Page | ||||
1 CERTAIN DEFINITIONS | 1 | |||
1.1 Certain Definitions | 1 | |||
1.2 Construction | 21 | |||
1.3 Accounting Principles | 22 | |||
2 REVOLVING CREDIT AND SWING LOAN FACILITIES | 22 | |||
2.1 Revolving Credit and Swing Loan Commitments | 22 | |||
2.1.1 Revolving Credit Loans | 22 | |||
2.1.2 Swing Loans | 22 | |||
2.2 Nature of Lenders’ Obligations with Respect to Revolving Credit Loans | 23 | |||
2.3 Commitment Fees | 23 | |||
2.4 Revolving Credit Loan Requests; Swing Loan Requests | 23 | |||
2.4.1 Revolving Credit Loan Requests | 23 | |||
2.4.2 Swing Loan Requests | 24 | |||
2.5 Increase in Revolving Credit Commitments | 24 | |||
2.5.1 Increasing Lenders and New Lenders | 24 | |||
2.5.2 Treatment of Outstanding Loans and Letters of Credit | 25 | |||
2.6 Making Revolving Credit Loans and Swing Loans; Presumptions by the Administrative Agent; Repayment of Revolving Credit Loans; Repayment of Swing Loans | 26 | |||
2.6.1 Making Revolving Credit Loans | 26 | |||
2.6.2 Making Swing Loans | 26 | |||
2.6.3 Presumptions by the Administrative Agent | 26 | |||
2.6.4 Repayment of Revolving Credit Loans | 27 | |||
2.7 Borrowings to Repay Swing Loans | 27 | |||
2.8 Notes | 27 | |||
2.9 Use of Proceeds | 28 | |||
2.10 Letter of Credit Subfacility | 28 | |||
2.10.1 Issuance of Letters of Credit | 28 | |||
2.10.2 Letter of Credit Fees | 29 | |||
2.10.3 Disbursements, Reimbursement | 29 | |||
2.10.4 Repayment of Participation Advances | 30 | |||
2.10.5 Documentation | 31 | |||
2.10.6 Determinations to Honor Drawing Requests | 31 | |||
2.10.7 Nature of Participation and Reimbursement Obligations | 31 | |||
2.10.8 Indemnity | 33 | |||
2.10.9 Liability for Acts and Omissions | 33 | |||
2.10.10 Issuing Lender Reporting Requirements | 34 | |||
2.10.11 Currency Fluctuations | 35 | |||
2.10.12 Periodic Computations of Dollar Equivalent Amount of Letter of Credit Obligations; Requests for Additional Optional Currencies | 35 | |||
2.10.13 Judgment Currency | 35 |
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3 INTEREST RATES | 36 | |||
3.1 Interest Rate Options | 36 | |||
3.1.1 Revolving Credit Interest Rate Options | 37 | |||
3.1.2 Swing Loan Interest Rate | 37 | |||
3.1.3 Rate Quotations | 37 | |||
3.2 Interest Periods | 37 | |||
3.2.1 Amount of Borrowing Tranche | 38 | |||
3.2.2 Renewals | 38 | |||
3.3 Interest After Default | 38 | |||
3.3.1 Interest Rate | 38 | |||
3.3.2 Letter of Credit Fees | 38 | |||
3.3.3 Other Obligations | 38 | |||
3.3.4 Acknowledgment | 38 | |||
3.4 LIBOR Rate Unascertainable; Illegality; Increased Costs; Deposits Not Available | 39 | |||
3.4.1 Unascertainable | 39 | |||
3.4.2 Illegality; Increased Costs; Deposits Not Available | 39 | |||
3.4.3 Administrative Agent’s and Lender’s Rights | 39 | |||
3.5 Selection of Interest Rate Options | 40 | |||
4 PAYMENTS | 40 | |||
4.1 Payments | 40 | |||
4.2 Pro Rata Treatment of Lenders | 41 | |||
4.3 Sharing of Payments by Lenders | 41 | |||
4.4 Presumptions by Administrative Agent | 42 | |||
4.5 Interest Payment Dates | 42 | |||
4.6 Voluntary Prepayments | 42 | |||
4.6.1 Right to Prepay | 42 | |||
4.6.2 Replacement of a Lender | 44 | |||
4.7 Increased Costs | 44 | |||
4.7.1 Increased Costs Generally | 44 | |||
4.7.2 Capital Requirements | 45 | |||
4.7.3 Certificates for Reimbursement; Repayment of Outstanding Loans; Borrowing of New Loans | 45 | |||
4.7.4 Delay in Requests | 46 | |||
4.8 Taxes | 46 | |||
4.8.1 Payments Free of Taxes | 46 | |||
4.8.2 Payment of Other Taxes by the Borrowers | 46 | |||
4.8.3 Indemnification by the Loan Parties | 46 | |||
4.8.4 Evidence of Payments | 47 | |||
4.8.5 Status of Lenders | 47 | |||
4.9 Indemnity | 48 | |||
4.10 Settlement Date Procedures | 48 |
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5 REPRESENTATIONS AND WARRANTIES | 49 | |||
5.1 Representations and Warranties | 49 | |||
5.1.1 Organization and Qualification; Power and Authority; Compliance With Laws; Title to Properties; Event of Default | 49 | |||
5.1.2 Subsidiaries and Owners; Investment Companies | 49 | |||
5.1.3 Validity and Binding Effect | 50 | |||
5.1.4 No Conflict; Material Agreements; Consents | 50 | |||
5.1.5 Litigation | 50 | |||
5.1.6 Financial Statements | 51 | |||
5.1.7 Margin Stock | 51 | |||
5.1.8 Full Disclosure | 52 | |||
5.1.9 Taxes | 52 | |||
5.1.10 Patents, Trademarks, Copyrights, Licenses, Etc. | 52 | |||
5.1.11 Insurance | 52 | |||
5.1.12 ERISA Compliance | 52 | |||
5.1.13 Environmental Matters | 53 | |||
5.1.14 Senior Debt Status | 53 | |||
5.1.15 Solvency | 53 | |||
5.2 Updates to Schedules | 53 | |||
6 CONDITIONS OF LENDING AND ISSUANCE OF LETTERS OF CREDIT | 54 | |||
6.1 First Loans and Letters of Credit | 54 | |||
6.1.1 Deliveries | 54 | |||
6.1.2 Payment of Fees | 55 | |||
6.2 Each Loan or Letter of Credit | 56 | |||
7 COVENANTS | 56 | |||
7.1 Affirmative Covenants | 56 | |||
7.1.1 Preservation of Existence, Etc. | 56 | |||
7.1.2 Payment of Liabilities, Including Taxes, Etc. | 56 | |||
7.1.3 Maintenance of Insurance | 56 | |||
7.1.4 Maintenance of Properties and Leases | 57 | |||
7.1.5 Visitation Rights | 57 | |||
7.1.6 Keeping of Records and Books of Account | 57 | |||
7.1.7 Compliance with Laws; Use of Proceeds | 57 | |||
7.1.8 Further Assurances | 58 | |||
7.1.9 Anti-Terrorism Laws | 58 | |||
7.2 Negative Covenants | 58 | |||
7.2.1 Liens | 58 | |||
7.2.2 Dividends and Related Distributions | 58 | |||
7.2.3 Liquidations, Mergers, Consolidations, Acquisitions | 58 | |||
7.2.4 Dispositions of Assets or Subsidiaries | 59 | |||
7.2.5 Subsidiaries and Partnerships | 60 | |||
7.2.6 Continuation of or Change in Business | 60 | |||
7.2.7 Fiscal Year | 61 | |||
7.2.8 Changes in Organizational Documents | 61 | |||
7.2.9 Maximum Leverage Ratio | 61 |
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7.2.10 Minimum Interest Coverage Ratio | 61 | |||
7.2.11 Negative Pledges | 61 | |||
7.3 Reporting Requirements | 61 | |||
7.3.1 Quarterly Financial Statements | 61 | |||
7.3.2 Annual Financial Statements | 62 | |||
7.3.3 Certificate of ATI | 62 | |||
7.3.4 Notices | 62 | |||
8 DEFAULT | 63 | |||
8.1 Events of Default | 63 | |||
8.1.1 Payments Under Loan Documents | 63 | |||
8.1.2 Breach of Warranty | 63 | |||
8.1.3 Breach of Negative Covenants or Visitation Rights | 63 | |||
8.1.4 Breach of Other Covenants | 64 | |||
8.1.5 Defaults in Other Agreements or Indebtedness | 64 | |||
8.1.6 Final Judgments or Orders | 64 | |||
8.1.7 Loan Document Unenforceable | 64 | |||
8.1.8 Uninsured Losses; Proceedings Against Assets | 64 | |||
8.1.9 Events Relating to Plans and Benefit Arrangements | 65 | |||
8.1.10 Change of Control | 65 | |||
8.1.11 Relief Proceedings | 65 | |||
8.2 Consequences of Event of Default | 65 | |||
8.2.1 Events of Default Other Than Bankruptcy, Insolvency or Reorganization Proceedings | 65 | |||
8.2.2 Bankruptcy, Insolvency or Reorganization Proceedings | 66 | |||
8.2.3 Set-off | 66 | |||
8.2.4 Suits, Actions, Proceedings | 66 | |||
8.2.5 Application of Proceeds | 67 | |||
9 THE ADMINISTRATIVE AGENT | 67 | |||
9.1 Appointment and Authority | 67 | |||
9.2 Rights as a Lender | 67 | |||
9.3 Exculpatory Provisions | 68 | |||
9.4 Reliance by Administrative Agent | 69 | |||
9.5 Delegation of Duties | 69 | |||
9.6 Resignation of Administrative Agent | 69 | |||
9.7 Non-Reliance on Administrative Agent and Other Lenders | 70 | |||
9.8 No Other Duties, etc. | 70 | |||
9.9 Administrative Agent’s Fee | 71 | |||
9.10 Authorization to Release Guarantors | 71 | |||
9.11 No Reliance on Administrative Agent’s Customer Identification Program | 71 | |||
10 MISCELLANEOUS | 71 | |||
10.1 Modifications, Amendments or Waivers | 71 | |||
10.1.1 Increase of Commitment. | 72 | |||
10.1.2 Extension of Payment; Reduction of Principal Interest or Fees; Modification of Terms of Payment | 72 | |||
10.1.3 Release of Guarantor | 72 |
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10.1.4 Miscellaneous | 72 | |||
10.2 No Implied Waivers; Cumulative Remedies | 72 | |||
10.3 Expenses; Indemnity; Damage Waiver | 73 | |||
10.3.1 Costs and Expenses | 73 | |||
10.3.2 Indemnification by the Borrowers | 73 | |||
10.3.3 Reimbursement by Lenders | 74 | |||
10.3.4 Waiver of Consequential Damages, Etc. | 74 | |||
10.3.5 Payments | 74 | |||
10.4 Holidays | 74 | |||
10.5 Notices; Effectiveness; Electronic Communication | 75 | |||
10.5.1 Notices Generally | 75 | |||
10.5.2 Electronic Communication. | 75 | |||
10.5.3 Change of Address, Etc. | 76 | |||
10.6 Severability | 76 | |||
10.7 Duration; Survival | 76 | |||
10.8 Successors and Assigns | 76 | |||
10.8.1 Successors and Assigns Generally | 76 | |||
10.8.2 Assignments by Lenders | 77 | |||
10.8.3 Register | 78 | |||
10.8.4 Participations | 78 | |||
10.8.5 Limitations upon Participant Rights Successors and Assigns Generally | 79 | |||
10.8.6 Certain Pledges; Successors and Assigns Generally | 79 | |||
10.9 Confidentiality | 80 | |||
10.9.1 General | 80 | |||
10.9.2 Sharing Information With Affiliates of the Lenders | 80 | |||
10.10 Counterparts; Integration; Effectiveness | 81 | |||
10.10.1 Counterparts; Integration; Effectiveness | 81 | |||
10.11 CHOICE OF LAW; SUBMISSION TO JURISDICTION; WAIVER OF VENUE; SERVICE OF PROCESS; WAIVER OF JURY TRIAL | 81 | |||
10.11.1 Governing Law | 81 | |||
10.11.2 SUBMISSION TO JURISDICTION | 81 | |||
10.11.3 WAIVER OF VENUE | 82 | |||
10.11.4 SERVICE OF PROCESS | 82 | |||
10.11.5 WAIVER OF JURY TRIAL | 82 | |||
10.12 USA Patriot Act Notice | 83 | |||
10.13 Joinder of Guarantors | 83 | |||
10.14 Payment of Debt; Joint and Several Obligations | 83 | |||
10.15 Additional Waivers of Borrowers | 83 | |||
10.16 Relative Priority of Security Interests; Limitation of Certain Liabilities | 84 |
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SCHEDULES | ||||
SCHEDULE 1.1(A) | — | PRICING GRID | ||
SCHEDULE 1.1(B) | — | COMMITMENTS OF LENDERS AND ADDRESSES FOR NOTICES | ||
SCHEDULE 1.1(E) | — | EXISTING LETTERS OF CREDIT | ||
SCHEDULE 1.1(P) | — | PERMITTED LIENS | ||
SCHEDULE 5.1.1 | — | QUALIFICATIONS TO DO BUSINESS | ||
SCHEDULE 5.1.2 | — | SUBSIDIARIES | ||
SCHEDULE 5.1.5 | — | LITIGATION | ||
SCHEDULE 5.1.12 | — | ERISA COMPLIANCE | ||
SCHEDULE 5.1.13 | — | ENVIRONMENTAL DISCLOSURES |
EXHIBITS | ||||
EXHIBIT 1.1(A) | — | ASSIGNMENT AND ASSUMPTION AGREEMENT | ||
EXHIBIT 1.1(G)(1) | — | GUARANTOR JOINDER | ||
EXHIBIT 1.1(G)(2) | — | GUARANTY AGREEMENT (ATI) | ||
EXHIBIT 1.1(G)(3) | — | GUARANTY AGREEMENT (SUBSIDIARIES) | ||
EXHIBIT 1.1(I) | — | INTERCOMPANY SUBORDINATION AGREEMENT | ||
EXHIBIT 1.1(N)(1) | — | REVOLVING CREDIT NOTE | ||
EXHIBIT 1.1(N)(2) | — | SWING NOTE | ||
EXHIBIT 2.4.1 | — | REVOLVING CREDIT LOAN REQUEST | ||
EXHIBIT 2.4.2 | — | SWING LOAN REQUEST | ||
EXHIBIT 7.3.3 | — | QUARTERLY COMPLIANCE CERTIFICATE |
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LIBOR = | Average of London interbank offered rates quoted by Bloomberg or appropriate successor as shown on Bloomberg Page BBAM1 | |||
1.00 - LIBOR Reserve Percentage |
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2.6 | Making Revolving Credit Loans and Swing Loans; Presumptions by the Administrative Agent; Repayment of Revolving Credit Loans; Repayment of Swing Loans. |
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10.1.1 | Increase of Commitment. |
10.1.2 | Extension of Payment; Reduction of Principal Interest or Fees; Modification of Terms of Payment. |
10.1.3 | Release of Guarantor. |
10.1.4 | Miscellaneous. |
10.2 | No Implied Waivers; Cumulative Remedies. |
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10.3 | Expenses; Indemnity; Damage Waiver. |
10.3.1 | Costs and Expenses. |
10.3.2 | Indemnification by the Borrowers. |
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10.3.3 | Reimbursement by Lenders. |
10.3.4 | Waiver of Consequential Damages, Etc. |
10.3.5 | Payments. |
10.4 | Holidays. |
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10.5 | Notices; Effectiveness; Electronic Communication. |
