| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, DC 20549 |
| FORM N-PX |
| ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
| MANAGEMENT INVESTMENT COMPANY |
| Investment Company Act File Number : | 811-07883 |
| Name of Registrant: | ICON Funds |
| Address of Principal Executive Offices: | 5299 DTC Blvd. |
| Suite 1200 | |
| Greenwood Village, Colorado 80111 | |
| Name and address of agent of service: | Jack Quillin |
| ICON Funds | |
| 5299 DTC Blvd. | |
| Suite 1200 | |
| Greenwood Village, Colorado 80111 | |
| Registrant's telephone number including area code: | (303) 790-1600 |
| Date of fiscal year end: | 09/30 |
| Date of reporting period: | 07/01/2018 - 06/30/2019 |
| Item 1: Proxy Voting Record | |||||||
| Registrant: ICON Funds | |||||||
| Fund Name: ICON Flexible Bond Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Alliance California Municipal Income Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKP | CUSIP 018546101 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation of the Fund | Mgmt | For | For | For | ||
| BlackRock Income Trust Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BKT | CUSIP 09247F100 | 07/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | ||
| 1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | ||
| 1.4 | Elect Karen P. Robards | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY) | Mgmt | Against | Against | For | ||
| BNY Mellon Municipal Income Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DMF | CUSIP 26201R102 | 06/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect J. Charles Cardona | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Robin A. Melvin | Mgmt | For | For | For | ||
| Deutsche Multi-Market Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMM | CUSIP 25160E102 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Keith R. Fox | Mgmt | For | For | For | ||
| 1.2 | Elect Richard J. Herring | Mgmt | For | For | For | ||
| 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For | For | ||
| Deutsche Strategic Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KST | CUSIP 25160F109 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Keith R. Fox | Mgmt | For | For | For | ||
| 1.2 | Elect Richard J. Herring | Mgmt | For | For | For | ||
| 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For | For | ||
| Duff & Phelps Utility & Corporate Bond Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DUC | CUSIP 26432K108 | 03/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Genetski | Mgmt | For | For | For | ||
| 1.2 | Elect Phillip R. McLoughlin | Mgmt | For | For | For | ||
| 1.3 | Elect Nathan I. Partain | Mgmt | For | For | For | ||
| High Income Securities Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCF | CUSIP 42968F108 | 01/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Change of Business from a Holding Company to an Operating Company | Mgmt | For | For | For | ||
| 2 | Reincorporation from Massachusetts to Delaware | Mgmt | For | For | For | ||
| Managed Duration Investment Grade Municipal Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MZF | CUSIP 56165R103 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation | Mgmt | For | For | For | ||
| Nuveen Build America Bond Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBB | CUSIP 67074C103 | 10/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Issuance in Connection With Fund Combination | Mgmt | For | For | For | ||
| 2 | Elimination of Fundamental Policy Regarding Contingent Term | Mgmt | For | For | For | ||
| 3.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 3.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 3.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 3.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Nuveen Build America Bond Opportunity Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBD | CUSIP 67074Q102 | 10/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of Nuveen Build America Bond Opportunity Fund into Nuveen Build America Bond Fund | Mgmt | For | For | For | ||
| 2.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 2.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 2.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 2.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name :ICON Consumer Discretionary Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Aaron’s, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAN | CUSIP 002535300 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathy T. Betty | Mgmt | For | For | For | ||
| 2 | Elect Douglas C. Curling | Mgmt | For | For | For | ||
| 3 | Elect Cynthia N. Day | Mgmt | For | For | For | ||
| 4 | Elect Curtis L. Doman | Mgmt | For | For | For | ||
| 5 | Elect Walter G. Ehmer | Mgmt | For | For | For | ||
| 6 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | ||
| 7 | Elect John W. Robinson III | Mgmt | For | For | For | ||
| 8 | Elect Ray M. Robinson | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 10 | Amendment to the 2015 Equity and Incentive Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Amazon.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMZN | CUSIP 023135106 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
| 2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
| 3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
| 5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
| 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
| 8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | ||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
| 10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
| AT&T, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T | CUSIP 00206R102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
| 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
| 6 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 7 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 9 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
| 10 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Laura D. Tyson | Mgmt | For | For | For | ||
| 12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Booking Holdings Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BKNG | CUSIP 09857L108 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | ||
| 1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | ||
| 1.3 | Elect Glenn D. Fogel | Mgmt | For | For | For | ||
| 1.4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
| 1.5 | Elect James M. Guyette | Mgmt | For | For | For | ||
| 1.6 | Elect Wei Hopeman | Mgmt | For | For | For | ||
| 1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | ||
| 1.8 | Elect Charles H. Noski | Mgmt | For | For | For | ||
| 1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | ||
| 1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | ||
| 1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | ||
| 1.12 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | ||
| 1.13 | Elect Vanessa A. Wittman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Carnival Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCL | CUSIP 143658300 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Micky Arison | Mgmt | For | For | For | ||
| 2 | Elect Jonathon Band | Mgmt | For | For | For | ||
| 3 | Elect Jason G. Cahilly | Mgmt | For | For | For | ||
| 4 | Elect Helen Deeble | Mgmt | For | For | For | ||
| 5 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||
| 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 8 | Elect Katie Lahey | Mgmt | For | For | For | ||
| 9 | Elect John Parker | Mgmt | For | For | For | ||
| 10 | Elect Stuart Subotnick | Mgmt | For | For | For | ||
| 11 | Elect Laura A. Weil | Mgmt | For | For | For | ||
| 12 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Approval of Directors’ Remuneration Report | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Fees | Mgmt | For | For | For | ||
| 17 | Accounts and Reports | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Comcast Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMCSA | CUSIP 20030N101 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | ||
| 1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
| 1.4 | Elect Edward D. Breen | Mgmt | For | For | For | ||
| 1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
| 1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
| 1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | ||
| 1.9 | Elect David C. Novak | Mgmt | For | For | For | ||
| 1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Approval of the 2019 Omnibus Sharesave Plan | Mgmt | For | For | For | ||
| 4 | Advisory vote on executive compensation | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| D.R. Horton, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHI | CUSIP 23331A109 | 01/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald R. Horton | Mgmt | For | For | For | ||
| 2 | Elect Barbara K. Allen | Mgmt | For | For | For | ||
| 3 | Elect Bradley S. Anderson | Mgmt | For | For | For | ||
| 4 | Elect Michael R. Buchanan | Mgmt | For | For | For | ||
| 5 | Elect Michael W. Hewatt | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| EBay Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EBAY | CUSIP 278642103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Fred Anderson | Mgmt | For | For | For | ||
| 2 | Elect Anthony J. Bates | Mgmt | For | For | For | ||
| 3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
| 4 | Elect Jesse A. Cohn | Mgmt | For | For | For | ||
| 5 | Elect Diana Farrell | Mgmt | For | For | For | ||
| 6 | Elect Logan D. Green | Mgmt | For | For | For | ||
| 7 | Elect Bonnie S. Hammer | Mgmt | For | For | For | ||
| 8 | Elect Kathleen C. Mitic | Mgmt | For | For | For | ||
| 9 | Elect Matthew J. Murphy | Mgmt | For | For | For | ||
| 10 | Elect Pierre M. Omidyar | Mgmt | For | For | For | ||
| 11 | Elect Paul S. Pressler | Mgmt | For | For | For | ||
| 12 | Elect Robert H. Swan | Mgmt | For | For | For | ||
| 13 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||
| 14 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 15 | Elect Devin N. Wenig | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| Foot Locker, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FL | CUSIP 344849104 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Maxine K. Clark | Mgmt | For | For | For | ||
| 2 | Elect Alan D. Feldman | Mgmt | For | For | For | ||
| 3 | Elect Richard A. Johnson | Mgmt | For | For | For | ||
| 4 | Elect Guillermo G. Marmol | Mgmt | For | For | For | ||
| 5 | Elect Matthew M. McKenna | Mgmt | For | For | For | ||
| 6 | Elect Steven Oakland | Mgmt | For | For | For | ||
| 7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Cheryl Nido Turpin | Mgmt | For | For | For | ||
| 9 | Elect Kimberly Underhill | Mgmt | For | For | For | ||
| 10 | Elect Dona D. Young | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| General Motors Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GM | CUSIP 37045V100 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary T. Barra | Mgmt | For | For | For | ||
| 2 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
| 3 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 4 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
| 5 | Elect Jane L. Mendillo | Mgmt | For | For | For | ||
| 6 | Elect Judith Miscik | Mgmt | For | For | For | ||
| 7 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 9 | Elect Theodore M. Solso | Mgmt | For | For | For | ||
| 10 | Elect Carol M. Stephenson | Mgmt | For | For | For | ||
| 11 | Elect Devin N. Wenig | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Lennar Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LEN | CUSIP 526057302 | 04/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Rick Beckwitt | Mgmt | For | For | For | ||
| 1.2 | Elect Irving Bolotin | Mgmt | For | For | For | ||
| 1.3 | Elect Steven L. Gerard | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Theron I. Gilliam | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Sherrill W. Hudson | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Jonathan M. Jaffe | Mgmt | For | For | For | ||
| 1.7 | Elect Sidney Lapidus | Mgmt | For | For | For | ||
| 1.8 | Elect Teri P. McClure | Mgmt | For | Withhold | Against | ||
| 1.9 | Elect Stuart A. Miller | Mgmt | For | For | For | ||
| 1.10 | Elect Armando J. Olivera | Mgmt | For | For | For | ||
| 1.11 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | ||
| 1.12 | Elect Scott D. Stowell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
| LKQ Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKQ | CUSIP 501889208 | 05/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect A. Clinton Allen | Mgmt | For | Against | Against | ||
| 2 | Elect Meg Divitto | Mgmt | For | For | For | ||
| 3 | Elect Robert M. Hanser | Mgmt | For | For | For | ||
| 4 | Elect Joseph M. Holsten | Mgmt | For | For | For | ||
| 5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
| 6 | Elect John Mendel | Mgmt | For | For | For | ||
| 7 | Elect Jody G. Miller | Mgmt | For | For | For | ||
| 8 | Elect John F. O’Brien | Mgmt | For | For | For | ||
| 9 | Elect Guhan Subramanian | Mgmt | For | Against | Against | ||
| 10 | Elect William M. Webster IV | Mgmt | For | For | For | ||
| 11 | Elect Dominick Zarcone | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Lowe’s Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOW | CUSIP 548661107 | 05/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||
| 1.2 | Elect David H. Batchelder | Mgmt | For | For | For | ||
| 1.3 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | ||
| 1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 1.7 | Elect Marvin R. Ellison | Mgmt | For | For | For | ||
| 1.8 | Elect James H. Morgan | Mgmt | For | For | For | ||
| 1.9 | Elect Brian C. Rogers | Mgmt | For | For | For | ||
| 1.10 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
| 1.11 | Elect Lisa W. Wardell | Mgmt | For | For | For | ||
| 1.12 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Modine Manufacturing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOD | CUSIP 607828100 | 07/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Suresh V. Garimella | Mgmt | For | For | For | ||
| 2 | Elect Christopher W. Patterson | Mgmt | For | For | For | ||
| 3 | Elect Christine Y. Yan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mohawk Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MHK | CUSIP 608190104 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph A. Onorato | Mgmt | For | For | For | ||
| 2 | Elect William H. Runge III | Mgmt | For | For | For | ||
| 3 | Elect W. Christopher Wellborn | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Norwegian Cruise Line Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NCLH | CUSIP G66721104 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Frank J. Del Rio | Mgmt | For | For | For | ||
| 2 | Elect Chad A. Leat | Mgmt | For | For | For | ||
| 3 | Elect Steve Martinez | Mgmt | For | For | For | ||
| 4 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Amendment to the Bye-Laws to Delete Obsolete Provisions | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| PVH Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PVH | CUSIP 693656100 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary Baglivo | Mgmt | For | For | For | ||
| 2 | Elect Brent Callinicos | Mgmt | For | For | For | ||
| 3 | Elect Emanuel Chirico | Mgmt | For | For | For | ||
| 4 | Elect Juan R. Figuereo | Mgmt | For | For | For | ||
| 5 | Elect Joseph B. Fuller | Mgmt | For | For | For | ||
| 6 | Elect V. James Marino | Mgmt | For | For | For | ||
| 7 | Elect G. Penny McIntyre | Mgmt | For | For | For | ||
| 8 | Elect Amy McPherson | Mgmt | For | For | For | ||
| 9 | Elect Henry Nasella | Mgmt | For | For | For | ||
| 10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | ||
| 11 | Elect Craig W. Rydin | Mgmt | For | For | For | ||
| 12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Elimination of Supermajority Requirements Relating to Certain Transactions | Mgmt | For | For | For | ||
| 15 | Elimination of Supermajority Requirement to Amend By-Laws | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect Stephen R. Howe, Jr | Mgmt | For | For | For | ||
| 4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 5 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 6 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 7 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 9 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Tapestry, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TPR | CUSIP 876030107 | 11/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Darrell Cavens | Mgmt | For | For | For | ||
| 2 | Elect David Denton | Mgmt | For | For | For | ||
| 3 | Elect Anne Gates | Mgmt | For | For | For | ||
| 4 | Elect Andrea Guerra | Mgmt | For | For | For | ||
| 5 | Elect Susan J. Kropf | Mgmt | For | For | For | ||
| 6 | Elect Annabelle Yu Long | Mgmt | For | For | For | ||
| 7 | Elect Victor Luis | Mgmt | For | For | For | ||
| 8 | Elect Ivan Menezes | Mgmt | For | For | For | ||
| 9 | Elect William R. Nuti | Mgmt | For | Against | Against | ||
| 10 | Elect Jide J. Zeitlin | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2018 Stock Incentive Plan | Mgmt | For | For | For | ||
| The TJX Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TJX | CUSIP 872540109 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
| 3 | Elect Rosemary T. Berkery | Mgmt | For | For | For | ||
| 4 | Elect David T. Ching | Mgmt | For | For | For | ||
| 5 | Elect Ernie Herrman | Mgmt | For | For | For | ||
| 6 | Elect Michael F. Hines | Mgmt | For | For | For | ||
| 7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
| 8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||
| 9 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | ||
| 10 | Elect John F. O’Brien | Mgmt | For | For | For | ||
| 11 | Elect Willow B. Shire | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Report on Human Rights Risks | ShrHoldr | Against | Against | For | ||
| The TJX Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TJX | CUSIP 872540109 | 10/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| The Walt Disney Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIS | CUSIP 254687106 | 07/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Fox Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| TopBuild Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BLD | CUSIP 89055F103 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alec C. Covington | Mgmt | For | For | For | ||
| 2 | Elect Gerald Volas | Mgmt | For | For | For | ||
| 3 | Elect Carl T. Camden | Mgmt | For | For | For | ||
| 4 | Elect Joseph S. Cantie | Mgmt | For | For | For | ||
| 5 | Elect Tina Donikowski | Mgmt | For | For | For | ||
| 6 | Elect Mark A. Petrarca | Mgmt | For | For | For | ||
| 7 | Elect Nancy M. Taylor | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Voting Requirement to Amend Bylaws | Mgmt | For | For | For | ||
| 9 | Elimination of Supermajority Voting Requirement to Amend the Company’s Certificate of Incorporation | Mgmt | For | For | For | ||
| 10 | Amendment to Indemnification Provisions | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tupperware Brands Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUP | CUSIP 899896104 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Catherine A. Bertini | Mgmt | For | For | For | ||
| 2 | Elect Susan M. Cameron | Mgmt | For | For | For | ||
| 3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||
| 4 | Elect Meg G. Crofton | Mgmt | For | For | For | ||
| 5 | Elect E. V. Goings | Mgmt | For | For | For | ||
| 6 | Elect Angel R. Martinez | Mgmt | For | For | For | ||
| 7 | Elect Christopher D. O’Leary | Mgmt | For | For | For | ||
| 8 | Elect Richard T. Riley | Mgmt | For | For | For | ||
| 9 | Elect Joyce M. Roche | Mgmt | For | For | For | ||
| 10 | Elect Patricia Stitzel | Mgmt | For | For | For | ||
| 11 | Elect M. Anne Szostak | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Approval of the 2019 Incentive Plan | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Twenty-First Century Fox, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FOXA | CUSIP 90130A101 | 07/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Disney Merger | Mgmt | For | For | For | ||
| 2 | RemainCo Distribution | Mgmt | For | For | For | ||
| Urban Outfitters, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| URBN | CUSIP 917047102 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edward N. Antoian | Mgmt | For | For | For | ||
| 2 | Elect Sukhinder Singh-Cassidy | Mgmt | For | For | For | ||
| 3 | Elect Harry S. Cherken, Jr. | Mgmt | For | Against | Against | ||
| 4 | Elect Scott Galloway | Mgmt | For | For | For | ||
| 5 | Elect Robert L. Hanson | Mgmt | For | Abstain | Against | ||
| 6 | Elect Margaret A. Hayne | Mgmt | For | For | For | ||
| 7 | Elect Richard A. Hayne | Mgmt | For | For | For | ||
| 8 | Elect Elizabeth Ann Lambert | Mgmt | For | For | For | ||
| 9 | Elect Joel S. Lawson III | Mgmt | For | For | For | ||
| 10 | Elect Wesley S. McDonald | Mgmt | For | For | For | ||
| 11 | Elect Todd R. Morgenfeld | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Report on Supply Chain Transparency and Accountability | ShrHoldr | Against | Against | For | ||
| William Lyon Homes | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WLH | CUSIP 552074700 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Douglas K. Ammerman | Mgmt | For | For | For | ||
| 1.2 | Elect Eric T. Anderson | Mgmt | For | For | For | ||
| 1.3 | Elect Thomas F. Harrison | Mgmt | For | For | For | ||
| 1.4 | Elect Gary H. Hunt | Mgmt | For | For | For | ||
| 1.5 | Elect William H. Lyon | Mgmt | For | For | For | ||
| 1.6 | Elect Lynn Carlson Schell | Mgmt | For | For | For | ||
| 1.7 | Elect Matthew R. Zaist | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name :ICON Consumer Staples Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Altria Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MO | CUSIP 02209S103 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John T. Casteen III | Mgmt | For | For | For | ||
| 2 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 3 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 4 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 5 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
| 6 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
| 7 | Elect George Munoz | Mgmt | For | For | For | ||
| 8 | Elect Mark E. Newman | Mgmt | For | For | For | ||
| 9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
| 10 | Elect Virginia E. Shanks | Mgmt | For | For | For | ||
| 11 | Elect Howard A. Willard III | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Amazon.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMZN | CUSIP 023135106 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
| 2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
| 3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
| 5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
| 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
| 8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | ||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
| 10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
| Anheuser-Busch Inbev SA/NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABI | CUSIP 03524A108 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | For | For | ||
| 2 | Amendments to Articles Regarding Designated Chair | Mgmt | For | Against | Against | ||
| 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor Acts | Mgmt | For | For | For | ||
| 6 | Elect Xiaozhi Liu | Mgmt | For | For | For | ||
| 7 | Elect Sabine Chalmers | Mgmt | For | Against | Against | ||
| 8 | Elect Cecilia Sicupira | Mgmt | For | Against | Against | ||
| 9 | Elect Claudio Moniz Barreto Garcia | Mgmt | For | Against | Against | ||
| 10 | Elect Martin J. Barrington | Mgmt | For | Against | Against | ||
| 11 | Elect William F. Gifford | Mgmt | For | For | For | ||
| 12 | Elect Alejandro Santo Domingo Davila | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Remuneration Report | Mgmt | For | Against | Against | ||
| 15 | Directors’ Fees | Mgmt | For | Against | Against | ||
| 16 | NEDs’ Restricted Stock Awards | Mgmt | For | For | For | ||
| 17 | Authorisation of Legal Formalities | Mgmt | For | Against | Against | ||
| Archer Daniels Midland Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADM | CUSIP 039483102 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
| 2 | Elect Michael S. Burke | Mgmt | For | For | For | ||
| 3 | Elect Terrell K. Crews | Mgmt | For | For | For | ||
| 4 | Elect Pierre Dufour | Mgmt | For | For | For | ||
| 5 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
| 6 | Elect Suzan F. Harrison | Mgmt | For | For | For | ||
| 7 | Elect Juan R. Luciano | Mgmt | For | For | For | ||
| 8 | Elect Patrick J. Moore | Mgmt | For | For | For | ||
| 9 | Elect Francisco Sanchez | Mgmt | For | For | For | ||
| 10 | Elect Debra A. Sandler | Mgmt | For | For | For | ||
| 11 | Elect Lei Z. Schlitz | Mgmt | For | For | For | ||
| 12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| British American Tobacco Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BATS | CUSIP 110448107 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 6 | Elect Richard Burrows | Mgmt | For | For | For | ||
| 7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
| 8 | Elect Marion Helmes | Mgmt | For | For | For | ||
| 9 | Elect Luc Jobin | Mgmt | For | For | For | ||
| 10 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
| 11 | Elect Savio Kwan | Mgmt | For | For | For | ||
| 12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
| 13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
| 14 | Elect Ben Stevens | Mgmt | For | For | For | ||
| 15 | Elect Jack M.H. Bowles | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Centene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNC | CUSIP 15135B101 | 06/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125523100 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | ||
| 2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 3 | Elect Eric J. Foss | Mgmt | For | For | For | ||
| 4 | Elect Elder Granger | Mgmt | For | For | For | ||
| 5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Roman Martinez IV | Mgmt | For | For | For | ||
| 7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
| 8 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 9 | Elect John M. Partridge | Mgmt | For | For | For | ||
| 10 | Elect William L. Roper | Mgmt | For | For | For | ||
| 11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 12 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
| 13 | Elect William D. Zollars | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125509109 | 08/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Express Scripts Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Coca-Cola European Partners plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCEP | CUSIP G25839104 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Nathalie Gaveau | Mgmt | For | For | For | ||
| 4 | Elect Dagmar Kollmann | Mgmt | For | For | For | ||
| 5 | Elect Mark Price | Mgmt | For | For | For | ||
| 6 | Elect Jose Ignacio Comenge Sanchez-Real | Mgmt | For | For | For | ||
| 7 | Elect Francisco Crespo Benitez | Mgmt | For | For | For | ||
| 8 | Elect Irial Finan | Mgmt | For | For | For | ||
| 9 | Elect Damian P. Gammell | Mgmt | For | For | For | ||
| 10 | Elect Alvaro Gomez-Trenor Aguilar | Mgmt | For | For | For | ||
| 11 | Elect Alfonso Libano Daurella | Mgmt | For | For | For | ||
| 12 | Elect Mario R. Sola | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase On-Market Shares | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Off-Market Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 22 | Amendments to Articles | Mgmt | For | For | For | ||
| ConAgra Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAG | CUSIP 205887102 | 09/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anil Arora | Mgmt | For | For | For | ||
| 1.2 | Elect Thomas K. Brown | Mgmt | For | For | For | ||
| 1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | ||
| 1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | ||
| 1.5 | Elect Joie Gregor | Mgmt | For | For | For | ||
| 1.6 | Elect Rajive Johri | Mgmt | For | For | For | ||
| 1.7 | Elect Richard H. Lenny | Mgmt | For | For | For | ||
| 1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||
| 1.9 | Elect Craig P. Omtvedt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Constellation Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STZ | CUSIP 21036P108 | 07/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jerry Fowden | Mgmt | For | For | For | ||
| 1.2 | Elect Barry A. Fromberg | Mgmt | For | For | For | ||
| 1.3 | Elect Robert L. Hanson | Mgmt | For | For | For | ||
| 1.4 | Elect Ernesto M. Hernandez | Mgmt | For | For | For | ||
| 1.5 | Elect Susan Sommersille Johnson | Mgmt | For | For | For | ||
| 1.6 | Elect James A. Locke III | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Daniel J. McCarthy | Mgmt | For | For | For | ||
| 1.8 | Elect Richard Sands | Mgmt | For | For | For | ||
| 1.9 | Elect Robert Sands | Mgmt | For | For | For | ||
| 1.10 | Elect Judy A. Schmeling | Mgmt | For | For | For | ||
| 1.11 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CVS Health Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVS | CUSIP 126650100 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
| 2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
| 3 | Elect Richard M. Bracken | Mgmt | For | For | For | ||
| 4 | Elect C. David Brown II | Mgmt | For | For | For | ||
| 5 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | ||
| 6 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | ||
| 7 | Elect David W. Dorman | Mgmt | For | For | For | ||
| 8 | Elect Roger N. Farah | Mgmt | For | For | For | ||
| 9 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
| 10 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
| 11 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
| 12 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
| 13 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 14 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 15 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 16 | Elect Tony L. White | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding Including Legal Costs in Executive Compensation | ShrHoldr | Against | For | Against | ||
| Johnson & Johnson | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNJ | CUSIP 478160104 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
| 5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 7 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
| 9 | Elect William D. Perez | Mgmt | For | For | For | ||
| 10 | Elect Charles Prince | Mgmt | For | Against | Against | ||
| 11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| Kellogg Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| K | CUSIP 487836108 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Roderick Gillum | Mgmt | For | For | For | ||
| 2 | Elect Mary A. Laschinger | Mgmt | For | For | For | ||
| 3 | Elect Erica L. Mann | Mgmt | For | For | For | ||
| 4 | Elect Carolyn Tastad | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||
| Lamb Weston Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LW | CUSIP 513272104 | 09/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter J. Bensen | Mgmt | For | For | For | ||
| 2 | Elect Charles A. Blixt | Mgmt | For | For | For | ||
| 3 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 5 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
| 6 | Elect Hala G. Moddelmog | Mgmt | For | For | For | ||
| 7 | Elect Andrew J. Schindler | Mgmt | For | For | For | ||
| 8 | Elect Maria Renna Sharpe | Mgmt | For | For | For | ||
| 9 | Elect Thomas P. Werner | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Medifast, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MED | CUSIP 58470H101 | 06/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jeffrey J. Brown | Mgmt | For | For | For | ||
| 1.2 | Elect Kevin G. Byrnes | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel R. Chard | Mgmt | For | For | For | ||
| 1.4 | Elect Constance C. Hallquist | Mgmt | For | For | For | ||
| 1.5 | Elect Michael Anthony Hoer | Mgmt | For | For | For | ||
| 1.6 | Elect Michael C. MacDonald | Mgmt | For | For | For | ||
| 1.7 | Elect Carl E. Sassano | Mgmt | For | For | For | ||
| 1.8 | Elect Scott Schlackman | Mgmt | For | For | For | ||
| 1.9 | Elect Andrea B. Thomas | Mgmt | For | For | For | ||
| 1.10 | Elect Ming Xian | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PepsiCo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEP | CUSIP 713448108 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
| 2 | Elect Cesar Conde | Mgmt | For | For | For | ||
| 3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
| 4 | Elect Dina Dublon | Mgmt | For | For | For | ||
| 5 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 6 | Elect Michelle D. Gass | Mgmt | For | For | For | ||
| 7 | Elect William R. Johnson | Mgmt | For | For | For | ||
| 8 | Elect Ramon L. Laguarta | Mgmt | For | For | For | ||
| 9 | Elect David C. Page | Mgmt | For | For | For | ||
| 10 | Elect Robert C. Pohlad | Mgmt | For | For | For | ||
| 11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
| 12 | Elect Darren Walker | Mgmt | For | For | For | ||
| 13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Pesticide Reporting | ShrHoldr | Against | Against | For | ||
| Performance Food Group Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PFGC | CUSIP 71377A103 | 11/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William F. Dawson, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Manuel A. Fernandez | Mgmt | For | For | For | ||
| 1.3 | Elect Kimberly S. Grant | Mgmt | For | For | For | ||
| 1.4 | Elect Randall Spratt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | ||
| Philip Morris International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PM | CUSIP 718172109 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
| 2 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
| 3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
| 4 | Elect Werner Geissler | Mgmt | For | For | For | ||
| 5 | Elect Lisa A. Hook | Mgmt | For | For | For | ||
| 6 | Elect Jennifer Xin-Zhe Li | Mgmt | For | For | For | ||
| 7 | Elect Jun Makihara | Mgmt | For | For | For | ||
| 8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
| 9 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
| 10 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
| 11 | Elect Robert B. Polet | Mgmt | For | For | For | ||
| 12 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Sysco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SYY | CUSIP 871829107 | 11/16/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas L. Bene | Mgmt | For | For | For | ||
| 2 | Elect Daniel J. Brutto | Mgmt | For | For | For | ||
| 3 | Elect John M. Cassaday | Mgmt | For | For | For | ||
| 4 | Elect Joshua D. Frank | Mgmt | For | For | For | ||
| 5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
| 6 | Elect Bradley M. Halverson | Mgmt | For | For | For | ||
| 7 | Elect John M. Hinshaw | Mgmt | For | For | For | ||
| 8 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | ||
| 9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
| 10 | Elect Nelson Peltz | Mgmt | For | For | For | ||
| 11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
| 12 | Elect Sheila G. Talton | Mgmt | For | For | For | ||
| 13 | 2018 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| The Coca-Cola Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KO | CUSIP 191216100 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
| 2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 3 | Elect Marc Bolland | Mgmt | For | For | For | ||
| 4 | Elect Ana Patricia Botin-Sanz de Sautuola y O’Shea | Mgmt | For | For | For | ||
| 5 | Elect Christopher C. Davis | Mgmt | For | For | For | ||
| 6 | Elect Barry Diller | Mgmt | For | For | For | ||
| 7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
| 10 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
| 11 | Elect James Quincey | Mgmt | For | For | For | ||
| 12 | Elect Caroline J. Tsay | Mgmt | For | For | For | ||
| 13 | Elect David B. Weinberg | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Against | Against | For | ||
| The J. M. Smucker Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SJM | CUSIP 832696405 | 08/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathryn W. Dindo | Mgmt | For | For | For | ||
| 2 | Elect Paul J. Dolan | Mgmt | For | For | For | ||
| 3 | Elect Jay L. Henderson | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth Valk Long | Mgmt | For | For | For | ||
| 5 | Elect Gary A. Oatey | Mgmt | For | For | For | ||
| 6 | Elect Kirk L. Perry | Mgmt | For | For | For | ||
| 7 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
| 8 | Elect Nancy Lopez Russell | Mgmt | For | For | For | ||
| 9 | Elect Alex Shumate | Mgmt | For | For | For | ||
| 10 | Elect Mark T. Smucker | Mgmt | For | For | For | ||
| 11 | Elect Richard K. Smucker | Mgmt | For | For | For | ||
| 12 | Elect Timothy P. Smucker | Mgmt | For | For | For | ||
| 13 | Elect Dawn C. Willoughby | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| The Procter & Gamble Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PG | CUSIP 742718109 | 10/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Francis S. Blake | Mgmt | For | Against | Against | ||
| 2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 3 | Elect Amy L. Chang | Mgmt | For | For | For | ||
| 4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 5 | Elect Scott D. Cook | Mgmt | For | For | For | ||
| 6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
| 7 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Nelson Peltz | Mgmt | For | For | For | ||
| 10 | Elect David. S. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
| 12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
| 13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Tyson Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSN | CUSIP 902494103 | 02/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John H. Tyson | Mgmt | For | For | For | ||
| 2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Dean Banks | Mgmt | For | Against | Against | ||
| 4 | Elect Mike D. Beebe | Mgmt | For | Against | Against | ||
| 5 | Elect Mikel A. Durham | Mgmt | For | Against | Against | ||
| 6 | Elect Kevin M. McNamara | Mgmt | For | For | For | ||
| 7 | Elect Cheryl S. Miller | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey K. Schomburger | Mgmt | For | For | For | ||
| 9 | Elect Robert Thurber | Mgmt | For | Against | Against | ||
| 10 | Elect Barbara A. Tyson | Mgmt | For | For | For | ||
| 11 | Elect Noel White | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Against | For | Against | ||
| United Natural Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNFI | CUSIP 911163103 | 12/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Eric F. Artz | Mgmt | For | For | For | ||
| 2 | Elect Ann Torre Bates | Mgmt | For | For | For | ||
| 3 | Elect Denise M. Clark | Mgmt | For | For | For | ||
| 4 | Elect Daphne J. Dufresne | Mgmt | For | For | For | ||
| 5 | Elect Michael S. Funk | Mgmt | For | For | For | ||
| 6 | Elect James P. Heffernan | Mgmt | For | For | For | ||
| 7 | Elect Peter Roy | Mgmt | For | Against | Against | ||
| 8 | Elect Steven L. Spinner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| UnitedHealth Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 6 | Elect F. William McNabb, III | Mgmt | For | For | For | ||
| 7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | ||
| 8 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
| 9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 10 | Elect David S. Wichmann | Mgmt | For | For | For | ||
