UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
Hennessy Mutual Funds, Inc.
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: June 30, 2011
Item 1. Proxy Voting Record.
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
La-Z-Boy Inc. | 8/18/2010 | 505 336 107 | LZB | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat PricewaterhouseCoopers | Issuer | For | ||||
For | 3. Approve the incorporated 2010 omnibus | Issuer | For | ||||
incentive plan | |||||||
Against | 4. Shareholder prop: | Shareholder | Against | ||||
to amend the bylaws to reorganize the directors | |||||||
into one class | |||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Massey Energy | 10/6/2010 | 576 206 106 | MEE | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Approve proposals: | Issuer | For | ||||
For | amend and restate the certificate of inc.to declassify | Issuer | For | ||||
For | our bard. | Issuer | For | ||||
For | to amend and restate cert. of inc. to remove supermajority | Issuer | For | ||||
For | to amand and restate cert. of inc to remove supermajority related | Issuer | For | ||||
For | to skhlders approval of business combo w/ more than | Issuer | For | ||||
For | 5% stkhldr. | Issuer | For | ||||
For | to amend and restate cert of inc. to remove the prohibiton | Issuer | For | ||||
For | of the right of stkhldrs to req special meetings of stkhldr. | Issuer | For | ||||
For | to amend an drestate cert of inc. to increase authorized shs of | Issuer | For | ||||
commone stock.. | �� | ||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Acergy S.A. | 11/9/2010 | 001 462 790 | ACGY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Approve the combination with Subsea 7 | Issuer | For | ||||
For | 2.Directors | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Telvent Git | 11/22/2010 | E90 215 109 | TLVT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Rat and appt. directors | Issuer | For | ||||
For | 2. Authorize the BOD to repuchase its orndinary shs | Issuer | For | ||||
For | 3. Authorize the BOD w/express powers of substitution | Issuer | For | ||||
to interpret, amend, complement, execute, | |||||||
registration, substitution of powers and adatation | |||||||
of agreements to be adopted by the shareholders | |||||||
For | 4. Approval of the minutes of this meeting | Issuer | For | ||||
For | 5. The proxies are authorized to vote upon such other | Issuer | For | ||||
business as preperly may come before the meeting. | |||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Acergy S.A. | 12/20/2010 | 004 43E 104 | ACGY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. To appoint Mr. Bob Long as an inde. Non-exe | Issuer | For | ||||
director | |||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Sanmina-SCI | 1/20/2011 | 800 907 206 | SANM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Prop to approve reservation of 2mm shs | Issuer | For | ||||
of common stock 2009 incentive plan. | |||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Quiksilver, Inc. | 3/22/2011 | 748 38C 106 | ZQK | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of amendment of 2000 stock incentive plan | Issuer | For | ||||
For | 3. Approval of comp of executive officers | Issuer | For | ||||
For | 4. Approval of the frequency of holding an advisory vote on the | Issuer | For | ||||
comp of executive officers. | |||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
IDT Corporation | 4/4/2011 | 448 947 507 | IDT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Amend & restate second restated certificate of incorporation | Issuer | For | ||||
to effect a conversation and reclassification of each outstanding share of common | |||||||
stock into one share of class B common stock; eliminate ocmmon stok & provisions relating | |||||||
thereto; provide for conversion of class a common stock; revise | |||||||
provision relating to dividends and distributions of cash and property. | |||||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Tractor Supply | 4/28/2011 | 892 356 106 | TSCO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. To increase the authorized number of shs of stock | Issuer | For | ||||
For | 3. An advisory vote on exe. Comp | Issuer | For | ||||
1 year | 4. Fregquency of shrhldr vote on exe comp | Issuer | 1 year | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Tractor Supply | 4/28/2011 | 892 356 106 | TSCO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Pricewaterhousecooopers | Issuer | For | ||||
For | 3. Advisory vote on exe. Comp | Issuer | For | ||||
3 years | 4. Frequency of vote on exe. Comp. | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Nacco Industries | 5/11/2011 | 629 579 103 | NC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve the non-employee directors equity comp. plan. | Issuer | For | ||||
For | 3. Approve the comp paid to exe. Officers. | Issuer | For | ||||
3 years | 4. Frequency vote on comp for exe. Officers | Issuer | 3 years | ||||
For | 5. Confirm apppointment of ind. Reg pub. a/cing firm. | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Titan Interntl | 5/12/2011 | 888 30M 102 | TWI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat ind reg pub a/c firm | Issuer | For | ||||
For | 3. Approve amendment to the equity incentive plan. | Issuer | For | ||||
For | 4. Approve advisory resoluion on executive comp. | Issuer | For | ||||
1 year | 5. Frequency of vote on exe. Comp. | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Innospec Inc. | 5/11/2011 | 457 68S 105 | IOSP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Adivosry vote on exe comp. | Issuer | For | ||||
3 years | 3. Frequency of vot eon exe. Comp. | Issuer | 3 years | ||||
For | 4.Apprvl of 1st amend. On perf. Related share option plan 2008 | Issuer | For | ||||
For | 5. Apprvl of 1st amend. To company share option plan 2008 | Issuer | For | ||||
For | 6. Apprvl of 1st amend to non-employee directors' stock option plan | Issuer | For | ||||
For | 7. To transact such other business before meeting adjourns | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Materion Corp. | 5/4/2011 | 576 690 101 | MTRN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve/amended 2006 stock incentive plan | Issuer | For | ||||
For | 3. Approve/amended 2006 non-employee director equity plan | Issuer | For | ||||
For | 4. Rat Ernst & Young | Issuer | For | ||||
For | 5. Approve named exe. Officer comp. | Issuer | For | ||||
1 year | 6. Frequency of votes for exe. Officer comps. | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Tenneco, Inc. | 5/18/2011 | 8803 349 105 | TEN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve PricewaterhouseCoopers | Issuer | For | ||||
For | 3. Approve executive comp | Issuer | For | ||||
1 year | 4. Frequency of votes for executive comp. | Issuer | 1 year | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Dineequity Inc. | 5/17/2011 | 254 423 106 | DIN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat. Ernst & Young | Issuer | For | ||||
For | 3. Approve the 2011 stock incentive plan | Issuer | For | ||||
For | 4. Compensation of executive officers | Issuer | For | ||||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
DDI Corporation | 5/17/2011 | 233 162 502 | DDIC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Grant Thornton | Issuer | For | ||||
For | 3. Approval 2011 stock incentive plan | Issuer | For | ||||
For | 4. Resolution relating to executive compensation | Issuer | For | ||||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Air Transport | 5/10/2011 | 099 22R 105 | ATSG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat. Deloitte & Touche | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