10.5.1 | Notices Generally. |
10.5.2 | Electronic Communications. |
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10.5.3 | Change of Address, Etc. |
10.6 | Severability. |
10.7 | Duration; Survival. |
10.8 | Successors and Assigns. |
10.8.1 | Successors and Assigns Generally. |
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10.8.2 | Assignments by Lenders. |
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Subject to acceptance and recording thereof by the Administrative Agent pursuant to Section 10.8.3 [Register], from and after the effective date specified in each Assignment and Assumption Agreement, the assignee thereunder shall be a party to this Agreement and, to the extent of the interest assigned by such Assignment and Assumption Agreement, have the rights and obligations of a Lender under this Agreement, and the assigning Lender thereunder shall, to the extent of the interest assigned by such Assignment and Assumption Agreement, be released from its obligations under this Agreement (and, in the case of an Assignment and Assumption Agreement covering all of the assigning Lender’s rights and obligations under this Agreement, such Lender shall cease to be a party hereto) but shall continue to be entitled to the benefits of Sections 3.4 [LIBOR Rate Unascertainable; Illegality; Increased Costs; Deposits Not Available], 4.7 [Increased Costs; Indemnity], and 10.3 [Expenses, Indemnity; Damage Waiver] with respect to facts and circumstances occurring prior to the effective date of such assignment. Any assignment or transfer by a Lender of rights or obligations under this Agreement that does not comply with this Section 10.8.2 shall be treated for purposes of this Agreement as a sale by such Lender of a participation in such rights and obligations in accordance with Section 10.8.4 [Participations]. |
10.8.3 | Register. |
10.8.4 | Participations. |
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10.8.5 | Limitations upon Participant Rights Successors and Assigns Generally. |
10.8.6 | Certain Pledges; Successors and Assigns Generally. |
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10.9 | Confidentiality. |
10.9.1 | General. |
10.9.2 | Sharing Information With Affiliates of the Lenders. |
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10.10 | Counterparts; Integration; Effectiveness. |
10.10.1 | Counterparts; Integration; Effectiveness. |
10.11 | CHOICE OF LAW; SUBMISSION TO JURISDICTION; WAIVER OF VENUE; SERVICE OF PROCESS; WAIVER OF JURY TRIAL. |
10.11.1 | Governing Law. |
10.11.2 | SUBMISSION TO JURISDICTION. |
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10.11.3 | WAIVER OF VENUE. |
10.11.4 | SERVICE OF PROCESS. |
10.11.5 | WAIVER OF JURY TRIAL. |
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10.12 | USA Patriot Act Notice. |
10.13 | Joinder of Guarantors. |
10.14 | Payment of Debt; Joint and Several Obligations. |
10.15 | Additional Waivers of Borrowers. |
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10.16 | Relative Priority of Security Interests; Limitation of Certain Liabilities. |
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BORROWERS: | ||||||||
WITNESS: | ATI FUNDING CORPORATION | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: President | ||||||||
WITNESS: | TDY HOLDINGS, LLC | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: President | ||||||||
GUARANTORS: | ||||||||
WITNESS: | ALLEGHENY TECHNOLOGIES INCORPORATED | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | OREGON METALLURGICAL CORPORATION | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | ALLEGHENY LUDLUM CORPORATION | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President |
WITNESS: | ATI PROPERTIES, INC. | |||||||
/s/ M.P. Earnest | By: | /s/ Patrick J. Viccaro | ||||||
Title: Vice President | ||||||||
WITNESS: | TDY INDUSTRIES, INC. | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | ALC FUNDING CORPORATION | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Name: Dale G. Reid | ||||||||
Title: President | ||||||||
WITNESS: | JEWEL ACQUISITION, LLC | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | JESSOP STEEL, LLC | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President |
WITNESS: | INTERNATIONAL HEARTH MELTING, LLC | |||||||
By: OREGON METALLURGICAL CORPORATION | ||||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | ROME METALS, LLC | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | TI OREGON, INC. | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | TITANIUM WIRE CORPORATION | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President | ||||||||
WITNESS: | ATI CANADA HOLDINGS, INC. | |||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||
Title: Vice President |
WITNESS: | ALLEGHENY TECHNOLOGIES INTERNATIONAL, INC. | |||||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||||
Name: | Dale G. Reid | |||||||||
Title: | Vice President | |||||||||
WITNESS: | AII INVESTMENT CORP. | |||||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||||
Name: | Dale G. Reid | |||||||||
Title: | President | |||||||||
WITNESS: | ENVIRONMENTAL, INC. | |||||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||||
Name: | Dale G. Reid | |||||||||
Title: | Vice President | |||||||||
WITNESS: | AII ACQUISITION, LLC | |||||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||||
Name: | Dale G. Reid | |||||||||
Title: | Vice President | |||||||||
WITNESS: | ATI TITANIUM LLC | |||||||||
/s/ M.P. Earnest | By: | /s/ Dale G. Reid | ||||||||
Name: | Dale G. Reid | |||||||||
Title: | Vice President |
AGENTS AND LENDERS: PNC BANK, NATIONAL ASSOCIATION, as a Lender and as Administrative Agent | ||||
By: | /s/ David B. Gookin | |||
Name: | David B. Gookin | |||
Title: | Senior Vice President |
CITIBANK, N.A., as a Lender and as Co-Syndication Agent | ||||
By: | /s/ Raymond G. Dunning | |||
Name: | Raymond G. Dunning | |||
Title: | Vice President |
JPMORGAN CHASE BANK, N.A., as a Lender and as Co-Syndication Agent | ||||
By: | /s/ James H. Ramage | |||
Name: | James H. Ramage | |||
�� | Title: | Managing Director | ||
BANK OF AMERICA N.A., as a Lender and as Co-Documentation Agent | ||||
By: | /s/ W. Thomas Barnett | |||
Name: | W. Thomas Barnett | |||
Title: | Senior Vice-President |
BANK OF TOKYO-MITSUBISHI UFJ TRUST COMPANY, as a Lender and as Co- Documentation Agent | ||||
By: | /s/ K. Ossolinski | |||
Name: | K. Ossolinski | |||
Title: | Vice President |
CREDIT SUISSE, CAYMAN ISLANDS BRANCH, as a Lender and as a Co-Managing Agent | ||||
By: | /s/ Alain Daoust | |||
Name: | Alain Daoust | |||
Title: | Director | |||
By: | /s/ Denise L. Alvarez | |||
Name: | Denise L. Alvarez | |||
Title: | Associate |
WACHOVIA BANK, NATIONAL ASSOCIATION, as a Lender and as Co- Managing Agent | ||||
By: | /s/ Patrick J. Kaufmann | |||
Name: | Patrick J. Kaufmann | |||
Title: | Senior Vice President |
NATIONAL CITY BANK, as a Lender and as Co-Managing Agent | ||||
By: | /s/ Debra W. Riefner | |||
Name: | Debra W. Riefner | |||
Title: | Senior Vice President |
THE BANK OF NEW YORK, as a Lender and as Co-Managing Agent | ||||
By: | /s/ William M. Feathers | |||
Name: | William M. Feathers | |||
Title: | Vice President |
LASALLE BANK NATIONAL ASSOCIATION, as a Lender | ||||
By: | /s/ David P. Barrett | |||
Name: | David P. Barrett | |||
Title: | Vice President |
MORGAN STANLEY BANK, as a Lender | ||||
By: | /s/ Daniel Twenge | |||
Name: | Daniel Twenge | |||
Title: | Authorized Signatory |
HSBC BANK USA, NATIONAL ASSOCIATION, as a Lender | ||||
By: | /s/ Kevin B. Quinn | |||
Name: | Kevin B. Quinn | |||
Title: | Senior Vice President | |||
PRICING GRID—
VARIABLE PRICING AND FEES BASED ON LEVERAGE RATIO (PRICING)
(PRICING EXPRESSED IN BASIS POINTS)
Revolving | ||||||||||||||||||
Revolving | Credit | |||||||||||||||||
Leverage Ratio | Commitment | Letter of | Credit Base | LIBOR Rate | ||||||||||||||
Level | (Pricing) | Fee | Credit Fee | Rate Spread | Spread | |||||||||||||
I | Less than or equal to 1.0 to 1.0 | 15.0 | 62.5 | 0.0 | 62.5 | |||||||||||||
II | Greater than 1.0 to 1.0 but less than or equal to 1.5 to 1.0 | 20.0 | 75.0 | 0.0 | 75.0 | |||||||||||||
III | Greater than 1.5 to 1.0 but less than or equal to 2.0 to 1.0 | 25.0 | 100.0 | 0.0 | 100.0 | |||||||||||||
IV | Greater than 2.0 to 1.0 | 30.0 | 125.0 | 0.0 | 125.0 |
COMMITMENTS OF LENDERS AND ADDRESSES FOR NOTICES
Page 1 of 5
Amount of | ||||||||
Commitment for | ||||||||
Revolving Credit | ||||||||
Lender | Loans | Ratable Share | ||||||
Name: PNC Bank, National Association Address: One PNC Plaza, 249 Fifth Avenue Pittsburgh, PA 15222 Attention: David Gookin Telephone: 412-762-4815 Telecopy: 412-762-6484 | $ | 50,000,000.00 | 12.500000000 | % | ||||
Name: Citibank, N.A. Address: 388 Greenwich Street New York, NY 10013 Attention: Ray Dunning Telephone: 212-816-8259 Telecopy: 646-291-1760 | $ | 40,000,000.00 | 10.000000000 | % | ||||
Name: JPMorgan Chase Bank, N.A. Address:270 Park Avenue, 4th Floor New York, NY 10017 Attention: Linda Meyer Telephone: 212-270-2413 Telecopy: 212-270-5100 | $ | 40,000,000.00 | 10.000000000 | % | ||||
Name: Bank of America N.A. Address: 101 N. Tryon Street Charlotte, NC 28255 Attention: Thomas Barnett Telephone: 704-387-1009 Telecopy: 704-386-1319 | $ | 35,000,000.00 | 8.750000000 | % |
Amount of | ||||||||
Commitment for | ||||||||
Revolving Credit | ||||||||
Lender | Loans | Ratable Share | ||||||
Name: Bank of Tokyo-Mitsubishi UFJ Trust Company Address: 1251 Avenue of the Americas, 12th Floor New York, NY 10020-1104 Attention: John Leffler Telephone: 212-782-4228 Telecopy: 212-782-6445 | $ | 35,000,000.00 | 8.750000000 | % | ||||
Name: Credit Suisse, Cayman Islands Branch Address: 1 First Canadian Place, Suite 3000 Toronto, Ontario M5X 1C9 Attention:Alain Daoust Telephone: 416-352-4527 Telecopy: 416-352-0927 | $ | 35,000,000.00 | 8.750000000 | % | ||||
Name: Wachovia Bank, National Association Address: 2240 Butler Pike Plymouth Meeting, PA 19462 Attention: Patrick J. Kaufmann Telephone: 610-397-2561 Telecopy: 610-397-2558 | $ | 35,000,000.00 | 8.750000000 | % | ||||
Name: National City Bank Address: 20 Stanwix Street, IDC 25-191 Pittsburgh, PA 15222 Attention: Debra Riefner Telephone: 412-644-8880 Telecopy: 412-644-8889 | $ | 35,000,000.00 | 8.750000000 | % | ||||
Name: The Bank of New York Address: Rm. 4535, 1 Mellon Center Pittsburgh, PA 15258-0001 Attention: William M. Feathers Telephone: 412-234-4598 Telecopy: 412-236-6112 | $ | 35,000,000.00 | 8.750000000 | % | ||||
Name: LaSalle Bank National Association Address: 210 Sixth Avenue, Suite 3620 Pittsburgh, PA 15222 Attention: Philip Medsger Telephone: 412-255-5461 Telecopy: 412-255-5485 | $ | 20,000,000.00 | 5.000000000 | % |
Amount of | ||||||||
Commitment for | ||||||||
Revolving Credit | ||||||||
Lender | Loans | Ratable Share | ||||||
Name: Morgan Stanley Bank Address: One Perrepoint Plaza, 7th Floor 300 Cadman Plaza West Brooklyn, NY 11201 Attention: Erma Dell’Aquita Telephone: 718-754-7286 Telecopy: 718-754-7249 | $ | 20,000,000.00 | 5.000000000 | % | ||||
Name: HSBC Bank USA, National Association Address: One HSBC Center — Lobby Level Buffalo, NY 14203 Attention: Kevin B. Quinn Telephone: 716-841-2556 Telecopy: 716-841-6930 | $ | 20,000,000.00 | 5.000000000 | % | ||||
Total | $ | 400,000,000.00 | 100.000000000 | % |
COMMITMENTS OF LENDERS AND ADDRESSES FOR NOTICES
Page 2 of 5
Address: PNC Firstside Center
500 First Avenue, 4th Floor
Pittsburgh, Pennsylvania 15219
Attention: Lisa Pierce
Telephone: 412-762-6442
Telecopy: 412-762-8672
Address: 801 West Street, 2nd Floor
Wilmington, DE 19801-1545
Attention: Dale G. Reid, President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 801 West Street
Wilmington, DE 19801-1545
Attention: Dale G. Reid, President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, Pennsylvania 15222-5479
