UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
THE HENNESSY MUTUAL FUNDS, INC.
(Exact name of registrant as specified in charter)
THE COURTYARD SQUARE,
750 GRANT AVENUE, SUITE 100,
NOVATO, CA 94945
(Address of principal executive offices) (Zip code)
NEIL J. HENNESSY
HENNESSY ADVISORS, INC.
THE COURTYARD SQUARE
750 GRANT AVENUE
SUITE 100
NOVATO, CA 94945
(Name and address of agent for service)
1-800-966-4354
Registrant's telephone number, including area code
Date of fiscal year end: June 30
Date of reporting period: June 30, 2004
Item 1. Proxy Voting Record.
Hennessy Cornerstone Growth Fund
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Fidelity Natl Fincl | 9/29/2003 | 316326107 | FNF | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl. To restate Cert. | |||||
of Inc. to inc. the # of com. | |||||
stk. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Adolph Coors | 10/3/2003 | 217016104 | RKY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Vote on reincorp. Of com. | Issuer | ||||
in the state of Del. | |||||
2. Chge meeting date. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Harman Intl. | 11/12/2003 | 413086109 | HAR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. App. For 2 for 1 stk split | |||||
�� | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Western Digital | 11/20/2003 | 958102105 | WDC | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Amend. To '93 empl. Stk | |||||
pur. Plan | |||||
3. Rat. Selection of KPMG | |||||
for auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Rockwell Autom. | 2/4/2004 | 773903109 | ROK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Approve select. Of Auditors | |||||
3. App. '00 LT incet. Plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Central Garden & Pet | 2/9/2004 | 153527106 | CENT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Whole Foods | 3/22/2004 | 966837106 | WFMI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprv. Amend. '92 stk incen. | |||||
3. Rat. Ernt & Young | |||||
4. Company Shrhldrs rights | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Engineered Sup. Sys. | 3/2/2004 | 292866100 | EASI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. 2004 Stk option pln | |||||
3. 2004 non-exe. Stk opt. Plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Toro Co. | 3/12/2004 | 891092108 | TTC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat ind. Auditor fiscal 2004 | |||||
3. Any other business | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Clarcor | 3/22/2004 | 179895107 | CLC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Adopt emp. Stk pur. Pln. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Quiksilver | 3/26/2004 | 74838C106 | ZQK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Amend. Co. '00 stk incent. | |||||
3.Apprv. Perf goals fo incent. | |||||
plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Albemarle Corp. | 3/31/2004 | 12653101 | ALB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat Pricwaterhouse as aud. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dana Corp. | 4/19/2004 | 235811106 | DCN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv. Add. Compensation | |||||
3. Apprv. Empl. Stk pur pl | |||||
4. Apprv. Amended stk inc pl | |||||
5. Rat. Pricwater as auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
First Tennessee Natl | 4/20/2004 | 337162101 | |||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of amend. Charter chge corp name. | |||||
3. Approvl amend. 2003 Eq comp plan. | |||||
4. Rat appt. KPMG auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Louisiana-Pacific | 5/3/2004 | 546347105 | LPX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/stockholder | ||||
2. Appvl 1997 inc. stk award pl | |||||
3. Apprvl amend. '00 non emp | |||||
direct. Rest stk pl. | |||||
4. apprvl 1992 non empl dirt stk | |||||
opt pl | |||||
5. Apprvl of perf goan\ls | |||||
6. rat indep auditors | |||||
7. stkhldr prop of chariman & | |||||
CEO separation | |||||
8. Stkhldr prop re environ. Mtrs. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Paccar Inc. | 4/27/2004 | 6937181108 | PAC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Amend cert to inc auth shs t0 400M | |||||
3. Approv amend rest stk and def comp plan | |||||
for non-employee directors | |||||
4. skhldr prop re sharhldr rites plan | |||||
