UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number (811-07695)
THE HENNESSY MUTUAL FUNDS, INC.
(Exact name of registrant as specified in charter)
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Address of principal executive offices) (Zip code)
NEIL J. HENNESSY
7250 REDWOOD BLVD, SUITE 200
NOVATO, CA 94945
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-966-4354
Date of fiscal year end: October 31
Date of reporting period: June 30, 2007
Item 1. Proxy Voting Record.
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
AAR Corporation | 10/18/2006 | 361105 | AIR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat KPMG as ind reg pub a/cs 2007 | |||||
3. Apprvl perf goals under sec. 162M | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Palm Incorporation | 10/5/2006 | 696643105 | PALM | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Prop rat appt Deloitte & Touch Ind. Pub | |||||
auditors 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JLG Industries | 11/16/2006 | 466210101 | JLG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat appt Ernst & Young ind. Auditor for | |||||
ensuing year. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Dress Barn | 11/29/2006 | 261570105 | DBRN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Such other business as may proprly come | |||||
before the meeting or any adjournment | |||||
thereof. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JLB Industries | 12/4/2006 | 466210101 | JLG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Adopt agreement and plan of merger | Issuer | ||||
2. Apprve a pop to adjourn the special | |||||
meeting | |||||
3. With respect to the use of their discretion in | |||||
such other business as may come before the | |||||
meeting or any adjournments thereof. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Aleris International | 12/14/2006 | 14477103 | ARS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Apprvl and adoption of agreemnt/merger | Issuer | ||||
Aurora acquistion. | |||||
2. Apprvl of adjournament of special | |||||
meeting of plan merger | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Plexus Corp. | 1/22/2007 | 729132100 | PLXS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat. Of Pricewaterhousecoopers ind | |||||
auditors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 6/30/06 to 7/1/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Western Digital Corp | 2/6/2007 | 958102105 | WDC | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat. Appt. KPMG as ind reg pub. a/c for '07 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Beacon Roofing Supply | 2/28/2007 | 73685109 | BECN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Giant Industries | 2/27/2006 | 374508109 | GI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Adopt agreemnt of merger dtd 8/26/06 | Issuer | ||||
2. Act upon such other business. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Volt Information Sciences | 4/5/2007 | 928703107 | VOL | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Prop to rat. Ernst & Young as ind pub. | |||||
a/cing firm 2007 | |||||
3. Prop apprv the adoption by BOD | |||||
incentive stk plan. | |||||
4.Amendment of co. cert. Of inc. to inc. | |||||
the number of authorized shs of common | |||||
stock | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Marathon Oil | 4/25/2007 | 565849106 | MRO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | issuer | ||||
2. Rat Pricewaterhousecoopers | |||||
3. Apprvl of 2007 inc. comp plan | |||||
4. Amend restated cert. Of inc. | |||||
5. Amend restate cert of inc to increase | |||||
the number of authorized shares of stock | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Convergys Corp. | 4/17/2007 | 212485106 | CVG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | issuer | ||||
2. Rat ind accountants | |||||
3. Approve annual exe incentive plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sherwin Williams | 4/18/2007 | 824348106 | SHW | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | issuer | ||||
2. Apprvl 2007 exe perf bonus plan | |||||
3. Rat. Appt ind reg pub a/t ing firm. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Frontier Oil | 4/24/2007 | 35914P105 | FTO | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | issuer | ||||
2. Rat appt. Deloitte & Touche | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lan Airlines | 4/5/2007 | 501723100 | LAN | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Apprvl oa annual report | issuer | ||||
2. Apprvl of distributon of a dividend | |||||
3. Agreement on the remuneration of the | |||||
Board for 2007, directors' committee and budget 2007 | |||||
4. Designation of external auditors | |||||
5. Information re the cost of processing | |||||
printing and distributing the info | |||||
6. Know matters of interest | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Odyssey Re Holdings | 4/25/2007 | 67612W108 | ORH | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | issuer | ||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The GEO Grp. Inc. | 5/1/2007 | 36159R103 | GEO | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat Gran Thornton pub a/c's | |||||
3. Apprve 2006 stock incentive plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
General Cable Corp | 5/1/2007 | 36159R103 | GEO | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
