | | Management |
1c | | Elect Director Susan L. Decker | | For | | For | | Management |
1d | | Elect Director John J. Donahoe | | For | | For | | Management |
1e | | Elect Director Reed E. Hundt | | For | | For | | Management |
1f | | Elect Director Brian M. Krzanich | | For | | For | | Management |
1g | | Elect Director James D. Plummer | | For | | For | | Management |
1h | | Elect Director David S. Pottruck | | For | | For | | Management |
1i | | Elect Director Frank D. Yeary | | For | | For | | Management |
1j | | Elect Director David B. Yoffie | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
INTELSAT SA
| | | | | | |
Ticker: | | I | | Security ID: | | L5140P101 |
Meeting Date: | | JUN 19, 2014 | | Meeting Type: | | Annual/Special |
Record Date: | | MAY 09, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Receive Board’s and Auditor’s Reports | | None | | None | | Management |
2 | | Approve Financial Statements | | For | | For | | Management |
3 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Management |
4 | | Approve Allocation of Income | | For | | For | | Management |
5 | | Approve Dividends on Series A Preferred Shares | | For | | For | | Management |
6 | | Approve Discharge of Directors | | For | | For | | Management |
7a | | Elect John Diercksen as Director | | For | | For | | Management |
7b | | Elect Robert Callahan as Director | | For | | For | | Management |
8a | | Reelect Raymond Svider as Director | | For | | For | | Management |
8b | | Reelect Egon Durban as Director | | For | | For | | Management |
8c | | Reelect Justin Bateman as Director | | For | | For | | Management |
9 | | Approve Remuneration of Directors | | For | | For | | Management |
10 | | Renew Appointment of KPMG as Auditor | | For | | For | | Management |
11 | | Authorize Board to Repurchase Shares | | For | | Against | | Management |
1 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against | | Management |
INTERNATIONAL PAPER COMPANY
| | | | | | |
Ticker: | | IP | | Security ID: | | 460146103 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David J. Bronczek | | For | | For | | Management |
1b | | Elect Director Ahmet C. Dorduncu | | For | | For | | Management |
1c | | Elect Director John V. Faraci | | For | | For | | Management |
1d | | Elect Director Ilene S. Gordon | | For | | For | | Management |
1e | | Elect Director Jay L. Johnson | | For | | For | | Management |
1f | | Elect Director Stacey J. Mobley | | For | | For | | Management |
1g | | Elect Director Joan E. Spero | | For | | For | | Management |
1h | | Elect Director John L. Townsend, III | | For | | For | | Management |
1i | | Elect Director John F. Turner | | For | | For | | Management |
1j | | Elect Director William G. Walter | | For | | For | | Management |
1k | | Elect Director J. Steven Whisler | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
JOHNSON & JOHNSON
| | | | | | |
Ticker: | | JNJ | | Security ID: | | 478160104 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Mary Sue Coleman | | For | | For | | Management |
1b | | Elect Director James G. Cullen | | For | | For | | Management |
1c | | Elect Director Ian E. L. Davis | | For | | For | | Management |
1d | | Elect Director Alex Gorsky | | For | | For | | Management |
1e | | Elect Director Susan L. Lindquist | | For | | For | | Management |
1f | | Elect Director Mark B. McClellan | | For | | For | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | For | | Management |
1h | | Elect Director Leo F. Mullin | | For | | For | | Management |
1i | | Elect Director William D. Perez | | For | | For | | Management |
1j | | Elect Director Charles Prince | | For | | For | | Management |
1k | | Elect Director A. Eugene Washington | | For | | For | | Management |
1l | | Elect Director Ronald A. Williams | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Stock Retention/Holding Period | | Against | | For | | Shareholder |
JPMORGAN CHASE & CO.
| | | | | | |
Ticker: | | JPM | | Security ID: | | 46625H100 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Linda B. Bammann | | For | | For | | Management |
1b | | Elect Director James A. Bell | | For | | For | | Management |
1c | | Elect Director Crandall C. Bowles | | For | | For | | Management |
1d | | Elect Director Stephen B. Burke | | For | | For | | Management |
1e | | Elect Director James S. Crown | | For | | For | | Management |
1f | | Elect Director James Dimon | | For | | For | | Management |
1g | | Elect Director Timothy P. Flynn | | For | | For | | Management |
1h | | Elect Director Laban P. Jackson, Jr. | | For | | For | | Management |
1i | | Elect Director Michael A. Neal | | For | | For | | Management |
1j | | Elect Director Lee R. Raymond | | For | | For | | Management |
1k | | Elect Director William C. Weldon | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Report on Lobbying Payments and Policy | | Against | | Against | | Shareholder |
5 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For | | Shareholder |
6 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
LEUCADIA NATIONAL CORPORATION
| | | | | | |
Ticker: | | LUK | | Security ID: | | 527288104 |
Meeting Date: | | JUL 25, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUN 05, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Robert D. Beyer | | For | | For | | Management |
1.2 | | Elect Director W. Patrick Campbell | | For | | For | | Management |
1.3 | | Elect Director Brian P. Friedman | | For | | For | | Management |
1.4 | | Elect Director Richard B. Handler | | For | | For | | Management |
1.5 | | Elect Director Robert E. Joyal | | For | | For | | Management |
1.6 | | Elect Director Jeffrey C. Keil | | For | | For | | Management |
1.7 | | Elect Director Michael T. O’Kane | | For | | For | | Management |
1.8 | | Elect Director Stuart H. Reese | | For | | For | | Management |
1.9 | | Elect Director Joseph S. Steinberg | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | Against | | Management |
5 | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
6 | | Other Business | | For | | Against | | Management |
LEXMARK INTERNATIONAL, INC.
| | | | | | |
Ticker: | | LXK | | Security ID: | | 529771107 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 28, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Ralph E. Gomory | | For | | For | | Management |
1b | | Elect Director Jared L. Cohon | | For | | For | | Management |
1c | | Elect Director J. Edward Coleman | | For | | For | | Management |
1d | | Elect Director Sandra L. Helton | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MACY’S, INC.
| | | | | | |
Ticker: | | M | | Security ID: | | 55616P104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 21, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Stephen F. Bollenbach | | For | | For | | Management |
1b | | Elect Director Deirdre P. Connelly | | For | | For | | Management |
1c | | Elect Director Meyer Feldberg | | For | | For | | Management |
1d | | Elect Director Sara Levinson | | For | | For | | Management |
1e | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1f | | Elect Director Joseph Neubauer | | For | | For | | Management |
1g | | Elect Director Joyce M. Roche | | For | | For | | Management |
1h | | Elect Director Paul C. Varga | | For | | For | | Management |
1i | | Elect Director Craig E. Weatherup | | For | | For | | Management |
1j | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
MANPOWERGROUP INC.
| | | | | | |
Ticker: | | MAN | | Security ID: | | 56418H100 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Cari M. Dominguez | | For | | For | | Management |
1.2 | | Elect Director Roberto Mendoza | | For | | For | | Management |
1.3 | | Elect Director Jonas Prising | | For | | For | | Management |
1.4 | | Elect Director Elizabeth P. Sartain | | For | | For | | Management |
1.5 | | Elect Director Edward J. Zore | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
MARATHON PETROLEUM CORPORATION
| | | | | | |
Ticker: | | MPC | | Security ID: | | 56585A102 |
Meeting Date: | | APR 30, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Steven A. Davis | | For | | For | | Management |
1b | | Elect Director Gary R. Heminger | | For | | For | | Management |
1c | | Elect Director John W. Snow | | For | | For | | Management |
1d | | Elect Director John P. Surma | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
MICROSOFT CORPORATION
| | | | | | |
Ticker: | | MSFT | | Security ID: | | 594918104 |
Meeting Date: | | NOV 19, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 13, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Elect Director Steven A. Ballmer | | For | | For | | Management |
2 | | Elect Director Dina Dublon | | For | | For | | Management |
3 | | Elect Director William H. Gates | | For | | For | | Management |
4 | | Elect Director Maria M. Klawe | | For | | For | | Management |
5 | | Elect Director Stephen J. Luczo | | For | | For | | Management |
6 | | Elect Director David F. Marquardt | | For | | For | | Management |
7 | | Elect Director Charles H. Noski | | For | | For | | Management |
8 | | Elect Director Helmut Panke | | For | | For | | Management |
9 | | Elect Director John W. Thompson | | For | | For | | Management |
10 | | Amend Executive Incentive Bonus Plan | | For | | For | | Management |
11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
12 | | Ratify Auditors | | For | | For | | Management |
MRC GLOBAL INC.
| | | | | | |
Ticker: | | MRC | | Security ID: | | 55345K103 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Andrew R. Lane | | For | | For | | Management |
1.2 | | Elect Director Leonard M. Anthony | | For | | For | | Management |
1.3 | | Elect Director Rhys J. Best | | For | | For | | Management |
1.4 | | Elect Director Peter C. Boylan, III | | For | | For | | Management |
1.5 | | Elect Director Henry Cornell | | For | | For | | Management |
1.6 | | Elect Director Craig Ketchum | | For | | For | | Management |
1.7 | | Elect Director Gerard P. Krans | | For | | Withhold | | Management |
1.8 | | Elect Director Cornelis A. Linse | | For | | For | | Management |
1.9 | | Elect Director John A. Perkins | | For | | For | | Management |
1.10 | | Elect Director H.B. Wehrle, III | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
NORTHROP GRUMMAN CORPORATION
| | | | | | |
Ticker: | | NOC | | Security ID: | | 666807102 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Wesley G. Bush | | For | | For | | Management |
1.2 | | Elect Director Victor H. Fazio | | For | | For | | Management |
1.3 | | Elect Director Donald E. Felsinger | | For | | For | | Management |
1.4 | | Elect Director Bruce S. Gordon | | For | | For | | Management |
1.5 | | Elect Director William H. Hernandez | | For | | For | | Management |
1.6 | | Elect Director Madeleine A. Kleiner | | For | | For | | Management |
1.7 | | Elect Director Karl J. Krapek | | For | | For | | Management |
1.8 | | Elect Director Richard B. Myers | | For | | For | | Management |
1.9 | | Elect Director Gary Roughead | | For | | For | | Management |
1.10 | | Elect Director Thomas M. Schoewe | | For | | For | | Management |
1.11 | | Elect Director Kevin W. Sharer | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
NVIDIA CORPORATION
| | | | | | |
Ticker: | | NVDA | | Security ID: | | 67066G104 |
Meeting Date: | | MAY 23, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 25, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Robert K. Burgess | | For | | For | | Management |
1b | | Elect Director Tench Coxe | | For | | For | | Management |
1c | | Elect Director James C. Gaither | | For | | For | | Management |
1d | | Elect Director Jen-Hsun Huang | | For | | For | | Management |
1e | | Elect Director Dawn Hudson | | For | | For | | Management |
1f | | Elect Director Harvey C. Jones | | For | | For | | Management |
1g | | Elect Director William J. Miller | | For | | For | | Management |
1h | | Elect Director Mark L. Perry | | For | | For | | Management |
1i | | Elect Director A. Brooke Seawell | | For | | For | | Management |
1j | | Elect Director Mark A. Stevens | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Amend Omnibus Stock Plan | | For | | For | | Management |
5 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
OSHKOSH CORPORATION
| | | | | | |
Ticker: | | OSK | | Security ID: | | 688239201 |
Meeting Date: | | FEB 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 10, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard M. Donnelly | | For | | For | | Management |
1.2 | | Elect Director Peter B. Hamilton | | For | | For | | Management |
1.3 | | Elect Director Kathleen J. Hempel | | For | | For | | Management |
1.4 | | Elect Director Leslie F. Kenne | | For | | For | | Management |
1.5 | | Elect Director Stephen D. Newlin | | For | | For | | Management |
1.6 | | Elect Director Craig P. Omtvedt | | For | | For | | Management |
1.7 | | Elect Director Duncan J. Palmer | | For | | For | | Management |
1.8 | | Elect Director John S. Shiely | | For | | For | | Management |
1.9 | | Elect Director Richard G. Sim | | For | | For | | Management |
1.10 | | Elect Director Charles L. Szews | | For | | For | | Management |
1.11 | | Elect Director William S. Wallace | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Plan | | Against | | For | | Shareholder |
PARTNERRE LTD.
| | | | | | |
Ticker: | | PRE | | Security ID: | | G6852T105 |
Meeting Date: | | MAY 13, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Judith Hanratty | | For | | For | | Management |
1.2 | | Elect Director Costas Miranthis | | For | | For | | Management |
1.3 | | Elect Director Remy Sautter | | For | | For | | Management |
1.4 | | Elect Director Egbert Willam | | For | | For | | Management |
2 | | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PENN NATIONAL GAMING, INC.
| | | | | | |
Ticker: | | PENN | | Security ID: | | 707569109 |
Meeting Date: | | JUN 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 11, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Peter M. Carlino | | For | | Withhold | | Management |
1.2 | | Elect Director Harold Cramer | | For | | Withhold | | Management |
2 | | Amend Omnibus Stock Plan | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
PFIZER INC.
| | | | | | |
Ticker: | | PFE | | Security ID: | | 717081103 |
Meeting Date: | | APR 24, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Dennis A. Ausiello | | For | | For | | Management |
1.2 | | Elect Director W. Don Cornwell | | For | | For | | Management |
1.3 | | Elect Director Frances D. Fergusson | | For | | For | | Management |
1.4 | | Elect Director Helen H. Hobbs | | For | | For | | Management |
1.5 | | Elect Director Constance J. Horner | | For | | For | | Management |
1.6 | | Elect Director James M. Kilts | | For | | For | | Management |
1.7 | | Elect Director George A. Lorch | | For | | For | | Management |
1.8 | | Elect Director Shantanu Narayen | | For | | For | | Management |
1.9 | | Elect Director Suzanne Nora Johnson | | For | | For | | Management |
1.10 | | Elect Director Ian C. Read | | For | | For | | Management |
1.11 | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1.12 | | Elect Director Marc Tessier-Lavigne | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against | | Shareholder |
6 | | Review and Assess Membership of Lobbying Organizations | | Against | | Against | | Shareholder |
7 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
PHILLIPS 66
| | | | | | |
Ticker: | | PSX | | Security ID: | | 718546104 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William R. Loomis, Jr. | | For | | For | | Management |
1b | | Elect Director Glenn F. Tilton | | For | | For | | Management |
1c | | Elect Director Marna C. Whittington | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Adopt Quantitative GHG Goals for Operations | | Against | | For | | Shareholder |
R. R. DONNELLEY & SONS COMPANY
| | | | | | |
Ticker: | | RRD | | Security ID: | | 257867101 |
Meeting Date: | | MAY 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Thomas J. Quinlan, III | | For | | For | | Management |
1.2 | | Elect Director Susan M. Cameron | | For | | For | | Management |
1.3 | | Elect Director Richard L. Crandall | | For | | For | | Management |
1.4 | | Elect Director Susan M. Gianinno | | For | | For | | Management |
1.5 | | Elect Director Judith H. Hamilton | | For | | For | | Management |
1.6 | | Elect Director Jeffrey M. Katz | | For | | For | | Management |
1.7 | | Elect Director Richard K. Palmer | | For | | For | | Management |
1.8 | | Elect Director John C. Pope | | For | | For | | Management |
1.9 | | Elect Director Michael T. Riordan | | For | | For | | Management |
1.10 | | Elect Director Oliver R. Sockwell | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RAYTHEON COMPANY
| | | | | | |
Ticker: | | RTN | | Security ID: | | 755111507 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 08, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director James E. Cartwright | | For | | For | | Management |
1b | | Elect Director Vernon E. Clark | | For | | For | | Management |
1c | | Elect Director Stephen J. Hadley | | For | | For | | Management |
1d | | Elect Director Thomas A. Kennedy | | For | | For | | Management |
1e | | Elect Director George R. Oliver | | For | | For | | Management |
1f | | Elect Director Michael C. Ruettgers | | For | | For | | Management |
1g | | Elect Director Ronald L. Skates | | For | | For | | Management |
1h | | Elect Director William R. Spivey | | For | | For | | Management |
1i | | Elect Director Linda G. Stuntz | | For | | Against | | Management |
1j | | Elect Director William H. Swanson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide Right to Act by Written Consent | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
REGAL BELOIT CORPORATION
| | | | | | |
Ticker: | | RBC | | Security ID: | | 758750103 |
Meeting Date: | | APR 28, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 05, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Thomas J. Fischer | | For | | For | | Management |
1b | | Elect Director Rakesh Sachdev | | For | | For | | Management |
1c | | Elect Director Jane L. Warner | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
REGAL ENTERTAINMENT GROUP
| | | | | | |
Ticker: | | RGC | | Security ID: | | 758766109 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 12, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Stephen A. Kaplan | | For | | For | | Management |
1.2 | | Elect Director Jack Tyrrell | | For | | For | | Management |
1.3 | | Elect Director Nestor R. Weigand Jr. | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
REINSURANCE GROUP OF AMERICA, INCORPORATED
| | | | | | |
Ticker: | | RGA | | Security ID: | | 759351604 |
Meeting Date: | | MAY 21, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christine R. Detrick | | For | | For | | Management |
1.2 | | Elect Director Joyce A. Phillips | | For | | For | | Management |
1.3 | | Elect Director Arnoud W.A. Boot | | For | | For | | Management |
1.4 | | Elect Director John F. Danahy | | For | | For | | Management |
1.5 | | Elect Director J. Cliff Eason | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
RENAISSANCERE HOLDINGS LTD.
| | | | | | |
Ticker: | | RNR | | Security ID: | | G7496G103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David C. Bushnell | | For | | For | | Management |
1.2 | | Elect Director James L. Gibbons | | For | | For | | Management |
1.3 | | Elect Director Jean D. Hamilton | | For | | For | | Management |
1.4 | | Elect Director Anthony M. Santomero | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Management |
ROCK-TENN COMPANY
| | | | | | |
Ticker: | | RKT | | Security ID: | | 772739207 |
Meeting Date: | | JAN 31, 2014 | | Meeting Type: | | Annual |
Record Date: | | DEC 02, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jenny A. Hourihan | | For | | For | | Management |
1.2 | | Elect Director Steven C. Voorhees | | For | | For | | Management |
1.3 | | Elect Director J. Powell Brown | | For | | Withhold | | Management |
1.4 | | Elect Director Robert M. Chapman | | For | | For | | Management |
1.5 | | Elect Director Terrell K. Crews | | For | | For | | Management |
1.6 | | Elect Director Russell M. Currey | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Declassify the Board of Directors | | For | | For | | Management |
ROYAL CARIBBEAN CRUISES LTD.
| | | | | | |
Ticker: | | RCL | | Security ID: | | V7780T103 |
Meeting Date: | | MAY 12, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John F. Brock | | For | | For | | Management |
1b | | Elect Director Eyal M. Ofer | | For | | For | | Management |
1c | | Elect Director William K. Reilly | | For | | For | | Management |
1d | | Elect Director Vagn O. Sorensen | | For | | For | | Management |
1e | | Elect Director Arne Alexander Wilhelmsen | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Amend Qualified Employee Stock Purchase Plan | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
SANDRIDGE ENERGY, INC.
| | | | | | |
Ticker: | | SD | | Security ID: | | 80007P307 |
Meeting Date: | | JUL 01, 2013 | | Meeting Type: | | Annual |
Record Date: | | MAY 15, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Jim J. Brewer | | For | | Withhold | | Management |
1.2 | | Elect Director William A. Gilliland | | For | | Withhold | | Management |
1.3 | | Elect Director Jeffrey S. Serota | | For | | Withhold | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
SOUTHWEST AIRLINES CO.
| | | | | | |
Ticker: | | LUV | | Security ID: | | 844741108 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director David W. Biegler | | For | | For | | Management |
1b | | Elect Director J. Veronica Biggins | | For | | For | | Management |
1c | | Elect Director Douglas H. Brooks | | For | | For | | Management |
1d | | Elect Director William H. Cunningham | | For | | For | | Management |
1e | | Elect Director John G. Denison | | For | | For | | Management |
1f | | Elect Director Gary C. Kelly | | For | | For | | Management |
1g | | Elect Director Nancy B. Loeffler | | For | | For | | Management |
1h | | Elect Director John T. Montford | | For | | For | | Management |
1i | | Elect Director Thomas M. Nealon | | For | | For | | Management |
1j | | Elect Director Daniel D. Villanueva | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
STAPLES, INC.