| 11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| US Foods Holding Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USFD | CUSIP 912008109 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||
| 2 | Elect Sunil Gupta | Mgmt | For | For | For | ||
| 3 | Elect Pietro Satriano | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Walmart Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WMT | CUSIP 931142103 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cesar Conde | Mgmt | For | For | For | ||
| 2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | ||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 4 | Elect Sarah J. Friar | Mgmt | For | For | For | ||
| 5 | Elect Carla A. Harris | Mgmt | For | For | For | ||
| 6 | Elect Thomas W. Horton | Mgmt | For | For | For | ||
| 7 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
| 8 | Elect C. Douglas McMillon | Mgmt | For | For | For | ||
| 9 | Elect Gregory B. Penner | Mgmt | For | For | For | ||
| 10 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
| 11 | Elect S. Robson Walton | Mgmt | For | For | For | ||
| 12 | Elect Steuart Walton | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Emerging Markets Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Aboitiz Power Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AP | CINS Y0005M109 | 04/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call To Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice | Mgmt | For | For | For | ||
| 4 | Determination Of Quorum | Mgmt | For | For | For | ||
| 5 | Meeting Minutes | Mgmt | For | For | For | ||
| 6 | President’s Report | Mgmt | For | For | For | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 9 | Elect Mikel A. Aboitiz | Mgmt | For | Against | Against | ||
| 10 | Elect Enrique M. Aboitiz, Jr. | Mgmt | For | Against | Against | ||
| 11 | Elect Erramon I. Aboitiz | Mgmt | For | Against | Against | ||
| 12 | Elect Luis Miguel O. Aboitiz | Mgmt | For | For | For | ||
| 13 | Elect Jaime Jose Y. Aboitiz | Mgmt | For | For | For | ||
| 14 | Elect Danel C. Aboitiz | Mgmt | For | For | For | ||
| 15 | Elect Romeo L. Bernardo | Mgmt | For | Against | Against | ||
| 16 | Elect Carlos C. Ejercito | Mgmt | For | Against | Against | ||
| 17 | Elect Eric O. Recto | Mgmt | For | Against | Against | ||
| 18 | Directors’ Per Diem and Monthly Allowance | Mgmt | For | For | For | ||
| 19 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 21 | Adjournment | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 03/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Fixed Assets Investment Budget | Mgmt | For | For | For | ||
| 3 | Elect ZHANG Keqiu | Mgmt | For | For | For | ||
| 4 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | For | For | ||
| 5 | Elect LIU Shouying | Mgmt | For | For | For | ||
| 6 | Elect LI Wei | Mgmt | For | For | For | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors’ Report | Mgmt | For | For | For | ||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Profit Distribution Plan | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 7 | Elect ZHOU Mubing | Mgmt | For | For | For | ||
| 8 | Elect CAI Dong | Mgmt | For | For | For | ||
| 9 | Elect WANG Xinxin | Mgmt | For | For | For | ||
| 10 | Authority to Issue Write-Dow Capital Bonds | Mgmt | For | For | For | ||
| 11 | Elect WU Jingtao | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 11/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect WANG Jindong as Supervisor | Mgmt | For | For | For | ||
| 3 | Elect LI Wang as Supervisor | Mgmt | For | For | For | ||
| 4 | Elect ZHANG Jie as Supervisor | Mgmt | For | For | For | ||
| 5 | Elect LIU Hongxia as Supervisor | Mgmt | For | For | For | ||
| 6 | Directors’ Fees for 2017 | Mgmt | For | For | For | ||
| 7 | Supervisory Fees for 2017 | Mgmt | For | For | For | ||
| 8 | 2019-2021 Capital Planning | Mgmt | For | For | For | ||
| 9 | Issuance Plan of Eligible Tier-2 Capital Instruments | Mgmt | For | For | For | ||
| Akbank T.A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKBNK | CINS M0300L106 | 03/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Presentation of Directors’ Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | Against | Against | ||
| 8 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Election of Directors | Mgmt | For | Against | Against | ||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Amendments to Articles | Mgmt | For | For | For | ||
| 14 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 15 | Limit on Charitable Donations | Mgmt | For | For | For | ||
| 16 | Presentation of Report on Charitable Donations and Compensation Policy | Mgmt | For | For | For | ||
| Alibaba Group Holding Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BABA | CUSIP 01609W102 | 10/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | ||
| 2 | Elect J. Michael Evans | Mgmt | For | For | For | ||
| 3 | Elect Eric Xiandong Jing | Mgmt | For | For | For | ||
| 4 | Elect Borje E. Ekholm | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| Ayala Land, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALI | CINS Y0488F100 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Call To Order | Mgmt | For | For | For | ||
| 2 | Proof of Notice and Determination of Quorum | Mgmt | For | For | For | ||
| 3 | Meeting Minutes | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 6 | Elect Fernando Zobel de Ayala | Mgmt | For | Against | Against | ||
| 7 | Elect Jaime Augusto Zobel de Ayala | Mgmt | For | Against | Against | ||
| 8 | Elect Bernard Vincent O. Dy | Mgmt | For | For | For | ||
| 9 | Elect Antonino T. Aquino | Mgmt | For | For | For | ||
| 10 | Elect Arturo G. Corpuz | Mgmt | For | For | For | ||
| 11 | Elect Delfin L. Lazaro | Mgmt | For | For | For | ||
| 12 | Elect Jaime C. Laya | Mgmt | For | Against | Against | ||
| 13 | Elect Rizalina G. Mantaring | Mgmt | For | For | For | ||
| 14 | Elect Cesar V. Purisima | Mgmt | For | Against | Against | ||
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 16 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 17 | Adjournment | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 01/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 4 | Type of Securities to Be Issued and Issue Size | Mgmt | For | For | For | ||
| 5 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 6 | Term | Mgmt | For | For | For | ||
| 7 | Method of Issuance | Mgmt | For | For | For | ||
| 8 | Target Investors | Mgmt | For | For | For | ||
| 9 | Lock-up Period | Mgmt | For | For | For | ||
| 10 | Terms of Dividend Distribution | Mgmt | For | For | For | ||
| 11 | Terms of Compulsory Conversion | Mgmt | For | For | For | ||
| 12 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
| 13 | Voting Rights Restrictions | Mgmt | For | For | For | ||
| 14 | Voting Rights Restoration | Mgmt | For | For | For | ||
| 15 | Order of Priority and Method of Liquidation | Mgmt | For | For | For | ||
| 16 | Rating Arrangement | Mgmt | For | For | For | ||
| 17 | Guarantee Arrangement | Mgmt | For | For | For | ||
| 18 | Use of Proceeds from Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 19 | Trading Transfer Arrangement | Mgmt | For | For | For | ||
| 20 | Relationship between Offshore and Domestic Issuance | Mgmt | For | For | For | ||
| 21 | Validity Period of Resolution regarding Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 22 | Application and Approval Procedures to Be Completed for Issuance | Mgmt | For | For | For | ||
| 23 | Matters relating to Authorization | Mgmt | For | For | For | ||
| 24 | Type of Securities to Be Issued and Issue Size | Mgmt | For | For | For | ||
| 25 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 26 | Term | Mgmt | For | For | For | ||
| 27 | Method of Issuance | Mgmt | For | For | For | ||
| 28 | Target Investors | Mgmt | For | For | For | ||
| 29 | Lock-up Period | Mgmt | For | For | For | ||
| 30 | Terms of Dividend Distribution | Mgmt | For | For | For | ||
| 31 | Terms of Compulsory Conversion | Mgmt | For | For | For | ||
| 32 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
| 33 | Voting Rights Restrictions | Mgmt | For | For | For | ||
| 34 | Voting Rights Restoration | Mgmt | For | For | For | ||
| 35 | Order of Priority and Method of Liquidation | Mgmt | For | For | For | ||
| 36 | Rating Arrangement | Mgmt | For | For | For | ||
| 37 | Guarantee Arrangement | Mgmt | For | For | For | ||
| 38 | Use of Proceeds from Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 39 | Trading Transfer Arrangement | Mgmt | For | For | For | ||
| 40 | Relationship between Offshore and Domestic Issuance | Mgmt | For | For | For | ||
| 41 | Validity Period of Resolution regarding Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 42 | Application and Approval Procedures to Be Completed for Issuance | Mgmt | For | For | For | ||
| 43 | Matters relating to Authorization | Mgmt | For | For | For | ||
| 44 | Impact on Dilution of Current Returns and Remedial Measures upon Issuance of Preference Shares | Mgmt | For | For | For | ||
| 45 | Shareholder Return Plan for 2018 to 2020 | Mgmt | For | For | For | ||
| 46 | Elect WU Fulin | Mgmt | For | For | For | ||
| 47 | Elect LIN Jingzhen | Mgmt | For | For | For | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors’ Report | Mgmt | For | For | For | ||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | 2019 Investment Budget | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect ZHANG Jiangang | Mgmt | For | For | For | ||
| 9 | Elect Martin LIAO Cheung Kong | Mgmt | For | For | For | ||
| 10 | Elect WANG Changyun | Mgmt | For | For | For | ||
| 11 | Elect Angela CHAO | Mgmt | For | Against | Against | ||
| 12 | Elect WANG Xiquan as Supervisor | Mgmt | For | For | For | ||
| 13 | Elect JIA Xinagsen as Supervisor | Mgmt | For | For | For | ||
| 14 | Elect ZHENG Zhiguang as Supervisor | Mgmt | For | For | For | ||
| 15 | Directors’ Fees | Mgmt | For | For | For | ||
| 16 | Supervisors’ Remuneration | Mgmt | For | For | For | ||
| 17 | Authority to Issue A and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Bonds | Mgmt | For | For | For | ||
| 19 | Authority to Issue Write-down of Undated Capital Bonds | Mgmt | For | For | For | ||
| 20 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | ||
| 21 | Elect TAN Yiwu | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 09/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect LIU Liange | Mgmt | For | For | For | ||
| 3 | Elect Jiang Guohua | Mgmt | For | For | For | ||
| Bank of Georgia Group Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BGEO | CINS G0R1NA104 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 5 | Elect Neil Janin | Mgmt | For | For | For | ||
| 6 | Elect Al Breach | Mgmt | For | For | For | ||
| 7 | Elect Archil Gachechiladze | Mgmt | For | For | For | ||
| 8 | Elect Tamaz Georgadze | Mgmt | For | For | For | ||
| 9 | Elect Hanna Loikkanen | Mgmt | For | For | For | ||
| 10 | Elect Veronique McCarroll | Mgmt | For | For | For | ||
| 11 | Elect Jonathan W. Muir | Mgmt | For | For | For | ||
| 12 | Elect Cecil Quillen | Mgmt | For | For | For | ||
| 13 | Elect Andreas Wolf | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Bank Pan Indonesia | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PNBN | CINS Y7136J285 | 11/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Resignation of President Commissioner | Mgmt | For | For | For | ||
| Beijing Enterprises Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0392 | CINS Y07702122 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LI Yongcheng | Mgmt | For | For | For | ||
| 6 | Elect E Meng | Mgmt | For | For | For | ||
| 7 | Elect JIANG Xinhao | Mgmt | For | For | For | ||
| 8 | Elect YU Sun Say | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Beijing Enterprises Water Group Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0371 | CINS G0957L109 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | CYPI Subscription Agreement | Mgmt | For | For | For | ||
| 4 | BEECL Subscription Agreement | Mgmt | For | For | For | ||
| Beijing Enterprises Water Group Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0371 | CINS G0957L109 | 05/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect JIANG Xinhao | Mgmt | For | Against | Against | ||
| 6 | Elect ZHOU Min | Mgmt | For | For | For | ||
| 7 | Elect KE Jian | Mgmt | For | Against | Against | ||
| 8 | Elect LI Li | Mgmt | For | Against | Against | ||
| 9 | Elect Quadrant SHEA Chun Lok | Mgmt | For | Against | Against | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Cabot Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBT | CUSIP 127055101 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael M. Morrow | Mgmt | For | For | For | ||
| 2 | Elect Sue H. Rataj | Mgmt | For | For | For | ||
| 3 | Elect Frank A. Wilson | Mgmt | For | For | For | ||
| 4 | Elect Matthias L. Wolfgruber | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| China Conch Venture Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 586 | CINS G2116J108 | 06/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect GUO Jingbin | Mgmt | For | For | For | ||
| 6 | Elect LI Daming | Mgmt | For | For | For | ||
| 7 | Elect CHAN Kai Wing | Mgmt | For | For | For | ||
| 8 | Elect CHANG Zhangli | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Construction Bank Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0939 | CINS Y1397N101 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors’ Report | Mgmt | For | For | For | ||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Supervisors’ Fees | Mgmt | For | For | For | ||
| 9 | Elect LIU Guiping as Director | Mgmt | For | For | For | ||
| 10 | Elect Murray Horn as Director | Mgmt | For | For | For | ||
| 11 | Elect Graeme Wheeler as Director | Mgmt | For | For | For | ||
| 12 | Elect ZHAO Xijun as Supervisor | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Undated Capital Bonds | Mgmt | For | For | For | ||
| 15 | Authority to Issue Eligible tier-2 Capital Instruments | Mgmt | For | For | For | ||
| 16 | Elect TIAN Bo as Director | Mgmt | For | For | For | ||
| 17 | Elect XIA Yang as Director | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| China Everbright Greentech Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 01257 | CINS G2R55E103 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect QIAN Xiaodong | Mgmt | For | Against | Against | ||
| 6 | Elect YANG Zhiqiang | Mgmt | For | For | For | ||
| 7 | Elect WANG Yungang | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Mobile Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0941 | CINS Y14965100 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect YANG Jie | Mgmt | For | For | For | ||
| 6 | Elect DONG Xin | Mgmt | For | For | For | ||
| 7 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | ||
| 8 | Elect YANG Qiang | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Petroleum & Chemical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0386 | CINS Y15010104 | 10/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Elect YU Baocai | Mgmt | For | For | For | ||
| 4 | Continuing Connected Transactions | Mgmt | For | For | For | ||
| China Resources Cement Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1313 | CINS G2113L106 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Robert LAU Chung Kwok | Mgmt | For | Against | Against | ||
| 6 | Elect WANG Yan | Mgmt | For | Against | Against | ||
| 7 | Elect WAN Suet Fei | Mgmt | For | Against | Against | ||
| 8 | Elect JING Shiqing | Mgmt | For | For | For | ||
| 9 | Elect Abraham SHEK Lai Him | Mgmt | For | Against | Against | ||
| 10 | Elect ZENG Xuemin | Mgmt | For | For | For | ||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Cnooc Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0883 | CINS Y1662W117 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect WANG Dongjin | Mgmt | For | For | For | ||
| 7 | Elect XU Keqiang | Mgmt | For | For | For | ||
| 8 | Elect CHIU Sung Hong | Mgmt | For | For | For | ||
| 9 | Elect QIU Zhi Zhong | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| DGB Financial Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 139130 | CINS Y2058E109 | 03/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect LEE Yong Doo | Mgmt | For | For | For | ||
| 4 | Elect CHO Sun Ho | Mgmt | For | For | For | ||
| 5 | Elect LEE Sang Yeop | Mgmt | For | For | For | ||
| 6 | Elect KIM Taek Dong | Mgmt | For | For | For | ||
| 7 | Election of Independent Director to Become Audit Committee Member: LEE Jin Bok | Mgmt | For | For | For | ||
| 8 | Election of Audit Committee Member: CHO Sun Ho | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | Against | Against | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| DS Smith plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMDS | CINS G2848Q123 | 07/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| DS Smith plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMDS | CINS G2848Q123 | 09/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Gareth Davis | Mgmt | For | For | For | ||
| 5 | Elect Miles W. Roberts | Mgmt | For | For | For | ||
| 6 | Elect Adrian Marsh | Mgmt | For | For | For | ||
| 7 | Elect Chris Britton | Mgmt | For | For | For | ||
| 8 | Elect Jonathan Nicholls | Mgmt | For | For | For | ||
| 9 | Elect Kathleen O’Donovan | Mgmt | For | For | For | ||
| 10 | Elect Louise Smalley | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Electricity Generating Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGCO | CINS Y22834116 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 6 | Directors’ Fees | Mgmt | For | Against | Against | ||
| 7 | Elect Jaruwan Ruangswadipong | Mgmt | For | Against | Against | ||
| 8 | Elect Nikul Silasuwan | Mgmt | For | Against | Against | ||
| 9 | Elect Patana Sangsriroujana | Mgmt | For | Against | Against | ||
| 10 | Elect Jakgrich Pibulpairoj | Mgmt | For | For | For | ||
| 11 | Elect Shunichi Tanaka | Mgmt | For | Against | Against | ||
| 12 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Enel Americas SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENELAM | CINS P37186106 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Chile | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Election of Directors | Mgmt | For | For | For | ||
| 4 | Directors’ Fees | Mgmt | For | For | For | ||
| 5 | Directors’ Committee’s Fees and Budget | Mgmt | For | For | For | ||
| 6 | Presentation of Report of the Board of Directors Expenses and Directors’ Committee Acts and Expenditures | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor | Mgmt | For | For | For | ||
| 8 | Appointment of Account Inspectors; Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Risk Rating Agency | Mgmt | For | For | For | ||
| 10 | Investment and Finance Policy | Mgmt | For | For | For | ||
| 11 | Dividend Policy | Mgmt | For | For | For | ||
| 12 | Report on Related Party Transactions | Mgmt | For | For | For | ||
| 13 | Report on Circular No.1816 | Mgmt | For | For | For | ||
| 14 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Enel Americas SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENELAM | CINS P37186106 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Chile | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 2 | Amendments to Article 5 and First Transitory (Reconciliation of Share Capital) | Mgmt | For | For | For | ||
| 3 | Authorization of Legal Formalities Regarding Share Issuance | Mgmt | For | For | For | ||
| 4 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Energen Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGN | CUSIP 29265N108 | 11/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
| 4 | Elect James C. Day | Mgmt | For | For | For | ||
| 5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
| 6 | Elect Julie J. Robertson | Mgmt | For | For | For | ||
| 7 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 8 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Gazprom | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GAZP | CINS 368287207 | 06/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Audit Commission Fees | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 11 | Amendments to Board Regulations | Mgmt | For | For | For | ||
| 12 | Amendments to Management Regulations | Mgmt | For | For | For | ||
| 13 | Termination of the Regulations on Dividend Policy | Mgmt | For | For | For | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Elect Viktor A. Zubkov | Mgmt | For | Abstain | Against | ||
| 18 | Elect Timur A. Kulibaev | Mgmt | For | Abstain | Against | ||
| 19 | Elect Denis V. Manturov | Mgmt | For | Abstain | Against | ||
| 20 | Elect Vitaly A. Markelov | Mgmt | For | Abstain | Against | ||
| 21 | Elect Viktor G Martynov | Mgmt | For | For | For | ||
| 22 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 24 | Elect Alexander V. Novak | Mgmt | For | Abstain | Against | ||
| 25 | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | Against | ||
| 26 | Elect Mikhail L. Sereda | Mgmt | For | Abstain | Against | ||
| 27 | Elect Ivan V. Bezmenov | Mgmt | N/A | For | N/A | ||
| 28 | Elect Vadim K. Bikulov | Mgmt | N/A | For | N/A | ||
| 29 | Elect Alexander A. Gladkov | Mgmt | N/A | For | N/A | ||
| 30 | Elect Margarita I. Mironova | Mgmt | N/A | For | N/A | ||
| 31 | Elect Yuri S. Nosov | Mgmt | N/A | For | N/A | ||
| 32 | Elect Karen I. Oganyan | Mgmt | N/A | For | N/A | ||
| 33 | Elect Dmitry A. Pashkovsky | Mgmt | N/A | Abstain | N/A | ||
| 34 | Elect Sergey R. Platonov | Mgmt | N/A | For | N/A | ||
| 35 | Elect Evgeniy M. Stolyarov | Mgmt | N/A | For | N/A | ||
| 36 | Elect Tatyana V. Fisenko | Mgmt | N/A | For | N/A | ||
| 37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | CEO’s Report and Financial Statements | Mgmt | For | For | For | ||
| 2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | ||
| 3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | ||
| 4 | Report on Audit and Corporate Governance Committee’s Operations and Activities | Mgmt | For | For | For | ||
| 5 | Ratification of Board, CEO and Audit and Corporate Governance Committee’s Acts | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Dividend Policy | Mgmt | For | For | For | ||
| 8 | Report on Tax Compliance | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | ||
| 11 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | ||
| 12 | Elect David Villarreal Montemayor | Mgmt | For | For | For | ||
| 13 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | ||
| 14 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||
| 15 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | For | For | ||
| 16 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | ||
| 17 | Elect Eduardo Livas Cantu | Mgmt | For | For | For | ||
| 18 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||
| 19 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | ||
| 20 | Elect David Penaloza Alanis | Mgmt | For | For | For | ||
| 21 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | ||
| 22 | Elect Alfonso de Angoitia Noriega | Mgmt | For | For | For | ||
| 23 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | For | For | ||
| 24 | Election of Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | ||
| 25 | Election of Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | ||
| 26 | Election of Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | ||
| 27 | Election of Carlos de la Isla Corry (Alternate) | Mgmt | For | For | For | ||
| 28 | Election of Diego Martinez Rueda-Chapital (Alternate) | Mgmt | For | For | For | ||
| 29 | Election of Geraldo Salazar Viezca (Alternate) | Mgmt | For | For | For | ||
| 30 | Election Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | ||
| 31 | Election of Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | ||
| 32 | Election of Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | ||
| 33 | Election of Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | ||
| 34 | Election of Carlos Cesarman Kolteniuk (Alternate) | Mgmt | For | For | For | ||
| 35 | Election of Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | ||
| 36 | Election of Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | ||
| 37 | Election of Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | ||
| 38 | Election of Board Secretary | Mgmt | For | For | For | ||
| 39 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||
| 40 | Directors’ Fees | Mgmt | For | For | For | ||
| 41 | Elect Hector Reyes-Retana y Dahl as Audit and Corporate Governance Committee Chair | Mgmt | For | For | For | ||
| 42 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 43 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Dividends | Mgmt | For | For | For | ||
| 2 | Set Dividend Payment Date | Mgmt | For | For | For | ||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 07/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Article 3 | Mgmt | For | Abstain | Against | ||
| 2 | Legal Effects of Split-Off | Mgmt | For | Abstain | Against | ||
| 3 | Cancellation of Shares | Mgmt | For | Abstain | Against | ||
| 4 | Capitalization of Reserves | Mgmt | For | Abstain | Against | ||
| 5 | Accounting Adjustments | Mgmt | For | Abstain | Against | ||
| 6 | Amendments to Article 9 | Mgmt | For | Abstain | Against | ||
| 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Abstain | Against | ||
| 8 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 07/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | ||
| 2 | Reimbursement; Granting of Powers | Mgmt | For | Abstain | Against | ||
| 3 | Authority to Reduce Share Capital; Granting of Powers | Mgmt | For | Abstain | Against | ||
| 4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| HCL Technologies Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCLTECH | CINS Y3121G147 | 09/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Roshni Nadar Malhotra | Mgmt | For | Against | Against | ||
| 3 | Elect James Philip Adamczyk | Mgmt | For | For | For | ||
| Indorama Ventures Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IVL | CINS Y39742112 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Amit Lohia | Mgmt | For | Against | Against | ||
| 6 | Elect Aloke Lohia | Mgmt | For | For | For | ||
| 7 | Elect Sri Prakash Lohia | Mgmt | For | Against | Against | ||
| 8 | Elect Suchitra Lohia | Mgmt | For | For | For | ||
| 9 | Elect Sanjay Ahuja | Mgmt | For | For | For | ||
| 10 | Elect Tevin Vongvanich | Mgmt | For | For | For | ||
| 11 | Elect Yashovardhan Lohia | Mgmt | For | For | For | ||
| 12 | Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Debentures | Mgmt | For | For | For | ||
| 15 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial & Commercial Bank Of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 05/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect HU Hao | Mgmt | For | For | For | ||
| 3 | Elect TAN Jiong | Mgmt | For | For | For | ||
| 4 | Issuance of Undated Additional Tier 1 Capital Bonds | Mgmt | For | For | For | ||
| 5 | Elect CHEN Siqing | Mgmt | For | For | For | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial & Commercial Bank Of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors’ Report | Mgmt | For | For | For | ||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Profit Distribution Plan 2018 | Mgmt | For | For | For | ||
| 6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect YANG Siu Shun as Independent Director | Mgmt | For | For | For | ||
| 9 | Elect ZHANG Wei as Shareholder Supervisor | Mgmt | For | For | For | ||
| 10 | Elect SHEN Bingxi as External Supervisor | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Elect LU Yongzhen as Non-executive director | Mgmt | For | For | For | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial & Commercial Bank Of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1398 | CINS Y3990B112 | 11/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect ZHENG Fuqing | Mgmt | For | For | For | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Elect Nout Wellink | Mgmt | For | For | For | ||
| 5 | Elect Fred HU Zuliu | Mgmt | For | For | For | ||
| 6 | Elect QU Qiang as Supervisor | Mgmt | For | For | For | ||
| 7 | Directors’ Fees for 2017 | Mgmt | For | For | For | ||
| 8 | Supervisors’ Fees for 2017 | Mgmt | For | For | For | ||
| 9 | Issuance of Eligible Tier 2 Capital Instruments | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Type of Preference Shares | Mgmt | For | For | For | ||
| 12 | Number of Preference Shares and Issue Size | Mgmt | For | For | For | ||
| 13 | Method of Issuance | Mgmt | For | For | For | ||
| 14 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 15 | Maturity | Mgmt | For | For | For | ||
| 16 | Target Investors | Mgmt | For | For | For | ||
| 17 | Lock-up Period | Mgmt | For | For | For | ||
| 18 | Terms of Distribution of Dividends | Mgmt | For | For | For | ||
| 19 | Terms of Mandatory Conversion | Mgmt | For | For | For | ||
| 20 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
| 21 | Restrictions on Voting Rights | Mgmt | For | For | For | ||
| 22 | Restoration of Voting Rights | Mgmt | For | For | For | ||
| 23 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
| 24 | Rating | Mgmt | For | For | For | ||
| 25 | Security | Mgmt | For | For | For | ||
| 26 | Use of Proceeds | Mgmt | For | For | For | ||
| 27 | Transfer | Mgmt | For | For | For | ||
| 28 | Relationship between Domestic and Offshore Issuance | Mgmt | For | For | For | ||
| 29 | Validity Period | Mgmt | For | For | For | ||
| 30 | Application and Approval Procedures | Mgmt | For | For | For | ||
| 31 | Matters relating to Authorisation | Mgmt | For | For | For | ||
| 32 | Type of Preference Shares | Mgmt | For | For | For | ||
| 33 | Number of Preference Shares and Issue Size | Mgmt | For | For | For | ||
| 34 | Method of Issuance | Mgmt | For | For | For | ||
| 35 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 36 | Maturity | Mgmt | For | For | For | ||
| 37 | Target Investors | Mgmt | For | For | For | ||
| 38 | Lock-up Period | Mgmt | For | For | For | ||
| 39 | Terms of Distribution of Dividends | Mgmt | For | For | For | ||
| 40 | Terms of Mandatory Conversion | Mgmt | For | For | For | ||
| 41 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
| 42 | Restrictions on Voting Rights | Mgmt | For | For | For | ||
| 43 | Restoration of Voting Rights | Mgmt | For | For | For | ||
| 44 | Order of Distribution of Residual Assets and Basis for Liquidation | Mgmt | For | For | For | ||
| 45 | Rating | Mgmt | For | For | For | ||
| 46 | Security | Mgmt | For | For | For | ||
| 47 | Use of Proceeds | Mgmt | For | For | For | ||
| 48 | Transfer | Mgmt | For | For | For | ||
| 49 | Relationship between Domestic and Offshore Issuance | Mgmt | For | For | For | ||
| 50 | Validity Period | Mgmt | For | For | For | ||
| 51 | Application and Approval Procedures | Mgmt | For | For | For | ||
| 52 | Matters relating to Authorisation | Mgmt | For | For | For | ||
| 53 | Impact on Dilution of Immediate Returns of Issuance of Preference Shares and Remedial Measures | Mgmt | For | For | For | ||
| 54 | Shareholder Return Plan for 2018 to 2020 | Mgmt | For | For | For | ||
| 55 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Industrial Bank of Korea | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 024110 | CINS Y3994L108 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Directors’ Fees | Mgmt | For | For | For | ||
| 4 | Corporate Auditors’ Fees | Mgmt | For | For | For | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 03/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 3 | Elect Kiran Mazumdar Shaw | Mgmt | For | Against | Against | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 06/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Nandan Nilekani | Mgmt | For | For | For | ||
| 5 | Approval of Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| 6 | Extension of Infosys Expanded Stock Ownership Program 2019 to Subsidiary Companies | Mgmt | For | Against | Against | ||
| 7 | Acquisition of the Company’s Shares on the Secondary Market to Implement Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| 8 | Grant Stock Incentives to Salil Parekh under the Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| 9 | Revision of Remuneration of Salil Parekh (MD/CEO) | Mgmt | For | Against | Against | ||
| 10 | Grant Stock Incentives to U. B. Pravin Rao (COO and Whole-Time Director) under the Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CINS Y4082C133 | 08/22/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Other | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Increase in Authorized Capital | Mgmt | For | For | For | ||
| 3 | Amendments to Memorandum | Mgmt | For | For | For | ||
| 4 | Bonus Share Issuance | Mgmt | For | For | For | ||
| 5 | Elect Michael Gibbs | Mgmt | For | For | For | ||
| Kumho Petro Chemical Co.,Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 011780 | CINS Y5S159113 | 03/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect JUNG Jin Ho | Mgmt | For | Against | Against | ||
| 4 | Elect JEONG Yong Sun | Mgmt | For | For | For | ||
| 5 | Elect PARK Chan Goo | Mgmt | For | Against | Against | ||
| 6 | Elect SHIN Woo Sung | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: JUNG Jin Ho | Mgmt | For | Against | Against | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| Kunlun Energy Company Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0135 | CINS G5320C108 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHAO Zhongxun | Mgmt | For | For | For | ||
| 6 | Elect LIU Xiao Feng | Mgmt | For | For | For | ||
| 7 | Elect Patrick SUN | Mgmt | For | Against | Against | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Lee & Man Paper Manufacturing Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2314 | CINS G5427W130 | 12/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Buying Agent Agreement | Mgmt | For | For | For | ||
| LSR Group OJSC | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LSRG | CINS 50218G206 | 06/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends; Directors’ and Audit Commission Fees | Mgmt | For | For | For | ||
| 4 | Board Size | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Elect Dmitry V. Goncharov | Mgmt | For | Abstain | Against | ||
| 7 | Elect Igor M. Levit | Mgmt | For | Abstain | Against | ||
| 8 | Elect Aleksey P. Makhnev | Mgmt | For | For | For | ||
| 9 | Elect Andrey Y. Molchanov | Mgmt | For | Abstain | Against | ||
| 10 | Elect Andrey A. Nesterenko | Mgmt | For | For | For | ||
| 11 | Elect Vitaly G. Podolsky | Mgmt | For | For | For | ||
| 12 | Elect Alexander M. Prisyazhnyuk | Mgmt | For | For | For | ||
| 13 | Elect Natalia S. Klevtsova | Mgmt | For | For | For | ||
| 14 | Elect Denis G. Sinyugin | Mgmt | For | For | For | ||
| 15 | Elect Ludmila V. Fradina | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor (RAS) | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Megaworld Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEG | CINS Y59481112 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Call To Order | Mgmt | For | For | For | ||
| 2 | Approval of Notice and Quorum | Mgmt | For | For | For | ||
| 3 | Meeting Minutes | Mgmt | For | For | For | ||
| 4 | Annual Report | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Elect Andrew L. TAN | Mgmt | For | Against | Against | ||
| 8 | Elect Katherine L. TAN | Mgmt | For | Against | Against | ||
| 9 | Elect Kingson U. SIAN | Mgmt | For | For | For | ||
| 10 | Elect Enrique Santos L. Sy | Mgmt | For | For | For | ||
| 11 | Elect Jesus B. Varela | Mgmt | For | For | For | ||
| 12 | Elect Cresencio P. Aquino | Mgmt | For | Against | Against | ||
| 13 | Elect Roberto Guevara | Mgmt | For | Against | Against | ||
| 14 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 15 | Adjournment | Mgmt | For | For | For | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Mexichem S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Presentation of Report of the Audit Committee | Mgmt | For | For | For | ||
| 3 | Presentation of Report of the Corporate Governance Committee | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Election of Directors; Elect Committees Chairs; Elect Board Secretary | Mgmt | For | For | For | ||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 8 | Report on the Company’s Share Repurchase Program | Mgmt | For | For | For | ||
| 9 | Approve Shareholder’s Meeting Resolutions (Extraordinary Dividends) | Mgmt | For | For | For | ||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||
| 11 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Mexichem S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 08/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividend | Mgmt | For | For | For | ||
| 2 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Mexichem S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 11/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividend | Mgmt | For | For | For | ||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| MOL Hungarian Oil And Gas Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOL | CINS X5S32S129 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Voting Method | Mgmt | For | For | For | ||
| 6 | Election of Meeting Bodies | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Allocation of Profits; Corporate Governance Declaration | Mgmt | For | For | For | ||
| 8 | Allocation of Profits | Mgmt | For | For | For | ||
| 9 | Corporate Governance Declaration | Mgmt | For | For | For | ||
| 10 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 14 | Elect Sandor Csanyi | Mgmt | For | For | For | ||
| 15 | Elect Anthony Radev | Mgmt | For | Against | Against | ||
| 16 | Elect Janos Martonyi | Mgmt | For | For | For | ||
| 17 | Elect Talal Al Awfi | Mgmt | For | For | For | ||
| 18 | Elect Anett Pandurics | Mgmt | For | For | For | ||
| 19 | Elect Anett Pandurics to Audit Committee | Mgmt | For | For | For | ||
| 20 | Increase in Authorized Capital (Series A Shareholders) | Mgmt | For | For | For | ||
| 21 | Increase in Authorized Capital (Series B Shareholders) | Mgmt | For | For | For | ||
| 22 | Increase in Authorized Capital | Mgmt | For | For | For | ||
| Mondi plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNDI | CINS G6258S107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 3 | Elect Stephen C. Harris | Mgmt | For | For | For | ||
| 4 | Elect Andrew King | Mgmt | For | For | For | ||
| 5 | Elect Peter Oswald | Mgmt | For | For | For | ||
| 6 | Elect Fred Phaswana | Mgmt | For | For | For | ||
| 7 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 8 | Elect David Williams | Mgmt | For | For | For | ||
| 9 | Elect Stephen Young | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | ||
| 12 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | ||
| 13 | Accounts and Reports (Mondi Limited) | Mgmt | For | For | For | ||
| 14 | Remuneration Policy (Advisory) (Mondi Limited) | Mgmt | For | For | For | ||
| 15 | Remuneration Report (Advisory) (Mondi Limited) | Mgmt | For | For | For | ||
| 16 | Approve NEDs’ Fees (Mondi Limited) | Mgmt | For | For | For | ||
| 17 | Final Dividend (Mondi Limtied) | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor (Mondi Limtied) | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor’s Fees (Mondi Limtied) | Mgmt | For | For | For | ||
| 20 | Approve Financial Assistance (Mondi Limited) | Mgmt | For | For | For | ||
| 21 | General Authority to Issue Ordinary Shares (Mondi Limited) | Mgmt | For | For | For | ||
| 22 | General Authority to Issue Special Converting Shares (Mondi Limited) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (Mondi Limited) | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares (Mondi Limtied) | Mgmt | For | For | For | ||
| 25 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | ||
| 26 | Remuneration Report (Advisory) (Mondi plc) | Mgmt | For | For | For | ||
| 27 | Final Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 28 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | ||
| 29 | Authority to Set Auditor’s Fees (Mondi plc) | Mgmt | For | For | For | ||
| 30 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 31 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 32 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | ||
