UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
Hennessy Mutual Funds, Inc.
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: July 1, 2011 – June 30, 2012
Item 1. Proxy Voting Record.
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Medcath Corp. | 7/26/2011 | 584 04W 109 | MDTH | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve the sale of substantially all of the assets of | Issuer | For | |
Heart Hospital of NM to Lovelace HS | ||||
For | 3. Approve the sale of equity interests in Arkansas Heart | Issuer | For | |
Hospital to AR-MED, LLC | ||||
For | 4. Advisory vote on compensation of named executives | Issuer | For | |
1 years | 5. Advisory vote on frequency of votes on compensation. | Issuer | 1 year | |
For | 6. Advisory vote on compensation and other payments | Issuer | For | |
to executive. | ||||
For | 7. Rat Deloitte & Touche | Issuer | For | |
For | 8. To approve adjournment proposal | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Kemet Corp. | 7/27/2011 | 488 360 207 | KEM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approval of 2011 omnibus equity incentive plan | Issuer | For | |
For | 4. Approveal of amendment to redeuce the number of authorized | Issuer | For | |
shs of common stock | ||||
For | 5. The approval of the second restated certificate of incorp. | Issuer | For | |
For | 6. Approval of compensation paid to named executives | Issuer | For | |
1 year | 7. Frequency of votes on regarding compensation for executives | Issuer | 1 year | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
CPI Corporation | 8/10/2011 | 125 902 106 | CPY | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approval of amend articles of incorp. Reduce number of | Issuer | For | |
shs of common stock | ||||
For | 3. Rat KPMG | Issuer | For | |
For | 4. Approval of comp paid to executives | Issuer | For | |
1 year | 5. Frequency of votes on executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Amerco - UHAL | 8/25/2011 | 023 586 100 | UHAL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory vote on executive compensation | Issuer | For | |
1 year | 3. Frequency of vote for executive compensation. | Issuer | 1 year | |
For | 4. Appoint BDO USA, LLP | Issuer | For | |
For | 5. A proposal recd from stockholders to rat and affirm the | shareholders | For | |
decisions and actions taken by the board with respect to | ||||
Amerco and its subsidiaries for fiscal year en 3-31-2011 | ||||
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Medcath Corp. | 9/22/2011 | 584 04W 109 | MDTH | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Approve: a) sale of all or substantially all of the remaining assets | Issuer | For | |
of the ompany prior to filing cert of dissolution. B) The companys | ||||
complete liquidation. | ||||
For | 2. Approve dissolution of the company and the plan of | Issuer | For | |
dissolution pursuant to which the co. will be dissolved | ||||
For | 3. Approve advisory vote on certain comp. and other payments | Issuer | For | |
to executives | ||||
For | 4. Approe the adjournment proposal | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Ruby Tuesday, Inc. | 10/5/2011 | 781 182 100 | RT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve an amendment to the 2003 stock incentive plan | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
1 year | 4. Recommend frequency of executive compensation votes | Issuer | 1 year | |
For | 5. Rat KPMG | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Medcath Corp | 9/22/2011 | 584 04W 109 | MDTH | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Sale of all or substantially all of the remaining assets | Issuer | For | |
of the company | ||||
For | 2. Approve the dissolution of the company | Issuer | For | |
For | 3. Approve adivosry vote on certain comp and other | Issuer | For | |
payments to executives | ||||
For | 4. Approve the adjournment prop | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Tuesday Morning | 11/9/2011 | 899 035 505 | TUES | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2, Rat of Ernst & Young | Issuer | For | |
For | 3. Approval of companys executive compenstation | Issuer | For | |
1 year | 4. Frequency of future votes on executive compensation | Issuer | 1 year | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Buckeye Tech | 11/3/2011 | 118 255 108 | BKI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve risk incentive compensation plan | Issuer | For | |
For | 4. Approve the compensation of executive officers | Issuer | For | |
1 year | 5. Frequency of future votes on executive compensation | Issuer | 1 year | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Greenbrier Co. | 1/6/2012 | 393 657 101 | GBX | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory vote on compensation of executive officers | Issuer | For | |
1 years | 3. Frequency of vote on compensation of executive officers | Issuer | 1 year | |
For | 4. Rat KPMG | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Pricesmart, Inc. | 1/25/2012 | 741 511 109 | PSMT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive compensation | Issuer | For | |
3 years | 3. Frequency of vote on executive compensations | Issuer | 3 year | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Quiksilver, Inc. | 3/20/2012 | 748 38C 106 | ZQK | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Centene Corp | 4/24/2012 | 151 35B 101 | CNC | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat KPMG | Issuer | For | |
For | 3. Advisory resol. To approve executive comp. | Issuer | For | |
For | 4 Adopt our 2012 stock incentive plan | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
H.B.Fuller Co. | 4/12/2012 | 359 694 106 | FUL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve compensation of executive officers | Issuer | For | |
For | 3. Rat KPMG | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
NewMarket Corp | 4/26/2012 | 651 587 107 | NEU | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat of PricewaterHouseCoopers | Issuer | For | |
