UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14D-9
(Rule 14d-101)
Solicitation/Recommendation Statement
Under Section 14(d)(4) of the Securities Exchange Act of 1934
National Holdings Corporation
(Name of Subject Company)
National Holdings Corporation
(Name of Person Filing Statement)
Common Stock, par value $0.02 per share
(Title of Class of Securities)
636375206
(CUSIP Number of Class of Securities)
Michael A. Mullen
Chief Executive Officer
National Holdings Corporation
200 Vesey Street, 25th Floor
New York, New York 10281
(212) 417-8000
(Name, address and telephone number of person authorized to receive notices and communications
on behalf of the persons filing statement)
With copies to:
Andrew N. Goldman, Esq.
Jeff Stein, Esq.
Wilmer Cutler Pickering Hale and Dorr LLP
7 World Trade Center, 250 Greenwich Street
New York, New York 10007
(212) 230-8800
☒ Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
● | The information set forth under Items 1.01, 1.02, 5.02, 5.03, 8.01 and 9.01 of the Current Report on Form 8-K filed by National Holdings Corporation (the “Company”) on January 11, 2021 (including all exhibits attached thereto) is incorporated herein by reference. |