CF Industries | 5/9/2007 | 125269100 | CF | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat KPMG for 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Manitowoc Co. | 5/1/2007 | 563571108 | MTW | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprvl of s/t incentive plan 2007 | |||||
3. Rat Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Innospec Inc. | 5/8/2007 | 45768S105 | IOSP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Blockbuster Inc. | 5/9/2007 | 93679108 | BBI | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Amend cert. Of inc. | |||||
3. Rat Pricewaterhousecoopers 2007 | |||||
4. Annual adv. Resolution | |||||
5. Mandatroy conv. Of Class B common stk | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Steel Dynamics | 5/17/2007 | 858119100 | STLD | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprvl of Ernst & Young 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Belden CDT Inc. | 5/24/2007 | 77454106 | BDC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprv perf. Goals for perf. Based awards. | |||||
3. Appve perf. Goals for awards made under | |||||
the companys annual cash incentive plan. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Amerigroup Corp | 5/10/2007 | 03073T102 | AGP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. appvl corp. 2007 cash incentive plan | |||||
3. Rat. KPMG 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
US Airways Group | 5/15/2007 | 90341W108 | LCC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Rat KPMG 2007 | |||||
3. Stkhldr prop: re to disclosure of political | |||||
contributions. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Big Lots, Inc. | 5/31/2007 | 89302103 | BIG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat Deloitte & Touche 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
AK Steel Holding | 5/24/2007 | 1547108 | AKS | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Copano Energy | 5/24/2007 | 217202100 | CPNO | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat Deloitte & Touche 2007 | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Clean Harbors Inc. | 5/18/2007 | 184496107 | CLHB | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Approve chges in stock incentive plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Brown Shoe Co | 5/24/2007 | 115736100 | BWS | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Reduce par value of common stock | |||||
3. Rat ind. Accountants | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sun Healthcare Grp | 5/17/2007 | 866933401 | SUNH | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Approve amendment cert. Of inc. increase | |||||
common stock shares. | |||||
3. Rat Ernst & Young | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Horizon Lines Inc. | 6/5/2007 | 44044K101 | HRZ | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat Ernst & Young | |||||
3. Prop to amend certificate of Inc. to increase | |||||
max. number of directors | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Comsys IT Partners | 5/23/2007 | 20581 104 | CITP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat companys stock incetive plan | |||||
3. Rat Ernst & Young | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 6/30/06 to 7/1/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Skechers U.S.A. | 5/24/2007 | 830 566 105 | SKX | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Approve 2007 Incentive award plan. | |||||
3. Approve 2008 Emloyee stk pur. Plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Quanta Services | 5/24/2007 | 74762 102 | PWR | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2.Rat Pricewaterhousecoopers | |||||
3. Apprvl 2007 stk incentive plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Blockbuster Inc. | 5/9/2007 | 093 679 108 | BBI | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Amend certf. Of inc. toe eliminate the | |||||
classification of BOD. | |||||
3. Rat Pricewaterhousecoopers | |||||
4. Annual Advisory resol. If stkhldr. To rat. | |||||
5. Mandatory conversion of class B Common stk into | |||||
class stock on one for one basis. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Holly Corporation | 5/24/2007 | 435758305 | HOC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprvl of amendment to the corporations | |||||
restated certificate of inc. to increase | |||||
shares of common stock. | |||||
3. Apprvl of perf. Standards and eligibiltiy | |||||
provisionng of corp l/t incentive comp. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Continental Airlines | 6/12/2007 | 210795308 | CAL | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholders | |||
2. Rat of appt. of ind auditors | |||||
3. Stkhldr prop: | |||||
re to political activities | |||||
re to perf based equity comp for | |||||
senior officers | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sauer-Danfoss | 6/14/2007 | 804137107 | SHS | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat appt. of KPMG | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wellcare Health Pl | 6/12/2007 | 94946T106 | WCG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat. Of Deloitte & Touche | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Markwest Hydrocarbon | 6/13/2007 | 570762104 | MWP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat. Of Deloitte & Touche | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