| 33 | Approve Simplification of Dual-Listed Structure (Simplification) | Mgmt | For | For | For | ||
| 34 | Amendments to Articles of Mondi plc (Simplification) | Mgmt | For | For | For | ||
| 35 | Cancellation of Mondi plc Deferred Shares (Simplification) | Mgmt | For | For | For | ||
| 36 | Amendments to Articles of Mondi Limited (Simplification) | Mgmt | For | For | For | ||
| 37 | Cancellation of Mondi Limited Deferred Shares (Simplification) | Mgmt | For | For | For | ||
| 38 | Issuance of Non-Voting Shares (Simplification) | Mgmt | For | For | For | ||
| 39 | Amendments to Articles | Mgmt | For | For | For | ||
| 40 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 41 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Motor Oil (Hellas) Corinth Refineries S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOH | CINS X55904100 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Board and Auditor’s Acts | Mgmt | For | For | For | ||
| 3 | Election of Directors | Mgmt | For | Against | Against | ||
| 4 | Election of Audit Committee Members | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Directors’ Fees (Advance Payments) | Mgmt | For | For | For | ||
| 9 | Special Bonus | Mgmt | For | Against | Against | ||
| 10 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 11 | Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Motor Oil (Hellas) Corinth Refineries S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOH | CINS X55904100 | 10/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Related Party Transactions (Tallon Commodities Limited) | Mgmt | For | Against | Against | ||
| 2 | Related Party Transactions (Tallon PTE LTD) | Mgmt | For | Against | Against | ||
| 3 | Amendments to Corporate Purpose | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Nine Dragons Paper (Holdings) Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2689 | CINS G65318100 | 12/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect CHEUNG Yan | Mgmt | For | Against | Against | ||
| 6 | Elect Ken LIU | Mgmt | For | For | For | ||
| 7 | Elect ZHANG Yuanfu | Mgmt | For | Against | Against | ||
| 8 | Elect Maria TAM Wai Chu | Mgmt | For | Against | Against | ||
| 9 | Elect CHEN Kefu | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Oil & Natural Gas Corporation Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ONGC | CINS Y64606133 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Ajay Kumar Dwivedi | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 5 | Elect Ganga Murthy | Mgmt | For | For | For | ||
| 6 | Elect Shashi Shanker | Mgmt | For | Against | Against | ||
| 7 | Elect Sambit Patra | Mgmt | For | For | For | ||
| 8 | Elect Subhash Kumar | Mgmt | For | For | For | ||
| 9 | Elect Rajesh Shyamsunder Kakkar | Mgmt | For | Against | Against | ||
| 10 | Elect Sanjay Kumar Moitra | Mgmt | For | For | For | ||
| 11 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | ||
| 12 | Amendment of Memorandum of Association and Adoption of New Articles | Mgmt | For | Abstain | Against | ||
| 13 | Related Party Transactions | Mgmt | For | For | For | ||
| OTP Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTP | CINS X60746181 | 04/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Corporate Governance Report | Mgmt | For | For | For | ||
| 6 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Amendments to Articles (Authorize Bundled Amendments) | Mgmt | For | For | For | ||
| 9 | Amendments to Articles 9.4, 9.14, 10.1, 10.2, 10.3, 10.4, 11.6, 12/A.1 & 12/A.2 | Mgmt | For | For | For | ||
| 10 | Elect Klara Bella | Mgmt | For | For | For | ||
| 11 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 12 | Supervisory Board and Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Petroleo Brasileiro S.A. - Petrobras | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PETR3 | CINS P78331140 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Elect Daniel Alves Ferreira as Supervisory Council Member presented by Preferred Shareholders | Mgmt | N/A | For | N/A | ||
| 5 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | Against | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Petron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCOR | CINS Y6885F106 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call To Order | Mgmt | For | For | For | ||
| 3 | Determination of Quorum | Mgmt | For | For | For | ||
| 4 | Meeting Minutes | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect Eduardo M. Cojuangco, Jr. | Mgmt | For | Against | Against | ||
| 9 | Elect Ramon S. Ang | Mgmt | For | For | For | ||
| 10 | Elect Lubin B. Nepomuceno | Mgmt | For | For | For | ||
| 11 | Elect Estelito P. Mendoza | Mgmt | For | For | For | ||
| 12 | Elect Jose P. De Jesus | Mgmt | For | For | For | ||
| 13 | Elect Ron W. Haddock | Mgmt | For | For | For | ||
| 14 | Elect Aurora T. Calderon | Mgmt | For | Against | Against | ||
| 15 | Elect Mirzan Mahathir | Mgmt | For | For | For | ||
| 16 | Elect Virgilio S. Jacinto | Mgmt | For | For | For | ||
| 17 | Elect Nelly Favis Villafuerte | Mgmt | For | For | For | ||
| 18 | Elect Horacio C. Ramos | Mgmt | For | For | For | ||
| 19 | Elect Reynaldo G. David | Mgmt | For | Against | Against | ||
| 20 | Elect Artemio V. Panganiban | Mgmt | For | Against | Against | ||
| 21 | Elect Margarito B Teves | Mgmt | For | Against | Against | ||
| 22 | Elect Carlos Jericho L. Petilla | Mgmt | For | For | For | ||
| 23 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 24 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | ||
| 3 | Elect Phillip A. Gobe | Mgmt | For | For | For | ||
| 4 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 5 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 6 | Elect Royce W. Mitchell | Mgmt | For | For | For | ||
| 7 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
| 9 | Elect Mona K. Sutphen | Mgmt | For | For | For | ||
| 10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 12 | Elect Michael D. Wortley | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 9 | Elect Nikolai M. Nikolaev | Mgmt | N/A | Abstain | N/A | ||
| 10 | Elect Pavel M. Teplukhin | Mgmt | N/A | For | N/A | ||
| 11 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 13 | Elect Sergei D. Shatalov | Mgmt | N/A | For | N/A | ||
| 14 | Elect Wolfgang Schussel | Mgmt | N/A | For | N/A | ||
| 15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 16 | Elect Artem V. Otrubyannikov | Mgmt | For | For | For | ||
| 17 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 18 | Directors’ Fees (FY2018) | Mgmt | For | For | For | ||
| 19 | Directors’ Fees (FY2019) | Mgmt | For | For | For | ||
| 20 | Audit Commission Fees (FY2018) | Mgmt | For | For | For | ||
| 21 | Audit Commission Members’ Fees (FY2019) | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 24 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 25 | D&O Insurance | Mgmt | For | For | For | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 08/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 12/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
| 2 | Directors’ Fees | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CINS Y70750115 | 03/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 3 | Articles 6, 9, 9-2, 13, and 18 | Mgmt | For | For | For | ||
| 4 | Article 51 | Mgmt | For | For | For | ||
| 5 | Article 23 | Mgmt | For | For | For | ||
| 6 | Elect CHANG In Hwa | Mgmt | For | For | For | ||
| 7 | Elect CHON Jung Son | Mgmt | For | Against | Against | ||
| 8 | Elect KIM Hag Dong | Mgmt | For | For | For | ||
| 9 | Elect Jeong Tak | Mgmt | For | For | For | ||
| 10 | Elect KIM Shin Bae | Mgmt | For | For | For | ||
| 11 | Elect CHUNG Moon Ki | Mgmt | For | Against | Against | ||
| 12 | Elect PARK Heui Jae | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member: CHUNG Moon Ki | Mgmt | For | Against | Against | ||
| 14 | Directors’ Fees | Mgmt | For | For | For | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CINS Y70750115 | 07/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect CHOI Jung Woo | Mgmt | For | For | For | ||
| PT Waskita Beton Precast Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WSBP | CINS ADPV37306 | 07/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| PTT Global Chemical Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTTGC | CINS Y7150W105 | 04/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Chatchalerm Chalermsukh | Mgmt | For | Against | Against | ||
| 4 | Elect Prasan Chuaphanich | Mgmt | For | For | For | ||
| 5 | Elect Watanan Petersik | Mgmt | For | Against | Against | ||
| 6 | Elect Don Wasantapruek | Mgmt | For | For | For | ||
| 7 | Elect Supattanapong Punmeechaow | Mgmt | For | For | For | ||
| 8 | Directors’ Fees and Bonuses | Mgmt | For | Against | Against | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Amendments to Articles of Association | Mgmt | For | For | For | ||
| 11 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Regional S.A.de C.V | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| R | CINS P8008V109 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Financial Statements; CEO’s Report; Auditor’s Report | Mgmt | For | Abstain | Against | ||
| 3 | Report of the Board of Directors | Mgmt | For | Abstain | Against | ||
| 4 | Report of the Audit and Corporate Governance Committees | Mgmt | For | Abstain | Against | ||
| 5 | Allocation of Profits | Mgmt | For | Abstain | Against | ||
| 6 | Dividends | Mgmt | For | Abstain | Against | ||
| 7 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
| 8 | Report on Share Repurchase Program | Mgmt | For | Abstain | Against | ||
| 9 | Ratification of Board Acts | Mgmt | For | Abstain | Against | ||
| 10 | Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary | Mgmt | For | Abstain | Against | ||
| 11 | Election of Audit and Corporate Governance Committee Chair and Members | Mgmt | For | Abstain | Against | ||
| 12 | Directors’ Fees | Mgmt | For | Abstain | Against | ||
| 13 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 14 | Minutes | Mgmt | For | For | For | ||
| Regional S.A.de C.V | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| R | CINS P8008V109 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | Abstain | Against | ||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 3 | Minutes | Mgmt | For | For | For | ||
| Reliance Industries Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RELIANCE | CINS Y72596102 | 07/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports (Standalone) | Mgmt | For | For | For | ||
| 3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect P.M.S. Prasad | Mgmt | For | Against | Against | ||
| 6 | Elect Nikhil R. Meswani | Mgmt | For | Against | Against | ||
| 7 | Appointment of Muskesh D. Ambani (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | Against | Against | ||
| 8 | Elect Adil Zainulbhai | Mgmt | For | Against | Against | ||
| 9 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | ||
| Rosneft Oil Co OAO | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Interim Dividends (1H2018) | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Audit Commission Fees | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Olga A. Andrianova | Mgmt | For | For | For | ||
| 9 | Elect Alexander E. Bogashov | Mgmt | For | For | For | ||
| 10 | Elect Sergey I. Poma | Mgmt | For | For | For | ||
| 11 | Elect Zakhar B. Sabantsev | Mgmt | For | For | For | ||
| 12 | Elect Pavel G. Shumov | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Rubis | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RUI | CINS F7686C152 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Scrip Dividend | Mgmt | For | For | For | ||
| 9 | Elect Chantal Mazzacurati | Mgmt | For | For | For | ||
| 10 | Elect Marie-Helene Dessailly | Mgmt | For | For | For | ||
| 11 | Elect Aurelie Goulart-Lechevalier | Mgmt | For | For | For | ||
| 12 | Elect Carole Fiquemont | Mgmt | For | For | For | ||
| 13 | Elect Marc-Olivier Laurent | Mgmt | For | For | For | ||
| 14 | Supervisory Board Members’ Fees | Mgmt | For | For | For | ||
| 15 | Remuneration of Gilles Gobin, Managing Partner | Mgmt | For | For | For | ||
| 16 | Remuneration of Gilles Gobin (Sorgema SARL), Managing Partner | Mgmt | For | For | For | ||
| 17 | Remuneration of Jacques Riou (Agena SAS), Managing Partner | Mgmt | For | For | For | ||
| 18 | Remuneration of Olivier Heckenroth, Supervisory Board Chair | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 20 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 21 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Greenshoe | Mgmt | For | For | For | ||
| 24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | ||
| 26 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 27 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
| 28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 29 | Amendments to Article 1 of the Articles of Association | Mgmt | For | For | For | ||
| 30 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Samsung Electronics Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005930 | CINS Y74718100 | 03/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Election of Independent Director: BAHK Jae Wan | Mgmt | For | Against | Against | ||
| 3 | Election of Independent Director: KIM Han Jo | Mgmt | For | For | For | ||
| 4 | Election of Independent Director: Curie AHN Gyu Ri | Mgmt | For | For | For | ||
| 5 | Election of Audit Committee Member: BAHK Jae Wan | Mgmt | For | Against | Against | ||
| 6 | Election of Audit Committee Member: KIM Han Jo | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| Sberbank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBER | CINS 80585Y308 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Elect Esko Tapani Aho | Mgmt | For | For | For | ||
| 7 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | For | ||
| 8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | ||
| 9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | ||
| 10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | ||
| 11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | ||
| 12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | ||
| 13 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
| 14 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | For | ||
| 15 | Elect Gennady G. Melikyan | Mgmt | For | For | For | ||
| 16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | ||
| 17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | ||
| 18 | Elect Nadya Wells | Mgmt | For | For | For | ||
| 19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | ||
| 20 | Appointment of CEO | Mgmt | For | For | For | ||
| 21 | Amendments to Articles | Mgmt | For | For | For | ||
| 22 | Amendments to Board Regulations | Mgmt | For | For | For | ||
| 23 | Amendments to Management Board Regulations | Mgmt | For | For | For | ||
| 24 | Elect Alexey A. Bogatov | Mgmt | For | For | For | ||
| 25 | Elect Natalya P. Borodina | Mgmt | For | For | For | ||
| 26 | Elect Maria S. Voloshina | Mgmt | For | For | For | ||
| 27 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | ||
| 28 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | ||
| 29 | Elect Irina B. Litvinova | Mgmt | For | For | For | ||
| 30 | Elect Alexei E. Minenko | Mgmt | For | For | For | ||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| SFA Engineering Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 056190 | CINS Y7676C104 | 03/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Elect WON Jin | Mgmt | For | For | For | ||
| 3 | Elect KIM Young Min | Mgmt | For | Against | Against | ||
| 4 | Elect LEE Myung Jae | Mgmt | For | For | For | ||
| 5 | Elect JUNG Chan Seon | Mgmt | For | For | For | ||
| 6 | Elect JANG Soon Nam | Mgmt | For | For | For | ||
| 7 | Elect JO In Hwae | Mgmt | For | Against | Against | ||
| 8 | Elect JUNG Sung Ho | Mgmt | For | Against | Against | ||
| 9 | Election of Audit Committee Member: JANG Soon Nam | Mgmt | For | For | For | ||
| 10 | Election of Audit Committee Member: JO In Hwae | Mgmt | For | Against | Against | ||
| 11 | Election of Audit Committee Member: JUNG Sung Ho | Mgmt | For | Against | Against | ||
| 12 | Directors’ Fees | Mgmt | For | Against | Against | ||
| 13 | Amendments to Articles | Mgmt | For | For | For | ||
| 14 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | For | For | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 08/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Self Examination Report Regarding Real Estate Business | Mgmt | For | For | For | ||
| Shinhan Financial Group Co., Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 055550 | CINS Y7749X101 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect JIN Ok Dong | Mgmt | For | For | For | ||
| 4 | Elect PARK Ansoon | Mgmt | For | For | For | ||
| 5 | Elect PARK Cheul | Mgmt | For | For | For | ||
| 6 | Elect BYEON Yang Ho | Mgmt | For | For | For | ||
| 7 | Elect LEE Manwoo | Mgmt | For | Against | Against | ||
| 8 | Elect LEE Yoon Jae | Mgmt | For | For | For | ||
| 9 | Elect Philippe Avril | Mgmt | For | For | For | ||
| 10 | Elect HUH Yong Hak | Mgmt | For | For | For | ||
| 11 | Elect Yuki Hirakawa | Mgmt | For | For | For | ||
| 12 | Election of Independent Director to become Audit Committee Member: SUNG Jae Ho | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member: LEE Manwoo | Mgmt | For | Against | Against | ||
| 14 | Election of Audit Committee Member: LEE Yoon Jae | Mgmt | For | For | For | ||
| 15 | Directors’ Fees | Mgmt | For | For | For | ||
| SK Innovation Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 096770 | CINS Y8063L103 | 03/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect LEE Myeong Young | Mgmt | For | Against | Against | ||
| 4 | Elect KIM Joon | Mgmt | For | For | For | ||
| 5 | Elect HA Yun Kyoung | Mgmt | For | For | For | ||
| 6 | Election of Audit Committee Member: KIM Joon | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Spin-off | Mgmt | For | For | For | ||
| Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2330 | CINS Y84629107 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Taiwan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||
| 5 | Elect Moshe N.Gavrielov | Mgmt | For | For | For | ||
| Tencent Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 700 | CINS G87572163 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | ||
| 6 | Elect Ian C. Stone | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Tencent Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 700 | CINS G87572163 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | Against | Against | ||
| The Kansai Electric Power Company, Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9503 | CINS J30169106 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Absorption-Type Company Split | Mgmt | For | For | For | ||
| 4 | Amendments to Articles | Mgmt | For | For | For | ||
| 5 | Elect Makoto Yagi | Mgmt | For | For | For | ||
| 6 | Elect Shigeki Iwane | Mgmt | For | For | For | ||
| 7 | Elect Yoshihiro Doi | Mgmt | For | For | For | ||
| 8 | Elect Takashi Morimoto | Mgmt | For | For | For | ||
| 9 | Elect Toyokazu Misono | Mgmt | For | For | For | ||
| 10 | Elect Koji Inada | Mgmt | For | For | For | ||
| 11 | Elect Ikuo Morinaka | Mgmt | For | For | For | ||
| 12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | ||
| 13 | Elect Takao Matsumura | Mgmt | For | For | For | ||
| 14 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | ||
| 15 | Elect Takamune Okihara | Mgmt | For | For | For | ||
| 16 | Elect Tetsuya Kobayashi | Mgmt | For | For | For | ||
| 17 | Elect Hisako Makimura | Mgmt | For | For | For | ||
| 18 | Elect Yasuhiro Yashima | Mgmt | For | For | For | ||
| 19 | Elect Yasushi Sugimoto | Mgmt | For | For | For | ||
| 20 | Elect Yukishige Higuchi | Mgmt | For | For | For | ||
| 21 | Elect Tsutomu Toichi | Mgmt | For | For | For | ||
| 22 | Elect Fumio Otsubo | Mgmt | For | For | For | ||
| 23 | Elect Shigeo Sasaki | Mgmt | For | For | For | ||
| 24 | Elect Atsuko Kaga | Mgmt | For | For | For | ||
| 25 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | ||
| 26 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | For | Against | ||
| 27 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | ||
| 28 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | ||
| 29 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | ||
| 30 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | ||
| 31 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | ||
| 32 | Shareholder Proposal Regarding Disposal and Management of Waste Material | ShrHoldr | Against | Against | For | ||
| 33 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | ||
| 34 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | ||
| 35 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | ||
| 36 | Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee | ShrHoldr | Against | Against | For | ||
| 37 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | ||
| 38 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | ||
| 39 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | ||
| 40 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | ||
| 41 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | ||
| 42 | Shareholder Proposal Regarding Fostering a Culture of Safety | ShrHoldr | Against | Against | For | ||
| 43 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | ||
| 44 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | ||
| 45 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | ||
| TIM Participacoes S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TIMP3 | CINS P91536469 | 03/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Extension of Cooperation and Support Agreement | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| TIM Participacoes S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TIMP3 | CINS P91536469 | 03/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Board Size | Mgmt | For | For | For | ||
| 5 | Request Cumulative Voting | Mgmt | N/A | Abstain | N/A | ||
| 6 | Election of Directors | Mgmt | For | For | For | ||
| 7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | Against | N/A | ||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | Abstain | N/A | ||
| 10 | Allocate Cumulative Votes to Agostino Nuzzolo | Mgmt | N/A | Abstain | N/A | ||
| 11 | Allocate Cumulative Votes to Alberto Emmanuel Carvalho Whitaker | Mgmt | N/A | Abstain | N/A | ||
| 12 | Allocate Cumulative Votes to Carlo Nardello | Mgmt | N/A | Abstain | N/A | ||
| 13 | Allocate Cumulative Votes to Elisabetta Romano | Mgmt | N/A | Abstain | N/A | ||
| 14 | Allocate Cumulative Votes to Gesner Jose de Oliveira Filho | Mgmt | N/A | Abstain | N/A | ||
| 15 | Allocate Cumulative Votes to Herculano Anibal Alves | Mgmt | N/A | Abstain | N/A | ||
| 16 | Allocate Cumulative Votes to Nicandro Durante | Mgmt | N/A | Abstain | N/A | ||
| 17 | Allocate Cumulative Votes to Piergiorgio Peluso | Mgmt | N/A | Abstain | N/A | ||
| 18 | Allocate Cumulative Votes to Pietro Labriola | Mgmt | N/A | Abstain | N/A | ||
| 19 | Allocate Cumulative Votes to Raimondo Zizza | Mgmt | N/A | Abstain | N/A | ||
| 20 | Supervisory Council Size | Mgmt | N/A | For | N/A | ||
| 21 | Election of Supervisory Council | Mgmt | For | For | For | ||
| 22 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | Against | N/A | ||
| 23 | Remuneration Policy | Mgmt | For | For | For | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| TTW Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TTW | CINS Y9002L113 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Elect Sombat Kitjalaksana | Mgmt | For | Against | Against | ||
| 7 | Elect Payao Marittanaporn | Mgmt | For | Against | Against | ||
| 8 | Elect Patarut Dardarananda | Mgmt | For | For | For | ||
| 9 | Elect Walainut Trivisvavet | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | Against | Against | ||
| 11 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Tupras Turkiye Petrol Rafinerileri A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUPRS | CINS M8966X108 | 03/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Directors’ Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | For | For | ||
| 8 | Ratification of Cooption of Omer Sertbas | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
| 12 | Compensation Policy | Mgmt | For | For | For | ||
| 13 | Directors’ Fees | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Charitable Donations | Mgmt | For | Against | Against | ||
| 16 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 18 | Wishes | Mgmt | For | For | For | ||
| Turkiye Garanti Bankasi A.S. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GARAN | CINS M4752S106 | 04/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair; Minutes | Mgmt | For | For | For | ||
| 5 | Presentation of Directors’ Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | Against | Against | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 10 | Re-elect Sema Yurdum; Board Size | Mgmt | For | Against | Against | ||
| 11 | Elect Mevhibe Canan Ozsoy (Independent Director) | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Presentation of Compensation Policy | Mgmt | For | For | For | ||
| 14 | Directors’ Fees | Mgmt | For | For | For | ||
| 15 | Charitable Donations | Mgmt | For | For | For | ||
| 16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 17 | Presentation of Report on Competing Activities | Mgmt | For | For | For | ||
| West China Cement Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2233 | CINS G9550B111 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Kenny TAM King Ching | Mgmt | For | Against | Against | ||
| 6 | Elect WONG Kun Kau | Mgmt | For | Against | Against | ||
| 7 | Elect QIN Hongji | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| WildHorse Resource Development Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WRD | CUSIP 96812T102 | 01/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Yandex NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YNDX | CUSIP N97284108 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Extension of Term of Preparation of the 2018 Statutory Annual Accounts | Mgmt | For | For | For | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Elect Rogier Rijnja | Mgmt | For | For | For | ||
| 5 | Elect Charles Ryan | Mgmt | For | For | For | ||
| 6 | Elect Alexander S. Voloshin | Mgmt | For | For | For | ||
| 7 | Elect Mikhail Parakhin | Mgmt | For | For | For | ||
| 8 | Elect Tigran Khudaverdyan | Mgmt | For | For | For | ||
| 9 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Energy Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Andeavor | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANDV | CUSIP 03349M105 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Peter B. Delaney | Mgmt | For | For | For | ||
| 1.6 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.9 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
| 2 | Elect John B. Frank | Mgmt | For | For | For | ||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | ||
| 8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 9 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 10 | Elect D. James Umpleby | Mgmt | For | For | For | ||
| 11 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hans Helmerich | Mgmt | For | For | For | ||
| 2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Concho Resources Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CXO | CUSIP 20605P101 | 07/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| ConocoPhillips | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COP | CUSIP 20825C104 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 2 | Elect Caroline Maury Devine | Mgmt | For | For | For | ||
| 3 | Elect John V. Faraci | Mgmt | For | For | For | ||
| 4 | Elect Jody L Freeman | Mgmt | For | For | For | ||
| 5 | Elect Gay Huey Evans | Mgmt | For | For | For | ||
| 6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | ||
| 7 | Elect Ryan M. Lance | Mgmt | For | For | For | ||
| 8 | Elect William H. McRaven | Mgmt | For | For | For | ||
| 9 | Elect Sharmila Mulligan | Mgmt | For | For | For | ||
| 10 | Elect Arjun N. Murti | Mgmt | For | For | For | ||
| 11 | Elect Robert A. Niblock | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Encana Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ECA | CUSIP 292505104 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peter A. Dea | Mgmt | For | For | For | ||
| 1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
| 1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | ||
| 1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | ||
| 1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | ||
| 1.6 | Elect Steven W. Nance | Mgmt | For | For | For | ||
| 1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | ||
| 1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | ||
| 1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | ||
| 1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | ||
| 1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| 4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Energen Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGN | CUSIP 29265N108 | 11/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
| 4 | Elect James C. Day | Mgmt | For | For | For | ||
| 5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
| 6 | Elect Julie J. Robertson | Mgmt | For | For | For | ||
| 7 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 8 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Exxon Mobil Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XOM | CUSIP 30231G102 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Susan K. Avery | Mgmt | For | For | For | ||
| 2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 3 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
| 4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 5 | Elect Steven A. Kandarian | Mgmt | For | For | For | ||
| 6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | ||
| 7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
| 8 | Elect Steven S Reinemund | Mgmt | For | For | For | ||
| 9 | Elect William C. Weldon | Mgmt | For | For | For | ||
| 10 | Elect Darren W. Woods | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Gulfport Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GPOR | CUSIP 402635304 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David M. Wood | Mgmt | For | For | For | ||
| 2 | Elect Craig Groeschel | Mgmt | For | For | For | ||
| 3 | Elect David L. Houston | Mgmt | For | For | For | ||
| 4 | Elect C. Doug Johnson | Mgmt | For | For | For | ||
| 5 | Elect Ben T. Morris | Mgmt | For | For | For | ||
| 6 | Elect Scott E. Streller | Mgmt | For | For | For | ||
| 7 | Elect Paul D. Westerman | Mgmt | For | For | For | ||
| 8 | Elect Deborah G. Adams | Mgmt | For | For | For | ||
| 9 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| HollyFrontier Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HFC | CUSIP 436106108 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
| 2 | Elect Douglas Y. Bech | Mgmt | For | For | For | ||
| 3 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
| 4 | Elect George Damiris | Mgmt | For | For | For | ||
| 5 | Elect Leldon E. Echols | Mgmt | For | For | For | ||
| 6 | Elect Michael C. Jennings | Mgmt | For | For | For | ||
| 7 | Elect R. Craig Knocke | Mgmt | For | For | For | ||
| 8 | Elect Robert J. Kostelnik | Mgmt | For | For | For | ||
| 9 | Elect James H. Lee | Mgmt | For | For | For | ||
| 10 | Elect Franklin Myers | Mgmt | For | For | For | ||
| 11 | Elect Michael E. Rose | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Magellan Midstream Partners, L.P. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMP | CUSIP 559080106 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Walter R. Arnheim | Mgmt | For | For | For | ||
| 1.2 | Elect Lori A. Gobillot | Mgmt | For | For | For | ||
| 1.3 | Elect Edward J. Guay | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Change in Board Size | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Newfield Exploration Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFX | CUSIP 651290108 | 02/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Parsley Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William Browning | Mgmt | For | For | For | ||
| 2 | Elect David H. Smith | Mgmt | For | Against | Against | ||
| 3 | Elect Jerry Windlinger | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Phillips 66 | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSX | CUSIP 718546104 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Greg C. Garland | Mgmt | For | For | For | ||
| 2 | Elect Gary K. Adams | Mgmt | For | For | For | ||
| 3 | Elect John E. Lowe | Mgmt | For | For | For | ||
| 4 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 8 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Abstain | N/A | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | ||
| 3 | Elect Phillip A. Gobe | Mgmt | For | For | For | ||
| 4 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 5 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 6 | Elect Royce W. Mitchell | Mgmt | For | For | For | ||
| 7 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
| 9 | Elect Mona K. Sutphen | Mgmt | For | For | For | ||
| 10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 12 | Elect Michael D. Wortley | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CUSIP 69343P105 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 3 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 5 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 6 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 8 | Elect Nikolai M. Nikolaev | Mgmt | N/A | Abstain | N/A | ||
| 9 | Elect Pavel M. Teplukhin | Mgmt | N/A | For | N/A | ||
| 10 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 11 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Sergei D. Shatalov | Mgmt | N/A | For | N/A | ||
| 13 | Elect Wolfgang Schussel | Mgmt | N/A | For | N/A | ||
| 14 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 15 | Elect Artem V. Otrubyannikov | Mgmt | For | For | For | ||
| 16 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 17 | Directors’ Fees (FY2018) | Mgmt | For | For | For | ||
| 18 | Directors’ Fees (FY2019) | Mgmt | For | For | For | ||
| 19 | Audit Commission Fees (FY2018) | Mgmt | For | For | For | ||
| 20 | Audit Commission Members’ Fees (FY2019) | Mgmt | For | For | For | ||
| 21 | Appointment of Auditor | Mgmt | For | For | For | ||
| 22 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 23 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 24 | D&O Insurance | Mgmt | For | For | For | ||
| Schlumberger Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SLB | CUSIP 806857108 | 04/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
| 2 | Elect Miguel M. Galuccio | Mgmt | For | For | For | ||
| 3 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
| 4 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
| 5 | Elect Tatyana A. Mitrova | Mgmt | For | For | For | ||
| 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 7 | Elect Lubna S. Olayan | Mgmt | For | For | For | ||
| 8 | Elect Mark G. Papa | Mgmt | For | For | For | ||
| 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
| 10 | Elect Henri Seydoux | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||
| Solaris Oilfield Infrastructure, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SOI | CUSIP 83418M103 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect W. Howard Keenan, Jr. | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Ray N. Walker, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Cynthia M. Durrett | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CUSIP 89151E109 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Related Party Transactions (UWA) | Mgmt | For | For | For | ||
| 6 | Elect Maria van der Hoeven | Mgmt | For | For | For | ||
| 7 | Elect Jean Lemierre | Mgmt | For | For | For | ||
| 8 | Elect Lise Croteau | Mgmt | For | For | For | ||
| 9 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | ||
| 10 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 11 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| Valero Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VLO | CUSIP 91913Y100 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | ||
| 2 | Elect Joseph W. Gorder | Mgmt | For | For | For | ||
| 3 | Elect Kimberly S. Greene | Mgmt | For | For | For | ||
| 4 | Elect Deborah P. Majoras | Mgmt | For | For | For | ||
| 5 | Elect Donald L. Nickles | Mgmt | For | For | For | ||
| 6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | ||
| 7 | Elect Robert A. Profusek | Mgmt | For | For | For | ||
| 8 | Elect Stephen M. Waters | Mgmt | For | For | For | ||
| 9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||
| 10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| WildHorse Resource Development Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WRD | CUSIP 96812T102 | 01/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Adobe Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
| 2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | ||
| 3 | Elect James E. Daley | Mgmt | For | For | For | ||
| 4 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
| 5 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
| 6 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 7 | Elect Kathleen Oberg | Mgmt | For | For | For | ||
| 8 | Elect Dheeraj Pandey | Mgmt | For | For | For | ||
| 9 | Elect David A. Ricks | Mgmt | For | Against | Against | ||
| 10 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 11 | Elect John E. Warnock | Mgmt | For | For | For | ||
| 12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Alexion Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALXN | CUSIP 015351109 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Felix J. Baker | Mgmt | For | For | For | ||
| 1.2 | Elect David R. Brennan | Mgmt | For | For | For | ||
| 1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
| 1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
| 1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | ||
| 1.7 | Elect John T. Mollen | Mgmt | For | For | For | ||
| 1.8 | Elect Francois Nader | Mgmt | For | For | For | ||
| 1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | ||
| 1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
| 13 | Elect Michael D. White | Mgmt | For | For | For | ||
| 14 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 15 | Elect R. David Yost | Mgmt | For | For | For | ||
| 16 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Peter B. Delaney | Mgmt | For | For | For | ||
| 1.6 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.9 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Canadian Pacific Railway Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CP | CUSIP 13645T100 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Appointment of Auditor | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3.1 | Elect John Baird | Mgmt | For | For | For | ||
| 3.2 | Elect Isabelle Courville | Mgmt | For | For | For | ||
| 3.3 | Elect Keith E. Creel | Mgmt | For | For | For | ||
| 3.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
| 3.5 | Elect Rebecca MacDonald | Mgmt | For | For | For | ||
| 3.6 | Elect Edward L. Monser | Mgmt | For | For | For | ||
| 3.7 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
| 3.8 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
| 3.9 | Elect Gordon T. Trafton II | Mgmt | For | For | For | ||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect Richard J. Freeland | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
| 6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 7 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 10 | Elect William I. Miller | Mgmt | For | For | For | ||
| 11 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 12 | Elect Karen H. Quintos | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | Against | Against | ||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| DaVita Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DVA | CUSIP 23918K108 | 06/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
