 |
| Financial Services Fund | 07/01/2019 to 06/30/2020 |
| ICA File Number: 811-07749 |
| Registrant Name: T. Rowe Price Financial Services Fund, Inc. |
| Reporting Period: 07/01/2019 - 06/30/2020 |
| FORM N-PX |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
| INVESTMENT COMPANY |
| Investment Company Act file number 811-07749 |
| T. Rowe Price Financial Services Fund, Inc. |
| (Exact name of registrant as specified in charter) |
| 100 East Pratt Street Baltimore, Maryland 21202 |
| (Address of principal executive offices) |
| Ryan Nolan |
| 100 East Pratt Street |
| Baltimore, Maryland 21202 |
| (Name and address of agent for service) |
| Registrant’s telephone number, including area code: (410) 345-2000 |
| Date of fiscal year end: 12/31 |
| Date of reporting period: 07/01/2019 to 06/30/2020 |
| SIGNATURES |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| (Registrant) T. Rowe Price Financial Services Fund, Inc. |
| By (Signature and Title) /s/ David Oestreicher |
| David Oestreicher, Principal Executive Officer |
| Date August 31, 2020 |
=========================== Financial Services Fund ============================
AIA GROUP LIMITED
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Edmund Sze-Wing Tse as Director For For Management
4 Elect Jack Chak-Kwong So as Director For For Management
5 Elect Mohamed Azman Yahya Director For For Management
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7B Authorize Repurchase of Issued Share For For Management
Capital
8 Approve New Share Option Scheme and For For Management
Terminate Existing Share Option Scheme
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Robert S. Harrison None None Management
*Withdrawn*
1.3 Elect Director Stanley M. Kuriyama For For Management
1.4 Elect Director Diana M. Laing For For Management
1.5 Elect Director Thomas A. Lewis, Jr. For For Management
1.6 Elect Director Douglas M. Pasquale For For Management
1.7 Elect Director Michele K. Saito For For Management
1.8 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Katryn (Trynka) For For Management
Shineman Blake
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director Brian H. Sharples For For Management
1.10 Elect Director John J. Stack For For Management
1.11 Elect Director Michael F. Steib For For Management
1.12 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director G. Steven Dawson For For Management
1c Elect Director Cydney C. Donnell For For Management
1d Elect Director Mary C. Egan For For Management
1e Elect Director Edward Lowenthal For For Management
1f Elect Director Oliver Luck For For Management
1g Elect Director C. Patrick Oles, Jr. For For Management
1h Elect Director John T. Rippel For For Management
1i Elect Director Carla Pineyro Sublett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For Against Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ASSETMARK FINANCIAL HOLDINGS, INC.
Ticker: AMK Security ID: 04546L106
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rohit Bhagat For For Management
1b Elect Director Bryan Lin For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director Juan N. Cento For For Management
1d Elect Director Alan B. Colberg For For Management
1e Elect Director Harriet Edelman For For Management
1f Elect Director Lawrence V. Jackson For For Management
1g Elect Director Jean-Paul L. Montupet For For Management
1h Elect Director Debra J. Perry For For Management
1i Elect Director Ognjen (Ogi) Redzic For For Management
1j Elect Director Paul J. Reilly For For Management
1k Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For For Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For Withhold Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For Withhold Management
1.5 Elect Director Douglas J. Hertz For Withhold Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For Withhold Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For Against Management
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For For Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For Withhold Management
1.5 Elect Director Douglas J. Hertz For For Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For For Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For Against Management
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For For Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For Withhold Management
1.5 Elect Director Douglas J. Hertz For For Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For For Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For For Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For For Management
1.5 Elect Director Douglas J. Hertz For For Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For For Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For Withhold Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For For Management
1.5 Elect Director Douglas J. Hertz For For Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For For Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
AXIS BANK
Ticker: 532215 Security ID: Y0487S137
Meeting Date: AUG 21, 2019 Meeting Type: Special
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AXIS BANK LTD.
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JUL 20, 2019 Meeting Type: Annual
Record Date: JUL 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Usha Sangwan as Director For Against Management
4 Approve Appointment and Remuneration For For Management
of Rakesh Makhija as Non-Executive
(Part-Time) Chairman
5 Approve Revision in the Remuneration For For Management
of Amitabh Chaudhry as Managing
Director & CEO
6 Approve Revision in the Remuneration For For Management
of Rajiv Anand as Executive Director
(Wholesale Banking)
7 Approve Reappointment and Remuneration For For Management
of Rajiv Anand as Whole Time Director
Designated as the Executive Director
(Wholesale Banking)
8 Approve Revision in the Remuneration For For Management
of Rajesh Dahiya as Executive Director
(Corporate Centre)
9 Approve Reappointment and Remuneration For For Management
of Rajesh Dahiya as Whole Time
Director Designated as the Executive
Director (Corporate Centre)
10 Elect Pralay Mondal as Director For For Management
11 Approve Appointment and Remuneration For For Management
of Pralay Mondal as Whole Time
Director Designated as the Executive
Director (Retail Banking)
12 Approve Issuance of Debt Securities on For For Management
Private Placement Basis
13 Approve Commission to Non-Executive For For Management
Directors, Excluding the Non-Executive
(Part-Time) Chairman of the Bank
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Ramey For For Management
1.2 Elect Director Wilhelm Zeller For For Management
1.3 Elect Director Lizabeth H. Zlatkus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte Ltd. as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BARINGS BDC, INC.
