UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
Hennessy Mutual Funds, Inc.
(Exact name of registrant as specified in charter)
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Address of principal executive offices) (Zip code)
Neil J. Hennessy
7250 Redwood Blvd., Suite 200
Novato, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: June 30, 2008
Item 1. Proxy Voting Record.
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Lear Corporation | 7/12/2007 | LEA | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/stockholder | ||||
2. Approve adjounment or postponement of | ||||||
2007 annual meeing of stkhldrs. | ||||||
3. Approve an amendmen to restate | ||||||
certifcate of inc. | ||||||
4. rat. Ernst & Young | ||||||
5. Stkhldr prop: | ||||||
re a majority vote standard | ||||||
re global human rights | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Spartan Stores Inc. | 8/15/2007 | 846822104 | SPTN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat selection of Deloitte & Touche | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Quanta Services | 8/30/2007 | 74762 E 102 | PWR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approval of issuance of shares | issuer | ||||
2. Approval adjounments of the special | ||||||
meeting. | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Chaparral Steel Co. | 9/12/2007 | 159423102 | CHAP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Adopt the agreement an dplan of merger | issuer | ||||
with Gerdau ameristeel Corp. | ||||||
2. Approve the adj. Of the special meeting | ||||||
of stkholders | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Jack In The Box | 9/2/2007 | 466367109 | JBX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Amendment of restated certificate of inc. | issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
FTD Group Inc. | 11/14/2007 | 30267U108 | FTD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat of appt. of Ernst & Young | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Robbins & Myers Inc | 1/9/2008 | 770196103 | RBN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Amendment to sr. sec. Annual cash | ||||||
bonus. | ||||||
3. Apprvl of Ernst & Young | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Rock-Tenn Co. | 1/25/2008 | 772739207 | RKT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt of Ernst & Young | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Ingles Markets Inc. | 2/12/2008 | 457030104 | IMKTA | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Charlotte Russe Hld | 2/13/2008 | 161048103 | CHIC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of ex perf based incent. Plan | ||||||
3. Rat of ind. Auditors | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Infineon Technology | 2/14/2008 | 45662N103 | IFX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 2. Apprvl of mgmnt board | issuer | ||||
3. Apprvl of acts of the supervisory board | ||||||
4. Appointment of auditor | ||||||
5. Purchase and use of own shares | ||||||
6. Convertible bonds/conditional capital 08 | ||||||
7. Bonds/Conditional | ||||||
8. Didvidend in Kin | ||||||
9A. Passing of supervisory board resolutions | ||||||
9B. Remuneration for committee members | ||||||
9C. Proxy for annual general meeting | ||||||
9D. Annual Financial Statements | ||||||
10 Approval of a domination and prft / loss | ||||||
transfer agreement | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Jack in the Box Inc. | 2/15/2008 | 466367109 | JBx | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. KPMG ind reg. Pub. a/c's. | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Markwest Hydrocarbon | 2/21/2008 | 570762104 | MWP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Apprvl and adoption of cert. Of incorpation | issuer | ||||
2. Apprvl and adoption of plan of redemption and | ||||||
merger. | ||||||
3. Apprvl of the adjournment or postponements | ||||||
of the special meeting of stkholders. | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Copano Energy | 3/13/2008 | 217202100 | CPNO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Apprve prop. Chge to terms of our class E units | issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Pepsiamerica | 4/24/2008 | 71343P200 | PAS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. of ind. Pub a/c'tants | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
R W E AG | 4/17/2008 | 74975 E303 | RWEOY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Appropriation of distributable profit | issuer | ||||
2. Approval of the acts of the exe. Board | ||||||
for fiscal 2007 | ||||||
3. Approval of the acts of the supervisory | ||||||
board for fical 2007 | ||||||
4. Apptmnt of auditors for 2008 | ||||||
5. Authorization to implement share buyback | ||||||
6. Authorizatin to implement share buyback by | ||||||
means of derivatives. | ||||||
7. Formation of authorised capital and intro | ||||||
of a new ariticle 4, paragraph (2). | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Fairfax Financial | 4/16/2008 | 303901102 | FFH | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Appointment of auditors | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
L-3 Communications | 4/29/2008 | 502424104 | LLL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Aproval of 2008 directos stk incentive plan | ||||||
3. Apprvl of 2008 long term perf plan | ||||||
4. Rat appt. Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Teledyne Technologies | 4/23/2008 | 879360105 | TDY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of inc. 2008 incentive award plan | ||||||