M&F Worldwide | 5/17/2007 | 552541104 | MFW | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. To approve certain bonus arrangements | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Carmax Inc. | 6/26/2007 | 143130102 | KMX | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat KPMG | |||||
3. Apprvl annual perf. Based bonus plan | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Rite Aid Corporation | 6/27/2007 | 7677754104 | RAD | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lear Corporation | 6/27/2007 | 521865105 | LEA | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Approve agreement and plan of merger | |||||
2. Approve adjournment of 2007 annual meeting | |||||
of stockholders | |||||
3. Approve an amendment certificate of inc. | |||||
4. Rat appt of Ernst & Young | |||||
5. Stckholderprop: | |||||
majority vote standard in the election of directors | |||||
global human rights standards. | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Systemax Inc. | 6/7/2007 | 871851101 | SYX | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Proop to rate Ernst & Young | |||||
Name of Fund: | Hennessy Cornerstone Growth | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
British Airways | 7/17/2007 | 110419306 | BAB | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Rec and adopt the accounts for the year | issuer | |||
ended 3/31/07 | |||||
2. Approve the remuneration report | |||||
3. Reelect as director of co./Alison Reed | |||||
4. Elect as director of co./James Lawrence | |||||
5. Re appt. Ernst & Young | |||||
6. Authorise the directors to determine the auditors | |||||
remuneration | |||||
7. Amend articles of association | |||||
8. Authorise the market purchase of its ordinary shs. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Flowserve Corp | 8/24/2006 | 34354P105 | FLS | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Directors | Issuer | ||||
2. Apprvl of amendments to stk options | |||||
and incentive plans | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Western Gas Resources | 8/23/2006 | 958259103 | WGR | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: n/a | ||
1. Prop to adopt agmnt of plan merger | Issuer | ||||
Name of Fund: | Hennessy Focus 20 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JLG Industries | 11/16/2006 | 466210101 | JLG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat appt Ernst & Young ind. Auditor for | |||||
ensuing year. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JLB Industries | 12/4/2006 | 466210101 | JLG | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Adopt agreement and plan of merger | Issuer | ||||
2. Apprve a pop to adjourn the special | |||||
meeting | |||||
3. With respect to the use of their discretion in | |||||
such other business as may come before the | |||||
meeting or any adjournments thereof. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Acuity Brands | 1/11/2007 | 00508Y102 | AYI | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat appt of ind reg pub a/c firm | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Jack In The Box | 2/16/2007 | 466367109 | JBX | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
1. Rat appt of KPMG reg pub a/cs. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Albemarle Corporation | 4/11/2007 | 12653101 | ALB | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Pop to rat Pricewaterhousecoopers | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
VF Corporation | 4/24/2007 | 918204108 | VF | ||
Vote: Not voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Apprvl of 1996 stk comp plan | |||||
3. Rat Pricewaterhousecoopers | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
OGE Energy Corp | 5/17/2007 | 670837103 | OGE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat Ernst & Young | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
United Auto Group | 5/3/2007 | 909440109 | UAG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. A amend certificate of inc. | |||||
3. To transact such other business as may | |||||
properly come before the meeting. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
PacTiv Corp. | 5/18/2007 | 695257105 | PTV | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendation | 1. Directors | Issuer | |||
2. Rat Ernst & Young pub a/c's | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Commscope Inc. | 5/4/2007 | 203372107 | CTV | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat appt. Deloitte & Touche 2007 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
West Pharmaceutical | 5/1/2007 | 955306105 | WST | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Apprvl adoption of omnibus incentive comp. | |||||
plan. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cummins Inc. | 5/8/2007 | 231021106 | CMI | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Directors recommendations | 1. Directors | Issuer | |||
2. Rat Pricewaterhousecoopers 2007 | |||||
3. Amend 2003 stk incentive plan. | |||||
4. Prop to amend Articles of inc. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Belden CDT Inc. | 5/24/2007 | 77454106 | BDC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Apprv perf. Goals for perf. Based awards. | |||||
3. Appve perf. Goals for awards made under | |||||
the companys annual cash incentive plan. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Anixter Internal. | 5/17/2007 | 35290105 | AXE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Directors recommendations | 1. Directors | issuer | |||