| | | | | | |
Ticker: | | SPLS | | Security ID: | | 855030102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Basil L. Anderson | | For | | For | | Management |
1b | | Elect Director Drew G. Faust | | For | | For | | Management |
1c | | Elect Director Justin King | | For | | For | | Management |
1d | | Elect Director Carol Meyrowitz | | For | | For | | Management |
1e | | Elect Director Rowland T. Moriarty | | For | | For | | Management |
1f | | Elect Director Robert C. Nakasone | | For | | For | | Management |
1g | | Elect Director Ronald L. Sargent | | For | | For | | Management |
1h | | Elect Director Robert E. Sulentic | | For | | For | | Management |
1i | | Elect Director Raul Vazquez | | For | | For | | Management |
1j | | Elect Director Vijay Vishwanath | | For | | For | | Management |
1k | | Elect Director Paul F. Walsh | | For | | For | | Management |
2 | | Approve Omnibus Stock Plan | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Report on Human Rights Risk Assessment Process | | Against | | For | | Shareholder |
STARZ
| | | | | | |
Ticker: | | STRZA | | Security ID: | | 85571Q102 |
Meeting Date: | | JUN 05, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 10, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Christopher P. Albrecht | | For | | For | | Management |
1.2 | | Elect Director Daniel E. Sanchez | | For | | For | | Management |
1.3 | | Elect Director Robert S. Wiesenthal | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
TARGET CORPORATION
| | | | | | |
Ticker: | | TGT | | Security ID: | | 87612E106 |
Meeting Date: | | JUN 11, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Roxanne S. Austin | | For | | Against | | Management |
1b | | Elect Director Douglas M. Baker, Jr. | | For | | For | | Management |
1c | | Elect Director Calvin Darden | | For | | Against | | Management |
1d | | Elect Director Henrique De Castro | | For | | Against | | Management |
1e | | Elect Director James A. Johnson | | For | | Against | | Management |
1f | | Elect Director Mary E. Minnick | | For | | Against | | Management |
1g | | Elect Director Anne M. Mulcahy | | For | | Against | | Management |
1h | | Elect Director Derica W. Rice | | For | | Against | | Management |
1i | | Elect Director Kenneth L. Salazar | | For | | For | | Management |
1j | | Elect Director John G. Stumpf | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Eliminate Perquisites | | Against | | Against | | Shareholder |
5 | | Require Independent Board Chairman | | Against | | For | | Shareholder |
6 | | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | | Against | | Against | | Shareholder |
TECH DATA CORPORATION
| | | | | | |
Ticker: | | TECD | | Security ID: | | 878237106 |
Meeting Date: | | JUN 04, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 26, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1 | | Declassify the Board of Directors | | For | | For | | Management |
2a | | Elect Director Charles E. Adair | | For | | For | | Management |
2b | | Elect Director Harry J. Harczak, Jr. | | For | | For | | Management |
2c | | Elect Director Patrick G. Sayer | | For | | Against | | Management |
2d | | Elect Director Robert M. Dutkowsky | | For | | For | | Management |
2e | | Elect Director Jeffery P. Howells | | For | | For | | Management |
2f | | Elect Director Savio W. Tung | | For | | Against | | Management |
2g | | Elect Director David M. Upton | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
5 | | Amend Omnibus Stock Plan | | For | | For | | Management |
THE GOLDMAN SACHS GROUP, INC.
| | | | | | |
Ticker: | | GS | | Security ID: | | 38141G104 |
Meeting Date: | | MAY 16, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Lloyd C. Blankfein | | For | | For | | Management |
1b | | Elect Director M. Michele Burns | | For | | For | | Management |
1c | | Elect Director Gary D. Cohn | | For | | For | | Management |
1d | | Elect Director Claes Dahlback | | For | | For | | Management |
1e | | Elect Director William W. George | | For | | For | | Management |
1f | | Elect Director James A. Johnson | | For | | For | | Management |
1g | | Elect Director Lakshmi N. Mittal | | For | | For | | Management |
1h | | Elect Director Adebayo O. Ogunlesi | | For | | For | | Management |
1i | | Elect Director Peter Oppenheimer | | For | | For | | Management |
1j | | Elect Director James J. Schiro | | For | | For | | Management |
1k | | Elect Director Debora L. Spar | | For | | For | | Management |
1l | | Elect Director Mark E. Tucker | | For | | For | | Management |
1m | | Elect Director David A. Viniar | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Adopt Proxy Access Right | | Against | | Against | | Shareholder |
THE J. M. SMUCKER COMPANY
| | | | | | |
Ticker: | | SJM | | Security ID: | | 832696405 |
Meeting Date: | | AUG 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | JUN 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathryn W. Dindo | | For | | For | | Management |
1b | | Elect Director Robert B. Heisler, Jr. | | For | | For | | Management |
1c | | Elect Director Richard K. Smucker | | For | | For | | Management |
1d | | Elect Director Paul Smucker Wagstaff | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Increase Authorized Common Stock | | For | | For | | Management |
5 | | Declassify the Board of Directors | | For | | For | | Management |
THE PNC FINANCIAL SERVICES GROUP, INC.
| | | | | | |
Ticker: | | PNC | | Security ID: | | 693475105 |
Meeting Date: | | APR 22, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Richard O. Berndt | | For | | For | | Management |
1.2 | | Elect Director Charles E. Bunch | | For | | For | | Management |
1.3 | | Elect Director Paul W. Chellgren | | For | | For | | Management |
1.4 | | Elect Director William S. Demchak | | For | | For | | Management |
1.5 | | Elect Director Andrew T. Feldstein | | For | | For | | Management |
1.6 | | Elect Director Kay Coles James | | For | | For | | Management |
1.7 | | Elect Director Richard B. Kelson | | For | | For | | Management |
1.8 | | Elect Director Anthony A. Massaro | | For | | For | | Management |
1.9 | | Elect Director Jane G. Pepper | | For | | For | | Management |
1.10 | | Elect Director Donald J. Shepard | | For | | For | | Management |
1.11 | | Elect Director Lorene K. Steffes | | For | | For | | Management |
1.12 | | Elect Director Dennis F. Strigl | | For | | For | | Management |
1.13 | | Elect Director Thomas J. Usher | | For | | For | | Management |
1.14 | | Elect Director George H. Walls, Jr. | | For | | For | | Management |
1.15 | | Elect Director Helge H. Wehmeier | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Report on Climate Change Financing Risk | | Against | | For | | Shareholder |
THE PROCTER & GAMBLE COMPANY
| | | | | | |
Ticker: | | PG | | Security ID: | | 742718109 |
Meeting Date: | | OCT 08, 2013 | | Meeting Type: | | Annual |
Record Date: | | AUG 09, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Angela F. Braly | | For | | For | | Management |
1b | | Elect Director Kenneth I. Chenault | | For | | For | | Management |
1c | | Elect Director Scott D. Cook | | For | | For | | Management |
1d | | Elect Director Susan Desmond-Hellmann | | For | | For | | Management |
1e | | Elect Director A.G. Lafley | | For | | For | | Management |
1f | | Elect Director Terry J. Lundgren | | For | | For | | Management |
1g | | Elect Director W. James McNerney, Jr. | | For | | For | | Management |
1h | | Elect Director Margaret C. Whitman | | For | | For | | Management |
1i | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
1j | | Elect Director Patricia A. Woertz | | For | | For | | Management |
1k | | Elect Director Ernesto Zedillo | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Reduce Supermajority Vote Requirement | | For | | For | | Management |
4 | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | Management |
5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
THE TRAVELERS COMPANIES, INC.
| | | | | | |
Ticker: | | TRV | | Security ID: | | 89417E109 |
Meeting Date: | | MAY 27, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 31, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Alan L. Beller | | For | | For | | Management |
1b | | Elect Director John H. Dasburg | | For | | For | | Management |
1c | | Elect Director Janet M. Dolan | | For | | For | | Management |
1d | | Elect Director Kenneth M. Duberstein | | For | | For | | Management |
1e | | Elect Director Jay S. Fishman | | For | | For | | Management |
1f | | Elect Director Patricia L. Higgins | | For | | For | | Management |
1g | | Elect Director Thomas R. Hodgson | | For | | For | | Management |
1h | | Elect Director William J. Kane | | For | | For | | Management |
1i | | Elect Director Cleve L. Killingsworth, Jr. | | For | | For | | Management |
1j | | Elect Director Philip T. (Pete) Ruegger, III | | For | | For | | Management |
1k | | Elect Director Donald J. Shepard | | For | | For | | Management |
1l | | Elect Director Laurie J. Thomsen | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Approve Omnibus Stock Plan | | For | | For | | Management |
5 | | Report on Political Contributions | | Against | | For | | Shareholder |
THE WALT DISNEY COMPANY
| | | | | | |
Ticker: | | DIS | | Security ID: | | 254687106 |
Meeting Date: | | MAR 18, 2014 | | Meeting Type: | | Annual |
Record Date: | | JAN 17, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Susan E. Arnold | | For | | For | | Management |
1b | | Elect Director John S. Chen | | For | | For | | Management |
1c | | Elect Director Jack Dorsey | | For | | For | | Management |
1d | | Elect Director Robert A. Iger | | For | | For | | Management |
1e | | Elect Director Fred H. Langhammer | | For | | For | | Management |
1f | | Elect Director Aylwin B. Lewis | | For | | For | | Management |
1g | | Elect Director Monica C. Lozano | | For | | For | | Management |
1h | | Elect Director Robert W. Matschullat | | For | | For | | Management |
1i | | Elect Director Sheryl K. Sandberg | | For | | For | | Management |
1j | | Elect Director Orin C. Smith | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Provide Right to Call Special Meeting | | For | | For | | Management |
5 | | Adopt Proxy Access Right | | Against | | For | | Shareholder |
6 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
UNITEDHEALTH GROUP INCORPORATED
| | | | | | |
Ticker: | | UNH | | Security ID: | | 91324P102 |
Meeting Date: | | JUN 02, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director William C. Ballard, Jr. | | For | | For | | Management |
1b | | Elect Director Edson Bueno | | For | | For | | Management |
1c | | Elect Director Richard T. Burke | | For | | For | | Management |
1d | | Elect Directo Robert J. Darretta | | For | | For | | Management |
1e | | Elect Director Stephen J. Hemsley | | For | | For | | Management |
1f | | Elect Director Michele J. Hooper | | For | | For | | Management |
1g | | Elect Director Rodger A. Lawson | | For | | For | | Management |
1h | | Elect Director Douglas W. Leatherdale | | For | | For | | Management |
1i | | Elect Director Glenn M. Renwick | | For | | For | | Management |
1j | | Elect Director Kenneth I. Shine | | For | | For | | Management |
1k | | Elect Director Gail R. Wilensky | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Provide for Cumulative Voting | | Against | | For | | Shareholder |
5 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
UNUM GROUP
| | | | | | |
Ticker: | | UNM | | Security ID: | | 91529Y106 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 27, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Timothy F. Keaney | | For | | For | | Management |
1.2 | | Elect Director Gloria C. Larson | | For | | For | | Management |
1.3 | | Elect Director William J. Ryan | | For | | For | | Management |
1.4 | | Elect Director Thomas R. Watjen | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
URS CORPORATION
| | | | | | |
Ticker: | | URS | | Security ID: | | 903236107 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 07, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Diane C. Creel | | For | | For | | Management |
1b | | Elect Director Mickey P. Foret | | For | | For | | Management |
1c | | Elect Director William H. Frist | | For | | For | | Management |
1d | | Elect Director Lydia H. Kennard | | For | | For | | Management |
1e | | Elect Director Martin M. Koffel | | For | | For | | Management |
1f | | Elect Director Timothy R. McLevish | | For | | For | | Management |
1g | | Elect Director Joseph W. Ralston | | For | | For | | Management |
1h | | Elect Director John D. Roach | | For | | For | | Management |
1i | | Elect Director William H. Schumann, III | | For | | For | | Management |
1j | | Elect Director David N. Siegel | | For | | For | | Management |
1k | | Elect Director Douglas W. Stotlar | | For | | For | | Management |
1l | | Elect Director V. Paul Unruh | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
VALERO ENERGY CORPORATION
| | | | | | |
Ticker: | | VLO | | Security ID: | | 91913Y100 |
Meeting Date: | | MAY 01, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Jerry D. Choate | | For | | For | | Management |
1b | | Elect Director Joseph W. Gorder | | For | | For | | Management |
1c | | Elect Director William R. Klesse | | For | | For | | Management |
1d | | Elect Director Deborah P. Majoras | | For | | For | | Management |
1e | | Elect Director Donald L. Nickles | | For | | For | | Management |
1f | | Elect Director Philip J. Pfeiffer | | For | | For | | Management |
1g | | Elect Director Robert A. Profusek | | For | | For | | Management |
1h | | Elect Director Susan Kaufman Purcell | | For | | For | | Management |
1i | | Elect Director Stephen M. Waters | | For | | For | | Management |
1j | | Elect Director Randall J. Weisenburger | | For | | For | | Management |
1k | | Elect Director Rayford Wilkins, Jr. | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
5 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For | | Shareholder |
6 | | Report on Lobbying Payments and Policy | | Against | | For | | Shareholder |
WASHINGTON FEDERAL, INC.
| | | | | | |
Ticker: | | WAFD | | Security ID: | | 938824109 |
Meeting Date: | | JAN 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | NOV 22, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director David K. Grant | | For | | For | | Management |
1.2 | | Elect Director Anna C. Johnson | | For | | For | | Management |
1.3 | | Elect Director Randall H. Talbot | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WELLPOINT, INC.
| | | | | | |
Ticker: | | WLP | | Security ID: | | 94973V107 |
Meeting Date: | | MAY 14, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 14, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director R. Kerry Clark | | For | | For | | Management |
1.2 | | Elect Director Robert L. Dixon, Jr. | | For | | For | | Management |
1.3 | | Elect Director Lewis Hay, III | | For | | For | | Management |
1.4 | | Elect Director William J. Ryan | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
4 | | Prohibit Political Spending | | Against | | Against | | Shareholder |
WELLS FARGO & COMPANY
| | | | | | |
Ticker: | | WFC | | Security ID: | | 949746101 |
Meeting Date: | | APR 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 04, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director John D. Baker, II | | For | | For | | Management |
1b | | Elect Director Elaine L. Chao | | For | | For | | Management |
1c | | Elect Director John S. Chen | | For | | For | | Management |
1d | | Elect Director Lloyd H. Dean | | For | | For | | Management |
1e | | Elect Director Susan E. Engel | | For | | For | | Management |
1f | | Elect Director Enrique Hernandez, Jr. | | For | | For | | Management |
1g | | Elect Director Donald M. James | | For | | For | | Management |
1h | | Elect Director Cynthia H. Milligan | | For | | For | | Management |
1i | | Elect Director Federico F. Pena | | For | | For | | Management |
1j | | Elect Director James H. Quigley | | For | | For | | Management |
1k | | Elect Director Judith M. Runstad | | For | | For | | Management |
1l | | Elect Director Stephen W. Sanger | | For | | For | | Management |
1m | | Elect Director John G. Stumpf | | For | | For | | Management |
1n | | Elect Director Susan G. Swenson | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Require Independent Board Chairman | | Against | | Against | | Shareholder |
5 | | Review Fair Housing and Fair Lending Compliance | | Against | | For | | Shareholder |
WESCO INTERNATIONAL, INC.
| | | | | | |
Ticker: | | WCC | | Security ID: | | 95082P105 |
Meeting Date: | | MAY 29, 2014 | | Meeting Type: | | Annual |
Record Date: | | APR 03, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director John K. Morgan | | For | | For | | Management |
1.2 | | Elect Director James L. Singleton | | For | | For | | Management |
1.3 | | Elect Director Bobby J. Griffin | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Declassify the Board of Directors | | For | | For | | Management |
4 | | Ratify Auditors | | For | | For | | Management |
WESTERN DIGITAL CORPORATION
| | | | | | |
Ticker: | | WDC | | Security ID: | | 958102105 |
Meeting Date: | | NOV 14, 2013 | | Meeting Type: | | Annual |
Record Date: | | SEP 17, 2013 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Kathleen A. Cote | | For | | For | | Management |
1b | | Elect Director Henry T. DeNero | | For | | For | | Management |
1c | | Elect Director William L. Kimsey | | For | | For | | Management |
1d | | Elect Director Michael D. Lambert | | For | | For | | Management |
1e | | Elect Director Len J. Lauer | | For | | For | | Management |
1f | | Elect Director Matthew E. Massengill | | For | | For | | Management |
1g | | Elect Director Stephen D. Milligan | | For | | For | | Management |
1h | | Elect Director Roger H. Moore | | For | | For | | Management |
1i | | Elect Director Thomas E. Pardun | | For | | For | | Management |
1j | | Elect Director Arif Shakeel | | For | | For | | Management |
1k | | Elect Director Akio Yamamoto | | For | | For | | Management |
1l | | Elect Director Masahiro Yamamura | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
WHIRLPOOL CORPORATION
| | | | | | |
Ticker: | | WHR | | Security ID: | | 963320106 |
Meeting Date: | | APR 15, 2014 | | Meeting Type: | | Annual |
Record Date: | | FEB 18, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Samuel R. Allen | | For | | For | | Management |
1b | | Elect Director Gary T. DiCamillo | | For | | For | | Management |
1c | | Elect Director Diane M. Dietz | | For | | For | | Management |
1d | | Elect Director Geraldine T. Elliott | | For | | For | | Management |
1e | | Elect Director Jeff M. Fettig | | For | | For | | Management |
1f | | Elect Director Michael F. Johnston | | For | | For | | Management |
1g | | Elect Director William T. Kerr | | For | | For | | Management |
1h | | Elect Director John D. Liu | | For | | For | | Management |
1i | | Elect Director Harish Manwani | | For | | For | | Management |
1j | | Elect Director William D. Perez | | For | | For | | Management |
1k | | Elect Director Michael A. Todman | | For | | For | | Management |
1l | | Elect Director Michael D. White | | For | | For | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
3 | | Ratify Auditors | | For | | For | | Management |
4 | | Approve Executive Incentive Bonus | | Plan For | | For | | Management |
WINDSTREAM HOLDINGS, INC.