| 2 | Elect Charles G. Berg | Mgmt | For | For | For | ||
| 3 | Elect Barbara J. Desoer | Mgmt | For | For | For | ||
| 4 | Elect Pascal Desroches | Mgmt | For | For | For | ||
| 5 | Elect Paul J. Diaz | Mgmt | For | For | For | ||
| 6 | Elect Peter T. Grauer | Mgmt | For | For | For | ||
| 7 | Elect John M. Nehra | Mgmt | For | For | For | ||
| 8 | Elect Javier J. Rodriguez | Mgmt | For | For | For | ||
| 9 | Elect William L. Roper | Mgmt | For | For | For | ||
| 10 | Elect Kent J. Thiry | Mgmt | For | For | For | ||
| 11 | Elect Phyllis R. Yale | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Dollar General Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DG | CUSIP 256677105 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warren F. Bryant | Mgmt | For | For | For | ||
| 2 | Elect Michael M. Calbert | Mgmt | For | For | For | ||
| 3 | Elect Sandra B. Cochran | Mgmt | For | Against | Against | ||
| 4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||
| 5 | Elect Timothy I. McGuire | Mgmt | For | For | For | ||
| 6 | Elect William C. Rhodes, III | Mgmt | For | For | For | ||
| 7 | Elect Ralph E. Santana | Mgmt | For | For | For | ||
| 8 | Elect Todd J. Vasos | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Dollar Tree, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DLTR | CUSIP 256746108 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Arnold S. Barron | Mgmt | For | For | For | ||
| 2 | Elect Gregory M. Bridgeford | Mgmt | For | For | For | ||
| 3 | Elect Thomas W. Dickson | Mgmt | For | For | For | ||
| 4 | Elect Conrad M. Hall | Mgmt | For | For | For | ||
| 5 | Elect Lemuel E. Lewis | Mgmt | For | For | For | ||
| 6 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | ||
| 7 | Elect Gary M. Philbin | Mgmt | For | For | For | ||
| 8 | Elect Bob Sasser | Mgmt | For | For | For | ||
| 9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | ||
| 10 | Elect Stephanie P. Stahl | Mgmt | For | For | For | ||
| 11 | Elect Carrie A. Wheeler | Mgmt | For | For | For | ||
| 12 | Elect Thomas E. Whiddon | Mgmt | For | For | For | ||
| 13 | Elect Carl P. Zeithaml | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eagle Materials Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXP | CUSIP 26969P108 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. William Barnett | Mgmt | For | For | For | ||
| 2 | Elect Richard Beckwitt | Mgmt | For | For | For | ||
| 3 | Elect Ed H. Bowman | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gray | Mgmt | For | For | For | ||
| 2 | Elect Kenneth W. O’Keefe | Mgmt | For | For | For | ||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | ||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 14 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Approval of the 2019 Equity Compensation Plan | Mgmt | For | For | For | ||
| 18 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 19 | Amend Regulations to Permit the Board to Make Future Amendments | Mgmt | For | For | For | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Change in Board Size | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Martin Marietta Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MLM | CUSIP 573284106 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 2 | Elect Sue W. Cole | Mgmt | For | For | For | ||
| 3 | Elect Smith W. Davis | Mgmt | For | For | For | ||
| 4 | Elect John J. Koraleski | Mgmt | For | For | For | ||
| 5 | Elect C. Howard Nye | Mgmt | For | For | For | ||
| 6 | Elect Laree E. Perez | Mgmt | For | For | For | ||
| 7 | Elect Michael J. Quillen | Mgmt | For | For | For | ||
| 8 | Elect Donald W. Slager | Mgmt | For | For | For | ||
| 9 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marie A. Ffolkes | Mgmt | For | For | For | ||
| 2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
| 3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
| 4 | Elect Reginald M. Turner | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| NXP Semiconductors N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 3 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
| 4 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
| 5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||
| 6 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||
| 7 | Elect Lena Olving | Mgmt | For | For | For | ||
| 8 | Elect Peter Smitham | Mgmt | For | For | For | ||
| 9 | Elect Julie Southern | Mgmt | For | For | For | ||
| 10 | Elect Jasmin Staiblin | Mgmt | For | For | For | ||
| 11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
| 12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | ||
| 3 | Elect Phillip A. Gobe | Mgmt | For | For | For | ||
| 4 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 5 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 6 | Elect Royce W. Mitchell | Mgmt | For | For | For | ||
| 7 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
| 9 | Elect Mona K. Sutphen | Mgmt | For | For | For | ||
| 10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 12 | Elect Michael D. Wortley | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Qorvo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QRVO | CUSIP 74736K101 | 08/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | ||
| 1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Harding | Mgmt | For | For | For | ||
| 1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | ||
| 1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | ||
| 1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | ||
| 1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | ||
| 1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect Stephen R. Howe, Jr | Mgmt | For | For | For | ||
| 4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 5 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 6 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 7 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 9 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Derrick D. Cephas | Mgmt | For | For | For | ||
| 2 | Elect Judith A. Huntington | Mgmt | For | For | For | ||
| 3 | Elect John Tamberlane | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 10/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Repurchase | Mgmt | For | For | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 9 | Elect Kimberly S. Stevenson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
| SVB Financial Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIVB | CUSIP 78486Q101 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
| 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
| 1.3 | Elect John Clendening | Mgmt | For | For | For | ||
| 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
| 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
| 1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
| 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
| 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
| 1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
| 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
| 2 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| �� | |||||||
| Teleflex Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TFX | CUSIP 879369106 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John C. Heinmiller | Mgmt | For | For | For | ||
| 2 | Elect Andrew A. Krakauer | Mgmt | For | For | For | ||
| 3 | Elect Richard A. Packer | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| The Home Depot, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HD | CUSIP 437076102 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gerard J. Arpey | Mgmt | For | For | For | ||
| 2 | Elect Ari Bousbib | Mgmt | For | For | For | ||
| 3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | ||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | ||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | ||
| 7 | Elect Helena B. Foulkes | Mgmt | For | For | For | ||
| 8 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
| 9 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
| 10 | Elect Manuel Kadre | Mgmt | For | For | For | ||
| 11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | ||
| 12 | Elect Craig A. Menear | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Prison Labor | ShrHoldr | Against | Against | For | ||
| Total System Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSS | CUSIP 891906109 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | ||
| 2 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||
| 3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Sidney E. Harris | Mgmt | For | For | For | ||
| 5 | Elect Joia M. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Connie D. McDaniel | Mgmt | For | For | For | ||
| 7 | Elect Richard A. Smith | Mgmt | For | For | For | ||
| 8 | Elect John T. Turner | Mgmt | For | For | For | ||
| 9 | Elect M. Troy Woods | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| Ulta Beauty, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ULTA | CUSIP 90384S303 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 1.2 | Elect Mary N. Dillon | Mgmt | For | For | For | ||
| 1.3 | Elect Charles Heilbronn | Mgmt | For | For | For | ||
| 1.4 | Elect Michael R. MacDonald | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Vertex Pharmaceuticals Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | ||
| 2 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 3 | Elect Terrence C. Kearney | Mgmt | For | For | For | ||
| 4 | Elect Yuchun Lee | Mgmt | For | For | For | ||
| 5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
| 6 | Elect Bruce I. Sachs | Mgmt | For | For | For | ||
| 7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | ||
| 8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Risk-Managed Balanced Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | ||
| 1.2 | Elect Brett J. Hart | Mgmt | For | For | For | ||
| 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Adobe Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
| 2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | ||
| 3 | Elect James E. Daley | Mgmt | For | For | For | ||
| 4 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
| 5 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
| 6 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 7 | Elect Kathleen Oberg | Mgmt | For | For | For | ||
| 8 | Elect Dheeraj Pandey | Mgmt | For | For | For | ||
| 9 | Elect David A. Ricks | Mgmt | For | Against | Against | ||
| 10 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 11 | Elect John E. Warnock | Mgmt | For | For | For | ||
| 12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Air Lease Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AL | CUSIP 00912X302 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
| 2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | ||
| 3 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Milton | Mgmt | For | For | For | ||
| 5 | Elect John L. Plueger | Mgmt | For | For | For | ||
| 6 | Elect Ian M. Saines | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Alliance California Municipal Income Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKP | CUSIP 018546101 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation of the Fund | Mgmt | For | For | For | ||
| AutoZone, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZO | CUSIP 053332102 | 12/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
| 2 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
| 3 | Elect Earl G. Graves, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Enderson Guimaraes | Mgmt | For | For | For | ||
| 5 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||
| 6 | Elect Gale King | Mgmt | For | For | For | ||
| 7 | Elect W. Andrew McKenna | Mgmt | For | For | For | ||
| 8 | Elect George R. Mrkonic, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Luis P. Nieto | Mgmt | For | For | For | ||
| 10 | Elect William C. Rhodes, III | Mgmt | For | For | For | ||
| 11 | Elect Jill Ann Soltau | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
| 13 | Elect Michael D. White | Mgmt | For | For | For | ||
| 14 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 15 | Elect R. David Yost | Mgmt | For | For | For | ||
| 16 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| BlackRock Enhanced Government Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGF | CUSIP 09255K108 | 08/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert Fairbairn | Mgmt | For | For | For | ||
| 1.2 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 1.3 | Elect W. Carl Kester | Mgmt | For | For | For | ||
| 1.4 | Elect John M. Perlowski | Mgmt | For | For | For | ||
| BlackRock Income Trust Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BKT | CUSIP 09247F100 | 07/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | ||
| 1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | ||
| 1.4 | Elect Karen P. Robards | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY) | Mgmt | Against | Against | For | ||
| BNY Mellon Municipal Income Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DMF | CUSIP 26201R102 | 06/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect J. Charles Cardona | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Robin A. Melvin | Mgmt | For | For | For | ||
| Brunswick Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BC | CUSIP 117043109 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 2 | Elect Lauren P. Flaherty | Mgmt | For | For | For | ||
| 3 | Elect Joseph W. McClanathan | Mgmt | For | For | For | ||
| 4 | Elect Roger J. Wood | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Canadian Pacific Railway Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CP | CUSIP 13645T100 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Appointment of Auditor | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3.1 | Elect John Baird | Mgmt | For | For | For | ||
| 3.2 | Elect Isabelle Courville | Mgmt | For | For | For | ||
| 3.3 | Elect Keith E. Creel | Mgmt | For | For | For | ||
| 3.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
| 3.5 | Elect Rebecca MacDonald | Mgmt | For | For | For | ||
| 3.6 | Elect Edward L. Monser | Mgmt | For | For | For | ||
| 3.7 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
| 3.8 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
| 3.9 | Elect Gordon T. Trafton II | Mgmt | For | For | For | ||
| CDK Global, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CDK | CUSIP 12508E101 | 11/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 1.2 | Elect Willie A. Deese | Mgmt | For | For | For | ||
| 1.3 | Elect Amy J. Hillman | Mgmt | For | For | For | ||
| 1.4 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
| 1.5 | Elect Eileen J. Martinson | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen A. Miles | Mgmt | For | For | For | ||
| 1.7 | Elect Robert E. Radway | Mgmt | For | For | For | ||
| 1.8 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | ||
| 1.9 | Elect Frank S. Sowinski | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125523100 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | ||
| 2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 3 | Elect Eric J. Foss | Mgmt | For | For | For | ||
| 4 | Elect Elder Granger | Mgmt | For | For | For | ||
| 5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Roman Martinez IV | Mgmt | For | For | For | ||
| 7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
| 8 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 9 | Elect John M. Partridge | Mgmt | For | For | For | ||
| 10 | Elect William L. Roper | Mgmt | For | For | For | ||
| 11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 12 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
| 13 | Elect William D. Zollars | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125509109 | 08/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Express Scripts Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hans Helmerich | Mgmt | For | For | For | ||
| 2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cognizant Technology Solutions Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTSH | CUSIP 192446102 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 3 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | ||
| 4 | Elect John M. Dineen | Mgmt | For | For | For | ||
| 5 | Elect Francisco D’Souza | Mgmt | For | For | For | ||
| 6 | Elect John N. Fox, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Brian Humphries | Mgmt | For | For | For | ||
| 8 | Elect John E. Klein | Mgmt | For | For | For | ||
| 9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | ||
| 11 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| D.R. Horton, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHI | CUSIP 23331A109 | 01/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald R. Horton | Mgmt | For | For | For | ||
| 2 | Elect Barbara K. Allen | Mgmt | For | For | For | ||
| 3 | Elect Bradley S. Anderson | Mgmt | For | For | For | ||
| 4 | Elect Michael R. Buchanan | Mgmt | For | For | For | ||
| 5 | Elect Michael W. Hewatt | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Deutsche Multi-Market Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMM | CUSIP 25160E102 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Keith R. Fox | Mgmt | For | For | For | ||
| 1.2 | Elect Richard J. Herring | Mgmt | For | For | For | ||
| 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For | For | ||
| Deutsche Strategic Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KST | CUSIP 25160F109 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Keith R. Fox | Mgmt | For | For | For | ||
| 1.2 | Elect Richard J. Herring | Mgmt | For | For | For | ||
| 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Duff & Phelps Utility & Corporate Bond Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DUC | CUSIP 26432K108 | 03/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Genetski | Mgmt | For | For | For | ||
| 1.2 | Elect Phillip R. McLoughlin | Mgmt | For | For | For | ||
| 1.3 | Elect Nathan I. Partain | Mgmt | For | For | For | ||
| Eagle Materials Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXP | CUSIP 26969P108 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. William Barnett | Mgmt | For | For | For | ||
| 2 | Elect Richard Beckwitt | Mgmt | For | For | For | ||
| 3 | Elect Ed H. Bowman | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eaton Vance High Income 2021 Target Term Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EHT | CUSIP 27829W101 | 01/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark R. Fetting | Mgmt | For | For | For | ||
| 1.2 | Elect Helen Frame Peters | Mgmt | For | For | For | ||
| 1.3 | Elect Keith Quinton | Mgmt | For | For | For | ||
| 1.4 | Elect Susan J. Sutherland | Mgmt | For | For | For | ||
| EBay Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EBAY | CUSIP 278642103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Fred Anderson | Mgmt | For | For | For | ||
| 2 | Elect Anthony J. Bates | Mgmt | For | For | For | ||
| 3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
| 4 | Elect Jesse A. Cohn | Mgmt | For | For | For | ||
| 5 | Elect Diana Farrell | Mgmt | For | For | For | ||
| 6 | Elect Logan D. Green | Mgmt | For | For | For | ||
| 7 | Elect Bonnie S. Hammer | Mgmt | For | For | For | ||
| 8 | Elect Kathleen C. Mitic | Mgmt | For | For | For | ||
| 9 | Elect Matthew J. Murphy | Mgmt | For | For | For | ||
| 10 | Elect Pierre M. Omidyar | Mgmt | For | For | For | ||
| 11 | Elect Paul S. Pressler | Mgmt | For | For | For | ||
| 12 | Elect Robert H. Swan | Mgmt | For | For | For | ||
| 13 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||
| 14 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 15 | Elect Devin N. Wenig | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| Electronic Arts, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EA | CUSIP 285512109 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leonard S. Coleman, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
| 3 | Elect Jeffrey T. Huber | Mgmt | For | For | For | ||
| 4 | Elect Lawrence F. Probst III | Mgmt | For | For | For | ||
| 5 | Elect Talbott Roche | Mgmt | For | For | For | ||
| 6 | Elect Richard A. Simonson | Mgmt | For | For | For | ||
| 7 | Elect Luis A. Ubinas | Mgmt | For | For | For | ||
| 8 | Elect Heidi J. Ueberroth | Mgmt | For | For | For | ||
| 9 | Elect Andrew Wilson | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Facebook, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FB | CUSIP 30303M102 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peggy Alford | Mgmt | For | For | For | ||
| 1.2 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | ||
| 1.6 | Elect Peter A. Thiel | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey D. Zients | Mgmt | For | For | For | ||
| 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| 5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | ||
| 10 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 11 | Shareholder Proposal Regarding Report on Political Ideology | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Strategic Alternatives | ShrHoldr | Against | Against | For | ||
| Graphic Packaging Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GPK | CUSIP 388689101 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Laurie Brlas | Mgmt | For | For | For | ||
| 1.2 | Elect David D. Campbell | Mgmt | For | For | For | ||
| 1.3 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| High Income Securities Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCF | CUSIP 42968F108 | 01/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Change of Business from a Holding Company to an Operating Company | Mgmt | For | For | For | ||
| 2 | Reincorporation from Massachusetts to Delaware | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gray | Mgmt | For | For | For | ||
| 2 | Elect Kenneth W. O’Keefe | Mgmt | For | For | For | ||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | ||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 14 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Approval of the 2019 Equity Compensation Plan | Mgmt | For | For | For | ||
| 18 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 19 | Amend Regulations to Permit the Board to Make Future Amendments | Mgmt | For | For | For | ||
| Lincoln National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNC | CUSIP 534187109 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
| 2 | Elect William H. Cunningham | Mgmt | For | For | For | ||
| 3 | Elect Dennis R. Glass | Mgmt | For | For | For | ||
| 4 | Elect George W. Henderson, III | Mgmt | For | For | For | ||
| 5 | Elect Eric G. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
| 7 | Elect M. Leanne Lachman | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Mee | Mgmt | For | For | For | ||
| 9 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||
| 10 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||
| 11 | Elect Lynn M. Utter | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Logitech International SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LOGN | CUSIP H50430232 | 09/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Compensation Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| 5 | Amendments to Articles (General Meetings) | Mgmt | For | For | For | ||
| 6 | Amendments to Articles (External Mandates) | Mgmt | For | For | For | ||
| 7 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 8 | Elect Patrick Aebischer | Mgmt | For | For | For | ||
| 9 | Elect Wendy Becker | Mgmt | For | For | For | ||
| 10 | Elect Edouard Bugnion | Mgmt | For | For | For | ||
| 11 | Elect Bracken P. Darrell | Mgmt | For | For | For | ||
| 12 | Elect Guerrino De Luca | Mgmt | For | For | For | ||
| 13 | Elect Didier Hirsch | Mgmt | For | For | For | ||
| 14 | Elect Neil Hunt | Mgmt | For | For | For | ||
| 15 | Elect Neela Montgomery | Mgmt | For | For | For | ||
| 16 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
| 17 | Elect Lung Yeh | Mgmt | For | For | For | ||
| 18 | Elect Marjorie Lao | Mgmt | For | For | For | ||
| 19 | Appoint Guerrino De Luca as Board Chair | Mgmt | For | For | For | ||
| 20 | Elect Edouard Bugnion as Compensation Committee Member | Mgmt | For | For | For | ||
| 21 | Elect Neil Hunt as Compensation Committee Member | Mgmt | For | For | For | ||
| 22 | Elect Dimitri Panayotopoulos as Compensation Committee Member | Mgmt | For | For | For | ||
| 23 | Elect Wendy Becker as Compensation Committee Member | Mgmt | For | For | For | ||
| 24 | Board Compensation | Mgmt | For | For | For | ||
| 25 | Executive Compensation | Mgmt | For | For | For | ||
| 26 | Appointment of Auditor | Mgmt | For | For | For | ||
| 27 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
| Madison Covered Call & Equity Strategy Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCN | CUSIP 557437100 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of the Strategic Sector Premium Fund into the Covered Call & Equity Strategy Fund | Mgmt | For | For | For | ||
| 2 | Issuance of Common Stock | Mgmt | For | For | For | ||
| 3 | Amendment to Industry Concentration Policy | Mgmt | For | For | For | ||
| 4.1 | Elect James R. Imhoff, Jr. | Mgmt | For | Withhold | Against | ||
| Madison Strategic Sector Premium Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSP | CUSIP 558268108 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of the Strategic Sector Premium Fund into the Covered Call & Equity Strategy Fund | Mgmt | For | For | For | ||
| Managed Duration Investment Grade Municipal Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MZF | CUSIP 56165R103 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation | Mgmt | For | For | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Change in Board Size | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marie A. Ffolkes | Mgmt | For | For | For | ||
| 2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
| 3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
| 4 | Elect Reginald M. Turner | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 7 | Elect Choon Phong Goh | Mgmt | For | For | For | ||
| 8 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
| 10 | Elect Youngme E. Moon | Mgmt | For | For | For | ||
| 11 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 12 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 13 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | ||
| 14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 15 | Elect Lance Uggla | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| Nuveen Build America Bond Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBB | CUSIP 67074C103 | 10/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Issuance in Connection With Fund Combination | Mgmt | For | For | For | ||
| 2 | Elimination of Fundamental Policy Regarding Contingent Term | Mgmt | For | For | For | ||
| 3.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 3.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 3.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 3.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Nuveen Build America Bond Opportunity Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBD | CUSIP 67074Q102 | 10/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reorganization of Nuveen Build America Bond Opportunity Fund into Nuveen Build America Bond Fund | Mgmt | For | For | For | ||
| 2.1 | Elect Margo L. Cook | Mgmt | For | For | For | ||
| 2.2 | Elect Jack B. Evans | Mgmt | For | For | For | ||
| 2.3 | Elect Albin F. Moschner | Mgmt | For | For | For | ||
| 2.4 | Elect William J. Schneider | Mgmt | For | For | For | ||
| Parsley Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William Browning | Mgmt | For | For | For | ||
| 2 | Elect David H. Smith | Mgmt | For | Against | Against | ||
| 3 | Elect Jerry Windlinger | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Perkinelmer, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PKI | CUSIP 714046109 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Barrett | Mgmt | For | For | For | ||
| 2 | Elect Samuel R. Chapin | Mgmt | For | For | For | ||
| 3 | Elect Robert F. Friel | Mgmt | For | For | For | ||
| 4 | Elect Sylvie Gregoire | Mgmt | For | For | For | ||
| 5 | Elect Alexis P. Michas | Mgmt | For | For | For | ||
| 6 | Elect Patrick J. Sullivan | Mgmt | For | For | For | ||
| 7 | Elect Frank Witney | Mgmt | For | For | For | ||
| 8 | Elect Pascale Witz | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approval of the 2019 Incentive Plan | Mgmt | For | For | For | ||
| PRA Health Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRAH | CUSIP 69354M108 | 06/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jeffrey T. Barber | Mgmt | For | For | For | ||
| 1.2 | Elect Linda S. Grais | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect Stephen R. Howe, Jr | Mgmt | For | For | For | ||
| 4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 5 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 6 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 7 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 9 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Derrick D. Cephas | Mgmt | For | For | For | ||
| 2 | Elect Judith A. Huntington | Mgmt | For | For | For | ||
| 3 | Elect John Tamberlane | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 10/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Repurchase | Mgmt | For | For | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 9 | Elect Kimberly S. Stevenson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| SVB Financial Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIVB | CUSIP 78486Q101 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
| 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
| 1.3 | Elect John Clendening | Mgmt | For | For | For | ||
| 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
| 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
| 1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
| 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
| 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
| 1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
| 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
| 2 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Teleflex Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TFX | CUSIP 879369106 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John C. Heinmiller | Mgmt | For | For | For | ||
| 2 | Elect Andrew A. Krakauer | Mgmt | For | For | For | ||
| 3 | Elect Richard A. Packer | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| The Asia Pacific Fund, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APB | CUSIP 044901106 | 10/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jessica M. Bibliowicz | Mgmt | For | For | For | ||
| 1.2 | Elect David G.P. Scholfield | Mgmt | For | For | For | ||
| 1.3 | Elect William G. Tung | Mgmt | For | For | For | ||
| 2 | Liquidation of the Fund | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Termination of the Investment Advisor | ShrHoldr | Against | Against | For | ||
| Thermo Fisher Scientific Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMO | CUSIP 883556102 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
| 8 | Elect James C. Mullen | Mgmt | For | For | For | ||
| 9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
| 10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
| 11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
| 12 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 4 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 5 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
| 6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 7 | Elect Jane H. Lute | Mgmt | For | For | For | ||
| 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Visa Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| V | CUSIP 92826C839 | 01/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
| 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 5 | Elect John F. Lundgren | Mgmt | For | For | For | ||
| 6 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 7 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
| 10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Equity Income Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | ||
| 1.2 | Elect Brett J. Hart | Mgmt | For | For | For | ||
| 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Aircastle Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AYR | CUSIP G0129K104 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 1.2 | Elect Douglas A. Hacker | Mgmt | For | For | For | ||
| 1.3 | Elect Jun Horie | Mgmt | For | For | For | ||
| 1.4 | Elect Michael J. Inglese | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Allergan plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGN | CUSIP G0177J108 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
| 2 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | ||
| 3 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||
| 4 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
| 5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
| 6 | Elect Carol Anthony Davidson | Mgmt | For | For | For | ||
| 7 | Elect Thomas C. Freyman | Mgmt | For | For | For | ||
| 8 | Elect Michael E. Greenberg | Mgmt | For | For | For | ||
| 9 | Elect Robert J. Hugin | Mgmt | For | For | For | ||
| 10 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
| 11 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| Alliance California Municipal Income Fund Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKP | CUSIP 018546101 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation of the Fund | Mgmt | For | For | For | ||
| Altria Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MO | CUSIP 02209S103 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John T. Casteen III | Mgmt | For | For | For | ||
| 2 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
| 3 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 4 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
| 5 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
| 6 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
| 7 | Elect George Munoz | Mgmt | For | For | For | ||
| 8 | Elect Mark E. Newman | Mgmt | For | For | For | ||
| 9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
| 10 | Elect Virginia E. Shanks | Mgmt | For | For | For | ||
| 11 | Elect Howard A. Willard III | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Applied Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMAT | CUSIP 038222105 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | ||
| 2 | Elect Eric Chen | Mgmt | For | For | For | ||
| 3 | Elect Aart J. de Geus | Mgmt | For | For | For | ||
| 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||
| 7 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||
| 8 | Elect Adrianna C. Ma | Mgmt | For | For | For | ||
| 9 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 10 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| AT&T, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T | CUSIP 00206R102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
| 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
| 6 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 7 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 9 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
| 10 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Laura D. Tyson | Mgmt | For | For | For | ||
| 12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Avangrid, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGR | CUSIP 05351W103 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ignacio Sanchez Galan | Mgmt | For | For | For | ||
| 1.2 | Elect John E. Baldacci | Mgmt | For | For | For | ||
| 1.3 | Elect Robert Duffy | Mgmt | For | For | For | ||
| 1.4 | Elect Carol L. Folt | Mgmt | For | For | For | ||
| 1.5 | Elect Teresa A. Herbert | Mgmt | For | For | For | ||
| 1.6 | Elect Patricia Jacobs | Mgmt | For | For | For | ||
| 1.7 | Elect John L. Lahey | Mgmt | For | For | For | ||
| 1.8 | Elect Santiago Martinez Garrido | Mgmt | For | For | For | ||
| 1.9 | Elect Sonsoles Rubio Reinoso | Mgmt | For | For | For | ||
| 1.10 | Elect Juan Carlos Rebollo Liceaga | Mgmt | For | For | For | ||
| 1.11 | Elect Jose Sainz Armada | Mgmt | For | For | For | ||
| 1.12 | Elect Alan D. Solomont | Mgmt | For | For | For | ||
| 1.13 | Elect Elizabeth Timm | Mgmt | For | For | For | ||
| 1.14 | Elect James P. Torgerson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Avery Dennison Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVY | CUSIP 053611109 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bradley A. Alford | Mgmt | For | For | For | ||
| 2 | Elect Anthony K. Anderson | Mgmt | For | For | For | ||
| 3 | Elect Peter K. Barker | Mgmt | For | For | For | ||
| 4 | Elect Mark J. Barrenechea | Mgmt | For | Against | Against | ||
| 5 | Elect Mitchell R. Butier | Mgmt | For | For | For | ||
| 6 | Elect Ken Hicks | Mgmt | For | For | For | ||
| 7 | Elect Andres A. Lopez | Mgmt | For | For | For | ||
| 8 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
| 9 | Elect Patrick T. Siewert | Mgmt | For | For | For | ||
| 10 | Elect Julia Stewart | Mgmt | For | For | For | ||
| 11 | Elect Martha Sullivan | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
| 13 | Elect Michael D. White | Mgmt | For | For | For | ||
| 14 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 15 | Elect R. David Yost | Mgmt | For | For | For | ||
| 16 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| BlackRock Income Trust Inc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BKT | CUSIP 09247F100 | 07/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frank J. Fabozzi | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Fairbairn | Mgmt | For | For | For | ||
| 1.3 | Elect Catherine A. Lynch | Mgmt | For | For | For | ||
| 1.4 | Elect Karen P. Robards | Mgmt | For | For | For | ||
| 2 | Shareholder Proposal to Authorize Self Tender Offer (BlackRock Income Trust ONLY) | Mgmt | Against | Against | For | ||
| Booz Allen Hamilton Holding Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAH | CUSIP 099502106 | 07/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Horacio D. Rozanski | Mgmt | For | For | For | ||
| 2 | Elect Ian Fujiyama | Mgmt | For | For | For | ||
| 3 | Elect Mark E. Gaumond | Mgmt | For | For | For | ||
| 4 | Elect Gretchen W. McClain | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Broadcom Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVGO | CUSIP 11135F101 | 04/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
| 2 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | ||
| 3 | Elect Eddy W. Hartenstein | Mgmt | For | Against | Against | ||
| 4 | Elect Diane M. Bryant | Mgmt | For | For | For | ||
| 5 | Elect Gayla J. Delly | Mgmt | For | For | For | ||
| 6 | Elect Check Kian Low | Mgmt | For | For | For | ||
| 7 | Elect Peter J. Marks | Mgmt | For | For | For | ||
| 8 | Elect Harry L. You | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Peter B. Delaney | Mgmt | For | For | For | ||
| 1.6 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.9 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CenterPoint Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNP | CUSIP 15189T107 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie D. Biddle | Mgmt | For | For | For | ||
| 2 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 3 | Elect Scott J. McLean | Mgmt | For | For | For | ||
| 4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
| 5 | Elect Theodore F. Pound | Mgmt | For | For | For | ||
| 6 | Elect Scott M. Prochazka | Mgmt | For | For | For | ||
| 7 | Elect Susan O. Rheney | Mgmt | For | For | For | ||
| 8 | Elect Phillip R. Smith | Mgmt | For | For | For | ||
| 9 | Elect John W. Somerhalder II | Mgmt | For | For | For | ||