3 years | 4. Frequency of voting on executive compensation | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Ashford Hospitality | 5/17/2011 | 044 103 109 | AHT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Approve 2011 stock incentive plan | Issuer | For | ||||
For | 4. Approve the compensation of executives | Issuer | for | ||||
1 year | 5. Frequency of voting on executive compensation | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Dillard's Inc. | 5/21/2011 | 254 067 101 | DDS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on compensation of executives | Issuer | For | ||||
3 years | 3. Frequency of voting on executive compensation | Issuer | 3 years | ||||
For | 4. Authorized to consider and act upon such other business | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
The Timken Co. | 5/10/2011 | 887 389 104 | TKR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Approve the 2011 l/t incentive plan | Issuer | For | ||||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | ||||
For | 5. Vote on the compensatoin of executive officers | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Quaker Chemical | 5/11/2011 | 747 316 107 | KWR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of the global annual incentive plan | Issuer | For | ||||
For | 3. Approval of 2011 l/t performance incentive plan | Issuer | For | ||||
For | 4. Compensation of executive officers | Issuer | For | ||||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 years | ||||
For | 6. Rat PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Ann Incorp. | 5/18/2011 | 035 623 107 | ANN | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Compensation of executive | Issuer | For | ||||
3 years | 3. Frequency of voting of executive compensation | Issuer | 3 years | ||||
For | 4. Rat Deloitte & Touche | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Trimas Corp | 5/10/2011 | 896 215 209 | TRS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approve compensation of executives | Issuer | For | ||||
3 years | 3. Frequency of voting executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Libbey Inc. | 5/19/2011 | 529 898 108 | LBY | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. 2010 compensation of executives | Issuer | For | ||||
3 years | 3. Frequency of voting executive compensation | Issuer | 3 years | ||||
For | 4. Rat. Ernst & Young | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Commerical Vehicle | 5/12/2011 | 202 608 105 | CVGI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Proposal to increase the numbers of shs | Issuer | For | ||||
For | 3. Approve the 4 amended equity incentive plan | Issuer | For | ||||
For | 4. Advisory vote on compensation of executives | Issuer | For | ||||
3 years | 5. Frequency of voting executive compensation | Issuer | 3 years | ||||
For | 6. Rat Deloitte & Touche | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Power One | 5/3/2011 | 739 30R 102 | PWER | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory resolution onf executive compensation | Issuer | For | ||||
2 years | 3. Frequency of voting executive compensation | Issuer | 2 years | ||||
For | 4. Amended 2044 stock incentive plan | Issuer | For | ||||
For | 5. Rat. Deloitte & Touche | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
United Rentals | 5/11/2011 | 911 363 109 | URI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat independent auditors | Issuer | For | ||||
For | 3. Vote on compensation for executive officers | Issuer | For | ||||
1 year | 4. Frequency of voting executive compensation | Issuer | 1 year | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Sunopta Inc. | 5/19/2011 | 867 6EP 108 | STKL | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Appointment of deloitte & Touche | Issuer | For | ||||
For | 3. Amenment of 2002 stock option plan | Issuer | For | ||||
For | 4. Advisory vote on compensation for executives | Issuer | For | ||||
No recommendation | 5. Frequency of voting executive compensation | Issuer | no Rec. | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
TRW Automotive | 5/18/2011 | 872 64S 106 | TRW | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Newport Corp. | 5/17/2011 | 651 824 104 | NEWP | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approval of 2011 stock incentive plan | Issuer | For | ||||
For | 4. Advisory vote on executive compensation | Issuer | For | ||||
3 years | 5. Frequency of voting on executive c ompensation | Issuer | 3 years | ||||
For | 6. Other business | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Interface, Inc. | 5/23/2011 | 458 665 106 | IFSIA | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on executive compensaton | Issuer | For | ||||
3 years | 3. Frequency of voting on executive compensation | Issuer | 3 years | ||||
For | 4. Rat BDO USA | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Mercer Interntl. | 6/1/2011 | 588 056 101 | MERC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Pricewaterhouse Coopers | Issuer | For | ||||
For | 3. Advisory resolution relating to executive compensation | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensaton | Issuer | 1 year | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Sauer-Danfoss | 6/17/2011 | 804 137 107 | SHS | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Reapprove 2006 omnubus incentive plan | Issuer | For | ||||
For | 4. Advisory vote on executive compensation | Issuer | For | ||||
3 year | 5. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Istar Financl | 6/1/2011 | 450 31U 101 | SFI | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat PricewaterhouseCooper | Issuer | For | ||||
For | 3. Say on pay-Advisory vote on executive compensation | Issuer | For | ||||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
United Continental | 6/8/2011 | 910 047 109 | UAL | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat independent reg. public accounting firm | Issuer | For | ||||
For | 3. Adivosry resolution on compensation of executive officers | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
U S Airways Group | 6/9/2011 | 903 41W 108 | LCC | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat KPMG | Issuer | For | ||||
For | 3. Approve the 2011 incentive award plan | Issuer | For | ||||
For | 4. Advisory vote on compensation of executive officers | Issuer | For | ||||
1 year | 5. Frequency of voting on executive compensation | Issuer | 1 year | ||||
Against | 6. Proposal relatin gto cumulative voting | shareholder | Against | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Krispy Kreme | 6/14/2011 | 501 014 104 | KKO | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on compensation of executives | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Newcastle Invest. | 6/3/2011 | 651 05M 108 | NCT | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Ernst & Young | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
TPC Group Inc. | 6/8/2011 | 892 36Y 104 | TPCG | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on comensation of executive officers | Issuer | For | ||||
3 years | 3. Frequency of voting on executive compensation | Issuer | 3 years | ||||
For | 4. Rat Grant Thornton LLP | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Krisy Kreme | 6/14/2011 | 501 014 104 | KKD | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Advisory vote on compensation for executive officers | Issuer | For | ||||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 4. Rat PricewaterhouseCoopers | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Western Refining | 6/7/2011 | 959 319 104 | WNR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Advisory vote on executive officer compensation | Issuer | For | ||||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Pier 1 Imports | 6/28/2011 | 720 079 108 | PIR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Approval of the material terms of the performance goals under | Issuer | For | ||||