3. Rat appt. of ind. Reg pub a/c firm | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Humana Incorporation | 4/24/2008 | 14627900 | HUM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of co. exe. Mngment incentive plan | ||||||
3. Rat appt of Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Fresh Del Monte | 4/30/2008 | G36738105 | FDP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of co. fincl statemnts for 2007 | ||||||
3. Apprvl of Ernst & Youngs | ||||||
4. Apprvl of 6th amendment of incentive plan | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Basf SE ADR | 4/24/2008 | 55262505 | BASF | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | Adoption on the following: | issuer | ||||
resolution on the appropriation of profit | ||||||
resolution giving formal aproval of actions | ||||||
of the member of the superviroy board | ||||||
resolution giving formal approval to the actions | ||||||
of the members of the board of executive dir. | ||||||
resolution of th enew division of the share capital | ||||||
share split and amendment of the articles of | ||||||
association resolutions on the amendments of | ||||||
articles of association: Article 14, para 2. | ||||||
resolutions on the amement of ariticles of | ||||||
associatoin: amendment of art. 17 para 1 | ||||||
2 Election of an auditor for the fincl year 2008 | ||||||
3. Authorization to buy back shares | ||||||
�� | 4. Approvl of control and profit and loss | |||||
transfr agrrements: BAST Beteiligungsgesellschaft MBH | ||||||
5. Apprvl of control and profit and loss transfer agreements: | ||||||
agreement with BASF Bank GMBH | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Agco Corporation | 4/24/2008 | 1084102 | AG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of mgmnt incentive plan | ||||||
3. Apprl rat KPMG | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Cigna Corporation | 4/23/2008 | 125509109 | CI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt of Pricewaterhouse cooper | ||||||
3. Apprvl of amendment of ariticle 4th | ||||||
4. Apprvl of amendment of article 5h | ||||||
5. Appvl of amendment of article 10th | ||||||
Name of Fund: | Hennessy Cornerstone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Enbridge Inc. | 5/7/2008 | 29250N105 | ENB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Appt. Pricewaterhousecoopers | ||||||
3. Amendments to the shrhldr rites plan | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Alpha Natural Res. | 5/14/2008 | 02076X102 | ANR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Aprve maendment of 2005 l/t incentive pl. | ||||||
3. Approv 2008 annual incentive bonus plan | ||||||
4. Rat appt. KPMG | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Rehabcare Group | 4/29/2008 | 759148109 | RHB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. of KPMG | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Steel Dynamics | 5/22/2008 | 858119100 | STLD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat. Ernst & Young | ||||||
3. Approve 2008 exe incentive comp plan | ||||||
4. Approve articles of incorporation | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Chicago Bridge & Iron | 5/8/2008 | 167250109 | STLD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. To auth. Preparation of annual a/cs and annual | ||||||
reports | ||||||
3. Discharge members of mgmnt board from liability | ||||||
4. Discharge members of Sup board from liability | ||||||
5. Approve the final dividend 12/31/2007 | ||||||
6. approve the extension of auth. Of mgmnt bd. | ||||||
7. Appoint Ernst & Young | ||||||
8. Approve the amendment of articles of assoc. | ||||||
9. Approve the amendment of l/t incentive plan | ||||||
10. Approve extension of authority of sup board | ||||||
11. Approve comp of sup board | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
CBIZ Incorporated | 5/15/2008 | 124805102 | CBZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat KPMG | ||||||
3. Upon such other business as may properly | ||||||
come before said meeting, or any adjournment thereof. | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Molina Healthcare | 5/15/2008 | 60855R 100 | MOH | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Medco Health Sol. | 5/22/2008 | 58405U102 | MHS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Rat PricewaterhouseCoopers | ||||||
3. apprvl proposed amendment to co cert of | ||||||
incorp. To increase number of auth. Shs | ||||||
common stk. | ||||||
4. Shldr propL re executive comp. | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Aon Corporation | 5/16/2008 | 37389103 | AOC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Massey Energy | 5/13/2008 | 576206106 | MEE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Rat Ernst & Young | ||||||
3. Stkhldr prop: | ||||||
re political contribution reports | ||||||
re a climate change report | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Bunge Limited | 5/23/2008 | G16962105 | BG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. To appoint Deloitte & Touche | ||||||
3. To increase number of ocmmons shs | ||||||
4. To I ncrease the number of pref. Shs | ||||||
5. To amend buy-laws | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Northwest Natural | 5/22/2008 | 667655104 | NWN | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Aprvl of empl. Stk pur. Plan | ||||||
3. Aprvl of amendment to art. III of art. Of inc. | ||||||
4. Rat appt. of PricewaterhouseCoopers | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
The Pepsi Bottling | 5/28/2008 | 713409100 | PBG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of restate cert. Of incorporation | ||||||