Ticker: BBDC Security ID: 06759L103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Freno For For Management
1.2 Elect Director John A. Switzer For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Jabbour For For Management
1.2 Elect Director Richard N. Massey For Withhold Management
1.3 Elect Director John D. Rood For For Management
1.4 Elect Director Nancy L. Shanik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIDGE BANCORP, INC.
Ticker: BDGE Security ID: 108035106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles I. Massoud For For Management
1.2 Elect Director Raymond A. Nielsen For For Management
1.3 Elect Director Kevin M. O'Connor For For Management
1.4 Elect Director Thomas J. Tobin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward T. Tilly For For Management
1b Elect Director Eugene S. Sunshine For For Management
1c Elect Director William M. Farrow, III For For Management
1d Elect Director Edward J. Fitzpatrick For For Management
1e Elect Director Janet P. Froetscher For For Management
1f Elect Director Jill R. Goodman For For Management
1g Elect Director Roderick A. Palmore For For Management
1h Elect Director James E. Parisi For For Management
1i Elect Director Joseph P. Ratterman For For Management
1j Elect Director Michael L. Richter For For Management
1k Elect Director Jill E. Sommers For For Management
1l Elect Director Fredric J. Tomczyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION
Ticker: CSFL Security ID: 15201P109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Bingham For For Management
1.2 Elect Director Michael J. Brown, Sr. For For Management
1.3 Elect Director C. Dennis Carlton For For Management
1.4 Elect Director Michael F. Ciferri For For Management
1.5 Elect Director John C. Corbett For For Management
1.6 Elect Director Jody Jean Dreyer For For Management
1.7 Elect Director Griffin A. Greene For For Management
1.8 Elect Director John H. Holcomb, III For For Management
1.9 Elect Director Charles W. McPherson For For Management
1.10 Elect Director Richard Murray, IV For For Management
1.11 Elect Director G. Tierso Nunez, II For For Management
1.12 Elect Director Thomas E. Oakley For For Management
1.13 Elect Director G. Ruffner Page, Jr. For For Management
1.14 Elect Director Ernest S. Pinner For For Management
1.15 Elect Director William Knox Pou, Jr., For For Management
1.16 Elect Director Daniel R. Richey For For Management
1.17 Elect Director David G. Salyers For For Management
1.18 Elect Director Joshua A. Snively For For Management
1.19 Elect Director Mark W. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTERSTATE BANK CORPORATION
Ticker: CSFL Security ID: 15201P109
Meeting Date: MAY 21, 2020 Meeting Type: Special
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board of Directors For For Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Statutory Auditor
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm
4.3 Ratify BDO AG (Zurich) as Special For For Management
Audit Firm
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Michael G. Atieh For For Management
5.3 Elect Director Sheila P. Burke For For Management
5.4 Elect Director James I. Cash For For Management
5.5 Elect Director Mary Cirillo For For Management
5.6 Elect Director Michael P. Connors For For Management
5.7 Elect Director John A. Edwardson For For Management
5.8 Elect Director Robert J. Hugin For For Management
5.9 Elect Director Robert W. Scully For For Management
5.10 Elect Director Eugene B. Shanks, Jr. For For Management
5.11 Elect Director Theodore E. Shasta For For Management
5.12 Elect Director David H. Sidwell For For Management
5.13 Elect Director Olivier Steimer For For Management
5.14 Elect Director Frances F. Townsend For For Management
6 Elect Evan G. Greenberg as Board For For Management
Chairman
7.1 Elect Michael P. Connors as Member of For For Management
the Compensation Committee
7.2 Elect Mary Cirillo as Member of the For For Management
Compensation Committee
7.3 Elect John A. Edwardson as Member of For For Management
the Compensation Committee
7.4 Elect Frances F. Townsend as Member of For For Management
the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Issue Shares Without Preemptive Rights For For Management
10 Approve CHF 52,613,190.00 Reduction in For For Management
Share Capital via Cancellation in
Nominal Value of CHF 24.15 each
11.1 Approve the Maximum Aggregate For For Management
Remuneration of Directors
11.2 Approve Remuneration of Executive For For Management
Management in the Amount of USD 46
Million for Fiscal 2021
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For Against Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Review on Governance Documents Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Bryan T. Durkin For For Management
1f Elect Director Ana Dutra For For Management
1g Elect Director Martin J. Gepsman For For Management
1h Elect Director Larry G. Gerdes For For Management
1i Elect Director Daniel R. Glickman For For Management
1j Elect Director Daniel G. Kaye For For Management
1k Elect Director Phyllis M. Lockett For For Management
1l Elect Director Deborah J. Lucas For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director Rahael Seifu For For Management
1o Elect Director William R. Shepard For For Management
1p Elect Director Howard J. Siegel For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CNA FINANCIAL CORPORATION
Ticker: CNA Security ID: 126117100
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Bless For Withhold Management
1.2 Elect Director Jose O. Montemayor For For Management
1.3 Elect Director Don M. Randel For For Management
1.4 Elect Director Andre Rice For For Management
1.5 Elect Director Dino E. Robusto For For Management
1.6 Elect Director Kenneth I. Siegel For For Management
1.7 Elect Director Andrew H. Tisch For For Management
1.8 Elect Director Benjamin J. Tisch For For Management
1.9 Elect Director James S. Tisch For Withhold Management
1.10 Elect Director Jane J. Wang For For Management
1.11 Elect Director Marvin Zonis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Frank D. Martell For For Management
1.6 Elect Director Claudia Fan Munce For For Management
1.7 Elect Director Thomas C. O'Brien For For Management
1.8 Elect Director Vikrant Raina For For Management
1.9 Elect Director J. Michael Shepherd For For Management
1.10 Elect Director Jaynie Miller Studenmund For For Management
1.11 Elect Director David F. Walker For For Management
1.12 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Carbone For For Management
1b Elect Director Robert J. Chersi For For Management
1c Elect Director Jaime W. Ellertson For For Management
1d Elect Director James P. Healy For For Management
1e Elect Director Kevin T. Kabat For For Management
1f Elect Director James Lam For For Management
1g Elect Director Rodger A. Lawson For For Management
1h Elect Director Shelley B. Leibowitz For For Management