2008 stock incentive plan | |||||||
For | 3. Advisory vote on compensation of executives | Issuer | For | ||||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | ||||
For | 5. Rat Ernst & Young | Issuer | For | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
Cost Plus, Inc. | 6/23/2011 | 221 485 105 | CPWM | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat Deloitte & Touche | Issuer | For | ||||
For | 3. Approve executive performance incentive plan. | Issuer | For | ||||
For | 4. Apporve 1996 director option plan to xpand equity awards | Issuer | For | ||||
For | 5. Advisory vote one executive compensation | Issuer | For | ||||
1 year | 6. Frequency of vote on executive compensation | Issuer | 1 year | ||||
Hennessy Cornerstone Growth | |||||||
Period: | 7/1/10 to 6/30/11 | ||||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | |||
General Comm. | 6/27/2011 | 369 385 109 | GNCMA | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||||
For | 1. Directors | Issuer | For | ||||
For | 2. Rat of Grant Thornton LLP | Issuer | For | ||||
For | 3. Advisory vote on executive compensation | Issuer | For | ||||
3 years | 4. Frequency of vote on executive compensation | Issuer | 3 years | ||||
For | 5. Other Business | Issuer | For |
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
H.J. Heinz | 8/31/2010 | 423 074 103 | HNZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind reg pub a/c firm | Issuer | For | |||
Against | 3. Shareholder Prop: the right to | Shareholder | Against | |||
shareholder aciton by written consent. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Conagra Foods | 9/24/2010 | 205 887 102 | CAG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat appt. of ind. Auditors | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Americredit | 9/29/2010 | 030 60R 101 | ACF | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Prop to adopt and approve the agreement and plan | Issuer | For | |||
of merger. | ||||||
For | 2. The prop to approve the adjournment of the | Issuer | For | |||
special meeting. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Diageo PLC | 10/14/2010 | 252 43Q 205 | DEO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Report and accounts 20 10 | Issuer | For | |||
For | 2. Directors' remuneration report 2010 | Issuer | For | |||
For | 3. Delaration of final dividend | Issuer | For | |||
For | 4. Directors | Issuer | For | |||
For | 5. re-appt. of auditor | Issuer | For | |||
For | 6. Remuneration of auditor | Issuer | For | |||
For | 7. Authority to allot shares | Issuer | For | |||
For | 8. Disapplication of pre-emption rites | Issuer | For | |||
For | 9. Authority of purchase own ordinary shs. | Issuer | For | |||
For | 10 Authority to m ake political donations and/or to | Issuer | For | |||
incur political expenditure in the EU. | ||||||
For | 11. Amendment of the incentive plan. | Issuer | For | |||
For | 12. Adoption of the sharesave plan. | Issuer | For | |||
For | 13. Authority to establish internation shs plans. | Issuer | For | |||
For | 14. Reduced notice f a general meeting other than | Issuer | For | |||
an annual general meeting. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Sara Lee Corp. | 10/25/2010 | 803 111 103 | SLE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat PricewaterhouseCoopers | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Automatic Data Pr | 11/9/2010 | 053 015 103 | ADP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Amendment of employees' savings tk purchase pl. | Issuer | For | |||
For | 3. Appment of Deloitte & Touche | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Sysco Corp | 11/12/2010 | 871 829 107 | SYY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve 1974 amended stk purchase plan | Issuer | For | |||
For | 3. Rat Ernst & Young | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Campbell Soup | 11/18/2010 | 134 429 109 | CPB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind reg public a/c firm. | Issuer | For | |||
For | 3. Approve amendment fo 2005 l/t | Issuer | For | |||
incentive plan. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Nokia Corp. | 5/3/2011 | 654 902 204 | NOK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Adoption of the annual accounts | Issuer | For | |||
For | 3. Resol. On the use of the profit shown on the | Issuer | For | |||
balance shee and the payment of div. | ||||||
For | 4. Resol. On the discharge of the members of the | Issuer | For | |||
BOD and the President from liability | ||||||
For | 5. Resol. On the remuneration of th emembers of | Issuer | For | |||
the BOD. | ||||||
For | 6. Resol. On the number of members of the BOD | Issuer | For | |||
For | 7. Resol. On the renumeration of the Auditor | Issuer | For | |||
For | 8. Election of auditor | Issuer | For | |||
For | 9. Authorizing the BOD to resolve to repurchase | Issuer | For | |||
the company's own shs. | ||||||
For | 10 Grant of stok options to selected personnel | Issuer | For | |||
For | 11. Closing of the meeting | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
KT Corporation | 3/11/2011 | 482 68K 101 | KT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Apprvl of balance sheet, income statement/ | Issuer | For | |||
statement of appropriaton of retained earnings | ||||||
For | 2. Amendment of articles of incorporation | Issuer | For | |||
For | 3. Directors | Issuer | For | |||
For | 4. Election of members of audit committee | Issuer | For | |||
For | 5. Approval of limit on remuneration of directors | Issuer | For | |||
For | 6. Amendment of executives' severance pay reg. | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Eli Lilly & Co. | 4/18/2011 | 532 457 108 | LLY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat of Ernst & Young | Issuer | For | |||
For | 3. Approve 2010 comp paid to executive officers. | Issuer | For | |||
For | 4. Recommend the frequency of future advisory votes on | Issuer | For | |||
exe. Comp. | ||||||
For | 5. Approve amendments to the articles of incorp. For annual | Issuer | For | |||
election of all directors | ||||||
For | 6. Approve amendments to the articles of incorp. To eliminate | Issuer | For | |||
all supermajority voting requirements. | ||||||
For | 7. Approve the executive officer incentive plan. | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
A T & T, Inc. | 4/29/2011 | 014 154 800 | T | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind auditors | Issuer | For | |||
For | 3. Approve 2011 Incentive Plan | Issuer | For | |||
For | 4. Advisory vote on exe. Comp. | Issuer | For | |||
3 year | 5. Advisory vote on frequency of vote on exe. Comp | Issuer | 3 years | |||
Against | 6. Political contributions | shareholder | Against | |||
Against | 7. Special stockholder meetings | shareholder | Against | |||
Against | 8. Written consent | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Kimberly Clark | 4/21/2011 | 494 368 103 | KMB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat of auditors | Issuer | For | |||
For | 3. Approval of 2011 outside Directors comp plan | Issuer | For | |||
For | 4. Approval of 2011 equity participation plan | Issuer | For | |||
For | 5. Advisory vote on exe. Comp program | Issuer | For | |||
1 year | 6. Advisory vote on frequency vote on exe. Comp | Issuer | 1 year | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Lockheed Martin | 4/28/2011 | 014 627 800 | LMT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat of Ernst & Young | Issuer | For | |||
For | 3. Adopt the 2011 Incentive Performane Award Plan. | Issuer | For | |||
For | 4. Approve the comp of named exe. Officers | Issuer | For | |||