For | 3. Approval of executive officers compensation | Issuer | For | |
For | 4. Aproval of amendment to Articles of Incorporation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Sonic Automotive, Inc. | 4/18/2012 | 835 45G 102 | SAH | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive officers compensation | Issuer | For | |
For | 3. Approve 2012 formula restricted stock plan for non-empl. Directors | Issuer | For | |
For | 4. Approve 2012 stock incentive plan. | Issuer | For | |
For | 5. Rat Ernst & Young | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Tractors Supply Co. | 5/3/2012 | 892 356 106 | TSCO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Say on pay | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Papa John's Intnl | 4/26/2012 | 698 813 102 | PZZA | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approval of companys executive compenstation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Untied Rentals | 4/27/2012 | 911 363 109 | URI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Plan of merger with RSC Holdings and United Rentals | Issuer | For | |
For | 2. Issuance of shs of stock of URI to stkholders of RSC | Issuer | For | |
For | 3. Adjournment of special meeting of URI stockholders. | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Eastman Chemical | 5/3/2012 | 277 432 100 | EMN | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Executive compensation | Issuer | For | |
For | 3. Approval of 2012 omnibus stock compensation plan | Issuer | For | |
For | 4. Rat PricewaterhouseCoopers | Issuer | For | |
For | 5. To eliminate certain supermajority skholder vote provisions | Issuer | For | |
Against | 6. To permit stockholders to act by written consent | shareholder | Against | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Lithia Motors | 4/27/2012 | 536 797 103 | LAD | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat KPMG | Issuer | For | |
For | 3. Vote to approve compensation for executive officers | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Domino's Pizza | 4/25/2012 | 257 54A 201 | DPZ | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Vote on compensation for executive officers | Issuer | For | |
against | 3. Humane society of US prop relating to certain foods from | shareholder | against | |
producers who use gestation crates | ||||
For | 4. Rat. Pricewaterhouse Coopers | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Cambrex Corp. | 4/26/2012 | 132 011 107 | CBM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve compensation for executive officers | Issuer | For | |
For | 3a/3b. Amend and restate certf. Of incorporation | Issuer | For | |
For | 4. Approval of executive cash incentive plan | Issuer | For | |
For | 5. Approval of equity incetive plan for non employee directors | Issuer | For | |
For | 6/ Rat BDO USA | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Mueller Industries | 5/3/2012 | 624 756 102 | MLI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Pool Corporation | 5/2/2012 | 732 78L 105 | POOL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Molina Healthcare | 5/2/2012 | 608 55R 100 | MOH | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Group 1 Automotive | 5/8/2012 | 398905 109 | GPI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approval of executive compensation | Issuer | For | |
For | 3. Rat Ernst & Young | Issuer | For | |
Issuer | For | |||
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Caribou Coffee Co. | 5/9/2012 | 142 042 209 | CBOU | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approval of executive compensation | Issuer | For | |
1 year | 3. Frequency of vote for executive compensation | Issuer | 1 year | |
For | 4. Amended and restated 2005 equity incentive plan | Issuer | For | |
For | 5. Rat Ernst & Young | Issuer | For | |
For | 6. To consider other business | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Navigant Consulting | 5/22/2012 | 639 35N 107 | NCI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Declassify the board of directors | Issuer | For | |
For | 3. Approve 2012 long ter incentive plan | Issuer | For | |
For | 4. Approve annual incentive plann | Issuer | For | |
For | 5. Approve executive compensaton | Issuer | For | |
For | 6. Rat KPMG | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Foot Locker | 5/16/2012 | 344 849 104 | FL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind reg. public a/cing firm | Issuer | For | |
For | 3. Reapproval annual incentive compensation plan | Issuer | For | |
For | 4. Approval of executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Rostt Stores | 5/16/2012 | 778 296 103 | ROST | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive compensaton | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
Against | 4. Prop by the Sheet Metal Workers pension Fund | shareholder | Against | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
CVS Caremark Corp | 5/10/2012 | 126 650 100 | CVS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
For | 4. Stockholder actions by written consent | Issuer | For | |
Against | 5. Political contributions and expenditures | shareholder | Against | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Macy's Incorp. | 5/18/2012 | 556 16P 104 | M | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat KPMG | Issuer | For | |
For | 3. Approval of executive compensation | Issuer | For | |
For | 4. Approve of executive compensation plan | Issuer | For | |
Against | 5. Raccon dog fur | shareholder | Against | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Dollar General | 6/1/2012 | 256 677 105 | DG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve 2007 stock incentive plan | Issuer | For | |
For | 3. Approve 2007 annual incentive plan | Issuer | For | |
For | 4. Rat Ernst & Young | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Susser Holdings | 5/24/2012 | 869 233 106 | SUSS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory vote on executive compensation | Issuer | For | |
