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SC 13D Filing
Ainos (AIMD) SC 13DBeneficial ownership report
Filed: 13 Oct 15, 12:00am
AMARILLO BIOSCIENCES, INC. |
(Name of Issuer) |
COMMON STOCK |
(Title of Class of Securities) |
02301P20 5 |
(CUSIP Number) |
Stephen T. Chen, PhD 31 Service Drive Wellesley, MA 02482 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
October 12, 2015 |
(Date of Event which Requires Filing of this Statement) |
CUSIP No. 02301P20 5 | 13D | |||
1. | NAMES OF REPORTING PERSONS Stephen T. Chen, PhD | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) | |||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS (see instructions) PF | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States & Taiwan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 2,696,980 | ||
8. | SHARED VOTING POWER 763 | |||
9. | SOLE DISPOSITIVE POWER 2,696,980 | |||
10. | SHARED DISPOSITIVE POWER 763 |
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,697,743 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.39% | |||
14. | TYPE OF REPORTING PERSON (see instructions) IN |
a. | Name: Stephen T. Chen, PhD |
b. | Residence or Business Address: 31 Service Drive, Wellesley, MA 02482 |
c. | Occupation: Dr. Stephen T. Chen is President, CEO and Chairman of the Board for Amarillo Biosciences, Inc., Dr. Chen also serves as CEO of STC International, Inc. a New Jersey Corporation and CEO and Chairman of ACTS Biosciences, Inc., a Delaware Corporation. |
d. | Convictions: None |
e. | Civil Judgments: None |
f. | Citizenship: The person filing this statement holds dual citizenship of the United States of America and Taiwan. |
a. | An Acquisition or Disposition: None |
b. | A Corporate Transaction: None |
c. | A Sale or Transfer of Assets: None |
d. | A Change in Board of Directors: None |
e. | A Change in Capitalization: None |
f. | Other Material Change: None |
g. | Changes to Charter: None |
h. | Causing Delisting: None |
i. | Termination of Registration: None |
j. | A Similar Action: None |
Item 5. Interest in Securities of the Issuer. |
a. | State the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by each person named in Item 2. |
b. | For each person named, indicate the number of shares as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, or shared power to dispose or to direct the disposition. |
c. | Describe any transactions that were effected during the past sixty days or since the most recent filing of Schedule 13D. |
Effective October 8, 2015, the reporting person, Stephen T. Chen, received an aggregate of 2,650,929 shares of the class of securities reported on, consisting of 2,012,128 shares issued to him directly, and 638,801 shares issued to his controlled corporation, STC International, Inc. All such shares were received by purchase from The Yang Group; the 2,012,128 shares issued to Stephen T. Chen, individually, were transferred in consideration of $100,110 advanced by Dr. Chen to The Yang Group during the recent bankruptcy reorganization of the issuer, for an effective price of $.05 per share; and the 638,801 shares issued to STC International, Inc. were transferred in consideration of $76,656 advanced by STC International, Inc. to The Yang Group during the recent bankruptcy reorganization of the issuer, for an effective price of $.12 per share. |
d. | If any other person is known to have the right to receive or direct dividends or proceeds from the sale of securities, a statement to that effect should be included: None |
e. | The date the reporting person ceased to be the beneficial owner of more than five percent of the class of securities: (If applicable) |
Date: October 12, 2015 | /s/ Stephen T. Chen |
Stephen T. Chen | |
Owner |