Attention: Jon D. Walton, Executive Vice President, Human Resources, Chief Legal and Compliance Officer
Telephone: 412-394-2836
Telecopy: 412-394-3010
Address: 1000 Six PPG Place
Pittsburgh, Pennsylvania 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1600 Old Salem Road
Albany, OR 97321
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1600 N.E. Old Salem Road
P.O. Box 460
Albany, OR 97321
Attention: Patrick J. Viccaro, Vice President
Telephone: 412-394-2839
Telecopy: 412-394-3010
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1600 Old Salem Road
Albany, OR 97321
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: Rt. 288, West New Castle Street
Zelienople, PA 16063
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 530 34th Avenue SE
Albany, OR 97321
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 235 Industrial Park Road
Frackville, PA 17931
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 801 West Street, 2nd Floor
Wilmington, DE 19801-1545
Attention: Dale G. Reid, President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 801 West Street, 2nd Floor
Wilmington, DE 19801-1545
Attention: Dale G. Reid, President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1200 Midland Avenues
Midland, PA 15090
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
Address: 1000 Six PPG Place
Pittsburgh, PA 15222-5479
Attention: Dale G. Reid, Vice President
Telephone: 412-395-3057
Telecopy: 412-395-3051
To Credit Agreement
Amount in | ||||||||||||||
Issuing | Loan | functional | ||||||||||||
Bank | Party | L/C Number | Amount in USD | Currency | Expiration | Beneficiary | ||||||||
PNC | TDY | S258218NJY | $ | 166,240.00 | CHF-200,000 | 2/11/2008E | UBS AG | |||||||
PNC | TDY | S258176NJY | $ | 1,145,292.88 | Euros-837,263.60 | 10/14/2007E | ABN Amro Bank | |||||||
PNC | TDY | S258174NJY | $ | 609,880.00 | USD | 8/3/2007E | Dept. of Environ.Mgt. State of Indiana | |||||||
PNC | AL | S259370PGH | $ | 2,000,000.00 | USD | 11/30/2007E | Calif. Regional Water Qual. Control Brd. | |||||||
PNC | AL | S259890PGH | $ | 1,194,302.00 | USD | 4/30/2008E | Pa. Dept of Environ. Protection. | |||||||
PNC | AL | S258221NJY | $ | 17,900,000.00 | USD | 6/1/2008E | Pa. self Ins. Division | |||||||
PNC | AL | S901599PGH | $ | 750,000.00 | USD | 1/1/2008E | State of Conn. Bureau of Workers Comp. | |||||||
PNC | TDY | S901600PGH | $ | 1,969,623.00 | USD | 8/7/2007E | Pa. Dept of Environ. Protection. | |||||||
PNC | TDY | S260166PGH | $ | 2,531,004.81 | Yen 300,000,000 | 9/18/07E | Bank of Tokyo Mitsubishi | |||||||
PNC | ATI | S259566PGH | $ | 3,330,314.43 | USD | 7/25/2007E | Lombard U.S. Equipment | |||||||
PNC | TDY | S261786PGH | $ | 18,952,436.00 | USD | 10/31/07E | United States Fidelity and Guaranty Co. | |||||||
PNC | TDY | 18101073-00-000 | $ | 93,968.10 | USD | 11/4/2007 | Korea Nuclear Fuel Co. | |||||||
PNC | TDY | 18101365-00-000 | $ | 203,656.48 | USD | 12/31/2007 | Korea Nuclear Fuel Co. | |||||||
PNC | TDY | 18103129-00-000 | $ | 6,248.34 | USD | 12/31/2007 | Korea Nuclear Fuel Co. | |||||||
PNC | TDY | 18103699-00-000 | $ | 291,615.92 | USD | 9/7/2007E | Korea Nuclear Fuel Co. | |||||||
PNC | ATI | 18104101-00-000 | $ | 664,797.42 | USD | 12/13/07E | Dept. of Environ.Mgt. State of Indiana | |||||||
PNC | TDY | 18104067-00-000 | $ | 27,358,000.00 | Euros 20,000,000 | 12/22/07E | Bank of Tokyo Mitsubishi | |||||||
PNC | TDY | 18104268-00-000 | $ | 9,033.20 | USD | 1/30/2008E | Korea Nuclear Fuel Co. | |||||||
PNC | TDY | 17104683-00-000 | $ | 191,700.49 | CHF 230,631 | 11/14/2007 | New Borel LTD. | |||||||
PNC | TDY | 18104672-00-000 | $ | 4,759.00 | USD | 5/16/08E | Korea Nuclear Fuel Co. | |||||||
PNC | TDY | 18105617-00-000 | $ | 2,000,000.00 | USD | 7/11/08E | PNC Bank as Trustee | |||||||
PNC | TDY | 18105616-00-000 | $ | 340,000.00 | USD | 7/11/08E | Dept. of Toxic Substance Control Calif. | |||||||
$ | 81,712,872.06 |
To Credit Agreement
A. | UCC Financing Statements (Results through 06/12/2007) |
1. | Secured Party: | Pro-Am Safety Inc. | ||||
File Number: | 33671069 | |||||
File Date: | 03/02/2001 | |||||
Cltrl: | All consigned goods and proceeds listed more specifically on Exhibit A attached thereto | |||||
Continuation Number: | 2006030103630 | |||||
File Date: | 02/28/2006 | |||||
2. | Secured Party: | Citicorp Vendor Finance Inc. | ||||
File Number: | 33811033 | |||||
File Date: | 04/11/2001 | |||||
Cltrl: | All equipment now or hereafter leased by Lessor to Lessee, and all accessions, additions, replacements and substitutions thereto and therefore and all proceeds (including insurance proceeds) thereof, as more specifically identified in lease documentation on file in offices of the Lessor LSE # 2000026415 | |||||
Continuation Number: | 2006040402117 | |||||
File Date: | 04/04/2006 | |||||
3. | Secured Party: | 1st Source Bank Construction Equipment Division | ||||
File Number: | 34680522 | |||||
File Date: | 12/06/2001 | |||||
Cltrl: | 1 2001 Linkbelt Model Rough Terrain Crane together with all present and future attachments, accessions, substitutions, replacement parts, repairs, additions, documents and certificates of title, ownership of origin, with respect to the equipment and all proceeds thereof, including rental and/or lease receipts. | |||||
Continuation Number: File Date: | 2006101905511 10/19/2006 |
4. | Secured Party: | Applied Industrial Technologies, Inc. | ||||
File Number: | 34980236 | |||||
File Date: | 03/01/2002 | |||||
Cltrl: | Equipment at specific locations and Purchase Money Security Interest in and to all Consignee’s now held or hereafter acquired equipment consigned or shipped to consignee by or on behalf of consignor pursuant to Consignment Agreement | |||||
Continuation Number: File Date: | 2007022605030 02/26/2007 | |||||
5. | Secured Party: | Glencore Ltd. | ||||
File Number: | 36331781 | |||||
File Date: | 06/11/2002 | |||||
Cltrl: | Glencore’s Charge Grade and High Carbon Ferrochrome products stored from time to time at Bailee’s facility and all products and proceeds of such product. | |||||
Continuation Number: | 2007040404694 | |||||
File Date: | 04/04/2007 | |||||
6. | Secured Party: | 1st Source Bank Construction Equipment Division | ||||
File Number: | 36670976 | |||||
File Date: | 09/24/2002 | |||||
Cltrl: | 1 Wadon Model 6000C Articlated Unitractor S/N 28558 Together with all present and future attachments, accessories, substitutions, replacement parts, repairs, additions, documents, and certificates of title, ownership or origin, with respect to the equipment and all proceeds thereof, including rental and or lease receipts, for informational purposes only. | |||||
Continuation Number: | 2007040906460 | |||||
File Date: | 04/09/2007 | |||||
7. | Secured Party: | Reference Metals Company Inc. | ||||
File Number: | 20030260466 | |||||
File Date: | 03/20/2003 | |||||
Cltrl: | Notice filing of Niobium Products consigned goods | |||||
8. | Secured Party: | Citicorp Del Lease, Inc. | ||||
File Number: | 20030363778 | |||||
File Date: | 04/14/2003 | |||||
Cltrl: | One (1) New Mitsubishi Model # FGC 70K S/N AF8900370 — 93” Simplex Mast, 48” Forks, Sideshifter | |||||
9. | Secured Party: | De Lage Landen Financial Services Inc. |
-2-
File Number: | 20030376699 | |||||
File Date: | 04/16/2003 | |||||
Cltrl: | Five (5) New Hyster Model S1255XL2 Forklifts, attachments and accessories. S/N B024V01907A, B024V01908A, B024V01912A, B024V01917A and B024V01920A | |||||
10. | Secured Party: | De Lage Landen Financial Services Inc. | ||||
File Number: | 20030401025 | |||||
File Date: | 04/24/2003 | |||||
Cltrl: | Notice filing of leased equipment: 1 Hyster S155XL2 B024V01907A, 2 Hyster S155XL2 B024V01908A, 3 Hyster S155XL2 B024V01912A, 4 Hyster S155XL2 B024V01917A, 5 Hyster S155XL2 B024V01920A, | |||||
11. | Secured Party: | NORIMET Limited | ||||
File Number: | 20030401679 | |||||
File Date: | 04/24/2003 | |||||
Cltrl: | All goods and inventory sold by Secured Party to Debtor, all Property and all purchase portions of Property. Property means a maximum consignment inventory of approx. 308,000 lbs. Secured Party’s requirement for electrolytic nickel cathodes. Norlisk Nickel’s grades H-1/H -1Y/H-2 or comparable | |||||
12. | Secured Party: File Number: File Date: Cltrl: | De Lage Landen Financial Services Inc. 20030471456 05/12/2003 Five (5) New Hyster Model S80XMBCS Forklifts each together with Fork Positioner, all attachments and accessories. S/N E004V02974A, E004V02973A, E004V02970A, E004V02971A and E004V02982A | ||||
13. | Secured Party: | De Lage Landen Financial Services Inc. | ||||
File Number: | 20030486866 | |||||
File Date: | 05/15/2003 | |||||
Cltrl: | Notice filing of leased equipment: 1 Hyster S80XMBCS E004V02974A 2 Hyster S80XMBCS E004V02973A 3 Hyster S80XMBCS E004V02970A 4 Hyster S80XMBCS E004V02971A 5 Hyster S80XMBCS E004V02982A | |||||
14. | Secured Party: | Diversified Financial Services, LLC | ||||
File Number: | 20030633325 | |||||
File Date: | 08/05/2003 | |||||
Cltrl: | 2003 JLG 2032E2 Scissor Lift S/N 0200114506 | |||||
15. | Secured Party: | Diversified Financial Services, LLC | ||||
File Number: | 20030633005 | |||||
File Date: | 08/06/2003 |
-3-
Cltrl: | 2003 JLG 2032E2 Scissor Lift S/N 0200114506 | |||||
16. | Secured Party: | Citicorp North America Inc. | ||||
File Number: | 20030819317 | |||||
File Date: | 08/19/2003 | |||||
Cltrl: | Lease: Four (4) New Caterpillars (3) Model # GP30KLP (1) Model # GP45KLP S/N AT13E31231. AT13E31230. AT13E31217. AT29B80158 (3) W 216” Mast 42” Forks Sideshifter (1) W 188” Mast 54” Forks Sideshifter | |||||
17. | Secured Party: | Citicorp North America Inc. | ||||
File Number: | 20030822035 | |||||
File Date: | 08/20/2003 | |||||
Cltrl: | Lease: One (1) New Caterpillar Model # GP45KLP S/N AT29B80158 — 188” Mast 54” Forks, Sideshifter | |||||
18. | Secured Party: | Minteq International Inc. | ||||
File Number: | 20040001658 | |||||
File Date: | 12/30/2003 | |||||
Cltrl: | Lease: MINSCAN Gunning System- 2 complete units per Equipment Lease Agreement dated April 21, 2003. Consigned Inventory: Gunning, Hot Bottom & Cold Bottom material | |||||
19. | Secured Party: | Citicorp Del Lease Inc. | ||||
File Number: | 20040056279 | |||||
File Date: | 01/20/2004 | |||||
Cltrl: | (1) One New Moltrec Model # E360 S/N 1025724 | |||||
20. | Secured Party: | Wells Fargo Financial Leasing | ||||
File Number: | 20040369077 | |||||
File Date: | 04/08/2004 | |||||
Cltrl: | Lease: 1 — Neopost Mail Machine/Mail Scale System M/N MRT37HL — SE371J | |||||
21. | Secured Party: | North American Refractories Company | ||||
File Number: | 20040404279 | |||||
File Date: | 04/16/2004 | |||||
Cltrl: | Notice filing of consigned refractory bricks, monolithics and supplies | |||||
22. | Secured Party: | Equipco, Division of Phillips Corporation | ||||
File Number: | 2005041103263 | |||||
File Date: | 04/07/2005 | |||||
Cltrl: | Informational purpose: One Cushman 898727G01 S/N 2297805 | |||||
23. | Secured Party: | IBM Corporation | ||||
File Number: | 2005042603694 |
-4-
File Date: Cltrl: | 04/26/2005 IBM Equipment Type Cisco Systems Router/Bridges and related software as described on IBM Credit LLC Supplement(s) #FT51BJ | |||||
24. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005050605422 | |||||
File Date: | 05/06/2005 | |||||
Cltrl: | Equipment Lease: One (1) 2005 Waldon model 8500C | |||||
Wheel Loader | ||||||
25. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005062801509 | |||||
File Date: | 06/28/2005 | |||||
Cltrl: | Equipment Lease: One (1) 2005 Waldon model 8500C Wheel Loader | |||||
26. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005062801547 | |||||
File Date: | 06/28/2005 | |||||
Cltrl: | Equipment Lease: 1 2004 GMC model TT7F042 Street Sweeper Tilt Cab | |||||
27. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005062801559 | |||||
File Date: | 06/28/2005 | |||||