1i Elect Director Michael A. Pizzi For For Management
1j Elect Director Rebecca Saeger For For Management
1k Elect Director Donna L. Weaver For For Management
1l Elect Director Joshua A. Weinreich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Campbell For For Management
1.2 Elect Director Iris S. Chan For For Management
1.3 Elect Director Archana Deskus For For Management
1.4 Elect Director Rudolph I. Estrada For For Management
1.5 Elect Director Paul H. Irving For For Management
1.6 Elect Director Jack C. Liu For For Management
1.7 Elect Director Dominic Ng For For Management
1.8 Elect Director Lester M. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Monaco For For Management
1.2 Elect Director Ashwini (Ash) Gupta For For Management
1.3 Elect Director Wendy G. Hannam For For Management
1.4 Elect Director Jeffrey A. Hilzinger For For Management
1.5 Elect Director Angela A. Knight For For Management
1.6 Elect Director Laura Newman Olle For For Management
1.7 Elect Director Richard J. Srednicki For For Management
1.8 Elect Director Richard P. Stovsky For For Management
1.9 Elect Director Ashish Masih For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark W. Begor For For Management
1b Elect Director Mark L. Feidler For For Management
1c Elect Director G. Thomas Hough For For Management
1d Elect Director Robert D. Marcus For For Management
1e Elect Director Siri S. Marshall For For Management
1f Elect Director Scott A. McGregor For For Management
1g Elect Director John A. McKinley For For Management
1h Elect Director Robert W. Selander For For Management
1i Elect Director Elane B. Stock For For Management
1j Elect Director Heather H. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQUITABLE HOLDINGS, INC.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Kaye For For Management
1.2 Elect Director Joan Lamm-Tennant For For Management
1.3 Elect Director Kristi A. Matus For For Management
1.4 Elect Director Ramon de Oliveira For For Management
1.5 Elect Director Mark Pearson For For Management
1.6 Elect Director Bertram L. Scott For For Management
1.7 Elect Director George Stansfield For For Management
1.8 Elect Director Charles G.T. Stonehill For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrzej Olechowski For For Management
1.2 Elect Director Eriberto R. Scocimara For For Management
1.3 Elect Director Mark R. Callegari For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For Withhold Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For Withhold Management
1.3 Elect Director J. Jonathan (Jon) Ayers For Withhold Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For Withhold Management
Holmes
1.8 Elect Director Orrin H. Ingram For Withhold Management
1.9 Elect Director Raja J. Jubran For Withhold Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For Against Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For Withhold Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For Withhold Management
1.3 Elect Director J. Jonathan (Jon) Ayers For Withhold Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For Withhold Management
Holmes
1.8 Elect Director Orrin H. Ingram For Withhold Management
1.9 Elect Director Raja J. Jubran For Withhold Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For Withhold Management
1.3 Elect Director J. Jonathan (Jon) Ayers For Withhold Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For Withhold Management
Holmes
1.8 Elect Director Orrin H. Ingram For Withhold Management
1.9 Elect Director Raja J. Jubran For Withhold Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For Withhold Management
1.3 Elect Director J. Jonathan (Jon) Ayers For Withhold Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For Withhold Management
Holmes
1.8 Elect Director Orrin H. Ingram For Withhold Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For Withhold Management
1.3 Elect Director J. Jonathan (Jon) Ayers For Withhold Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For Withhold Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For Withhold Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For For Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For For Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For For Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For For Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For For Management
1.6 Elect Director James (Jimmy) L. Exum For For Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For For Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For Against Management
with Merger
2 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Merger
2 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Merger
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R303
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For Withhold Management
1.2 Elect Director Douglas K. Ammerman For Withhold Management
1.3 Elect Director Thomas M. Hagerty For Withhold Management
1.4 Elect Director Peter O. Shea, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: JUL 24, 2019 Meeting Type: Special
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee Adrean For For Management
1b Elect Director Ellen R. Alemany For For Management
1c Elect Director Lisa A. Hook For For Management
1d Elect Director Keith W. Hughes For For Management
1e Elect Director Gary L. Lauer For For Management
1f Elect Director Gary A. Norcross For For Management
1g Elect Director Louise M. Parent For For Management
1h Elect Director Brian T. Shea For For Management
1i Elect Director James B. Stallings, Jr. For For Management
1j Elect Director Jeffrey E. Stiefler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For Against Management
1.2 Elect Director B. Evan Bayh, III For Against Management
1.3 Elect Director Jorge L. Benitez For Against Management
1.4 Elect Director Katherine B. Blackburn For Against Management
1.5 Elect Director Emerson L. Brumback For Against Management
1.6 Elect Director Jerry W. Burris For Against Management
1.7 Elect Director Greg D. Carmichael For Against Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For Against Management
1.10 Elect Director Gary R. Heminger For Against Management
1.11 Elect Director Jewell D. Hoover For Against Management
1.12 Elect Director Eileen A. Mallesch For Against Management
1.13 Elect Director Michael B. McCallister For Against Management
1.14 Elect Director Marsha C. Williams For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For Against Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For Against Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For Against Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For Against Management
1.11 Elect Director Jewell D. Hoover For Against Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For Against Management
1.14 Elect Director Marsha C. Williams For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For Against Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For Against Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For Against Management