For | 3. Rat Ernst & Young | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Standard Motor | 5/17/2012 | 853 666 105 | SMP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat KPMG | Issuer | For | |
For | 3. Approve of executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Neenah Paper | 5/16/2012 | 640 079 109 | NP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve vote on executive compensation | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Primoris Services | 5/4/2012 | 741 64F 103 | PRIM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Moss Adams | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Leapfrog Enterprises | 6/5/2012 | 521 86N 106 | LF | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve 2011 equity incentive plan. | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Wellcare Health Plan | 5/23/2012 | 949 46T 106 | WCG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Against | 4. Political contributions and expenditures report | shareholder | Against | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
American Vanguard | 6/7/2012 | 030 371 108 | AVD | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat BDO USA | Issuer | For | |
For | 3. Approve executive compensation polices and procedures | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Netgear, Incorp. | 6/6/2012 | 641 11Q 104 | NTGR | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat PricewaterhouseCooper | Issuer | For | |
For | 3. Approving compensation of executive officers | Issuer | For | |
For | 4. Approve the amended 2006 l/t incentive plan | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
The TJX Cos. | 6/13/2012 | 872 540 109 | TJX | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind reg pubic a/cing firm | Issuer | For | |
For | 3. Aproval of terms of executive perf. Goals | Issuer | For | |
under cash incentive plans | ||||
For | 4. Approval of executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Metropolitan Health | 6/12/2012 | 592 142 103 | MDF | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Grant Thornton | Issuer | For | |
For | 3. Approve on executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Genesco, Incorp. | 6/27/2012 | 371 532 102 | GCO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Say on Pay | Issuer | For | |
For | 3. Rat ind reg public a/cing firm | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
United Rentals | 6/8/2012 | 911 363 109 | URI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Amendment to l/t incentive plan | Issuer | For | |
For | 3. Rat ind reg public a/cing firm | Issuer | For | |
For | 4. Approval of compensation for executive officers | Issuer | For | |
Against | 5. Exclusive forum bylaw | shareholder | Against | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Churchill Downs | 6/14/2012 | 171 484 108 | CHDN | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat PricewaterhouseCoopers | Issuer | For | |
For | 3. Approve the material terms of performance goals/max award payout | Issuer | For | |
For | 4. Approve the goals for the executive annual incentive plan | Issuer | For | |
For | 5. Approve amened 2007 omnibus tock incentive plan | Issuer | For | |
For | 6. Approve amend 2000 employee stock purchase plan | Issuer | For | |
For | 7. Approve amended articles of incorp | Issuer | For | |
For | 8. Approve executive compensation | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Oxford Industries | 6/13/2012 | 691 497 309 | OXM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve Ernst & Young | Issuer | For | |
For | 3. Approve compensation to named executive officers | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Men's Warehouse | 6/13/2012 | 587 118 100 | MW | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve compensation for executives | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
For | 4. To vote upon such other matters | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
DXP Enterprises | 6/20/2012 | 233377407 | DXPE | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve compensation of named executive | Issuer | For | |
For | 3. Approve amendment to the 2005 restricted stock plan | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Innerworkings, Inc. | 6/20/2012 | 457 73Y 105 | INWK | |
Vote: | MRV: n/a | Proposed by Issuer or shareholder: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approval of amendment of 2006 stock incentive plan | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Pier 1 Imports, Inc. | 6/26/2012 | 720 279 108 | PIR | |
Vote: | MRV: n/a | Proposed by Issuer or shareholder: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve compensation named executive officers | Issuer | For | |
For | 3. Rat Ernst & Young | Issuer | For | |
Hennessy Cornerstone Growth | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Voxx International | 7/19/2012 | 918 29f 104 | VOXX | |
Vote: | MRV: n/a | Proposed by Issuer or shareholder: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Grant Thornton | Issuer | For | |
For | 3. Approve 2012 equity incentive plan | Issuer | For |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Applied Industrial | 10/25/2011 | 038 20C 105 | AIT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Say on pay | Issuer | For | |
1 year | 3. Say on frequency ove votes for comp | Issuer | 1 year | |
For | 4. Apprval of 2011 l/t performance plan | Issuer | For | |
For | 5. Rat appointment of ind auditors | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Family Dollar St. | 1/19/2012 | 307 000 109 | FDO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Adivosry Vote on executive Comp | Issuer | For | |
For | 3. Frequency of vote on executive comp | Issuer | For | |
For | 4. Rat Pricewaterhousecoopers | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Healthsprings, Inc. | 1/12/2012 | 422 24N 101 | HS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Adopt/agree, plan merger by and among Cigna | Issuer | For | |