1 year | 5. Frequency of future votes on comp of exe. Officers | Issuer | 1 year | |||
Against | 6. Allow stockholder to act by written consent vs | shareholder | Against | |||
a meeting | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Kellogg Com. | 4/29/2011 | 487 836 108 | K | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Director | Issuer | For | |||
For | 2. Senior Exe. Annual incentive plan | Issuer | For | |||
For | 3. Adisory vote on exe. Comp | Issuer | For | |||
1 year | 4. Frequency of vote on exe. Comp | Issuer | 1 year | |||
For | 5. Rat of PricewaterHousecooper | Issuer | For | |||
Against | 6. Adopt simpla majority | shareholder | Against | |||
Against | 7. Enact a majority vote requirement for election of | shareholder | Against | |||
directors. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Abbott Lab. | 4/29/2011 | 002 824 100 | ABT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Advisory vote on exe. Comp. approval. | Issuer | For | |||
1 year | 4. Frequency of votes on exe. Comp. | Issuer | 1 year | |||
Against | 5. Pharmaceutical pricing. | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Glaxosmithkline | 5/5/2011 | 377 33W 105 | GSK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Receie and adopt the directors report/fincl statemnts. | Issuer | For | |||
For | 2. Approe the remuneration report | Issuer | For | |||
For | 3/17. Directors | Issuer | For | |||
For | 18. Re-appoint auditors | Issuer | For | |||
For | 19. Determine remuneration of auditors | Issuer | For | |||
For | 20. Authorise the company/subidiaries to make | Issuer | For | |||
donations to political organisations and incur | ||||||
political expenditure. | ||||||
For | 21. Authorise allotment of shares | Issuer | For | |||
For | 22. Disapply pre-emption rights | Issuer | For | |||
For | 23. Authorise the company to purchase its own shs. | Issuer | For | |||
For | 24. Authorise exemption fromm statement of name | Issuer | For | |||
of senior statutory suditor | ||||||
For | 25. Authorise reduced notice of a genl meeting | Issuer | For | |||
other than a AGM | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Pfizer Incorp. | 4/28/2011 | 717 081 103 | PFE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2, Rat KPMG | Issuer | For | |||
For | 3. Adv. Vote on exe. Comp | Issuer | For | |||
2 years | 4. Frequency of future vote on exe comp. | Issuer | 2 years | |||
Against | 5. Prop re publication of political contributions | shareholder | Against | |||
Against | 6. Prop re public policy initiatives | shareholder | Against | |||
Against | 7. Prop re pharmeaceutical price restraints | shareholder | Against | |||
Against | 8. Prop re action by written consent | shareholder | Against | |||
Against | 9. Prop re special shareholder meetings | shareholder | Against | |||
Against | 10. Prop re animal research | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Briston-Myers | 5/3/2011 | 110 122 108 | BMY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind. Reg. public a/c firm | Issuer | For | |||
For | 3. Advisory vote on comp of exe. Officers | Issuer | For | |||
3 years | 4. Frequency of vote on comp. for exe. Officers | Issuer | For | |||
Against | 5. Executive Comp disclosure | shareholder | Against | |||
Against | 6. Shareholder actions by written consent | shareholder | Against | |||
Against | 7. Pharmaceutical price restraint | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Kraft Foods, Inc. | 5/24/2011 | 500 75N 104 | KFT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory Vote on exe. Comp. | Issuer | For | |||
1 year | 3. Frequency of an exe. Comp vote. | Issuer | 1 years | |||
For | 4. Approval of 2006 stock comp. plan for non-employee Dire. | Issuer | For | |||
For | 5. Rat PricewaterhouseCoopers | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
B C E, Incorp. | 5/12/2011 | 055 34B 760 | BCE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Appt, Deloitte & Touche | Issuer | For | |||
For | 3.Accept the aproach to exe. Comp disclosed. | Issuer | For | |||
Against | 4. Critical mass of qualified women on board | shareholder | Against | |||
Against | 5. Equity ratio | shareholder | Against | |||
Against | 6. Additional info on comparator groups | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Pitney Bowes | 5/9/2011 | 724 479 100 | PBI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat of pub. Ind. a/c's for 2011 | Issuer | For | |||
For | 3. Various amandments to the certifice of Inc. | Issuer | For | |||
removing supermajority voting requirements | ||||||
For | 4. Advisory vote on exe comp | Issuer | For | |||
1 year | 5. Frequency of vote on exe. Compensation | Issuer | For | |||
For | 6. Approval of perf goals: employee inc. plan and | Issuer | For | |||
2007 stock plan | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Merck & Co. | 5/24/2011 | 589 33Y 105 | MRK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind. Reg. public accounting firm. | Issuer | For | |||
For | 3. Adv. Vote on exe. Comp | Issuer | For | |||
3 years | 4. Frequency of votes for exe. Comp | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Petrochina Co. | 5/18/2011 | 716 46E 100 | PTR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Approve report of the BOD's for year 2010 | Issuer | For | |||
For | 2. Approve the report of the supervisory comm. | Issuer | For | |||
For | 3. Approve the audited fincl statementst | Issuer | For | |||
For | 4. Approve the declaration /payment of final dividends | Issuer | For | |||
For | 5. Approve the authorization of BOD to determine | Issuer | For | |||
the distribution of interim dividends | ||||||
For | 6. Approve PricewaterhouseCoopoers | Issuer | For | |||
For | 7. Directors | Issuer | For | |||
For | 8. Suervisors | Issuer | For | |||
For | 9. Approve to grant a general mandate to the BOD | Issuer | For | |||
to issue, allot, and deal with additional shares not | ||||||
exceeding 20%. | ||||||
For | 10. Approve to unconditionally grant a general mandate | Issuer | For | |||
to determine/handle the issue of debt. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Marsh & McLennan | 5/19/2011 | 571 748 102 | MMC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind. Reg. public accounting firm. | Issuer | For | |||
For | 3. Approval of 2011 incentive/stock award plan | Issuer | For | |||
For | 4. Approval of the compensation of our exe. Officers | Issuer | For | |||
1 year | 5. Frequency of exe. Compensation votes | Issuer | 1 year | |||
Against | 6. Action by written consent | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Altria Group | 5/18/2011 | 022 09S 103 | MO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat of ind. Reg. public accounting firm. | Issuer | For | |||
For | 3. Adv. Vote on compensation for executives | Issuer | For | |||
No recommendation | 4. Frequency of votes on executive compensation | Issuer | no recommendation | |||
Against | 5. Address concerns regarding tobacco flavoring | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Sanofi-Aventis | 5/6/2011 | 801 05N 105 | SNY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Approval of financial statements for 2010 | Issuer | For | |||
For | 2. Approval of consolidated fincl. Statements of 2010 | Issuer | For | |||
For | 3. Appropriation of profits; declaration of dividend | Issuer | For | |||
For | 4. Aggrements/commitments subject to article. | Issuer | For | |||
For | 5. Directors attendacne fees | Issuer | For | |||
For | 6. Rat. Of the co-opting of a Director | Issuer | For | |||
For | 7-11 Directors | Issuer | For | |||
For | 12. Reapptment of statutory auditor | Issuer | For | |||
For | 13. Appt. of the deputy statutory auditor | Issuer | For | |||
For | 14. Author. To the BOD to carry out transactions | Issuer | For | |||