1.11 Elect Director Jewell D. Hoover For Against Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For Against Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For Against Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For Against Management
1.11 Elect Director Jewell D. Hoover For For Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For Against Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For Against Management
1.11 Elect Director Jewell D. Hoover For For Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For For Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For Against Management
1.11 Elect Director Jewell D. Hoover For For Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For For Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For For Management
1.11 Elect Director Jewell D. Hoover For For Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 14, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director B. Evan Bayh, III For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Katherine B. Blackburn For For Management
1.5 Elect Director Emerson L. Brumback For For Management
1.6 Elect Director Jerry W. Burris For For Management
1.7 Elect Director Greg D. Carmichael For For Management
1.8 Elect Director C. Bryan Daniels For For Management
1.9 Elect Director Thomas H. Harvey For For Management
1.10 Elect Director Gary R. Heminger For For Management
1.11 Elect Director Jewell D. Hoover For For Management
1.12 Elect Director Eileen A. Mallesch For For Management
1.13 Elect Director Michael B. McCallister For For Management
1.14 Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Doti For For Management
1.2 Elect Director Michael D. McKee For For Management
1.3 Elect Director Thomas V. McKernan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Herbert, II For For Management
1b Elect Director Katherine August-deWilde For For Management
1c Elect Director Hafize Gaye Erkan For For Management
1d Elect Director Frank J. Fahrenkopf, Jr. For For Management
1e Elect Director Boris Groysberg For For Management
1f Elect Director Sandra R. Hernandez For For Management
1g Elect Director Pamela J. Joyner For For Management
1h Elect Director Reynold Levy For For Management
1i Elect Director Duncan L. Niederauer For For Management
1j Elect Director George G.C. Parker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter K. Barker For For Management
1b Elect Director Mariann Byerwalter For For Management
1c Elect Director Gregory E. Johnson For For Management
1d Elect Director Jennifer M. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Anthony J. Noto For For Management
1g Elect Director Mark C. Pigott For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Seth H. Waugh For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP
Ticker: HTBK Security ID: 426927109
Meeting Date: AUG 27, 2019 Meeting Type: Special
Record Date: JUL 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For Against Management
2 Increase Authorized Common Stock For Abstain Management
3 Adjourn Meeting For Abstain Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP
Ticker: HTBK Security ID: 426927109
Meeting Date: AUG 27, 2019 Meeting Type: Special
Record Date: JUL 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For Against Management
2 Increase Authorized Common Stock For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP
Ticker: HTBK Security ID: 426927109
Meeting Date: AUG 27, 2019 Meeting Type: Special
Record Date: JUL 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP
Ticker: HTBK Security ID: 426927109
Meeting Date: AUG 27, 2019 Meeting Type: Special
Record Date: JUL 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP
Ticker: HTBK Security ID: 426927109
Meeting Date: AUG 27, 2019 Meeting Type: Special
Record Date: JUL 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For Withhold Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For Withhold Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For Withhold Management
1.6 Elect Director Stephen G. Heitel For Withhold Management
1.7 Elect Director Walter T. Kaczmarek For Withhold Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For Withhold Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For Withhold Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For Withhold Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For Withhold Management
1.6 Elect Director Stephen G. Heitel For Withhold Management
1.7 Elect Director Walter T. Kaczmarek For Withhold Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For Withhold Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For Withhold Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For Against Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For Withhold Management
1.7 Elect Director Walter T. Kaczmarek For Withhold Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For Withhold Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For Against Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For Withhold Management
1.7 Elect Director Walter T. Kaczmarek For Withhold Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For Against Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For Withhold Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Abstain Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For Withhold Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For Withhold Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For Withhold Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For Withhold Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For For Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For For Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For For Management
1.12 Elect Director Keith A. Wilton For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HISCOX LTD.
Ticker: HSX Security ID: G4593F138
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Robert Childs as Director For For Management
5 Re-elect Caroline Foulger as Director For For Management
6 Re-elect Michael Goodwin as Director For For Management
7 Re-elect Thomas Hurlimann as Director For For Management
8 Re-elect Hamayou Akbar Hussain as For For Management
Director
9 Re-elect Colin Keogh as Director For For Management
10 Re-elect Anne MacDonald as Director For For Management
11 Re-elect Bronislaw Masojada as Director For For Management
12 Re-elect Constantinos Miranthis as For For Management
Director
13 Elect Joanne Musselle as Director For For Management
14 Re-elect Lynn Pike as Director For For Management
15 Reappoint PricewaterhouseCoopers Ltd For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Amend Performance Share Plan For For Management
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
HOME BANCSHARES, INC.
Ticker: HOMB Security ID: 436893200
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Allison For Withhold Management