2. Rat Ernst & Young | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Benchmark Electronics | 5/9/2007 | 08160H101 | BHE | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Directors recommendations | 1. Directors | issuer | |||
2. Rat KPMG 2007 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Big Lots, Inc. | 5/31/2007 | 89302103 | BIG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendation | 1. Directors | issuer | |||
2. Rat. Deloitte & Touche 2007 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Assurant, Inc. | 5/17/2007 | 04621X108 | AIZ | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendation | 1. Directors | issuer | |||
2. Appt. Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 6 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Granite Constructions | 5/21/2007 | 387328107 | GVA | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Amend Bylaws | |||||
3. Rat Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wellcare Health Pl | 6/12/2007 | 94946T106 | WCG | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat. Of Deloitte & Touche | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dick's Sporting | 6/6/2007 | 253393102 | DKS | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Approval of co. employee stk purch. Plan. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Emcor Group Inc. | 6/20/2007 | 29084Q100 | EME | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Approval of 2007 incentive plan | |||||
3. Appt. of Ernst & Young. | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Priceline.com Inc. | 6/6/2007 | 741503403 | PCLN | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
2. Rat Deloitte & Touche | |||||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Phillips-Van Heusen | 6/19/2007 | 718592108 | PVH | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer | |||
Name of Fund: | Hennessy Focus 30 | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dollar Tree Stores | 6/21/2007 | 256747106 | DLTR | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
Director's recommendations | 1. Directors | issuer/shareholder | |||
2. Shhldr prop. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Vodafone Group | 7/25/2006 | 92857W100 | VOD | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Various propsals | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
H.J. Heinz Co. | 8/16/2006 | 423074103 | HNZ | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat ind reg pub a/cing firm | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Federal Home Loan | 9/8/2006 | 313400301 | FRE | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat appt. PWC ind auditors 2006 | |||||
3. Stkhldr prop re charitable contributions | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
H.J. Heinz Co. | 8/16/2006 | 423074103 | HNZ | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. To repeal any provisions of the Co. by-laws. | |||||
3. Rat Pricewaterhouse Coopers as ind auditors | |||||
2007 | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wachovia Corporation | 8/31/2006 | 929903102 | WB | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Approve issuance of shs of wachovia common | Issuer | ||||
stock in consideration in prop merger. | |||||
2. Approve the amended and restated 2003 stk | |||||
incentive plan. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Conagra Foods | 9/28/2006 | 205887102 | CAG | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
1. Approve 2006 stk plan | |||||
3. Rat appt of ind auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Regions Fincl | 10/3/2006 | 7591EP100 | RF | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Adopt agrment of merger | Issuer | ||||
2. Appro adj of regions specail meeting | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Sara Lee Corp | 10/26/2006 | 803111103 | SLE | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer | ||||
2. Rat Pricewaterhousesoopers reg pub a/c '07 | |||||
3. Vote on stkhldr prop re chairman and CEO | |||||
4. Vote on stkhldr prop re the comp discussion | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Diageo PLC | 10/17/2006 | 252243Q205 | DEO | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Reports and account 2006 | Issuer | ||||
2. Directors' remuneration report 2006 | |||||
3. Declaration of final dividend | |||||
4. Re-elect of Lord Hollick of Notting Hill | |||||
5. Re election of Mr. HT Stitzer | |||||
6. Re relection of Mr. PS Walsh | |||||
7. Election of Ms Lm Danon | |||||
8. Re appt and remuneration of auditor | |||||
9. Authority to allot relevant securities | |||||
10. Disapplication of pre-emption rights | |||||
11. Authority to purchase own ordinary shares | |||||
12. Authority to make EU Political donations | |||||
13. Adoption of Diageo 2006 Irish profit shrg scheme | |||||
14. Amendments to Diageo executive share | |||||
option plan. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
U S Bancorp | 4/17/2007 | 902973304 | USB | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat selection of Ernst & Young 2007 | |||||
3. Approv. 2007 incentive plan | |||||
4. Apprvl amendment to restate certf of inc. | |||||
5. Shrhldr prop: annual rat. Of excutive officer | |||||
compensation | |||||
6. Shrhldr prop: Limit benefits provided under our | |||||