| | | | | | |
Ticker: | | WIN | | Security ID: | | 97382A101 |
Meeting Date: | | MAY 07, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 13, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1a | | Elect Director Carol B. Armitage | | For | | Against | | Management |
1b | | Elect Director Samuel E. Beall, III | | For | | For | | Management |
1c | | Elect Director Dennis E. Foster | | For | | For | | Management |
1d | | Elect Director Francis X. (‘Skip’) Frantz | | For | | For | | Management |
1e | | Elect Director Jeffery R. Gardner | | For | | For | | Management |
1f | | Elect Director Jeffrey T. Hinson | | For | | For | | Management |
1g | | Elect Director Judy K. Jones | | For | | For | | Management |
1h | | Elect Director William A. Montgomery | | For | | For | | Management |
1i | | Elect Director Alan L. Wells | | For | | Against | | Management |
2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Management |
3 | | Amend Omnibus Stock Plan | | For | | For | | Management |
4 | | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | | For | | Against | | Management |
5 | | Provide Right to Call Special Meeting | | For | | For | | Management |
6 | | Eliminate Supermajority Vote Requirement | | For | | For | | Management |
7 | | Ratify Auditors | | For | | For | | Management |
8 | | Pro-rata Vesting of Equity Awards | | Against | | For | | Shareholder |
9 | | Provide Right to Act by Written Consent | | Against | | For | | Shareholder |
XEROX CORPORATION
| | | | | | |
Ticker: | | XRX | | Security ID: | | 984121103 |
Meeting Date: | | MAY 20, 2014 | | Meeting Type: | | Annual |
Record Date: | | MAR 24, 2014 | | | | |
| | | | | | | | |
# | | Proposal | | Mgt Rec | | Vote Cast | | Sponsor |
1.1 | | Elect Director Glenn A. Britt | | For | | For | | Management |
1.2 | | Elect Director Ursula M. Burns | | For | | For | | Management |
1.3 | | Elect Director Richard J. Harrington | | For | | For | | Management |
1.4 | | Elect Director William Curt Hunter | | For | | For | | Management |
1.5 | | Elect Director Robert J. Keegan | | For | | For | | Management |
1.6 | | Elect Director Robert A. McDonald | | For | | For | | Management |
1.7 | | Elect Director Charles Prince | | For | | For | | Management |
1.8 | | Elect Director Ann N. Reese | | For | | For | | Management |
1.9 | | Elect Director Sara Martinez Tucker | | For | | For | | Management |
1.10 | | Elect Director Mary Agnes Wilderotter | | For | | For | | Management |
2 | | Ratify Auditors | | For | | For | | Management |
3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | Management |
Nuveen NWQ Global Equity Fund
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Advisory Vote on Remuneration Policy Report | | For | | Against |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Approve Individual Financial Statements | | For | | For |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Approve Consolidated Financial Statements | | For | | For |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Approve Discharge of Board | | For | | For |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Approve Treatment of Net Loss | | For | | For |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Renew Appointment of PricewaterhouseCoopers Auditores as Auditor | | For | | For |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Renew Appointment of PricewaterhouseCoopers Auditores as Auditor of the Consolidated Group | | For | | For |
Almirall S.A | | ALM | | E0459H111 | | 09-May-14 | | Annual | | Management | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Lester B. Knight | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Gregory C. Case | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Fulvio Conti | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Cheryl A. Francis | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Edgar D. Jannotta | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director James W. Leng | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director J. Michael Losh | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Robert S. Morrison | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Richard B. Myers | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Richard C. Notebaert | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Gloria Santona | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Carolyn Y. Woo | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Authorize Board to Fix Remuneration of Internal Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Directors’ Remuneration Report | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Authorize Share Repurchase Program | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 23-Jun-14 | | Special | | Management | | Approve Merger Agreement | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 23-Jun-14 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 23-Jun-14 | | Special | | Management | | Adjourn Meeting | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 0.62 per Share | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Georges Plassat, Chairman and CEO | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Ratify Appointment of Thomas J. Barrack Jr as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Amaury de Seze as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Bernard Arnault as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Jean-Laurent Bonnafe as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Rene Brillet as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 65,649,919 Shares | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Amend Article 16 of Bylaws Re: CEO Age Limit | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.25 per Share | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2013 | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2013 | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Ratify KMPG AG as Auditors for Fiscal 2014 | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Remuneration System for Management Board Members | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Elect Bernd Bohr to the Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Elect Joe Kaeser to the Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Elect Bernd Pischetsrieder to the Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Amend Articles Re: Remuneration of Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Affiliation Agreements with Subsidiaries | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2013 | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2013 | | For | | For |
| | | | | | | | | | | | | | | | |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 19.3 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Decrease in Size of Supervisory Board to 12 Members | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Amend Articles Re: Distributions in Kind | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Ratify KPMG as Auditors for Fiscal 2014 | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Michael G. Archbold | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Peter S. Swinburn | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Joseph J. Ashton | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Approve Amendments to Remuneration Policy for Management Board Members | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Amend Articles Re: Representation of the Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Elect Eric Boyer de la Giroday to Supervisory Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John P. Surma | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares for Cash | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Approve Dividends of EUR 1.65 Per Share | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Reelect R-D Schwalb to Executive Board | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Eelect G. Matchett to Executive Board | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Reelect R. Routs to Supervisory Board | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Reelect T. de Swaan to Supervisory Board | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Ratify KPMG Accountants as Auditors Re: Financial Years 2015, 2016, and 2017 | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Koninklijke DSM NV | | DSM | | N5017D122 | | 07-May-14 | | Annual | | Management | | Approve Cancellation of Shares | | For | | For |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Open Meeting; Elect Idar Kreutzer as Chairman of Meeting | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Guidelines for Incentive-Based Compensation for Executive Management | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Authorize Repurchase of Shares for Use in Employee Incentive Programs | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Authorize Company to Call EGM with Two Weeks’ Notice | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Stein Hagen as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Grace Skaugen as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Jo Lunder as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Ingrid Blank as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Lisbeth Pallesen as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Lars Dahlgren as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Nils Selte as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Stein Hagen as Chairman | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Grace Skaugen as Vice Chairman | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Leiv Askvig as Member of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Anders Ryssdal as Member of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Karin Orgland as Member of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Chairman of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of NOK 660,000 for Chairman, NOK 515,000 for Vice Chairman, and NOK 390,000 for the Other Directors | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | Do Not Vote |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.80 per Share | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Reelect Christopher Viehbacher as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Reelect Robert Castaigne as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Reelect Christian Mulliez as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Elect Patrick Kron as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Serge Weinberg, Chairman | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Christopher Viehbacher, CEO | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Allocation of Income | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Ordinary Dividends of CHF 3.85 per Share from Capital Contribution Reserves | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Special Dividends of CHF 4.15 per Share from Capital Contribution Reserves | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Discharge of the Board | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Walter Kielholz as Director and Board Chairman | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Raymund Breu as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Mathis Cabiallavetta as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Raymond Ch’ien as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Renato Fassbind as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Mary Francis as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Rajna Gibson Brandon as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Robert Henrikson as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Hans Ulrich Marki as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Carlos Represas as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Jean-Pierre Roth as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Elect Susan Wagner as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Renato Fassbind as Member of the Compensation Committee | | For | | For |
| | | | | | | | | | | | | | | | |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Robert Henrikson as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Hans Ulrich Marki as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Carlos Represas as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Designate Proxy Voting Services GmbH as Independent Proxy | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Ratify PricewaterhouseCooperes AG as Auditors | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director James A. Johnson | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Eliminate Perquisites | | Against | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | | Against | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Roxanne S. Austin | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Douglas M. Baker, Jr. | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Calvin Darden | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Henrique De Castro | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Mary E. Minnick | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Derica W. Rice | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Kenneth L. Salazar | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Transact Other Business (Voting) | | For | | Against |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Approve Remuneration Report (Non-Binding) | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Axel Weber as Director and Board Chairman | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Michel Demare as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect David Sidwell as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Reto Francioni as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Ann Godbehere as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Axel Lehmann as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Helmut Panke as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect William Parrett as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Isabelle Romy as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Beatrice Weder di Mauro as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Joseph Yam as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Ratify Ernst & Young AG as Auditors | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert W. Alspaugh | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Paul Galant | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Alex W. (Pete) Hart | | For | | For |
| | | | | | | | | | | | | | | | |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert B. Henske | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Wenda Harris Millard | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Eitan Raff | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jonathan I. Schwartz | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jane J. Thompson | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Nuveen NWQ Global Equity Income Fund
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect David C. Everitt, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David C. Everitt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell K. Girling | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Susan A. Henry | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell J. Horner | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David J. Lesar | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director John E. Lowe | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Charles (Chuck) V. Magro | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director A. Anne McLellan | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Derek G. Pannell | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Mayo M. Schmidt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Victor J. Zaleschuk | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Ratify KPMG LLP as Auditors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend General By-Law No. 1 | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend Stock Option Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Peter R. Fisher | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Tax Asset Protection Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Ray Stata | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Vincent T. Roche | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Richard M. Beyer | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director James A. Champy | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director John C. Hodgson | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Yves-Andre Istel | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Neil Novich | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director F. Grant Saviers | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Kenton J. Sicchitano | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Lisa T. Su | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Richard Duffy as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Sipho Pityana as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Rodney Ruston as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for their Service as Directors | | For | | For |
| | | | | | | | | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for Board Committee Meetings | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Long Term Incentive Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Bonus Share Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect David Hodgson as Director | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Michael J. Arougheti | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Ann Torre Bates | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Steven B. McKeever | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | Abstain |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Jean-Philippe Courtois as Director | | For | | Against |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Approve Remuneration Report | | For | | Against |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Approve Dividends | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Appoint KPMG LLP as Auditor | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Leif Johansson as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Pascal Soriot as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Elect Marc Dunoyer as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Genevieve Berger as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Bruce Burlington as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Elect Ann Cairns as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Graham Chipchase as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Rudy Markham as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Nancy Rothwell as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Shriti Vadera as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect John Varley as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Re-elect Marcus Wallenberg as Director | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
AstraZeneca plc | | AZN | | G0593M107 | | 24-Apr-14 | | Annual | | Management | | Approve Performance Share Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Alan R. Edwards | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Mark J. Daniel | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Scott G. Perry | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Luis M. Chavez | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Patrick D. Downey | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Ronald E. Smith | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Richard M. Colterjohn | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Joseph G. Spiteri | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Amend By-Law No. 1 | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Amend Employee Share Purchase Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Bradley A. Alford | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Anthony K. Anderson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Peter K. Barker | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Rolf L. Borjesson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ken C. Hicks | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director David E. I. Pyott | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dean A. Scarborough | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Patrick T. Siewert | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Julia A. Stewart | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Martha N. Sullivan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director C. William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ned Goodman | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Nancy H.O. Lockhart | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director David Naylor | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ernie L. Thrasher | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Michael P. Gregoire | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Amend Shareholder Rights Plan (Poison Pill) | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Patrick W. Gross | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Ann Fritz Hackett | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Pierre E. Leroy | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 0.62 per Share | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Georges Plassat, Chairman and CEO | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Ratify Appointment of Thomas J. Barrack Jr as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Amaury de Seze as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Bernard Arnault as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Jean-Laurent Bonnafe as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Rene Brillet as Director | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 65,649,919 Shares | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Amend Article 16 of Bylaws Re: CEO Age Limit | | For | | For |
Carrefour | | CA | | F13923119 | | 15-Apr-14 | | Annual/Special | | Management | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Virginia Boulet | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Peter C. Brown | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director W. Bruce Hanks | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Gregory J. McCray | | For | | For |
| | | | | | | | | | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director C. G. Melville, Jr. | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Fred R. Nichols | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director William A. Owens | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Harvey P. Perry | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Glen F. Post, III | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Michael J. Roberts | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Laurie A. Siegel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Joseph R. Zimmel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Share Holder | | Approve Proxy Advisor Competition | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Amend Director Indemnifications Provisions | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Duncan P. Hennes | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Eugene M. McQuade | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Gary M. Reiner | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director James S. Turley | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director C. David Brown, II | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Nancy-Ann M. DeParle | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director David W. Dorman | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Anne M. Finucane | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Larry J. Merlo | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Jean-Pierre Millon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.25 per Share | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2013 | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2013 | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Ratify KMPG AG as Auditors for Fiscal 2014 | | For | | For |
| | | | | | | | | | | | | | | | |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Remuneration System for Management Board Members | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Elect Bernd Bohr to the Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Elect Joe Kaeser to the Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Elect Bernd Pischetsrieder to the Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Amend Articles Re: Remuneration of Supervisory Board | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
Daimler AG | | DAI | | D1668R123 | | 09-Apr-14 | | Annual | | Management | | Approve Affiliation Agreements with Subsidiaries | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 0.75 per Share | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2013 | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2013 | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Ratify KPMG AG as Auditors for Fiscal 2014 | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Authorize Use of Financial Derivatives when Repurchasing Shares | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Remuneration of Supervisory Board Committees | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH | | For | | For |
Deutsche Bank AG | | DBK | | D18190898 | | 22-May-14 | | Annual | | Management | | Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.10 per Share | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2013 | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2013 | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 19.3 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Approve Decrease in Size of Supervisory Board to 12 Members | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Amend Articles Re: Distributions in Kind | | For | | For |
Deutsche Boerse AG | | DB1 | | D1882G119 | | 15-May-14 | | Annual | | Management | | Ratify KPMG as Auditors for Fiscal 2014 | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Edsel B. Ford, II | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James P. Hackett | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William W. Helman, IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John C. Lechleiter | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Require More Director Nominations Than Open Seats | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Cessation of All Stock Options and Bonuses | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Seek Sale of Company | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director W. Geoffrey Beattie | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director John J. Brennan | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James I. Cash, Jr. | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Francisco D’Souza | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Marijn E. Dekkers | | For | | For |
| | | | | | | | | | | | | | | | |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Ann M. Fudge | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Susan J. Hockfield | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Jeffrey R. Immelt | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Andrea Jung | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James E. Rohr | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Mary L. Schapiro | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Robert J. Swieringa | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Douglas A. Warner, III | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Joseph J. Ashton | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Christopher Gent as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Andrew Witty as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Roy Anderson as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Dr Stephanie Burns as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Stacey Cartwright as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Simon Dingemans as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Lynn Elsenhans as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Judy Lewent as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Deryck Maughan as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Dr Moncef Slaoui as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Tom de Swaan as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Jing Ulrich as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Re-elect Hans Wijers as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For |
GlaxoSmithKline plc | | GSK | | G3910J112 | | 07-May-14 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Approve Amendments to Remuneration Policy for Management Board Members | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | | For | | For |
| | | | | | | | | | | | | | | | |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Amend Articles Re: Representation of the Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Elect Eric Boyer de la Giroday to Supervisory Board | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
ING Groep NV | | INGA | | N4578E413 | | 12-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Authorize Board to Repurchase Shares | | For | | Against |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Financial Statements | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Allocation of Income | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Dividends on Series A Preferred Shares | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Discharge of Directors | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Elect John Diercksen as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Elect Robert Callahan as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Reelect Raymond Svider as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Reelect Egon Durban as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Reelect Justin Bateman as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Remuneration of Directors | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Renew Appointment of KPMG as Auditor | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Linda B. Bammann | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Crandall C. Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Michael A. Neal | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Approve Dividends of EUR 0.80 Per Share | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Elect Orit Gadiesh to Supervisory Board | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Reappoint KPMG as Auditors for an Intermim Period of One Year | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Authorize Repurchase of Shares | | For | | For |
Koninklijke Philips N.V. | | PHIA | | N6817P109 | | 01-May-14 | | Annual | | Management | | Approve Cancellation of Repurchased Shares | | For | | For |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | Against |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Elect Director Miles S. Nadal | | For | | For |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Elect Director Stephen M. Pustil | | For | | For |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Elect Director Clare Copeland | | For | | Withhold |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Elect Director Scott L. Kauffman | | For | | Withhold |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Elect Director Michael J.L. Kirby | | For | | Withhold |
MDC Partners Inc. | | MDCA | | 552697104 | | 05-Jun-14 | | Annual | | Management | | Elect Director Irwin D. Simon | | For | | Withhold |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Elect Director Brook Taube | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Elect Director Karin Hirtler-Garvey | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Elect Director John E. Mack | | For | | For |
| | | | | | | | | | | | | | | | |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
Metro AG | | MEO | | D53968125 | | 12-Feb-14 | | Annual | | Management | | Approve Allocation of Income and Omission of Dividends | | For | | For |
Metro AG | | MEO | | D53968125 | | 12-Feb-14 | | Annual | | Management | | Approve Discharge of Management Board for Abbreviated Fiscal Year 2013 | | For | | For |
Metro AG | | MEO | | D53968125 | | 12-Feb-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Abbreviated Fiscal Year 2013 | | For | | For |
Metro AG | | MEO | | D53968125 | | 12-Feb-14 | | Annual | | Management | | Ratify KPMG AG as Auditors for Fiscal 2013/2014 | | For | | For |
Metro AG | | MEO | | D53968125 | | 12-Feb-14 | | Annual | | Management | | Elect Fredy Raas to the Supervisory Board | | For | | For |
Metro AG | | MEO | | D53968125 | | 12-Feb-14 | | Annual | | Management | | Approve Remuneration System for Management Board Members | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Steve Sanghi | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Matthew W. Chapman | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director L.B. Day | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Albert J. Hugo-Martinez | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Wade F. Meyercord | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Dina Dublon | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director William H. Gates | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Helmut Panke | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Elect Director Kurt C. Hall | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Elect Director Lawrence A. Goodman | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Elect Director Scott N. Schneider | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Miura, Satoshi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Unoura, Hiroo | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Shinohara, Hiromichi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Sawada, Jun | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Kobayashi, Mitsuyoshi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Shimada, Akira | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Tsujigami, Hiroshi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Okuno, Tsunehisa | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Kuriyama, Hiroki | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Shirai, Katsuhiko | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Elect Director Sakakibara, Sadayuki | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Appoint Statutory Auditor Ide, Akiko | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | J59396101 | | 26-Jun-14 | | Annual | | Management | | Appoint Statutory Auditor Iida, Takashi | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Tan Sri Lim Kok Thay | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director David M. Abrams | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director John Chidsey | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Establish Human Rights Committee | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Provide Vote Counting to Exclude Abstentions | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Safra A. Catz | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Lawrence J. Ellison | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Mark V. Hurd | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Shareholder Approval of Quantifiable Performance Metrics | | Against | | For |
| | | | | | | | | | | | | | | | |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey S. Berg | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director H. Raymond Bingham | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Michael J. Boskin | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Bruce R. Chizen | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director George H. Conrades | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Hector Garcia-Molina | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey O. Henley | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Naomi O. Seligman | | For | | Withhold |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Open Meeting; Elect Idar Kreutzer as Chairman of Meeting | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Guidelines for Incentive-Based Compensation for Executive Management | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Authorize Repurchase of Shares for Use in Employee Incentive Programs | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Authorize Company to Call EGM with Two Weeks’ Notice | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Stein Hagen as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Grace Skaugen as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Jo Lunder as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Ingrid Blank as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Lisbeth Pallesen as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Lars Dahlgren as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Nils Selte as Director | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Stein Hagen as Chairman | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Grace Skaugen as Vice Chairman | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Leiv Askvig as Member of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Anders Ryssdal as Member of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Karin Orgland as Member of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Elect Chairman of Nominating Committee | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of NOK 660,000 for Chairman, NOK 515,000 for Vice Chairman, and NOK 390,000 for the Other Directors | | For | | Do Not Vote |
Orkla ASA | | ORK | | R67787102 | | 10-Apr-14 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | Do Not Vote |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Preston DuFauchard | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Nancy McAllister | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Stacey D. Stewart | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Review and Assess Membership of Lobbying Organizations | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Shantanu Narayen | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Share Holder | | Adopt Policy to Restrict Non-Required Animal Testing | | Against | | Against |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Harold Brown | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Andre Calantzopoulos | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Louis C. Camilleri | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Jennifer Li | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Sergio Marchionne | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Kalpana Morparia | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Lucio A. Noto | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Robert B. Polet | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Carlos Slim Helu | | For | | For |
| | | | | | | | | | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Stephen M. Wolf | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director William R. Loomis, Jr. | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director Glenn F. Tilton | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director Marna C. Whittington | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Share Holder | | Adopt Quantitative GHG Goals for Operations | | Against | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 1.47 per Share | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2013 | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2013 | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Ratify KPMG AG as Auditors for Fiscal 2014 | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Lawrence Aidem to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Antoinette Aris to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Werner Brandt to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Adam Cahan to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Stefan Dziarski to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Philipp Freise to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Marion Helmes to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Erik Huggers to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Elect Harald Wiedmann to the Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Articles Re: Remuneration of Supervisory Board | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Approve Creation of EUR 65 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Approve Creation of EUR 43 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Articles Re: Notification of Significant Shareholdings | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
ProSiebenSAT.1 Media AG | | PSM | | D6216S143 | | 26-Jun-14 | | Annual | | Management | | Amend Affiliation Agreements with Subsidiaries | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Richard D. Baum | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Mariann Byerwalter | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Douglas B. Hansen | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Martin S. Hughes | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Greg H. Kubicek | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Jeffrey T. Pero | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Charles J. Toeniskoetter | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Elect Euleen Goh as Director | | For | | For |
| | | | | | | | | | | | | | | | |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Elect Patricia Woertz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Elect Ben van Beurden as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Guy Elliott as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Simon Henry as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Charles Holliday as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Jorma Ollila as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Sir Nigel Sheinwald as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Linda Stuntz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Hans Wijers as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Re-elect Gerrit Zalm as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Approve Long Term Incentive Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Approve Deferred Bonus Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Approve Restricted Share Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | G7690A100 | | 20-May-14 | | Annual | | Management | | Approve EU Political Donations and Expenditure | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Cooptation of Achim Berg as Director | | For | | Against |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Financial Statements | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Consolidated Financial Statements | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Allocation of Income and Dividends | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Discharge of Directors | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Discharge of Auditors | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Elect Director | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Renew Appointment of PricewaterhouseCoopers as Auditor | | For | | For |