1.2 Elect Director Brian S. Davis For Withhold Management
1.3 Elect Director Milburn Adams For Withhold Management
1.4 Elect Director Robert H. Adcock, Jr. For Withhold Management
1.5 Elect Director Richard H. Ashley For Withhold Management
1.6 Elect Director Mike D. Beebe For Withhold Management
1.7 Elect Director Jack E. Engelkes For Withhold Management
1.8 Elect Director Tracy M. French For Withhold Management
1.9 Elect Director Karen E. Garrett For Withhold Management
1.10 Elect Director James G. Hinkle For Withhold Management
1.11 Elect Director Alex R. Lieblong For Withhold Management
1.12 Elect Director Thomas J. Longe For Withhold Management
1.13 Elect Director Jim Rankin, Jr. For Withhold Management
1.14 Elect Director Donna J. Townsell For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOWARD BANCORP, INC.
Ticker: HBMD Security ID: 442496105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard G. Arnold For For Management
1.2 Elect Director James T. Dresher, Jr. For For Management
1.3 Elect Director Mary Ann Scully For For Management
1.4 Elect Director Jack E. Steil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Duriya M. Farooqui For For Management
1d Elect Director Jean-Marc Forneri For For Management
1e Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1f Elect Director Frederick W. Hatfield For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For Against Management
1i Elect Director Jeffrey C. Sprecher For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JBG SMITH PROPERTIES
Ticker: JBGS Security ID: 46590V100
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott A. Estes For For Management
1b Elect Director Alan S. Forman For For Management
1c Elect Director Michael J. Glosserman For For Management
1d Elect Director Charles E. Haldeman, Jr. For For Management
1e Elect Director W. Matthew Kelly For For Management
1f Elect Director Alisa M. Mall For For Management
1g Elect Director Carol A. Melton For For Management
1h Elect Director William J. Mulrow For For Management
1i Elect Director Steven Roth For For Management
1j Elect Director Ellen Shuman For For Management
1k Elect Director Robert A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against Against Shareholder
5 Report on Reputational Risk Related to Against Against Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against Against Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
KBC GROUP SA/NV
Ticker: KBC Security ID: B5337G162
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Adopt Financial Statements For For Management
5a Approve Allocation of Income For For Management
5b Approve Dividends of EUR 1.00 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Approve Auditors' Remuneration For For Management
10a Indicate Koenraad Debackere as For For Management
Independent Director
10b Elect Erik Clinck as Director For Against Management
10c Elect Liesbet Okkerse as Director For Against Management
10d Reelect Theodoros Roussis as Director For Against Management
10e Reelect Sonja De Becker as Director For Against Management
10f Reelect Johan Thijs as Director For For Management
10g Reelect Vladimira Papirnik as For For Management
Independent Director
11 Transact Other Business None None Management
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Christopher B. Sarofim For For Management
1i Elect Director David P. Storch For For Management
1j Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Jacobs For For Management
1.2 Elect Director Michelle Jarrard For For Management
1.3 Elect Director Iris Knobloch For For Management
1.4 Elect Director Philip A. Laskawy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Dennis M. Nally For For Management
1j Elect Director Takeshi Ogasawara For For Management
1k Elect Director Hutham S. Olayan For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Elect Carsten Spohr to the Supervisory For For Management
Board
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 117 Million
Pool of Capital to Guarantee
Conversion Rights
8.1 Amend Articles Re: Editorial Changes For For Management
8.2 Amend Articles Re: Editorial Changes For For Management
8.3 Amend Articles Re: Editorial Changes For For Management
8.4 Amend Articles Re: Editorial Changes For For Management
8.5 Amend Articles Re: Editorial Changes For For Management
8.6 Amend Articles Re: Editorial Changes For For Management
8.7 Amend Articles Re: Editorial Changes For For Management
8.8 Amend Articles Re: Editorial Changes For For Management
8.9 Amend Articles Re: Editorial Changes For For Management
8.10 Amend Articles Re: Editorial Changes For For Management
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Clermont For For Management
1.2 Elect Director Robert E. Dean For For Management
1.3 Elect Director Fred J. Joseph For For Management
1.4 Elect Director G. Timothy Laney For For Management
1.5 Elect Director Micho F. Spring For For Management
1.6 Elect Director Burney S. Warren, III For For Management
1.7 Elect Director Art Zeile For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 05, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carona For For Management
1b Elect Director Ayad A. Fargo For For Management
1c Elect Director Steven R. Gardner For For Management
1d Elect Director Joseph L. Garrett For For Management
1e Elect Director Jeff C. Jones For For Management
1f Elect Director M. Christian Mitchell For For Management
1g Elect Director Michael J. Morris For For Management
1h Elect Director Barbara S. Polsky For For Management
1i Elect Director Zareh H. Sarrafian For For Management
1j Elect Director Jaynie M. Studenmund For For Management
1k Elect Director Cora M. Tellez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC.
Ticker: PLMR Security ID: 69753M105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Dowdell For For Management
1.2 Elect Director Daryl Bradley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES, INC.
Ticker: PFSI Security ID: 70932M107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanford L. Kurland For For Management
1b Elect Director David A. Spector For For Management
1c Elect Director Anne D. McCallion For For Management
1d Elect Director Matthew Botein For Against Management
1e Elect Director James K. Hunt For Against Management
1f Elect Director Patrick Kinsella For For Management
1g Elect Director Joseph Mazzella For For Management
1h Elect Director Farhad Nanji For Against Management
1i Elect Director Jeffrey A. Perlowitz For For Management
1j Elect Director Theodore W. Tozer For For Management
1k Elect Director Emily Youssouf For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PICC PROPERTY & CASUALTY CO. LTD.