supplemental executive ret. Plan. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Eli Lilly & Co. | 4/16/2007 | 532457108 | LLY | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer or shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat Ernst & Young ind. Auditors 2007 | |||||
3. Apprv amend. To art. Of inc. | |||||
4. Reapprv perf goals for co stk plans | |||||
5. shrhldr prop: extending the co. animal care | |||||
and use policy to contract labs. | |||||
6. shrhldr prop: intnl outsourcing of animal | |||||
research | |||||
7. shrhldr prop: sep. the roles of chairman and | |||||
CEO | |||||
8. shrldr prop: amending the art of inc. to allow | |||||
shareholders to amend the bylaws. | |||||
9. shrldr prop: adopt a simple maj. Vote standard. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
General Electric | 4/25/2007 | 369604103 | GE | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Rat KPMG | |||||
3. Adt. Of maj. Voting for directors | |||||
4. Apprvl 2007 l/t incentive plan | |||||
5. Apprvl mat. Terms of sr officer perf goals | |||||
6. Cumulative voting | |||||
7. curb over extended directros | |||||
8. One director from the ranks of retirees | |||||
9. Ind. Board chairman | |||||
10. Elminate div. Equivalents | |||||
11. Report on charitable contributions | |||||
12. Global warming report | |||||
13. Ethical criteria for military contracts | |||||
14. Report on pay differential | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Citigroup Inc. | 4/17/2007 | 172967101 | C | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Stkhldr Props: | |||||
req a report on prior govt service of certain indiv. | |||||
req. a report on political contributions | |||||
req. a report on charitable contributions | |||||
req. an advisory resolution to rat. Executive comp | |||||
req. that CEO comp be limited to no moe than 100 | |||||
times the average comp paid to worldwide emloyees | |||||
req. that the chairman have no management duties, | |||||
titles, or reponsibilities | |||||
req. that stock options be subject to a five year sales | |||||
req that stock options be subject to a five year | |||||
sales restriction | |||||
req cumulative voting | |||||
req that stockholders have the right to call special | |||||
shareholder meetings. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Pfizer Inc. | 4/26/2007 | 717081103 | PFE | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directros | Issuer/shareholder | ||||
2. Prop rat KPMG | |||||
3. Shrlder props: | |||||
req. cumulative voting | |||||
req. a report on the ratinale for exporting animal | |||||
experimentation. | |||||
req. a report on the feasibility of amending Pfizers | |||||
corp. policy on lab animal care and use. | |||||
req. qualifications for director nominees. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kimberly Clark | 4/26/2007 | 494368103 | KMB | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Approvl of auditors | |||||
3. Approval of amaended and restated cert. | |||||
of inc. | |||||
4. Stkholder props: | |||||
re supermajority voting | |||||
re adoption of global human rights | |||||
req a report on the feasibility of phasing out | |||||
use of non-FSC certified fiber | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
National City Corp. | 4/24/2007 | 635405103 | NCC | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat Ernst & Young | |||||
3. Stkhlder porp re executive comp. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
PPG Industries | 4/19/2007 | 693506107 | PPG | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Prop endorse Deloitte & Touche | |||||
3. Prop. Implement majority vote standard | |||||
4. Prop. To eleminate cumulative voting in all | |||||
elections of directors | |||||
5. Stkhldr prop re to future severance agreements | |||||
with senior executives. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wachovia | 4/17/2007 | 929903102 | WB | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Prop to amend articles of inc. | |||||
3.. Prop to amend articles of inc. | |||||
4. Prop to rat KPMG | |||||
5. Stkhldrs prop: | |||||
re non binding stkhldr vote rat executive comp | |||||
re qualifications of directors nominees | |||||
re reporting political contributions | |||||
re separating the office of charman and CEO | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Daimlerchrysler | 4/4/2007 | D1668R123 | DCX | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Resol on allocation of unappropriated pft. | Issuer | ||||
2. Resol rat of board management actions | |||||
3. Rat supervisory board actions | |||||
4. resol appt of auditors 2007 | |||||
5. Resol authorizing the co to acquire its own | |||||
shares on Utiliztion | |||||
6. Resol on the elction of a superviroy board member | |||||
7. Reso. On Article of inc. Transparency Directive | |||||
8. Amendment to Article of Inc. | |||||
9.Transformatoin into european stock corp. | |||||
10. resol on various Special audit pursant to section 142 special audit | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Washington Mutual | 4/17/2007 | 939322103 | WM | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Prop to rat Deloitte & Touche | |||||
3. Stkholder props: | |||||
re to the companys executive ret. Plan polices | |||||
re to the companys director election process | |||||