in shares issued by the company. | ||||||
For | 15. Delegation of BOD to increase the share capital | Issuer | For | |||
For | 16. Delegation of BOD to decide to carry out by public | |||||
offering increases. | Issuer | For | ||||
For | 17. Possibility of issuing shsare giving access to | Issuer | For | |||
the company's capital | ||||||
For | 18. Delegation of BOD to increase number of shs to be | Issuer | For | |||
issued in the event of a capital increase | ||||||
For | 19. Delegation of BOD decide to carry out increases in | |||||
share capital by incorp. Of share premium. | Issuer | For | ||||
For | 20. Delegation of BOD authority to decide to carry | |||||
out increases in the share capital by issuance. | Issuer | For | ||||
For | 21. Delegation to BOD authority to grant options | Issuer | For | |||
For | 22. Authorizaon to BOD to reduce the share capital | |||||
by cancelation of tresury shs. | Issuer | For | ||||
For | 23. Amendment to article 11 | Issuer | For | |||
For | 24. Amendment to article 12 | Issuer | For | |||
For | 25. Amendment to article 19 | Issuer | For | |||
For | 26. Change of name and corresponding change to | |||||
the articles of associaton. | Issuer | For | ||||
For | 27. Powers for formalities | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
China Mobile | 5/19/2011 | 169 41M 109 | CHL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Consider the audited fincl statements/reports of | Issuer | For | |||
directors and auditors for year end 2010 | ||||||
For | 2. To declare a final dividend for the year 2010 | Issuer | For | |||
For | 3. Directors | Issuer | For | |||
For | 4. Re-appoint KPMG | Issuer | For | |||
For | 5. General mandate to repurchase shs in company | Issuer | For | |||
not exceeding 10% of aggreate nominal amt. | ||||||
For | 6. General mandate to issue, allot and deal with | Issuer | For | |||
additional shs in the company not exceeding | ||||||
20% of aggreage nominal amt. | ||||||
For | 7. To extend the general mandate granted to the | Issuer | For | |||
directors to issue, allot and deal with shs by num. | ||||||
of shs. Repurchased. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Total S.A. | 5/13/2011 | 891 51E 109 | TOT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Approval of parent co. financial statements | Issuer | For | |||
For | 2. Approval of consolidated fincanical statements | Issuer | For | |||
For | 3. Allocation of earnings, declaration of dividend | Issuer | For | |||
For | 4. Agreements covered by articl L. | Issuer | For | |||
For | 5. Authorization for th eBOD to trade in shs of co. | Issuer | For | |||
For | 6-10. Directors | Issuer | For | |||
For | 11. Authorzation to grant restricted shs in company | Issuer | For | |||
to employees of group and to managers | ||||||
Against | A. Amendment of article 9. | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Intel Corp. | 5/19/2011 | 458 140 100 | INTC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Amendment of the 2006 equity incentive plan | Issuer | For | |||
For | 4. Amendment of the 2006 stock purchase plan | Issuer | For | |||
For | 5. Adv. Vote on executive comp. | Issuer | For | |||
No recommendation | 6. Frequency of votes for executive compenstation | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Waste Management | 5/13/2011 | 941 06L 109 | WM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. To approve executive compensation | Issuer | For | |||
1 year | 4. Frequency of votes for executive compensation | Issuer | For | |||
For | 5. Amendment to by-laws to allow stockholders who | Issuer | For | |||
have held at least a 25% net long position, to call | ||||||
special meeting. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Royal Dutch Shell | 5/17/2011 | 780 259 206 | RDS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Adoption of annual report and accounts | Issuer | For | |||
For | 2. Approval of remuneration report | Issuer | For | |||
For | 3-4. Directors | Issuer | For | |||
For | 5. Reappointment of auditors | Issuer | For | |||
For | 6. Remuneration of auditors | Issuer | For | |||
For | 7. Authority to allot shares | Issuer | For | |||
For | 8. Disapplication of pre-emption rights | Issuer | For | |||
For | 9. Authority to purchase own shares | Issuer | For | |||
For | 10. Authority for certain donations and expenditure | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Chevron Corp. | 5/25/2011 | 166 764 100 | CVX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat ind. Reg. public a/cing firm. | Issuer | For | |||
For | 3. Adv. Vote on executive officer compensation | Issuer | For | |||
1 year | 4. Frequency of votes on executive officer comp. | Issuer | 1 year | |||
Against | 5. Ind director with environmental expertise | shareholder | Against | |||
Against | 6. Human rights committee | shareholder | Against | |||
Against | 7. Sustainablility metric for exe. Comp. | shareholder | Against | |||
Against | 8. Guidelines for country selection | shareholder | Against | |||
Against | 9. Financial risks from climate change | shareholder | Against | |||
Against | 10. Hydraulic fracturing | shareholder | Against | |||
Against | 11. Offshore oil wells | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Verizon Comm. | 5/5/2011 | 923 43V 104 | VZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Director | Issuer | For | |||
For | 2. Rat of ind. Reg. public a/c ing firm | Issuer | For | |||
For | 3. Adv. Vote related to exe. Comp. | Issuer | For | |||
1 year | 4. Frequency of votes on exe. Comp. | Issuer | For | |||
Against | 5. Disclose prior government service | shareholder | Against | |||
Against | 6. Performance stock unit performance thresholds. | shareholder | Against | |||
Against | 7. Cumulative voting | shareholder | Against | |||
Against | 8. Shareholder right to call a special meeting. | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Philip Morris | 5/11/2011 | 718 172 109 | PM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rate of selection of ind. Auditors | Issuer | For | |||
For | 3. Advisory to approve executive compensation | Issuer | For | |||
1 year | 4. Frequency of votes for executive compensaton | Issuer | 1 year | |||
Against | 5. Food insecurity and tobacco use | shareholder | Against | |||
Against | 6. Independent Board chair | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
CenturyLink Inc. | 5/18/2011 | 156 700 106 | CTL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Approve our 2011 equity incentive plan. | Issuer | For | |||
For | 4. Adivsory vote regarding our executive compen. | Issuer | For | |||
1 year | 5. Frequency of votes for executive compensation | Issuer | 1 year | |||
Against | 6. Political contributions report | shareholder | Against | |||
Against | 7. Board declassification | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Exelon Corp | 5/3/2011 | 301 61N 101 | EXC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat PricewaterhouseCoopoers | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
1 year | 4. Frequency of the vote on executive comp. | Issuer | 1 year | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Cummins, Inc. | 5/10/2011 | 231 021 106 | CMI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve compensation for executive officers | Issuer | For | |||
1 year | 3. Frequency of votes on executive compensation | Issuer | 1 year | |||
For | 4. Rat PricewaterhouseCooopers | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
ConocoPhillips | 5/11/2011 | 208 25C 104 | COP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Advisory of executive compensation | Issuer | For | |||
No recommendations | 4. Frequency of votes on executive compensation | Issuer | no recommendation | |||