For | 2. Approve adjournment of special meeting | Issuer | For | |
For | 3. Approve certain comp to be paid to executives | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
New Jersery Res. | 1/25/2012 | 646 025 106 | NJR | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approving the comp of named executive officers | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Jabil Circuit, Inc. | 1/26/2012 | 466 313 103 | JBL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | 4. Vote on the frequency of vuture votes on comp. | Issuer | 1 year | |
For | 5. Transact such other business | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Genuine Parts Co. | 4/23/2012 | 372 460 105 | GPC | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory vote on executive compensation | Issuer | For | |
For | 3. Rat. Ernst & Young | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Teledyne Tech. | 4/25/2012 | 879 360 105 | TDY | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approval of amended 2008 incentive award plan. | Issuer | For | |
For | 3. Rat Ernst & Young | Issuer | For | |
For | 4. Approval on executive compensation | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Centerpoint Energy | 4/26/2012 | 151 89T 107 | CNP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Domino's Pizza | 4/25/2012 | 257 54A 201 | DPZ | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Vote on compensation for executive officers | Issuer | For | |
against | 3. Humane society of US prop relating to certain foods from | shareholder | against | |
producers who use gestation crates | ||||
For | 4. Rat. Pricewaterhouse Coopers | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Mueller Industries | 5/3/2012 | 624 756 102 | MLI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Tesoro Corp | 5/3/2012 | 881 609 101 | TSO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Vote to approve executive compensation | Issuer | For | |
For | 3. Rat Ernst & Young | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
LKQ Corporation | 5/7/2012 | 501 889 208 | LKQX | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3-4. Approval for amendments to the 1998 eq. incentive plan | Issuer | For | |
For | 5. Approval of executive compensation | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Pinnacle West Cap. | 5/16/2012 | 723 484 101 | PNW | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve 2012 l/t incentive plan | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
For | 4. Rat ind. Accountants | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Scana Corporation | 5/3/2012 | 805 89M 102 | SCG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Appointment of ind. Reg public a/c firm | Issuer | For | |
Against | 3. repeal of the classification of the BOD. | shareholder | against | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Alliant Energy | 5/17/2012 | 018 802 108 | LNT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approval of compensation for executives | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Dr. Pepper Snapple | 5/17/2012 | 261 38E 109 | DPS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
For | 4. Declassify board and provide annual election for directors | Issuer | For | |
Against | 5. Comprehensive recycling strategy for beverage containers | shareholder | Against | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
CMS Energy | 5/18/2012 | 125 896 100 | CMS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive compensation | Issuer | For | |
For | 3. Rat ind. Reg public a/c ing firm | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Nisource , Inc. | 5/15/2012 | 654 73P 105 | NI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Approval executive compensation | Issuer | For | |
For | 4. Amendment to the employee stock purchase plan | Issuer | For | |
Against | 5. re cumulative voting | shareholder | Against | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
UIL Holdings Corp | 5/15/2012 | 902 748 102 | UIL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat PricewaterhouseCoopers | Issuer | For | |
For | 3. Approve compensation of executives | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Ross Stores Co. | 5/16/2012 | 778 296 103 | ROST | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive compensaton | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
Against | 4. Prop by the Sheet Metal Workers pension Fund | shareholder | Against | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Westar Energy | 5/17/2012 | P21 865 010 | WR | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive compensation | Issuer | For | |
For | 3. Rat Deloitte & Touche | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
World Fuel Serv. | 6/8/2012 | 981 475 106 | INT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approval of executive compensation | Issuer | For | |
For | 3. Rat PricewaterhouseCoopers | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
HSN, Incorp | 5/18/2012 | 981 475 106 | INT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Petsmart, Incorp. | 6/13/2012 | 716 768 106 | PETM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Approve 2012 employee stock purchase plan | Issuer | For | |
For | 4. Approve executive compensation | Issuer | For | |
Hennessy Focus 30 | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Genesco, Incorp. | 6/27/2012 | 371 532 102 | GCO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Say on Pay | Issuer | For | |
For | 3. Rat ind reg public a/cing firm | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
H.J. Heinz Co. | 8/30/2011 | 423 074 103 | HNZ | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat independent reg. publ accounting firm | Issuer | For | |
For | 3. Advisory vote on executive comp program | Issuer | For | |
1 year | 4. Frequency of future votes on exe. Compensation | Issuer | 1 year | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Conagra Foods | 9/23/2011 | 205 887 102 | CAG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat of independent auditor | Issuer | For | |
For | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | 4. Frequency of votes on executive compensation | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
General Mills | 9/26/2011 | 370 334 104 | GIS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve the 2011 Stock comp plan. | Issuer | For | |
For | 3. Approve the 2011 comp plan for ono-employee Dir. | Issuer | For | |
For | 4. Cast an adivsory vote on Executive comp | Issuer | For | |
1 year | 5. Frequency of the vote on executive comp. | Issuer | 1 year | |
for | 6. Rat KPMG | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Diageo PLC | 10/19/2011 | 252 43Q 205 | DEO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Report and accounts 2011 | Issuer | For | |
For | 2. Director remuneration report 2011 | Issuer | For | |
For | 3. Declaration of final dividend | Issuer | For | |
For | 4. Directors | Issuer | For | |
For | 5. Re appointment of auditor | Issuer | For | |
For | 6. Remuneration of auditor | Issuer | For | |
For | 7. Authority to allot shs | Issuer | For | |
For | 8. Disapplication of pre emption rights | Issuer | For | |
For | 9. Authority to purchase own ordinary shs. | Issuer | For | |
For | 10. Authority to m ake political donations and/or to | Issuer | For | |
incur political expenditure in the EU. | ||||
For | 11. Redeuced notice of a gneral meeting other than | Issuer | For | |
an annual general meeting | ||||
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Automatic Data | 11/8/2011 | 053 015 103 | ADP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Vote on executive compensation | Issuer | For | |
1 year | 4. Frequency of future votes on exe. Comp | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Sysco Corp. | 11/16/2011 | 871 829 107 | SYY | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1 Directors | Issuer | For | |
For | 2. Approve compensation for executive officers | Issuer | For | |
1 year | 3. Frequency of future votes on executive comp. | Issuer | 1 year | |
For | 4. Approve a staggered declassification of board | Issuer | For | |
of directors over a 3 year period beginning with | ||||
the election of the class II directors | ||||
For | 5. Rat Ernst & Young | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Campbell Soup | 11/17/2011 | 134 429 109 | CPB | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat. Of the ind reg public accounting firm. | Issuer | For | |
For | 3. Advisory vote on executive compensation | Issuer | For | |
1 year | 4. Frequency of future votes on executive comp. | Issuer | 1 year | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
KT Corporation | 3/16/2012 | 482 68K 101 | KT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Election of President | Issuer | For | |
For | 2. Approval of balalnce sheet and other fincls. | Issuer | For | |
For | 3 Amendment of articles of incorporation | Issuer | For | |
For | 4. Directors | Issuer | For | |
For | 5. Election of member of audit committee | Issuer | For | |
For | 6. Approval of limit on remuneration of directors | Issuer | For | |
for | 7. Approval of employment of contract for the mgmnt | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Eli Lilly Co. | 4/16/2012 | 532 457 108 | LLY | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve comp paid to executive officers | Issuer | For | |
For | 4 & 5. Approve amendments to the Articles of Incorp. | Issuer | For | |
Against | 6. Prop req company establish a maj vote committee | shareholder | Against | |
Against | 7. Prop on transparency in animal research | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Kellogg Comp. | 4/20/2012 | 487 836 108 | K | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory resolutio to approve executive comp. | Issuer | For | |
For | 3. Rat Pricewaterhousecoopers | Issuer | For | |
Against | 4. Repeal classified board | shareholder | Against | |
Against | 5. To adopt simple majority vote. | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Carnival Corp | 4/11/2012 | 143658300 | CCL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat PricewaterhouseCoopers | Issuer | For | |
For | 3. Authorize remuneration of the ind auditors | Issuer | For | |
For | 4. To rec the UK a/cs and reports of the directors | |||
and auditors for year end November 2011 | Issuer | For | ||
For | 5. To approve fiscal compensation named exe. | Issuer | For | |
For | 6. To approve remuneration report for year end | Issuer | For | |
For | 7. To approve new allotment of new shares | Issuer | For | |
For | 8. To approve disapplication of pre-emption rights | |||
relation to allotment of new shares | Issuer | For | ||
For | 9. To approve buy back of ordinary shs | Issuer | For | |
Against | 10. To consider a sharehold proposal | shareholder | Against | |
Against | 11, Vote such other business | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Banco Santander | 3/30/2012 | 059 64H 105 | STD | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Resolution 1a and 1b | Issuer | For | |
For | 2. Resolution 2 | Issuer | For | |
For | 3. Resolution 3a to 3f | Issuer | For | |
For | 4. Resolution 4 | Issuer | For | |
For | 5. Resolution 5a and 5b | Issuer | For | |
For | 6. Resolution 6a and 6b | Issuer | For | |
For | 7. Resolution 7 | Issuer | For | |
For | 8. Resolution 8 | Issuer | For | |
For | 9. Resolution 9a through 9d | Issuer | For | |
For | 10. Resolution 10a through 10c | Issuer | For | |
For | 11. Resolution 11a through 11c | Issuer | For | |
For | 12. Resolution 12 | Issuer | For | |
For | 13. Resolution 13 | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Pfizer Incorp. | 4/26/2012 | 717 081 103 | PFE | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat KMPG | Issuer | For | |
For | 3. Advisory approval of executive compensation | Issuer | For | |
Against | 4. Re publication of political contribution | Shareholder | Against | |
Against | 5. Re actions by written consent | Shareholder | Against | |