| 10 | Elect Peter S. Wareing | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hans Helmerich | Mgmt | For | For | For | ||
| 2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| CNO Financial Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNO | CUSIP 12621E103 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gary C. Bhojwani | Mgmt | For | For | For | ||
| 2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Stephen N. David | Mgmt | For | For | For | ||
| 4 | Elect Robert C. Greving | Mgmt | For | For | For | ||
| 5 | Elect Nina Henderson | Mgmt | For | For | For | ||
| 6 | Elect Charles J. Jacklin | Mgmt | For | For | For | ||
| 7 | Elect Daniel R. Maurer | Mgmt | For | For | For | ||
| 8 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
| 9 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
| 10 | Extension Of Share Transfer Restrictions | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect James M. Foote | Mgmt | For | For | For | ||
| 4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 5 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
| 6 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 7 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 8 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 10 | Elect John J. Zillmer | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2019 Stock and Incentive Plan | Mgmt | For | For | For | ||
| �� | |||||||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect Richard J. Freeland | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
| 6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 7 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 10 | Elect William I. Miller | Mgmt | For | For | For | ||
| 11 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 12 | Elect Karen H. Quintos | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | Against | Against | ||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| D.R. Horton, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DHI | CUSIP 23331A109 | 01/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donald R. Horton | Mgmt | For | For | For | ||
| 2 | Elect Barbara K. Allen | Mgmt | For | For | For | ||
| 3 | Elect Bradley S. Anderson | Mgmt | For | For | For | ||
| 4 | Elect Michael R. Buchanan | Mgmt | For | For | For | ||
| 5 | Elect Michael W. Hewatt | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 7 | Ratification of Auditor | Mgmt | For | For | For | ||
| Deutsche Multi-Market Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KMM | CUSIP 25160E102 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Keith R. Fox | Mgmt | For | For | For | ||
| 1.2 | Elect Richard J. Herring | Mgmt | For | For | For | ||
| 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For | For | ||
| Deutsche Strategic Income Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KST | CUSIP 25160F109 | 09/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Keith R. Fox | Mgmt | For | For | For | ||
| 1.2 | Elect Richard J. Herring | Mgmt | For | For | For | ||
| 1.3 | Elect William N. Searcy, Jr. | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| DowDuPont Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DWDP | CUSIP 26078J100 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Reverse Stock Split | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| DTE Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DTE | CUSIP 233331107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
| 1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
| 1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
| 1.7 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 1.8 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
| 1.9 | Elect David A. Thomas | Mgmt | For | For | For | ||
| 1.10 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
| 1.11 | Elect Valerie M. Williams | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Duff & Phelps Utility & Corporate Bond Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DUC | CUSIP 26432K108 | 03/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Genetski | Mgmt | For | For | For | ||
| 1.2 | Elect Phillip R. McLoughlin | Mgmt | For | For | For | ||
| 1.3 | Elect Nathan I. Partain | Mgmt | For | For | For | ||
| DuPont de Nemours, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DD | CUSIP 26078J100 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edward D. Breen | Mgmt | For | For | For | ||
| 2 | Elect Ruby R. Chandy | Mgmt | For | For | For | ||
| 3 | Elect Franklin K. Clyburn, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
| 5 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 6 | Elect C. Marc Doyle | Mgmt | For | For | For | ||
| 7 | Elect Eleuthere I. du Pont | Mgmt | For | For | For | ||
| 8 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||
| 9 | Elect Luther C. Kissam IV | Mgmt | For | For | For | ||
| 10 | Elect Frederick M. Lowery | Mgmt | For | For | For | ||
| 11 | Elect Raymond J. Milchovich | Mgmt | For | For | For | ||
| 12 | Elect Steven M. Sterin | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Against | For | ||
| Eastman Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMN | CUSIP 277432100 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Humberto Alfonso | Mgmt | For | For | For | ||
| 2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||
| 3 | Elect Michael P. Connors | Mgmt | For | Against | Against | ||
| 4 | Elect Mark J. Costa | Mgmt | For | For | For | ||
| 5 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
| 6 | Elect Julie Fasone Holder | Mgmt | For | For | For | ||
| 7 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||
| 8 | Elect Lewis M. Kling | Mgmt | For | For | For | ||
| 9 | Elect Kim Ann Mink | Mgmt | For | Against | Against | ||
| 10 | Elect James J. O’Brien | Mgmt | For | For | For | ||
| 11 | Elect David W. Raisbeck | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| Eaton Vance High Income 2021 Target Term Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EHT | CUSIP 27829W101 | 01/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Mark R. Fetting | Mgmt | For | For | For | ||
| 1.2 | Elect Helen Frame Peters | Mgmt | For | For | For | ||
| 1.3 | Elect Keith Quinton | Mgmt | For | For | For | ||
| 1.4 | Elect Susan J. Sutherland | Mgmt | For | For | For | ||
| Evergy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EVRG | CUSIP 30034W106 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Terry D. Bassham | Mgmt | For | For | For | ||
| 1.2 | Elect Mollie Hale Carter | Mgmt | For | For | For | ||
| 1.3 | Elect Charles Q. Chandler, IV | Mgmt | For | For | For | ||
| 1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||
| 1.5 | Elect Scott D. Grimes | Mgmt | For | For | For | ||
| 1.6 | Elect Richard L. Hawley | Mgmt | For | For | For | ||
| 1.7 | Elect Thomas D. Hyde | Mgmt | For | For | For | ||
| 1.8 | Elect B. Anthony Isaac | Mgmt | For | For | For | ||
| 1.9 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | ||
| 1.10 | Elect Ann D. Murtlow | Mgmt | For | For | For | ||
| 1.11 | Elect Sandra J. Price | Mgmt | For | For | For | ||
| 1.12 | Elect Mark A. Ruelle | Mgmt | For | For | For | ||
| 1.13 | Elect John J. Sherman | Mgmt | For | For | For | ||
| 1.14 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | Withhold | Against | ||
| 1.15 | Elect John A. Stall | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Fifth Third Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FITB | CUSIP 316773100 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 3 | Elect Jorge L. Benitez | Mgmt | For | For | For | ||
| 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | ||
| 5 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
| 6 | Elect Jerry W. Burris | Mgmt | For | For | For | ||
| 7 | Elect Greg D. Carmichael | Mgmt | For | For | For | ||
| 8 | Elect C. Bryan Daniels | Mgmt | For | For | For | ||
| 9 | Elect Thomas H. Harvey | Mgmt | For | For | For | ||
| 10 | Elect Gary R. Heminger | Mgmt | For | Against | Against | ||
| 11 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
| 12 | Elect Eileen A. Mallesch | Mgmt | For | For | For | ||
| 13 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Approval of the 2019 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 19 | Authorization of Preferred Stock | Mgmt | For | For | For | ||
| Fortune Brands Home & Security, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FBHS | CUSIP 34964C106 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Irial Finan | Mgmt | For | For | For | ||
| 2 | Elect Susan Kilsby | Mgmt | For | For | For | ||
| 3 | Elect Christopher J. Klein | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Huntsman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUN | CUSIP 447011107 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter R. Huntsman | Mgmt | For | For | For | ||
| 2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 3 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 4 | Elect M. Anthony Burns | Mgmt | For | For | For | ||
| 5 | Elect Daniele Ferrari | Mgmt | For | For | For | ||
| 6 | Elect Robert J. Margetts | Mgmt | For | For | For | ||
| 7 | Elect Wayne A. Reaud | Mgmt | For | For | For | ||
| 8 | Elect Jan E. Tighe | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| Infosys Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INFY | CUSIP 456788108 | 06/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Nandan Nilekani | Mgmt | For | For | For | ||
| 4 | Approval of Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| 5 | Extension of Infosys Expanded Stock Ownership Program 2019 to Subsidiary Companies | Mgmt | For | Against | Against | ||
| 6 | Acquisition of the Company’s Shares on the Secondary Market to Implement Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| 7 | Grant Stock Incentives to Salil Parekh under the Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| 8 | Revision of Remuneration of Salil Parekh (MD/CEO) | Mgmt | For | Against | Against | ||
| 9 | Grant Stock Incentives to U. B. Pravin Rao (COO and Whole-Time Director) under the Infosys Expanded Stock Ownership Program 2019 | Mgmt | For | Against | Against | ||
| Intel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTC | CUSIP 458140100 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
| 2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
| 3 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
| 4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
| 5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
| 6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
| 7 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
| 8 | Elect Robert H. Swan | Mgmt | For | For | For | ||
| 9 | Elect Andrew Wilson | Mgmt | For | For | For | ||
| 10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
| International Business Machines Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBM | CUSIP 459200101 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Eskew | Mgmt | For | Against | Against | ||
| 2 | Elect David N. Farr | Mgmt | For | For | For | ||
| 3 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 4 | Elect Michelle Howard | Mgmt | For | For | For | ||
| 5 | Elect Shirley Ann Jackson | Mgmt | For | Against | Against | ||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 7 | Elect Martha E. Pollack | Mgmt | For | For | For | ||
| 8 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
| 9 | Elect Joseph R. Swedish | Mgmt | For | For | For | ||
| 10 | Elect Sidney Taurel | Mgmt | For | For | For | ||
| 11 | Elect Peter R. Voser | Mgmt | For | For | For | ||
| 12 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Re-approve the Long-Term Incentive Performance Terms | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| International Paper Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IP | CUSIP 460146103 | 05/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William J. Burns | Mgmt | For | For | For | ||
| 2 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
| 3 | Elect Ahmet Cemal Dorduncu | Mgmt | For | For | For | ||
| 4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
| 5 | Elect Anders Gustafsson | Mgmt | For | Against | Against | ||
| 6 | Elect Jacqueline C. Hinman | Mgmt | For | For | For | ||
| 7 | Elect Clinton A. Lewis, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Kathryn D. Sullivan | Mgmt | For | For | For | ||
| 9 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
| 10 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 11 | Elect Ray G. Young | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Johnson & Johnson | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNJ | CUSIP 478160104 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 2 | Elect D. Scott Davis | Mgmt | For | For | For | ||
| 3 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | ||
| 5 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 6 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 7 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 8 | Elect Anne M. Mulcahy | Mgmt | For | For | For | ||
| 9 | Elect William D. Perez | Mgmt | For | For | For | ||
| 10 | Elect Charles Prince | Mgmt | For | Against | Against | ||
| 11 | Elect A. Eugene Washington | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 14 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Approval of the 2019 Equity Compensation Plan | Mgmt | For | For | For | ||
| 18 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 19 | Amend Regulations to Permit the Board to Make Future Amendments | Mgmt | For | For | For | ||
| Leidos Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LDOS | CUSIP 525327102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory R. Dahlberg | Mgmt | For | For | For | ||
| 2 | Elect David G. Fubini | Mgmt | For | For | For | ||
| 3 | Elect Miriam E. John | Mgmt | For | For | For | ||
| 4 | Elect Frank Kendall III | Mgmt | For | For | For | ||
| 5 | Elect Robert C. Kovarik, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Harry M.J. Kraemer, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Roger A. Krone | Mgmt | For | For | For | ||
| 8 | Elect Gary S. May | Mgmt | For | For | For | ||
| 9 | Elect Surya N. Mohapatra | Mgmt | For | For | For | ||
| 10 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | ||
| 11 | Elect Robert S. Shapard | Mgmt | For | For | For | ||
| 12 | Elect Susan M. Stalnecker | Mgmt | For | For | For | ||
| 13 | Elect Noel B. Williams | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | ||
| Managed Duration Investment Grade Municipal Fund | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MZF | CUSIP 56165R103 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Liquidation | Mgmt | For | For | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Change in Board Size | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Mary Ellen Coe | Mgmt | For | For | For | ||
| 4 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
| 5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 6 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 8 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 11 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| MetLife, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MET | CUSIP 59156R108 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
| 3 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
| 4 | Elect David L. Herzog | Mgmt | For | For | For | ||
| 5 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 7 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 8 | Elect Michel A. Khalaf | Mgmt | For | For | For | ||
| 9 | Elect James M. Kilts | Mgmt | For | For | For | ||
| 10 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||
| 11 | Elect Diana McKenzie | Mgmt | For | For | For | ||
| 12 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Modine Manufacturing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOD | CUSIP 607828100 | 07/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Suresh V. Garimella | Mgmt | For | For | For | ||
| 2 | Elect Christopher W. Patterson | Mgmt | For | For | For | ||
| 3 | Elect Christine Y. Yan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Morgan Stanley | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MS | CUSIP 617446448 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | ||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | ||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
| 7 | Elect Jami Miscik | Mgmt | For | For | For | ||
| 8 | Elect Dennis M. Nally | Mgmt | For | For | For | ||
| 9 | Elect Takeshi Ogasawara | Mgmt | For | For | For | ||
| 10 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
| 11 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 12 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 13 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Motorola Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSI | CUSIP 620076307 | 05/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gregory Q. Brown | Mgmt | For | For | For | ||
| 2 | Elect Kenneth D. Denman | Mgmt | For | For | For | ||
| 3 | Elect Egon Durban | Mgmt | For | For | For | ||
| 4 | Elect Clayton M. Jones | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Gregory K. Mondre | Mgmt | For | For | For | ||
| 7 | Elect Anne R. Pramaggiore | Mgmt | For | For | For | ||
| 8 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| Navient Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NAVI | CUSIP 63938C108 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frederick Arnold | Mgmt | For | For | For | ||
| 1.2 | Elect Anna Escobedo Cabral | Mgmt | For | For | For | ||
| 1.3 | Elect William M. Diefenderfer, III | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Katherine A. Lehman | Mgmt | For | For | For | ||
| 1.5 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 1.6 | Elect John F. Remondi | Mgmt | For | For | For | ||
| 1.7 | Elect Jane J. Thompson | Mgmt | For | For | For | ||
| 1.8 | Elect Laura S. Unger | Mgmt | For | For | For | ||
| 1.9 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
| 1.10 | Elect David L. Yowan | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Elect Marjorie L. Bowen | Mgmt | For | For | For | ||
| 6 | Elect Larry A. Klane | Mgmt | For | For | For | ||
| Nissan Motor Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 7201 | CUSIP 654744408 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3.1 | Elect Keiko Ihara | Mgmt | For | For | For | ||
| 3.2 | Elect Masakazu Toyoda | Mgmt | For | For | For | ||
| 3.3 | Elect Bernard Delmas | Mgmt | For | For | For | ||
| 3.4 | Elect Andrew House | Mgmt | For | For | For | ||
| 3.5 | Elect Yasushi Kimura | Mgmt | For | For | For | ||
| 3.6 | Elect Motoo Nagai | Mgmt | For | For | For | ||
| 3.7 | Elect Jenifer Rogers | Mgmt | For | For | For | ||
| 3.8 | Elect Thierry Bollore | Mgmt | For | For | For | ||
| 3.9 | Elect Jean-Dominique Senard | Mgmt | For | For | For | ||
| 3.10 | Elect Hiroto Saikawa | Mgmt | For | Withhold | Against | ||
| 3.11 | Elect Yasuhiro Yamauchi | Mgmt | For | For | For | ||
| Otter Tail Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTTR | CUSIP 689648103 | 04/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven L. Fritze | Mgmt | For | For | For | ||
| 1.2 | Elect Kathryn O. Johnson | Mgmt | For | For | For | ||
| 1.3 | Elect Timothy J. O’Keefe | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Packaging Corporation of America | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PKG | CUSIP 695156109 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | ||
| 2 | Elect Duane C. Farrington | Mgmt | For | For | For | ||
| 3 | Elect Hasan Jameel | Mgmt | For | For | For | ||
| 4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | ||
| 5 | Elect Robert C. Lyons | Mgmt | For | For | For | ||
| 6 | Elect Thomas P. Maurer | Mgmt | For | For | For | ||
| 7 | Elect Samuel Mencoff | Mgmt | For | For | For | ||
| 8 | Elect Roger B. Porter | Mgmt | For | For | For | ||
| 9 | Elect Thomas S. Souleles | Mgmt | For | For | For | ||
| 10 | Elect Paul T. Stecko | Mgmt | For | For | For | ||
| 11 | Elect James D. Woodrum | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Philip Morris International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PM | CUSIP 718172109 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
| 2 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
| 3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
| 4 | Elect Werner Geissler | Mgmt | For | For | For | ||
| 5 | Elect Lisa A. Hook | Mgmt | For | For | For | ||
| 6 | Elect Jennifer Xin-Zhe Li | Mgmt | For | For | For | ||
| 7 | Elect Jun Makihara | Mgmt | For | For | For | ||
| 8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
| 9 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
| 10 | Elect Frederik Paulsen | Mgmt | For | For | For | ||
| 11 | Elect Robert B. Polet | Mgmt | For | For | For | ||
| 12 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Phillips 66 | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSX | CUSIP 718546104 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Greg C. Garland | Mgmt | For | For | For | ||
| 2 | Elect Gary K. Adams | Mgmt | For | For | For | ||
| 3 | Elect John E. Lowe | Mgmt | For | For | For | ||
| 4 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 8 | Shareholder Proposal Regarding Report on Plastic Pollution | ShrHoldr | Against | Abstain | N/A | ||
| Prudential Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CUSIP 744320102 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Against | Against | ||
| 2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||
| 3 | Elect Robert M. Falzon | Mgmt | For | For | For | ||
| 4 | Elect Mark B. Grier | Mgmt | For | For | For | ||
| 5 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||
| 6 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 7 | Elect Peter R. Lighte | Mgmt | For | For | For | ||
| 8 | Elect Charles F. Lowrey | Mgmt | For | For | For | ||
| 9 | Elect George Paz | Mgmt | For | For | For | ||
| 10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
| 11 | Elect Christine A. Poon | Mgmt | For | For | For | ||
| 12 | Elect Douglas A. Scovanner | Mgmt | For | For | For | ||
| 13 | Elect Michael A. Todman | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| PulteGroup, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PHM | CUSIP 745867101 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Bryce Blair | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Dreiling | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||
| 5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||
| 7 | Elect Ryan R. Marshall | Mgmt | For | For | For | ||
| 8 | Elect John R. Peshkin | Mgmt | For | For | For | ||
| 9 | Elect Scott F. Powers | Mgmt | For | For | For | ||
| 10 | Elect William J. Pulte | Mgmt | For | For | For | ||
| 11 | Elect Lila Snyder | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Extension of Section 382 Rights Agreement | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect Stephen R. Howe, Jr | Mgmt | For | For | For | ||
| 4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 5 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 6 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 7 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 9 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Ryder System, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| R | CUSIP 783549108 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert J. Eck | Mgmt | For | For | For | ||
| 2 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
| 3 | Elect Michael F. Hilton | Mgmt | For | For | For | ||
| 4 | Elect Tamara L. Lundgren | Mgmt | For | For | For | ||
| 5 | Elect Luis P. Nieto, Jr. | Mgmt | For | For | For | ||
| 6 | Elect David G. Nord | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
| 8 | Elect Abbie J. Smith | Mgmt | For | For | For | ||
| 9 | Elect E. Follin Smith | Mgmt | For | For | For | ||
| 10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | ||
| 11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Approval of the 2019 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 15 | Elimination of Supermajority Requirement on Shareholder Action by Written Consent | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Stanley Black & Decker, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWK | CUSIP 854502101 | 04/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrea J. Ayers | Mgmt | For | For | For | ||
| 2 | Elect Sir George W. Buckley | Mgmt | For | For | For | ||
| 3 | Elect Patrick D. Campbell | Mgmt | For | For | For | ||
| 4 | Elect Carlos M. Cardoso | Mgmt | For | For | For | ||
| 5 | Elect Robert B. Coutts | Mgmt | For | For | For | ||
| 6 | Elect Debra A. Crew | Mgmt | For | For | For | ||
| 7 | Elect Michael D. Hankin | Mgmt | For | For | For | ||
| 8 | Elect James M. Loree | Mgmt | For | For | For | ||
| 9 | Elect James H. Scholefield | Mgmt | For | For | For | ||
| 10 | Elect Dmitri L. Stockton | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Approval of the Global Omnibus Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Stewart Information Services Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| STC | CUSIP 860372101 | 09/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| The Boeing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BA | CUSIP 097023105 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
| 2 | Elect David L. Calhoun | Mgmt | For | For | For | ||
| 3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Lynn J. Good | Mgmt | For | For | For | ||
| 6 | Elect Nikki R Haley | Mgmt | For | For | For | ||
| 7 | Elect Lawrence W. Kellner | Mgmt | For | Against | Against | ||
| 8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | ||
| 9 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | ||
| 11 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 12 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For | ||
| The Procter & Gamble Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PG | CUSIP 742718109 | 10/09/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Francis S. Blake | Mgmt | For | Against | Against | ||
| 2 | Elect Angela F. Braly | Mgmt | For | For | For | ||
| 3 | Elect Amy L. Chang | Mgmt | For | For | For | ||
| 4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
| 5 | Elect Scott D. Cook | Mgmt | For | For | For | ||
| 6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
| 7 | Elect Terry J. Lundgren | Mgmt | For | For | For | ||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Nelson Peltz | Mgmt | For | For | For | ||
| 10 | Elect David. S. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Margaret C. Whitman | Mgmt | For | For | For | ||
| 12 | Elect Patricia A. Woertz | Mgmt | For | For | For | ||
| 13 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CUSIP 89151E109 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Related Party Transactions (UWA) | Mgmt | For | For | For | ||
| 6 | Elect Maria van der Hoeven | Mgmt | For | For | For | ||
| 7 | Elect Jean Lemierre | Mgmt | For | For | For | ||
| 8 | Elect Lise Croteau | Mgmt | For | For | For | ||
| 9 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | ||
| 10 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 11 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 2 | Elect Dorothy J. Bridges | Mgmt | For | For | For | ||
| 3 | Elect Elizabeth Buse | Mgmt | For | For | For | ||
| 4 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 5 | Elect Andrew Cecere | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
| 8 | Elect Roland Hernandez | Mgmt | For | For | For | ||
| 9 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 11 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
| 12 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
| 13 | Elect Yusuf I. Mehdi | Mgmt | For | For | For | ||
| 14 | Elect David B. O’Maley | Mgmt | For | For | For | ||
| 15 | Elect O’dell M. Owens | Mgmt | For | For | For | ||
| 16 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 17 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 4 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 5 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
| 6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 7 | Elect Jane H. Lute | Mgmt | For | For | For | ||
| 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| UnitedHealth Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 6 | Elect F. William McNabb, III | Mgmt | For | For | For | ||
| 7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | ||
| 8 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
| 9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 10 | Elect David S. Wichmann | Mgmt | For | For | For | ||
| 11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Webster Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBS | CUSIP 947890109 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William L. Atwell | Mgmt | For | For | For | ||
| 2 | Elect John R. Ciulla | Mgmt | For | For | For | ||
| 3 | Elect John J. Crawford | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | ||
| 5 | Elect E. Carol Hayles | Mgmt | For | For | For | ||
| 6 | Elect Laurence C. Morse | Mgmt | For | For | For | ||
| 7 | Elect Karen R. Osar | Mgmt | For | For | For | ||
| 8 | Elect Mark Pettie | Mgmt | For | For | For | ||
| 9 | Elect James C. Smith | Mgmt | For | For | For | ||
| 10 | Elect Lauren C. States | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| WEC Energy Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WEC | CUSIP 92939U106 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara L. Bowles | Mgmt | For | For | For | ||
| 2 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | ||
| 4 | Elect Curt S. Culver | Mgmt | For | For | For | ||
| 5 | Elect Danny L. Cunningham | Mgmt | For | For | For | ||
| 6 | Elect William M. Farrow III | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Fischer | Mgmt | For | For | For | ||
| 8 | Elect J. Kevin Fletcher | Mgmt | For | For | For | ||
| 9 | Elect Gale E. Klappa | Mgmt | For | For | For | ||
| 10 | Elect Henry W. Knueppel | Mgmt | For | For | For | ||
| 11 | Elect Allen L. Leverett | Mgmt | For | For | For | ||
| 12 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||
| 13 | Elect Mary Ellen Stanek | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Financial Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Ally Financial Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALLY | CUSIP 02005N100 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Franklin W. Hobbs | Mgmt | For | Against | Against | ||
| 2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
| 3 | Elect Katryn (Trynka) Shineman Blake | Mgmt | For | For | For | ||
| 4 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 5 | Elect William H. Cary | Mgmt | For | For | For | ||
| 6 | Elect Mayree C. Clark | Mgmt | For | For | For | ||
| 7 | Elect Kim S. Fennebresque | Mgmt | For | For | For | ||
| 8 | Elect Marjorie Magner | Mgmt | For | For | For | ||
| 9 | Elect Brian H. Sharples | Mgmt | For | For | For | ||
| 10 | Elect John J. Stack | Mgmt | For | For | For | ||
| 11 | Elect Michael F. Steib | Mgmt | For | For | For | ||
| 12 | Elect Jeffrey J. Brown | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| American Express Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AXP | CUSIP 025816109 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
| 2 | Elect John J. Brennan | Mgmt | For | For | For | ||
| 3 | Elect Peter Chernin | Mgmt | For | For | For | ||
| 4 | Elect Ralph de la Vega | Mgmt | For | For | For | ||
| 5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For | ||
| 6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | ||
| 7 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||
| 8 | Elect Stephen J. Squeri | Mgmt | For | For | For | ||
| 9 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
| 10 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
| 11 | Elect Christopher D. Young | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Excluding EPS in Executive Compensation | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Arch Capital Group Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACGL | CUSIP G0450A105 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Marc Grandisson | Mgmt | For | For | For | ||
| 3 | Elect Eugene S. Sunshine | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Elect Robert Appleby | Mgmt | For | For | For | ||
| 7 | Elect Dennis R. Brand | Mgmt | For | For | For | ||
| 8 | Elect Graham B.R. Collis | Mgmt | For | Abstain | Against | ||
| 9 | Elect Matthew Dragonetti | Mgmt | For | For | For | ||
| 10 | Elect Jerome Halgan | Mgmt | For | For | For | ||
| 11 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||
| 12 | Elect Pierre Jal | Mgmt | For | For | For | ||
| 13 | Elect Francios Morin | Mgmt | For | Abstain | Against | ||
| 14 | Elect David J. Mulholland | Mgmt | For | For | For | ||
| 15 | Elect Maamoin Rajeh | Mgmt | For | For | For | ||
| Axos Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AX | CUSIP 05566U108 | 10/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul Grinberg | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Gregory Garrabrants | Mgmt | For | For | For | ||
| 1.3 | Elect Uzair Dada | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
| 13 | Elect Michael D. White | Mgmt | For | For | For | ||
| 14 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 15 | Elect R. David Yost | Mgmt | For | For | For | ||
| 16 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Citigroup Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| C | CUSIP 172967424 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | ||
| 2 | Elect Ellen M. Costello | Mgmt | For | For | For | ||
| 3 | Elect Barbara J. Desoer | Mgmt | For | For | For | ||
| 4 | Elect John C. Dugan | Mgmt | For | For | For | ||
| 5 | Elect Duncan P. Hennes | Mgmt | For | For | For | ||
| 6 | Elect Peter B. Henry | Mgmt | For | For | For | ||
| 7 | Elect S. Leslie Ireland | Mgmt | For | For | For | ||
| 8 | Elect Lew W. Jacobs, IV | Mgmt | For | For | For | ||
| 9 | Elect Renee J. James | Mgmt | For | For | For | ||
| 10 | Elect Eugene M. McQuade | Mgmt | For | For | For | ||
| 11 | Elect Gary M. Reiner | Mgmt | For | For | For | ||
| 12 | Elect Diana L. Taylor | Mgmt | For | For | For | ||
| 13 | Elect James S. Turley | Mgmt | For | For | For | ||
| 14 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
| 15 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | ||
| 19 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Citizens Financial Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CFG | CUSIP 174610105 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce Van Saun | Mgmt | For | For | For | ||
| 2 | Elect Mark S. Casady | Mgmt | For | For | For | ||
| 3 | Elect Christine M. Cumming | Mgmt | For | For | For | ||
| 4 | Elect William P. Hankowsky | Mgmt | For | For | For | ||
| 5 | Elect Howard W. Hanna III | Mgmt | For | For | For | ||
| 6 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 8 | Elect Charles J. Koch | Mgmt | For | For | For | ||
| 9 | Elect Terrance J. Lillis | Mgmt | For | For | For | ||
| 10 | Elect Shivan S. Subramaniam | Mgmt | For | For | For | ||
| 11 | Elect Wendy A. Watson | Mgmt | For | For | For | ||
| 12 | Elect Marita Zuraitis | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| CNO Financial Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNO | CUSIP 12621E103 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gary C. Bhojwani | Mgmt | For | For | For | ||
| 2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Stephen N. David | Mgmt | For | For | For | ||
| 4 | Elect Robert C. Greving | Mgmt | For | For | For | ||
| 5 | Elect Nina Henderson | Mgmt | For | For | For | ||
| 6 | Elect Charles J. Jacklin | Mgmt | For | For | For | ||
| 7 | Elect Daniel R. Maurer | Mgmt | For | For | For | ||
| 8 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
| 9 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
| 10 | Extension Of Share Transfer Restrictions | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Discover Financial Services | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DFS | CUSIP 254709108 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | ||
| 2 | Elect Mary K. Bush | Mgmt | For | For | For | ||
| 3 | Elect Gregory C. Case | Mgmt | For | For | For | ||
| 4 | Elect Candace H. Duncan | Mgmt | For | For | For | ||
| 5 | Elect Joseph F. Eazor | Mgmt | For | For | For | ||
| 6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | ||
| 7 | Elect Roger C. Hochschild | Mgmt | For | For | For | ||
| 8 | Elect Thomas G. Maheras | Mgmt | For | For | For | ||
| 9 | Elect Michael H. Moskow | Mgmt | For | For | For | ||
| 10 | Elect Mark A. Thierer | Mgmt | For | For | For | ||
| 11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 15 | Amendment to Articles to Allow Shareholders to Call a Special Meeting | Mgmt | For | Abstain | Against | ||
| 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| E TRADE Financial Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ETFC | CUSIP 269246401 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard J. Carbone | Mgmt | For | For | For | ||
| 2 | Elect Robert J. Chersi | Mgmt | For | For | For | ||
| 3 | Elect Jaime W. Ellertson | Mgmt | For | For | For | ||
| 4 | Elect James P. Healy | Mgmt | For | For | For | ||
| 5 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||
| 6 | Elect James Lam | Mgmt | For | For | For | ||
| 7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
| 8 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | ||
| 9 | Elect Karl A. Roessner | Mgmt | For | For | For | ||
| 10 | Elect Rebecca Saeger | Mgmt | For | For | For | ||
| 11 | Elect Donna L. Weaver | Mgmt | For | For | For | ||
| 12 | Elect Joshua A. Weinreich | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| East West Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EWBC | CUSIP 27579R104 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Molly Campbell | Mgmt | For | For | For | ||
| 1.2 | Elect Iris S. Chan | Mgmt | For | For | For | ||
| 1.3 | Elect Rudolph I. Estrada | Mgmt | For | For | For | ||
| 1.4 | Elect Paul H. Irving | Mgmt | For | For | For | ||
| 1.5 | Elect Herman Y. Li | Mgmt | For | For | For | ||
| 1.6 | Elect Jack C. Liu | Mgmt | For | For | For | ||
| 1.7 | Elect Dominic Ng | Mgmt | For | For | For | ||
| 1.8 | Elect Lester M. Sussman | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Encore Capital Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ECPG | CUSIP 292554102 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael P. Monaco | Mgmt | For | For | For | ||
| 1.2 | Elect Ashwini Gupta | Mgmt | For | For | For | ||
| 1.3 | Elect Wendy G. Hannam | Mgmt | For | For | For | ||
| 1.4 | Elect Laura Newman Olle | Mgmt | For | For | For | ||
| 1.5 | Elect Francis E. Quinlan | Mgmt | For | For | For | ||
| 1.6 | Elect Norman R. Sorensen | Mgmt | For | For | For | ||
| 1.7 | Elect Richard J. Srednicki | Mgmt | For | For | For | ||
| 1.8 | Elect Richard P. Stovsky | Mgmt | For | For | For | ||
| 1.9 | Elect Ashish Masih | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| Essent Group Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESNT | CUSIP G3198U102 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Angela L. Heise | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Glanville | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Evercore Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EVR | CUSIP 29977A105 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Roger C. Altman | Mgmt | For | For | For | ||
| 1.2 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
| 1.3 | Elect Ellen V. Futter | Mgmt | For | For | For | ||
| 1.4 | Elect Gail B. Harris | Mgmt | For | For | For | ||
| 1.5 | Elect Robert B. Millard | Mgmt | For | For | For | ||
| 1.6 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | ||
| 1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | ||
| 1.9 | Elect John S. Weinberg | Mgmt | For | For | For | ||
| 1.10 | Elect William J. Wheeler | Mgmt | For | For | For | ||
| 1.11 | Elect Sarah K. Williamson | Mgmt | For | For | For | ||