RTL Group S.A. | | RTL | | L80326108 | | 16-Apr-14 | | Annual | | Management | | Approve Repurchase of Up to 150,000 Shares | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.80 per Share | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Reelect Christopher Viehbacher as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Reelect Robert Castaigne as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Reelect Christian Mulliez as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Elect Patrick Kron as Director | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Serge Weinberg, Chairman | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Christopher Viehbacher, CEO | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | F5548N101 | | 05-May-14 | | Annual | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 3 per Share | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2012/2013 | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Remuneration System for Management Board Members | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Elect Jim Hagemann Snabe to the Supervisory Board | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Approve Cancellation of Capital Authorization | | For | | For |
Siemens AG | | SIE | | D69671218 | | 28-Jan-14 | | Annual | | Management | | Amend Articles Re: Remuneration of the Supervisory Board | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 3 per Share | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2012/2013 | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Remuneration System for Management Board Members | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Elect Jim Hagemann Snabe to the Supervisory Board | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Cancellation of Capital Authorization | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Amend Articles Re: Remuneration of the Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Mel E. Benson | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Dominic D’Alessandro | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director W. Douglas Ford | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director John D. Gass | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Paul Haseldonckx | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director John R. Huff | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Jacques Lamarre | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Maureen McCaw | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Michael W. O’Brien | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director James W. Simpson | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Eira M. Thomas | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Steven W. Williams | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Michael M. Wilson | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Suncor Energy Inc | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Allocation of Income | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Ordinary Dividends of CHF 3.85 per Share from Capital Contribution Reserves | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Special Dividends of CHF 4.15 per Share from Capital Contribution Reserves | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Approve Discharge of the Board | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Walter Kielholz as Director and Board Chairman | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Raymund Breu as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Mathis Cabiallavetta as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Raymond Ch’ien as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Renato Fassbind as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Mary Francis as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Rajna Gibson Brandon as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Robert Henrikson as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Hans Ulrich Marki as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Carlos Represas as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Reelect Jean-Pierre Roth as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Elect Susan Wagner as Director | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Renato Fassbind as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Robert Henrikson as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Hans Ulrich Marki as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Appoint Carlos Represas as Member of the Compensation Committee | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Designate Proxy Voting Services GmbH as Independent Proxy | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Ratify PricewaterhouseCooperes AG as Auditors | | For | | For |
Swiss Reinsurance (Schweizerische Rueckversicherungs) | | SREN | | H8431B109 | | 11-Apr-14 | | Annual | | Management | | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Approve Discharge of Management and Board | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Approve Allocation of Income | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Reelect Vagn Sorensen as Director | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Reelect Pierre Danon as Director | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Reelect Stine Bosse as Director | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Reelect Angus Porter as Director | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Reelect Soren Sorensen as Director | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Reelect Pieter Knook as Director | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Authorize Share Repurchase Program | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Amend Articles of Association | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Amend Authorisation to Increase Share Capital | | For | | For |
TDC A/S | | TDC | | K94545116 | | 06-Mar-14 | | Annual | | Management | | Approve Publication of Information in English | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | | For | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | | For | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | | For | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Take Necessary Action to Create a Shareholders Association | | None | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | | None | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | | None | | Against |
| | | | | | | | | | | | | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Share Holder | | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | | None | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Share Holder | | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran | | None | | Against |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Elect Chairman of Meeting | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Prepare and Approve List of Shareholders | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Agenda of Meeting | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Acknowledge Proper Convening of Meeting | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Designate Inspector(s) of Minutes of Meeting | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Discharge of Board and President | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Determine Number of Members (12) and Deputy Members (0) of Board | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Fix Number of Auditors at One | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Stock Purchase Plan | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Stock Purchase Plan) | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Key Contributor Retention Plan | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Executive Performance Stock Plan | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | | For | | For |
Telefonaktiebolaget LM Ericsson | | ERIC B | | W26049119 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | | None | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | M8769Q102 | | 24-Feb-14 | | Special | | Management | | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Ruth E. Bruch | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Nicholas M. Donofrio | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Jeffrey A. Goldstein | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Gerald L. Hassell | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Edmund F. ‘Ted’ Kelly | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Richard J. Kogan | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Michael J. Kowalski | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director John A. Luke, Jr. | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Mark A. Nordenberg | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Catherine A. Rein | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director William C. Richardson | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Samuel C. Scott, III | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Wesley W. von Schack | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Julie G. Richardson | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Virginia P. Ruesterholz | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
| | | | | | | | | | | | | | | | |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Timothy S. Gitzel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director William R. Graber | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Emery N. Koenig | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director David T. Seaton | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Angela F. Braly | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Kenneth I. Chenault | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Scott D. Cook | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Susan Desmond-Hellmann | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director A.G. Lafley | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Terry J. Lundgren | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director W. James McNerney, Jr. | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Margaret C. Whitman | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Mary Agnes Wilderotter | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Patricia A. Woertz | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Ernesto Zedillo | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Reelect Paul Desmarais Jr as Director | | For | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | | Against | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | | Against | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Share Holder | | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | | Against | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Share Holder | | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | | Against | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend Article 12.7 of Bylaws: Remuneration of Directors | | Against | | Against |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.38 per Share | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Reelect Patricia Barbizet as Director | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Reelect Marie-Christine Coisne-Roquette as Director | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Reelect Barbara Kux as Director | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Christophe de Margerie | | For | | For |
| | | | | | | | | | | | | | | | |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 15 of Bylaws Re: Age Limit for CEO | | For | | For |
Total SA | | FP | | F92124100 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 17 of Bylaws Re: Proxy Voting | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy F. Keaney | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Gloria C. Larson | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director William J. Ryan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Thomas R. Watjen | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Approve Proxy Voting Authority | | Against | | Against |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Shellye L. Archambeau | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Richard L. Carrion | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Melanie L. Healey | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director M. Frances Keeth | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Lowell C. McAdam | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Donald T. Nicolaisen | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Clarence Otis, Jr. | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Rodney E. Slater | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Kathryn A. Tesija | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Gregory D. Wasson | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Report on Net Neutrality | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Vittorio Colao as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Andy Halford as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Stephen Pusey as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Renee James as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Alan Jebson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Samuel Jonah as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Elect Omid Kordestani as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Nick Land as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anne Lauvergeon as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Luc Vandevelde as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anthony Watson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Philip Yea as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Final Dividend | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Reappoint Deloitte LLP as Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Vodafone Group plc | | VOD | | G93882135 | | 28-Jan-14 | | Court | | Management | | Approve Scheme of Arrangement | | For | | For |
| | | | | | | | | | | | | | | | |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Approve Scheme of Arrangement | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Approve Matters Relating to the Return of Value to Shareholders | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Vodafone Group plc | | VOD | | G93882135 | | 28-Jan-14 | | Special | | Management | | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | | For | | For |
Vodafone Group plc | | VOD | | G93882135 | | 28-Jan-14 | | Special | | Management | | Approve Matters Relating to the Return of Value to Shareholders | | For | | For |
Vodafone Group plc | | VOD | | G93882135 | | 28-Jan-14 | | Special | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | G93882135 | | 28-Jan-14 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director James H. Quigley | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Nuveen NWQ Large Cap Value Fund
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Vittorio Colao as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Andy Halford as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Stephen Pusey as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Renee James as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Alan Jebson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Samuel Jonah as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Elect Omid Kordestani as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Nick Land as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anne Lauvergeon as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Luc Vandevelde as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anthony Watson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Philip Yea as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Final Dividend | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Reappoint Deloitte LLP as Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Michael P. Gregoire | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Amend Shareholder Rights Plan (Poison Pill) | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Compensation Policy for the Directors and Officers of the Company | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Timothy S. Gitzel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director William R. Graber | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Emery N. Koenig | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director David T. Seaton | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey S. Berg | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director H. Raymond Bingham | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Michael J. Boskin | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Safra A. Catz | | For | | For |
| | | | | | | | | | | | | | | | |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Bruce R. Chizen | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director George H. Conrades | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Lawrence J. Ellison | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Hector Garcia-Molina | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey O. Henley | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Mark V. Hurd | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Naomi O. Seligman | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Establish Human Rights Committee | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Provide Vote Counting to Exclude Abstentions | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Shareholder Approval of Quantifiable Performance Metrics | | Against | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Share Holder | | Approve Proxy Advisor Competition | | Against | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Dina Dublon | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director William H. Gates | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Helmut Panke | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 24-Feb-14 | | Special | | Management | | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Aart J. de Geus | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Gary E. Dickerson | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Stephen R. Forrest | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Thomas J. Iannotti | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Alexander A. Karsner | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Gerhard H. Parker | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Dennis D. Powell | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Willem P. Roelandts | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director James E. Rogers | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Michael R. Splinter | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Elect Director Robert H. Swan | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 04-Mar-14 | | Annual | | Share Holder | | Amend Bylaws — Call Special Meetings | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Duncan P. Hennes | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Eugene M. McQuade | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
| | | | | | | | | | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Gary M. Reiner | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director James S. Turley | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Amend Director Indemnifications Provisions | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Cheryl W. Grisé | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director R. Glenn Hubbard | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Steven A. Kandarian | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director John M. Keane | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Alfred F. Kelly, Jr. | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director William E. Kennard | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Catherine R. Kinney | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Denise M. Morrison | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Kenton J. Sicchitano | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Elect Director Lulu C. Wang | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
MetLife, Inc. | | MET | | 59156R108 | | 22-Apr-14 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Larry D. Brady | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Martin S. Craighead | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Lynn L. Elsenhans | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Anthony G. Fernandes | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Claire W. Gargalli | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Pierre H. Jungels | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director James A. Lash | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director J. Larry Nichols | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director James W. Stewart | | For | | Withhold |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Elect Director Charles L. Watson | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Baker Hughes Incorporated | | BHI | | 057224107 | | 24-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Tan Sri Lim Kok Thay | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director David M. Abrams | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director John Chidsey | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Shantanu Narayen | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Review and Assess Membership of Lobbying Organizations | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director John M. Fluke, Jr. | | For | | Against |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Kirk S. Hachigian | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Mark A. Schulz | | For | | Against |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Amend Non-Employee Director Restricted Stock Plan | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director James H. Quigley | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director C. William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ned Goodman | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Nancy H.O. Lockhart | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director David Naylor | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ernie L. Thrasher | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Patrick W. Gross | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Ann Fritz Hackett | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Pierre E. Leroy | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Jerry D. Choate | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Joseph W. Gorder | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director William R. Klesse | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Deborah P. Majoras | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Donald L. Nickles | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Philip J. Pfeiffer | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Robert A. Profusek | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Susan Kaufman Purcell | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Stephen M. Waters | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Randall J. Weisenburger | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Elect Director Rayford Wilkins, Jr. | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Share Holder | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Valero Energy Corporation | | VLO | | 91913Y100 | | 01-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Spencer Abraham | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Eugene L. Batchelder | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Stephen I. Chazen | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Edward P. Djerejian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director John E. Feick | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Margaret M. Foran | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director William R. Klesse | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Avedick B. Poladian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Elisse B. Walter | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Remove Age Restriction for Directors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Review and Assess Membership of Lobbying Organizations | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Report on Methane Emissions Management and Reduction Targets | | Against | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.80 per Share | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Christopher Viehbacher as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Robert Castaigne as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Christian Mulliez as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Elect Patrick Kron as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Serge Weinberg, Chairman | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Christopher Viehbacher, CEO | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Douglas R. Conant | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director V. Ann Hailey | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Nancy Killefer | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Maria Elena Lagomasino | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Sara Mathew | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Sheri McCoy | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Gary M. Rodkin | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Paula Stern | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Share Holder | | Report on Safer Substitutes for Product Ingredients | | Against | | Against |
| | | | | | | | | | | | | | | | |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect David C. Everitt, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David C. Everitt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell K. Girling | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Susan A. Henry | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell J. Horner | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David J. Lesar | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director John E. Lowe | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Charles (Chuck) V. Magro | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director A. Anne McLellan | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Derek G. Pannell | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Mayo M. Schmidt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Victor J. Zaleschuk | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Ratify KPMG LLP as Auditors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend General By-Law No. 1 | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend Stock Option Plan | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Harold Brown | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Andre Calantzopoulos | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Louis C. Camilleri | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Jennifer Li | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Sergio Marchionne | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Kalpana Morparia | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Lucio A. Noto | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Robert B. Polet | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Carlos Slim Helu | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Stephen M. Wolf | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Share Holder | | Adopt Policy to Restrict Non-Required Animal Testing | | Against | | Against |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director William R. Loomis, Jr. | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director Glenn F. Tilton | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director Marna C. Whittington | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Share Holder | | Adopt Quantitative GHG Goals for Operations | | Against | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Jonathan Christodoro | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Thomas W. Ebbern | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Samuel J. Merksamer | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Henry W. Sykes | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Ratify Ernst & Young, LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Approve Advance Notice Policy | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Approve Shareholder Rights Plan | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Share Holder | | Prohibit Accelerated Vesting of Awards | | Against | | Against |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Catherine M. Best | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director N. Murray Edwards | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Timothy W. Faithfull | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Gary A. Filmon | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Christopher L. Fong | | For | | For |
| | | | | | | | | | | | | | | | |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Gordon D. Giffin | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Wilfred A. Gobert | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Steve W. Laut | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Keith A. J. MacPhail | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Frank J. McKenna | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Eldon R. Smith | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director David A. Tuer | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director C. David Brown, II | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Nancy-Ann M. DeParle | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director David W. Dorman | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Anne M. Finucane | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Larry J. Merlo | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Jean-Pierre Millon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Edsel B. Ford, II | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James P. Hackett | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William W. Helman, IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John C. Lechleiter | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Kirbyjon H. Caldwell | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Lawrence S. Coben | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director David Crane | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Terry G. Dallas | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Paul W. Hobby | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Edward R. Muller | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Evan J. Silverstein | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Thomas H. Weidemeyer | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Walter R. Young | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Peter R. Fisher | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Tax Asset Protection Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Lawrence S. Bacow | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Ann E. Berman | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Joseph L. Bower | | For | �� | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Charles M. Diker | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Jacob A. Frenkel | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Paul J. Fribourg | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Walter L. Harris | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Philip A. Laskawy | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Ken Miller | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Jonathan M. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Anthony Welters | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Richard Duffy as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Sipho Pityana as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Rodney Ruston as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for their Service as Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for Board Committee Meetings | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Long Term Incentive Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Bonus Share Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect David Hodgson as Director | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Elect Director G. Steven Farris | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Elect Director A.D. Frazier, Jr. | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Elect Director Amy H. Nelson | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Andrew H. Card, Jr. | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director David B. Dillon | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Judith Richards Hope | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director John J. Koraleski | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Charles C. Krulak | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Michael R. McCarthy | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Michael W. McConnell | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Thomas F. McLarty, III | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Steven R. Rogel | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Elect Director Jose H. Villarreal | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Management | | Increase Authorized Common Stock | | For | | For |
Union Pacific Corporation | | UNP | | 907818108 | | 15-May-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Lloyd C. Blankfein | | For | | For |
| | | | | | | | | | | | | | | | |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Gary D. Cohn | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Claes Dahlback | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director William W. George | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director James A. Johnson | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Lakshmi N. Mittal | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Adebayo O. Ogunlesi | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Peter Oppenheimer | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director James J. Schiro | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Debora L. Spar | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director Mark E. Tucker | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Elect Director David A. Viniar | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Goldman Sachs Group, Inc. | | GS | | 38141G104 | | 16-May-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Linda B. Bammann | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Crandall C. Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Michael A. Neal | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy F. Keaney | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Gloria C. Larson | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director William J. Ryan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Thomas R. Watjen | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Julie G. Richardson | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Virginia P. Ruesterholz | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Virginia Boulet | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Peter C. Brown | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director W. Bruce Hanks | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Gregory J. McCray | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director C. G. Melville, Jr. | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Fred R. Nichols | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director William A. Owens | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Harvey P. Perry | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Glen F. Post, III | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Michael J. Roberts | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Laurie A. Siegel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Joseph R. Zimmel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director James E. Cartwright | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director Vernon E. Clark | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director Stephen J. Hadley | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director Thomas A. Kennedy | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director George R. Oliver | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director Michael C. Ruettgers | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director Ronald L. Skates | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director William R. Spivey | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director Linda G. Stuntz | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Elect Director William H. Swanson | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | Against |
Raytheon Company | | RTN | | 755111507 | | 29-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John P. Surma | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares for Cash | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Joseph J. Ashton | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Roxanne S. Austin | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Douglas M. Baker, Jr. | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Calvin Darden | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Henrique De Castro | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director James A. Johnson | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Mary E. Minnick | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Derica W. Rice | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Kenneth L. Salazar | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Eliminate Perquisites | | Against | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | | Against | | Against |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Applied Materials, Inc. | | AMAT | | 038222105 | | 23-Jun-14 | | Special | | Management | | Approve Merger Agreement | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 23-Jun-14 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | For |
Applied Materials, Inc. | | AMAT | | 038222105 | | 23-Jun-14 | | Special | | Management | | Adjourn Meeting | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Lester B. Knight | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Gregory C. Case | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Fulvio Conti | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Cheryl A. Francis | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Edgar D. Jannotta | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director James W. Leng | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director J. Michael Losh | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Robert S. Morrison | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Richard B. Myers | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Richard C. Notebaert | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Gloria Santona | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Carolyn Y. Woo | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Authorize Board to Fix Remuneration of Internal Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Directors’ Remuneration Report | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Authorize Share Repurchase Program | | For | | For |
Nuveen NWQ Multi-Cap Value Fund
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Vittorio Colao as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Andy Halford as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Stephen Pusey as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Renee James as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Alan Jebson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Samuel Jonah as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Elect Omid Kordestani as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Nick Land as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anne Lauvergeon as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Luc Vandevelde as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anthony Watson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Philip Yea as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Final Dividend | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Reappoint Deloitte LLP as Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Dominic Casserley | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Anna C. Catalano | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Roy Gardner | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Jeremy Hanley | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Robyn S. Kravit | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Wendy E. Lane | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Francisco Luzon | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director James F. McCann | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Jaymin Patel | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Douglas B. Roberts | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Michael J. Somers | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Jeffrey W. Ubben | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Michael P. Gregoire | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Amend Shareholder Rights Plan (Poison Pill) | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Compensation Policy for the Directors and Officers of the Company | | For | | For |
| | | | | | | | | | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 22-Oct-13 | | Special | | Management | | Amend Omnibus Stock Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Share Holder | | Approve Proxy Advisor Competition | | Against | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Dina Dublon | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director William H. Gates | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Helmut Panke | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Adriane M. Brown | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director John W. Diercksen | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Ann M. Korologos | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Jiren Liu | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Edward H. Meyer | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Dinesh C. Paliwal | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Kenneth M. Reiss | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Hellene S. Runtagh | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Frank S. Sklarsky | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Gary G. Steel | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 24-Feb-14 | | Special | | Management | | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | | For | | For |
LSI Corporation | | LSI | | 502161102 | | 09-Apr-14 | | Special | | Management | | Approve Merger Agreement | | For | | For |
LSI Corporation | | LSI | | 502161102 | | 09-Apr-14 | | Special | | Management | | Adjourn Meeting | | For | | For |
LSI Corporation | | LSI | | 502161102 | | 09-Apr-14 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Elect Director Louis Drapeau | | For | | Against |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert M. Malchione | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Duncan P. Hennes | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Eugene M. McQuade | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Gary M. Reiner | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
| | | | | | | | | | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director James S. Turley | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Amend Director Indemnifications Provisions | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Bradley A. Alford | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Anthony K. Anderson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Peter K. Barker | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Rolf L. Borjesson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ken C. Hicks | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director David E. I. Pyott | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dean A. Scarborough | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Patrick T. Siewert | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Julia A. Stewart | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Martha N. Sullivan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Tan Sri Lim Kok Thay | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director David M. Abrams | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director John Chidsey | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Shantanu Narayen | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Review and Assess Membership of Lobbying Organizations | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director John M. Fluke, Jr. | | For | | Against |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Kirk S. Hachigian | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Mark A. Schulz | | For | | Against |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Amend Non-Employee Director Restricted Stock Plan | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Rodney F. Chase | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Gregory J. Goff | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Robert W. Goldman | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Steven H. Grapstein | | For | | For |
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| | | | | | | | | | | | | | | | |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director David Lilley | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Mary Pat McCarthy | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director J.W. Nokes | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan Tomasky | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Michael E. Wiley | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Patrick Y. Yang | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Tesoro Corporation | | TSO | | 881609101 | | 29-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director C. William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ned Goodman | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Nancy H.O. Lockhart | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director David Naylor | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ernie L. Thrasher | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Spencer Abraham | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Eugene L. Batchelder | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Stephen I. Chazen | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Edward P. Djerejian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director John E. Feick | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Margaret M. Foran | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director William R. Klesse | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Avedick B. Poladian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Elect Director Elisse B. Walter | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Remove Age Restriction for Directors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Review and Assess Membership of Lobbying Organizations | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 02-May-14 | | Annual | | Share Holder | | Report on Methane Emissions Management and Reduction Targets | | Against | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director John R. Bertucci | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director Robert R. Anderson | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director Gregory R. Beecher | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.80 per Share | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Christopher Viehbacher as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Robert Castaigne as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Christian Mulliez as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Elect Patrick Kron as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Serge Weinberg, Chairman | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Christopher Viehbacher, CEO | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Douglas R. Conant | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | | | | | | | |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director V. Ann Hailey | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Nancy Killefer | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Maria Elena Lagomasino | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Sara Mathew | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Sheri McCoy | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Gary M. Rodkin | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Elect Director Paula Stern | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | Against |
Avon Products, Inc. | | AVP | | 054303102 | | 06-May-14 | | Annual | | Share Holder | | Report on Safer Substitutes for Product Ingredients | | Against | | Against |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director John F. Bookout, III | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Roger A. Brown | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director David Dickson | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Stephen G. Hanks | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Gary P. Luquette | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director William H. Schumann, III | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Mary L. Shafer-Malicki | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director David A. Trice | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Jonathan Christodoro | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Thomas W. Ebbern | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Samuel J. Merksamer | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Henry W. Sykes | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Ratify Ernst & Young, LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Approve Advance Notice Policy | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Approve Shareholder Rights Plan | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Share Holder | | Prohibit Accelerated Vesting of Awards | | Against | | Against |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Catherine M. Best | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director N. Murray Edwards | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Timothy W. Faithfull | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Gary A. Filmon | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Christopher L. Fong | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Gordon D. Giffin | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Wilfred A. Gobert | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Steve W. Laut | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Keith A. J. MacPhail | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Frank J. McKenna | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director Eldon R. Smith | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Elect Director David A. Tuer | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Canadian Natural Resources Limited | | CNQ | | 136385101 | | 08-May-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Edsel B. Ford, II | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James P. Hackett | | For | | For |
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Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William W. Helman, IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John C. Lechleiter | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Kirbyjon H. Caldwell | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Lawrence S. Coben | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director David Crane | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Terry G. Dallas | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Paul W. Hobby | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Edward R. Muller | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Evan J. Silverstein | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Thomas H. Weidemeyer | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Elect Director Walter R. Young | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
NRG Energy, Inc. | | NRG | | 629377508 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Peter R. Fisher | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Tax Asset Protection Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Lawrence S. Bacow | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Ann E. Berman | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Joseph L. Bower | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Charles M. Diker | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Jacob A. Frenkel | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Paul J. Fribourg | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Walter L. Harris | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Philip A. Laskawy | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Ken Miller | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Jonathan M. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Anthony Welters | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Richard Duffy as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Sipho Pityana as Director | | For | | For |
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AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Rodney Ruston as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for their Service as Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for Board Committee Meetings | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Long Term Incentive Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Bonus Share Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect David Hodgson as Director | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Elect Director G. Steven Farris | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Elect Director A.D. Frazier, Jr. | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Elect Director Amy H. Nelson | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Apache Corporation | | APA | | 037411105 | | 15-May-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Wieland F. Wettstein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Michael L. Beatty | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Michael B. Decker | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director John P. Dielwart | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Ronald G. Greene | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Gregory L. McMichael | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Kevin O. Meyers | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Phil Rykhoek | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Randy Stein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Laura A. Sugg | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Linda B. Bammann | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Crandall C. Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Michael A. Neal | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Richard D. Baum | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Mariann Byerwalter | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Douglas B. Hansen | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Martin S. Hughes | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Greg H. Kubicek | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Jeffrey T. Pero | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Elect Director Charles J. Toeniskoetter | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Redwood Trust, Inc. | | RWT | | 758075402 | | 20-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Michael A. Bradley | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Daniel W. Christman | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Edwin J. Gillis | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy E. Guertin | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Mark E. Jagiela | | For | | For |
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Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Paul J. Tufano | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Roy A. Vallee | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy F. Keaney | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Gloria C. Larson | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director William J. Ryan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Thomas R. Watjen | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director Christine R. Detrick | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director Joyce A. Phillips | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director Arnoud W.A. Boot | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director John F. Danahy | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director J. Cliff Eason | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Julie G. Richardson | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Virginia P. Ruesterholz | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Robert F. Coleman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director James M. Guyette | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Ralph B. Mandell | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Cheryl Mayberry McKissack | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Edward W. Rabin | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Larry D. Richman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Collin E. Roche | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director William R. Rybak | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Virginia Boulet | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Peter C. Brown | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director W. Bruce Hanks | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Gregory J. McCray | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director C. G. Melville, Jr. | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Fred R. Nichols | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director William A. Owens | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Harvey P. Perry | | For | | For |
| | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Glen F. Post, III | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Michael J. Roberts | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Laurie A. Siegel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Joseph R. Zimmel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Elect Director Reena Aggarwal | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Elect Director Richard J. Hendrix | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Elect Director Thomas J. Hynes, Jr. | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Elect Director Richard A. Kraemer | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Elect Director Arthur J. Reimers | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
FBR & Co. | | FBRC | | 30247C400 | | 03-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Preston DuFauchard | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Nancy McAllister | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Stacey D. Stewart | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PennyMac Mortgage Investment Trust | | PMT | | 70931T103 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John P. Surma | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares for Cash | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Joseph J. Ashton | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Roxanne S. Austin | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Douglas M. Baker, Jr. | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Calvin Darden | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Henrique De Castro | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director James A. Johnson | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Mary E. Minnick | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Derica W. Rice | | For | | For |
| | | | | | | | | | | | | | | | |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director Kenneth L. Salazar | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Eliminate Perquisites | | Against | | Against |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Target Corporation | | TGT | | 87612E106 | | 11-Jun-14 | | Annual | | Share Holder | | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | | Against | | Against |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Michael G. Archbold | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Peter S. Swinburn | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert W. Alspaugh | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Paul Galant | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Alex W. (Pete) Hart | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert B. Henske | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Wenda Harris Millard | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Eitan Raff | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jonathan I. Schwartz | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jane J. Thompson | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Lester B. Knight | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Gregory C. Case | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Fulvio Conti | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Cheryl A. Francis | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Edgar D. Jannotta | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director James W. Leng | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director J. Michael Losh | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Robert S. Morrison | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Richard B. Myers | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Richard C. Notebaert | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Gloria Santona | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Elect Director Carolyn Y. Woo | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s Auditors | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Ratify Ernst and Young LLP as Aon’s U.K. Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Authorize Board to Fix Remuneration of Internal Statutory Auditor | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Directors’ Remuneration Report | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Aon plc | | AON | | G0408V102 | | 24-Jun-14 | | Annual | | Management | | Authorize Share Repurchase Program | | For | | For |
NUVEEN NWQ SMALL CAP VALUE FUND
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Jean Madar | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Philippe Benacin | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Russell Greenberg | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Philippe Santi | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Francois Heilbronn | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Jean Levy | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Robert Bensoussan | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Serge Rosinoer | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Patrick Choel | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Amend Stock Option Plan | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Amend Non-Employee Director Stock Option Plan | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Elect Director John D. Craig | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Elect Director Howard I. Hoffen | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Elect Director Joseph C. Muscari | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Larry C. Corbin | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Steven A. Davis | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Michael J. Gasser | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director E. Gordon Gee | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director E.W. (Bill) Ingram, III | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Mary Kay Haben | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Cheryl L. Krueger | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director G. Robert Lucas | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Eileen A. Mallesch | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Paul S. Williams | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Walter J. Aspatore | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Warren L. Batts | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director J. Edward Colgate | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Darren M. Dawson | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Donald W. Duda | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Stephen F. Gates | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Isabelle C. Goossen | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Christopher J. Hornung | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Paul G. Shelton | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Elect Director Lawrence B. Skatoff | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Methode Electronics, Inc. | | MEI | | 591520200 | | 12-Sep-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Measurement Specialties, Inc. | | MEAS | | 583421102 | | 19-Sep-13 | | Annual | | Management | | Elect Director John D. Arnold | | For | | For |
Measurement Specialties, Inc. | | MEAS | | 583421102 | | 19-Sep-13 | | Annual | | Management | | Elect Director Frank D. Guidone | | For | | For |
Measurement Specialties, Inc. | | MEAS | | 583421102 | | 19-Sep-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Measurement Specialties, Inc. | | MEAS | | 583421102 | | 19-Sep-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Measurement Specialties, Inc. | | MEAS | | 583421102 | | 19-Sep-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Measurement Specialties, Inc. | | MEAS | | 583421102 | | 19-Sep-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | 03-Oct-13 | | Special | | Management | | Approve Merger Agreement | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | 03-Oct-13 | | Special | | Management | | Adjourn Meeting | | For | | For |
Maidenform Brands, Inc. | | MFB | | 560305104 | | 03-Oct-13 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | Against |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Daniel M. Dickinson | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director James J. Forese | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Richard H. Glanton | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Michael J. Lange | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Ellen T. Ruff | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Manuel N. Stamatakis | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Sotirios J. Vahaviolos | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | 17-Oct-13 | | Special | | Management | | Elect Director Eric S. Schwartz | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Robert S. Attiyeh | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Mary B. Cranston | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Richard J. Dahl | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Dwight W. Decker | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Didier Hirsch | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Oleg Khaykin | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Thomas A. Lacey | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director James D. Plummer | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Barbara L. Rambo | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Elect Director Rochus E. Vogt | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
International Rectifier Corporation | | IRF | | 460254105 | | 04-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director A. Salman Amin | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director E. Scott Beattie | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director Fred Berens | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director Maura J. Clark | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director Richard C.W. Mauran | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director William M. Tatham | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director J. W. Nevil Thomas | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Share Holder | | Report on Animal Testing and Alternatives | | Against | | Against |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Adriane M. Brown | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director John W. Diercksen | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Ann M. Korologos | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Jiren Liu | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Edward H. Meyer | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Dinesh C. Paliwal | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Kenneth M. Reiss | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Hellene S. Runtagh | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Frank S. Sklarsky | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Gary G. Steel | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 13-Jan-14 | | Special | | Management | | Approve Merger Agreement | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 13-Jan-14 | | Special | | Management | | Increase Authorized Common Stock | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 13-Jan-14 | | Special | | Management | | Issue Shares in Connection with Acquisition | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 13-Jan-14 | | Special | | Management | | Amend Omnibus Stock Plan | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 13-Jan-14 | | Special | | Management | | Advisory Vote on Golden Parachutes | | For | | Against |
PacWest Bancorp | | PACW | | 695263103 | | 13-Jan-14 | | Special | | Management | | Adjourn Meeting | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Robert G. Harrison | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Ronald J. Kramer | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Victor Eugene Renuart | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Martin S. Sussman | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director James J. Peterson | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Dennis R. Leibel | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Thomas R. Anderson | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director William E. Bendush | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Paul F. Folino | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director William L. Healey | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Matthew E. Massengill | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director James V. Mazzo | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director John R. Ambroseo | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Jay T. Flatley | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
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Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director L. William Krause | | For | | For |
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Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Garry W. Rogerson | | For | | For |
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Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Steve Skaggs | | For | | For |
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Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Sandeep Vij | | For | | For |
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Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
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Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
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ESTERLINE TECHNOLOGIES CORPORATION | | ESL | | 297425100 | | 05-Mar-14 | | Annual | | Management | | Elect Director Anthony P. Franceschini | | For | | For |
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ESTERLINE TECHNOLOGIES CORPORATION | | ESL | | 297425100 | | 05-Mar-14 | | Annual | | Management | | Elect Director James J. Morris | | For | | For |
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ESTERLINE TECHNOLOGIES CORPORATION | | ESL | | 297425100 | | 05-Mar-14 | | Annual | | Management | | Elect Director Henry W. Winship, IV | | For | | For |
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ESTERLINE TECHNOLOGIES CORPORATION | | ESL | | 297425100 | | 05-Mar-14 | | Annual | | Management | | Elect Director Curtis C. Reusser | | For | | For |
ESTERLINE TECHNOLOGIES CORPORATION | | ESL | | 297425100 | | 05-Mar-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
ESTERLINE TECHNOLOGIES CORPORATION | | ESL | | 297425100 | | 05-Mar-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director Janice I. Obuchowski | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director Frank L. Salizzoni | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director Harrison H. Schmitt | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director David W. Thompson | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director Christopher O’Kane | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director Liaquat Ahamed | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director Albert Beer | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director John Cavoores | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director Heidi Hutter | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director Gary Gregg | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Elect Director Bret Pearlman | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aspen Insurance Holdings Limited | | AHL | | G05384105 | | 23-Apr-14 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Elect Director Christoph Keller, III | | For | | Withhold |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Elect Director David L. Lemmon | | For | | Withhold |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Elect Director R. Madison Murphy | | For | | Withhold |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dennis F. O’Brien | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Sam K. Reed | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ann M. Sardini | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director John R. Bertucci | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director Robert R. Anderson | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director Gregory R. Beecher | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Mark Benadiba | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director George A. Burnett | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Jerry Fowden | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director David T. Gibbons | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Stephen H. Halperin | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Betty Jane (BJ) Hess | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Gregory Monahan | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Mario Pilozzi | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Andrew Prozes | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Eric Rosenfeld | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Elect Director Graham Savage | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Ratify Auditors | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cott Corporation | | COT | | 22163N106 | | 06-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director Darin G. Billerbeck | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director Patrick S. Jones | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director Robin A. Abrams | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director John Bourgoin | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director Balaji Krishnamurthy | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director Robert R. Herb | | For | | For |
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Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Elect Director Mark E. Jensen | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Amend Non-Employee Director Omnibus Stock Plan | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Lattice Semiconductor Corporation | | LSCC | | 518415104 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Elect Director Randolph L. Marten | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Elect Director Larry B. Hagness | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Elect Director Thomas J. Winkel | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Elect Director Jerry M. Bauer | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Elect Director Robert L. Demorest | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Elect Director G. Larry Owens | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marten Transport, Ltd. | | MRTN | | 573075108 | | 06-May-14 | | Annual | | Management | | Other Business | | For | | Against |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director John F. Bookout, III | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Roger A. Brown | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director David Dickson | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Stephen G. Hanks | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Gary P. Luquette | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director William H. Schumann, III | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Mary L. Shafer-Malicki | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director David A. Trice | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director Michael A. Bradley | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director Marvin D. Burkett | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director R. Nicholas Burns | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director Daniel W. Christman | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director James F. Gentilcore | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director Bertrand Loy | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director Paul L.H. Olson | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Elect Director Brian F. Sullivan | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Entegris, Inc. | | ENTG | | 29362U104 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Boise Cascade Company | | BCC | | 09739D100 | | 08-May-14 | | Annual | | Management | | Elect Director Thomas E. Carlile | | For | | For |
Boise Cascade Company | | BCC | | 09739D100 | | 08-May-14 | | Annual | | Management | | Elect Director Duane C. McDougall | | For | | For |
Boise Cascade Company | | BCC | | 09739D100 | | 08-May-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Boise Cascade Company | | BCC | | 09739D100 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Boise Cascade Company | | BCC | | 09739D100 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director M. Jay Allison | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director David W. Sledge | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director Jim L. Turner | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director Elizabeth B. Davis | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Elect Director Richard M. Gabrys | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Elect Director Eugene A. Miller | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Raymond W. Boushie | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Robert T. Brady | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director John B. Drenning | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Peter J. Gundermann | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Kevin T. Keane | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Robert J. McKenna | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Elect Director Kathleen Brown | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Elect Director Michael E. Dougherty | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Elect Director William C. Powers, Jr. | | For | | For |
| | | | | | | | | | | | | | | | |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director S.P. Johnson, IV | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Steven A. Webster | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Thomas L. Carter, Jr. | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Robert F. Fulton | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director F. Gardner Parker | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Roger A. Ramsey | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Frank A. Wojtek | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director Stephen W. Bershad | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director Harry L. Bosco | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director Dennis J. Fortino | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director Ira J. Lamel | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director Dominic A. Romeo | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director John A. Roush | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Elect Director Thomas N. Secor | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Amend Omnibus Stock Plan | | For | | For |
GSI Group Inc. | | GSIG | | 36191C205 | | 15-May-14 | | Annual/Special | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director John F. Cassidy, Jr. | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Edgar G. Hotard | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Erland E. Kailbourne | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Joseph G. Morone | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Katharine L. Plourde | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director John R. Scannell | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Christine L. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director John C. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Craig A. Carlson | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director John M. Eggemeyer | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Barry C. Fitzpatrick | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Andrew B. Fremder | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director C. William Hosler | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Susan E. Lester | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Douglas H. (Tad) Lowrey | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Timothy B. Matz | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Roger H. Molvar | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director James J. Pieczynski | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Daniel B. Platt | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Robert A. Stine | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Elect Director Matthew P. Wagner | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Adjourn Meeting | | For | | For |
PacWest Bancorp | | PACW | | 695263103 | | 19-May-14 | | Annual | | Management | | Other Business | | For | | Against |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director C. Keith Cargill | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Peter B. Bartholow | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director James H. Browning | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Preston M. Geren, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Frederick B. Hegi, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Larry L. Helm | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director James R. Holland, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Charles S. Hyle | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director W. W. McAllister, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Elysia Holt Ragusa | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Steven P. Rosenberg | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Grant E. Sims | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Robert W. Stallings | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Dale W. Tremblay | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Ian J. Turpin | | For | | For |
| | | | | | | | | | | | | | | | |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director John P. Sande, III | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director Robert G. Sarver | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director Donald D. Snyder | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director Sung Won Sohn | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Change State of Incorporation [from Nevada to Delaware] | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Elect Director Andrzej Olechowski | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Elect Director Eriberto R. Scocimara | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | 22-May-14 | | Annual | | Management | | Elect Director Timothy S. Lucas | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | 22-May-14 | | Annual | | Management | | Elect Director Philip C. Moore | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | 22-May-14 | | Annual | | Management | | Elect Director John P. O’Donnell | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Neenah Paper, Inc. | | NP | | 640079109 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | 22-May-14 | | Annual | | Management | | Elect Director Thomas N. Amonett | | For | | For |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Orion Marine Group, Inc. | | ORN | | 68628V308 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Robert F. Coleman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director James M. Guyette | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Ralph B. Mandell | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Cheryl Mayberry McKissack | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Edward W. Rabin | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Larry D. Richman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Collin E. Roche | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director William R. Rybak | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | 29-May-14 | | Annual | | Management | | Elect Director David A. Ederer | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | 29-May-14 | | Annual | | Management | | Elect Director Thomas E. King | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | 29-May-14 | | Annual | | Management | | Elect Director George ‘Judd’ Kirk | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | 29-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