3. Apprvl of 2004 l/t incentive plan | ||||||
4. Rat of Deloitte & Touche | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Assurant, Inc. | 5/15/2008 | 04621X108 | AIZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Appt PricewaterhouseCoopers | ||||||
3. Apprvl exe. s/t incentive plan | ||||||
4. Apprvl l/t equity incentive plan | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Flowserve Corp | 5/30/2008 | 34354P105 | FIS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat PricwaterhouseCoopers | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Aetna Incorporated | 5/30/2008 | 00817Y108 | AET | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Approval of ind. Reg pub a/cing firm | ||||||
Shrhldr props: | ||||||
on cumulative voting | ||||||
on nominating a retired Aetna Exe. To the board. | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Express Scripts | 5/28/2008 | 302182100 | ESRX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl to inc. th enumber of authorized shs | ||||||
of common stk | ||||||
3. Arrvl of inc in number of shs for employee stk | ||||||
purchase plan | ||||||
4. Rat. Princwaterhouse Coopers | ||||||
5. Upon such other matters that may properly | ||||||
come before the meeing. | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Alliance Imaging Inc. | 5/23/2008 | 18606202 | AIQ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of restated 1999 eq. Plan for employees | ||||||
3. Rat Deloitte & Touche | ||||||
4. Apprvl and rat indemnification agreement for | ||||||
directors and officers. | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Sun Healthcare Grp | 6/6/2008 | 866933401 | SUNH | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat PricewaterhouseCoopers | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Total S.A | 5/16/2008 | 14627900 | TOT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Resolutions for the Ordinary Genl meeting | issuer | ||||
resolution 1 through 12 | ||||||
2. Resolutions for extraordinary genl meeting | ||||||
resoulutions 13 to 17 | ||||||
3. Resolution A | ||||||
4. Resolution B | ||||||
5. Resolution C | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Constellation Energy | 7/18/2008 | 210371100 | CEG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat PricewaterhouseCoopers | ||||||
3. Apprvl of a charter amendment to inc number | ||||||
of commont stock | ||||||
Name of Fund: | Hennessy Cornestone Growth | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
LSB Industries | 6/5/2008 | 502160104 | LXU | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
3. Approvl of the 2008 incentive stk plan. | ||||||
Hennessy Cornestone Growth | ||||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Sony Corp. | 6/20/2008 | 835699307 | SNE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. To issue stock acquistion rights for the purpose | ||||||
granting stock options | ||||||
3. To amend the articles of inc. | ||||||
Hennessy Cornestone Growth | ||||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
AZZ Incorporated | 7/8/2008 | 2474104 | AZZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprvl of l/t incentive plan 2005 | ||||||
3. Approval adoption of emp. Stock pur. Plan | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
PSS World Medical | 8/21/2007 | 69366A100 | PSSI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Jack in The Box | 9/21/2007 | 466367109 | JBX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Amendment of restated cert. Of inc. | issuer | ||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Emcor Group | 9/18/2007 | 29084Q100 | EME | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approval of amendment to the restated | issuer | ||||
certificazte of inc. | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Watson Wyatt WW | 11/16/2007 | 942712100 | WW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Deloitte & Touche ind reg pub | ||||||
a/cs' | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Hewitt Associates | 1/30/2008 | 42822Q100 | HEW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Amended and restated global stk | ||||||
and incentive comp plan. | ||||||
3. Ernst & Young as ind pub accountants | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Schnitzer Stel Industries | 1/30/2008 | 806882106 | SChn | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
OshkoshTruck Corp | 2/5/2008 | 688239201 | OSK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. estated articles of incorporation | ||||||
3. Rat of appt. of deloitte & touche | ||||||
4. Shareholder prop: to redeem or bring to shhldrs | ||||||
vote the companys sharhldr rights plan | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Esterline Technologies | 3/5/2008 | 297425100 | ESL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Amend Companys 2004 equ. Incentive | ||||||
plan | ||||||
3. Amend companys employee stock pur pl. | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Goodrich Corporation | 4/22/2008 | 382388106 | GR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. Ernst & Young | ||||||
3. Appr 2001 Eq. Com plan | ||||||
4. Appr 2008 Global empl stk pur plan | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Harsco Corporation | 4/22/2008 | 415864107 | HSC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt of Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Nalco Holding Com. | 5/2/2008 | 62985Q 101 | NLC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
The Lubrizol Corp | 4/28/2008 | 549271104 | LZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Conf appt Deloitte & Touche | ||||||