| 1.12 | Elect Kendrick R. Wilson, III | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Fifth Third Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FITB | CUSIP 316773100 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 3 | Elect Jorge L. Benitez | Mgmt | For | For | For | ||
| 4 | Elect Katherine B. Blackburn | Mgmt | For | For | For | ||
| 5 | Elect Emerson L. Brumback | Mgmt | For | For | For | ||
| 6 | Elect Jerry W. Burris | Mgmt | For | For | For | ||
| 7 | Elect Greg D. Carmichael | Mgmt | For | For | For | ||
| 8 | Elect C. Bryan Daniels | Mgmt | For | For | For | ||
| 9 | Elect Thomas H. Harvey | Mgmt | For | For | For | ||
| 10 | Elect Gary R. Heminger | Mgmt | For | Against | Against | ||
| 11 | Elect Jewell D. Hoover | Mgmt | For | For | For | ||
| 12 | Elect Eileen A. Mallesch | Mgmt | For | For | For | ||
| 13 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 14 | Elect Marsha C. Williams | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 18 | Approval of the 2019 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 19 | Authorization of Preferred Stock | Mgmt | For | For | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Keycorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEY | CUSIP 493267108 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 2 | Elect Charles P. Cooley | Mgmt | For | For | For | ||
| 3 | Elect Gary M. Crosby | Mgmt | For | For | For | ||
| 4 | Elect Alexander M. Cutler | Mgmt | For | For | For | ||
| 5 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 6 | Elect Elizabeth R. Gile | Mgmt | For | For | For | ||
| 7 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 8 | Elect William G. Gisel, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Carlton L. Highsmith | Mgmt | For | For | For | ||
| 10 | Elect Richard J. Hipple | Mgmt | For | For | For | ||
| 11 | Elect Kristen L. Manos | Mgmt | For | For | For | ||
| 12 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 13 | Elect Barbara R. Snyder | Mgmt | For | For | For | ||
| 14 | Elect David K. Wilson | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Approval of the 2019 Equity Compensation Plan | Mgmt | For | For | For | ||
| 18 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 19 | Amend Regulations to Permit the Board to Make Future Amendments | Mgmt | For | For | For | ||
| Lincoln National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNC | CUSIP 534187109 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
| 2 | Elect William H. Cunningham | Mgmt | For | For | For | ||
| 3 | Elect Dennis R. Glass | Mgmt | For | For | For | ||
| 4 | Elect George W. Henderson, III | Mgmt | For | For | For | ||
| 5 | Elect Eric G. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
| 7 | Elect M. Leanne Lachman | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Mee | Mgmt | For | For | For | ||
| 9 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||
| 10 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||
| 11 | Elect Lynn M. Utter | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| MetLife, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MET | CUSIP 59156R108 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||
| 2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
| 3 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
| 4 | Elect David L. Herzog | Mgmt | For | For | For | ||
| 5 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
| 6 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
| 7 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 8 | Elect Michel A. Khalaf | Mgmt | For | For | For | ||
| 9 | Elect James M. Kilts | Mgmt | For | For | For | ||
| 10 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||
| 11 | Elect Diana McKenzie | Mgmt | For | For | For | ||
| 12 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Morgan Stanley | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MS | CUSIP 617446448 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Elizabeth Corley | Mgmt | For | For | For | ||
| 2 | Elect Alistair Darling | Mgmt | For | For | For | ||
| 3 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 4 | Elect James P. Gorman | Mgmt | For | For | For | ||
| 5 | Elect Robert H. Herz | Mgmt | For | For | For | ||
| 6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||
| 7 | Elect Jami Miscik | Mgmt | For | For | For | ||
| 8 | Elect Dennis M. Nally | Mgmt | For | For | For | ||
| 9 | Elect Takeshi Ogasawara | Mgmt | For | For | For | ||
| 10 | Elect Hutham S. Olayan | Mgmt | For | For | For | ||
| 11 | Elect Mary L. Schapiro | Mgmt | For | For | For | ||
| 12 | Elect Perry M. Traquina | Mgmt | For | For | For | ||
| 13 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| MSCI Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSCI | CUSIP 55354G100 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Henry A. Fernandez | Mgmt | For | For | For | ||
| 2 | Elect Robert G. Ashe | Mgmt | For | For | For | ||
| 3 | Elect Benjamin F. duPont | Mgmt | For | For | For | ||
| 4 | Elect Wayne Edmunds | Mgmt | For | For | For | ||
| 5 | Elect Alice W. Handy | Mgmt | For | For | For | ||
| 6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||
| 7 | Elect Jacques P. Perold | Mgmt | For | For | For | ||
| 8 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 9 | Elect George W. Siguler | Mgmt | For | For | For | ||
| 10 | Elect Marcus L. Smith | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Navient Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NAVI | CUSIP 63938C108 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frederick Arnold | Mgmt | For | For | For | ||
| 1.2 | Elect Anna Escobedo Cabral | Mgmt | For | For | For | ||
| 1.3 | Elect William M. Diefenderfer, III | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Katherine A. Lehman | Mgmt | For | For | For | ||
| 1.5 | Elect Linda A. Mills | Mgmt | For | For | For | ||
| 1.6 | Elect John F. Remondi | Mgmt | For | For | For | ||
| 1.7 | Elect Jane J. Thompson | Mgmt | For | For | For | ||
| 1.8 | Elect Laura S. Unger | Mgmt | For | For | For | ||
| 1.9 | Elect Barry Lawson Williams | Mgmt | For | For | For | ||
| 1.10 | Elect David L. Yowan | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Elect Marjorie L. Bowen | Mgmt | For | For | For | ||
| 6 | Elect Larry A. Klane | Mgmt | For | For | For | ||
| Prudential Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CUSIP 744320102 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Against | Against | ||
| 2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | ||
| 3 | Elect Robert M. Falzon | Mgmt | For | For | For | ||
| 4 | Elect Mark B. Grier | Mgmt | For | For | For | ||
| 5 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||
| 6 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 7 | Elect Peter R. Lighte | Mgmt | For | For | For | ||
| 8 | Elect Charles F. Lowrey | Mgmt | For | For | For | ||
| 9 | Elect George Paz | Mgmt | For | For | For | ||
| 10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
| 11 | Elect Christine A. Poon | Mgmt | For | For | For | ||
| 12 | Elect Douglas A. Scovanner | Mgmt | For | For | For | ||
| 13 | Elect Michael A. Todman | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| Radian Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDN | CUSIP 750236101 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Herbert Wender | Mgmt | For | For | For | ||
| 2 | Elect David C. Carney | Mgmt | For | For | For | ||
| 3 | Elect Howard B. Culang | Mgmt | For | For | For | ||
| 4 | Elect Debra A. Hess | Mgmt | For | For | For | ||
| 5 | Elect Lisa W. Hess | Mgmt | For | For | For | ||
| 6 | Elect Gaetano Muzio | Mgmt | For | For | For | ||
| 7 | Elect Gregory V. Serio | Mgmt | For | For | For | ||
| 8 | Elect Noel J. Spiegel | Mgmt | For | For | For | ||
| 9 | Elect David H. Stevens - Candidate Withdrawn | Mgmt | For | Abstain | Against | ||
| 10 | Elect Richard G. Thornberry | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Synovus Financial Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNV | CUSIP 87161C501 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tim E. Bentsen | Mgmt | For | For | For | ||
| 2 | Elect F. Dixon Brooke Jr. | Mgmt | For | For | For | ||
| 3 | Elect Stephen T. Butler | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth W. Camp | Mgmt | For | For | For | ||
| 5 | Elect Diana M. Murphy | Mgmt | For | For | For | ||
| 6 | Elect Harris Pastides | Mgmt | For | For | For | ||
| 7 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | ||
| 8 | Elect John L. Stallworth | Mgmt | For | For | For | ||
| 9 | Elect Kessel D. Stelling | Mgmt | For | For | For | ||
| 10 | Elect Barry L. Storey | Mgmt | For | For | For | ||
| 11 | Elect Teresa White | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| Synovus Financial Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNV | CUSIP 87161C501 | 11/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| The Goldman Sachs Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GS | CUSIP 38141G104 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect M. Michele Burns | Mgmt | For | For | For | ||
| 2 | Elect Drew G. Faust | Mgmt | For | For | For | ||
| 3 | Elect Mark Flaherty | Mgmt | For | For | For | ||
| 4 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
| 5 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | ||
| 6 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | ||
| 7 | Elect Peter Oppenheimer | Mgmt | For | For | For | ||
| 8 | Elect David M. Solomon | Mgmt | For | For | For | ||
| 9 | Elect Jan E. Tighe | Mgmt | For | For | For | ||
| 10 | Elect David A. Viniar | Mgmt | For | For | For | ||
| 11 | Elect Mark O. Winkelman | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| The Hartford Financial Services Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HIG | CUSIP 416515104 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | ||
| 2 | Elect Carlos Dominguez | Mgmt | For | For | For | ||
| 3 | Elect Trevor Fetter | Mgmt | For | For | For | ||
| 4 | Elect Stephen P. McGill | Mgmt | For | Abstain | Against | ||
| 5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | ||
| 6 | Elect Michael G. Morris | Mgmt | For | For | For | ||
| 7 | Elect Julie G. Richardson | Mgmt | For | For | For | ||
| 8 | Elect Teresa W. Roseborough | Mgmt | For | For | For | ||
| 9 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | ||
| 10 | Elect Christopher J. Swift | Mgmt | For | For | For | ||
| 11 | Elect Greig Woodring | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| U.S. Bancorp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| USB | CUSIP 902973304 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 2 | Elect Dorothy J. Bridges | Mgmt | For | For | For | ||
| 3 | Elect Elizabeth Buse | Mgmt | For | For | For | ||
| 4 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 5 | Elect Andrew Cecere | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Kimberly J. Harris | Mgmt | For | For | For | ||
| 8 | Elect Roland Hernandez | Mgmt | For | For | For | ||
| 9 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
| 10 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
| 11 | Elect Karen S. Lynch | Mgmt | For | For | For | ||
| 12 | Elect Richard P. McKenney | Mgmt | For | For | For | ||
| 13 | Elect Yusuf I. Mehdi | Mgmt | For | For | For | ||
| 14 | Elect David B. O’Maley | Mgmt | For | For | For | ||
| 15 | Elect O’dell M. Owens | Mgmt | For | For | For | ||
| 16 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
| 17 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Voya Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOYA | CUSIP 929089100 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Curtis Arledge | Mgmt | For | Abstain | Against | ||
| 2 | Elect Lynne Biggar | Mgmt | For | For | For | ||
| 3 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
| 4 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 5 | Elect J. Barry Griswell | Mgmt | For | For | For | ||
| 6 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Joseph V. Tripodi | Mgmt | For | For | For | ||
| 9 | Elect David K. Zwiener | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approval of the 2019 Omnibus Employee Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Webster Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBS | CUSIP 947890109 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William L. Atwell | Mgmt | For | For | For | ||
| 2 | Elect John R. Ciulla | Mgmt | For | For | For | ||
| 3 | Elect John J. Crawford | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | ||
| 5 | Elect E. Carol Hayles | Mgmt | For | For | For | ||
| 6 | Elect Laurence C. Morse | Mgmt | For | For | For | ||
| 7 | Elect Karen R. Osar | Mgmt | For | For | For | ||
| 8 | Elect Mark Pettie | Mgmt | For | For | For | ||
| 9 | Elect James C. Smith | Mgmt | For | For | For | ||
| 10 | Elect Lauren C. States | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Wells Fargo & Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WFC | CUSIP 949746101 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John D. Baker II | Mgmt | For | For | For | ||
| 2 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
| 3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth A. Duke | Mgmt | For | For | For | ||
| 5 | Elect Wayne M. Hewett | Mgmt | For | For | For | ||
| 6 | Elect Donald M. James | Mgmt | For | For | For | ||
| 7 | Elect Maria R. Morris | Mgmt | For | For | For | ||
| 8 | Elect Juan A. Pujadas | Mgmt | For | For | For | ||
| 9 | Elect James H. Quigley | Mgmt | For | For | For | ||
| 10 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
| 11 | Elect C. Allen Parker | Mgmt | For | For | For | ||
| 12 | Elect Suzanne M. Vautrinot | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Incentive Compensation Report | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Healthcare Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Abbott Laboratories | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABT | CUSIP 002824100 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
| 1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
| 1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
| 1.4 | Elect Michelle A. Kumbier | Mgmt | For | For | For | ||
| 1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
| 1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
| 1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
| 1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
| 1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
| 1.10 | Elect Daniel J. Starks | Mgmt | For | For | For | ||
| 1.11 | Elect John G. Stratton | Mgmt | For | For | For | ||
| 1.12 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
| 1.13 | Elect Miles D. White | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| AbbVie Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABBV | CUSIP 00287Y109 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William H.L. Burnside | Mgmt | For | For | For | ||
| 1.2 | Elect Brett J. Hart | Mgmt | For | For | For | ||
| 1.3 | Elect Edward J. Rapp | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 6 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Alexion Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALXN | CUSIP 015351109 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Felix J. Baker | Mgmt | For | For | For | ||
| 1.2 | Elect David R. Brennan | Mgmt | For | For | For | ||
| 1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
| 1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
| 1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | ||
| 1.7 | Elect John T. Mollen | Mgmt | For | For | For | ||
| 1.8 | Elect Francois Nader | Mgmt | For | For | For | ||
| 1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | ||
| 1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Allergan plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGN | CUSIP G0177J108 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
| 2 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | ||
| 3 | Elect Christopher W. Bodine | Mgmt | For | For | For | ||
| 4 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
| 5 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
| 6 | Elect Carol Anthony Davidson | Mgmt | For | For | For | ||
| 7 | Elect Thomas C. Freyman | Mgmt | For | For | For | ||
| 8 | Elect Michael E. Greenberg | Mgmt | For | For | For | ||
| 9 | Elect Robert J. Hugin | Mgmt | For | For | For | ||
| 10 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
| 11 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||
| Anthem, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ANTM | CUSIP 036752103 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bahija Jallal | Mgmt | For | For | For | ||
| 2 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | Against | N/A | ||
| Becton, Dickinson and Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BDX | CUSIP 075887109 | 01/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Catherine M. Burzik | Mgmt | For | For | For | ||
| 2 | Elect R. Andrew Eckert | Mgmt | For | For | For | ||
| 3 | Elect Vincent A. Forlenza | Mgmt | For | For | For | ||
| 4 | Elect Claire M. Fraser | Mgmt | For | For | For | ||
| 5 | Elect Jeffrey W. Henderson | Mgmt | For | For | For | ||
| 6 | Elect Christopher Jones | Mgmt | For | For | For | ||
| 7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 8 | Elect David F. Melcher | Mgmt | For | For | For | ||
| 9 | Elect Claire Pomeroy | Mgmt | For | For | For | ||
| 10 | Elect Rebecca W. Rimel | Mgmt | For | For | For | ||
| 11 | Elect Timothy M. Ring | Mgmt | For | For | For | ||
| 12 | Elect Bertram L. Scott | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| Bristol-Myers Squibb Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BMY | CUSIP 110122108 | 04/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Celgene Transaction | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Bristol-Myers Squibb Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BMY | CUSIP 110122108 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter J. Arduini | Mgmt | For | For | For | ||
| 2 | Elect Robert J. Bertolini | Mgmt | For | For | For | ||
| 3 | Elect Giovanni Caforio | Mgmt | For | For | For | ||
| 4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||
| 5 | Elect Michael Grobstein | Mgmt | For | For | For | ||
| 6 | Elect Alan J. Lacy | Mgmt | For | For | For | ||
| 7 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
| 8 | Elect Theodore R. Samuels | Mgmt | For | For | For | ||
| 9 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
| 10 | Elect Gerald Storch | Mgmt | For | For | For | ||
| 11 | Elect Karen H. Vousden | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Centene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNC | CUSIP 15135B101 | 01/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| Centene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNC | CUSIP 15135B101 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Orlando Ayala | Mgmt | For | For | For | ||
| 2 | Elect John R. Roberts | Mgmt | For | For | For | ||
| 3 | Elect Thomas G. Thompson | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Centene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNC | CUSIP 15135B101 | 06/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125523100 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David M. Cordani | Mgmt | For | For | For | ||
| 2 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 3 | Elect Eric J. Foss | Mgmt | For | For | For | ||
| 4 | Elect Elder Granger | Mgmt | For | For | For | ||
| 5 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | ||
| 6 | Elect Roman Martinez IV | Mgmt | For | For | For | ||
| 7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | ||
| 8 | Elect Mark B. McClellan | Mgmt | For | For | For | ||
| 9 | Elect John M. Partridge | Mgmt | For | For | For | ||
| 10 | Elect William L. Roper | Mgmt | For | For | For | ||
| 11 | Elect Eric C. Wiseman | Mgmt | For | For | For | ||
| 12 | Elect Donna F. Zarcone | Mgmt | For | For | For | ||
| 13 | Elect William D. Zollars | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Cyber Risk Report | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Cigna Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CI | CUSIP 125509109 | 08/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Express Scripts Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| CNO Financial Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNO | CUSIP 12621E103 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Gary C. Bhojwani | Mgmt | For | For | For | ||
| 2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Stephen N. David | Mgmt | For | For | For | ||
| 4 | Elect Robert C. Greving | Mgmt | For | For | For | ||
| 5 | Elect Nina Henderson | Mgmt | For | For | For | ||
| 6 | Elect Charles J. Jacklin | Mgmt | For | For | For | ||
| 7 | Elect Daniel R. Maurer | Mgmt | For | For | For | ||
| 8 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
| 9 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
| 10 | Extension Of Share Transfer Restrictions | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| DaVita Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DVA | CUSIP 23918K108 | 06/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | �� | |||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Pamela M. Arway | Mgmt | For | For | For | ||
| 2 | Elect Charles G. Berg | Mgmt | For | For | For | ||
| 3 | Elect Barbara J. Desoer | Mgmt | For | For | For | ||
| 4 | Elect Pascal Desroches | Mgmt | For | For | For | ||
| 5 | Elect Paul J. Diaz | Mgmt | For | For | For | ||
| 6 | Elect Peter T. Grauer | Mgmt | For | For | For | ||
| 7 | Elect John M. Nehra | Mgmt | For | For | For | ||
| 8 | Elect Javier J. Rodriguez | Mgmt | For | For | For | ||
| 9 | Elect William L. Roper | Mgmt | For | For | For | ||
| 10 | Elect Kent J. Thiry | Mgmt | For | For | For | ||
| 11 | Elect Phyllis R. Yale | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Edwards Lifesciences Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EW | CUSIP 28176E108 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael A. Mussallem | Mgmt | For | For | For | ||
| 2 | Elect Kieran T. Gallahue | Mgmt | For | For | For | ||
| 3 | Elect Leslie Stone Heisz | Mgmt | For | For | For | ||
| 4 | Elect William J. Link | Mgmt | For | For | For | ||
| 5 | Elect Steven R. Loranger | Mgmt | For | For | For | ||
| 6 | Elect Martha H. Marsh | Mgmt | For | For | For | ||
| 7 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
| 8 | Elect Nicholas J. Valeriani | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Eli Lilly and Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLY | CUSIP 532457108 | 05/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ralph Alvarez | Mgmt | For | For | For | ||
| 2 | Elect Carolyn R. Bertozzi | Mgmt | For | For | For | ||
| 3 | Elect Juan R. Luciano | Mgmt | For | For | For | ||
| 4 | Elect Kathi P. Seifert | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| HealthEquity, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HQY | CUSIP 42226A107 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert W. Selander | Mgmt | For | For | For | ||
| 1.2 | Elect Jon Kessler | Mgmt | For | For | For | ||
| 1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | ||
| 1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | ||
| 1.5 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
| 1.6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | ||
| 1.7 | Elect Debra McCowan | Mgmt | For | For | For | ||
| 1.8 | Elect Frank T. Medici | Mgmt | For | For | For | ||
| 1.9 | Elect Ian Sacks | Mgmt | For | For | For | ||
| 1.10 | Elect Gayle Wellborn | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Humana Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUM | CUSIP 444859102 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
| 2 | Elect Frank J. Bisignano | Mgmt | For | For | For | ||
| 3 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
| 4 | Elect Frank A. D’Amelio | Mgmt | For | For | For | ||
| 5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | ||
| 6 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
| 7 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
| 8 | Elect William J. McDonald | Mgmt | For | For | For | ||
| 9 | Elect James J. O’Brien | Mgmt | For | For | For | ||
| 10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||
| IQVIA Holdings Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IQV | CUSIP 46266C105 | 04/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Carol J. Burt | Mgmt | For | For | For | ||
| 1.2 | Elect John P. Connaughton | Mgmt | For | For | For | ||
| 1.3 | Elect John G. Danhakl | Mgmt | For | For | For | ||
| 1.4 | Elect James A. Fasano | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gray | Mgmt | For | For | For | ||
| 2 | Elect Kenneth W. O’Keefe | Mgmt | For | For | For | ||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | ||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Lincoln National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNC | CUSIP 534187109 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | ||
| 2 | Elect William H. Cunningham | Mgmt | For | For | For | ||
| 3 | Elect Dennis R. Glass | Mgmt | For | For | For | ||
| 4 | Elect George W. Henderson, III | Mgmt | For | For | For | ||
| 5 | Elect Eric G. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
| 7 | Elect M. Leanne Lachman | Mgmt | For | For | For | ||
| 8 | Elect Michael F. Mee | Mgmt | For | For | For | ||
| 9 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||
| 10 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||
| 11 | Elect Lynn M. Utter | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| MEDNAX, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MD | CUSIP 58502B106 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | ||
| 1.2 | Elect Karey D. Barker | Mgmt | For | For | For | ||
| 1.3 | Elect Waldemar A. Carlo | Mgmt | For | For | For | ||
| 1.4 | Elect Michael B. Fernandez | Mgmt | For | For | For | ||
| 1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | ||
| 1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | ||
| 1.7 | Elect Manuel Kadre | Mgmt | For | For | For | ||
| 1.8 | Elect Roger J. Medel | Mgmt | For | For | For | ||
| 1.9 | Elect Carlos A. Migoya | Mgmt | For | For | For | ||
| 1.10 | Elect Michael A. Rucker | Mgmt | For | For | For | ||
| 1.11 | Elect Enrique J. Sosa | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | ||
| Merck & Co., Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRK | CUSIP 58933Y105 | 05/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 2 | Elect Thomas R. Cech | Mgmt | For | For | For | ||
| 3 | Elect Mary Ellen Coe | Mgmt | For | For | For | ||
| 4 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
| 5 | Elect Kenneth C. Frazier | Mgmt | For | For | For | ||
| 6 | Elect Thomas H. Glocer | Mgmt | For | For | For | ||
| 7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | ||
| 8 | Elect Paul B. Rothman | Mgmt | For | For | For | ||
| 9 | Elect Patricia F. Russo | Mgmt | For | For | For | ||
| 10 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 11 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 12 | Elect Peter C. Wendell | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Approval of the 2019 Stock Incentive Plan | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| Mylan N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MYL | CUSIP N59465109 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Heather Bresch | Mgmt | For | For | For | ||
| 2 | Elect Robert J. Cindrich | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Coury | Mgmt | For | For | For | ||
| 4 | Elect JoEllen Lyons Dillon | Mgmt | For | For | For | ||
| 5 | Elect Neil F. Dimick | Mgmt | For | For | For | ||
| 6 | Elect Melina Higgins | Mgmt | For | For | For | ||
| 7 | Elect Harry A. Korman | Mgmt | For | For | For | ||
| 8 | Elect Rajiv Malik | Mgmt | For | For | For | ||
| 9 | Elect Richard A. Mark | Mgmt | For | For | For | ||
| 10 | Elect Mark W. Parrish | Mgmt | For | For | For | ||
| 11 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | ||
| 12 | Elect Randall L. Vanderveen | Mgmt | For | For | For | ||
| 13 | Elect Sjoerd S. Vollebregt | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Adoption of Dutch Annual Accounts | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Appointment of Auditor for Dutch Annual Accounts | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Clawback Policy (Discussion Item) | ShrHoldr | Against | For | Against | ||
| PRA Health Sciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRAH | CUSIP 69354M108 | 06/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jeffrey T. Barber | Mgmt | For | For | For | ||
| 1.2 | Elect Linda S. Grais | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Premier, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PINC | CUSIP 74051N102 | 12/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barclay E. Berdan | Mgmt | For | For | For | ||
| 1.2 | Elect William E. Mayer | Mgmt | For | For | For | ||
| 1.3 | Elect Scott Reiner | Mgmt | For | For | For | ||
| 1.4 | Elect Terry D. Shaw | Mgmt | For | For | For | ||
| 1.5 | Elect Richard J. Statuto | Mgmt | For | For | For | ||
| 1.6 | Elect Ellen C. Wolf | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Prestige Brands Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PBH | CUSIP 74112D101 | 07/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | ||
| 1.2 | Elect John E. Byom | Mgmt | For | For | For | ||
| 1.3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
| 1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | ||
| 1.5 | Elect James M. Jenness | Mgmt | For | For | For | ||
| 1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | ||
| 1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Regeneron Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REGN | CUSIP 75886F107 | 06/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bonnie L. Bassler | Mgmt | For | For | For | ||
| 2 | Elect Michael S. Brown | Mgmt | For | For | For | ||
| 3 | Elect Leonard S. Schleifer | Mgmt | For | For | For | ||
| 4 | Elect George D. Yancopoulos | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Supernus Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SUPN | CUSIP 868459108 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Carolee Barlow | Mgmt | For | For | For | ||
| 1.2 | Elect Jack A. Khattar | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Teleflex Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TFX | CUSIP 879369106 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John C. Heinmiller | Mgmt | For | For | For | ||
| 2 | Elect Andrew A. Krakauer | Mgmt | For | For | For | ||
| 3 | Elect Richard A. Packer | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Thermo Fisher Scientific Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMO | CUSIP 883556102 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
| 2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
| 3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
| 4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
| 5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
| 8 | Elect James C. Mullen | Mgmt | For | For | For | ||
| 9 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | ||
| 10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
| 11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
| 12 | Elect Dion J. Weisler | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| UnitedHealth Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNH | CUSIP 91324P102 | 06/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Richard T. Burke | Mgmt | For | For | For | ||
| 3 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
| 5 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
| 6 | Elect F. William McNabb, III | Mgmt | For | For | For | ||
| 7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | ||
| 8 | Elect John H. Noseworthy | Mgmt | For | For | For | ||
| 9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
| 10 | Elect David S. Wichmann | Mgmt | For | For | For | ||
| 11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Wellcare Health Plans Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WCG | CUSIP 94946T106 | 06/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| WellCare Health Plans, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WCG | CUSIP 94946T106 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard C. Breon | Mgmt | For | For | For | ||
| 2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | ||
| 3 | Elect Amy Compton-Phillips | Mgmt | For | For | For | ||
| 4 | Elect H. James Dallas | Mgmt | For | For | For | ||
| 5 | Elect Kevin F. Hickey | Mgmt | For | For | For | ||
| 6 | Elect Christian P. Michalik | Mgmt | For | For | For | ||
| 7 | Elect Bobby Jindal | Mgmt | For | For | For | ||
| 8 | Elect William L. Trubeck | Mgmt | For | For | For | ||
| 9 | Elect Kathleen E. Walsh | Mgmt | For | For | For | ||
| 10 | Approval of the 2019 Incentive Compensation Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Zoetis Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ZTS | CUSIP 98978V103 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Juan Ramon Alaix | Mgmt | For | For | For | ||
| 2 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||
| 3 | Elect Frank A. D’Amelio | Mgmt | For | For | For | ||
| 4 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Industrials Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| A.O. Smith Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AOS | CUSIP 831865209 | 04/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William P. Greubel | Mgmt | For | For | For | ||
| 1.2 | Elect Ilham Kadri | Mgmt | For | For | For | ||
| 1.3 | Elect Idelle K. Wolf | Mgmt | For | For | For | ||
| 1.4 | Elect Gene C. Wulf | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Air Lease Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AL | CUSIP 00912X302 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Matthew J. Hart | Mgmt | For | For | For | ||
| 2 | Elect Cheryl Gordon Krongard | Mgmt | For | For | For | ||
| 3 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Milton | Mgmt | For | For | For | ||
| 5 | Elect John L. Plueger | Mgmt | For | For | For | ||
| 6 | Elect Ian M. Saines | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Allison Transmission Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALSN | CUSIP 01973R101 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Judy L. Altmaier | Mgmt | For | For | For | ||
| 2 | Elect Stan A. Askren | Mgmt | For | For | For | ||
| 3 | Elect Lawrence E. Dewey | Mgmt | For | For | For | ||
| 4 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 5 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | ||
| 6 | Elect David S. Graziosi | Mgmt | For | For | For | ||
| 7 | Elect William R. Harker | Mgmt | For | For | For | ||
| 8 | Elect Carolann I. Haznedar | Mgmt | For | For | For | ||
| 9 | Elect Richard P. Lavin | Mgmt | For | For | For | ||
| 10 | Elect Thomas W. Rabaut | Mgmt | For | For | For | ||
| 11 | Elect Richard V. Reynolds | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Altra Industrial Motion Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIMC | CUSIP 02208R106 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | ||
| 1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | ||
| 1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | ||
| 1.4 | Elect Margot L. Hoffman | Mgmt | For | For | For | ||
| 1.5 | Elect Michael S. Lipscomb | Mgmt | For | For | For | ||
| 1.6 | Elect Larry McPherson | Mgmt | For | For | For | ||
| 1.7 | Elect Patrick K. Murphy | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas W. Swidarski | Mgmt | For | For | For | ||
| 1.9 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Armstrong World Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AWI | CUSIP 04247X102 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Stan A. Askren | Mgmt | For | For | For | ||
| 1.2 | Elect Victor D. Grizzle | Mgmt | For | For | For | ||
| 1.3 | Elect Tao Huang | Mgmt | For | For | For | ||
| 1.4 | Elect Larry S. McWilliams | Mgmt | For | For | For | ||
| 1.5 | Elect James C. Melville | Mgmt | For | For | For | ||
| 1.6 | Elect John J. Roberts | Mgmt | For | For | For | ||
| 1.7 | Elect Gregory P. Spivy | Mgmt | For | For | For | ||
| 1.8 | Elect Roy W. Templin | Mgmt | For | For | For | ||
| 1.9 | Elect Cherryl T. Thomas | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Cabot Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBT | CUSIP 127055101 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael M. Morrow | Mgmt | For | For | For | ||
| 2 | Elect Sue H. Rataj | Mgmt | For | For | For | ||
| 3 | Elect Frank A. Wilson | Mgmt | For | For | For | ||
| 4 | Elect Matthias L. Wolfgruber | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Canadian Pacific Railway Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CP | CUSIP 13645T100 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Appointment of Auditor | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3.1 | Elect John Baird | Mgmt | For | For | For | ||
| 3.2 | Elect Isabelle Courville | Mgmt | For | For | For | ||
| 3.3 | Elect Keith E. Creel | Mgmt | For | For | For | ||
| 3.4 | Elect Gillian H. Denham | Mgmt | For | For | For | ||
| 3.5 | Elect Rebecca MacDonald | Mgmt | For | For | For | ||
| 3.6 | Elect Edward L. Monser | Mgmt | For | For | For | ||
| 3.7 | Elect Matthew H. Paull | Mgmt | For | For | For | ||
| 3.8 | Elect Jane L. Peverett | Mgmt | For | For | For | ||
| 3.9 | Elect Gordon T. Trafton II | Mgmt | For | For | For | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect James M. Foote | Mgmt | For | For | For | ||
| 4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 5 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
| 6 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 7 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 8 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 10 | Elect John J. Zillmer | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2019 Stock and Incentive Plan | Mgmt | For | For | For | ||
| Cummins Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CMI | CUSIP 231021106 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
| 2 | Elect Richard J. Freeland | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
| 4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
| 5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | ||
| 6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
| 7 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
| 8 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 10 | Elect William I. Miller | Mgmt | For | For | For | ||
| 11 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
| 12 | Elect Karen H. Quintos | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | Against | Against | ||
| 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Eagle Materials Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXP | CUSIP 26969P108 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. William Barnett | Mgmt | For | For | For | ||
| 2 | Elect Richard Beckwitt | Mgmt | For | For | For | ||
| 3 | Elect Ed H. Bowman | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eaton Corporation plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ETN | CUSIP G29183103 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Craig Arnold | Mgmt | For | For | For | ||
| 2 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | ||
| 3 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
| 4 | Elect Michael J. Critelli | Mgmt | For | For | For | ||
| 5 | Elect Richard H. Fearon | Mgmt | For | Against | Against | ||
| 6 | Elect Arthur E. Johnson | Mgmt | For | For | For | ||
| 7 | Elect Olivier Leonetti | Mgmt | For | For | For | ||
| 8 | Elect Deborah L. McCoy | Mgmt | For | For | For | ||
| 9 | Elect Gregory R. Page | Mgmt | For | For | For | ||
| 10 | Elect Sandra Pianalto | Mgmt | For | For | For | ||