HomeStreet, Inc. | | HMST | | 43785V102 | | 29-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director Paul B. Toms, Jr. | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director W. Christopher Beeler, Jr. | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director John L. Gregory, III | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director E. Larry Ryder | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director Mark F. Shreiber | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director David G. Sweet | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Elect Director Henry G. Williamson, Jr. | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Hooker Furniture Corporation | | HOFT | | 439038100 | | 05-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Michael G. Archbold | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Peter S. Swinburn | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Express, Inc. | | EXPR | | 30219E103 | | 12-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Sagent Pharmaceuticals, Inc. | | SGNT | | 786692103 | | 12-Jun-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Sagent Pharmaceuticals, Inc. | | SGNT | | 786692103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Robert Flanagan | | For | | For |
Sagent Pharmaceuticals, Inc. | | SGNT | | 786692103 | | 12-Jun-14 | | Annual | | Management | | Elect Director Frank Kung | | For | | For |
Sagent Pharmaceuticals, Inc. | | SGNT | | 786692103 | | 12-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Sagent Pharmaceuticals, Inc. | | SGNT | | 786692103 | | 12-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director Harvey P. Eisen | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director Marshall S. Geller | | For | �� | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director Daniel M. Friedberg | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director Scott N. Greenberg | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director Sue W. Kelly | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director Richard C. Pfenniger, Jr. | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Elect Director A. Marvin Strait | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
GP Strategies Corporation | | GPX | | 36225V104 | | 25-Jun-14 | | Annual | | Management | | Other Business | | For | | Against |
Nuveen NWQ Small/Mid Cap Value Fund
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Dominic Casserley | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Anna C. Catalano | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Roy Gardner | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Jeremy Hanley | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Robyn S. Kravit | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Wendy E. Lane | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Francisco Luzon | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director James F. McCann | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Jaymin Patel | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Douglas B. Roberts | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Michael J. Somers | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Elect Director Jeffrey W. Ubben | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Willis Group Holdings Public Limited Company | | WSH | | G96666105 | | 23-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Jean Madar | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Philippe Benacin | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Russell Greenberg | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Philippe Santi | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Francois Heilbronn | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | �� | 24-Jul-13 | | Annual | | Management | | Elect Director Jean Levy | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Robert Bensoussan | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Serge Rosinoer | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Elect Director Patrick Choel | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Amend Stock Option Plan | | For | | For |
Inter Parfums, Inc. | | IPAR | | 458334109 | | 24-Jul-13 | | Annual | | Management | | Amend Non-Employee Director Stock Option Plan | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Elect Director John D. Craig | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Elect Director Howard I. Hoffen | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Elect Director Joseph C. Muscari | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
EnerSys | | ENS | | 29275Y102 | | 01-Aug-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Elect Director Paul L. Berns | | For | | Against |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Elect Director Patrick G. Enright | | For | | Against |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Elect Director Seamus Mulligan | | For | | For |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Elect Director Norbert G. Riedel | | For | | For |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company’s Ordinary Shares | | For | | For |
Jazz Pharmaceuticals plc | | JAZZ | | G50871105 | | 01-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Larry C. Corbin | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Steven A. Davis | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Michael J. Gasser | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director E. Gordon Gee | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director E.W. (Bill) Ingram, III | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Mary Kay Haben | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Cheryl L. Krueger | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director G. Robert Lucas | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Eileen A. Mallesch | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Elect Director Paul S. Williams | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Bob Evans Farms, Inc. | | BOBE | | 096761101 | | 21-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Daniel M. Dickinson | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director James J. Forese | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Richard H. Glanton | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Michael J. Lange | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Ellen T. Ruff | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Manuel N. Stamatakis | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Elect Director Sotirios J. Vahaviolos | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | | | | | | | |
Mistras Group, Inc. | | MG | | 60649T107 | | 15-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Allied World Assurance Company Holdings, AG | | AWH | | H01531104 | | 17-Oct-13 | | Special | | Management | | Elect Director Eric S. Schwartz | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director A. Salman Amin | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director E. Scott Beattie | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director Fred Berens | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director Maura J. Clark | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director Richard C.W. Mauran | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director William M. Tatham | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Elect Director J. W. Nevil Thomas | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Elizabeth Arden, Inc. | | RDEN | | 28660G106 | | 06-Nov-13 | | Annual | | Share Holder | | Report on Animal Testing and Alternatives | | Against | | Against |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Adriane M. Brown | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director John W. Diercksen | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Ann M. Korologos | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Jiren Liu | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Edward H. Meyer | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Dinesh C. Paliwal | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Kenneth M. Reiss | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Hellene S. Runtagh | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Frank S. Sklarsky | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Elect Director Gary G. Steel | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Harman International Industries, Incorporated | | HAR | | 413086109 | | 04-Dec-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Woodward, Inc. | | WWD | | 980745103 | | 22-Jan-14 | | Annual | | Management | | Elect Director Mary L. Petrovich | | For | | For |
Woodward, Inc. | | WWD | | 980745103 | | 22-Jan-14 | | Annual | | Management | | Elect Director Larry E. Rittenberg | | For | | For |
Woodward, Inc. | | WWD | | 980745103 | | 22-Jan-14 | | Annual | | Management | | Elect Director Paul Donovan | | For | | For |
Woodward, Inc. | | WWD | | 980745103 | | 22-Jan-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Woodward, Inc. | | WWD | | 980745103 | | 22-Jan-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Terrell K. Crews | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Jeffrey M. Ettinger | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Jody H. Feragen | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Glenn S. Forbes | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Stephen M. Lacy | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director John L. Morrison | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Elsa A. Murano | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Robert C. Nakasone | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Susan K. Nestegard | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Dakota A. Pippins | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Elect Director Christopher J. Policinski | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Hormel Foods Corporation | | HRL | | 440452100 | | 28-Jan-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Robert G. Harrison | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Ronald J. Kramer | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Victor Eugene Renuart | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Elect Director Martin S. Sussman | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Griffon Corporation | | GFF | | 398433102 | | 30-Jan-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director James J. Peterson | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Dennis R. Leibel | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Thomas R. Anderson | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director William E. Bendush | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Paul F. Folino | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director William L. Healey | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director Matthew E. Massengill | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Elect Director James V. Mazzo | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
MICROSEMI CORPORATION | | MSCC | | 595137100 | | 11-Feb-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director John R. Ambroseo | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Jay T. Flatley | | For | | For |
| | | | | | | | | | | | | | | | |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Susan M. James | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director L. William Krause | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Garry W. Rogerson | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Steve Skaggs | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Elect Director Sandeep Vij | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Coherent, Inc. | | COHR | | 192479103 | | 26-Feb-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Elect Director Louis Drapeau | | For | | Against |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert M. Malchione | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Bio-Rad Laboratories, Inc. | | BIO | | 090572207 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director Janice I. Obuchowski | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director Frank L. Salizzoni | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director Harrison H. Schmitt | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Elect Director David W. Thompson | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Orbital Sciences Corporation | | ORB | | 685564106 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Bradley A. Alford | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Anthony K. Anderson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Peter K. Barker | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Rolf L. Borjesson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ken C. Hicks | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director David E. I. Pyott | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dean A. Scarborough | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Patrick T. Siewert | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Julia A. Stewart | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Martha N. Sullivan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Elect Director Christoph Keller, III | | For | | Withhold |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Elect Director David L. Lemmon | | For | | Withhold |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Elect Director R. Madison Murphy | | For | | Withhold |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Deltic Timber Corporation | | DEL | | 247850100 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dennis F. O’Brien | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Sam K. Reed | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ann M. Sardini | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
TreeHouse Foods, Inc. | | THS | | 89469A104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Louisiana-Pacific Corporation | | LPX | | 546347105 | | 01-May-14 | | Annual | | Management | | Elect Director E. Gary Cook | | For | | For |
Louisiana-Pacific Corporation | | LPX | | 546347105 | | 01-May-14 | | Annual | | Management | | Elect Director Kurt M. Landgraf | | For | | For |
Louisiana-Pacific Corporation | | LPX | | 546347105 | | 01-May-14 | | Annual | | Management | | Elect Director John W. Weaver | | For | | For |
Louisiana-Pacific Corporation | | LPX | | 546347105 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Louisiana-Pacific Corporation | | LPX | | 546347105 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Louisiana-Pacific Corporation | | LPX | | 546347105 | | 01-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Kathleen A. Dahlberg | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Nicholas DeBenedictis | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Kevin M. Fogarty | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director J. Robert Hall | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Richard C. Ill | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Ronald J. Naples | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Dante C. Parrini | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Richard L. Smoot | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Elect Director Lee C. Stewart | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
P. H. Glatfelter Company | | GLT | | 377316104 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | 05-May-14 | | Annual | | Management | | Elect Director Fredric W. Corrigan | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | 05-May-14 | | Annual | | Management | | Elect Director Beth E. Ford | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | 05-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | 05-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Clearwater Paper Corporation | | CLW | | 18538R103 | | 05-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | | | | | |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director John R. Bertucci | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director Robert R. Anderson | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Elect Director Gregory R. Beecher | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MKS INSTRUMENTS, INC. | | MKSI | | 55306N104 | | 05-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director John F. Bookout, III | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Roger A. Brown | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director David Dickson | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Stephen G. Hanks | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Gary P. Luquette | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director William H. Schumann, III | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director Mary L. Shafer-Malicki | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Elect Director David A. Trice | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
McDermott International, Inc. | | MDR | | 580037109 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director M. Jay Allison | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director David W. Sledge | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director Jim L. Turner | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Elect Director Elizabeth B. Davis | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
Comstock Resources, Inc. | | CRK | | 205768203 | | 08-May-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Elect Director Richard M. Gabrys | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Elect Director Eugene A. Miller | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
TriMas Corporation | | TRS | | 896215209 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Robert L. Friedman as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Cheryl-Ann Lister as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Thomas C. Ramey as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Wilhelm Zeller as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Ratify Deloitte & Touche Ltd. as Auditors | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Raymond W. Boushie | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Robert T. Brady | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director John B. Drenning | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Peter J. Gundermann | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Kevin T. Keane | | For | | Withhold |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Elect Director Robert J. McKenna | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Astronics Corporation | | ATRO | | 046433108 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Elect Director Kathleen Brown | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Elect Director Michael E. Dougherty | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Elect Director William C. Powers, Jr. | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forestar Group Inc. | | FOR | | 346233109 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | 13-May-14 | | Annual | | Management | | Elect Director Judith Hanratty | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | 13-May-14 | | Annual | | Management | | Elect Director Costas Miranthis | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | 13-May-14 | | Annual | | Management | | Elect Director Remy Sautter | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | 13-May-14 | | Annual | | Management | | Elect Director Egbert Willam | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | 13-May-14 | | Annual | | Management | | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
PartnerRe Ltd. | | PRE | | G6852T105 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director S.P. Johnson, IV | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Steven A. Webster | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Thomas L. Carter, Jr. | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Robert F. Fulton | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director F. Gardner Parker | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Roger A. Ramsey | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Elect Director Frank A. Wojtek | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Carrizo Oil & Gas, Inc. | | CRZO | | 144577103 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director John F. Cassidy, Jr. | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Edgar G. Hotard | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Erland E. Kailbourne | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Joseph G. Morone | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Katharine L. Plourde | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director John R. Scannell | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director Christine L. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Elect Director John C. Standish | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Albany International Corp. | | AIN | | 012348108 | | 16-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bruker Corporation | | BRKR | | 116794108 | | 20-May-14 | | Annual | | Management | | Elect Director Stephen W. Fesik | | For | | For |
Bruker Corporation | | BRKR | | 116794108 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Bruker Corporation | | BRKR | | 116794108 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Wieland F. Wettstein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Michael L. Beatty | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Michael B. Decker | �� | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director John P. Dielwart | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Ronald G. Greene | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Gregory L. McMichael | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Kevin O. Meyers | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Phil Rykhoek | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Randy Stein | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Elect Director Laura A. Sugg | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Denbury Resources Inc. | | DNR | | 247916208 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Michael A. Bradley | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Daniel W. Christman | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Edwin J. Gillis | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy E. Guertin | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Mark E. Jagiela | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Paul J. Tufano | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Elect Director Roy A. Vallee | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Teradyne, Inc. | | TER | | 880770102 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director C. Keith Cargill | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Peter B. Bartholow | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director James H. Browning | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Preston M. Geren, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Frederick B. Hegi, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Larry L. Helm | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director James R. Holland, Jr. | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Charles S. Hyle | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director W. W. McAllister, III | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Elysia Holt Ragusa | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Steven P. Rosenberg | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Grant E. Sims | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Robert W. Stallings | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Dale W. Tremblay | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Elect Director Ian J. Turpin | | For | | For |
Texas Capital Bancshares, Inc. | | TCBI | | 88224Q107 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director John P. Sande, III | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director Robert G. Sarver | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director Donald D. Snyder | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Elect Director Sung Won Sohn | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Change State of Incorporation [from Nevada to Delaware] | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Western Alliance Bancorporation | | WAL | | 957638109 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Elect Director Andrzej Olechowski | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Elect Director Eriberto R. Scocimara | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Euronet Worldwide, Inc. | | EEFT | | 298736109 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director Christine R. Detrick | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director Joyce A. Phillips | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director Arnoud W.A. Boot | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director John F. Danahy | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Elect Director J. Cliff Eason | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Reinsurance Group of America, Incorporated | | RGA | | 759351604 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Robert F. Coleman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director James M. Guyette | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Ralph B. Mandell | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Cheryl Mayberry McKissack | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Edward W. Rabin | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Larry D. Richman | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director Collin E. Roche | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Elect Director William R. Rybak | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PrivateBancorp, Inc. | | PVTB | | 742962103 | | 22-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 22-May-14 | | Annual | | Management | | Elect Director James R. Ramsey | | For | | Withhold |
Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 22-May-14 | | Annual | | Management | | Elect Director James R. Zarley | | For | | Withhold |
Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Texas Roadhouse, Inc. | | TXRH | | 882681109 | | 22-May-14 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | 29-May-14 | | Annual | | Management | | Elect Director John K. Morgan | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | 29-May-14 | | Annual | | Management | | Elect Director James L. Singleton | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | 29-May-14 | | Annual | | Management | | Elect Director Bobby J. Griffin | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | 29-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | 29-May-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
WESCO International, Inc. | | WCC | | 95082P105 | | 29-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert W. Alspaugh | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Paul Galant | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Alex W. (Pete) Hart | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert B. Henske | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Wenda Harris Millard | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Eitan Raff | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jonathan I. Schwartz | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jane J. Thompson | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
VeriFone Systems, Inc. | | PAY | | 92342Y109 | | 17-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Nuveen Tradewinds Value Opportunities Fund
| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Approve Dividends of EUR 0.22 Per Share | | For | | For |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Elect Robert W. Dineen to Supervisory Board | | For | | For |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Elect Corien M. Wortmann-Kool to Supervisory Board | | For | | For |
| | | | | | | | |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For |
| | | | | | | | |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9 | | For | | For |
| | | | | | | | |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Authorize Board to Issue Shares Up To 1 Percent of Issued Capital Under Incentive Plans | | For | | For |
| | | | | | | | |
Aegon NV | | AGN | | 007924103 | | 21-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Share Holder | | Enhance Board Oversight of Political Contributions | | Against | | Against |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Fernando Aguirre | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Mark T. Bertolini | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Frank M. Clark | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Betsy Z. Cohen | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Molly J. Coye | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Roger N. Farah | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Barbara Hackman Franklin | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Jeffrey E. Garten | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Ellen M. Hancock | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Richard J. Harrington | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Edward J. Ludwig | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Elect Director Joseph P. Newhouse | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Amend Right to Call Special Meeting | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Aetna Inc. | | AET | | 00817Y108 | | 30-May-14 | | Annual | | Share Holder | | Amend Policy to Disclose Payments to Tax-Exempt Organizations | | Against | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect David C. Everitt, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David C. Everitt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell K. Girling | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Susan A. Henry | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell J. Horner | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David J. Lesar | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director John E. Lowe | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Charles (Chuck) V. Magro | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director A. Anne McLellan | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Derek G. Pannell | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Mayo M. Schmidt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Victor J. Zaleschuk | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Ratify KPMG LLP as Auditors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend General By-Law No. 1 | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend Stock Option Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Peter R. Fisher | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
| | | | | | | | | | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Tax Asset Protection Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Alan L. Boeckmann | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Mollie Hale Carter | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Terrell K. Crews | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Pierre Dufour | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Donald E. Felsinger | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Antonio Maciel Neto | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Patrick J. Moore | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Thomas F. O’Neill | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Francisco Sanchez | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Daniel Shih | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Kelvin R. Westbrook | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Elect Director Patricia A. Woertz | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Archer-Daniels-Midland Company | | ADM | | 039483102 | | 01-May-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Robert L. Friedman as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Cheryl-Ann Lister as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Thomas C. Ramey as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Elect Wilhelm Zeller as Director | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AXIS Capital Holdings Limited | | AXS | | G0692U109 | | 09-May-14 | | Annual | | Management | | Ratify Deloitte & Touche Ltd. as Auditors | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director Lisa M. Caputo | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director Russell P. Fradin | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathy J. Higgins Victor | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director Hubert Joly | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director David W. Kenny | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas L. ‘Tommy’ Millner | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Elect Director Gerard R. Vittecoq | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Best Buy Co., Inc. | | BBY | | 086516101 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Bunge Limited | | BG | | G16962105 | | 23-May-14 | | Annual | | Management | | Elect Director Ernest G. Bachrach | | For | | For |
Bunge Limited | | BG | | G16962105 | | 23-May-14 | | Annual | | Management | | Elect Director Enrique H. Boilini | | For | | For |
Bunge Limited | | BG | | G16962105 | | 23-May-14 | | Annual | | Management | | Elect Director Carol M. Browner | | For | | For |
Bunge Limited | | BG | | G16962105 | | 23-May-14 | | Annual | | Management | | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Determine the Independent Auditor’s Fees | | For | | For |
Bunge Limited | | BG | | G16962105 | | 23-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bunge Limited | | BG | | G16962105 | | 23-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Approve Remuneration Report of Executive Directors | | For | | Against |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Approve Remuneration Policy of Executive Directors | | For | | Against |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | | For | | For |
| | | | | | | | | | | | | | | | |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Authorize Issue of Equity with Pre-emptive Rights | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Authorize Issue of Equity without Pre-emptive Rights | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Authorize Shares for Market Purchase | | For | | For |
Carnival Corporation | | CCL | | 143658300 | | 17-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Virginia Boulet | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Peter C. Brown | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director W. Bruce Hanks | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Gregory J. McCray | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director C. G. Melville, Jr. | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Fred R. Nichols | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director William A. Owens | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Harvey P. Perry | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Glen F. Post, III | | For | | For |
| | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Michael J. Roberts | | For | | For |
| | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Laurie A. Siegel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Joseph R. Zimmel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Share Holder | | Approve Proxy Advisor Competition | | Against | | Against |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Paul J. Liska | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Jose O. Montemayor | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Don M. Randel | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Marvin Zonis | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Thomas F. Motamed | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Joseph Rosenberg | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | Withhold |
CNA Financial Corporation | | CNA | | 126117100 | | 23-Apr-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | Withhold |
CST Brands, Inc. | | CST | | 12646R105 | | 04-Jun-14 | | Annual | | Management | | Elect Director Roger G. Burton | | For | | For |
CST Brands, Inc. | | CST | | 12646R105 | | 04-Jun-14 | | Annual | | Management | | Elect Director Stephen A. Smith | | For | | For |
CST Brands, Inc. | | CST | | 12646R105 | | 04-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CST Brands, Inc. | | CST | | 12646R105 | | 04-Jun-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
CST Brands, Inc. | | CST | | 12646R105 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CST Brands, Inc. | | CST | | 12646R105 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Donna M. Alvarado | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director John B. Breaux | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Pamela L. Carter | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Steven T. Halverson | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Edward J. Kelly, III | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Gilbert H. Lamphere | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director John D. McPherson | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Timothy T. O’Toole | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director David M. Ratcliffe | | For | | For |
| | | | | | | | | | | | | | | | |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Donald J. Shepard | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director Michael J. Ward | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director J.C. Watts, Jr. | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Elect Director J. Steven Whisler | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 07-May-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Share Holder | | Require Dairy Farmer Suppliers to Report on Sustainability | | Against | | Against |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Elect Director Tom C. Davis | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Elect Director John R. Muse | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Elect Director Gregg A. Tanner | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Elect Director Jim L. Turner | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Elect Director Robert T. Wiseman | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Reduce Authorized Common Stock | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Plans | | Against | | For |
Dean Foods Company | | DF | | 242370203 | | 14-May-14 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Barbara M. Baumann | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director John E. Bethancourt | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Robert H. Henry | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director John A. Hill | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Michael M. Kanovsky | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Robert A. Mosbacher, Jr. | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director J. Larry Nichols | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Duane C. Radtke | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director Mary P. Ricciardello | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Elect Director John Richels | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Share Holder | | Report on Financial Risks of Climate Change | | Against | | For |
Devon Energy Corporation | | DVN | | 25179M103 | | 04-Jun-14 | | Annual | | Share Holder | | Review Public Policy Advocacy on Climate Change | | Against | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | Against |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Marc Edwards | | For | | Against |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Herbert C. Hofmann | | For | | Against |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Kenneth I. Siegel | | For | | Against |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | Against |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director John R. Bolton | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Charles L. Fabrikant | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Paul G. Gaffney, II | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Edward Grebow | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Clifford M. Sobel | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Elect Director Raymond S. Troubh | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Diamond Offshore Drilling, Inc. | | DO | | 25271C102 | | 20-May-14 | | Annual | | Share Holder | | Adopt Policy and Report on Board Diversity | | Against | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect John T. Baily as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect Norman Barham as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect Galen R. Barnes as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect William H. Bolinder as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect John R. Charman as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect Susan S. Fleming as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect Scott D. Moore as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Elect Robert A. Spass as Director | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | | For | | For |
Endurance Specialty Holdings Ltd. | | ENH | | G30397106 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Share Holder | | Limit Executive Compensation | | Against | | Against |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Anthony K. Anderson | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | | | | | | | |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director John A. Canning, Jr. | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Christopher M. Crane | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Yves C. de Balmann | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Nicholas DeBenedictis | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Nelson A. Diaz | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Sue L. Gin | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Paul L. Joskow | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Robert J. Lawless | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Richard W. Mies | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director William C. Richardson | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director John W. Rogers, Jr. | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Elect Director Stephen D. Steinour | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Exelon Corporation | | EXC | | 30161N101 | | 06-May-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Howard Solomon | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Nesli Basgoz | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Christopher J. Coughlin | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Kenneth E. Goodman | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Vincent J. Intrieri | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Pierre Legault | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Gerald M. Lieberman | | For | | For |