3. Shrhldr prop: | ||||||
re the necessary steps to cause the annual | ||||||
election of all directors | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Arrow Electronics | 5/2/2008 | 42735100 | ARW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt of Ernst & Young | ||||||
3. Prop to amend the 2004 omnibus inc plan. | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
SPX Corporation | 5/1/2008 | 784635104 | SPW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. Deloitte & Touche | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Brush Engineered Mat. | 5/7/2008 | 117421107 | BW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Alpha Natural Res. | 5/14/2008 | 02076X102 | ANR | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Aprve maendment of 2005 l/t incentive pl. | ||||||
3. Approv 2008 annual incentive bonus plan | ||||||
4. Rat appt. KPMG | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Tupperware Brands | 5/14/2008 | 899896104 | TUP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rate appt. of ind. Reg. Pub. a/c firm | ||||||
3. Prop to amend the co. restaed certificate of | ||||||
incorporation | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Barnes Group Inc. | 5/8/2008 | 67806109 | B | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Apprve purchase plan | ||||||
3. Rat Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Corn Products | 5/21/2008 | 219023108 | CPO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat KPMG | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Oil States Internl. | 5/15/2008 | 678026105 | OIS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
3. Apprvl of 2001 equity participation plan | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Oil States Internl. | 5/15/2008 | 678026105 | OIS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Warnaco Group | 5/14/2008 | 934390402 | WRNC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. A[[rpve 2005 sstk incentive plan. | ||||||
3. Approve the incentive comp plan. | ||||||
4. Rat Deloitte & Touche | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
URS Corporation | 5/22/2008 | 903236107 | URS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. To apprve to increase common stk | ||||||
3. Approve 2008 equity incentive plan | ||||||
4. Approve 2008 Employee stk puchsae plan | ||||||
5. Rat PricewaterhouseCoopers | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Flowserve Corp | 5/30/2008 | 34354P105 | FIS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat PricwaterhouseCoopers | ||||||
Name of Fund: | Hennessy Focus 30 | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Dicks Sporting Goods | 6/4/2008 | 253393102 | DKS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Deloitte & Touche | ||||||
3. Approve amended and restated 2002 | ||||||
stock and incentive plan. |
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
H.J. Heinz Co. | 8/15/2007 | 423074103 | HNZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat ind. Reg pub. a/c firm | ||||||
3. amend global stock purchase plan | ||||||
4. Approve perf. Metrics under incentive plan | ||||||
5. Amend company's by laws and articles | ||||||
of inc. | ||||||
6. Amend the co ariticle of inc. to reduce sharhldr | ||||||
vote. | ||||||
Amend aritcles of inc. to req a majority voting | ||||||
standard in the lection of directors. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Petrochina Co. | 8/10/2007 | PTR | ||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. That conditional upon the obtaining of approvals | issuer | ||||
from the CSRC and other relevatn regulatory | ||||||
authorities, the allotment and issue of a shares | ||||||
by the company in the PRC by way of pub. | ||||||
offering of new a shares and the following | ||||||
terms and conditions of the share issue be and are | ||||||
hereby approved. | ||||||
2. That the board and its attorney shall be and are | ||||||
authrized to deal with matters in relation to the a share | ||||||
issue and the listing of a shares including but | ||||||
not limited to the following. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Barclays PLC | 9/14/2007 | 06738 E204 | BCS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. To approve proposed merger | issuer | ||||
2. Approve the creation of preference shs. | ||||||
3. Renew the authority given to the directors to | ||||||
allot securities | ||||||
4. Renew the authorith given to the directors to allot | ||||||
equity securities for cash other than on a pro-rata | ||||||
basis to sharhldrs and to sell treasury shs. | ||||||
5. Renew the companys authority to purchase its own | ||||||
shares | ||||||
6. To cancel the share premium accoutnt. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Daimlershrysler | 10/4/2007 | D1668R123 | DCX | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Resolution 1 through 17 | issuer | ||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Diageo PLC | 10/16/2007 | 25243Q205 | DEO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Reports and accounts 2007 | issuer | ||||
2. Directors remuneration report 2007 | ||||||
3. Delaration of final dividend | ||||||
4. Re election of 3 directors | ||||||
5. Re appt and remuneration of auditor | ||||||
6. Authority to allot relevant securities | ||||||
7. Diapplication of pre emption rights | ||||||
8. Authority to purchase own ordinary shs | ||||||
9. Auth to make political donations | ||||||
10. Adotpion of Diageo PLC 2007 US Employee stk | ||||||
pur. Plan | ||||||