5. stckhldr prop re perf based rest stk. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Meadwestvaco Corp | 4/27/2004 | 583334107 | MWV | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appt. of Pricewaterhouse as | |||||
auditors 04 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cash America Intl | 4/21/2004 | 14754D100 | PWN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appvl of 04 LT inc. plan | |||||
3. Rat appt Pricewaterhouse '04 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Orbital Sciences Corp | 4/30/2004 | 685564106 | ORB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
McDermott Intl | 5/5/2004 | 580037109 | MDR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Retention of Pricewaterhouse | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
USG Corp. | 5/12/2004 | 903293405 | USG | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. of Deloitte ind. Pa '04 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Telesystem Intl Wire. | 5/4/2004 | 879946606 | TIWI | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appt. Ernst & Young auditors | |||||
3. Adopt resol. Appving rest she unit | |||||
plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Allmerica Fincl. | 5/4/2004 | 19754100 | AFC | ||
Vote:Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Ret. Appt. Pricewaters ind. Pa. | |||||
3. Apprvl ST incent. Comp. Plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
William Lyon Homes | 5/10/2004 | 552074106 | |||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop Rat bd of dir. Ernst & Young auditors | |||||
2004 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Checkpoint Systems | 4/29/2004 | 162825103 | CKP | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv 2004 omnibus incent. Plan | |||||
3. Apprv 423 empl. Stk purch. Pl. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
TBC Corp. | 4/28/2004 | 872180104 | TBCC | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl 2004 Incent Plan | |||||
3. The Attorney/proxies are auth. To | |||||
vote upon such other matters | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sierra Pacific Res. | 5/3/2004 | 826428104 | SRP | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprv. Renewal of exe LT inc. pl. | |||||
3. Adopt shrhldr prop req dire rites pl. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Nordstrom | 5/25/2004 | 655664100 | JWN | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Apprvl of 2004 eq. Incent. Plan | Issuer | ||||
2. Apprvl of exec. Mgmnt bonus pl. | |||||
3. Directors | |||||
4. Rat. Of appmnt of auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Labor Ready | 6/2/2004 | 505401208 | LRW | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Ret. Ind. Auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Arrow Electronics | 5/27/2004 | 42735100 | ARW | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of 2004 omnibus incent. Pl. | |||||
3. Rat. Ernst & Young ind. Auditors | |||||
4. In accordanc with their discretion | |||||
upon such other matters. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Foot Locker | 5/26/2004 | 344849104 | FL | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. of ind. a/cs | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Beverly Enterprises | 5/20/2004 | 87851309 | BEV | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appt. of Ernst & Young Ind. Auditor | |||||
3. Amend '97 LT incent. Pla | |||||
4. Amend non-emply. Direct. Stk opt pl. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wabash Natl | 5/13/2004 | 929566107 | WNC | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Approv. 2004 stk incent plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sierra Pacific Res. | 5/3/2004 | 826428104 | SRP | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprv renwl exe LT incent. Plan | |||||
3. Adopt shrhldr prop req submission of | |||||
direc decsions on shrhldr rites plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Western Wireless | 5/26/2004 | 9.60E+208 | WWCA | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop to Rat. Pricwater ind. Auditors '04 | |||||
3. Prop. To apprv. 2004 empl. Stk pur pl | |||||
4. The proxies aut. To vote upon | |||||
such business before meeting. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Infinity Prop. & Cas. | 5/25/2004 | 45665Q103 | IPCC | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv 2004 empl. Stk. Pur. Plan | |||||