| | | | | | | | |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Lawrence S. Olanoff | | For | | For |
| | | | | | | | |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Lester B. Salans | | For | | For |
| | | | | | | | |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Brenton L. Saunders | | For | | For |
| | | | | | | | |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Elect Director Peter J. Zimetbaum | | For | | For |
| | | | | | | | |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Forest Laboratories, Inc. | | FRX | | 345838106 | | 15-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Richard C. Adkerson | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Robert J. Allison, Jr. | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Alan R. Buckwalter, III | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Robert A. Day | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director James C. Flores | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Gerald J. Ford | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Thomas A. Fry, III | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director H. Devon Graham, Jr. | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Charles C. Krulak | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Bobby Lee Lackey | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Jon C. Madonna | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Dustan E. McCoy | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director James R. Moffett | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director B. M. Rankin, Jr. | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Elect Director Stephen H. Siegele | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Share Holder | | Request Director Nominee with Environmental Qualifications | | Against | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Share Holder | | Adopt Policy and Report on Board Diversity | | Against | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 16-Jul-13 | | Annual | | Share Holder | | Amend Bylaws— Call Special Meetings | | Against | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Share Holder | | Require Director Nominee with Environmental Experience | | Against | | Against |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Richard C. Adkerson | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert J. Allison, Jr. | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Alan R. Buckwalter, III | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Robert A. Day | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director James C. Flores | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Gerald J. Ford | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Thomas A. Fry, III | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director H. Devon Graham, Jr. | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Lydia H. Kennard | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Charles C. Krulak | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Bobby Lee Lackey | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Jon C. Madonna | | For | | For |
| | | | | | | | | | | | | | | | |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Dustan E. McCoy | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director James R. Moffett | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Stephen H. Siegele | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Elect Director Frances Fragos Townsend | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Freeport-McMoRan Copper & Gold Inc. | | FCX | | 35671D857 | | 17-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Elect Director Michael J. Berthelot | | For | | Against |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | Against |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Elect Director Robert S. Bucklin | | For | | For |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Elect Director Madeleine L. Champion | | For | | For |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Approve Dividends | | For | | For |
Fresh Del Monte Produce Inc. | | FDP | | G36738105 | | 30-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Joseph J. Ashton | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Approve Variable Pay Cap | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Elect Kathleen Casey as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Elect Sir Jonathan Evans as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Elect Marc Moses as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Elect Jonathan Symonds as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Safra Catz as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Laura Cha as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Marvin Cheung as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Joachim Faber as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Rona Fairhead as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Renato Fassbind as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Douglas Flint as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Stuart Gulliver as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Sam Laidlaw as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect John Lipsky as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Rachel Lomax as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Iain Mackay as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Re-elect Sir Simon Robertson as Director | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Reappoint KPMG Audit plc as Auditors | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise the Group Audit Committee to Fix Remuneration of Auditors | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise Directors to Allot Any Repurchased Shares | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | | For | | For |
HSBC Holdings plc | | HSBA | | 404280406 | | 23-May-14 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | | | | | | | | | |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Leslie Stone Heisz | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director John R. Ingram | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Dale R. Laurance | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Linda Fayne Levinson | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Scott A. McGregor | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Alain Monie | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Wade Oosterman | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Elect Director Joe B. Wyatt | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingram Micro Inc. | | IM | | 457153104 | | 04-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Luis Aranguren-Trellez | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director David B. Fischer | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Ilene S. Gordon | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Paul Hanrahan | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Wayne M. Hewett | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Rhonda L. Jordan | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Gregory B. Kenny | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Barbara A. Klein | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Victoria J. Reich | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Elect Director Dwayne A. Wilson | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Ingredion Incorporated | | INGR | | 457187102 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director Charlene Barshefsky | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director Susan L. Decker | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director John J. Donahoe | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director Reed E. Hundt | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director Brian M. Krzanich | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director James D. Plummer | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director David S. Pottruck | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director Frank D. Yeary | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Elect Director David B. Yoffie | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Approve Financial Statements, Allocation of Income, and Dividend of KRW 500 per Share | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Elect Cho Jae-Ho as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Elect Kim Myung-Jig as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Elect Shin Sung-Hwan as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Lee Kyung-Jae as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Kim Young-Jin as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Hwang Gun-Ho as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Lee Jong-Chun as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Koh Seung-Eui as Outside Director | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Elect Shin Sung-Hwan as Member of Audit Committee | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Lee Kyung-Jae as Member of Audit Committee | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Kim Young-Jin as Member of Audit Committee | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Lee Jong-Chun as Member of Audit Committee | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Reelect Koh Seung-Eui as Member of Audit Committee | | For | | For |
KB Financial Group Inc. | | 105560 | | 48241A105 | | 28-Mar-14 | | Annual | | Management | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director W. Frank Blount | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director Loren K. Carroll | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director Linda Z. Cook | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director Jeffrey E. Curtiss | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director Lester L. Lyles | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director Jack B. Moore | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Elect Director Richard J. Slater | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
KBR, Inc. | | KBR | | 48242W106 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Jacob A. Frenkel | | For | | Against |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Walter L. Harris | | For | | Against |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Lawrence S. Bacow | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Ann E. Berman | | For | | For |
| | | | | | | | | | | | | | | | |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Joseph L. Bower | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Charles M. Diker | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Paul J. Fribourg | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Philip A. Laskawy | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Ken Miller | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Andrew H. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Jonathan M. Tisch | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Elect Director Anthony Welters | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Loews Corporation | | L | | 540424108 | | 13-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Leslie A. Brun | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Thomas R. Cech | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Kenneth C. Frazier | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Thomas H. Glocer | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director William B. Harrison, Jr. | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director C. Robert Kidder | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Carlos E. Represas | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Craig B. Thompson | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Wendell P. Weeks | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Peter C. Wendell | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director William H. Gates | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Share Holder | | Report on Lobbying and Political Contributions | | Against | | Against |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Linda Walker Bynoe | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Susan Crown | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Dipak C. Jain | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Jose Luis Prado | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director John W. Rowe | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Martin P. Slark | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director David H. B. Smith, Jr. | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Charles A. Tribbett, III | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Frederick H. Waddell | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Northern Trust Corporation | | NTRS | | 665859104 | | 15-Apr-14 | | Annual | | Management | | Elect Director Nicholas D. Chabraja | | For | | Withhold |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Elect Srikant Datar as Member of the Compensation Committee | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Elect Ulrich Lehner as Member of the Compensation Committee | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Elect Enrico Vanni as Member of the Compensation Committee | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Additional And/or Counter-proposals Presented At The Meeting | | For | | Against |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of CHF 2.45 per Share | | For | | For |
Novartis AG | �� | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | | For | | For |
| | | | | | | | | | | | | | | | |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Dimitri Azar as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Verena Briner as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Srikant Datar as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Ann Fudge as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Pierre Landolt as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Ulrich Lehner as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Andreas von Planta as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Charles Sawyers as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect Enrico Vanni as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Reelect William Winters as Director | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Elect Ann Fudge as Member of the Compensation Committee | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Ratify PricewaterhouseCoopers AG as Auditors | | For | | For |
Novartis AG | | NOVN | | 66987V109 | | 25-Feb-14 | | Annual | | Management | | Designate Peter Andreas Zahn as Independent Proxy | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Establish Human Rights Committee | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Provide Vote Counting to Exclude Abstentions | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Safra A. Catz | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Lawrence J. Ellison | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Mark V. Hurd | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Shareholder Approval of Quantifiable Performance Metrics | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey S. Berg | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director H. Raymond Bingham | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Michael J. Boskin | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Bruce R. Chizen | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director George H. Conrades | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Hector Garcia-Molina | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey O. Henley | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Naomi O. Seligman | | For | | Withhold |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Elect Euleen Goh as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Elect Patricia Woertz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Elect Ben van Beurden as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Guy Elliott as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Simon Henry as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Charles Holliday as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Jorma Ollila as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Sir Nigel Sheinwald as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Linda Stuntz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Hans Wijers as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Re-elect Gerrit Zalm as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Approve Long Term Incentive Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Approve Deferred Bonus Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Approve Restricted Share Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259107 | | 20-May-14 | | Annual | | Management | | Approve EU Political Donations and Expenditure | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 3 per Share | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Discharge of Management Board for Fiscal 2012/2013 | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Remuneration System for Management Board Members | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Elect Jim Hagemann Snabe to the Supervisory Board | | For | | For |
| | | | | | | | | | | | | | | | |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Approve Cancellation of Capital Authorization | | For | | For |
Siemens AG | | SIE | | 826197501 | | 28-Jan-14 | | Annual | | Management | | Amend Articles Re: Remuneration of the Supervisory Board | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Jerry C. Atkin | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director J. Ralph Atkin | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director W. Steve Albrecht | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Margaret S. Billson | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Henry J. Eyring | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Ronald J. Mittelstaedt | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Robert G. Sarver | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Keith E. Smith | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director Steven F. Udvar-Hazy | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Elect Director James L. Welch | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
SkyWest, Inc. | | SKYW | | 830879102 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director Harold J. Bouillion | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director Enoch L. Dawkins | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director David D. Dunlap | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director James M. Funk | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director Terence E. Hall | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director Peter D. Kinnear | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director Michael M. McShane | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director W. Matt Ralls | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Elect Director Justin L. Sullivan | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Superior Energy Services, Inc. | | SPN | | 868157108 | | 14-May-14 | | Annual | | Share Holder | | Report on Human Rights Risk Assessment Process | | Against | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Christiane Bergevin | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Donald J. Carty | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Jonathan Christodoro | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Thomas W. Ebbern | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Harold N. Kvisle | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Brian M. Levitt | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Samuel J. Merksamer | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Lisa A. Stewart | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Henry W. Sykes | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Peter W. Tomsett | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Michael T. Waites | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Charles R. Williamson | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Elect Director Charles M. Winograd | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Ratify Ernst & Young, LLP as Auditors | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Approve Advance Notice Policy | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Approve Shareholder Rights Plan | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Talisman Energy Inc. | | TLM | | 87425E103 | | 07-May-14 | | Annual | | Share Holder | | Prohibit Accelerated Vesting of Awards | | Against | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director Charles E. Adair | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director Harry J. Harczak, Jr. | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director Patrick G. Sayer | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director Robert M. Dutkowsky | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director Jeffery P. Howells | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director Savio W. Tung | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Elect Director David M. Upton | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Tech Data Corporation | | TECD | | 878237106 | | 04-Jun-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | | None | | Against |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | | For | | For |
| | | | | | | | | | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Compensation Policy for the Directors and Officers of the Company | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | | For | | For |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 27-Aug-13 | | Annual | | Management | | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Timothy S. Gitzel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director William R. Graber | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Emery N. Koenig | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director David T. Seaton | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Elect Director Denise C. Johnson | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Elect Director Nancy E. Cooper | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Elect Director James L. Popowich | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Elect Director James T. Prokopanko | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Elect Director Steven M. Seibert | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 15-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Paul Desmarais Jr as Director | | For | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend Article 12.7 of Bylaws: Remuneration of Directors | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | | | | | | | |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.38 per Share | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Patricia Barbizet as Director | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Marie-Christine Coisne-Roquette as Director | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Barbara Kux as Director | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Christophe de Margerie | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 15 of Bylaws Re: Age Limit for CEO | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 17 of Bylaws Re: Proxy Voting | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | | For | | Against |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Transact Other Business (Voting) | | For | | Against |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | �� | Management | | Approve Remuneration Report (Non-Binding) | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Axel Weber as Director and Board Chairman | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Michel Demare as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect David Sidwell as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Reto Francioni as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Ann Godbehere as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Axel Lehmann as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Helmut Panke as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect William Parrett as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Isabelle Romy as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Beatrice Weder di Mauro as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Reelect Joseph Yam as Director | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For |
UBS AG | | UBSN | | H89231338 | | 07-May-14 | | Annual | | Management | | Ratify Ernst & Young AG as Auditors | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 0.81 per Share | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Stock Dividend Program (New Shares) | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Severance Payment Agreement with Olivier Mallet | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Philippe Crouzet, Chairman of the Management Board | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Jean-Pierre Michel and Olivier Mallet, Members of the Management Board | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Reelect Vivienne Cox as Supervisory Board Member | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Reelect Michel de Fabiani as Supervisory Board Member | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Reelect Alexandra Schaapveld as Supervisory Board Member | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Elect Cedric de Bailliencourt as Supervisory Board Member | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Elect Henri Poupart-Lafarge as Supervisory Board Member | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 650,000 | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Stock Purchase Plan Reserved for International Employees | | For | | For |
| | | | | | | | | | | | | | | | |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Employee Indirect Stock Purchase Plan for International Employees | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Approve Restricted Stock Plan in Connection with Employees Stock Plan | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | For |
Vallourec | | VK | | 92023R308 | | 28-May-14 | | Annual/Special | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Michael T. Duke | | For | | Against |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director S. Robson Walton | | For | | Against |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Aida M. Alvarez | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director James I. Cash, Jr. | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Roger C. Corbett | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Pamela J. Craig | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Douglas N. Daft | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Marissa A. Mayer | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director C. Douglas McMillon | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Gregory B. Penner | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Steven S Reinemund | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Jim C. Walton | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Elect Director Linda S. Wolf | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Wal-Mart Stores, Inc. | | WMT | | 931142103 | | 06-Jun-14 | | Annual | | Share Holder | | Disclosure of Recoupment Activity from Senior Officers | | Against | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Kathleen A. Cote | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Henry T. DeNero | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director William L. Kimsey | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Michael D. Lambert | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Len J. Lauer | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Matthew E. Massengill | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Stephen D. Milligan | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Roger H. Moore | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Thomas E. Pardun | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Arif Shakeel | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Akio Yamamoto | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Elect Director Masahiro Yamamura | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
WESTERN DIGITAL CORPORATION | | WDC | | 958102105 | | 14-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Nuveen Large-Cap Value Fund
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Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Jack Michelson | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Ronald R. Taylor | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Andrew L. Turner | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Paul M. Bisaro | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Christopher W. Bodine | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Michael J. Feldman | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Elect Director Fred G. Weiss | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Actavis, Inc. | | ACT | | 00507K103 | | 10-May-13 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Samuel T. Byrne | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Dwight D. Churchill | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Sean M. Healey | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Harold J. Meyerman | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director William J. Nutt | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Tracy P. Palandjian | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Rita M. Rodriguez | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Patrick T. Ryan | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Elect Director Jide J. Zeitlin | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Approve Restricted Stock Plan | | For | | For |
Affiliated Managers Group, Inc. | | AMG | | 008252108 | | 11-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Mary C. Baskin | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Neil M. Hahl | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Philip R. Harper | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director John A. Koskinen | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Stan Lundine | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Kenneth D. Peterson, Jr. | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Alvin N. Puryear | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Elect Director Malon Wilkus | | For | | For |
American Capital, Ltd. | | ACAS | | 02503Y103 | | 26-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Share Holder | | Limit Total Number of Boards on Which Company Directors May Serve | | Against | | Against |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 15-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director James M. Cracchiolo | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Lon R. Greenberg | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Warren D. Knowlton | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director W. Walker Lewis | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Siri S. Marshall | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Jeffery Noddle | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director H. Jay Sarles | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert F. Sharpe, Jr. | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Elect Director William H. Turner | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ameriprise Financial, Inc. | | AMP | | 03076C106 | | 24-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director David Baltimore | | For | | For |
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Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Frank J. Biondi, Jr. | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Robert A. Bradway | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Francois de Carbonnel | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Vance D. Coffman | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Robert A. Eckert | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Rebecca M. Henderson | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Frank C. Herringer | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Tyler Jacks | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Gilbert S. Omenn | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Judith C. Pelham | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Leonard D. Schaeffer | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Elect Director Ronald D. Sugar | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Amgen Inc. | | AMGN | | 031162100 | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Share Holder | | Amend Bylaw to Limit Multiple Board Service | | Against | | Against |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Share Holder | | Report on Feasibility of Prohibiting Political Contributions | | Against | | Against |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Sharon L. Allen | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Susan S. Bies | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Jack O. Bovender, Jr. | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Frank P. Bramble, Sr. | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Arnold W. Donald | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Charles K. Gifford | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Charles O. Holliday, Jr. | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Linda P. Hudson | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Monica C. Lozano | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Thomas J. May | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Brian T. Moynihan | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director Lionel L. Nowell, III | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Elect Director R. David Yost | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Bank of America Corporation | | BAC | | 060505104 | | 08-May-13 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | 13-Jun-13 | | Annual | | Management | | Elect Director Jackie M. Clegg | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | 13-Jun-13 | | Annual | | Management | | Elect Director James R. Seward | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | 13-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | 13-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Brookdale Senior Living Inc. | | BKD | | 112463104 | | 13-Jun-13 | | Annual | | Management | | Elect Director Randal A. Nardone | | For | | Withhold |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director W. Ronald Dietz | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 02-May-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director Michael P. Johnson | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director Janiece M. Longoria | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director David M. McClanahan | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director Susan O. Rheney | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director R. A. Walker | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Elect Director Peter S. Wareing | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenterPoint Energy, Inc. | | CNP | | 15189T107 | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Nikesh Arora | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director John T. Cahill | | For | | For |
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Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Ian Cook | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Helene D. Gayle | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Ellen M. Hancock | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Joseph Jimenez | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Richard J. Kogan | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Delano E. Lewis | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director J. Pedro Reinhard | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Elect Director Stephen I. Sadove | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Colgate-Palmolive Company | | CL | | 194162103 | | 10-May-13 | | Annual | | Share Holder | | Adopt Share Retention Policy For Senior Executives | | Against | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Kenneth J. Bacon | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Sheldon M. Bonovitz | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Joseph J. Collins | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director J. Michael Cook | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Gerald L. Hassell | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Jeffrey A. Honickman | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Eduardo G. Mestre | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Brian L. Roberts | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Ralph J. Roberts | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Johnathan A. Rodgers | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Awards | | Against | | For |
Comcast Corporation | | CMCSA | | 20030N101 | | 15-May-13 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Donna M. Alvarado | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director John B. Breaux | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Pamela L. Carter | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Steven T. Halverson | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Edward J. Kelly, III | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Gilbert H. Lamphere | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director John D. McPherson | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Timothy T. O’Toole | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director David M. Ratcliffe | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Donald J. Shepard | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director Michael J. Ward | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director J.C. Watts, Jr. | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Elect Director J. Steven Whisler | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CSX Corporation | | CSX | | 126408103 | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Jeffrey S. Aronin | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Mary K. Bush | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Gregory C. Case | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Cynthia A. Glassman | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Richard H. Lenny | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Thomas G. Maheras | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Michael H. Moskow | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director David W. Nelms | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director E. Follin Smith | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Mark A. Thierer | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Elect Director Lawrence A. Weinbach | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Discover Financial Services | | DFS | | 254709108 | | 17-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director Gerard M. Anderson | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director David A. Brandon | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director Charles G. McClure, Jr. | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director Gail J. McGovern | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director James B. Nicholson | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director Charles W. Pryor, Jr. | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Elect Director Ruth G. Shaw | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
DTE Energy Company | | DTE | | 233331107 | | 02-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | | | | | | | |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Gary E. Anderson | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Brett D. Begemann | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Stephen R. Demeritt | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Robert M. Hernandez | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Julie F. Holder | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Renee J. Hornbaker | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director Lewis M. Kling | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Elect Director David W. Raisbeck | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Eastman Chemical Company | | EMN | | 277432100 | | 02-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Share Holder | | Report on Privacy and Data Security | | Against | | Against |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Management | | Elect Director David M. Moffett | | For | | For |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Management | | Elect Director Richard T. Schlosberg, III | | For | | For |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Tierney | | For | | For |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
eBay Inc. | | EBAY | | 278642103 | | 18-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Elect Director Ralph Alvarez | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Elect Director Winfried Bischoff | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Elect Director R. David Hoover | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Elect Director Franklyn G. Prendergast | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | �� | 06-May-13 | | Annual | | Management | | Elect Director Kathi P. Seifert | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Eli Lilly and Company | | LLY | | 532457108 | | 06-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Elect Director Dominic J. Addesso | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Elect Director John J. Amore | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Elect Director John R. Dunne | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Elect Director Joseph V. Taranto | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Elect Director John A. Weber | | For | | For |