11. Amendments to the airticles of associ. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Lyondell Chemical | 11/20/2007 | 552078107 | LYO | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approv and adopt the plan of merger with Basell AF | issuer | ||||
2. Adjourn special meeting of shareholders | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Sasol Limited | 11/30/2007 | 803866300 | SSL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Re-elect directors | issuer | ||||
2. to replace memo an articles of association | ||||||
with english translation | ||||||
3. to insert a new article to allo the company | ||||||
communicate with sharhldrs by way of | ||||||
electronic media | ||||||
4. To authorize th edirectors to approve the | ||||||
purchase by the company | ||||||
5.Approve the rrevised annual emoluments | ||||||
payable by the company | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Enterprise Products | 1/29/2008 | 293792107 | EPD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approval of the terms of 2008 long term incentive | issuer | ||||
plan. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Carnival Corp. | 2/22/2008 | 143658300 | CCL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Re appoint Pricewaterhousecoopers | ||||||
3. Authorize the audit committee to agree to the | ||||||
renumeration of the ind auditors | ||||||
4. Rec. the a/cs and repts for the fincl year | ||||||
3nding 11/2007 | ||||||
5. Approve the directors remuneration report | ||||||
6. Approve limits on the the authority to allo | ||||||
shares | ||||||
7. approve the disapplication of pre-emption rights | ||||||
8. To approve general authority to buy back shs. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Gannett Co., Inc. | 4/30/2008 | 364730101 | GCI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. of Ernst & Young. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Kookmin Bank | 3/20/2008 | 50049M109 | KB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approval fincl statements for fiscal yr 2007 | issuer | ||||
2. Apprvl of amendment of articles of inc. | ||||||
3. Appvl appt of directors | ||||||
4. Apprvl of appt of member of audit committee | ||||||
5. Apprvl of aggregate remuneration limit for | ||||||
directors | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
U S Bancorp | 2/25/2008 | 902973304 | USB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1 Directors | issuer/shareholder | ||||
2. Rat Ernst & Young as ind auditor 2008 | ||||||
3. Shldr prop: annual rat. Of exe. Officer | ||||||
comp. | ||||||
4. Shldr prop: separate the roles of chairman | ||||||
and CEO. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Marshall & Ilsley | 4/22/2008 | 571837103 | MI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1 Directors | issuer/shareholder | ||||
2. Prop to appr 1994 l/t incentive plan | ||||||
3. Prop rat appt of Deloitte & Touche | ||||||
4. Shrhldr prop: req. BOD to amend Corp. | ||||||
art. Of inc. to provide maj. Election | ||||||
of directos in non contested elctions | ||||||
5. In their discretion, the proxies authorized to vote | ||||||
upon such other business as may properly come before | ||||||
the meeting. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
BP P.L.C. | 4/17/2008 | 55622104 | BP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1 Directors | issuer | ||||
2. Rec. directors annual report and accounts | ||||||
2. Approve the directors remuneration report | ||||||
3. Re-appt. Ernst & Young | ||||||
4. Resol. To adopt new articles of assoc. | ||||||
5. Resol. To give limited authorith for the | ||||||
purchase of its own shares by the co. | ||||||
6. To give limited authority to allot shares up to | ||||||
a specified amount. | ||||||
7. Resol. To give authority to allot limited number of | ||||||
shares for cash free of pre-emptive rights. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Wachovia Corp | 4/22/2008 | 929903102 | WB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1 Directors | issuer/stockholders | ||||
2. Rat appt. KPMG | ||||||
3. Stkhldr prop: regarding a non-binding | ||||||
stockholder vote rat executive comp | ||||||
4. Stkhldr prop: regarding reporting political | ||||||
contributions. | ||||||
5. Stockhldr prop: re the nonmination of directors | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Wells Fargo | 4/29/2008 | 949746101 | WFC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1 Directors | issuer/stockholders | ||||
2. Prop to rat appt KPMG | ||||||
3. Prop to approve the perf based comp policy | ||||||
4. Prop to approve the amended and | ||||||
restated l/t incentive comp. Plan. | ||||||
5. Prop re by-laws amendment to require an | ||||||
indep. Chairman | ||||||
6. Prop re an executive comp advisory vote. | ||||||
7. Prop re pay for superior perf comp plan | ||||||
8. Prop re human rights issues in invest. Policies | ||||||
9. Prop re a neutral sexual orientation employemnt | ||||||
policy | ||||||
10. Prop re a report on racial disparities in mortgage | ||||||
lending. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
National City | 4/29/2008 | 635405103 | NCC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1 Directors | issuer/shareholder | ||||
2. Rat appt. ind auditor 2008 | ||||||
3. Prop to approve an amendnt and restated 2002 | ||||||
employee stk purchase pl. | ||||||
4. Shldre prop: | ||||||
re an independent board chair | ||||||
re the company's director election process | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Regions Financial | 4/17/2008 | 7591 EP100 | RF | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat. Selection of ind reg publ a/cing firm | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Washington Mutual | 4/15/2008 | 939322103 | WM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