Against | 6. Re special shareholder meetings | Shareholder | Against | |
Against | 7. Re advisory vote on director pay | Shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
A T & T Incorp. | 4/27/2012 | 002 06R 102 | T | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat of independent auditors | Issuer | For | |
For | 3. Advisory approval of executive compensation | Issuer | For | |
For | 4. Amend Certificate of incorporation | Issuer | For | |
Against | 5. Political contirbutions report | Shareholder | Against | |
Against | 6. Limit wireless network manangement | Shareholder | Against | |
Against | 7. Independent Board Chairman | Shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Lockheed Martin | 4/26/2012 | 539 830 109 | LMT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Youngs | Issuer | For | |
For | 3. Approve compensation for executive officers | Issuer | For | |
Against | 4. Adopt a policy that requires the Board chariman | Shareholder | Against | |
to be independent director | ||||
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
British Pet. | 4/12/2012 | 055 622 104 | BP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Re-appoint Ernst & Young | Issuer | For | |
For | 3. Give limited authority for purchase of its own | Issuer | For | |
shares by the company | ||||
For | 4. To give limited authority to allot shs up to a specified | Issuer | For | |
amount | ||||
For | 5. To give authority to allot a lmited number of shs for | Issuer | For | |
case free of pre-emption rights | ||||
For | 6. To authorize the claling of general meetings by notice | Issuer | For | |
of at least 14 clear days. | ||||
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Johnson & Johnson | 4/26/2012 | 478 160 104 | JNJ | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory vote to approve executive comp. | Issuer | For | |
For | 3. Approval of companys 2012 l/t incentive plan | Issuer | For | |
For | 4. Rat PricewaterhouseCoopers | Issuer | For | |
Against | 5. Prop on ind. Board chairman | shareholder | Against | |
Against | 6. On binding vote on political contributions | shareholder | Against | |
Against | 7. On adopting non-animal methods for training | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Abbott Labs. | 4/27/2012 | 002 824 100 | ABT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Say on pay | Issuer | For | |
Against | 4. Transparency in animal research | shareholder | against | |
Against | 5. lobbying disclosure | shareholder | against | |
Against | 6. independent board chair | shareholder | against | |
Against | 7. Tax gross-ups | shareholder | against | |
Against | 8. equity retention and hedging | shareholder | against | |
Against | 9. incentive compensation | shareholder | against | |
Against | 10. Ban accelerated vesting of awards upon a chge in | shareholder | against | |
control | ||||
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
General Electric | 4/25/2012 | 369 604 103 | GE | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind. Reg. public a/ting firm | Issuer | For | |
For | 3. Approval of amendment to GE 2007 l/t incentive plan | Issuer | For | |
For | 4. Approval of material terms of senior officer perf. Goals | Issuer | For | |
Against | 5. Cumulative voting | shareholder | Against | |
Against | 6. Nuclear activities | shareholder | Against | |
Against | 7. Independent Bard Chariman | shareholder | Against | |
Against | 8. Shareowner action b written consent | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Glaxosmithkline | 5/3/2012 | 377 33W 105 | GSK | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Determine remuneration of auditors | Issuer | For | |
For | 3. To authorise company/subs. To make donations to | Issuer | For | |
political org. and incur political expenditure | ||||
For | 4. Disappy pre-emption rights | Issuer | For | |
For | 5. Autjhorise the co. to purchase its own share | Issuer | For | |
For | 6. Authorise exemption from statement of name of | Issuer | For | |
senior statutory auditor | ||||
For | 7. Authorise redeuced notice of a general meeting other | Issuer | For | |
than an AGM. | ||||
For | 8. Renew the GSK sharesave plan | Issuer | For | |
For | 9. Renew the GSK sharereward plan | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
BCE Incorp. | 5/3/2012 | 865 999 131 | BCE | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Appoint Deloitte & Touche | Issuer | For | |
For | 3. That the shareholders accept the approach to | Issuer | For | |
executive compensation | ||||
Against | 4. Stock options and performance of executive officers | shareholder | Against | |
Against | 5. Performance-based compensation disclosure | shareholder | Against | |
Against | 6. Fees of compensation adivsors disclosuer | shareholder | Against | |
Against | 7. Risk management committee | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Nucor Corp. | 5/10/2012 | 670 346 105 | NUE | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Pricewaterhousecoopers | Issuer | For | |
Against | 3. Prop re majority vote | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
E.I. Du Pont | 4/25/2012 | 263 534 109 | DD | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind reg publicv accounting firm | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Against | 4. On independent chair | shareholder | against | |
Against | 5. On executive compensation report | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Bristol-Myers Sq. | 5/1/2012 | 110 122 108 | BMY | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind. Reg. public accounting firm | Issuer | For | |
For | 3. Approve compensation of executive officers | Issuer | For | |
For | 4. Approval of stock award and incentive plan | Issuer | For | |
against | 5. Cumulative voting | shareholder | against | |
against | 6. Transparency in animal research | shareholder | against | |
against | 7. Action by written consent | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Sun Life Fincl. | 5/10/2012 | 866 796 105 | SLF | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Amended and restated by-law no. 1 | Issuer | For | |
