Exhibit 21
NATIONAL HOLDINGS CORPORATION
September 30, 2017
The following is a list of subsidiaries of the company as of September 30, 2017, omitting subsidiaries which, considered in the aggregate, would not constitute a significant subsidiary.
Subsidiary Name | State of Incorporation | Percentage of Voting Securities Owned | ||
National Securities Corporation | Washington | 100% | ||
National Asset Management, Inc. | Washington | 100% | ||
National Insurance Corporation | Washington | 100% | ||
Gilman Ciocia, Inc. | Delaware | 100% | ||
vFinance, Inc. | Delaware | 100% | ||
vFinance Investments, Inc. | Florida | (1) | ||
GC Capital Corp. | Delaware | (2) | ||
vFinance Investments Holdings, Inc. | Florida | (3) | ||
vFinance Holdings, Inc. | Florida | (3) | ||
Prime Capital Services, Inc. | New York | (2)(4) | ||
Asset & Financial Planning, LTD. | New York | (2)(5) | ||
Prime Financial Services, Inc. | Delaware | (2)(6) |
(1) Indirectly wholly owned by our company, 100% owned by vFinance Investment Holdings, Inc.
(2) Indirectly wholly owned by our company, 100% owned by Gilman Ciocia, Inc.
(3) Indirectly wholly owned by our company, 100% owned by vFinance, Inc.
(4) BDW filed January 2, 2014
(5) Operations ceased May 2014, business combined with National Asset Management, Inc.
(6) Operations consist solely of collecting trails on historic insurance business. All new business written under National Insurance Corporation