| 11 | Elect Gerald B. Smith | Mgmt | For | For | For | ||
| 12 | Elect Dorothy C. Thompson | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Overseas Market Shares | Mgmt | For | For | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
| 4 | Elect James C. Day | Mgmt | For | For | For | ||
| 5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
| 6 | Elect Julie J. Robertson | Mgmt | For | For | For | ||
| 7 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 8 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| FedEx Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FDX | CUSIP 31428X106 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John A. Edwardson | Mgmt | For | For | For | ||
| 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | ||
| 3 | Elect Susan Patricia Griffith | Mgmt | For | For | For | ||
| 4 | Elect John Chris Inglis | Mgmt | For | For | For | ||
| 5 | Elect Kimberly A. Jabal | Mgmt | For | For | For | ||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
| 7 | Elect R. Brad Martin | Mgmt | For | For | For | ||
| 8 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | ||
| 9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 10 | Elect Frederick W. Smith | Mgmt | For | For | For | ||
| 11 | Elect David P. Steiner | Mgmt | For | For | For | ||
| 12 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | ||
| Fortune Brands Home & Security, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FBHS | CUSIP 34964C106 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Irial Finan | Mgmt | For | For | For | ||
| 2 | Elect Susan Kilsby | Mgmt | For | For | For | ||
| 3 | Elect Christopher J. Klein | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Forward Air Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FWRD | CUSIP 349853101 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 1.2 | Elect Ana B. Amicarella | Mgmt | For | For | For | ||
| 1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | For | ||
| 1.4 | Elect C. Robert Campbell | Mgmt | For | For | For | ||
| 1.5 | Elect R. Craig Carlock | Mgmt | For | For | For | ||
| 1.6 | Elect C. John Langley, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect G. Michael Lynch | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas Schmitt | Mgmt | For | For | For | ||
| 1.9 | Elect W. Gilbert West | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Huntsman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUN | CUSIP 447011107 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter R. Huntsman | Mgmt | For | For | For | ||
| 2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 3 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 4 | Elect M. Anthony Burns | Mgmt | For | For | For | ||
| 5 | Elect Daniele Ferrari | Mgmt | For | For | For | ||
| 6 | Elect Robert J. Margetts | Mgmt | For | For | For | ||
| 7 | Elect Wayne A. Reaud | Mgmt | For | For | For | ||
| 8 | Elect Jan E. Tighe | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| Ingersoll-Rand Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IR | CUSIP G47791101 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kirk E. Arnold | Mgmt | For | For | For | ||
| 2 | Elect Ann C. Berzin | Mgmt | For | For | For | ||
| 3 | Elect John Bruton | Mgmt | For | For | For | ||
| 4 | Elect Jared L. Cohon | Mgmt | For | For | For | ||
| 5 | Elect Gary D. Forsee | Mgmt | For | For | For | ||
| 6 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 7 | Elect Michael W. Lamach | Mgmt | For | For | For | ||
| 8 | Elect Myles P. Lee | Mgmt | For | For | For | ||
| 9 | Elect Karen B. Peetz | Mgmt | For | For | For | ||
| 10 | Elect John P. Surma | Mgmt | For | For | For | ||
| 11 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 12 | Elect Tony L. White | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
| Kansas City Southern | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KSU | CUSIP 485170302 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lydia I. Beebe | Mgmt | For | For | For | ||
| 2 | Elect Lu M. Cordova | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Druten | Mgmt | For | For | For | ||
| 4 | Elect Antonio O. Garza, Jr. | Mgmt | For | For | For | ||
| 5 | Elect David Francisco Garza-Santos | Mgmt | For | For | For | ||
| 6 | Elect Mitchell J. Krebs | Mgmt | For | For | For | ||
| 7 | Elect Henry J Maier | Mgmt | For | For | For | ||
| 8 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
| 9 | Elect Patrick J. Ottensmeyer | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| Lockheed Martin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LMT | CUSIP 539830109 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
| 2 | Elect David B. Burritt | Mgmt | For | For | For | ||
| 3 | Elect Bruce A. Carlson | Mgmt | For | Against | Against | ||
| 4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 6 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
| 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 8 | Elect Vicki A. Hollub | Mgmt | For | For | For | ||
| 9 | Elect Jeh C. Johnson | Mgmt | For | For | For | ||
| 10 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marie A. Ffolkes | Mgmt | For | For | For | ||
| 2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
| 3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
| 4 | Elect Reginald M. Turner | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Northrop Grumman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOC | CUSIP 666807102 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
| 2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
| 3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
| 4 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
| 5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
| 6 | Elect William H. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
| 8 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 9 | Elect Gary Roughead | Mgmt | For | For | For | ||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 11 | Elect James S. Turley | Mgmt | For | For | For | ||
| 12 | Elect Kathy J Warden | Mgmt | For | For | For | ||
| 13 | Elect Mark A. Welsh III | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Human Rights Policy Implementation Report | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| PGT Innovations, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PGTI | CUSIP 69336V101 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alexander R. Castaldi | Mgmt | For | For | For | ||
| 2 | Elect William J. Morgan | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Approval of the 2019 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Approval of the 2019 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | ||
| 3 | Elect Phillip A. Gobe | Mgmt | For | For | For | ||
| 4 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 5 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 6 | Elect Royce W. Mitchell | Mgmt | For | For | For | ||
| 7 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
| 9 | Elect Mona K. Sutphen | Mgmt | For | For | For | ||
| 10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 12 | Elect Michael D. Wortley | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Raytheon Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RTN | CUSIP 755111507 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | ||
| 2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
| 3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
| 5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
| 6 | Elect Letitia A. Long | Mgmt | For | For | For | ||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
| 9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | ||
| 10 | Elect William R. Spivey | Mgmt | For | For | For | ||
| 11 | Elect Marta R. Stewart | Mgmt | For | For | For | ||
| 12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | ||
| 13 | Elect Robert O. Work | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259206 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Neil A.P. Carson | Mgmt | For | For | For | ||
| 4 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 5 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 14 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Amendments to Articles | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 4 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 5 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
| 6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 7 | Elect Jane H. Lute | Mgmt | For | For | For | ||
| 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| United Parcel Service, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UPS | CUSIP 911312106 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David P. Abney | Mgmt | For | For | For | ||
| 2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
| 3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
| 4 | Elect William R. Johnson | Mgmt | For | For | For | ||
| 5 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
| 6 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
| 7 | Elect Franck J. Moison | Mgmt | For | For | For | ||
| 8 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Christiana Smith Shi | Mgmt | For | For | For | ||
| 10 | Elect John T. Stankey | Mgmt | For | For | For | ||
| 11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
| 12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | ||
| United Rentals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| URI | CUSIP 911363109 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||
| 2 | Elect Marc A. Bruno | Mgmt | For | For | For | ||
| 3 | Elect Matthew J. Flannery | Mgmt | For | For | For | ||
| 4 | Elect Bobby J. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Kim Harris Jones | Mgmt | For | For | For | ||
| 6 | Elect Terri L. Kelly | Mgmt | For | For | For | ||
| 7 | Elect Michael J. Kneeland | Mgmt | For | For | For | ||
| 8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
| 9 | Elect Jason D. Papastavrou | Mgmt | For | For | For | ||
| 10 | Elect Filippo Passerini | Mgmt | For | For | For | ||
| 11 | Elect Donald C. Roof | Mgmt | For | For | For | ||
| 12 | Elect Shiv Singh | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of the 2019 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| WildHorse Resource Development Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WRD | CUSIP 96812T102 | 01/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Information Technology Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Adobe Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADBE | CUSIP 00724F101 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
| 2 | Elect Frank A. Calderoni | Mgmt | For | Against | Against | ||
| 3 | Elect James E. Daley | Mgmt | For | For | For | ||
| 4 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
| 5 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
| 6 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
| 7 | Elect Kathleen Oberg | Mgmt | For | For | For | ||
| 8 | Elect Dheeraj Pandey | Mgmt | For | For | For | ||
| 9 | Elect David A. Ricks | Mgmt | For | Against | Against | ||
| 10 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
| 11 | Elect John E. Warnock | Mgmt | For | For | For | ||
| 12 | 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| Alliance Data Systems Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ADS | CUSIP 018581108 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bruce K. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Roger H. Ballou | Mgmt | For | For | For | ||
| 3 | Elect Kelly J. Barlow | Mgmt | For | For | For | ||
| 4 | Elect Edward J. Heffernan | Mgmt | For | For | For | ||
| 5 | Elect Kenneth R. Jensen | Mgmt | For | For | For | ||
| 6 | Elect Robert A. Minicucci | Mgmt | For | For | For | ||
| 7 | Elect Timothy J. Theriault | Mgmt | For | For | For | ||
| 8 | Elect Laurie A. Tucker | Mgmt | For | For | For | ||
| 9 | Elect Sharen J. Turney | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Amazon.com, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMZN | CUSIP 023135106 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
| 2 | Elect Rosalind G. Brewer | Mgmt | For | For | For | ||
| 3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
| 4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | ||
| 5 | Elect Judith A. McGrath | Mgmt | For | For | For | ||
| 6 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
| 7 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | ||
| 8 | Elect Thomas O. Ryder | Mgmt | For | Against | Against | ||
| 9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
| 10 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Report on Food Waste | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 19 | Shareholder Proposal Regarding Preparation of Sexual Harassment Report | ShrHoldr | Against | For | Against | ||
| 20 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 23 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity | ShrHoldr | Against | Against | For | ||
| 24 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
| Apple Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAPL | CUSIP 037833100 | 03/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bell | Mgmt | For | For | For | ||
| 2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
| 3 | Elect Albert A. Gore | Mgmt | For | For | For | ||
| 4 | Elect Robert A. Iger | Mgmt | For | For | For | ||
| 5 | Elect Andrea Jung | Mgmt | For | For | For | ||
| 6 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
| 7 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
| Applied Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AMAT | CUSIP 038222105 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Judy Bruner | Mgmt | For | For | For | ||
| 2 | Elect Eric Chen | Mgmt | For | For | For | ||
| 3 | Elect Aart J. de Geus | Mgmt | For | For | For | ||
| 4 | Elect Gary E. Dickerson | Mgmt | For | For | For | ||
| 5 | Elect Stephen R. Forrest | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | ||
| 7 | Elect Alexander A. Karsner | Mgmt | For | For | For | ||
| 8 | Elect Adrianna C. Ma | Mgmt | For | For | For | ||
| 9 | Elect Scott A. McGregor | Mgmt | For | For | For | ||
| 10 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Arrow Electronics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARW | CUSIP 042735100 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barry W. Perry | Mgmt | For | For | For | ||
| 1.2 | Elect Philip K. Asherman | Mgmt | For | For | For | ||
| 1.3 | Elect Steven H. Gunby | Mgmt | For | For | For | ||
| 1.4 | Elect Gail E. Hamilton | Mgmt | For | For | For | ||
| 1.5 | Elect Richard S. Hill | Mgmt | For | For | For | ||
| 1.6 | Elect M. Frances Keeth | Mgmt | For | For | For | ||
| 1.7 | Elect Andrew Kerin | Mgmt | For | For | For | ||
| 1.8 | Elect Laurel J. Krzeminksi | Mgmt | For | For | For | ||
| 1.9 | Elect Michael J. Long | Mgmt | For | For | For | ||
| 1.10 | Elect Stephen C. Patrick | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| AT&T, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T | CUSIP 00206R102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
| 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
| 6 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 7 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 9 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
| 10 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Laura D. Tyson | Mgmt | For | For | For | ||
| 12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Booz Allen Hamilton Holding Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAH | CUSIP 099502106 | 07/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Horacio D. Rozanski | Mgmt | For | For | For | ||
| 2 | Elect Ian Fujiyama | Mgmt | For | For | For | ||
| 3 | Elect Mark E. Gaumond | Mgmt | For | For | For | ||
| 4 | Elect Gretchen W. McClain | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CDK Global, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CDK | CUSIP 12508E101 | 11/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
| 1.2 | Elect Willie A. Deese | Mgmt | For | For | For | ||
| 1.3 | Elect Amy J. Hillman | Mgmt | For | For | For | ||
| 1.4 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
| 1.5 | Elect Eileen J. Martinson | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen A. Miles | Mgmt | For | For | For | ||
| 1.7 | Elect Robert E. Radway | Mgmt | For | For | For | ||
| 1.8 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | ||
| 1.9 | Elect Frank S. Sowinski | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cognizant Technology Solutions Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTSH | CUSIP 192446102 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
| 2 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | ||
| 3 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | ||
| 4 | Elect John M. Dineen | Mgmt | For | For | For | ||
| 5 | Elect Francisco D’Souza | Mgmt | For | For | For | ||
| 6 | Elect John N. Fox, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Brian Humphries | Mgmt | For | For | For | ||
| 8 | Elect John E. Klein | Mgmt | For | For | For | ||
| 9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | ||
| 11 | Elect Joseph M. Velli | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | ||
| Diodes Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIOD | CUSIP 254543101 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect C.H. Chen | Mgmt | For | For | For | ||
| 1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | ||
| 1.3 | Elect LU Keh-Shew | Mgmt | For | For | For | ||
| 1.4 | Elect Peter M. Menard | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond K.Y. Soong | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Christina Wen-Chi Sung | Mgmt | For | For | For | ||
| 1.7 | Elect Michael K.C. Tsai | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| DXC Technology Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DXC | CUSIP 23355L106 | 08/15/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mukesh Aghi | Mgmt | For | For | For | ||
| 2 | Elect Amy E. Alving | Mgmt | For | For | For | ||
| 3 | Elect David L. Herzog | Mgmt | For | For | For | ||
| 4 | Elect Sachin S. Lawande | Mgmt | For | For | For | ||
| 5 | Elect J. Michael Lawrie | Mgmt | For | For | For | ||
| 6 | Elect Mary Louise Krakauer | Mgmt | For | For | For | ||
| 7 | Elect Julio A. Portalatin | Mgmt | For | For | For | ||
| 8 | Elect Peter Rutland | Mgmt | For | For | For | ||
| 9 | Elect Manoj P. Singh | Mgmt | For | For | For | ||
| 10 | Elect Robert F. Woods | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Electro Scientific Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESIO | CUSIP 285229100 | 08/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | ||
| 1.2 | Elect Michael D. Burger | Mgmt | For | For | For | ||
| 1.3 | Elect Lynne J. Camp | Mgmt | For | For | For | ||
| 1.4 | Elect Laurence E. Cramer | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond A. Link | Mgmt | For | For | For | ||
| 1.6 | Elect Richard H. Wills | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Euronet Worldwide, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EEFT | CUSIP 298736109 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Brown | Mgmt | For | For | For | ||
| 1.2 | Elect Andrew B. Schmitt | Mgmt | For | For | For | ||
| 1.3 | Elect M. Jeannine Strandjord | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Globant S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GLOB | CUSIP L44385109 | 05/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Results for Fiscal Year 2018 | Mgmt | For | For | For | ||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 5 | Approval of Restricted Share Unit Grant | Mgmt | For | For | For | ||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||
| 7 | Approval of Share Based Compensation | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor for the Annual Accounts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||
| 10 | Elect Mario Eduardo Vazquez to the Board of Directors | Mgmt | For | For | For | ||
| 11 | Elect Francisco Alvarez-Demalde to the Board of Directors | Mgmt | For | For | For | ||
| 12 | Elect Marcos Galperin to the Board of Directors | Mgmt | For | For | For | ||
| 13 | Elect Richard Haythornthwaite to the Board of Directors | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Amendments to Articles | Mgmt | For | For | For | ||
| Intel Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INTC | CUSIP 458140100 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Aneel Bhusri | Mgmt | For | For | For | ||
| 2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
| 3 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
| 4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
| 5 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||
| 6 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | ||
| 7 | Elect Gregory D. Smith | Mgmt | For | For | For | ||
| 8 | Elect Robert H. Swan | Mgmt | For | For | For | ||
| 9 | Elect Andrew Wilson | Mgmt | For | For | For | ||
| 10 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Advisory Vote on Political Contributions | ShrHoldr | Against | Against | For | ||
| International Business Machines Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBM | CUSIP 459200101 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael L. Eskew | Mgmt | For | Against | Against | ||
| 2 | Elect David N. Farr | Mgmt | For | For | For | ||
| 3 | Elect Alex Gorsky | Mgmt | For | For | For | ||
| 4 | Elect Michelle Howard | Mgmt | For | For | For | ||
| 5 | Elect Shirley Ann Jackson | Mgmt | For | Against | Against | ||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | ||
| 7 | Elect Martha E. Pollack | Mgmt | For | For | For | ||
| 8 | Elect Virginia M. Rometty | Mgmt | For | For | For | ||
| 9 | Elect Joseph R. Swedish | Mgmt | For | For | For | ||
| 10 | Elect Sidney Taurel | Mgmt | For | For | For | ||
| 11 | Elect Peter R. Voser | Mgmt | For | For | For | ||
| 12 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Re-approve the Long-Term Incentive Performance Terms | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| KEMET Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KEM | CUSIP 488360207 | 07/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wilfried Backes | Mgmt | For | For | For | ||
| 2 | Elect Gurminder S. Bedi | Mgmt | For | For | For | ||
| 3 | Elect Per-Olof Loof | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Lam Research Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LRCX | CUSIP 512807108 | 11/06/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | ||
| 1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | ||
| 1.3 | Elect Michael R. Cannon | Mgmt | For | For | For | ||
| 1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | ||
| 1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | ||
| 1.6 | Elect Catherine P. Lego | Mgmt | For | For | For | ||
| 1.7 | Elect Stephen Newberry | Mgmt | For | For | For | ||
| 1.8 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
| 1.9 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 7 | Elect Choon Phong Goh | Mgmt | For | For | For | ||
| 8 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
| 10 | Elect Youngme E. Moon | Mgmt | For | For | For | ||
| 11 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 12 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 13 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | ||
| 14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 15 | Elect Lance Uggla | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| Methode Electronics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEI | CUSIP 591520200 | 09/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Walter J. Aspatore | Mgmt | For | For | For | ||
| 2 | Elect Brian J. Cadwallader | Mgmt | For | For | For | ||
| 3 | Elect Darren M. Dawson | Mgmt | For | For | For | ||
| 4 | Elect Donald W. Duda | Mgmt | For | For | For | ||
| 5 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | ||
| 6 | Elect Isabelle C. Goossen | Mgmt | For | For | For | ||
| 7 | Elect Christopher J. Hornung | Mgmt | For | For | For | ||
| 8 | Elect Paul G. Shelton | Mgmt | For | For | For | ||
| 9 | Elect Lawrence B. Skatoff | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Micron Technology, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MU | CUSIP 595112103 | 01/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert L. Bailey | Mgmt | For | For | For | ||
| 2 | Elect Richard M. Beyer | Mgmt | For | For | For | ||
| 3 | Elect Patrick J. Byrne | Mgmt | For | For | For | ||
| 4 | Elect Steven J. Gomo | Mgmt | For | For | For | ||
| 5 | Elect Mary Pat McCarthy | Mgmt | For | For | For | ||
| 6 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||
| 7 | Elect Robert E. Switz | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| MKS Instruments, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MKSI | CUSIP 55306N104 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jacqueline F. Moloney | Mgmt | For | For | For | ||
| 1.2 | Elect Michelle M. Warner | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| MSCI Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MSCI | CUSIP 55354G100 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Henry A. Fernandez | Mgmt | For | For | For | ||
| 2 | Elect Robert G. Ashe | Mgmt | For | For | For | ||
| 3 | Elect Benjamin F. duPont | Mgmt | For | For | For | ||
| 4 | Elect Wayne Edmunds | Mgmt | For | For | For | ||
| 5 | Elect Alice W. Handy | Mgmt | For | For | For | ||
| 6 | Elect Catherine R. Kinney | Mgmt | For | For | For | ||
| 7 | Elect Jacques P. Perold | Mgmt | For | For | For | ||
| 8 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 9 | Elect George W. Siguler | Mgmt | For | For | For | ||
| 10 | Elect Marcus L. Smith | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Northrop Grumman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOC | CUSIP 666807102 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
| 2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
| 3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
| 4 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
| 5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
| 6 | Elect William H. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
| 8 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 9 | Elect Gary Roughead | Mgmt | For | For | For | ||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 11 | Elect James S. Turley | Mgmt | For | For | For | ||
| 12 | Elect Kathy J Warden | Mgmt | For | For | For | ||
| 13 | Elect Mark A. Welsh III | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Human Rights Policy Implementation Report | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| NXP Semiconductors N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXPI | CUSIP N6596X109 | 06/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 3 | Elect Richard L. Clemmer | Mgmt | For | For | For | ||
| 4 | Elect Peter L. Bonfield | Mgmt | For | For | For | ||
| 5 | Elect Kenneth A. Goldman | Mgmt | For | Against | Against | ||
| 6 | Elect Josef Kaeser | Mgmt | For | Against | Against | ||
| 7 | Elect Lena Olving | Mgmt | For | For | For | ||
| 8 | Elect Peter Smitham | Mgmt | For | For | For | ||
| 9 | Elect Julie Southern | Mgmt | For | For | For | ||
| 10 | Elect Jasmin Staiblin | Mgmt | For | For | For | ||
| 11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
| 12 | Elect Karl-Henrik Sundstrom | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | 2019 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Cancel Repurchased Shares | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| Perficient, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRFT | CUSIP 71375U101 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | ||
| 2 | Elect Ralph C. Derrickson | Mgmt | For | Against | Against | ||
| 3 | Elect James R. Kackley | Mgmt | For | For | For | ||
| 4 | Elect David S. Lundeen | Mgmt | For | For | For | ||
| 5 | Elect Brian L. Matthews | Mgmt | For | For | For | ||
| 6 | Elect Gary M. Wimberly | Mgmt | For | For | For | ||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| Scansource, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SCSC | CUSIP 806037107 | 11/29/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven R. Fischer | Mgmt | For | For | For | ||
| 1.2 | Elect Michael L. Baur | Mgmt | For | For | For | ||
| 1.3 | Elect Peter C. Browning | Mgmt | For | For | For | ||
| 1.4 | Elect Michael J. Grainger | Mgmt | For | For | For | ||
| 1.5 | Elect John P. Reilly | Mgmt | For | For | For | ||
| 1.6 | Elect Elizabeth O. Temple | Mgmt | For | For | For | ||
| 1.7 | Elect Charles R. Whitchurch | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 9 | Elect Kimberly S. Stevenson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
| Synnex Corp | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNX | CUSIP 87162W100 | 03/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kevin M. Murai | Mgmt | For | For | For | ||
| 1.2 | Elect Dwight A. Steffensen | Mgmt | For | For | For | ||
| 1.3 | Elect Dennis Polk | Mgmt | For | For | For | ||
| 1.4 | Elect Fred A. Breidenbach | Mgmt | For | For | For | ||
| 1.5 | Elect LEE Hau Leung | Mgmt | For | For | For | ||
| 1.6 | Elect MIAU Feng-Chiang | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | ||
| 1.8 | Elect Ann Vezina | Mgmt | For | For | For | ||
| 1.9 | Elect Thomas Wurster | Mgmt | For | For | For | ||
| 1.10 | Elect Duane E. Zitzner | Mgmt | For | For | For | ||
| 1.11 | Elect Andrea M. Zulberti | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| T-Mobile US, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMUS | CUSIP 872590104 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
| 1.2 | Elect Srini Gopalan | Mgmt | For | For | For | ||
| 1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
| 1.4 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
| 1.5 | Elect Christian P. Illek | Mgmt | For | For | For | ||
| 1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | ||
| 1.7 | Elect Raphael Kubler | Mgmt | For | For | For | ||
| 1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
| 1.9 | Elect John J. Legere | Mgmt | For | For | For | ||
| 1.10 | Elect G. Michael Sievert | Mgmt | For | For | For | ||
| 1.11 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
| 1.12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
| TE Connectivity Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEL | CUSIP H84989104 | 03/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | ||
| 2 | Elect Terrence R. Curtin | Mgmt | For | For | For | ||
| 3 | Elect Carol A. Davidson | Mgmt | For | For | For | ||
| 4 | Elect William A. Jeffrey | Mgmt | For | For | For | ||
| 5 | Elect David M. Kerko | Mgmt | For | For | For | ||
| 6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
| 7 | Elect Yong Nam | Mgmt | For | For | For | ||
| 8 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
| 9 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
| 10 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
| 11 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
| 12 | Elect Laura H. Wright | Mgmt | For | For | For | ||
| 13 | Elect Thomas J. Lynch as Chair | Mgmt | For | For | For | ||
| 14 | Elect Daniel J. Phelan | Mgmt | For | For | For | ||
| 15 | Elect Paula A. Sneed | Mgmt | For | For | For | ||
| 16 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | ||
| 17 | Elect Mark C. Trudeau | Mgmt | For | For | For | ||
| 18 | Appointment of the Independent Proxy | Mgmt | For | For | For | ||
| 19 | Approval of Annual Report | Mgmt | For | For | For | ||
| 20 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||
| 21 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||
| 22 | Release of Board of Directors and Executive Officers | Mgmt | For | For | For | ||
| 23 | Appointment of Auditor | Mgmt | For | For | For | ||
| 24 | Deloitte AG, Zurich | Mgmt | For | For | For | ||
| 25 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||
| 26 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 27 | Executive Compensation | Mgmt | For | For | For | ||
| 28 | Board Compensation | Mgmt | For | For | For | ||
| 29 | Appropriation of Earnings | Mgmt | For | For | For | ||
| 30 | Declaration of Dividend | Mgmt | For | For | For | ||
| 31 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 32 | Reduction of Share Capital | Mgmt | For | For | For | ||
| 33 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Total System Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSS | CUSIP 891906109 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | ||
| 2 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||
| 3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Sidney E. Harris | Mgmt | For | For | For | ||
| 5 | Elect Joia M. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Connie D. McDaniel | Mgmt | For | For | For | ||
| 7 | Elect Richard A. Smith | Mgmt | For | For | For | ||
| 8 | Elect John T. Turner | Mgmt | For | For | For | ||
| 9 | Elect M. Troy Woods | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
| Visa Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| V | CUSIP 92826C839 | 01/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 2 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
| 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | ||
| 4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
| 5 | Elect John F. Lundgren | Mgmt | For | For | For | ||
| 6 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
| 7 | Elect Denise M. Morrison | Mgmt | For | For | For | ||
| 8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 9 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
| 10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Long/Short Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Arthur J. Gallagher & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AJG | CUSIP 363576109 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
| 2 | Elect William L. Bax | Mgmt | For | For | For | ||
| 3 | Elect D. John Coldman | Mgmt | For | For | For | ||
| 4 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
| 5 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
| 6 | Elect David S. Johnson | Mgmt | For | For | For | ||
| 7 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
| 8 | Elect Ralph J. Nicoletti | Mgmt | For | For | For | ||
| 9 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Bank of America Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAC | CUSIP 060505104 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sharon L. Allen | Mgmt | For | For | For | ||
| 2 | Elect Susan S. Bies | Mgmt | For | For | For | ||
| 3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | ||
| 5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | ||
| 6 | Elect Arnold W. Donald | Mgmt | For | For | For | ||
| 7 | Elect Linda P. Hudson | Mgmt | For | For | For | ||
| 8 | Elect Monica C. Lozano | Mgmt | For | For | For | ||
| 9 | Elect Thomas J. May | Mgmt | For | For | For | ||
| 10 | Elect Brian T. Moynihan | Mgmt | For | For | For | ||
| 11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 12 | Elect Clayton S. Rose | Mgmt | For | For | For | ||
| 13 | Elect Michael D. White | Mgmt | For | For | For | ||
| 14 | Elect Thomas D. Woods | Mgmt | For | For | For | ||
| 15 | Elect R. David Yost | Mgmt | For | For | For | ||
| 16 | Elect Maria T. Zuber | Mgmt | For | For | For | ||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 18 | Ratification of Auditor | Mgmt | For | For | For | ||
| 19 | Amendment to the Key Employee Equity Plan | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | ||
| Cabot Oil & Gas Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COG | CUSIP 127097103 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 1.2 | Elect Rhys J. Best | Mgmt | For | For | For | ||
| 1.3 | Elect Robert S. Boswell | Mgmt | For | For | For | ||
| 1.4 | Elect Amanda M. Brock | Mgmt | For | For | For | ||
| 1.5 | Elect Peter B. Delaney | Mgmt | For | For | For | ||
| 1.6 | Elect Dan O. Dinges | Mgmt | For | For | For | ||
| 1.7 | Elect Robert Kelley | Mgmt | For | For | For | ||
| 1.8 | Elect W. Matt Ralls | Mgmt | For | For | For | ||
| 1.9 | Elect Marcus A. Watts | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CSX Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CSX | CUSIP 126408103 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
| 2 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
| 3 | Elect James M. Foote | Mgmt | For | For | For | ||
| 4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
| 5 | Elect Paul C. Hilal | Mgmt | For | For | For | ||
| 6 | Elect John D. McPherson | Mgmt | For | For | For | ||
| 7 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 8 | Elect Linda H. Riefler | Mgmt | For | For | For | ||
| 9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 10 | Elect John J. Zillmer | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | 2019 Stock and Incentive Plan | Mgmt | For | For | For | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Discovery, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DISCA | CUSIP 25470F104 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul A. Gould | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Kenneth W. Lowe | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Daniel E. Sanchez | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | Against | For | ||
| 4 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | ||
| Dollar General Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DG | CUSIP 256677105 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warren F. Bryant | Mgmt | For | For | For | ||
| 2 | Elect Michael M. Calbert | Mgmt | For | For | For | ||
| 3 | Elect Sandra B. Cochran | Mgmt | For | Against | Against | ||
| 4 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | ||
| 5 | Elect Timothy I. McGuire | Mgmt | For | For | For | ||
| 6 | Elect William C. Rhodes, III | Mgmt | For | For | For | ||
| 7 | Elect Ralph E. Santana | Mgmt | For | For | For | ||
| 8 | Elect Todd J. Vasos | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Dollar Tree, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DLTR | CUSIP 256746108 | 06/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Arnold S. Barron | Mgmt | For | For | For | ||
| 2 | Elect Gregory M. Bridgeford | Mgmt | For | For | For | ||
| 3 | Elect Thomas W. Dickson | Mgmt | For | For | For | ||
| 4 | Elect Conrad M. Hall | Mgmt | For | For | For | ||
| 5 | Elect Lemuel E. Lewis | Mgmt | For | For | For | ||
| 6 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | ||
| 7 | Elect Gary M. Philbin | Mgmt | For | For | For | ||
| 8 | Elect Bob Sasser | Mgmt | For | For | For | ||
| 9 | Elect Thomas A. Saunders III | Mgmt | For | For | For | ||
| 10 | Elect Stephanie P. Stahl | Mgmt | For | For | For | ||
| 11 | Elect Carrie A. Wheeler | Mgmt | For | For | For | ||
| 12 | Elect Thomas E. Whiddon | Mgmt | For | For | For | ||
| 13 | Elect Carl P. Zeithaml | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eagle Materials Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXP | CUSIP 26969P108 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. William Barnett | Mgmt | For | For | For | ||
| 2 | Elect Richard Beckwitt | Mgmt | For | For | For | ||
| 3 | Elect Ed H. Bowman | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Euronet Worldwide, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EEFT | CUSIP 298736109 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael J. Brown | Mgmt | For | For | For | ||
| 1.2 | Elect Andrew B. Schmitt | Mgmt | For | For | For | ||
| 1.3 | Elect M. Jeannine Strandjord | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| FedEx Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FDX | CUSIP 31428X106 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John A. Edwardson | Mgmt | For | For | For | ||
| 2 | Elect Marvin R. Ellison | Mgmt | For | For | For | ||
| 3 | Elect Susan Patricia Griffith | Mgmt | For | For | For | ||