re to the companys director nominee qualification req. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Wells Fargo & Co | 4/24/2007 | 949746101 | WFC | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Stkholdr props: | |||||
rat appt of KPMG 2007 | |||||
re an advisory vote on executive comp | |||||
re separation of Board chair and CEO | |||||
re adoption of a policy limiting benefits under | |||||
supplemental executive retirement plan | |||||
re a report on Home Mortgage Disclosure Act data | |||||
re emission reduction goals for Wells Fargo and its | |||||
customers. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
BP P.L.C | 4/12/2007 | 55622104 | BP | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. To receive the directors' annual report and accts. | |||||
3. Approve the directors remuneration report | |||||
4. re appoint Ernst & Young | |||||
5. Give limited authority to make political donations | |||||
and incur political expenditure | |||||
6. Authorize the use of electronic communications | |||||
7. Give limited authority ofr the purchase of its own | |||||
shares by the company | |||||
8. Give authority to allot shares up to a specified | |||||
amount | |||||
9. Give authority to allot a limited number of shs for | |||||
cash free of pre-emption rights | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
BP P.L.C | 4/12/2007 | 55622104 | BP | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Stkholdr props: | |||||
on political contributions | |||||
on majority vote | |||||
on wood supply | |||||
Apprvl on an adivsory basis, of the appt of auditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bank of America | 4/25/2007 | 60505104 | BAC | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat ind reg pub. a/c ing firm 2007 | |||||
3. Stkhldr props: | |||||
stock options | |||||
number of directors | |||||
ind Board Chairman | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
BB&T Corporation | 4/24/2007 | 54937107 | BBT | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Approve corp 2004 stk incentive plan | |||||
3. Rat Pricewaterhousecoopers | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Kraft Foods Inc. | 4/24/2007 | 50075N104 | KFT | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Rat. Ind suditors | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 6/30/06 to 7/1/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
US Bancorp | 4/17/2007 | 902973304 | USB | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/sharehold | ||||
2. Rat Ernst & Young | |||||
3. Apprvl 2007 stk incentive plan | |||||
4. Approvl restated cert. Inc. | |||||
5. Shldr prop: | |||||
annual rat of exective officer comp | |||||
limit benefits provided under our supplemental | |||||
executive ret. Plan. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Regions Financial | 4/19/2007 | 7591EP100 | RF | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Rat ind reg public a/cing firm | |||||
3. Declassification amendment | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Glaxosmithkline | 5/23/2007 | 37733W105 | GSK | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Re appt. of auditors | |||||
3. Remnueration of auditors | |||||
4. Authorise co. to make donations to EU political | |||||
organizations. | |||||
5. Authority of allot shares | |||||
6. Disapplication of pre-emption rights | |||||
7. Authority for comp.to purchase its own shares | |||||
8. Amendment of the art. Of association. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Bristol-Myers | 5/1/2007 | 110122108 | BMY | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat of ind. Reg publ a/cing firm | |||||
3. 2007 stk award and incentive plan | |||||
4. Senior executive perf incentive plan | |||||
5. Executive comp. Disclosure | |||||
6. Recoupment | |||||
7. Cumulative voting | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The Dow Chemical | 5/10/2007 | 260543103 | DOW | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Rat appt. ind reg pub a/cing firm | |||||
3. restated cert of inc. | |||||
4. Stkhldr prop: | |||||
on BHOPAL | |||||
on genetically engineered seed | |||||
on environmental remediation in the midland | |||||
on chemicals with links to respiratory problems. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Cincinnati Fincl. | 5/5/2007 | 172062101 | CINF | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat Deloitte & Touche | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
E I Du Pont De | 4/25/2007 | 263534109 | DD | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Rat ind reg pub a/c ing firm | |||||
3. equity and incentive plan | |||||
4. on genetically modified food | |||||
5. on plant closure | |||||
6. on report on PFOA | |||||
7. on costs | |||||
8. on global warming | |||||
9. on chemical facility security | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
A T & T | 4/27/2007 | 00206R102 | T | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat apt of ind. Auditors | |||||
3. Approve severance policy | |||||
4. Stkholder Props: | |||||
Proposals A thru E | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
The PNC Fin'l Ser. | 4/24/2007 | 693475105 | PNC | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Apprvl executive incentive award plan | |||||
3. Rat Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Newell Rubbermaid | 5/8/2007 | 651229106 | NWL | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat Ernst & Young | |||||
3. Apprvl simple majortiy vote | |||||