For | 5. Approval of 2011 omnibus stock and perf. Inc. plan | Issuer | For | |||
Against | 6. Gender expression ono-discrimination | shareholder | Against | |||
Against | 7. Politcal contribution | shareholder | Against | |||
Against | 8. Report on grassroots lobbying expenditures | shareholder | Against | |||
Against | 9. Accident risk mitigation | shareholder | Against | |||
Against | 10. Company environmental policy | shareholder | Against | |||
Against | 11. Greenhouse gas reduction targets | shareholder | Against | |||
Against | 12. Report on financial risks from climate change | shareholder | Against | |||
Against | 13. Canadian oilsands | shareholder | Against | |||
Against | 14. In its discretion, upon such other matters that | shareholder | Against | |||
may properly come before the meeting or any | ||||||
adjournment or adjournments thereof. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Mattel, Inc. | 5/13/2011 | 577 081 102 | MAT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote for executive compensaton | Issuer | For | |||
1 year | 3. Frequency of votes for executive compensation | Issuer | For | |||
For | 4. Approval of bylaws re: specakl stokholder meetings | Issuer | For | |||
For | 5. Rat. PricewaterhouseCoopers | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Statoil ASA | 5/19/2011 | 857 71P 102 | STO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Director | Issuer | For | |||
For | 2. Approval of the notice and the agenda | Issuer | For | |||
For | 3. Election of two person to co-sign the minutes | Issuer | For | |||
together with the chair of the meeting | ||||||
For | 4. Approval of the annual report and accounts | Issuer | For | |||
including distribtuion of the dividend | ||||||
For | 5. Declaration on stipulation of salary and other | Issuer | For | |||
remuneration for executive management | ||||||
For | 6. Determination of remuneration for the companys | Issuer | For | |||
auditor | ||||||
For | 7. Determination of remuneration for the corp. assembley | Issuer | For | |||
For | 8. Election of Rasmussen as member of the | Issuer | For | |||
nomination committee | ||||||
For | 9. Determination of remuneration for the nomination | Issuer | For | |||
committee | ||||||
For | 10.Authorisation to acquire shs in the market to | Issuer | For | |||
continue implementations of the share saving plan | ||||||
for employees | ||||||
For | 11. Authorisation to acquire shs in the market for | Issuer | For | |||
subsequent annulment | ||||||
For | 12. Marketing instruction for Statoil-adjustments | Issuer | For | |||
For | 13. Changes to the articles of association | Issuer | For | |||
For | 14. Adopt instruction for the nomination committee | Issuer | For | |||
Against | 15. Propsal from a shareholder | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Raytheon Co. | 5/26/2011 | 755 111 507 | RTN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensation | Issuer | For | |||
1 year | 3. Frequency of voting for executive compensation | Issuer | 1 year | |||
For | 4. Rat. Of independent auditors | Issuer | For | |||
Against | 5. Shareholder action by written consent | shareholder | Against | |||
Against | 6. Executive stock retention | shareholder | Against | |||
Against | 7. Lobbying expenses | shareholder | Against | |||
Against | 8. Supplemental executive retirement plans | shareholder | Against | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Telefonica, S. A. | 5/17/2011 | 879 382 208 | TEF | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Examination and approval of the individual annual | Issuer | For | |||
accounts, the consolidated fincl statements and the | ||||||
Management report and of its consoliddated group of | ||||||
companies, as well as of the proposed allocation of | ||||||
the profits/losses of Telefonica and the management | ||||||
of its BOD, all with respect to fiscal year 2010. | ||||||
For | 2. Compensation of shareholders: distribution of | Issuer | For | |||
dividends to be charged to unrestricted reserves | ||||||
For | 3. Amedment of the by laws: | Issuer | For | |||
a. Articles 1, 6,2,7,14,16,1,17.4, 18.4, 31, 36 | ||||||
adjustments thereof to the latest legislative developments | ||||||
b. Addiont of a new paragraph 5 to article 16 | ||||||
c. Addition of a new article 26 bis . | ||||||
For | 4. Amendment of the regulations for the General | Issuer | For | |||
stockholders meeting | ||||||
a. Amendment of articles 5,8.1, 11 and 13.1 | ||||||
b. Amendment of article 14.1 | ||||||
For | 5.Directors | Issuer | For | |||
For | 6. Authorization granted to the BOD to increase | Issuer | For | |||
the share capital pursuant to the terms and conditions | ||||||
of Section 297.1. | ||||||
For | 7. Re-election of the auditor for fiscal year 2011. | Issuer | For | |||
For | 8. Long-term incentive plans based on shs of | Issuer | For | |||
Telefonica aimed at members of the Executive team | ||||||
including the executive directors | ||||||
For | 9. Restricted share plan aproval of a l/t incentive | Issuer | For | |||
aimed at employees and executive personnel and | ||||||
linked to their continued employment. | ||||||
For | 10. Global incentive share purchase plan for the | Issuer | For | |||
employees of Telefonica | ||||||
For | 11. Delegation of powers to formalize, interpret, | Issuer | For | |||
correct and implement the resolutions adopted by | ||||||
the shareholders at general meeting. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
France Telecom | 6/7/2011 | 351 77Q 105 | FTE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Approval of the annual financial statements for the | Issuer | For | |||
financial year ending 2010 | ||||||
For | 2. Approval of the consolidated finacl statements for | Issuer | For | |||
the year ending 2010. | ||||||
For | 3. Allocation of the income for the financial year ended | Issuer | For | |||
12/31/2010 | ||||||
For | 4. Agreements referred to Article 1.225-38 of | Issuer | For | |||
French commerical code. | ||||||
For | 5-8. Directors | Issuer | For | |||
For | 9. Authorization to be freanted to the BOD to purchase | Issuer | For | |||
or transfer France Telecom's shares. | ||||||
For | 10. Delegation of authority to BOD to issue shs of the | Issuer | For | |||
Company and securities giving access to shs of the | ||||||
Company or of one of its subsidiaries, with | ||||||
shareholder pre-emptive subscription rights | ||||||
For | 11. Delegation of authority to the BOD to issue shs | Issuer | For | |||
of the Company and securities giving access to shs | ||||||
of the Company or of one of its subsidiaries, wthout | ||||||
shareholder pre-emptive subscription rights in the | ||||||
context of a public offer. | ||||||
For | 12. Delegation of authority to the BOD to issue shares | Issuer | For | |||
of the company and securities giving access to shs of | ||||||
the company or of one of its subsidiaries, without | ||||||
shareholder pre-emptive subscripton rights. | ||||||
For | 13. Authorization to the BOD to increase the number | Issuer | For | |||
of issuable securities, in the event of a capital | ||||||
increase with or without pre-emptive subscription | ||||||
rights | ||||||
For | 14. Delegation of authority to the BOD to issue shs | Issuer | For | |||
and securities giving access to shs, in the event | ||||||
of a public exchange offer initiated by the Company | ||||||
For | 15. Delegation of powers to the BOD to issue shs | Issuer | For | |||
and securities giving access to shs, in order to | ||||||
compensate contributions in kind granted to the | ||||||
Company and comprised of shs or securities giving | ||||||
access to share capital. | ||||||
For | 16. Delegation of powers to the BOD to issue shs | Issuer | For | |||
reserved for persons that signed a liquidity contract | ||||||