For | 4. Vote on executive compensation | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Reynolds Amer. | 5/3/2012 | 761 713 106 | RAI | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Aprove compensation of executives | Issuer | For | |
For | 3. Implement majority voting in uncontested director elect. | Issuer | For | |
For | 4. Rat KPMG | Issuer | For | |
against | 5. Creation of an ethics committee to review mkt activities | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Imberly Clark Corp | 5/3/2012 | 494 368 103 | KMB | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat auditors | Issuer | For | |
For | 3. vote to approve executive compensation | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Verizon Comm. | 5/3/2012 | 923 43V 104 | VZ | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind. Reg. pubic a/c firm | Issuer | For | |
For | 3. Vote to approve executive compensation | Issuer | For | |
Against | 4. Disclosure of prior government service | shareholder | against | |
Against | 5. Dislcosure of lobbying acitivities | shareholder | against | |
Against | 6. Vesting of performance stock units | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Southern Copper | 4/26/2012 | 842 65V 105 | SCCO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Galaz, Yamazaki, Ruiz Urquiza, S.C. | Issuer | For | |
For | 3. Vote for executive compensation | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Encana Corp. | 4/23/2012 | 292 505 104 | ECA | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
for | 2. Rat. PricewaterhouseCoopers | Issuer | For | |
For | 3. Vote approving executive compensation | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
HSBC Holding | 5/25/2012 | 404280406 | HBC | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1.-3. Directors | Issuer | For | |
For | 4. Reappoint auditor | Issuer | For | |
For | 5. To authorise the directors to allot shs | Issuer | For | |
For | 6. To disapply pre-emption rights | Issuer | For | |
For | 7. To authorise purchase own ordinary shares | Issuer | For | |
For | 8. To authorise the directors to offer a scrip div. alternative | Issuer | For | |
For | 9. To approve general meeting | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Pepsico, Inc. | 5/2/2012 | 713448108 | PEP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat KPMG | Issuer | For | |
For | 3. Approval of executive compensation | Issuer | For | |
For | 4. Approval of perf. Measures under 2007 l/t incentive plan | Issuer | For | |
For | 5. Lobbying practices report | Issuer | For | |
For | 6. Formation of risk oversight committee | Issuer | For | |
For | 7. Chairman of the board shall be an ind. Director. | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Mattel, Incorp. | 5/10/2012 | 577081102 | MAT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve named executive officer compensation. | Issuer | For | |
For | 3. Approval incentive plan and terms of performance goals | Issuer | For | |
For | 4. Rat. Pricewaterhousecoopers | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Total S.A. | 5/11/2011 | 891 51E 109 | TOT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Approval of financial statements | Issuer | For | |
For | 2. Approval of consolidates financial statements | Issuer | For | |
For | 3. Allocation of earnings, declaration of div. | Issuer | For | |
For | 4. Authorization for BOD to trade in shs of co. | Issuer | For | |
For | 5 - 11. Directors | Issuer | For | |
For | 12. Commitments under Article L 225-42-1 of FCC | Issuer | For | |
For | 13 - 18. Various delegations of authorities granted to board | Issuer | For | |
For | 19. Authorization for board to reduce capital by cancelling | Issuer | For | |
shares. | ||||
For | A. Compare compensation for executive directors | Issuer | For | |
For | B. Establishment of a oyalty div. for shs. Reg. for 2 years | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Arcelormittal | 5/8/2012 | 039 38L 800 | MT | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Approval of consolidated financial statements | Issuer | For | |
For | 2. Approv of annual accounts for financial year 2011 | Issuer | For | |
For | 3. Allocation of results, div. and comp for BOD | Issuer | For | |
For | 4. Approval of remuneration for BOD | Issuer | For | |
For | 5. Discharge of the directors | Issuer | For | |
For | 6 - 8. Directors | Issuer | For | |
For | 9. Appointment of an independent auditor | Issuer | For | |
For | 10. Approval of grants under the restricted shs unit plan | Issuer | For | |
For | 11. Approval of grants under the perf. Shs unit plan | Issuer | For | |
For | E1. Decision to increase the share capital of co. | Issuer | For | |
For | E2. Decision to amend articles 6,7,13,14 | Issuer | For | |
For | E3. Decision to amend article 14.1 of the articles of assoc. | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Centurylink, Inc. | 5/23/2012 | 156 700 106 | CTL | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve charter to declassify the board | Issuer | For | |
For | 2. Approve charter to increase authorized shares. | Issuer | For | |
For | 3. Rat KPMG | Issuer | For | |
For | 4. Vote on executive compensation | Issuer | For | |
Against | 5. Bonus deferrals | shareholder | Against | |
Against | 6. Performance based restricted stock | shareholder | Against | |
Against | 7. Political Contributions reports | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Avon Products | 5/3/2012 | 054 303 102 | AVP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Vote to approve executive compensation | Issuer | For | |
For | 3. Rat ind reg public a/c firm | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
International Paper | 5/7/2012 | 460 146 103 | IP | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Deloitte & Touche | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Against | 4. actions by written consent | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Philip Morris | 5/9/2012 | 718 172 109 | PM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind autitors | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