4. Apprvl skhldr prop - adopt director election maj | |||||
vote standard. | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Altria Group Inc. | 4/26/2007 | 02209S103 | MO | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat selection of ind auditors | |||||
3. Skhldr Props: | |||||
cumulative voting | |||||
informing children of their rights if forced to incur | |||||
secondhand smoke | |||||
stop all company sponsored campaigns allegedly | |||||
oriented to prevent youth from smoking | |||||
get out of traditional tobacco business by 2010 | |||||
animal welfare policy | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
JP Morgan | 5/15/2007 | 46625H100 | JPM | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Appt. of ind. Reg. Publ a/cing firm. | |||||
3. Stock options | |||||
4. Perf based rest. Stock | |||||
5. Executive comp approval | |||||
6. Separate chairman | |||||
7. Cumulative voting | |||||
8. Majority voting for directors | |||||
9. Political Contributions report | |||||
10. Slavery apology report | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Lyondell Chemical | 5/3/2007 | 552078107 | LYO | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Prop to rat appt. Pricewaterhousecoopers | |||||
3. Shldr prop: re a political contribution report. | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Internation Paper | 5/7/2007 | 460146103 | IP | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Rat Delooitte & Touche 2007 | |||||
3. Shlder prop. concerning maj. Voting. | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Meadwestvaco | 4/30/2007 | 583334107 | MMV | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Rat Pricewaterhousecoopers 2007 | |||||
3. Stkhlder prop: | |||||
amend the companys corp. governanace maj voting. | |||||
redeem the companys shareholder rights plans | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Reynolds American | 5/11/2007 | 761713106 | RAI | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Apprvl articles of incorp. | |||||
3. Rat KPMG ind. Auditors | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Regions Financial | 4/19/2007 | 7591EP100 | RF | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Rat Ind. Reg pub a/c firm | |||||
3. Delassification amendment | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Southern Copper Corp. | 4/26/2007 | 84265V105 | PCU | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Approve by laws, amendment, restated cert. | |||||
of inc.; elimination of a common stock | |||||
3. Rat pricewaterhousecoopers for 2007 | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
HSBC Holdings | 5/25/2007 | 404280406 | HBC | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rec. report and a/cs for 2006 | |||||
3. Approve directors' remuneration report for 2006 | |||||
4. Reappoint the auditor | |||||
5. Authorise the Directors to allot shares | |||||
6. Disapply pre-emption rights | |||||
7. Authorise the co. to purchase its own shares | |||||
8. Authorise the Directors to offer a scrip | |||||
dividend alternative | |||||
9. Authoris Co. to make poitical donations | |||||
10. Authorise electronic comm. With shldrs in | |||||
accordance with co. Act 2006 | |||||
11. Alter the Articles of Association. | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Masco Corp. | 5/8/2007 | 574599106 | MAS | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Barclays PLC | 4/26/2007 | 6.74E+207 | 574599106 | BCS | |
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. To rec. directors'/auditors' reports for 2006 | Issuer | ||||
2. Apprve the directors' remuneration report | |||||
3. 8 directors to be re-elected. | |||||
4. Reappoint Pricewaterhousecoopers 2007 | |||||
5. Authorise the directors to set the remuneration | |||||
of the auditors | |||||
6. Authorise to make EU political donations | |||||
7. Renew the authority given to the directors | |||||
to allot securities | |||||
8. Renew the authority to Directors to allot securities | |||||
for cash othe rthan pro-rata basis | |||||
9. Renew the companys authority to purchase | |||||
its own shares | |||||
10. Adopt new Airticles of Association of the Co. | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
BBT Corporation | 4/24/2007 | 54937107 | BBT | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer | ||||
2. Approve amendments to stk incentive plan | |||||
3. Rat Pricewaterhousecoopers 2007 | |||||
Name of Fund: | Hennessy Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Altira Group | 4/26/2007 | 02209S103 | MO | ||
Vote: Not Voted | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
1. Directors | Issuer/shareholder | ||||
2. Rat ind auditors | |||||
3. Stkhldr prop: | |||||
re cumulative voting | |||||
re informing children of their rights if forced to incur | |||||
2nd hand smoke | |||||
re stop all company sponsored campaigns allegedly oriented | |||||
to prevent youth form smoking | |||||
re get out of traditional tobacco business by 2010 | |||||
re animal welfare policy | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Verizon | 5/3/2007 | 92343V104 | VZ | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/ | |||
2. Rat appt. of ind. Reg. Publ a/cing firm. | |||||
3. Eliminate Stock options | |||||
4. Shldr approval of future serverance agreements | |||||
5. Comp consultant disclosure | |||||
6. Advisory vote on exe. Comp. | |||||
7 Limit service on outside boards | |||||