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Caishi as Director For For Management
2 Elect Zhang Xiaoli as Supervisor For For Management
3 Approve 2019 Report of the Board of For For Management
Directors
4 Approve 2019 Report of the Supervisory For For Management
Committee
5 Approve 2019 Audited Financial For For Management
Statements and Auditor's Report
6 Approve 2019 Profit Distribution Plan For For Management
7 Approve 2020 Directors' Fees For For Management
8 Approve 2020 Supervisors' Fees For For Management
9 Approve Deloitte Touche Tohmatsu as For For Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Authorize Board to Fix Their
Remuneration
10 Approve 2019 Performance Report and For For Management
Performance Evaluation Results of
Independent Directors
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect New Capital Structure
--------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: PNFP Security ID: 72346Q104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abney S. Boxley, III For For Management
1.2 Elect Director Gregory L. Burns For For Management
1.3 Elect Director Thomas C. Farnsworth, For For Management
III
1.4 Elect Director David B. Ingram For For Management
1.5 Elect Director Gary L. Scott For For Management
1.6 Elect Director G. Kennedy Thompson For For Management
1.7 Elect Director Charles E. Brock For For Management
1.8 Elect Director Richard D. Callicutt, II For For Management
1.9 Elect Director Joseph C. Galante For For Management
1.10 Elect Director Robert A. McCabe, Jr. For For Management
1.11 Elect Director Reese L. Smith, III For For Management
1.12 Elect Director M. Terry Turner For For Management
1.13 Elect Director Renda J. Burkhart For For Management
1.14 Elect Director Marty G. Dickens For For Management
1.15 Elect Director Glenda Baskin Glover For For Management
1.16 Elect Director Ronald L. Samuels For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ignacio Alvarez For For Management
1b Elect Director Maria Luisa Ferre For For Management
1c Elect Director C. Kim Goodwin For For Management
2 Declassify the Board of Directors For For Management
3 Change Range for Size of the Board For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Approve Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Ticker: PZU Security ID: X6919T107
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAY 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements None None Management
6 Receive Consolidated Financial None None Management
Statements
7 Receive Management Board Report on None None Management
Company's, Group's Operations, and
Non-Financial Information
8 Receive Supervisory Board Reports on None None Management
Its Review of Financial Statements,
Management Board Report, and
Management Board Proposal on
Allocation of Income
9 Receive Supervisory Board Report on None None Management
Its Activities
10 Approve Management Board Report on For For Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
11 Approve Financial Statements For For Management
12 Approve Consolidated Financial For For Management
Statements
13 Approve Management Board Report on For For Management
Company's, Group's Operations, and
Non-Financial Information
14 Approve Allocation of Income and For For Management
Omission of Dividends
15.1 Approve Discharge of Aleksandra For For Management
Agatowska (Management Board Member)
15.2 Approve Discharge of Adam Brzozowski For For Management
(Management Board Member)
15.3 Approve Discharge of Roger Hodgkiss For For Management
(Management Board Member)
15.4 Approve Discharge of Marcin Eckert For For Management
(Management Board Member)
15.5 Approve Discharge of Elzbieta For For Management
Haeuser-Schoeneich (Management Board
Member)
15.6 Approve Discharge of Tomasz Kulik For For Management
(Management Board Member)
15.7 Approve Discharge of Maciej Rapkiewicz For For Management
(Management Board Member)
15.8 Approve Discharge of Malgorzata For For Management
Sadurska (Management Board Member)
15.9 Approve Discharge of Pawel Surowka For For Management
(Management Board Member)
16.1 Approve Discharge of Marcin For For Management
Chludzinski (Supervisory Board Member)
16.2 Approve Discharge of Pawel Gorecki For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Agata Gornicka For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Robert For For Management
Jastrzebski (Supervisory Board Member)
16.5 Approve Discharge of Tomasz Kuczur For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Katarzyna For For Management
Lewandowska (Supervisory Board Member)
16.7 Approve Discharge of Maciej Lopinski For For Management
(Supervisory Board Member)
16.8 Approve Discharge of Elzbieta For For Management
Maczynska-Ziemacka (Supervisory Board
Member)
16.9 Approve Discharge of Alojzy Nowak For For Management
(Supervisory Board Member)
16.10 Approve Discharge of Krzysztof Opolski For For Management
(Supervisory Board Member)
16.11 Approve Discharge of Robert Snitko For For Management
(Supervisory Board Member)
16.12 Approve Discharge of Maciej Zaborowski For For Management
(Supervisory Board Member)
17.1 Recall Supervisory Board Member For Against Management
17.2 Elect Supervisory Board Member For Against Management
18 Amend Statute Re: General Meeting, For Against Management
Supervisory Board
19 Amend Statute Re: Supervisory Board For For Management
20 Amend Statute Re: General Meeting, For Against Management
Supervisory Board
21 Amend Statute Re: General Meeting, For For Management
Supervisory Board
22 Amend Statute Re: Corporate Purpose For For Management
23 Amend Statute Re: General Meeting, For For Management
Supervisory Board, Management Board
24 Approve Remuneration Policy For Against Management
25 Close Meeting None None Management
--------------------------------------------------------------------------------
PRA GROUP, INC.
Ticker: PRAA Security ID: 69354N106
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Danielle M. Brown For For Management
2.2 Elect Director Marjorie M. Connelly For For Management
2.3 Elect Director James A. Nussle For For Management
2.4 Elect Director Scott M. Tabakin For For Management
3 Amend Certificate of Incorporation to For For Management
Remove Certain Director Nomination
Provisions
4 Ratify KPMG LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROASSURANCE CORPORATION
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.2 Elect Director Robert E. Flowers For For Management