Cltrl: | Equipment Lease: One (1) 2005 Motrec model E-100 Cart Four Wheel Personnel Carrier; Two (2) 2005 Motrec model G-320 Cart Four Wheel Electric Forklist | |||||
28. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005062801648 | |||||
File Date: | 06/28/2005 | |||||
Cltrl: | Equipment Lease: 1 2006 Mack model CXN613 Tractor | |||||
29. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005072102927 | |||||
File Date: | 07/21/2005 | |||||
Clrtl: | Equipment Lease: One (1) 205 Taylor model T520S Forklift serial number 32079 | |||||
30. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2005090704494 | |||||
File Date: | 09/07/2005 | |||||
Cltrl: | One (1) Taylor model THC500L Forklift Serial number 32288 | |||||
31. | Secured Party: | RECO Equipment, Inc. | ||||
File Number: | 2005091500467 | |||||
File Date: | 09/09/2005 | |||||
Cltrl: | One (1) Liebherr A954BHD Scrap Metal Handler S/N 714-19948 |
-5-
32. | Secured Party: | NMHG Financial Services, Inc. | ||||
File Number: | 200601250265 | |||||
File Date: | 01/25/2006 | |||||
Cltrl: | All equipment now or hereafter leased by Lessor to Lessee and all accession, additions, replacements and proceeds including insurance therof | |||||
33. | Secured Party: | RECO Equipment, Inc. | ||||
File Number: | 2006041901534 | |||||
File Date: | 04/17/2006 | |||||
Clrtl: | One (1) Liebherr A934B Scrap Metal Handler S/N 934-28006 | |||||
34. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2006042703460 | |||||
File Date: | 04/27/2006 | |||||
Clrtl: | One (1) Taylor model Forklift S/N 32750 | |||||
35. | Secured Party: | Forklift Associates Inc. | ||||
File Number: | 2006062102802 | |||||
File Date: | 06/15/2006 | |||||
Cltrl: | Blanket security interest in any and all machinery and equipment in and related to the Lease agreement | |||||
36. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2006070301448 | |||||
File Date: | 07/03/2006 | |||||
Cltrl: | 2 2006 Pegasus model PG-500 Lift Truck S/N: R-13047, R-13048 | |||||
37. | Secured Party: | RECO Equipment, Inc. | ||||
File Number: | 2006100301091 | |||||
File Date: | 10/02/2006 | |||||
Cltrl: | Liebherr A934C Material Handler S/N 1006-29943 | |||||
38. | Secured Party: | Meridian Leasing Corporation | ||||
File Number: | 2006112701865 | |||||
File Date: | 11/22/2006 | |||||
Cltrl: | 1 Model H50FT Hyster Lift Truck S/N L177B097910 | |||||
39. | Secured Party: | Meridian Leasing Corporation | ||||
File Number: | 2006112904877 | |||||
File Date: | 11/28/2006 | |||||
Cltrl: | 1 Model S155XL2 Hyster Lift Truck S/N C024V027650 | |||||
40. | Secured Party: | Meridian Leasing Corporation | ||||
File Number: | 2007013102261 | |||||
File Date: | 01/30/2007 |
-6-
Cltrl: | 1 Model S80FTBCS Hyster Lift Truck S/N G004V1768D | |||||
41. | Secured Party: | RECO Equipment Inc. | ||||
File Number: | 2007020801577 | |||||
File Date: | 02/07/2007 | |||||
Cltrl: | One (1) Liebherr A934C Scrap Material Handler S/N 1006-32485 | |||||
42. | Secured Party: | Greystone Equipment Finance Corporation | ||||
File Number: | 2007041206760 | |||||
File Date: | 04/12/2007 | |||||
Cltrl: | 5 PW1R water coolers | |||||
43. | Secured Party: | Greystone Equipment Finance Corporation | ||||
File Number: | 2007041206746 | |||||
File Date: | 04/12/2007 | |||||
Cltrl: | 9 Model PW1R water coolers | |||||
44. | Secured Party: | General Electric Capital Corporation | ||||
File Number: | 2007050207939 | |||||
File Date: | 05/02/2007 | |||||
Cltrl: | 2 2006 Hyster model S155XL Forklift Truck S/N C024V02946E, C024V02890D | |||||
45. | Secured Party: | RECO Equipment, Inc. | ||||
File Number: | 2007060500628 | |||||
File Date: | 06/04/2007 | |||||
Cltrl: | One (1) New Liebherr A934C Scrap Material Handler |
A. | UCC Financing Statements (Search Report dated 06/04/2007) |
1. | 0128460972 filed 10/11/2001 | |||||
Debtor: S.P.: | TDY Industries, Inc. Sumitomo Corporation of America |
-7-
Cltrl: Continuation Number: Filing Date: | All Vacuum Distilled Titanium Sponge owned by Consignor. Notice filing only. 0670716643 05/25/2006 | |||||
2. | 0132360301 filed 11/16/2001 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Oregon Office of Energy | |||||
Cltrl: | All Equipment & Machinery now owned or described on Exhibit A of the Security Agreement dated November 12, 2001 | |||||
Continuation Number: | 0670963798 | |||||
Filing Date: | 09/27/2006 | |||||
3. | 0219260115 filed 07/10/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | GCF, Inc. (d/b/a Goldman Titanium) | |||||
Cltrl: | Scrap Titanium pursuant to consignment agreement | |||||
4. | 0220661064 filed 07/23/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Raymond Leasing Corporation | |||||
Cltrl: | 1 Raymond Four Directional | |||||
5. | 0223560101 filed 08/22/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | De Lage Landen Financial Services | |||||
Assignor : | Solarcom LLC | |||||
Cltrl: | Computer Equipment | |||||
6. | 0231660325 filed 11/07/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | De Lage Landen Financial | |||||
Assignor : | Solorcom LLC | |||||
Cltrl: | Computer Equipment | |||||
7. | 0231760891 filed 11/12/2002 | |||||
Debtor : | TDY Industries, Inc. | |||||
S.P.: | Wacker-Chemie GmbH |
-8-
Cltrl: | Relates to a Consignment Agreement dated January 1, 2002. | |||||
8. | 0233660526 filed 11/27/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Caterpillar Lift Trucks | |||||
9. | 0233660554 filed 11/27/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Caterpillar Lift Trucks | |||||
10. | 0234460089 filed 12/09/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Caterpillar Lift Trucks | |||||
11. | 0234460093 filed 12/09/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | 2 Caterpillar Lift Trucks, 1 Caterpillar Reach Truck and 1 Caterpillar Advance Rider Sweeper | |||||
12. | 0235160870 filed 12/13/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Used 1997 Caterpillar Lift Truck | |||||
This is an In-Lieu-Of filing. UCC was originally filed at the Oregon SOS. | ||||||
13. | 0235260627 filed 12/16/2002 | |||||
Debtor: S.P.: | TDY Industries, Inc. General Electric Capital Corporation | |||||
Cltrl: | 2 Used Caterpillar Lift Trucks |
-9-
This is an In-Lieu-Of filing. UCC was originally filed at the Oregon SOS. | ||||||
14. | 0235360480 filed 12/17/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | 2 Caterpillar Lift Trucks | |||||
15. | 0235360483 filed 12/17/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | 2 Caterpillar Lift Trucks & 1 Hyster Lift Truck | |||||
16. | 0235360486 filed 12/17/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Caterpillar Lift Truck | |||||
17. | 0235360496 filed 12/17/2002 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | 2 Caterpillar Lift Trucks | |||||
18. | 0306660613 filed 03/07/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | ELG Metals, Inc. | |||||
Cltrl: | All of Debtor’s Inventory consisting of High Tempered Titanium and Alloy Scrap shipped, sold or consigned to Debtor by Secured Party | |||||
19. | 0308060027 filed 03/20/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Fidelity Leasing | |||||
Assignor: | Solarcom, LLC | |||||
Cltrl: | Hydraulic Drive Form Grinder | |||||
20. | 0308060173 filed 03/20/2003 | |||||
Debtor: | TDY Industries, Inc. |
-10-
S.P.: | Reference Metals Company Inc. | |||||
Cltrl: | All consigned Niobium Products | |||||
03174C0626 filed 06/19/2003 - Amendment | ||||||
21. | 0309260707 filed 04/01/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | 3 1998 Lift Trucks | |||||
This is an In-Lieu-Of filing. UCC was originally filed at the Oregon SOS. | ||||||
22. | 0309260722 filed 04/01/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | 2 1998 Lift Trucks | |||||
This is an In-Lieu-Of filing. UCC was originally filed at the Oregon SOS. | ||||||
23. | 0315460099 filed 05/29/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | De Lage Landen Financial & Solarcom LLC | |||||
Cltrl: | Equipment Lease: Addendum illegible | |||||
24. | 0315460730 filed 05/30/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 001 to Master Lease Agreement dated May 20, 2003 (Forsythe Solutions Group, Inc. Invoice No. 264744) | |||||
04008C0201 filed 01/05/2004 — Assignment to MB Financial Bank, N.A. | ||||||
25. | 0316960157 filed 06/13/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Lombard US Equipment Finance Corporation | |||||
Cltrl: | Specific equipment identified on Schedule 1 thereto and all general intangibles relating thereto, rights under the Third |
-11-
Amendment to and Restatement of the Lease Purchase Agreement dated December 1, 2002 between Chester Co., SC, as Lessor and Debtor, as Lessee | ||||||
26. | 0317660542 filed 06/23/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Equipment Lease: Six (6) Caterpillar Lift Trucks | |||||
27. | 0317660548 filed 06/23/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Equipment Lease: Nine (9) Caterpillar Lift Trucks, Rotating Bale Clamps | |||||
28. | 0317660551 filed 06/23/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Equipment Lease: Three (3) Caterpillar Lift Trucks | |||||
29. | 0320260386 filed 07/16/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | CIT Technologies Corporation | |||||
Cltrl: | Equipment Lease: Schedule No. 001 to Master Lease Agreement dated May 27, 2003 (Hitachi Data Systems) | |||||
30. | 0328360065 filed 10/07/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 002 to Master Lease Agreement dated May 20, 2003 (Hyster Sales Company, Forklift Services of Oregon) | |||||
31. | 0328360068 filed 10/07/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. |
-12-
Cltrl: | Equipment Lease: Schedule No. 003 to Master Lease Agreement dated May 20, 2003 (Forklift Services of Oregon) | |||||
32. | 0328960505 filed 10/14/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 002 to Master Lease Agreement dated May 20, 2003 (Hyster Sales Company, Forklift Services of Oregon) 03339C0001 filed 12/02/2003 — Assignment to MB Financial Bank, N.A. | |||||
33. | 0329660198 filed 10/21/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 003 to Master Lease Agreement dated May 20, 2003 (Forklift Services of Oregon) 03328C0811 filed 11/21/2003 — Assignment to MB Financial Bank, N.A. | |||||
34. | 0332160663 filed 11/10/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 004 to Master Lease Agreement dated May 20, 2003 (M.H. Precision Systems, Inc.) 04008C0662 filed 01/05/2004 — Assignment to MB Financial Bank, N.A. | |||||
35. | 0332260894 filed 11/14/2003 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Cltrl: | Equipment Lease: 1 Stewart & Stevenson Tow Tractor | |||||
36. | 0421161660 filed 07/28/2004 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Cisco Systems Capital Corporation | |||||
Cltrl: | Equipment Lease: illegible | |||||
0470050866 filed 11/22/2004 — Amendment to include reference to Agreement to Lease Equipment No. 4685-MM002-0 |
-13-
37. | 047002162284 filed 10/12/2004 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 006 to Master Lease Agreement dated May 20, 2003 (Pacific NW Yamaha.) | |||||
38. | 047003650691 filed 10/25/2004 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 005 to Master Lease Agreement dated May 20, 2003 (Hoist Liftruck, Inc.) | |||||
39. | 057015250489 filed 02/07/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | Equipment Lease: Schedule No. 008 to Master Lease Agreement dated May 20, 2003 (Equipco Material Handling Solutions) | |||||
0570222348 filed 04/08/2005 — Assignment to MB Financial Bank, N.A. | ||||||
40. | 057015257193 filed 02/08/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | CIT Technologies Corporation | |||||
Cltrl: | Equipment Lease: Schedule No. 002 to Master Lease Agreement dated May 27, 2003 (Logicalls) | |||||
41. | 057028029962 filed 05/24/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Somerset Capital Group, Ltd. | |||||
Cltrl: | Equipment Lease: Schedule No. 001 to Master Lease Agreement dated April 27, 2005 | |||||