8. Shldr approval of future poison pill | |||||
9. Report on charitable contributions. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Dow Chemical Co | 5/10/2007 | 260543103 | DOW | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Rat. Ind. Reg. Pub. a/c firm | |||||
3. Amend cert. Of incorporation | |||||
4. Stkhlder prop: | |||||
on BHOPAL | |||||
on genetically engineered seed. | |||||
on environmental remediation in the midland | |||||
area. | |||||
on chemicals with links to respiratory problems. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Mattel, Inc. | 5/18/2007 | 577081102 | MAT | ||
�� | |||||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Rat Pricewaterhousecoopers | |||||
3. Board adoption of director election majority | |||||
voting standard | |||||
4. Apprl of incentive pland and the material terms | |||||
of its performance goals. | |||||
5. Stkhlder prop: | |||||
re comp. Of top 5 members of mgmnt | |||||
re sparate the roles of CEO and Chairman | |||||
re certain reports by the board of directors | |||||
re pay for superior performance | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Petrochina Co. | 5/16/2007 | 71646 100 | PTR | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Approve the report of the BOD's | Issuer | |||
2. Approve the report of the supervisory committee | |||||
3. Approve the audited financial statements | |||||
4. Approve the declaration and payment of dividends. | |||||
5. Approve the authorisation of the BOD to dist. Of | |||||
interim dividiends | |||||
6. Appt of Pricewaterhousecoopers | |||||
7. Directors re elections | |||||
8. to grant a general madate to Board to issue | |||||
allot and deal with additional dom. And overseas | |||||
foreign shares. | |||||
9. Approve equity interest transfer agreement | |||||
10. Approve other matters, if any. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Statoil ASA | 5/15/2007 | 85771P102 | SSL | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Election of a chair of the meeting | Issuer | |||
2. Election of a person t co-sign the minutes | |||||
3. Apprvl of the notice and the agenda | |||||
4. Appvl of the annual report and accounts;prop. Of | |||||
distribution of the dividend | |||||
5. Determination f remuneration for the co. auditors | |||||
6. Authorisation to acquire Statoil shares in the market | |||||
for subsequent annulment | |||||
7. Authorisation to acquire shares in the market in | |||||
order to continue implementation of the share saving | |||||
plan for employees. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Royal Dutch Shell | 5/15/2007 | 780259206 | RDS | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Adoption of annual report and accounts | Issuer | |||
2. Approval of remuneration report | |||||
3. Re-election various directors | |||||
4. re appt of auditors | |||||
5. Remuneration of auditors | |||||
6. Authority to allot shares | |||||
7. Disapplication of pre-emption rights | |||||
8. authority to purchase own shares | |||||
9. Authority for certain donations and expenditures | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Fidelity National | 5/23/2007 | 31620R105 | FNF | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer | |||
2. Rat appt. KPMG | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
General Motors | 6/5/2007 | 370442105 | GM | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. Directors | Issuer/shareholder | |||
2. Rat Deloitte & Touche 2007 | |||||
3. 2007 Annual incentive plan | |||||
4. 2007 l/t incentinve plan | |||||
5. Stockholders props: | |||||
re plitical contributions | |||||
limit on directorships of GM board members | |||||
Greenhouse gas emissions | |||||
cumulative voting | |||||
approval of a "poison pill" | |||||
special stockholder meeting | |||||
perf. Based equity comp. | |||||
recouping unearned incentive bonuses | |||||
optimum board size | |||||
simple majortiy vote. | |||||
Name of Fund: | Hennessy Cornerstone Value | ||||
Period: | 7/1/06 to 6/30/07 | ||||
Company Name | Meeting Date | Cusip | Ticker | ||
Chunghwa Telecom | 6/15/2007 | 17133Q205 | CHT | ||
Vote: | MRV: n/a | Proposal: | Proposed by Issuer/Shareholder: | ||
Director's recommendations | 1. The company's operation report for 2006 | Issuer | |||
2. The supervisors audit report on the co. 2006 | |||||
3. The amendment to the co. rules of order of BOD | |||||
meeting | |||||
4. Th ecompanys operation repor and fincl state. | |||||
for 2006 | |||||
5. The companys distribution of earnings 2006 | |||||
6. Amendment to the co. articles of inc. | |||||
7. Prop. Conversion of the capital surplus into | |||||
capital increase of the company and issuance of nu | |||||
shares. | |||||
8. Prop. Capital decrease in cash of the company | |||||
9. Amendment to the companys process for | |||||
acquitions and disposal of assets. | |||||
10. Amendment to the companys procedures for the | |||||
endorsements and guarantees. | |||||
11. Formulation of the companys procedures for | |||||
lending of capital to others. | |||||
12. Amendment to the companys regualtion of election | |||||
of Directors and supervisors. | |||||
13. Election of the companys 5th term directors and | |||||
supervisors. | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Hennessy Mutual Funds, Inc.
By (Signature and Title)* /s/Neil J. Hennessy
Neil J. Hennessy
President and Principal Executive Officer
Date 7/26/07