3. Apprv. Annual bonus plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sierra Health Serv. | 5/20/2004 | 826322109 | SIE | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | |||||
2. Amend co. empl. Stk pur. Pl. | |||||
3. Rat. Appt. Deloitte auditors 2004 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Safeguard Scientific | 6/11/2004 | 786449108 | SFE | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv 2004 Eq. Comp plan | |||||
3. Rat Appt. KPMG ind auditors 2004 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Coventry Health Care | 6/3/2004 | 222862104 | CVH | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. 2004 Incent. Plan | |||||
3. Rat appt Ernst & Young auditors 2004 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Chiquita Brands | 5/25/2004 | 170032809 | CQB | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pacificare Health Systems | 5/20/2004 | 695112102 | PHS | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Apprvl of the empl stk pur. Plan | |||||
3. Rat of Ernst & Young ind. Auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Tesoro Petroleum | 5/11/2004 | 881609101 | TSO | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop to amend '95 non empl stk opt. Pl. | |||||
3. Prop to amend exec. LT incent plan | |||||
4. Rat of appt. Deloitte auditors 2004 | |||||
Issuer | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Earthlink | 5/25/2004 | 270321102 | ELNK | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. Ernst & Young auditors 2004 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Quanta Services | 5/20/2004 | 7.48E+106 | PWR | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
AMR Corp. | 5/19/2004 | 1765106 | AMR | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat Selct. Of Ernst & Young ind. Aud. | |||||
3. Stkhldr prop re political contrib. | |||||
4. stkchldr prop re change in cont. agrmnt | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Alamosa Holdings | 6/2/2004 | 11589108 | ALMO | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of empl stk pur plan | |||||
3. Rat Pricewaterhouse ind account. '04 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dick's Sporting Good | 6/2/2004 | 253393102 | DKS | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. approvl of certificate of inc. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Primus Telecomm. | 6/16/2004 | 741929103 | PRTL | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Elect 2 directors term 2007 | Issuer/shareholders | ||||
2. Apprvl empl. Stk option plan | |||||
3. Apprvl director stk option plan | |||||
4. Transact other business as may | |||||
properly come fefore the meeting of | |||||
stkhldrs. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Alcatel | 6/4/2004 | 13904305 | ALA | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Apprv. Fincl statemnts for year end '03 | Issuer | ||||
2. Appvl of consoldiated fincl for yr end '03 | |||||
3. Result for fiscal yr-appropriation | |||||
4. Apprl of reg. Agreemtns | |||||
5. Renewal of term of Mr. Cornu as dirc. | |||||
6. Auth. Give to bd of dir. To issue debt | |||||
7. Auh. To board to allow co pur and sell | |||||
own shares | |||||
8. Auth. Board to reduce cap of the co. | |||||
9. Delegation of pwr board to inc. the | |||||
capital of co. | |||||
10 Limitation of overall amt of issues | |||||
11. Limtation of amount of issue to be made | |||||
Issuer | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Rite Aid | 6/24/2004 | 767754104 | RAD | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl 2004 omnibus eq plan | |||||
3. Apprvl stkhldr prop emp. Div. Rept. | |||||
Issuer | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Nordstrom | 6/22/2004 | 655664100 | JWN | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl 2004 eq incentive plan | |||||
3. Apprvl of exec. Mgmnt bonus plan | |||||
4. Rat of appt. of auditors | |||||
Hennessy Cornerstone Value Fund
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Del Monte | 9/12/2003 | 24522P103 | DLM | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Approve Ann. Incent. Pl. | Issuer | ||||
2. Rat. Appt of KPMG | |||||
3. Directors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Conagra Foods | 9/25/2003 | 205887102 | CAG | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | shareholder/issuer | ||||
2. Rat. Appt. of auditors | |||||
3. Gene. Engin. Food | |||||
4. Stk opt. Plan chges | |||||