42. | 057032221254 filed 06/27/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Caterpillar Inc. |
-14-
Cltrl: | Notice filing of ownership of tooling and machine located in Portland, IN pursuant to Equipment Loan Agreements between the Debtor and Secured Party | |||||
43. | 057035165587 filed 07/22/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Key Equipment Finance, Inc. | |||||
Cltrl: | Notice filing | |||||
44. | 057052244120 filed 12/15/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 2005 Caterpillar S/N AT13F02092 model P600 Forklift | |||||
45. | 057052245757 filed 12/15/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 2005 Caterpillar MJH04725 model 226B Skid Steer Loader | |||||
46. | 057052245494 filed 12/15/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 2005 Caterpillar MJH04495 model 226B Skid Steer Loader | |||||
47. | 057053597102 filed 12/29/2005 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | Exhibit A to UCC not attached to result Amendment number 0670605976 filed 02/23/2006 (added collateral description) | |||||
48. | 067054060806 filed 01/03/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC |
-15-
Cltrl: | 1 2005 Royal T300C Lift Truck S/N L1112 | |||||
Amendment number 0670605951 filed 02/23/2006 (added cltrl: 1 2005 Royal T00C Lift Truck with Crucible clamp Serial Number 552195-1R1) | ||||||
49. | 067058941080 filed 02/15/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Marubeni America Corporation | |||||
Cltrl: | Consigner purchase money security interest in all High Grade Low Carbon Ferro- Chrome shipped by secured party to debtor and proceeds | |||||
50. | 067060645428 filed 02/23/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | OMG Americas, Inc. | |||||
Cltrl: | All fine cobalt powder containing products pursuant to Supply Agreement date 8/1/2005 | |||||
51. | 067068098195 filed 04/27/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Meridian Leasing Corporation | |||||
Cltrl: | Specified equipment pursuant to 4/1/2006 Master Lease Agreement | |||||
Assignment number 0670761189 filed 06/30/2006 (Assigned to FIRST EAGLE NATIONAL BANK) | ||||||
52. | 067069528861 filed 05/09/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Mitsui and Co. (U.S.A), Inc. | |||||
Cltrl: | All titanium sponge goods not or hereafter acquired by Mitsui and thereafter consigned or placed on premises of debtor | |||||
53. | 067070090423 filed 05/15/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC |
-16-
Cltrl: | 1 caterpillar model DP115 Forklift Truck S/N 4DP10110 and specified related equipment | |||||
54. | 067070090281 filed 05/15/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 caterpillar GP50K forklift truck S/N AT33B50173 and specified related equipment | |||||
55. | 067078276922 filed 07/19/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | United Rentals (North America), Inc. | |||||
Cltrl: | 1 Genie boom E051310421 60 to 62 ft IC Artic 4WD model Z- 60-34 S/N Z60-2196 | |||||
56. | 067081791675 filed 08/16/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Metallurg Vanadium Corporation | |||||
Cltrl: | all Vanadium Aluminum 65/35 Ti-17 Master Alloy and Val 40/60 and other goods goods from time to time consigned or delivered to debtor by secured party | |||||
57. | 067089649221 filed 10/25/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | United Rentals ( North America), Inc. | |||||
Cltrl: | 1 eq#909541 Sullair TS-32S-400L Rotary Screw Compressor s/n 200610120084 | |||||
58. | 067090569789 filed 11/01/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 caterpillar model P6000LP Lift Truck serial number AT13F03395 | |||||
59. | 067096556014 filed 12/26/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation |
-17-
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 caterpillar model DP90 forklift truck serial number T32B60224 | |||||
60. | 067096713403 filed 12/28/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 2 2006 caterpillar model DP115 Forklift s/n 4 DP10158 and 4DP10159 | |||||
61. | 067096809833 filed 12/28/2006 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 SI model Genie-65 self propelled Telescopic Boom Lift s/n S6006-14504 | |||||
62. | 077097675593 filed 01/02/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | Specific equipment detailed on Exhibit A (forklifts) | |||||
63. | 077097136212 filed 01/02/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 Komatsu model FG30HT forklift s/n 203708A with specific related equipment | |||||
64. | 077099073315 filed 01/18/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | General Electric Capital Corporation | |||||
Addl: | Minority Alliance Capital, LLC | |||||
Cltrl: | 1 2006 caterpillar model GP40K s/n AT29C00918 | |||||
65. | 077104352948 filed 02/26/2007 | |||||
Debtor: | TDY Industries, Inc. |
-18-
S.P.: | Summit Funding Group, Inc. | |||||
Cltrl: | 1 JLG 600S Boom lift s/n 0300102475 and 1 JLG 600A Articulated boom lift s/n 0300105275 | |||||
Assignment number 0771069378 filed 03/19/2007 (assigned to AMSOUTH LEASING ,INC.) | ||||||
66. | 077105317314 filed 03/06/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Meridian Leasing Corporation | |||||
Cltrl: | 1 05105-H55F Hyster forklift s/n E008E2125D | |||||
67. | 077112693935 filed 05/04/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | Pacific Rim Capital Corporation | |||||
Cltrl: | 1 Tow Tractor M1A50 and Equipment detailed in Equipment Schedule 1 to Master Lease Agreement dated 01/25/2007 | |||||
Amendment number 0771128521 filed 05/07/2007 (Restated collateral description) | ||||||
68. | 077113286782 filed 05/09/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | ATEL Capital Equipment Fund X, LLC | |||||
Cltrl: | 1 Caterpillar GP40K Lift Truck s/n AT29C01224 | |||||
69. | 077113287056 filed 05/09/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | ATEL Capital Equipment Fund X, LLC | |||||
Cltrl: | 1 caterpillar GC45K SWB lift Truck s/n AT87A10329 | |||||
70. | 077113288209 filed 05/09/2007 | |||||
Debtor: | TDY Industries, Inc. | |||||
S.P.: | ATEL Capital Equipment Fund X, LLC | |||||
Cltrl: | 1 caterpillar GP240K lift Truck s/n AT29C01229 |
-19-
A. | UCC Financing Statements (Search through 06/01/2007) |
1. | Secured Party: | Somerset Capital Group, Ltd. | ||
Assignee: | Amebal Capital Corporation | |||
Filing Number: | 11255897 | |||
Filing Date: | 10/17/2001 | |||
Cltrl: | Equipment Lease: Lease No. AT1001, Schedule No. 1 | |||
Assignment Number: | 22843625 (assigned to Hitachi Credit America Corp) | |||
Filing Date: | 11/12/2002 | |||
2. | Secured Party: | EMC Corporation | ||
Filing Number: | 117649690 | |||
Filing Date: | 11/20/2001 | |||
Cltrl: | specific equipment | |||
3. | Secured Party: | Hewlett-Packard Financial Services Company, F/K/A Compaq Financial Services Corporation | ||
Filing Number: | 21740632 | |||
Filing Date: | 07/16/2002 | |||
Cltrl: | Equipment Lease: Master Lease and Financing Agreement Number 101495, equipment located in Pittsburgh, PA | |||
4. | Secured Party: | Computer Sales International, Inc. | ||
Filing Number: | 22332355 | |||
Filing Date: | 09/11/2002 | |||
Cltrl: | Equipment Lease: Master Lease 191998, Schedule One, equipment located in Monroe, NC | |||
Amendment Number: | 22630568 (specifies equipment & S/N) | |||
Filing Date: | 10/10/2002 | |||
5. | Secured Party: | Reference Metals Company Inc. | ||
Filing Number: | 30702020 | |||
Filing Date: | 03/20/2003 | |||
Cltrl: | Notice filing of Niobium Products consigned pursuant to Supply Agreement dated February 27, 2003 | |||
6. | Secured Party: | Allied Metals Corporation | ||
Filing Number: | 32212804 |
-20-
Filing Date: | 08/26/2003 | |||
Cltrl: | Notice filing of consigned goods — inventory of high purity iron and nickel master alloys | |||
7. | Secured Party: | CIT Technologies Corporation | ||
Filing Number: | 32289976 | |||
Filing Date: | 08/13/2003 | |||
Cltrl: | Equipment Lease: No schedule attached to UCC-1 | |||
8. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 32316910 | |||
Filing Date: | 08/18/2003 | |||
Cltrl: | Equipment Lease: Schedule No. 001 to Master Lease Agreement dated May 20, 2003 (Forsythe Solutions Group, Inc.), located in La Vergne, TN | |||
9. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 32747809 | |||
Filing Date: | 10/21/2003 | |||
Cltrl: | Equipment Lease: Schedule No. 002 to Master Lease Agreement dated May 20, 2003 (Hyster Sales Company, Forklift Services of Oregon), located in Albany, OR | |||
10. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 32747890 | |||
Filing Date: | 10/21/2003 | |||
Cltrl: | Equipment Lease: Schedule No. 003 to Master Lease Agreement dated May 20, 2003 (Forklift Services of Oregon), located in Albany, OR | |||
11. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 32901786 | |||
Filing Date: | 10/31/2003 | |||
Cltrl: | Equipment Lease: Schedule No. 002 to Master Lease Agreement dated May 20, 2003 (Hyster Sales Company, Forklift Services of Oregon), located in Albany, OR | |||
12. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 32901810 | |||
Filing Date: | 10/31/2003 | |||
Cltrl: | Equipment Lease: Schedule No. 003 to Master Lease Agreement dated May 20, 2003 (Forklift Services of Oregon), located in Albany, OR | |||
13. | Secured Party: | Computer Sales International, Inc. | ||
Filing Number: | 33016014 | |||
Filing Date: | 11/10/2003 | |||
Cltrl: | Equipment Lease: Master Lease 191998, Schedule Two, equipment located in Pittsburgh, PA | |||
Amendment Number: | 41621509 — collateral located in Monroe, NC |
-21-
Filing Date: | 05/25/2004 | |||
14. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 33072330 | |||
Filing Date: | 11/17/2003 | |||
Cltrl: | Equipment Lease: Schedule No. 004 to Master Lease Agreement dated May 20, 2003 (M.H. Precision Systems, Inc.), located in La Vergne, TN | |||
Assignment Number: | 41063017 — assigned to MB Financial Bank, N.A. | |||
Filing Date: | 04/15/2004 | |||
15. | Secured Party: | Gelco Corporation dba GE Fleet Services | ||
Filing Number: | 40190571 | |||
Filing Date: | 01/23/2004 | |||
Cltrl: | Equipment Lease | |||
16. | Secured Party: | MB Financial Bank N.A. | ||
Filing Number: | 40513954 | |||
Filing Date: | 02/11/2004 | |||
Cltrl: | Equipment Lease: Master Lease Agreement dated December 30, 2003 (CB Toyota-Lift), located in Albany, OR | |||
17. | Secured Party: | Ameritech Credit Corporation | ||
Filing Number: | 42222331 | |||
Filing Date: | 08/09/2004 | |||
Cltrl: | Equipment Lease: Schedule No. 001-3467500-003 | |||
18. | Secured Party: | Ameritech Credit Corporation | ||
Filing Number: | 42222380 | |||
Filing Date: | 08/09/2004 | |||
Cltrl: | Equipment Lease: Schedule No. 001-3467500-001 | |||
19. | Secured Party: | Ameritech Credit Corporation | ||
Filing Number: | 42373472 | |||
Filing Date: | 08/23/2004 | |||
Cltrl: | Equipment Lease: Schedule No. 001-3467500-004, located in Huntsville, AL | |||
Amendment Number: | 42373811 — description of leased equipment | |||
Filing Date: | 08/23/2004 | |||
20. | Secured Party: | Lorenz Leasing & Analytics | ||
Filing Number: | 42879494 | |||
Filing Date: | 10/13/2004 | |||
Cltrl: | Equipment Lease: Master Lease Agreement dated September 30, 2004 and Equipment Schedule No. 1 | |||
21. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 43055995 | |||
Filing Date: | 10/26/2004 |
-22-
Cltrl: | Equipment Lease: Schedule No. 005 to Master Lease Agreement dated May 20, 2003 (Hoist Lifttruck, Inc.), located in Albany, OR | |||
Assignment Number: | 43468172 — assigned to MB Financial Bank, N.A. | |||
Filing Date: | 12/09/2004 | |||
22. | Secured Party: | Computer Sales International, Inc. | ||
Filing Number: | 43112531 | |||
Filing Date: | 11/04/2004 | |||
Cltrl: | Equipment Lease: Master Lease 191998, Schedule Three, equipment located in Pittsburgh, PA | |||