BB& T Corporation | 4/22/2008 | 54937107 | BBT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt of Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
ING Groep | 4/22/2008 | 456837103 | ING | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 2c. Annual account 2007 | issuer | ||||
3b Dividend for 2007 | ||||||
4b. Max number of skt options granted to Exe | ||||||
board member 2007 | ||||||
7a. Dischge of the exe bod in respect of th eduties | ||||||
perf. During 2007 | ||||||
8. Apptment Auditor | ||||||
9a./10e. Directors | ||||||
11. Amendment of the supervisory boad | ||||||
renumeration policy | ||||||
12. Authorisation to issue ordinary shs wi/wiout pref. | ||||||
rights | ||||||
13. Authorisation to acquire ordinary shs or depositary | ||||||
receipts for ordinary shares in the company's own | ||||||
capital | ||||||
14. Cancallation of ordinary shs which are held | ||||||
by the company. | ||||||
15b. Authorisation to acquirepref. A share | ||||||
15c. Cancallation of pref A shs which are held by | ||||||
company | ||||||
15d. Redemption and cancellation of preference A | ||||||
shs which are not held by the company. | ||||||
15e. Amendment of Articles of association. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Bank of America | 4/23/2008 | 60505104 | BAC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/stockholder | ||||
2. Rat of ind reg. Pub accounting firm 2008 | ||||||
3. Stkholder prop: | ||||||
stock options | ||||||
advisor vote on exec. Comp | ||||||
determination of CEO comp | ||||||
cumulative voting | ||||||
independend Board Chairman | ||||||
Special Shareholder mtings | ||||||
equator principles | ||||||
human rights | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Glaxosmithkline | 5/21/2008 | 37733W105 | GSK | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Re appointment of auditors | ||||||
3. Remuneration of auditors | ||||||
4. Authorise the company to make donations to | ||||||
EU political organisations | ||||||
5. Authority to allot shares | ||||||
6. Disapplication of pre-emption rights | ||||||
7. Authority for the company to purchase its own shares | ||||||
8. Adopt new articles of association | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
A T & T Corporation | 4/25/2008 | 00206R102 | T | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Rat of appt. of ind auditors | ||||||
3. Stkhldr prop: | ||||||
report on political contributions | ||||||
pension credit policy | ||||||
Lead independent director bylaw | ||||||
SERP policy | ||||||
Advisory vote on compensation | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
E. I. Du Pont De | 4/30/2008 | 263534109 | DD | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat ind reg pub accounting firm | ||||||
3. on plant closure | ||||||
4. on separation of positions of chair and ceo | ||||||
5. on global warming report | ||||||
6. on amendment to human rights policy | ||||||
7. on shareholder say on executive pay | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Bristo-Myers Sq. | 5/6/2008 | 110122108 | BMY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat of independent reg pub accounting firm | ||||||
3. executive cop disclosure | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
The PNC Fincl | 4/22/2008 | 693475105 | PNC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Cit Group Inc. | 5/6/2008 | 125581108 | CIT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat appt. Pricewaterhousecoopers | ||||||
3. Apprv amending the l/t incentive plan. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Pitney Bowes Inc. | 5/12/2008 | 724479100 | PBI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat of Pricewaterhousecoopers | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Hardinge Inc. | 5/6/2008 | 412324303 | HDNG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Prop to rat Ernst & Young | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
EMS Technologies | 5/2/2008 | 26873N108 | EMS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2.Rat KPMG | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Reynolds American | 5/6/2008 | 761713106 | RAI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat. KPMG | ||||||
Shldr prop: | ||||||
re human rights protocols for the com/suppliers | ||||||
re endorsement of health care principles | ||||||
re two cigarette approach to marketing | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Allied Irish Banks | 4/22/2008 | 19228402 | AIB | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Report and accounts | issuer | ||||
2. to declare the final dividend | ||||||
3. Directos | ||||||
4. authorise the directors to determine the | ||||||
remuneration of the auditor | ||||||
5. To renew authority for the co. to make market | ||||||
purchasese of the oc. Shs | ||||||
6. To set the price range for the off market reissue of | ||||||
treasury shs | ||||||
7. To renew the directors' authority to allot shs for | ||||||
cash on a non-premptive basis | ||||||
8. to authorise the co. to convey information by | ||||||
electronic means | ||||||
9. To amend articles of association | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Aegon N. V. | 4/23/2008 | 7924103 | AEG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approval of: | issuer | ||||
adoption of the annual a/cs 2007 | ||||||
of the final dividend 2007 | ||||||
to release the members of the supervisory | ||||||
board from liability for their duties | ||||||