5. stkhldr rites plan | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Emerson Elect. | 2/3/2004 | 291011104 | EMR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of perf. Measures | |||||
under Emerson | |||||
3. Rat. Of indep. Auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
St. Paul Co. | 3/19/2004 | 792860108 | STA | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Prop. To issue shs of stk | Issuer | ||||
2. Amend bylaws | |||||
3. Amend articles of Inc. | |||||
4. Reduce shrhldr apprv. | |||||
future fund. Actions | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Genuine Parts Co. | 4/19/2004 | 372460105 | GPC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Approv. '04 incent. Bonus pl. | |||||
3. Rat. Ernst & Youngs as aud. | |||||
4. Shrhldr prop re pois. Pill | |||||
5. Shrhldr prop rest. Shr progms. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
DaimlerChrysler | 4/7/2004 | D1668R123 | DCX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Resol. On allocation of unappr. | Issuer | ||||
profit | |||||
2. Rat of Bd of mgmnt 03 fincl yr. | |||||
3. Rat super. Bd. 03 fincl yr. | |||||
4. resol. Appt. of suditors '04 | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
U S Bancorp | 4/20/2004 | 902973304 | USB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Ernst & Youngs as auditors '04 | |||||
3. shrhlder prop. Compn for sr. ex. | |||||
4. shrhlder prop. Sup ex ret ben. | |||||
5. shrhlder prop simp. Maj. Voting | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Verizon Comm. | 4/28/2004 | 92343V104 | VZ | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Auditor | |||||
3. Cum. Voting | |||||
4. Board compositon | |||||
5. Sep. Chairman & CEO | |||||
6. Fut. Poison pill | |||||
7. Supp. Ex. Ret plans | |||||
8. Opt. Or stk grants | |||||
9. Div. Rept on opt grants to emply. | |||||
10. Rep. On political contrib. | |||||
11. Coll. Of univ. serv. And # port. Fees | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Marathon Oil | 4/28/2004 | 565849106 | MRO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Isser/stockholer | ||||
2. Rat. Of pricewaterhouse aud. | |||||
3. Stkholder climate chge resol. | |||||
4. Stkholder prop to limit sev. Comp for | |||||
exe. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
National City Corp | 4/27/2004 | 635405103 | NCC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. approv. l/t cash & equ. Inc. pln | |||||
3. aaprov. Mgmnt inc. plan. | |||||
4. Rat of Ernst & Young as auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bellsouth | 4/26/2004 | 79860102 | BLS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Ind. Auditor | |||||
3. App. Amnt elect dir. Annually | |||||
4. App. Stk and inc. comp pl | |||||
5. Shrlholdr exe comp | |||||
6. Shrlholdr CEO comp. | |||||
7. Shrlholdr Discl. Of political Contrib. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
R.R. Donnelley | 4/14/2004 | 257867101 | RRD | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Stkholder prop re sale of company | |||||
3. Stkhldr prop re expen. Costs of options | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sprint Corp | 4/20/2004 | 852061100 | FON | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat KPMG as auditors | |||||
3. stkholdr prop stk opt indexing | |||||
4. stkhldr prop. CEO pay cap. | |||||
5. Stckhldr prop rept on outsourcing | |||||
6. Stckhldr pop ind. Chairman | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Amsouth Bancorp. | 4/15/2004 | 32165102 | ASO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat Ernst & Young auditors | |||||
3. Appvl empl. Stk pur. Pl. | |||||
4. Appvl amended 1996 L/T inc. compen. | |||||
5. Appvl of sk option plan for outside Dir. | |||||
6. Apprl shrhldr prop relatioin to Poli. Cont. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Altria Group | 4/29/2004 | 02209S103 | AT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat indep. Auditors | |||||
3. stkhldr prop 1 | |||||
4. stkhldr prop 2 | |||||
5. stkhldr prop 3 | |||||
6. stkholdr prop 4 | |||||
7. stkholdr prop 5 | |||||
8. stkholdr prop 6 | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Piper Jaffray | 4/28/2004 | 724078100 | PJC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appvl '03 annual/LT inc. plan | |||||
3. Rat. Renst & Youngs auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Merck & Co. | 4/27/2004 | 589331107 | MRK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/Shareholder | ||||