Amendment Number: | 50821273 — collateral located in Monroe, NC | |||
Filing Date: | 03/11/2005 | |||
Assignment Number: | 50853649 — assigned to Bank of Blue Valley | |||
Filing Date: | 03/14/2005 | |||
23. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 43328871 | |||
Filing Date: | 11/23/2004 | |||
Cltrl: | Equipment Lease: Schedule No. 006 to Master Lease Agreement dated May 20, 2003 (Pacific NW Yamaha), located in Albany, OR | |||
Assignment Number: | 43468156 — assigned to MB Financial Bank, N.A. | |||
Filing Date: | 12/09/2004 | |||
24. | Secured Party: | IBM Corporation | ||
Filing Number: | 43379866 | |||
Filing Date: | 12/02/2004 | |||
Cltrl: | Equipment per IBM Credit LLC Supplement # FT51BJ, Cisco Systems Router/Bridges | |||
25. | Secured Party: | Information Leasing Corporation | ||
Filing Number: | 43399161 | |||
Filing Date: | 12/03/2004 | |||
Cltrl: | Equipment Lease: Lease No. HDS524750004, located in Pittsburgh, PA | |||
26. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 43527050 | |||
Filing Date: | 12/14/2004 | |||
Cltrl: | Equipment Lease: Acct. # 4158964-001, located in Albany, OR | |||
27. | Secured Party: | Herc Exchange, LLC | ||
Filing Number: | 50418948 | |||
Filing Date: | 02/07/2005 |
-23-
Cltrl: | (1) Quincy Compressor; Model QSI1500; S/N UN0503209, Herc ID: 005904015, Doc. 8617480-001; (1) Quincy Dryer; Model QPNC1200; S/N QR984881; Herc ID 052044017, Doc. 8617480-001 | |||
28. | Secured Party: | IBM Corporation | ||
Filing Number: | 50634551 | |||
Filing Date: | 02/28/2005 | |||
Cltrl: | Equipment per IBM Credit LLC Supplement # FT4G4H, Cisco Systems Router/Bridges | |||
29. | Secured Party: | CIT Technologies Corporation | ||
Filing Number: | 50640053 | |||
Filing Date: | 02/15/2005 | |||
Cltrl: | Equipment Lease: Schedule No. 002 to Master Lease Agreement dated May 27, 2003 (Logicalis), located in La Vergne, TN | |||
30. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 50812520 | |||
Filing Date: | 03/11/2005 | |||
Cltrl: | Equipment Lease: Schedule No. 008 to Master Lease Agreement dated May 20, 2003 (Equipco Material Handling Solutions), located in Albany, OR | |||
Assignment Number: | 51088492 — to MB Financial Bank, N.A. | |||
Filing Date: | 04/08/2005 | |||
31. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 50849787 | |||
Filing Date: | 03/17/2005 | |||
Cltrl: | Equipment Lease: Acct. # 4158964-002 | |||
32. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 50849811 | |||
Filing Date: | 03/17/2005 | |||
Cltrl: | Equipment Lease: Acct. # 4158964-003 | |||
33. | Secured Party: | IBM Corporation | ||
Filing Number: | 51317396 | |||
Filing Date: | 04/28/2005 | |||
Cltrl: | Equipment per IBM Credit LLC Supplement # FT51BJ, Cisco Systems Router/Bridges | |||
34. | Secured Party: | Donlen Corporation | ||
Filing Number: | 514229225 | |||
Filing Date: | 04/26/2005 | |||
Cltrl: | Equipment Lease: 2000 Caterpillar 950G, Wheel Loader, S/N 3JW01424 | |||
35. | Secured Party: | Somerset Capital Group, Ltd. |
-24-
Filing Number: | 51593228 | |||
Filing Date: | 05/24/2005 | |||
Cltrl: | Equipment Lease: Schedule No. 001 to the Lease Agreement dated April 27, 2005 | |||
36. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 51981605 | |||
Filing Date: | 06/28/2005 | |||
Cltrl: | Equipment Lease: Acct. # 4162665001 | |||
37 | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 51981761 | |||
Filing Date: | 06/28/2005 | |||
Cltrl: | Equipment Lease: Acct. # 4162665002 | |||
38. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 51981993 | |||
Filing Date: | 6/28/2005 | |||
Cltrl: | Equipment Lease: Acct. # 4162665003 | |||
39. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 51982215 | |||
Filing Date: | 06/28/2005 | |||
Cltrl: | Equipment Lease: Acct. # 4162665004 | |||
40. | Secured Party: | IBM Corporation | ||
Filing Number: | 51999177 | |||
Filing Date: | 06/29/2005 | |||
Cltrl: | Equipment per IBM Credit LLC Supplement # FT51BJ, Cisco Systems Router/Bridges | |||
41. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 52255918 | |||
Filing Date: | 07/21/2005 | |||
Cltrl: | 1 Taylor model T5205 Forklift s/n 32079 | |||
42. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 52771039 | |||
Filing Date: | 09/07/2005 | |||
Cltrl: | 1 Taylor model THC500L forklift s/n32288 | |||
43. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital LLC | ||
Filing Number: | 53969426 | |||
Filing Date: | 12/15/2005 | |||
Cltrl: | 1 Caterpillar AT13Fo2092 forklift | |||
44. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital LLC | ||
Filing Number: | 53969590 | |||
Filing Date: | 12/15/2005 |
-25-
Cltrl: | 1 Caterpillar MJH04495 Skid Steer Loader | |||
45. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 53970036 | |||
Filing Date: | 12/15/2005 | |||
Cltrl: | 1 Caterpillar MJH04495 Skid Steer Loader | |||
46. | Secured Party: | De Lage Landen Financial Services, Inc. | ||
Filing Number: | 60043067 | |||
Filing Date: | 01/05/2006 | |||
Cltrl: | Equipment specified under Master Lease Agreement 492 | |||
47. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 60078881 | |||
Filing Date: | 01/03/2006 | |||
Cltrl: | Equipment Lease Precaution filing | |||
Amendment Number: | 60701565 | |||
Filing Date: | 02/23/2006 | |||
Add cltrl: | 1 Royal 2005 Lift Truck with Crucible Clamp | |||
Amendment Number: | 60701631 | |||
Filing Date: | 02/23/2006 | |||
Add cltrl: | 1 2005 Bobcat S185 Loader | |||
48. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 60078899 | |||
Filing Date: | 01/03/2006 | |||
Cltrl: | Precaution Filing | |||
49. | Secured Party: | De Lage Landen Financial Services, Inc. | ||
Filing Number: | 60127696 | |||
Filing Date: | 01/12/2006 | |||
Cltrl: | 1 Hoist F220 28506 2 Hoist F220 28507 and all components | |||
50. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 60224691 | |||
Filing Date: | 01/12/2006 | |||
Cltrl: | 1 2005 Royal T300C Lift Truck with Crucible Clamp s/n 552195 | |||
51. | Secured Party: | Meridian Leasing Corporation | ||
Filing Number: | 61452531 | |||
Filing Date: | 04/27/2006 | |||
Cltrl: | Specific Equipment detailed on Exhibit A | |||
Assignment Number: | 62314425 |
-26-
Filing Date: | 06/30/2006 | |||
Assigned to FIRST EAGLE NATIONAL BANK | ||||
52. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 61501147 | |||
Filing Date: | 04/28/2006 | |||
Cltrl: | 2 Taylor model truck T520S Forklift s/n 32750 | |||
53. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital , LLC | ||
Filing Number: | 61743913 | |||
Filing Date: | 05/15/2006 | |||
Cltrl: | 1 caterpillar model GP50K s/n AT33B50173 and specific related equipment | |||
54. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 614743947 | |||
Filing Date: | 05/15/2006 | |||
Cltrl: | 1 2005 caterpillar forklift truck, s/n 4DP10110 and specific related equipment | |||
55. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 63819364 | |||
Filing Date: | 11/01/2006 | |||
Cltrl: | 1 caterpillar model P6000LP Lift Truck s/n AT13FO3395 | |||
Amendment Number: | 64274262 | |||
Filing Date: | 11/29/2006 | |||
(MINORITY ALLIANCE CAPITAL amended to be the Assignor and not the additional secured party) | ||||
57. | Secured Party: | Meridian Leasing Corporation | ||
Filing Number: | 64241154 | |||
Filing Date: | 11/21/2006 | |||
Cltrl: | 1 model H50FT lift Truck s/n L17B097910 | |||
58 | Secured Party: | Meridian Leasing Corporation | ||
Filing Number: | 624241170 | |||
Filing Date: | 11/21/2006 | |||
Cltrl: | 1 model S155XL2 Hyster lift Truck s/nC024V027650 | |||
59. | Secured Party: | General Electric Capital Corporation | ||
Filing Number: | 64588513 | |||
Minority Alliance Capital, LLC | ||||
Filing Date: | 12/30/2006 | |||
Cltrl: | 1 2006 Caterpillar model GP40K Fork Lift Truck s/n AT29C00918 |
-27-
60. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 70065390 | |||
Filing Date: | 12/27/2006 | |||
Cltrl: | 1 caterpillar model DP90 Fork Lift truck s/n T32B60224 | |||
61. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 70068030 | |||
Filing Date: | 12/28/2006 | |||
Cltrl: | 1 SI model Genie Self Propelled Telescopic Boom Lift s/n S6006-14504 | |||
62. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 40068162 | |||
Filing Date: | 12/28/2006 | |||
Cltrl: | 8 Caterpillar Forklifts, specified serial numbers | |||
63. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 70068253 | |||
Filing Date: | 12/28/2006 | |||
Cltrl: | 2 Caterpillar model DP115 forklifts, s/n 4DP10158, 4DP10159 | |||
64. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 70077023 | |||
Filing Date: | 12/29/2006 | |||
Cltrl: | 18 Caterpillar forklift truck with specified serial numbers | |||
65. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
Filing Number: | 70108828 | |||
Filing Date: | 01/03/2007 | |||
Cltrl: | 2006 Komatsu model FG30HT forklift and specified related equipment | |||
66. | Secured Party: | Meridian Leasing Corporation | ||
Filing Number: | 70418466 | |||
Filing Date: | 01/30/2006 | |||
Cltrl: | 1 Hyster model S80FTBCS lift truck s/n G004V1768D | |||
67. | Secured Party: | Summit Funding Group, Inc. | ||
Filing Number: | 70778364 | |||
Filing Date: | 02/26/2007 |
-28-
Cltrl: | 1 Boom JLG 600S Boom Lift and 1 JLG 600A 60’ Articulated Boom Lift | |||
Assignment Number: | 71126621 | |||
Filing Date | 03/19/2007 | |||
(Assigned AMSOUTH LEASING, LTD.) | ||||
68. | Secured Party: | Meridian Leasing Corporation | ||
Filing Number: | 70922814 | |||
Filing Date: | 03/07/2007 | |||
Cltrl: | 1 model 05105-H550F hyster forklift s/n E008E02125D | |||
Assignment Number: | 713430777 | |||
Filing Date: | 04/03/2007 | |||
(Assigned to FIRST EAGLE NATIONAL BANK) | ||||
69. | Secured Party: | CSI Leasing, Inc. | ||
Filing Number: | 71273910 | |||
Filing Date: | 04/05/2007 | |||
Cltrl: | Various computer equipment | |||
70. | Secured Party: | Pacific Rim Capital, Inc. | ||
Filing Number: | 471691467 | |||
Filing Date: | 05/04/2007 | |||
Cltrl: | 1 tug Tow Tractor M1A50 and goods leased by Pacific Rim | |||
Assignment Number: | 72163771 | |||
Filing Date: | 06/08/2007 | |||
Assigned to MB FINANCIAL BANK, NA | ||||
71. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital LLC | ||
Filing Number: | 71715506 | |||
Filing Date: | 05/02/2007 | |||
Cltrl: | 2 2006 hsyter model S155XL forklift trucks s/n C024V02946E, C024V02890D | |||
72. | Secured Party: | Atel Capital Equipment Fund X, LLC | ||
Filing Number: | 71759611 | |||
Filing Date: | 05/09/2007 | |||
Cltrl: | 1 caterpillar GP40& Lift Truck s/n AT29C01224 and specific related equipment | |||
73. | Secured Party: | Atel Capital Equipment Fund X, LLC | ||
Filing Number: | 71759645 | |||
Filing Date: | 05/09/2007 | |||
Cltrl: | 1 caterpillar GC45K SWB lift truck s/n AT87A10329 and specific related equipment | |||
74. | Secured Party: | Atel Capital Equipment |
-29-
Filing Number: | 71759678 | |||
Filing Date: | 05/09/2007 | |||
Cltrl: | 1 caterpillar GP40K lift truck s/n AT29C01229 And specific related equipment |
A. | UCC Financing Statements (Results through 06/12/2007) |
1. | Secured Party: | De Lage Landen Financial Services, Inc. | ||
File Number: | 2003037666 | |||
File Date: | 04/16/2003 | |||
Cltrl: | 5 hyster model forklifts | |||
2. | Secured Party: | De Lage Landen Financial Services, Inc. | ||
File Number: | 20030400679 | |||
File Date: | 04/24/20035 | |||
Cltrl: | 5 hyster model forklifts | |||
3. | Secured Party: | De Lage Landen Financial Services, Inc. | ||
File Number: | 20030471466 | |||
File Date: | 05/12/2003 | |||
Cltrl: | 5 hyster model forklifts | |||
4. | Secured Party: | De Lage Landen Financial Services, Inc. | ||
File Number: | 20030486876 | |||
File Date: | 05/15/2003 | |||
Cltrl: | 5 hyster model forklift trucks | |||
5. | Secured Party: | Wells Fargo Equipment | ||
File Number: | 2006020102802 | |||
File Date: | 02/01/2006 | |||
Cltrl: | 2 kalmar lift trucks | |||
6. | Secured Party: | General Electric Capital Corporation Minority Alliance Capital, LLC | ||