1.3 Elect Director Edward L. Rand, Jr. For For Management
1.4 Elect Director Katisha T. Vance For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROFESSIONAL HOLDING CORP.
Ticker: PFHD Security ID: 743139107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon L. Gorney For For Management
1.2 Elect Director Herbert Martens, Jr. For Withhold Management
1.3 Elect Director Anton V. Schutz For For Management
1.4 Elect Director Norman S. Edelcup For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles G. von For For Management
Arentschildt
1.2 Elect Director Robert M. Dutkowsky For For Management
1.3 Elect Director Jeffrey N. Edwards For For Management
1.4 Elect Director Benjamin C. Esty For For Management
1.5 Elect Director Anne Gates For For Management
1.6 Elect Director Francis S. Godbold For For Management
1.7 Elect Director Thomas A. James For For Management
1.8 Elect Director Gordon L. Johnson For For Management
1.9 Elect Director Roderick C. McGeary For For Management
1.10 Elect Director Paul C. Reilly For For Management
1.11 Elect Director Raj Seshadri For For Management
1.12 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Bushnell For For Management
1b Elect Director James L. Gibbons For For Management
1c Elect Director Jean D. Hamilton For For Management
1d Elect Director Anthony M. Santomero For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David F. Brussard For For Management
1b Elect Director Thalia M. Meehan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAMPO OYJ
Ticker: SAMPO Security ID: X75653109
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 180,000 for Chairman
and EUR 93,000 for Other Directors;
Approve Remuneration for Committee Work
12 Fix Number of Directors at Eight For For Management
13 Reelect Christian Clausen, Fiona For For Management
Clutterbuck, Jannica Fagerholm,
Johanna Lamminen, Risto Murto, Antti
Makinen and Bjorn Wahlroos as
Directors; Elect Georg Ehrnrooth as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify Ernst & Young as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
Ticker: SBCF Security ID: 811707801
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie H. Daum For For Management
1.2 Elect Director Dennis S. Hudson, III For For Management
1.3 Elect Director Alvaro J. Monserrat For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph J. DePaolo For For Management
1.2 Elect Director Barney Frank For For Management
1.3 Elect Director Scott A. Shay For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Alschuler For For Management
1b Elect Director Betsy Atkins For For Management
1c Elect Director Edwin T. Burton, III For For Management
1d Elect Director Lauren B. Dillard For For Management
1e Elect Director Stephen L. Green For For Management
1f Elect Director Craig M. Hatkoff For For Management
1g Elect Director Marc Holliday For For Management
1h Elect Director John S. Levy For For Management
1i Elect Director Andrew W. Mathias For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Mary Carter Warren For For Management
Franke
1c Elect Director Earl A. Goode For For Management
1d Elect Director Marianne M. Keler For For Management
1e Elect Director Mark L. Lavelle For For Management
1f Elect Director Jim Matheson For For Management
1g Elect Director Frank C. Puleo For For Management
1h Elect Director Vivian C. Schneck-Last For For Management
1i Elect Director William N. Shiebler For For Management
1j Elect Director Robert S. Strong For For Management
1k Elect Director Jonathan W. Witter For For Management
1l Elect Director Kirsten O. Wolberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOMPO HOLDINGS, INC.
Ticker: 8630 Security ID: J7621A101
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Sakurada, Kengo For For Management
2.2 Elect Director Tsuji, Shinji For For Management
2.3 Elect Director Hanada, Hidenori For For Management
2.4 Elect Director Nohara, Sawako For For Management
2.5 Elect Director Scott Trevor Davis For For Management
2.6 Elect Director Higashi, Kazuhiro For For Management
2.7 Elect Director Nawa, Takashi For For Management
2.8 Elect Director Shibata, Misuzu For For Management
2.9 Elect Director Yanagida, Naoki For For Management
2.10 Elect Director Uchiyama, Hideyo For For Management
2.11 Elect Director Muraki, Atsuko For For Management
2.12 Elect Director Endo, Isao For For Management
--------------------------------------------------------------------------------
STATE AUTO FINANCIAL CORPORATION
Ticker: STFC Security ID: 855707105
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Meuse For For Management
1.2 Elect Director Setareh Pouraghabagher For For Management
1.3 Elect Director S. Elaine Roberts For For Management
1.4 Elect Director Dwight E. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Sara Mathew For For Management
1g Elect Director William L. Meaney For For Management
1h Elect Director Ronald P. O'Hanley For For Management
1i Elect Director Sean O'Sullivan For For Management
1j Elect Director Richard P. Sergel For For Management
1k Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUN LIFE FINANCIAL INC.
Ticker: SLF Security ID: 866796105
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Anderson For For Management
1.2 Elect Director Dean A. Connor For For Management
1.3 Elect Director Stephanie L. Coyles For For Management
1.4 Elect Director Martin J. G. Glynn For For Management
1.5 Elect Director Ashok K. Gupta For For Management
1.6 Elect Director M. Marianne Harris For For Management
1.7 Elect Director Sara Grootwassink Lewis For For Management
1.8 Elect Director James M. Peck For For Management
1.9 Elect Director Scott F. Powers For For Management
1.10 Elect Director Hugh D. Segal For For Management
1.11 Elect Director Barbara G. Stymiest For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathie J. Andrade For For Management
1.2 Elect Director Paul G. Boynton For For Management
1.3 Elect Director Ian D. Clough For For Management
1.4 Elect Director Susan E. Docherty For For Management
1.5 Elect Director Reginald D. Hedgebeth For For Management
1.6 Elect Director Dan R. Henry - Withdrawn None None Management
1.7 Elect Director Michael J. Herling For For Management
1.8 Elect Director Douglas A. Pertz For For Management
1.9 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William S. Haraf For For Management
1b Elect Director Frank C. Herringer For For Management
1c Elect Director Roger O. Walther For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Proxy Access Right For For Management
6 Adopt Policy to Annually Disclose Against Against Shareholder
EEO-1 Data
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Amend Charter For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For Withhold Management
1.3 Elect Director J. Douglas Seidenburg For Withhold Management
1.4 Elect Director Renee Moore For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For Withhold Management
1.3 Elect Director J. Douglas Seidenburg For Withhold Management
1.4 Elect Director Renee Moore For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For Withhold Management
1.3 Elect Director J. Douglas Seidenburg For Withhold Management
1.4 Elect Director Renee Moore For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For Withhold Management
1.3 Elect Director J. Douglas Seidenburg For Withhold Management
1.4 Elect Director Renee Moore For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For Withhold Management
1.3 Elect Director J. Douglas Seidenburg For For Management
1.4 Elect Director Renee Moore For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For For Management
1.3 Elect Director J. Douglas Seidenburg For For Management
1.4 Elect Director Renee Moore For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney D. Bennett For For Management
1.2 Elect Director Ted E. Parker For For Management
1.3 Elect Director J. Douglas Seidenburg For For Management
1.4 Elect Director Renee Moore For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Review of Statement on the Purpose of Against Against Shareholder
a Corporation
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Cafaro For For Management
1.4 Elect Director Marjorie Rodgers For For Management
Cheshire
1.5 Elect Director William S. Demchak For For Management
1.6 Elect Director Andrew T. Feldstein For For Management
1.7 Elect Director Richard J. Harshman For For Management
1.8 Elect Director Daniel R. Hesse For For Management
1.9 Elect Director Linda R. Medler For For Management
1.10 Elect Director Martin Pfinsgraff For For Management
1.11 Elect Director Toni Townes-Whitley For For Management
1.12 Elect Director Michael J. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
THE TEL AVIV STOCK EXCHANGE LTD.