For | 4. Approval of 2012 performance plan | Issuer | For | |
Against | 5. Independent board chair | shareholder | against | |
Against | 6. Create ind. Ethics committee | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Altria Group | 5/17/2012 | 022 09S 103 | MO | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat. Ind. Reg. pub. Accounting firm | Issuer | For | |
For | 3. Approve compensation for executives | Issuer | For | |
Against | 4. Disclosure of lobbying policies and practices | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Transocean Ltd | 5/18/2012 | H88 17H 100 | RIG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Approval of 2011 annual report | issuer | For | |
For | 2. Appropriation of available earnings for fiscal year 2011 | issuer | For | |
For | 3. Directors | issuer | For | |
For | 4. Appt. Ernst & Young | issuer | For | |
For | 5.Vote on executive compensation | issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Northrop Gruman | 5/16/2012 | 666 807 102 | NOC | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Director | issuer | For | |
For | 2. Approve executive compensation | issuer | For | |
For | 3. Rat Deloitte & Touche | issuer | For | |
For | 4. To eliminate provision requireing shhldrs to approve | issuer | For | |
certain actions | ||||
For | 5. To provide additional rights for shldr action by written | issuer | For | |
consent subject to various provisions. | ||||
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Waste Management | 5/10/2012 | 941 06L 109 | WM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
For | 4. Amend employee stok purchase plan to increase shs | Issuer | For | |
Against | 5. Prop relating to stock retention | shareholder | against | |
Against | 6. to amend by-laws--to call special stkholder meetings | shareholder | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Conocophillips | 5/9/2012 | 208 25C 104 | WM | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat Ernst & Young | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Against | 4. Company environmental policy | shareholders | against | |
Against | 5. Accident risk mitigation | shareholders | against | |
Against | 6. report on grassroots lobbying expenditures | shareholders | against | |
Against | 7. Greenhouse gas reduction targets | shareholders | against | |
Against | 8. Gender expression non-dsicrimation | shareholders | against | |
Against | 9. Other matters | shareholders | against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Merck & Co. Inc. | 5/22/2012 | 589 33Y 105 | MRK | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat ind. Reg. public a/cing firm | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Against | 4. Action by written consent | shareholder | Against | |
Against | 5. Special shareholder meetings | shareholder | Against | |
Against | 6. Report on charitable and poitical contribtuions | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Chevron Corp | 5/30/2012 | 166 764 100 | CVS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Rat reg public a/c ing firm | Issuer | For | |
For | 3. Approve executive compensation | Issuer | For | |
Against | 4. Exclusive forum provisions | shareholder | Against | |
Against | 5. Independent chairman | shareholder | Against | |
Against | 6. Lobbying disclosure | shareholder | Against | |
Against | 7. Country selection guidelines | shareholder | Against | |
Against | 8. Hydraulic fracturing | shareholder | Against | |
Against | 9. Accident risk oversight | shareholder | Against | |
10. Special meetings | shareholder | Against | ||
11. Independent Director w/environamental expertise | shareholder | Against | ||
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Republic Services | 5/17/2012 | 760 759 100 | RSG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Approve executive compensaton | Issuer | For | |
For | 3. Rat Ernst & Young | Issuer | For | |
Against | 4. Payments upon death of a senior executive | shareholder | Against | |
Against | 5. Political contributions | shareholder | Against | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Royal Dutch Shell | 5/22/2012 | 780 259 206 | RDS | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Adoption of annual report & Accounts | Issuer | For | |
For | 2. Approval of remuneration report | Issuer | For | |
For | 3 - 4 Directors | Issuer | For | |
For | 5. Re appoint auditors | Issuer | For | |
For | 6. Remuneration of auditors | Issuer | For | |
For | 7. Authority to allot shares | Issuer | For | |
For | 8. Disapplication of pre emption rights | Issuer | For | |
For | 9. Authority to purchase own shares | Issuer | For | |
For | 10. Authority for certain donations and expenditure | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Transocean Ltd. | 5/18/2012 | H88 17H 100 | RIG | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Approval of all fincl statements, annual reports 2011 | Issuer | For | |
For | 2. Appropriatoin of available earning for 2011 | Issuer | For | |
For | 3. Directors | Issuer | For | |
For | 4. Appointment of Ernst & Young | Issuer | For | |
For | 5. Advisory vote on executive compensation | Issuer | For | |
Hennessy Cornerstone Value | ||||
Period: | 7/1/2011 to 6/30/2012 | |||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt |
Raytheon Co. | 5/31/2012 | 755 111 507 | RTN | |
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |
For | 1. Directors | Issuer | For | |
For | 2. Advisory vote on executive compensation | Issuer | For | |
For | 3. Rat of independent auditors | Issuer | For | |
Against | 4. Executive stock retention | shareholder | Against | |
Against | 5. Supplemental executive retirement plans | shareholder | Against | |
Against | 6. Action by written consent | shareholder | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Principal Executive Officer
Date 7/31/12