File Number: | 2006070301436 | |||
File Date: | 07/03/2006 | |||
Cltrl: | 2 2006 Pegasus model Lift Trucks |
Tradename for Jessop Steel Company
15. | Secured Party: | 1st Source Bank Construction Equipment Division | ||
File Number: | 36670976 |
-30-
File Date: | 09/24/2002 | |||
Cltrl: | 1 Waldon Model 6000C Articulated Unitractor S/N 28558. Together with all present and future attachments, accessories, substitutions, replacement parts, repairs, additions, documents and certificates of title, ownership or origin with respect to the equipment and all proceeds thereof, including rental and or lease receipts for informational purposes only — |
A. | Open-End Mortgage dated June 19, 1996 between J&L Specialty Steel, Inc. and Beaver County Corporation for Economic Development recorded in the Office of Recorder of Deeds of Beaver County Pennsylvania in Mortgage Book Vol. 1431, page 699 (Securing $3,000,000 in original principal amount) | ||
B. | Mortgage, Security Agreement and Assignment of Leases dated as of the closing date of J&L Acquisition between Jewel Acquisition, LLC and J&L Specialty Steel, LLC. (Securing amounts due under the ALC J&L Note and the Jewel J&L Note). | ||
C. | Security Agreement to be dated as of the closing date of J&L Acquisition between Jewel Acquisition, LLC and J&L Specialty Steel, LLC. (Securing amounts due under the ALC J&L Note and the Jewel J&L Note) | ||
D. | Escrowed Funds (approx. $825,000) under Waste Water Sewer Line Project Extension Project Agreement dated as of January 15, 1999 between J&L Specialty Steel and the City of Canton, Ohio (Securing obligations under sewer line extension project to be assumed by Jewel). | ||
E. | Mechanic’s Lien dated January 5, 2004 filed by Process Systems & Services, Inc. in the Court of Common Pleas of Beaver County, Pennsylvania at Docket No. 40002-2004 with lien amount of $2,936,107.64, plus interest, against premises described as the Midland Plant Engineering Building and prepickling building located at Midland Plant. Removal of this lien is contractually guaranteed by Arcelor SA. |
A. | UCC Financing Statements (Results through 06/01/2007) |
-31-
1. | Debtor: | Jewel Acquisition, LLC | ||
Secured Party: | The Director of Development of the State of Ohio | |||
File Number: | 41528514 | |||
Filing Date: | 06/02/2004 | |||
Cltrl: | A slitting line and a packaging line purchased from The Monarch Tool Machine Company per P.O. # 356433 & 356522 | |||
3. | Debtor: | Jewel Acquisition, LLC | ||
Secured Party: | Arcelor Finance SCA & J&L Specialty Steel, LLC | |||
File Number: | 41555129 | |||
Filing Date: | 06/04/2004 | |||
Cltrl: | Purchased Assets per Asset Purchase Agreement dated February 16, 2004 and Premises in Beaver County | |||
Amendment File Number: | 41977653 | |||
File Date: | 07/14/2004 | |||
Amendment: | Arcelor Finance SCA replaced by Arecelor USA Holding, Inc. as secured party |
1. | UCC Financing Statements |
1. | Secured Party: | Director of Development of the State of Ohio | ||
File Number: | OH000778003088 | |||
File Date: | 06/03/2004 | |||
Cltrl: | Specific Equipment detailed on project description |
-32-
To Credit Agreement
State of | States in | |||
Incorporation/ | Which Qualified | |||
Name of Loan Party | Organization | to do Business | ||
ATI Funding Corporation | Delaware | N/A | ||
TDY Holdings, LLC | Delaware | N/A | ||
Allegheny Technologies Incorporated | Delaware | California Indiana Pennsylvania | ||
Oregon Metallurgical Corporation | Oregon | New Jersey North Carolina Pennsylvania | ||
Allegheny Ludlum Corporation | Pennsylvania | Alabama California Connecticut Georgia Illinois Indiana Massachusetts Michigan Missouri New York Ohio Oklahoma South Carolina Texas | ||
ATI Properties, Inc. | Delaware | California Oregon | ||
TDY Industries, Inc. | California | Alabama Arizona Arkansas Colorado Connecticut |
State of | States in | |||
Incorporation/ | Which Qualified | |||
Name of Loan Party | Organization | to do Business | ||
District of Columbia | ||||
Florida | ||||
Georgia | ||||
Idaho | ||||
Illinois | ||||
Indiana | ||||
Kentucky | ||||
Louisiana | ||||
Maine | ||||
Maryland | ||||
Massachusetts | ||||
Michigan | ||||
Mississippi | ||||
Missouri | ||||
Montana | ||||
Nebraska | ||||
Nevada | ||||
New Hampshire | ||||
New Jersey | ||||
New Mexico | ||||
New York | ||||
North Carolina | ||||
Ohio | ||||
Oklahoma | ||||
Oregon | ||||
Pennsylvania | ||||
South Carolina | ||||
South Dakota | ||||
Tennessee | ||||
Texas | ||||
Utah | ||||
Virginia | ||||
Washington | ||||
Wyoming | ||||
ALC Funding Corporation | Delaware | N/A | ||
Jewel Acquisition, LLC | Delaware | Pennsylvania Ohio | ||
Jessop Steel, LLC | Pennsylvania | N/A | ||
International Hearth Melting, LLC | Oregon | Washington | ||
Rome Metals, LLC | Pennsylvania | N/A |
State of | States in | |||
Incorporation/ | Which Qualified | |||
Name of Loan Party | Organization | to do Business | ||
TI Oregon, Inc. | Oregon | California Illinois Ohio | ||
Titanium Wire Corporation | Pennsylvania | N/A | ||
ATI Canada Holdings, Inc. | Delaware | Pennsylvania | ||
Allegheny Technologies International, Inc. | California | Pennsylvania | ||
AII Investment Corp. | Delaware | N/A | ||
Environmental, Inc. | California | Illinois New Jersey Pennsylvania Texas | ||
AII Acquisition, LLC | Pennsylvania | N/A | ||
ATI Titanium LLC | Delaware | Pennsylvania Utah |
To Credit Agreement
Allegheny Technologies Incorporated | ||||
ATI Funding Corporation (subsidiaries listed separately) | ||||
TDY Holdings, LLC (subsidiaries listed separately) | ||||
Allegheny Technologies Holdings S.A.R.L. | ||||
Uniti LLC (50%) | ||||
Oregon Metallurgical Corporation | ||||
International Hearth Melting, LLC | ||||
Rome Metals, LLC | ||||
TI Oregon Inc. (subsidiaries listed separately) | ||||
MZI, LLC (33%) | ||||
ATI Properties, Inc. (8%) | ||||
Oregon Plasma Melting Partnership (50%) | ||||
Allegheny Ludlum Corporation | ||||
AII Acquisition, LLC (subsidiaries listed separately) | ||||
ALC Funding Corporation | ||||
ATI Properties, Inc. (54%) | ||||
Shanghai STAL Precision Stainless Steel Co. Ltd. (60%) | ||||
Jewel Acquisition, LLC | ||||
ATI Allegheny China Holdings Srl | ||||
Allegheny Specialty Metals (Shanghai) Trading Co. Ltd. | ||||
ATI Properties, Inc. | ||||
None | ||||
TDY Industries, Inc. | ||||
Forgemasters, Inc. | ||||
SMP Metals, Inc. | ||||
TDY Companies, Inc. | ||||
Teledyne Systems Company, Inc. | ||||
Teledyne Electronic Systems, Inc. | ||||
MZI, LLC (33%) | ||||
Stellram, S.A. de C.V. (99.2%) | ||||
ATI Properties, Inc. (38%) | ||||
Allegheny Ludlum Corporation (10%) (subsidiaries listed separately) | ||||
ATI Titanium LLC | ||||
TDY do Brazil Ltda. (1.66%) | ||||
ATI Rodney GmbH (82.1%) |
ALC Funding Corporation | ||||
None | ||||
ATI Funding Corporation | ||||
Allegheny Ludlum Corporation (90%) (subsidiaries listed separately) | ||||
Oregon Metallurgical Corporation (subsidiaries listed separately) | ||||
Jessop Steel, LLC | ||||
None | ||||
TDY Holdings, LLC | ||||
Allegheny Technologies International, Inc. (subsidiaries listed separately) | ||||
ATI Canada Holdings, Inc. (subsidiaries listed separately) | ||||
Environmental, Inc. | ||||
Kooi U.S.A. Inc. | ||||
ATI Rodney GmbH (17.9%) | ||||
Powertronic Systems, Inc. (94.1%) | ||||
TDY Intercontinental Ltd. | ||||
Relentless Insurance Inc. | ||||
ATI Stellram S.r.L | ||||
TDY Industries, Inc. (subsidiaries listed separately) | ||||
Teledyne Exploration Company | ||||
Teledyne Packaging Puerto Rico, Inc. | ||||
Teledyne Fluid Systems (Thailand) Ltd. (97.2%) | ||||
TDY Holdings Limited | ||||
TDY Trustees Limited | ||||
TDY Limited | ||||
TDY Landis Machine Limited | ||||
Cuttech Limited | ||||
ATI Stellram Limited | ||||
ATI Garryson Limited | ||||
Stellram Cuttech Manufacturing Limited | ||||
Jessop-Saville Limited | ||||
ATI Allvac Limited | ||||
Allegheny Technologies Limited | ||||
Allegheny Technologies GmbH | ||||
Allegheny Technologies Japan Ltd. | ||||
TDY S.A. (Switzerland) | ||||
Metalworking Products AG | ||||
Teledyne Saudi Arabia Ltd. (60%) | ||||
TDY International Trading Company, S.A. | ||||
TDY Venezuela, S.A. | ||||
TDY Services, S.A. | ||||
TDY Theta S.A. de C.V. (99.4%) | ||||
Independent Exploration Company, Inc. | ||||
ATI Stellram S.A. (Switzerland) | ||||
Stellram Iberica S.A. (72.4%) |
ATI Stellram GmbH | ||||
Stellram A.S. (40%) | ||||
Teledyne de Argentina S.A. (50%) | ||||
Western Mining Technology, Inc. (50%) | ||||
International Hearth Melting, LLC | ||||
None | ||||
Rome Metals, LLC | ||||
None | ||||
TI Oregon Inc. | ||||
Titanium Wire Corporation | ||||
ATI Holding S.A.S. | ||||
ATI Stellram S.A.S. (France) | ||||
Allegheny Technologies S.A.S ATI Stellram Iberica S.A. (12.5%) | ||||
Titanium Wire Corporation | ||||
None | ||||
ATI Canada Holdings, Inc. | ||||
Metalworking Products Canada Co. | ||||
TDY Princeton, Inc. | ||||
Allegheny Technologies International, Inc. | ||||
Allegheny Technologies Asia, Inc. | ||||
Teledyne de Argentina S.A. (50%) | ||||
Stellram, S.A de C.V. (8%) | ||||
TDY do Brazil Ltda. (98.34%) | ||||
Farrris do Brazil Industria Commercio Ltda.(99.64%) | ||||
TDY Hong Kong Ltd. (0.01%) | ||||
TDY Industries de Mexico S.A. de C.V. (1%) | ||||
Teledyne Ukraine Ltd. (10%) | ||||
TDY International de Mexico S.A. de C.V. (99.8%) | ||||
TDY Transcontinental, Inc. | ||||
TDY Hong Kong Ltd. (99.9%) | ||||
ATI Allegheny Netherlands Holdings BV | ||||
Allegheny Technologies Taiwan, Inc.*** | ||||
TDY Industries de Mexico S.A. de C.V. (99%) | ||||
Teledyne Ukraine Ltd. (90%) | ||||
TDY International de Mexico S.A. de C.V. (0.2%) |
*** | Allegheny Technologies Taiwan, Inc. (“ATTI”) will become a wholly-owned subsidiary of ATI Allegheny Netherlands Holdings BV (the “BV”) after approval by the Taiwan Investment Commission of the transfer of ATTI shares to the BV is obtained and certain other corporate formalities occur, expected August 2007. |
AII Acquisition, LLC | ||||
AII Investment Corp. | ||||
Jessop Steel, LLC | ||||
B&L Enterprises, Ltd. | ||||
AII Investment Corp. | ||||
None | ||||
Environmental, Inc. | ||||
None | ||||
ATI Titanium LLC | ||||
None | ||||
Jewel Acquisition, LLC | ||||
None |
To Credit Agreement
To Credit Agreement
To Credit Agreement
ASSIGNMENT AND ASSUMPTION AGREEMENT
-2-
-3-
[NAME OF ASSIGNOR] | ||||
By: | ||||
Name: | ||||
Title: | ||||
[NAME OF ASSIGNEE] | ||||
By: | ||||
Name: | ||||
Title: | ||||
Notice Address: | ||||
Telephone No: | ||||
Telecopier No: | ||||
Attn: | ||||
Email Address: |
-4-
CONSENTED TO this day of , PNC Bank, National Association, as Administrative Agent | ||||
By: | ||||
Name: | ||||
Title: | ||||
[CONSENTED TO this day of , [If Required] ATI Funding Corporation | ||||
By: | ||||
Name: | ||||
Title: | ||||
TDY Holdings, LLC | ||||
By: | ||||
Name: | ||||
Title: | ] |
Amount of | ||||||||||||||||
Revolving | Amount of | Amount of | ||||||||||||||
Credit | Revolving | Swing Loan | Amount of | |||||||||||||
Commitment | Credit Loans | Commitment | Swing Loans | |||||||||||||
as of the | held as of the | as of the | held as of the | |||||||||||||
Effective Date | Effective Date | Effective Date | Effective Date | |||||||||||||
[Assignor] | $ | _____ | $ | _____ | $ | _____ | $ | _____ | ||||||||
[Assignee] | $ | _____ | $ | _____ | $ | _____ | $ | _____ |
JOINDER AND ASSUMPTION AGREEMENT
Not | ||||
Document | Delivered | Delivered | ||
Opinion of Counsel (mandatory) | o | o | ||
Officer’s Certificate (mandatory) | o | o | ||
Secretary’s Certificate (mandatory) | o | o |
Not | ||||
Schedule No. and Description | Delivered | Delivered | ||
Schedule 5.1.1 Qualifications to do Business (mandatory) | o | o | ||
Schedule 5.1.2 Capitalization and Ownership (mandatory) | o | o | ||
Schedule 5.1.13 Environmental Disclosures (if applicable) | o | o |
expressly agreed in accordance with the terms of the Agreement.]