Ticker: TASE Security ID: M8T8DG101
Meeting Date: DEC 04, 2019 Meeting Type: Special
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Merav Ben Cnaan Heller as For For Management
External Director
1.2 Elect Itzhak Chalamish as External For For Management
Director
1.3 Elect Yoav Chelouche as External For For Management
Director
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
TRADEWEB MARKETS INC.
Ticker: TW Security ID: 892672106
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Finley For Withhold Management
1.2 Elect Director Scott Ganeles For Withhold Management
1.3 Elect Director Debra Walton For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Marc N. Casper For For Management
1e Elect Director Andrew Cecere For For Management
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS, INC.
Ticker: VRTS Security ID: 92828Q109
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George R. Aylward For For Management
1b Elect Director Paul G. Greig For For Management
1c Elect Director Mark C. Treanor For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon L. Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: AUG 07, 2019 Meeting Type: Special
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Declaration of Trust to Add a For For Management
Foreign Ownership Limit
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For For Management
1.2 Elect Director Candace K. Beinecke For For Management
1.3 Elect Director Michael D. Fascitelli For For Management
1.4 Elect Director Beatrice Hamza Bassey For For Management
1.5 Elect Director William W. Helman, IV For For Management
1.6 Elect Director David M. Mandelbaum For For Management
1.7 Elect Director Mandakini Puri For For Management
1.8 Elect Director Daniel R. Tisch For For Management
1.9 Elect Director Richard R. West For For Management
1.10 Elect Director Russell B. Wight, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Abstain Management
1b Elect Director John R. Ciulla For Abstain Management
1c Elect Director Elizabeth E. Flynn For Abstain Management
1d Elect Director E. Carol Hayles For Against Management
1e Elect Director Linda H. Ianieri For Against Management
1f Elect Director Laurence C. Morse For Abstain Management
1g Elect Director Karen R. Osar For Abstain Management
1h Elect Director Mark Pettie For Abstain Management
1i Elect Director Lauren C. States For Abstain Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Abstain Management
1b Elect Director John R. Ciulla For Abstain Management
1c Elect Director Elizabeth E. Flynn For Abstain Management
1d Elect Director E. Carol Hayles For Abstain Management
1e Elect Director Linda H. Ianieri For Abstain Management
1f Elect Director Laurence C. Morse For Abstain Management
1g Elect Director Karen R. Osar For Abstain Management
1h Elect Director Mark Pettie For Abstain Management
1i Elect Director Lauren C. States For Abstain Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Abstain Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Against Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For Against Management
1d Elect Director E. Carol Hayles For Abstain Management
1e Elect Director Linda H. Ianieri For Abstain Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For Against Management
1i Elect Director Lauren C. States For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Against Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For Against Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For Against Management
1i Elect Director Lauren C. States For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Against Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For Against Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For Against Management
1i Elect Director Lauren C. States For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Against Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For Against Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For Against Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For Against Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For Against Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For Against Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For Against Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For Against Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For For Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Wayne M. Hewett For For Management
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce Beach For For Management
1b Elect Director Juan Figuereo For For Management
1c Elect Director Howard Gould For For Management
1d Elect Director Steven Hilton For For Management
1e Elect Director Marianne Boyd Johnson For For Management
1f Elect Director Robert Latta For For Management
1g Elect Director Todd Marshall For For Management
1h Elect Director Adriane McFetridge For For Management
1i Elect Director Michael Patriarca For For Management
1j Elect Director Robert Sarver For For Management
1k Elect Director Bryan Segedi For For Management
1l Elect Director Donald Snyder For For Management
1m Elect Director Sung Won Sohn For For Management
1n Elect Director Kenneth A. Vecchione For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
XP, INC.
Ticker: XP Security ID: G98239109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Management Accounts for the For For Management
Fiscal Year Ended December 31, 2019
3 Elect Director Ricardo Baldin For For Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.7 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 78.2
Million
6 Approve Creation of CHF 4.5 Million For For Management
Pool of Authorized Capital with
Partial Exclusion of Preemptive Rights
and CHF 3 Million Pool of Conditional
Capital without Preemptive Rights
7 Amend Articles of Association For For Management
8 Transact Other Business (Voting) For Against Management
Pursuant to regulatory commitments, certain shares by the Fund were voted in
the same manner and proportion as all shares voted in the meeting.
========== END NPX REPORT