2. Rat appt. of ind. Auditors '04 | |||||
3. Prop restate cert. Of inc. | |||||
4. Stckhldr porp mgmnt comp. | |||||
5. stckhldr prop ext. of drug patents | |||||
6. stckhldr prop ethical/perf. Of co. | |||||
7. stckhldr prop shreldr res. For polit. | |||||
purposes. | |||||
8. stckholdr prop re global HIV/AIDS | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Alltel Corp. | 4/22/2004 | 20039103 | AT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat ind. Suditors | |||||
3. stckhldr prop empl. Opp policy | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Huntinton Banc | 4/27/2004 | 446150104 | HBAN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of mgmnt inc. plan | |||||
3. Apprvl '02 stk and L/T inc. plan | |||||
4. Rat. Deloitte & Touche for auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citigroup Inc. | 4/20/2004 | 172967101 | C | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Prop rat. KPMG auditors | |||||
3.stckhldr porp curb on exe. Comp. | |||||
4. stckhldr prop req rpt on polit. Contrib. | |||||
5.stckhldr prop discontin all rites of options | |||||
6. stckhldr prop req chariman no mgmnt | |||||
duties, titles or respon. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wells Fargo | 4/27/2004 | 949746101 | WFC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Prop apprv. Co. sup 401K plan | |||||
3. Prop. Rat appt. KPMG auditors '04 | |||||
4. stckhldr prop exp. Stk options | |||||
5. stckhldr prop re rest. Stk. | |||||
6. stckhldr prop re exe comp | |||||
7. stckhldr prop re political contrib. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
BP PLC | 4/15/2004 | 55622104 | BP | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Elect Mr. Burgmans as director | |||||
3. Reppt. Ernst & Young auditors | |||||
4. Amend articles of assoc. of co. | |||||
5. Give auth. To allot shrs up to spec. amt | |||||
6. Special resol. Allot limtd # of shs | |||||
7. Special resol. Limtd auth for purch of shs | |||||
8. Auth. The Treasury shs of emp shr | |||||
9. Apprv directors remun rept. | |||||
10. Limit for aggreg. Remun of non-exe. Dir. | |||||
11.Rec. direct. Ann. Rpt and the a/cs | |||||
12. shrhldr resol. Instruct co to prepar rept | |||||
re disclos. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Medco Health Sol. | 4/21/2004 | 58405U102 | MHS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt. Pricewaterhouse ind suditors 2004 | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
E I Du Pont | 4/28/2004 | 263534109 | DD | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Accountants | |||||
3. Rat on Govt. serv. | |||||
4. Rat on intl workplace standards | |||||
5. rat on exe. Comp. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
E I Du Pont | 4/28/2004 | 263534109 | DD | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Washington Mutual | 4/20/2004 | 939322103 | WM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat appt of Deloitte auditors | |||||
3. shrhldr porp re comp. Prgm. | |||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Delphi Corp. | 5/6/2004 | 247126105 | DPH | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuers/shareholders | ||||
2. Rat sel. Deloitte accountants | |||||
3. Apprv annual incent plan | |||||
4. Apprv L/T incent plan | |||||
5. Stkhldr prop redempt. Stkhldrs rites | |||||
6. Stkhldr prop annual elect. Od directors | |||||
7. Stkhldr prop adoption of code for intl. Ops. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bristol-Myers | 5/4/2004 | 110122108 | BMY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. appt. indep. Auditors | |||||
3. Pub. Of Politcal contrib. | |||||
4. Prohibition of Pol. Contrib. | |||||
5. Separation of Char and CEO positions | |||||
6. HIV/AIDS/TB/Malaria | |||||
7. Director vote threshold | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pitney Bowes | 5/10/2004 | 724479100 | PBI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuers/shareholders | ||||
2. Rat. Pricewaterhouse ind. Account. '04 | |||||
3. Stkholdr prop re. Political contrib. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Glaxosmithkline PLC | 5/17/2004 | 37733W105 | GSK | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Rec. and Adopt Dir. Rept / fincl statements | Issuer | ||||
2. Apprv. Remun. Rpt. | |||||
3. Elect Mr. Lawrence as Director | |||||
4. Elect Mr. Crispin Davis as Director | |||||