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[NEW GUARANTOR] | |||||
By: | |||||
Title: | |||||
Notice Address: Telephone No.: Attn: | |||||
as Administrative Agent
By: | ||||
Name: | ||||
STATE/COMMONWEALTH OF ______________ | ) | |||||
) | SS: | |||||
COUNTY OF ________ | ) |
_______________________________________ Notary Public |
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GUARANTY AND SURETYSHIP AGREEMENT
1
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PNC Firstside Center
500 First Avenue, 4th Floor
Pittsburgh, Pennsylvania 15219
Attention: Lisa Pierce
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WITNESS: | Allegheny Technologies Incorporated | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
GUARANTY AND SURETYSHIP AGREEMENT
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PNC Firstside Center
500 First Avenue, 4th Floor
Pittsburgh, Pennsylvania 15219
Attention: Lisa Pierce
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WITNESS: | Oregon Metallurgical Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Allegheny Ludlum Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ATI Properties, Inc. | |||
By: | ||||
Name: | Patrick J. Viccaro | |||
Title: | Vice President | |||
WITNESS: | TDY Industries, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ALC Funding Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | President |
WITNESS: | Jewel Acquisition, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Jessop Steel, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | International Hearth Melting, LLC By: Oregon Metallurgical Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Rome Metals, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | TI Oregon, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Titanium Wire Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President |
WITNESS: | ATI Canada Holdings, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Allegheny Technologies International, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | AII Investment Corp. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | Environmental, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | AII Acquisition, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ATI Titanium LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
INTERCOMPANY SUBORDINATION AGREEMENT
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WITNESS: | BORROWERS: ATI Funding Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | TDY Holdings, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | GUARANTORS: Oregon Metallurgical Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Allegheny Ludlum Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ATI Properties, Inc. | |||
By: | ||||
Name: | Patrick J. Viccaro | |||
Title: | Vice President | |||
WITNESS: | TDY Industries, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ALC Funding Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | Jewel Acquisition, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Allegheny Technologies Incorporated | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Jessop Steel, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | International Hearth Melting, LLC By: Oregon Metallurgical Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Rome Metals, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | TI Oregon, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Titanium Wire Corporation | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ATI Canada Holdings, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | Allegheny Technologies International, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | AII Investment Corp. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | Environmental, Inc. | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | AII Acquisition, LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
WITNESS: | ATI Titanium LLC | |||
By: | ||||
Name: | Dale G. Reid | |||
Title: | Vice President | |||
REVOLVING CREDIT NOTE
$_________ | Pittsburgh, Pennsylvania | |
____________ ______, 2007 |
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WITNESS: | ATI Funding Corporation | |||
By: | (SEAL) | |||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | TDY Holdings, LLC | |||
By: | (SEAL) | |||
Name: | Dale G. Reid | |||
Title: | President | |||
SWING LOAN NOTE
$25,000,000.00 | Pittsburgh, Pennsylvania | |
July ___, 2007 |
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WITNESS: | ATI Funding Corporation | |||
By: | (Seal) | |||
Name: | Dale G. Reid | |||
Title: | President | |||
WITNESS: | TDY Holdings, LLC | |||
By: | (Seal) | |||
Name: | Dale G. Reid | |||
Title: | President | |||
REVOLVING CREDIT LOAN REQUEST
TO: | PNC Bank, National Association, as Administrative Agent Firstside Center 500 First Avenue, 4th Floor Pittsburgh, Pennsylvania 15219 Telephone No.: (412) 762-6442 Telecopier No.: (412) 762-8672 Attention: Lisa Pierce | |
FROM: | ATI Funding Corporation, a Delaware corporation (“ATI Funding”) and TDY Holdings, LLC, a Delaware limited liability company (“TDYH”) (ATI Funding and TDYH are each, a “Borrower” and collectively, the “Borrowers”) | |
RE: | Credit Agreement (as it may be amended, restated, modified or supplemented, the “Agreement”), dated the ____ day of July, 2007, by and among the Borrowers, the Guarantors (as defined in the Credit Agreement) party thereto, the Lenders (as defined in the Credit Agreement) party thereto and PNC Bank, National Association, as administrative agent for the Lenders (in such capacity, the “Agent”). |
A. | Pursuant to Section 2.4.1 [Revolving Credit Loan Requests] and 3.2 [Interest Periods] of the Agreement, the undersigned Borrowers irrevocably request[check one box under1(a) below and fill in blank space next to the box as appropriate]: |
1.(a) | o New Revolving Credit Loans OR | ||
o Renewal of the LIBOR Rate Option applicable to an outstanding Revolving Credit Loan, originally made on _________ OR | |||
o Conversion of the Base Rate Option applicable to an outstanding Revolving Credit Loan originally made on _________ to a Loan to which the LIBOR Option applies, OR | |||
o Conversion of the LIBOR Rate Option applicable to an outstanding Revolving Credit Loan originally made on _________ to a Loan to which the Base Rate Option applies. |
1.(b)(i) | o Under the Base Rate Option. Such Loan shall have a Borrowing Date of _________ (which date shall be (i) one (1) Business Day subsequent to the Business Day of receipt by the Agent by 12:00 noon Pittsburgh time of this Loan Request for making a new Revolving Credit Loan to which the Base Rate Option applies, or (ii) the last day of the preceding LIBOR Rate Interest Period if a Loan to which the LIBOR Rate Option applies is being converted to a Loan to which the Base Rate Option applies), OR | ||
(ii) | o Under the LIBOR Rate Option. Such Loan shall have a Borrowing Date of _________ (which date shall be three (3) Business Days subsequent to the Business Day of receipt by the Agent by 12:00 noon Pittsburgh time of this Loan Request for making a new Revolving Credit Loan in Dollars to which the LIBOR Rate Option applies, renewing a Loan in Dollars to which the LIBOR Rate Option applies, or converting a Loan in Dollars to which the Base Rate Option applies to a Loan in Dollars to which the LIBOR Rate Option applies). | ||
2. | Such Loan is in the principal amount of $_________ or the principal amount to be renewed or converted in $_________[(a) for each Borrowing Tranche to which the LIBOR Rate Option applies, not to be less than Five Million and 00/100 Dollars ($5,000,000.00) and in increments of One Million and 00/100 Dollars ($1,000,000.00); and (b) for each Borrowing Tranche to which the Base Rate Option applies, not to be less than the lesser of One Million and 00/100 Dollars ($1,000,000.00) or the maximum amount available]. |
B. | As of the date hereof and the date of making of the above-requested Revolving Credit Loan (and after giving effect thereto): the Loan Parties have performed and complied with all covenants and conditions of the Agreement; all of Loan Parties’ representations and warranties therein are true and correct (except representations and warranties which expressly relate solely to an earlier date or time); no Event of Default or Potential Default has occurred and is continuing or shall exist except those that have been cured or waived; the making of such Loan shall not contravene any Law applicable to any Loan Party; and the making of any Revolving Credit Loan shall not cause the aggregate Revolving Credit Loans plus Letters of Credit outstanding plus Swing Loans to exceed the Revolving Credit Commitments. |
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ATI Funding Corporation | ||||
Date: _________________, 20___ | By: | (Seal) | ||
Name: | ||||
Title: | ||||
TDY Holdings, LLC | ||||
By: | (Seal) | |||
Name: | ||||
Title: | ||||
SWING LOAN REQUEST
TO: | PNC Bank, National Association, as Administrative Agent Firstside Center 500 First Avenue, 4th Floor Pittsburgh, Pennsylvania 15219 Telephone No.: (412) 762-6442 Telecopier No.: (412) 762-8672 Attention: Lisa Pierce | |
FROM: | ATI Funding Corporation, a Delaware corporation (“ATI Funding”) and TDY Holdings, LLC, a Delaware limited liability company (“TDYH”) (ATI Funding and TDYH are each, a “Borrower” and collectively, the “Borrowers”) | |
RE: | Credit Agreement (as it may be amended, restated, modified or supplemented, the “Agreement”), dated the ____ day of July, 2007, by and among the Borrowers, the Guarantors (as defined in the Credit Agreement) party thereto, the Lenders (as defined in the Credit Agreement) party thereto and PNC Bank, National Association, as administrative agent for the Lenders (in such capacity, the “Agent”). |
A. | Pursuant to Section 2.4.2 [Swing Loan Requests] of the Agreement, the undersigned Borrowers irrevocably request: |
1. | New Swing Loan. Such Loan shall have a Borrowing Date of ____________ (which date shall be the Business Day of receipt by the Agent by 1:00 p.m. Pittsburgh time of this Swing Loan Request for making a new Swing Loan). | ||
2. | Such Loan is in the principal amount of US $_________[for each Borrowing Tranche, not to be less than Five Hundred Thousand and 00/100 Dollars ($500,000.00) and in increments of One Hundred Thousand and 00/100 Dollars ($100,000.00)]. |
B. | As of the date hereof and the date of making of the above-requested Swing Loan (and after giving effect thereto): the Loan Parties have performed and complied with all covenants and conditions of the Agreement; all of Loan Parties’ representations and warranties therein are true and correct (except representations and warranties which expressly relate solely to an earlier date or time); no Event of Default or Potential Default has occurred and is continuing or shall exist except those that have been cured or waived; the making of such Loan shall not contravene any Law applicable to any Loan Party; and |
the making of any Swing Loan shall not cause the aggregate principal amount of Swing Loans and Revolving Credit Loans outstanding and the Letters of Credit outstanding to exceed the Revolving Credit Commitments. |
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ATI Funding Corporation | ||||
Date: _____________________, 20___ | By: | (Seal) | ||
Name: | ||||
Title: | ||||
TDY Holdings, LLC | ||||
By: | (Seal) | |||
Name: | ||||
Title: | ||||
QUARTERLY COMPLIANCE CERTIFICATE
One PNC Plaza
249 Fifth Avenue
Pittsburgh, PA 15222
1. | CHECK ONE: |
o | The audited annual financial statements of ATI and its Subsidiaries being delivered to the Lenders with this Compliance Certificate are (a) true, complete and correct, (b) present fairly the financial position of ATI and its Subsidiaries and their results of operations and cash flows for the fiscal year set forth above determined and consolidated for ATI and its Subsidiaries in accordance with GAAP consistently applied and (c) comply with the reporting requirements for such financial statements as set forth in Section 7.3.2 of the Credit Agreement. |
o | The quarterly financial statements of ATI and its Subsidiaries being delivered to the Lender with this Compliance Certificate are (a) true, complete and correct, (b) present fairly the financial position of ATI and its Subsidiaries and |
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their results of operations and cash flows for the fiscal quarter set forth above determined and consolidated for ATI and its Subsidiaries in accordance with GAAP consistently applied, subject to normal year-end audit adjustments and (c) comply with the reporting requirements for such financial statements as set forth in Section 7.3.1 of the Credit Agreement. |
2. | The representations and warranties of the Loan Parties contained in Section 5 of the Credit Agreement and in each of the other Loan Documents to which they are a party are true on and as of the date hereof (except representations and warranties which expressly relate solely to an earlier date or time, which representations and warranties are true and correct in all material respects on and as of the specific dates or times referred to therein). The Loan Parties are in compliance with, and since the date of the previously delivered Compliance Certificate have performed and complied with all covenants and conditions contained in the Credit Agreement. |
3. | In accordance with Section 5.2 [Updates to Schedules], attached hereto asExhibit A are updates to the schedules to the Credit Agreement (the “Updated Schedules”). Notwithstanding the foregoing, the Loan Parties hereby acknowledge and agree that no schedule shall be deemed to have been amended, modified or superseded by the Updated Schedules, nor shall any breach of warranty or representation resulting from the inaccuracy or incompleteness of any such Schedule be deemed to have been cured by the Updated Schedules, unless and until the Required Lenders, in their sole and absolute discretion, shall have accepted in writing the Updated Schedules. |
4. | No Event of Default or Potential Default exists on the date hereof; no Event of Default or Potential Default has occurred or is continuing since the date of the previously delivered Compliance Certificate; no Material Adverse Change has occurred since the date of the previously delivered Compliance Certificate. |
(A) | Consolidated Total Indebtedness as of the Report Date equals $___. | ||
(B) | Consolidated EBITDA as of the Report Date equals $___, and is computed as follows: |
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(i) | net income (or loss) (excluding extraordinary gains or losses including, without limitation, those items created by mandated changes in accounting treatment) | $ | ||||||
(ii) | net interest expense | $ | ||||||
(iii) | all charges against income for federal, state and local taxes | $ | ||||||
(iv) | any other non-cash non-recurring items of loss with respect to such fiscal period not already excluded hereunder | $ | ||||||
(v) | Sum of Items 5(B)(i) through 5(B)(iv) | $ | ||||||
(vi) | all credits to income for federal, state and local taxes | $ | ||||||
(vii) | any other non-cash non-recurring items of gain with respect to such fiscal period not already excluded hereunder | $ | ||||||
(viii) | Sum of Items 5(B)(vi) and 5(B)(vi) | $ | ||||||
(ix) | Item 5(B)(v) minus Item 5(B)(viii) equals Consolidated EBIT | $ | ||||||
(x) | depreciation | $ | ||||||
(xi) | amortization | $ | ||||||
(xii) | Sum of Items 5(B)(x) and 5(B)(xi) | $ | ||||||
(xiii) | Sum of Items 5(B)(ix) and 5(B)(xii) equals Consolidated EBITDA | $ |
(C) | the ratio of Item 5(A) to Item 5(B)(xiii) equals the Leverage Ratio |
6. | Minimum Interest Coverage Ratio (Section 7.2.10). The ratio of (i) Consolidated EBIT to (ii) interest expense is _________ to 1.0 for the period equal to the four (4) consecutive fiscal quarters of ATI and its Subsidiaries ending as of the Report Date, which is not less than the permitted ratio of 2.0 to 1.0. |
(A) | Consolidated EBIT as of the Report Date equals $_________ as is referenced in Item 5(B)(ix) above. | ||
(B) | interest expense as of the Report Date equals $_________. | ||
(C) | the ratio of Item 6(A) to Item 6(B) equals the Interest Coverage Ratio. |
WITNESS: | Allegheny Technologies Incorporated | |||
________________________________________ | By: | |||
Name: | ||||
Title: | ||||