Everest Re Group, Ltd. | | RE | | G3223R108 | | 15-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | | Against | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Study Feasibility of Prohibiting Political Contributions | | Against | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Adopt Sexual Orientation Anti-bias Policy | | Against | | Against |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director M.J. Boskin | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director P. Brabeck-Letmathe | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director U.M. Burns | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director L.R. Faulkner | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director J.S. Fishman | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director H.H. Fore | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director K.C. Frazier | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director W.W. George | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director S.J. Palmisano | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director S.S. Reinemund | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director R.W. Tillerson | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director W.C. Weldon | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Elect Director E.E. Whitacre, Jr. | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Require a Majority Vote for the Election of Directors | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Report on Management of Hydraulic Fracturing Risks and Opportunities | | Against | | For |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 29-May-13 | | Annual | | Share Holder | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Richard A. Manoogian | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Edsel B. Ford II | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
| | | | | | | | | | | | | | | | |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director William W. Helman IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Management | | Approval of Tax Benefits Preservation Plan | | For | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | 09-May-13 | | Annual | | Share Holder | | Amend Bylaws — Call Special Meetings | | Against | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director Nicholas D. Chabraja | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director William P. Fricks | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director Paul G. Kaminski | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director John M. Keane | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director Lester L. Lyles | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director Phebe N. Novakovic | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director William A. Osborn | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Elect Director Robert Walmsley | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
General Dynamics Corporation | | GD | | 369550108 | | 01-May-13 | | Annual | | Share Holder | | Review and Assess Human Rights Policy | | Against | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Share Holder | | Cessation of All Stock Options and Bonuses | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Share Holder | | Establish Term Limits for Directors | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Share Holder | | Require More Director Nominations Than Open Seats | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director W. Geoffrey Beattie | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director John J. Brennan | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director James I. Cash, Jr. | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Francisco D’Souza | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Marijn E. Dekkers | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Ann M. Fudge | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Susan Hockfield | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Jeffrey R. Immelt | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Andrea Jung | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Ralph S. Larsen | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Mary L. Schapiro | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Robert J. Swieringa | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Elect Director Douglas A. Warner, III | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Electric Company | | GE | | 369604103 | | 24-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director Richard B. Clark | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director Mary Lou Fiala | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director J. Bruce Flatt | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director John K. Haley | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director Cyrus Madon | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director Sandeep Mathrani | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director David J. Neithercut | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director Mark R. Patterson | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Elect Director John G. Schreiber | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 10-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director David Bonderman | | For | | Against |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Daniel F. Akerson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Robert D. Krebs | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Elect Director Cynthia A. Telles | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 06-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Alan M. Bennett | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director James R. Boyd | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Milton Carroll | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Nance K. Dicciani | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Murry S. Gerber | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Jose C. Grubisich | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Abdallah S. Jum’ah | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director David J. Lesar | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Robert A. Malone | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director J. Landis Martin | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Elect Director Debra L. Reed | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Halliburton Company | | HAL | | 406216101 | | 15-May-13 | | Annual | | Share Holder | | Report on Human Rights Risk Assessment Process | | Against | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director P.K. Decker | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director J.F. Earl | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect DirectorK. G. Eddy | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director D. C. Everitt | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director S. E. Graham | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director T. D. Growcock | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director H. W. Knueppel | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director J. M. Loree | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director A. J. Sordoni, III | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Elect Director R. C. Wilburn | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Harsco Corporation | | HSC | | 415864107 | | 23-Apr-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Jay O. Light | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Geoffrey G. Meyers | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Wayne J. Riley | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Richard M. Bracken | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director R. Milton Johnson | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director John P. Connaughton | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Kenneth W. Freeman | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Thomas F. Frist, III | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director William R. Frist | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Christopher R. Gordon | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael W. Michelson | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director James C. Momtazee | | For | | Withhold |
HCA Holdings, Inc. | | HCA | | 40412C101 | | 24-Apr-13 | | Annual | | Management | | Elect Director Stephen G. Pagliuca | | For | | Withhold |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director John P. Surma | | For | | Against |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
| | | | | | | | | | | | | | | | |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Nelson Peltz | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Capital Reduction and Creation of Distributable Reserves | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Expand the Authority to Execute Instruments of Transfer | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 06-Jun-13 | | Annual | | Management | | Amend the Company’s Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director Charlene Barshefsky | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director Susan L. Decker | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director John J. Donahoe | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director Reed E. Hundt | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director James D. Plummer | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director David S. Pottruck | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director Frank D. Yeary | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Elect Director David B. Yoffie | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Intel Corporation | | INTC | | 458140100 | | 16-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director David J. Bronczek | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director Ahmet C. Dorduncu | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director John V. Faraci | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director Ilene S. Gordon | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director Stacey J. Mobley | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director John L. Townsend, III | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director John F. Turner | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director William G. Walter | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Elect Director J. Steven Whisler | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
International Paper Company | | IP | | 460146103 | | 13-May-13 | | Annual | | Share Holder | | Pro-rata Vesting of Equity Plans | | Against | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Share Holder | | Screen Political Contributions for Consistency with Corporate Values | | Against | | Against |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Mary Sue Coleman | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director James G. Cullen | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian E.L. Davis | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Alex Gorsky | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Michael M.E. Johns | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Susan L. Lindquist | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Leo F. Mullin | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director William D. Perez | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Charles Prince | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director A. Eugene Washington | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Elect Director Ronald A. Williams | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Johnson & Johnson | | JNJ | | 478160104 | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director David M. Cote | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director James S. Crown | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director Ellen V. Futter | | For | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
| | | | | | | | | | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Share Holder | | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director Crandall C.Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Provide Right to Act by Written Consent | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625h100 | | 21-May-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Edward P. Campbell | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Joseph A. Carrabba | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Charles P. Cooley | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Alexander M. Cutler | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director H. James Dallas | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Elizabeth R. Gile | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Ruth Ann M. Gillis | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director William G. Gisel, Jr. | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Richard J. Hipple | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Kristen L. Manos | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Beth E. Mooney | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Elect Director Barbara R. Snyder | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
KeyCorp | | KEY | | 493267108 | | 16-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Share Holder | | Label Products with GMO Ingredients | | Against | | Against |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Elect Director Abelardo E. Bru | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Elect Director Jeanne P. Jackson | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Elect Director E. Follin Smith | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Kraft Foods Group, Inc. | | KRFT | | 50076Q106 | | 22-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Irving Bolotin | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Steven L. Gerard | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Theron I. (Tig) Gilliam | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Sherrill W. Hudson | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director R. Kirk Landon | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Sidney Lapidus | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Stuart A. Miller | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Elect Director Jeffrey Sonnenfeld | | For | | For |
Lennar Corporation | | LEN | | 526057104 | | 10-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Elect Director Jacques Aigrain | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Elect Director Scott M. Kleinman | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Elect Director Bruce A. Smith | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Adopt Financial Statements and Statutory Reports | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Approve Remuneration of Supervisory Board | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Approve Dividends of USD 4.20 Per Share | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | | For | | For |
LyondellBasell Industries NV | | LYB | | N53745100 | | 22-May-13 | | Annual | | Management | | Amend Articles of Association | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Deirdre P. Connelly | | For | | For |
| | | | | | | | | | | | | | | | |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Meyer Feldberg | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Sara Levinson | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Terry J. Lundgren | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Joseph Neubauer | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Joyce M. Roche | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Paul C. Varga | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Craig E. Weatherup | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Elect Director Marna C. Whittington | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Macy’s, Inc. | | M | | 55616P104 | | 17-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Gregory H. Boyce | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Pierre Brondeau | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Clarence P. Cazalot, Jr. | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Linda Z. Cook | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Shirley Ann Jackson | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Philip Lader | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Michael E. J. Phelps | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Elect Director Dennis H. Reilley | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Marathon Oil Corporation | | MRO | | 565849106 | | 24-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | 24-Apr-13 | | Annual | | Management | | Elect Director Evan Bayh | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | 24-Apr-13 | | Annual | | Management | | Elect Director William L. Davis | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | 24-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Usher | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | 24-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | 24-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Marathon Petroleum Corporation | | MPC | | 56585A102 | | 24-Apr-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Alton F. Irby, III | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director M. Christine Jacobs | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director David M. Lawrence | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Edward A. Mueller | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Alton F. Irby, III | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director M. Christine Jacobs | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director David M. Lawrence | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Edward A. Mueller | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Wayne A. Budd | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director John H. Hammergren | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Marie L. Knowles | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Jane E. Shaw | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Provide Right to Call Special Meeting | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Clawback Policy and Disclosure of Clawback Activity | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Andy D. Bryant | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Wayne A. Budd | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director John H. Hammergren | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Marie L. Knowles | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Elect Director Jane E. Shaw | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Amend Qualified Employee Stock Purchase Plan | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Management | | Provide Right to Call Special Meeting | | For | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
McKesson Corporation | | MCK | | 58155Q103 | | 31-Jul-13 | | Annual | | Share Holder | | Clawback Policy and Disclosure of Clawback Activity | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Share Holder | | Report on Charitable and Political Contributions | | Against | | Against |
| | | | | | | | | | | | | | | | |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Share Holder | | Report on Lobbying Activities | | Against | | Against |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Leslie A. Brun | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Thomas R. Cech | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Kenneth C. Frazier | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Thomas H. Glocer | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director William B. Harrison Jr. | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director C. Robert Kidder | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Carlos E. Represas | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Craig B. Thompson | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Wendell P. Weeks | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Elect Director Peter C. Wendell | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 28-May-13 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director William J. Bratton | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Kenneth C. Dahlberg | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director David W. Dorman | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Share Holder | | Encourage Suppliers to Produce Sustainability Reports | | Against | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Michael V. Hayden | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Judy C. Lewent | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Anne R. Pramaggiore | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Samuel C. Scott, III | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director Bradley E. Singer | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Elect Director John A. White | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 06-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Frank W. Blue | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Steven A. Cosse | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Claiborne P. Deming | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Robert A. Hermes | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director James V. Kelley | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Walentin Mirosh | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director R. Madison Murphy | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director J.W. Nolan | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Neal E. Schmale | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director David J.H. Smith | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Elect Director Caroline G. Theus | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
MURPHY OIL CORPORATION | | MUR | | 626717102 | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | Against |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Elect Director Howard Wolf | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Approve Pricewaterhouse Coopers LLP as Auditor and Authorize Board to Fix Their Renumeration | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Share Holder | | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Share Holder | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | For |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Elect Director James R. Crane | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Elect Director Michael C. Linn | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Elect Director John V. Lombardi | | For | | Withhold |
Nabors Industries Ltd. | | NBR | | G6359F103 | | 04-Jun-13 | | Annual | | Management | | Elect Director John Yearwood | | For | | Withhold |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Elect Director Merrill A. Miller, Jr. | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Elect Director Greg L. Armstrong | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Elect Director Ben A. Guill | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Elect Director David D. Harrison | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Elect Director Roger L. Jarvis | | For | | For |
| | | | | | | | | | | | | | | | |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Elect Director Eric L. Mattson | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
National Oilwell Varco, Inc. | | NOV | | 637071101 | | 22-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Joseph B. Anderson, Jr. | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Glenn C. Christenson | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Susan F. Clark | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Stephen E. Frank | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Brian J. Kennedy | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Maureen T. Mullarkey | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director John F. O’Reilly | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Philip G. Satre | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Donald D. Snyder | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Elect Director Michael W. Yackira | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
NV Energy, Inc. | | NVE | | 67073Y106 | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Elect Director Tench Coxe | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Elect Director James C. Gaither | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Elect Director Jen-Hsun Huang | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Elect Director Mark L. Perry | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Elect Director A. Brooke Seawell | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Elect Director Mark A. Stevens | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
NVIDIA Corporation | | NVDA | | 67066G104 | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Ray R. Irani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Aziz D. Syriani | | For | | Against |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Spencer Abraham | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Howard I. Atkins | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Stephen I. Chazen | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Edward P. Djerejian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director John E. Feick | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Margaret M. Foran | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Elect Director Avedick B. Poladian | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 03-May-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Old Republic International Corporation | | ORI | | 680223104 | | 24-May-13 | | Annual | | Management | | Elect Director Jimmy A. Dew | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | 24-May-13 | | Annual | | Management | | Elect Director John M. Dixon | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | 24-May-13 | | Annual | | Management | | Elect Director Dennis P. Van Mieghem | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | 24-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Old Republic International Corporation | | ORI | | 680223104 | | 24-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-13 | | Annual | | Management | | Elect Director Alison J. Carnwath | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-13 | | Annual | | Management | | Elect Director Luiz Kaufmann | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-13 | | Annual | | Management | | Elect Director John M. Pigott | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-13 | | Annual | | Management | | Elect Director Gregory M. E. Spierkel | | For | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-13 | | Annual | | Share Holder | | Declassify the Board of Directors | | Against | | For |
PACCAR Inc | | PCAR | | 693718108 | | 29-Apr-13 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director M. Anthony Burns | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director William H. Gray, III | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
| | | | | | | | | | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
Pfizer Inc. | | PFE | | 717081103 | | 25-Apr-13 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Phillips 66 | | PSX | | 718546104 | | 08-May-13 | | Annual | | Management | | Elect Director Greg C. Garland | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 08-May-13 | | Annual | | Management | | Elect Director John E. Lowe | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 08-May-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Brian P. Anderson | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Bryce Blair | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Richard J. Dugas, Jr. | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Thomas Folliard | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Cheryl W. Grise | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Andre J. Hawaux | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Debra J. Kelly-Ennis | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director Patrick J. O’Leary | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Elect Director James J. Postl | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Management | | Amend NOL Rights Plan (NOL Pill) | | For | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Share Holder | | Require a Majority Vote for the Election of Directors | | Against | | For |
PulteGroup, Inc. | | PHM | | 745867101 | | 08-May-13 | | Annual | | Share Holder | | Performance-Based and/or Time-Based Equity Awards | | Against | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Mary Baglivo | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Emanuel Chirico | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Juan R. Figuereo | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Joseph B. Fuller | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Fred Gehring | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Margaret L. Jenkins | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Bruce Maggin | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director V. James Marino | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Helen McCluskey | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Henry Nasella | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Rita M. Rodriguez | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Elect Director Craig Rydin | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PVH CORP. | | PVH | | 693656100 | | 20-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director George W. Bryan | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Carolyn H. Byrd | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director David J. Cooper, Sr. | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Don DeFosset | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Eric C. Fast | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director O.B. Grayson Hall, Jr. | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director John D. Johns | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Charles D. McCrary | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director James R. Malone | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Ruth Ann Marshall | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Susan W. Matlock | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director John E. Maupin, Jr. | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director John R. Roberts | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Elect Director Lee J. Styslinger, III | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Regions Financial Corporation | | RF | | 7591EP100 | | 16-May-13 | | Annual | | Share Holder | | Report on Political Contributions | | Against | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect Dale W. Hilpert as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect H. Todd Stitzer as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect Marianne Parrs as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect Michael W. Barnes as Director | | For | | For |
| | | | | | | | | | | | | | | | |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect Russell Walls as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect Thomas Plaskett as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Elect Virginia Drosos as Director | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Signet Jewelers Limited | | SIG | | G81276100 | | 14-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director Melvyn E. Bergstein | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director Larry C. Glasscock | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director Karen N. Horn | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director Allan Hubbard | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director Reuben S. Leibowitz | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director Daniel C. Smith | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Elect Director J. Albert Smith, Jr. | | For | | For |
Simon Property Group, Inc. | | SPG | | 828806109 | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Share Holder | | Report on Electronics Recycling and Preventing E-Waste Export | | Against | | Against |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Roxanne S. Austin | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Douglas M. Baker, Jr. | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Henrique De Castro | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Calvin Darden | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Mary N. Dillon | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director James A. Johnson | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Mary E. Minnick | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Anne M. Mulcahy | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Derica W. Rice | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Gregg W. Steinhafel | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Elect Director Solomon D. Trujillo | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Target Corporation | | TGT | | 87612E106 | | 12-Jun-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 29-May-13 | | Annual | | Management | | Elect Director Jerome A. Chazen | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 29-May-13 | | Annual | | Management | | Elect Director Craig M. Hatkoff | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 29-May-13 | | Annual | | Management | | Elect Director Ronald W. Tysoe | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 29-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Taubman Centers, Inc. | | TCO | | 876664103 | | 29-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Thomas Colligan | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Timothy Donahue | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Robert Dutkowsky | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Bruce Gordon | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Naren Gursahaney | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Bridgette Heller | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Kathleen Hyle | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Keith Meister | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Elect Director Dinesh Paliwal | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The ADT Corporation | | ADT | | 00101J106 | | 14-Mar-13 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director F. Duane Ackerman | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Robert D. Beyer | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Kermit R. Crawford | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Jack M. Greenberg | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Herbert L. Henkel | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Ronald T. LeMay | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Andrea Redmond | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director H. John Riley, Jr. | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director John W. Rowe | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Judith A. Sprieser | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Mary Alice Taylor | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Elect Director Thomas J. Wilson | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Allstate Corporation | | ALL | | 020002101 | | 21-May-13 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Paul G. Kirk, Jr. | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 15-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Share Holder | | Adopt Stormwater Run-off Management Policy | | Against | | Against |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director F. Duane Ackerman | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Francis S. Blake | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Ari Bousbib | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Gregory D. Brenneman | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director J. Frank Brown | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Albert P. Carey | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Armando Codina | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Bonnie G. Hill | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Karen L. Katen | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Elect Director Mark Vadon | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
The Home Depot, Inc. | | HD | | 437076102 | | 23-May-13 | | Annual | | Share Holder | | Prepare Employment Diversity Report | | Against | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director William A. Ackman | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Adam Flatto | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Jeffrey Furber | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Gary Krow | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Allen Model | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director R. Scot Sellers | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Steven Shepsman | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Burton M. Tansky | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director Mary Ann Tighe | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Elect Director David R. Weinreb | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Howard Hughes Corporation | | HHC | | 44267D107 | | 14-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Richard O. Berndt | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Charles E. Bunch | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Paul W. Chellgren | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director William S. Demchak | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Kay Coles James | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Richard B. Kelson | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Bruce C. Lindsay | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Anthony A. Massaro | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Jane G. Pepper | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director James E. Rohr | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Donald J. Shepard | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Lorene K. Steffes | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Dennis F. Strigl | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Thomas J. Usher | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director George H. Walls, Jr. | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Elect Director Helge H. Wehmeier | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The PNC Financial Services Group, Inc. | | PNC | | 693475105 | | 23-Apr-13 | | Annual | | Share Holder | | Report on Climate Change Financing Risk | | Against | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director C. Martin Harris | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Judy C. Lewent | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Jim P. Manzi | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Lars R. Sorensen | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Elaine S. Ullian | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Marc N. Casper | | For | | For |
| | | | | | | | | | | | | | | | |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Nelson J. Chai | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Elect Director Tyler Jacks | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Thermo Fisher Scientific Inc. | | TMO | | 883556102 | | 22-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Approve Discharge of Board and Senior Management | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Edward D. Breen | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Michael E. Daniels | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Frank M. Drendel | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Brian Duperreault | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Rajiv L. Gupta | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director John A. Krol | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director George R. Oliver | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Brendan R. O’Neill | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director Sandra S. Wijnberg | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Elect Director R. David Yost | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Ratify Deloitte AG as Auditors | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Ratify PricewaterhouseCoopers AG as Special Auditors | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Approve Allocation of Income | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Approve Ordinary Cash Dividend | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Renew Authorized Capital | | For | | For |
Tyco International Ltd. | | TYC | | H89128104 | | 06-Mar-13 | | Annual | | Management | | Approve Reduction in Share Capital | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Gary P. Coughlan | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Mary B. Cranston | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Francisco Javier Fernandez-Carbajal | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Robert W. Matschullat | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Cathy E. Minehan | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director David J. Pang | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Joseph W. Saunders | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director Charles W. Scharf | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director William S. Shanahan | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Elect Director John A. Swainson | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Visa Inc. | | V | | 92826C839 | | 30-Jan-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Howard V. Richardson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 23-Apr-13 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Laura J. Alber | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Adrian D.P. Bellamy | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Rose Marie Bravo | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Mary Ann Casati | | For | | For |
| | | | | | | | | | | | | | | | |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Patrick J. Connolly | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Adrian T. Dillon | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Anthony A. Greener | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Ted W. Hall | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Michael R. Lynch | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Elect Director Lorraine Twohill | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Williams-Sonoma, Inc. | | WSM | | 969904101 | | 30-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
XL Group plc | | XL | | G98290102 | | 26-Apr-13 | | Annual | | Management | | Elect Joseph Mauriello as Director | | For | | For |
XL Group plc | | XL | | G98290102 | | 26-Apr-13 | | Annual | | Management | | Elect Eugene M. McQuade as Director | | For | | For |
XL Group plc | | XL | | G98290102 | | 26-Apr-13 | | Annual | | Management | | Elect Clayton S. Rose as Director | | For | | For |
XL Group plc | | XL | | G98290102 | | 26-Apr-13 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
XL Group plc | | XL | | G98290102 | | 26-Apr-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Management | | Elect Director Curtis J. Crawford | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Management | | Elect Director Robert F. Friel | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Management | | Elect Director Surya N. Mohapatra | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Management | | Declassify the Board of Directors | | For | | For |
Xylem Inc. | | XYL | | 98419M100 | | 07-May-13 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust
| | |
By | | /s/ Gifford R. Zimmerman
|
| | Gifford R. Zimmerman – Chief Administrative Officer |
| |
Date | | |
August 21, 2014