5. Elect Sir R. Wilson as Director | |||||
6. Elect Dr. T. Yamada as Director | |||||
7. Re-elect Sir C. Hogg as Director | |||||
8. Re-appt. of auditors | |||||
9. Remun. Of auditors | |||||
10. Authorize co to mke don. To polit. Org. | |||||
11. Dispplic. Of pre-emption rites | |||||
12. Auth. Co. to purchase own shs. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
ChevonTexaco | 4/28/2004 | 166764100 | CVX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat ind. Accountants | |||||
3. sup. For stkhldr rites plan policy | |||||
4. Apprvl of LT incent. Plan | |||||
5. HIV/AIDS/TB/Malaria | |||||
6. Political Disclosure | |||||
7. Director Election Vote threshold | |||||
8. Report on Ecuador | |||||
9. Renewable energy | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wachovia Corp. | 4/20/2004 | 929903102 | WB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat appt. KPMG auditors 2004 | |||||
3. Stkhldr prop re nom. Directors | |||||
4. Stkhldr prop reporting polit. Information | |||||
5. Stkhldr prop re sep. offices of Chair/CEO | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
A T & T | 5/19/2004 | 1957505 | T | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Of auditors | |||||
3. Apprv 2004 LT incent. Prog. | |||||
4. Term limits to outside directors | |||||
5. Poison pill | |||||
6. Sep. chair and CEO | |||||
7. Executive compensation | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dow Chemical | 5/13/2004 | 260543103 | DOW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Appt. Deloitte & Touche suditors 2004 | |||||
3. Amend. Of restate Cert. Of inc. | |||||
for the annual election of directors | |||||
4. stkhldr prop of Bhopal | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Comerica Inc. | 5/18/2004 | 200340107 | CMA | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl and Rat empl stk pur. Plan | |||||
3. Apprvl incentive plan for non emp direct. | |||||
4. Rat of appt. Ernst & Young auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Newell Rubbermaid | 5/12/2004 | 651229106 | NWL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Ernst & Young ind. a/cs 2004 | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
ConocoPhillips | 5/5/2004 | 20825C104 | COP | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. ind. Auditors | |||||
3. Auth. '04 omnibus stk/perf. Incent plan | |||||
4. Officer/Director compensation | |||||
5. Commonsense executive compensation | |||||
6. ANWR Drilling | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Huntington Banc. | 4/27/2004 | 446150104 | HBAN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of mgmnt incentive plan | |||||
3. Apprvl of 2004 stk and LT incent. Plan | |||||
4. Rat. Appt. Deloitte ind. Auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bellsouth Corp. | 4/26/2004 | 79860102 | BLS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Ind. Auditor | |||||
3. Apprve amndmnt to leect directors | |||||
4. Approve the stk/incentive comp. Plan | |||||
5. Shrhldr prop exec. Comp. | |||||
6. Sharhldr prop re CEO comp | |||||
7. Sharhldr prop re discl. Polit. Contrib. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cemex S.A. | 4/29/2004 | 151290889 | CX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Approv. Rept by Bd. Of Director | Issuer | ||||
2. Prop. Allocat. Of profits | |||||
3. Prop to inc. the captl stk of co. | |||||
4. Appt. of Dire. And satutory auditors | |||||
5. Comp. Of Directors and auditors | |||||
6. Appt. of delegate to formal resol. | |||||
adopted | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
AmSouth Bancorp | 4/15/2004 | 32165102 | ASO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Of Ernst & Young inde. Auditors | |||||
3. Apprvl of empl. Stk purch pl. | |||||
4. Apprvl of amended 96 LT incent. Comp pl | |||||
5. Apprvl of stk option plan for o/s directors | |||||
6. Approve shrhldr prop relating to pol. Contrib. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Genl Mtrs | 6/2/2004 | 370442105 | GM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Select. Of ind. a/cs | |||||
3. Eliminate opts., SARS, and Severance paymnt | |||||
4. Eliminateawarding repricing or ren. Stk opts. | |||||
5. Req. ind. Chair sep from CEO | |||||
6. Appt. ind diectors to key bd comm. | |||||
7. Report on Greenhouse Gas | |||||
8. Approve Golden parachutes | |||||