with the Company in their capacity as holders of | ||||||
shs or stock options of Orange S.A. | ||||||
For | 17. Delegation of powers to the BOD to preceed with | Issuer | For | |||
the free issuance of option based liquidity instruments | ||||||
reserved for those holders of stock options of | ||||||
Orange S.A. that have signed a liquidity contract with | ||||||
the Company. | ||||||
For | 18. Overall limit authorizations | Issuer | For | |||
For | 19. Delegation of authority to the BOD to issue | Issuer | For | |||
securities giving access to the allocation of debt | ||||||
securities. | ||||||
For | 20. Delegation of authority to the BOD to increase the | Issuer | For | |||
Companys captial by capitalization of reserves, | ||||||
profits or premiums. | ||||||
For | 21. Delegation of authority to the BOD to proceed | Issuer | For | |||
with capital increases reserved for members of | ||||||
savingss plans. | ||||||
For | 22. Authorization to the BOD to reduce the shs capital | Issuer | For | |||
through the cancellation of shs. | ||||||
For | 23. Powers for formalities. | Issuer | For | |||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Taiwan Semi. | 6/9/2011 | 874 039 100 | TSM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Accept 2010 business report and fincl statements | Issuer | For | |||
For | 3. Approve the prop. For distribution of '10 profits | Issuer | For | |||
For | 4. Revise internal rules: | Issuer | For | |||
a) procedures for lending funds to other parties | ||||||
b) procedures for endorsement and guarantee | ||||||
For | 5. Approve the transfer of solar business and solid | Issuer | For | |||
state lighting business into two new TSMC wholly | ||||||
owned companies respectively, and to further approve | ||||||
the solar business transfer plan and solid state | ||||||
lighting business transfer plan. | ||||||
Hennessy Cornerstone Value | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Vodafone Group | 7/26/2011 | 928 57W 209 | VOD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Receive accounts and reports of directors year | Issuer | For | |||
ended 3/31/2011 | ||||||
For | 2-15. Directors | Issuer | For | |||
For | 16. Approe a final dividend of 6.05 p/s | Issuer | For | |||
For | 17. Approve remuneration report of board | Issuer | For | |||
For | 18. Re-appoint Deloitte & Touche | Issuer | For | |||
For | 19. Authorise audit committee to determine | Issuer | For | |||
remuneration of the auditor | ||||||
For | 20. To authorise the directors to allot shs | Issuer | For | |||
For | 21. Authorise the directors to dis-apply pre-emption | Issuer | For | |||
rights | ||||||
For | 22. Authorise purchase of its own shs | Issuer | For | |||
For | 23. Authorise the calling of a general meeting other | Issuer | For | |||
than an annual gen'l meeting on not less than 14 | ||||||
clear days notice. |
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Computer Sciences | 8/9/2010 | 205 363 104 | CSC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approvals: | Issuer | For | |||
to restate Articles of Inc. to eilminate | ||||||
cumulative voting | ||||||
For | 3. to implement majority voting for uncontested elelctions of directors | Issuer | For | |||
For | 4. 2010 ono-employee director incentive plan | Issuer | For | |||
For | 5. Rat the appt. of ind auditors. | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Darden Restaurant | 9/14/2010 | 237 194 105 | DRI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approe the amended 2002 stk | Issuer | For | |||
incentive plan. | ||||||
For | 3. To rat. Appt. KPMG | Issuer | For | |||
For | 4. To transact such other business. | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Del Monte Foods | 9/23/2010 | 245 22P 103 | DLM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | ||||
For | 2. Approve the amended and restated | Issuer | For | |||
certificate of incorporation to eliminate | For | |||||
super majority | ||||||
For | 3. To rat appt. KPMG | Issuer | ||||
For | ||||||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Coca-Cola Enter. | 10/1/2010 | 191 219 104 | CCE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. The prop to adopt the business | Issuer | For | |||
separation and merger agreement | ||||||
For | 2. Pop to adjourn the meeting. | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Americredit | 9/29/2010 | 030 60R 101 | ACF | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Prop to adopt and approve the agreement and plan | Issuer | For | |||
of merger. | ||||||
For | 2. The prop to approve the adjournment of the | Issuer | For | |||
special meeting. | ||||||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Broadridge Fincl | 11/17/2010 | 111 33T 103 | BR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Approve an amendment 2007 | Issuer | For | |||
omnibus award plan. | ||||||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Lancaster Colony | 11/15/2010 | 513 847 103 | LANC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Approve amended 2005 stock plan. | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Family Dollar Store | 1/20/2011 | 307 000 109 | FDO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Appvl of perf measures for perf based | Issuer | For | |||
awards 2006 incentive plan | ||||||
For | 3. Rat Pricewaterhousecoopers | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Arvinmeritor, Inc. | 1/20/2011 | 043 353 101 | ARM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Aprvl of Deloitte & Touche | Issuer | For | |||
For | 3. Appvl of amend./restate. Of l/t | Issuer | For | |||
Incentive plan | ||||||
For | 4. Appvl of articles of inc. name chge/Meritor, Inc. | Issuer | For | |||
For | 5. To transact such other business as may come before the meeting. | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
The Toro Comp. | 3/15/2011 | 891 092 108 | TTC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Adv. Vote on executive compensation | Issuer | For | |||
For | 4. Adv. Vote on the frequency of an executive ocmp adv. Vote | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Jo-Ann Stores, Inc. | 3/18/2011 | 477 58P 307 | JAS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Adopt the agreement and plan of merger | Issuer | For | |||
For | 2. Adjourn the special meeting | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Tractor Supply | 4/28/2011 | 892 356 106 | TSCO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. To increase the authorized number of shs of stock | Issuer | For | |||
For | 3. An advisory vote on exe. Comp | Issuer | For | |||
1 year | 4. Fregquency of shrhldr vote on exe comp | Issuer | 1 year | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Borgwarner Inc. | 4/27/2011 | 099 724 106 | BWA | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Pricewaterhousecooopers | Issuer | For | |||
For | 3. Advisory vote on exe. Comp | Issuer | For | |||
3 years | 4. Frequency of vote on exe. Comp. | Issuer | 3 years | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Lexmark Intl | 4/28/2011 | 529 771 107 | LXK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat PricewaterhouseCoopers | Issuer | For | |||
For | 3. Approval of exe. Comp. | Issuer | For | |||
1 year | 4 Frequency of votes on exe. Comp. | Issuer | 1 year | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Rockwood Hldgs | 5/6/2011 | 774 415 103 | ROC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Approve the comp paid to exe officers | Issuer | For | |||
3 years | 4. Frequency of vote on exe officers comp. | Issuer | 3 years | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Polyone Corp | 5/11/2011 | 73179P106 | POL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve the resolution on exe. Officer comp | Issuer | For | |||