to release the members of the executive board from | ||||||
liability for their duties. | ||||||
to appoint the ind auditor | ||||||
to cancel 99.769,902 common shs repo 2007 | ||||||
Various directors | ||||||
to authorize the executive board to issue common | ||||||
shs of the com. | ||||||
to authorize the executive board to restrict or exclude | ||||||
pre-emptive rights upon issuing common shs of the co. | ||||||
to authorize the executive board to issue common | ||||||
shs related to incentive plans. | ||||||
to authorize the executive board to acquire shs of | ||||||
the com. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Embarq Corporation | 5/1/2008 | 29078E 105 | EQ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Drectors | issuer/shareholder | ||||
2. Rat appt of KPMG | ||||||
3. approve the Embarq corp 2008 eq incentive plan | ||||||
4. approve the Embarq 2008 employee stk purchase | ||||||
5. approve the material terms of performance goals | ||||||
for qualified performance based comp. | ||||||
6. To consider a shlder prop seeking to require an | ||||||
advisory vote on comp. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Verizon Comm | 5/1/2008 | 92343V104 | VZ | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Drectors | issuer/shareholder | ||||
2. Rat appt ind. Reg pub a/c firm | ||||||
3. Eliminate stk options | ||||||
4. Gender identity nondisc. Policy | ||||||
5. Separate offices of Chairman and CEO | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
The Dow Chemical | 5/15/2008 | 260543103 | DOW | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Drectors | issuer/shareholder | ||||
2. Rat appt. of ind reg. | ||||||
3. Stkholder props: | ||||||
on chemicals w/links to respiratory problems | ||||||
on environmental remediation in the midland are | ||||||
on genetically engineered seed | ||||||
on a compensation plan | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Keycorp Comp. | 5/15/2008 | 493267108 | KEY | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Drectors | issuer | ||||
2. Amendment to code reg. To require the annual | ||||||
election of all directors | ||||||
3. Rat appt. of ind. Auditors | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Pinnacle Airlines | 5/15/2008 | 723443107 | PNCL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Prop to amend 2003 stk incentive plan. | ||||||
3. Rat Ernst & Young. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Owens-Illinois | 5/9/2008 | 690768403 | OI | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Rat Ernst & Young | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Barclays PLC | 4/24/2008 | 06738E 204 | BCS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. To receive the Directors and suditors reports | issuer | ||||
and accounts for 2007. | ||||||
2. To approve the Directors remuneration reports | ||||||
3. Directros reelection | ||||||
4.To reappoint PricewaterhouseCoopers | ||||||
5. To authorise the directors to set the remuneration | ||||||
6. To authorise the political donations and incur | ||||||
political expenditure. | ||||||
7. To renew the authority given to the directors | ||||||
to allot securities. | ||||||
8.To renew the authority give to the dirctors to allot | ||||||
securites. | ||||||
9. To renew the companys authority to purchase its | ||||||
own shares. | ||||||
10. To authorise the off market purchase of Staff | ||||||
shares | ||||||
11. To authorise the creation of preference shares. | ||||||
12. To adopt new aritcles of association. | ||||||
13. To approve the passing and implementation | ||||||
fo resolution 17 | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Lloyds TSB Group | 5/8/2008 | 539439109 | LYG | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Receivig the reports and accounts | issuer | ||||
2. Approval of directors remuneration report | ||||||
3. Re election of all directors | ||||||
4. Reappointment of the auditors | ||||||
5. Authority to set the remuneration of the auditors | ||||||
6. Directors authority to allot shares | ||||||
7. Directors power to issue shares for cash | ||||||
8. Authority for the company to purchsae its shares | ||||||
9.Amending the articles of associations. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Masco Corporation | 5/13/2008 | 574599106 | MAS | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directos | issuer | ||||
2. Rat Pricewaterhouse coopers | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
HSBC Holdings | 5/30/2008 | 404280406 | HBC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Reappoint auditor at remuneration | ||||||
3. To authorise the directors to allto shs | ||||||
4. To disapply pre-emtion rights | ||||||
5. To authroise the Company to purchase is own | ||||||
ordinary shs. | ||||||
6. To alter the Article of Association | ||||||
7. To alter the Articles of Assoc. with efect from | ||||||
10/1/2008 | ||||||
8. To amend the rules of HSBC shs plan. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Qwest Communiation | 5/22/2008 | 749121109 | Q | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/stockholder | ||||
2. Rat KPMG | ||||||
3/4. Stkhldr prop: | ||||||
re board seek stkhldr apprvl of certain future serverance | ||||||
agreements with senior executives | ||||||
re board establish a policy of separating the roles | ||||||
of Chairman and CEO whenever possible. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Deutsche Telekom | 5/15/2008 | 251566105 | DT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Draft resol. For shrholder meeting. | issuer | ||||
2. Resol on the appropriation of net income | ||||||