9. Req. Sr. Exec. And dir. Retain stk options | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kerr-McGee | 5/11/2004 | 492386107 | KMG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Appt. of Ernst & Young ind. Auditors | |||||
3. Stkhldr prop req. est. office of Bd of Dir. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
May Department St. | 5/21/2004 | 577778103 | MAY | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/sharehold | ||||
2. Rat. Appt. of ind. a/cs | |||||
3. Prop exe. Incent. Comp pl | |||||
4. Prop to amend 1994 stk incet. Plan. | |||||
5. Prop shrlhldr concerning a classif. Board. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lincoln Natl | 5/13/2004 | 534187109 | LNC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv Def com plan for non-empl. Directors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 5/26/2004 | 60505104 | BAC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat Indep. Pub acct. | |||||
3. stkhldr prop. Annual mtg date | |||||
4. Stkhldr prop nom. Of directors | |||||
5. stkhldr prop. Charitable contrib. | |||||
6. stkhldr prop. Mutual fund trading pol. | |||||
7. stockhldr prop. Privacy/information security | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JP Morgan Chase | 5/25/2004 | 46625H100 | JPM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Director | Issuer | ||||
2. Merger Prop | |||||
3. Appt. External auditor | |||||
4. Re-apprvl of key exe perf. Plan | |||||
5. Adjournmnt of mting | |||||
6. Director term limit | |||||
7. Charitable contrib. | |||||
8. Political contributions | |||||
9. separation of char/CEO | |||||
10. Deriv. Disclosure | |||||
11. Auditor indep. | |||||
12. Director comp. | |||||
13. Pay disparity | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Albertsons | 6/10/2004 | 13104104 | ABS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Appt. independ. Auditors | |||||
3. Apprvl of eq. And perf. Incentive plan '04 | |||||
4. Shrhldr prop re maj director elections | |||||
5. shrhldr prop re simple maj voting | |||||
6. Shrhldr prop re exec. Severance agrmnts. | |||||
7. Shrhldr prop. Re clssified board. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Regions Fincl | 6/8/2004 | 758940100 | RF | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Adopt agrmnt and plan of merger | Issuer/shareholder | ||||
2. Rat appt. Ernst & Young auditors 04 | |||||
3. Stkhldr prop re req. stkhold vote for elect. | |||||
of directors. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kerr McGee | 6/25/2004 | 492386107 | KMG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Apprvl of issuance of shs. In connection w/ | Issuer | ||||
merger | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Shell Transport | 6/28/2004 | 822703609 | SC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Rept. Of directors for yr end '03 adopted. | Issuer | ||||
2. Remuneration rpt ye end 2003 | |||||
3. Macolm Brinded elected as a director | |||||
4. Dr. Eileen Buttle re-elect as director | |||||
5. Lusi Giusti re-elect as director | |||||
6. May Henderson re-electe director | |||||
7. Lord oxburgh re-elect director | |||||
8 Re-appt. Pricewater house as auditors | |||||
9. Board aut. To settle remun. Of auditors '04 | |||||
10. Co. aut to mark purch. Of common shares | |||||
Hennessy Focus 30 Fund
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Jabil Circuit | 1/13/2004 | 466313103 | JBL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appr. Amndmts. To '02 | |||||
stk pur plan | |||||
3. Rat selection KPMG | |||||
as auditors | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Continental Airlines | 3/12/2004 | 210795308 | CAL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/stockholder | ||||
2. Adopt '04 Empl. Stk plan | |||||
3. Rat. Ind. Auditors | |||||
4. Retent. Of stkholdrs rites | |||||
5. Proposal of stkholder | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cummins Inc. | 4/6/2004 | 231021106 | CMI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt. Pricewaters as auditors | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
J.B. Hunt | 4/22/2004 | 445658107 | JBHT | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. KPMG as accountants | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Tractor Supply co. | 4/15/2004 | 892356106 | TSCO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat. Appt. of Ernst Young auditors | |||||