1 year | 3. Frequency on voting for exe. Officer comp | Issuer | For | |||
For | 4. Rat Ernst & Young | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Williams-Sonoma | 5/25/2011 | 969 904 101 | WSM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Our reincorpoatin from California to Delaware | Issuer | For | |||
For | 3. Amendment of the Williams Sonoma 2011 l/t | Issuer | For | |||
incentive plan. | ||||||
For | 4. anAdv. Vote on exe. Compensation | Issuer | For | |||
1 year | 5. Frequency of vote for executive compensation | Issuer | For | |||
For | 6. Rat. Deloitte & Touche | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Tenneco, Inc. | 5/18/2011 | 880 349 105 | TEN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve PricewaterhouseCoopers | Issuer | For | |||
For | 3. Approve executive comp | Issuer | For | |||
1 year | 4. Frequency of votes for executive comp. | Issuer | 1 year | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Jones Lang Lasalle | 5/18/2011 | 480 20Q 107 | JLL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve executive compensation | Issuer | For | |||
1 year | 3. Frequency of votes for executive compensation | Issuer | For | |||
For | 4. Amending the articles of incorporation to permit | Issuer | For | |||
the holders of 30% of shares to call a special mtg. | ||||||
For | 5. Rat. KPMG | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Autoliv, Inc. | 5/10/2011 | 052 800 109 | ALV | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Adv. On 2010 executive compensation | Issuer | For | |||
3 years | 3. Frequency of vote on executive compensation | Issuer | For | |||
For | 4. Approval of ind. Auditors | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Magellan Health | 5/18/2011 | 559 079 207 | MGLN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve compensation for executive | Issuer | For | |||
3 years | 3. Frequency of votes on executive compensation | Issuer | For | |||
For | 4. Approve the 2011 mgmnt incentive plan | Issuer | For | |||
For | 5. Approve 2011 employee stock purchase plan | Issuer | For | |||
For | 6. Rat Ernst & Young | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Valassis Comm. | 5/5/2011 | 918 866 104 | VCI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approval to the amendment of 2008 omnibus | Issuer | For | |||
incentive comp. plan | ||||||
For | 3. Approve the compensation of executives | Issuer | For | |||
3 years | 4. Frequency of voting for executive compensation | Issuer | For | |||
For | 5. Rat Deloitte & Touche | Issuer | For | |||
For | 6. Approve adjournment of the annual meeting | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Amerigroup Corp. | 5/12/2011 | 030 73T 102 | AGP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Approve the compensation for executives | Issuer | For | |||
1 year | 4. Frequency of votes on executive compensation | Issuer | For | |||
For | 5. Approve the employee stock purchase plan | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Wyndham Worldwide | 5/12/2011 | 983 10W 108 | WYN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on executive compensaton | Issuer | For | |||
1 year | 3. Frequency of voting on executive compensation | Issuer | 1 year | |||
For | 4. Rat Deloitte & Touche | Issuer | For | |||
Against | 5. Elimination of the classified board | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Ferro Corporation | 4/29/2011 | 315 405 100 | FOE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Approval of compensaton of executives | Issuer | For | |||
1 year | 4. Frequency of voting for exe. Compensation | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Healthspring, Inc. | 5/26/2011 | 42224N101 | HS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Vote on executive compensation | Issuer | For | |||
1 year | 4. Frequency of voting on exe. Compensation | Issuer | 1 year | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
HSN, Incorp. | 5/17/2011 | 404303109 | HSNI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Approval of executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Advance Auto Parts | 5/17/2011 | 007 51Y 106 | AMD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Approve the executive compensation | Issuer | For | |||
1 years | 3. Frequency of voting for executive compensation | Issuer | For | |||
For | 4. Rat Deloitte & Touche | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Complete Prod. | 5/25/2011 | 204 53E 109 | CPX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Grant Thronton | Issuer | For | |||
For | 3. Compensation for executive | Issuer | For | |||
1 year | 4. Frequency of voting on executive compensation | Issuer | For | |||
Hennnessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
TRW Automotive | 5/18/2011 | 872 64S 106 | TRW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compensation | Issuer | 3 years | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
United Continental | 6/8/2011 | 910 047 109 | UAL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat independent reg. public accounting firm | Issuer | For | |||
For | 3. Adivosry resolution on compensation of executive officers | Issuer | For | |||
1 year | 4. Frequency of voting on executive compensation | Issuer | 1 year | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Ulta Salon Cosmetics | 6/2/2011 | 903 84S 303 | ULTA | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Ernst & Young | Issuer | For | |||
For | 3. Advisory vote on executive compensation | Issuer | For | |||
3 years | 4. Frequency of voting on executive compenstion | Issuer | 3 years | |||
For | 5. Approval of 2011 incentive award plan. | Issuer | For | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
U S Airways Group | 6/9/2011 | 903 41W 108 | LCC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat KPMG | Issuer | For | |||
For | 3. Approve the 2011 incentive award plan | Issuer | For | |||
For | 4. Advisory vote on compensation of executive officers | Issuer | For | |||
1 year | 5. Frequency of voting on executive compensation | Issuer | 1 year | |||
Against | 6. Proposal relatin gto cumulative voting | shareholder | Against | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
The Lubrizol | 6/9/2011 | 549 271 104 | LZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Adoption of the agreement and plan of merger | Issuer | For | |||
by and among Berkshire Hathaway, Ohio Merger | ||||||
su, Inc., and the Lubrizol Corp. | ||||||
For | 2. Any proposal to adjourn or postpone the special | Issuer | For | |||
meeting, to permit further solicitation of proxies if | ||||||
there are not sufficient votes at the time of the | ||||||
special meeting to adopt the merger agreemnent. | ||||||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Crocs, Incorp. | 6/28/2011 | 227 046 109 | CROX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Rat Deloitte & Touche | Issuer | For | |||
For | 3. Approval of amended/restated 2007 equity incentive plan | Issuer | For | |||
For | 4. Adivosry vote on comensation of executive officers. | Issuer | For | |||
3 years | 5. Frequency of voting on executive compensation | Issuer | 3 year | |||
Hennessy Focus 30 | ||||||
Period: | 7/1/10 to 6/30/11 | |||||
Company Name | Meeting Date | Cusip | Ticker | For/Against Mgmnt | ||
Dollar Tree, Inc. | 6/16/2011 | 256 746 108 | DLTR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
For | 1. Directors | Issuer | For | |||
For | 2. Advisory vote on compensation of executive officers | Issuer | For | |||
3 year | 3. Frequency of voting on executive compensation | Issuer | 3 years | |||
For | 4. Approve the monibus incentive plan | Issuer | For | |||
For | 5. Rat. KPMG | Issuer | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Chief Executive Officer
Date August 8 , 2011