3. Resol. On the apprvl of actions of the memebers | ||||||
of the board of management for 2007 fincl year | ||||||
4. Resol. On apprvl of the actions of the memebers | ||||||
of the supervisory board for the 2007 fincl year | ||||||
5. Resol appt of ind auditor | ||||||
6. Resol authrizing the corp. to purchase and use | ||||||
treasury shs | ||||||
7. Election of supervisory board member | ||||||
8. Election of supervisory board member | ||||||
9. Resol on the apprvl of the ocntrol and prft and loss | ||||||
transfer agreement the following: | ||||||
Lambda Telekommunikationshdiensete | ||||||
Omikron Telek. | ||||||
Theta Telek. | ||||||
Eta Telekom. | ||||||
Espilion Telek | ||||||
Omega Telek | ||||||
Sigma Telek | ||||||
Kappa Telek | ||||||
10. Resol on the amendment to sentence 2 of the | ||||||
articles of incorporation. | ||||||
Name of Fund: | Hennessy Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
France Telecom | 5/27/2008 | 35177Q105 | FTE | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Resol. Apprvl of stat, fincl statements for | issuer | ||||
2007 | ||||||
2. Apprvl of consolidated financial statements for | ||||||
2007 | ||||||
3. Allocation of the income for the fincl year 2007 | ||||||
4. Apprvl of the agreements referred to in Art. L | ||||||
5. Apprvl of the various directors | ||||||
6. Directors fees allocated to the board | ||||||
7. Amendment of Article 13 of the by-laws | ||||||
8. Various delegatoin of powers to the board: | ||||||
to issue shares | ||||||
to proceed with the issuance | ||||||
to proceed with capital increases | ||||||
9. Authorization to the board to reduce the | ||||||
share capital through the cancellation of | ||||||
ordinary shs. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
General Motors | 6/3/2008 | 370442105 | GM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Rat. Of Deloitte & Touche | ||||||
Stkhldr Prop: | ||||||
disclosre of political contributions | ||||||
disclosure of political contributions | ||||||
healthcare reform principles | ||||||
stokhldr advisory vote on exe. Comp | ||||||
greenhouse gas emissions | ||||||
cumulative voting | ||||||
special stkhld meetings | ||||||
perf based equity comp | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Mattel, Inc. | 5/29/2008 | 577081102 | MAT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. Rat PricewaterhouseCoopers | ||||||
3. Stkhldr prop re certain reports by the BOD | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
SASOL Limited | 5/16/2008 | 803866300 | SSL | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Various proposed resolutions | issuer/shareholder | ||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Southern Copper | 5/28/2008 | 84265V105 | PCU | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Approve amended and restated certs. Of | ||||||
common stock increase | ||||||
3. Rat PricewaterhouseCoopers | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Taiwan Semiconductor | 6/13/2008 | 874039100 | TSM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer | ||||
2. Approve the prop for dist. Of 2007 profits | ||||||
3. To apprve the cap. Of 2007 dividends, 2007 | ||||||
employee pft. Shrg, and capital surplus. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Washington Mutual | 6/24/2008 | 939322103 | WM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Company proposal to approve an amendment to | issuer | ||||
the amended and restate articles of incorp. To inc. | ||||||
the number of authorized shares of common. | ||||||
2. Company porp to approve the conversion of the series | ||||||
S and series T preferred stock into common stock | ||||||
and the exercise of warrants to purchase common | ||||||
stock. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Countrywide Fincl | 6/25/2008 | 222372104 | CFC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. To approve and adopt the agreement and plan of | issuer | ||||
merger. | ||||||
2. To approve the adjournment of the special meeting | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Chunghwa Telecom | 6/19/2008 | 17133Q304 | CHT | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. To accept 2007 business report and fincl statements | issuer | ||||
2. To approve the proposal fro distribution of | ||||||
2007 earnings. | ||||||
3. To revise the articles of inc. | ||||||
4. To approve the pop for issuance of new shares | ||||||
5. To revise the procedures for acquisitions or disposal of | ||||||
assets. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Fairpoint communications | 6/18/2008 | 305560104 | FRP | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Directors | issuer/shareholder | ||||
2. To rat. Appt of Ernst & Young | ||||||
3. To approve the l/t incentive plan | ||||||
4. To approve the 2008 annual incentive plan. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Countrywide Financial | 6/25/2008 | 222372104 | CFC | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Approve and adopt the agreement and merger plans | issuer | ||||
2. To approve adjournment of special meeting. | ||||||
Name of Fund: | Hennessy Cornerstone Value | |||||
Period: | 6/30/07 to 7/1/08 | |||||
Company Name | Meeting Date | Cusip | Ticker | |||
Washington Mutual | 6/24/2008 | 939322103 | WM | |||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | |||
Director's recommendations | 1. Restated articles of incorp. To inc. common stk. | issuer | ||||
2. To approve conversion of ser. S and T pref stk | ||||||
into common | ||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/ Neil J. Hennessy
Neil J. Hennessy
Chief Executive Officer
Date 7/18/08