3. Approv. Of 04 cash inc. plan. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sprint Corp | 4/20/2004 | 852061100 | FON | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat KPMG as auditors | |||||
3. stkholdr prop stk opt indexing | |||||
4. stkhldr prop. CEO pay cap. | |||||
5. Stckhldr prop rept on outsourcing | |||||
6. Stckhldr pop ind. Chairman | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Perkinelmer Inc. | 4/27/2004 | 714046109 | PKI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/Shareholder | ||||
2. Rat. Appt Deloitte ind. Auditors | |||||
3. Stkhldr prop estab. Policy of exp. | |||||
cost of all fut. Sk options | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Providian Fincl | 5/13/2004 | 74406A102 | PVN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat appt. of indep. Auditors | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Benchmark Electronic | 5/11/2004 | 08160H101 | BHE | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Amend co '00 stk award pl. to inc. | |||||
3. Rat. Appt. KPMG auditors '04 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Georgia Pacific | 5/4/2004 | 373298108 | GP | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop amend LT Incent plan | |||||
3. Prop to apprv. ST incentive plan | |||||
4. Prop to rat. Appt. ind. Auditors | |||||
Ernst & Young | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Storage Tech. | 5/20/2004 | 862111200 | STK | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprvl of 2004 LT incent. Plan | |||||
3. Apprvl of 2004 perf based bonus | |||||
4. Approvl skhldr prop cum. Voting | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Trinity Industries | 5/10/2004 | 896522109 | TRN | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Appr. Co. 2004 stk opt incent. Pl | |||||
3. Apprv rat. Ernst & Young ind aud. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Gateway | 5/20/2004 | 367626108 | GTW | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Rat. Appt. Deloitte ind. a/cs | |||||
3. Stkhldr prop plit. Contrib. Discl. | |||||
4. stkhldr prop to req. maj. Vote for | |||||
elect. Of directors. | |||||
5. stkhldr prop seeking board diversity | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Hasbro | 5/20/2004 | 418056107 | HAS | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer/shareholder | ||||
2. Apprvl 2004 Sr. Mgmnt perf. Plan | |||||
3. Rat. KPMG ind. Auditor 2004 | |||||
4. Shrhlder prop. Human rights Stand. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Maxtor Corp | 5/20/2004 | 577729205 | MXO | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat Pricwaterhouse ind. a/cs for 2004 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Allied Waste Ind. | 5/21/2004 | 19589308 | AW | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop to rat pricewaterhouse auditor 04 | |||||
3. Prop exp. The costs of future stk opts. | |||||
4. Prop. Disclose effects of oppose | |||||
privatization on its bus. Strategy. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Select Medical Corp | 5/10/2004 | 816196109 | SEM | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Rat Pricewaterhouse audit. 2004 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Trinity Industries | 5/10/2004 | 896522109 | TRN | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprv. 2004 Stk option incent. Plan | |||||
3. Apprv. Rat Ernst & Young ind suditors | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Carmax | 6/29/2004 | 143130102 | KMX | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Approvl of empl stk pur plan. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Freds Inc. | 6/16/2004 | 356108100 | FRED | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl Ernst & Young auditors | |||||
3. Apprvl of 2004 empl stk pur plan | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/03 to 6/30/04 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Men's Wearhouse | 6/30/2004 | 587118100 | MW | ||
Vote:Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Prop to adop 2004 LT incent plan. | |||||
3. Prop to amend '96 LT incent plan | |||||
4. Prop to amend 1992 non-employee | |||||
Director stk opt. Plan | |||||
5. Prop re code of conduct re workers rites | |||||
6. Prop re adopt. Ind dir. | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/ Teresa M. Nilsen, EVP & Treasurer
Teresa M. Nilsen, Treasurer, EVP
Date 2/7/05
* Print the name and title of each signing officer under his or her signature.