| 4 | Elect John Chris Inglis | Mgmt | For | For | For | ||
| 5 | Elect Kimberly A. Jabal | Mgmt | For | For | For | ||
| 6 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
| 7 | Elect R. Brad Martin | Mgmt | For | For | For | ||
| 8 | Elect Joshua Cooper Ramo | Mgmt | For | For | For | ||
| 9 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
| 10 | Elect Frederick W. Smith | Mgmt | For | For | For | ||
| 11 | Elect David P. Steiner | Mgmt | For | For | For | ||
| 12 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments | ShrHoldr | Against | Against | For | ||
| Jazz Pharmaceuticals Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JAZZ | CUSIP G50871105 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter Gray | Mgmt | For | For | For | ||
| 2 | Elect Kenneth W. O’Keefe | Mgmt | For | For | For | ||
| 3 | Elect Elmar Schnee | Mgmt | For | For | For | ||
| 4 | Elect Catherine A. Sohn | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| JPMorgan Chase & Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JPM | CUSIP 46625H100 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
| 2 | Elect James A. Bell | Mgmt | For | For | For | ||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
| 4 | Elect Todd A. Combs | Mgmt | For | For | For | ||
| 5 | Elect James S. Crown | Mgmt | For | For | For | ||
| 6 | Elect James Dimon | Mgmt | For | For | For | ||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
| 8 | Elect Mellody Hobson | Mgmt | For | For | For | ||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Michael A. Neal | Mgmt | For | For | For | ||
| 11 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||
| Kansas City Southern | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KSU | CUSIP 485170302 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lydia I. Beebe | Mgmt | For | For | For | ||
| 2 | Elect Lu M. Cordova | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Druten | Mgmt | For | For | For | ||
| 4 | Elect Antonio O. Garza, Jr. | Mgmt | For | For | For | ||
| 5 | Elect David Francisco Garza-Santos | Mgmt | For | For | For | ||
| 6 | Elect Mitchell J. Krebs | Mgmt | For | For | For | ||
| 7 | Elect Henry J Maier | Mgmt | For | For | For | ||
| 8 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
| 9 | Elect Patrick J. Ottensmeyer | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| Magna International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MG | CUSIP 559222401 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | ||
| 1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | ||
| 1.3 | Elect Mary S. Chan | Mgmt | For | For | For | ||
| 1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | ||
| 1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||
| 1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | ||
| 1.7 | Elect William A. Ruh | Mgmt | For | For | For | ||
| 1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | ||
| 1.9 | Elect Donald J. Walker | Mgmt | For | For | For | ||
| 1.10 | Elect Lisa S. Westlake | Mgmt | For | For | For | ||
| 1.11 | Elect William L. Young | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Disclosure of Human Capital Management Metrics | ShrHoldr | Against | Against | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Change in Board Size | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Martin Marietta Materials, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MLM | CUSIP 573284106 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dorothy M. Ables | Mgmt | For | For | For | ||
| 2 | Elect Sue W. Cole | Mgmt | For | For | For | ||
| 3 | Elect Smith W. Davis | Mgmt | For | For | For | ||
| 4 | Elect John J. Koraleski | Mgmt | For | For | For | ||
| 5 | Elect C. Howard Nye | Mgmt | For | For | For | ||
| 6 | Elect Laree E. Perez | Mgmt | For | For | For | ||
| 7 | Elect Michael J. Quillen | Mgmt | For | For | For | ||
| 8 | Elect Donald W. Slager | Mgmt | For | For | For | ||
| 9 | Elect Stephen P. Zelnak, Jr. | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Masco Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CUSIP 574599106 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Marie A. Ffolkes | Mgmt | For | For | For | ||
| 2 | Elect Donald R. Parfet | Mgmt | For | For | For | ||
| 3 | Elect Lisa A. Payne | Mgmt | For | For | For | ||
| 4 | Elect Reginald M. Turner | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Mastercard Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MA | CUSIP 57636Q104 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||
| 2 | Elect Ajay Banga | Mgmt | For | For | For | ||
| 3 | Elect David R. Carlucci | Mgmt | For | For | For | ||
| 4 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 5 | Elect Steven J. Freiberg | Mgmt | For | For | For | ||
| 6 | Elect Julius Genachowski | Mgmt | For | For | For | ||
| 7 | Elect Choon Phong Goh | Mgmt | For | For | For | ||
| 8 | Elect Merit E. Janow | Mgmt | For | For | For | ||
| 9 | Elect Oki Matsumoto | Mgmt | For | Against | Against | ||
| 10 | Elect Youngme E. Moon | Mgmt | For | For | For | ||
| 11 | Elect Rima Qureshi | Mgmt | For | For | For | ||
| 12 | Elect Jose Octavio Reyes Lagunes | Mgmt | For | For | For | ||
| 13 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | ||
| 14 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 15 | Elect Lance Uggla | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Median Gender Pay Equity Report | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
| Parsley Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William Browning | Mgmt | For | For | For | ||
| 2 | Elect David H. Smith | Mgmt | For | Against | Against | ||
| 3 | Elect Jerry Windlinger | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Qorvo, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QRVO | CUSIP 74736K101 | 08/07/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | ||
| 1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | ||
| 1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | ||
| 1.6 | Elect John R. Harding | Mgmt | For | For | For | ||
| 1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | ||
| 1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | ||
| 1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | ||
| 1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | ||
| 1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Royal Caribbean Cruises Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RCL | CUSIP V7780T103 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John F. Brock | Mgmt | For | For | For | ||
| 2 | Elect Richard D. Fain | Mgmt | For | For | For | ||
| 3 | Elect Stephen R. Howe, Jr | Mgmt | For | For | For | ||
| 4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
| 5 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | ||
| 6 | Elect Ann S. Moore | Mgmt | For | For | For | ||
| 7 | Elect Eyal M. Ofer | Mgmt | For | For | For | ||
| 8 | Elect Thomas J. Pritzker | Mgmt | For | For | For | ||
| 9 | Elect William K. Reilly | Mgmt | For | For | For | ||
| 10 | Elect Vagn Sorensen | Mgmt | For | For | For | ||
| 11 | Elect Donald Thompson | Mgmt | For | For | For | ||
| 12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Derrick D. Cephas | Mgmt | For | For | For | ||
| 2 | Elect Judith A. Huntington | Mgmt | For | For | For | ||
| 3 | Elect John Tamberlane | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Signature Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBNY | CUSIP 82669G104 | 10/17/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Share Repurchase | Mgmt | For | For | For | ||
| Skyworks Solutions, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SWKS | CUSIP 83088M102 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David J. Aldrich | Mgmt | For | For | For | ||
| 2 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
| 3 | Elect Timothy R. Furey | Mgmt | For | For | For | ||
| 4 | Elect Liam K. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | ||
| 6 | Elect Christine King | Mgmt | For | For | For | ||
| 7 | Elect David P. McGlade | Mgmt | For | For | For | ||
| 8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | ||
| 9 | Elect Kimberly S. Stevenson | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
| SVB Financial Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIVB | CUSIP 78486Q101 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Greg W. Becker | Mgmt | For | For | For | ||
| 1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | ||
| 1.3 | Elect John Clendening | Mgmt | For | For | For | ||
| 1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | ||
| 1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | ||
| 1.6 | Elect Kimberley A. Jabal | Mgmt | For | For | For | ||
| 1.7 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | ||
| 1.8 | Elect Mary J. Miller | Mgmt | For | For | For | ||
| 1.9 | Elect Kate D. Mitchell | Mgmt | For | For | For | ||
| 1.10 | Elect John F. Robinson | Mgmt | For | For | For | ||
| 1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | ||
| 2 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Teleflex Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TFX | CUSIP 879369106 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John C. Heinmiller | Mgmt | For | For | For | ||
| 2 | Elect Andrew A. Krakauer | Mgmt | For | For | For | ||
| 3 | Elect Richard A. Packer | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| United Rentals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| URI | CUSIP 911363109 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jose B. Alvarez | Mgmt | For | For | For | ||
| 2 | Elect Marc A. Bruno | Mgmt | For | For | For | ||
| 3 | Elect Matthew J. Flannery | Mgmt | For | For | For | ||
| 4 | Elect Bobby J. Griffin | Mgmt | For | For | For | ||
| 5 | Elect Kim Harris Jones | Mgmt | For | For | For | ||
| 6 | Elect Terri L. Kelly | Mgmt | For | For | For | ||
| 7 | Elect Michael J. Kneeland | Mgmt | For | For | For | ||
| 8 | Elect Gracia C. Martore | Mgmt | For | For | For | ||
| 9 | Elect Jason D. Papastavrou | Mgmt | For | For | For | ||
| 10 | Elect Filippo Passerini | Mgmt | For | For | For | ||
| 11 | Elect Donald C. Roof | Mgmt | For | For | For | ||
| 12 | Elect Shiv Singh | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of the 2019 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
| Universal Health Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UHS | CUSIP 913903100 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert H. Hotz | Mgmt | For | Withhold | Against | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
| Vertex Pharmaceuticals Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VRTX | CUSIP 92532F100 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | ||
| 2 | Elect Lloyd A. Carney | Mgmt | For | For | For | ||
| 3 | Elect Terrence C. Kearney | Mgmt | For | For | For | ||
| 4 | Elect Yuchun Lee | Mgmt | For | For | For | ||
| 5 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | ||
| 6 | Elect Bruce I. Sachs | Mgmt | For | For | For | ||
| 7 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | ||
| 8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| Voya Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VOYA | CUSIP 929089100 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Curtis Arledge | Mgmt | For | Abstain | Against | ||
| 2 | Elect Lynne Biggar | Mgmt | For | For | For | ||
| 3 | Elect Jane P. Chwick | Mgmt | For | For | For | ||
| 4 | Elect Ruth Ann M. Gillis | Mgmt | For | For | For | ||
| 5 | Elect J. Barry Griswell | Mgmt | For | For | For | ||
| 6 | Elect Rodney O. Martin, Jr. | Mgmt | For | For | For | ||
| 7 | Elect Byron H. Pollitt, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Joseph V. Tripodi | Mgmt | For | For | For | ||
| 9 | Elect David K. Zwiener | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Approval of the 2019 Omnibus Employee Incentive Plan | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Natural Resources Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Beijing Enterprises Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0392 | CINS Y07702122 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LI Yongcheng | Mgmt | For | For | For | ||
| 6 | Elect E Meng | Mgmt | For | For | For | ||
| 7 | Elect JIANG Xinhao | Mgmt | For | For | For | ||
| 8 | Elect YU Sun Say | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Celanese Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CE | CUSIP 150870103 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jean S. Blackwell | Mgmt | For | For | For | ||
| 2 | Elect William M. Brown | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kathryn M. Hill | Mgmt | For | For | For | ||
| 5 | Elect David F. Hoffmeister | Mgmt | For | For | For | ||
| 6 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||
| 7 | Elect Mark C. Rohr | Mgmt | For | For | For | ||
| 8 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 9 | Elect John K. Wulff | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Amendment to the Certificate of Incorporation to Allow for the Removal of Directors | Mgmt | For | For | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
| 2 | Elect John B. Frank | Mgmt | For | For | For | ||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | ||
| 8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 9 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 10 | Elect D. James Umpleby | Mgmt | For | For | For | ||
| 11 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| China Everbright Greentech Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 01257 | CINS G2R55E103 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect QIAN Xiaodong | Mgmt | For | Against | Against | ||
| 6 | Elect YANG Zhiqiang | Mgmt | For | For | For | ||
| 7 | Elect WANG Yungang | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Cnooc Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0883 | CINS Y1662W117 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect WANG Dongjin | Mgmt | For | For | For | ||
| 7 | Elect XU Keqiang | Mgmt | For | For | For | ||
| 8 | Elect CHIU Sung Hong | Mgmt | For | For | For | ||
| 9 | Elect QIU Zhi Zhong | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| DS Smith plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMDS | CINS G2848Q123 | 07/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| DS Smith plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMDS | CINS G2848Q123 | 09/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Gareth Davis | Mgmt | For | For | For | ||
| 5 | Elect Miles W. Roberts | Mgmt | For | For | For | ||
| 6 | Elect Adrian Marsh | Mgmt | For | For | For | ||
| 7 | Elect Chris Britton | Mgmt | For | For | For | ||
| 8 | Elect Jonathan Nicholls | Mgmt | For | For | For | ||
| 9 | Elect Kathleen O’Donovan | Mgmt | For | For | For | ||
| 10 | Elect Louise Smalley | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Eagle Materials Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXP | CUSIP 26969P108 | 08/02/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect F. William Barnett | Mgmt | For | For | For | ||
| 2 | Elect Richard Beckwitt | Mgmt | For | For | For | ||
| 3 | Elect Ed H. Bowman | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Eastman Chemical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EMN | CUSIP 277432100 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Humberto Alfonso | Mgmt | For | For | For | ||
| 2 | Elect Brett D. Begemann | Mgmt | For | For | For | ||
| 3 | Elect Michael P. Connors | Mgmt | For | Against | Against | ||
| 4 | Elect Mark J. Costa | Mgmt | For | For | For | ||
| 5 | Elect Robert M. Hernandez | Mgmt | For | For | For | ||
| 6 | Elect Julie Fasone Holder | Mgmt | For | For | For | ||
| 7 | Elect Renee J. Hornbaker | Mgmt | For | For | For | ||
| 8 | Elect Lewis M. Kling | Mgmt | For | For | For | ||
| 9 | Elect Kim Ann Mink | Mgmt | For | Against | Against | ||
| 10 | Elect James J. O’Brien | Mgmt | For | For | For | ||
| 11 | Elect David W. Raisbeck | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| Engie | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENGI | CINS F7629A107 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Approval of Benefits (Jean-Pierre Clamadieu) | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Elect Francoise Malrieu | Mgmt | For | For | For | ||
| 11 | Elect Marie-Jose Nadeau | Mgmt | For | For | For | ||
| 12 | Elect Patrice Durand | Mgmt | For | For | For | ||
| 13 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | ||
| 14 | Remuneration of Jean-Pierre Clamadieu, Chair | Mgmt | For | For | For | ||
| 15 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | ||
| 16 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 17 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
| 18 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 19 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
| 4 | Elect James C. Day | Mgmt | For | For | For | ||
| 5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
| 6 | Elect Julie J. Robertson | Mgmt | For | For | For | ||
| 7 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 8 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Gazprom | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GAZP | CINS 368287207 | 06/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Audit Commission Fees | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 11 | Amendments to Board Regulations | Mgmt | For | For | For | ||
| 12 | Amendments to Management Regulations | Mgmt | For | For | For | ||
| 13 | Termination of the Regulations on Dividend Policy | Mgmt | For | For | For | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Elect Viktor A. Zubkov | Mgmt | For | Abstain | Against | ||
| 18 | Elect Timur A. Kulibaev | Mgmt | For | Abstain | Against | ||
| 19 | Elect Denis V. Manturov | Mgmt | For | Abstain | Against | ||
| 20 | Elect Vitaly A. Markelov | Mgmt | For | Abstain | Against | ||
| 21 | Elect Viktor G Martynov | Mgmt | For | For | For | ||
| 22 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 24 | Elect Alexander V. Novak | Mgmt | For | Abstain | Against | ||
| 25 | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | Against | ||
| 26 | Elect Mikhail L. Sereda | Mgmt | For | Abstain | Against | ||
| 27 | Elect Ivan V. Bezmenov | Mgmt | N/A | For | N/A | ||
| 28 | Elect Vadim K. Bikulov | Mgmt | N/A | For | N/A | ||
| 29 | Elect Alexander A. Gladkov | Mgmt | N/A | For | N/A | ||
| 30 | Elect Margarita I. Mironova | Mgmt | N/A | For | N/A | ||
| 31 | Elect Yuri S. Nosov | Mgmt | N/A | For | N/A | ||
| 32 | Elect Karen I. Oganyan | Mgmt | N/A | For | N/A | ||
| 33 | Elect Dmitry A. Pashkovsky | Mgmt | N/A | Abstain | N/A | ||
| 34 | Elect Sergey R. Platonov | Mgmt | N/A | For | N/A | ||
| 35 | Elect Evgeniy M. Stolyarov | Mgmt | N/A | For | N/A | ||
| 36 | Elect Tatyana V. Fisenko | Mgmt | N/A | For | N/A | ||
| 37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Huntsman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HUN | CUSIP 447011107 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter R. Huntsman | Mgmt | For | For | For | ||
| 2 | Elect Nolan D. Archibald | Mgmt | For | For | For | ||
| 3 | Elect Mary C. Beckerle | Mgmt | For | For | For | ||
| 4 | Elect M. Anthony Burns | Mgmt | For | For | For | ||
| 5 | Elect Daniele Ferrari | Mgmt | For | For | For | ||
| 6 | Elect Robert J. Margetts | Mgmt | For | For | For | ||
| 7 | Elect Wayne A. Reaud | Mgmt | For | For | For | ||
| 8 | Elect Jan E. Tighe | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | For | Against | ||
| International Paper Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IP | CUSIP 460146103 | 05/13/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William J. Burns | Mgmt | For | For | For | ||
| 2 | Elect Christopher M. Connor | Mgmt | For | For | For | ||
| 3 | Elect Ahmet Cemal Dorduncu | Mgmt | For | For | For | ||
| 4 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
| 5 | Elect Anders Gustafsson | Mgmt | For | Against | Against | ||
| 6 | Elect Jacqueline C. Hinman | Mgmt | For | For | For | ||
| 7 | Elect Clinton A. Lewis, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Kathryn D. Sullivan | Mgmt | For | For | For | ||
| 9 | Elect Mark S. Sutton | Mgmt | For | For | For | ||
| 10 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
| 11 | Elect Ray G. Young | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | ||
| Kunlun Energy Company Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0135 | CINS G5320C108 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHAO Zhongxun | Mgmt | For | For | For | ||
| 6 | Elect LIU Xiao Feng | Mgmt | For | For | For | ||
| 7 | Elect Patrick SUN | Mgmt | For | Against | Against | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Lee & Man Paper Manufacturing Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2314 | CINS G5427W130 | 12/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Buying Agent Agreement | Mgmt | For | For | For | ||
| Lockheed Martin Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LMT | CUSIP 539830109 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Daniel F. Akerson | Mgmt | For | For | For | ||
| 2 | Elect David B. Burritt | Mgmt | For | For | For | ||
| 3 | Elect Bruce A. Carlson | Mgmt | For | Against | Against | ||
| 4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Thomas J. Falk | Mgmt | For | For | For | ||
| 6 | Elect Ilene S. Gordon | Mgmt | For | For | For | ||
| 7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | ||
| 8 | Elect Vicki A. Hollub | Mgmt | For | For | For | ||
| 9 | Elect Jeh C. Johnson | Mgmt | For | For | For | ||
| 10 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||
| 2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
| 3 | Elect Edward G. Galante | Mgmt | For | For | For | ||
| 4 | Elect Kim K.W. Rucker | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Shareholder Proposal Regarding Right To Act By Written Consent | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Marathon Petroleum Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MPC | CUSIP 56585A102 | 09/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Change in Board Size | Mgmt | For | For | For | ||
| 4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| MOL Hungarian Oil And Gas Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOL | CINS X5S32S129 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Voting Method | Mgmt | For | For | For | ||
| 6 | Election of Meeting Bodies | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Allocation of Profits; Corporate Governance Declaration | Mgmt | For | For | For | ||
| 8 | Allocation of Profits | Mgmt | For | For | For | ||
| 9 | Corporate Governance Declaration | Mgmt | For | For | For | ||
| 10 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 14 | Elect Sandor Csanyi | Mgmt | For | For | For | ||
| 15 | Elect Anthony Radev | Mgmt | For | Against | Against | ||
| 16 | Elect Janos Martonyi | Mgmt | For | For | For | ||
| 17 | Elect Talal Al Awfi | Mgmt | For | For | For | ||
| 18 | Elect Anett Pandurics | Mgmt | For | For | For | ||
| 19 | Elect Anett Pandurics to Audit Committee | Mgmt | For | For | For | ||
| 20 | Increase in Authorized Capital (Series A Shareholders) | Mgmt | For | For | For | ||
| 21 | Increase in Authorized Capital (Series B Shareholders) | Mgmt | For | For | For | ||
| 22 | Increase in Authorized Capital | Mgmt | For | For | For | ||
| Mondi plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNDI | CINS G6258S107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 3 | Elect Stephen C. Harris | Mgmt | For | For | For | ||
| 4 | Elect Andrew King | Mgmt | For | For | For | ||
| 5 | Elect Peter Oswald | Mgmt | For | For | For | ||
| 6 | Elect Fred Phaswana | Mgmt | For | For | For | ||
| 7 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 8 | Elect David Williams | Mgmt | For | For | For | ||
| 9 | Elect Stephen Young | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | ||
| 12 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | ||
| 13 | Accounts and Reports (Mondi Limited) | Mgmt | For | For | For | ||
| 14 | Remuneration Policy (Advisory) (Mondi Limited) | Mgmt | For | For | For | ||
| 15 | Remuneration Report (Advisory) (Mondi Limited) | Mgmt | For | For | For | ||
| 16 | Approve NEDs’ Fees (Mondi Limited) | Mgmt | For | For | For | ||
| 17 | Final Dividend (Mondi Limtied) | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor (Mondi Limtied) | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor’s Fees (Mondi Limtied) | Mgmt | For | For | For | ||
| 20 | Approve Financial Assistance (Mondi Limited) | Mgmt | For | For | For | ||
| 21 | General Authority to Issue Ordinary Shares (Mondi Limited) | Mgmt | For | For | For | ||
| 22 | General Authority to Issue Special Converting Shares (Mondi Limited) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (Mondi Limited) | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares (Mondi Limtied) | Mgmt | For | For | For | ||
| 25 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | ||
| 26 | Remuneration Report (Advisory) (Mondi plc) | Mgmt | For | For | For | ||
| 27 | Final Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 28 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | ||
| 29 | Authority to Set Auditor’s Fees (Mondi plc) | Mgmt | For | For | For | ||
| 30 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 31 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 32 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | ||
| 33 | Approve Simplification of Dual-Listed Structure (Simplification) | Mgmt | For | For | For | ||
| 34 | Amendments to Articles of Mondi plc (Simplification) | Mgmt | For | For | For | ||
| 35 | Cancellation of Mondi plc Deferred Shares (Simplification) | Mgmt | For | For | For | ||
| 36 | Amendments to Articles of Mondi Limited (Simplification) | Mgmt | For | For | For | ||
| 37 | Cancellation of Mondi Limited Deferred Shares (Simplification) | Mgmt | For | For | For | ||
| 38 | Issuance of Non-Voting Shares (Simplification) | Mgmt | For | For | For | ||
| 39 | Amendments to Articles | Mgmt | For | For | For | ||
| 40 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 41 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Motor Oil (Hellas) Corinth Refineries S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOH | CINS X55904100 | 06/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Ratification of Board and Auditor’s Acts | Mgmt | For | For | For | ||
| 3 | Election of Directors | Mgmt | For | Against | Against | ||
| 4 | Election of Audit Committee Members | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Directors’ Fees (Advance Payments) | Mgmt | For | For | For | ||
| 9 | Special Bonus | Mgmt | For | Against | Against | ||
| 10 | Remuneration Policy | Mgmt | For | Against | Against | ||
| 11 | Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Motor Oil (Hellas) Corinth Refineries S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOH | CINS X55904100 | 10/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Related Party Transactions (Tallon Commodities Limited) | Mgmt | For | Against | Against | ||
| 2 | Related Party Transactions (Tallon PTE LTD) | Mgmt | For | Against | Against | ||
| 3 | Amendments to Corporate Purpose | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Nine Dragons Paper (Holdings) Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2689 | CINS G65318100 | 12/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect CHEUNG Yan | Mgmt | For | Against | Against | ||
| 6 | Elect Ken LIU | Mgmt | For | For | For | ||
| 7 | Elect ZHANG Yuanfu | Mgmt | For | Against | Against | ||
| 8 | Elect Maria TAM Wai Chu | Mgmt | For | Against | Against | ||
| 9 | Elect CHEN Kefu | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Northrop Grumman Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NOC | CUSIP 666807102 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wesley G. Bush | Mgmt | For | For | For | ||
| 2 | Elect Marianne C. Brown | Mgmt | For | For | For | ||
| 3 | Elect Donald E. Felsinger | Mgmt | For | For | For | ||
| 4 | Elect Ann M. Fudge | Mgmt | For | For | For | ||
| 5 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||
| 6 | Elect William H. Hernandez | Mgmt | For | For | For | ||
| 7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | ||
| 8 | Elect Karl J. Krapek | Mgmt | For | For | For | ||
| 9 | Elect Gary Roughead | Mgmt | For | For | For | ||
| 10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | ||
| 11 | Elect James S. Turley | Mgmt | For | For | For | ||
| 12 | Elect Kathy J Warden | Mgmt | For | For | For | ||
| 13 | Elect Mark A. Welsh III | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Human Rights Policy Implementation Report | ShrHoldr | Against | For | Against | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| Parsley Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William Browning | Mgmt | For | For | For | ||
| 2 | Elect David H. Smith | Mgmt | For | Against | Against | ||
| 3 | Elect Jerry Windlinger | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | ||
| 3 | Elect Phillip A. Gobe | Mgmt | For | For | For | ||
| 4 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 5 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 6 | Elect Royce W. Mitchell | Mgmt | For | For | For | ||
| 7 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
| 9 | Elect Mona K. Sutphen | Mgmt | For | For | For | ||
| 10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 12 | Elect Michael D. Wortley | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 9 | Elect Nikolai M. Nikolaev | Mgmt | N/A | Abstain | N/A | ||
| 10 | Elect Pavel M. Teplukhin | Mgmt | N/A | For | N/A | ||
| 11 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 13 | Elect Sergei D. Shatalov | Mgmt | N/A | For | N/A | ||
| 14 | Elect Wolfgang Schussel | Mgmt | N/A | For | N/A | ||
| 15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 16 | Elect Artem V. Otrubyannikov | Mgmt | For | For | For | ||
| 17 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 18 | Directors’ Fees (FY2018) | Mgmt | For | For | For | ||
| 19 | Directors’ Fees (FY2019) | Mgmt | For | For | For | ||
| 20 | Audit Commission Fees (FY2018) | Mgmt | For | For | For | ||
| 21 | Audit Commission Members’ Fees (FY2019) | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 24 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 25 | D&O Insurance | Mgmt | For | For | For | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 08/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 12/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
| 2 | Directors’ Fees | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CUSIP 693483109 | 07/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect CHOI Jung Woo | Mgmt | For | For | For | ||
| PT Indo Tambangraya Megah Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITMG | CINS Y71244100 | 08/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | For | For | ||
| 2 | Resignation of Commissioners and Re-designation of Directors | Mgmt | For | For | For | ||
| Raytheon Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RTN | CUSIP 755111507 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | ||
| 2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | ||
| 3 | Elect Adriane M. Brown | Mgmt | For | For | For | ||
| 4 | Elect Stephen J. Hadley | Mgmt | For | For | For | ||
| 5 | Elect Thomas A. Kennedy | Mgmt | For | For | For | ||
| 6 | Elect Letitia A. Long | Mgmt | For | For | For | ||
| 7 | Elect George R. Oliver | Mgmt | For | For | For | ||
| 8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | ||
| 9 | Elect Ellen M. Pawlikowski | Mgmt | For | For | For | ||
| 10 | Elect William R. Spivey | Mgmt | For | For | For | ||
| 11 | Elect Marta R. Stewart | Mgmt | For | For | For | ||
| 12 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | ||
| 13 | Elect Robert O. Work | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Approval of the 2019 Stock Plan | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| Rosneft Oil Co OAO | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Interim Dividends (1H2018) | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Audit Commission Fees | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Olga A. Andrianova | Mgmt | For | For | For | ||
| 9 | Elect Alexander E. Bogashov | Mgmt | For | For | For | ||
| 10 | Elect Sergey I. Poma | Mgmt | For | For | For | ||
| 11 | Elect Zakhar B. Sabantsev | Mgmt | For | For | For | ||
| 12 | Elect Pavel G. Shumov | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CUSIP 780259206 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Neil A.P. Carson | Mgmt | For | For | For | ||
| 4 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 5 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 14 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Amendments to Articles | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| The Kansai Electric Power Company, Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9503 | CINS J30169106 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Absorption-Type Company Split | Mgmt | For | For | For | ||
| 4 | Amendments to Articles | Mgmt | For | For | For | ||
| 5 | Elect Makoto Yagi | Mgmt | For | For | For | ||
| 6 | Elect Shigeki Iwane | Mgmt | For | For | For | ||
| 7 | Elect Yoshihiro Doi | Mgmt | For | For | For | ||
| 8 | Elect Takashi Morimoto | Mgmt | For | For | For | ||
| 9 | Elect Toyokazu Misono | Mgmt | For | For | For | ||
| 10 | Elect Koji Inada | Mgmt | For | For | For | ||
| 11 | Elect Ikuo Morinaka | Mgmt | For | For | For | ||
| 12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | ||
| 13 | Elect Takao Matsumura | Mgmt | For | For | For | ||
| 14 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | ||
| 15 | Elect Takamune Okihara | Mgmt | For | For | For | ||
| 16 | Elect Tetsuya Kobayashi | Mgmt | For | For | For | ||
| 17 | Elect Hisako Makimura | Mgmt | For | For | For | ||
| 18 | Elect Yasuhiro Yashima | Mgmt | For | For | For | ||
| 19 | Elect Yasushi Sugimoto | Mgmt | For | For | For | ||
| 20 | Elect Yukishige Higuchi | Mgmt | For | For | For | ||
| 21 | Elect Tsutomu Toichi | Mgmt | For | For | For | ||
| 22 | Elect Fumio Otsubo | Mgmt | For | For | For | ||
| 23 | Elect Shigeo Sasaki | Mgmt | For | For | For | ||
| 24 | Elect Atsuko Kaga | Mgmt | For | For | For | ||
| 25 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | ||
| 26 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | For | Against | ||
| 27 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | ||
| 28 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | ||
| 29 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | ||
| 30 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | ||
| 31 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | ||
| 32 | Shareholder Proposal Regarding Disposal and Management of Waste Material | ShrHoldr | Against | Against | For | ||
| 33 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | ||
| 34 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | ||
| 35 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | ||
| 36 | Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee | ShrHoldr | Against | Against | For | ||
| 37 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | ||
| 38 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | ||
| 39 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | ||
| 40 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | ||
| 41 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | ||
| 42 | Shareholder Proposal Regarding Fostering a Culture of Safety | ShrHoldr | Against | Against | For | ||
| 43 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | ||
| 44 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | ||
| 45 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CUSIP 89151E109 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Related Party Transactions (UWA) | Mgmt | For | For | For | ||
| 6 | Elect Maria van der Hoeven | Mgmt | For | For | For | ||
| 7 | Elect Jean Lemierre | Mgmt | For | For | For | ||
| 8 | Elect Lise Croteau | Mgmt | For | For | For | ||
| 9 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | ||
| 10 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 11 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| Tupras Turkiye Petrol Rafinerileri A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUPRS | CINS M8966X108 | 03/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Directors’ Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | For | For | ||
| 8 | Ratification of Cooption of Omer Sertbas | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
| 12 | Compensation Policy | Mgmt | For | For | For | ||
| 13 | Directors’ Fees | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Charitable Donations | Mgmt | For | Against | Against | ||
| 16 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 18 | Wishes | Mgmt | For | For | For | ||
| WildHorse Resource Development Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WRD | CUSIP 96812T102 | 01/31/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Utilities Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Ameren Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEE | CUSIP 023608102 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Warner L. Baxter | Mgmt | For | For | For | ||
| 2 | Elect Catherine S. Brune | Mgmt | For | For | For | ||
| 3 | Elect J. Edward Coleman | Mgmt | For | For | For | ||
| 4 | Elect Ward H. Dickson | Mgmt | For | For | For | ||
| 5 | Elect Noelle K. Eder | Mgmt | For | For | For | ||
| 6 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | ||
| 7 | Elect Rafael Flores | Mgmt | For | For | For | ||
| 8 | Elect Richard J. Harshman | Mgmt | For | For | For | ||
| 9 | Elect Craig S. Ivey | Mgmt | For | For | For | ||
| 10 | Elect James C. Johnson | Mgmt | For | For | For | ||
| 11 | Elect Steven H. Lipstein | Mgmt | For | For | For | ||
| 12 | Elect Stephen R. Wilson | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| American Electric Power Company, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEP | CUSIP 025537101 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Nicholas K. Akins | Mgmt | For | For | For | ||
| 2 | Elect David J. Anderson | Mgmt | For | For | For | ||
| 3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | ||
| 6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | ||
| 7 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
| 8 | Elect Margaret M. McCarthy | Mgmt | For | For | For | ||
| 9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
| 10 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | ||
| 11 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | ||
| 12 | Elect Oliver G. Richard, III | Mgmt | For | For | For | ||
| 13 | Elect Sara Martinez Tucker | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Elimination of Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| American Water Works Company, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AWK | CUSIP 030420103 | 05/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | ||
| 2 | Elect Martha Clark Goss | Mgmt | For | For | For | ||
| 3 | Elect Veronica M. Hagen | Mgmt | For | For | For | ||
| 4 | Elect Julia L. Johnson | Mgmt | For | For | For | ||
| 5 | Elect Karl F. Kurz | Mgmt | For | For | For | ||
| 6 | Elect George MacKenzie | Mgmt | For | For | For | ||
| 7 | Elect James G. Stavridis | Mgmt | For | For | For | ||
| 8 | Elect Susan N. Story | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
| AT&T, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| T | CUSIP 00206R102 | 04/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Randall L. Stephenson | Mgmt | For | For | For | ||
| 2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Richard W. Fisher | Mgmt | For | For | For | ||
| 4 | Elect Scott T. Ford | Mgmt | For | For | For | ||
| 5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | ||
| 6 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 7 | Elect Michael B. McCallister | Mgmt | For | For | For | ||
| 8 | Elect Beth E. Mooney | Mgmt | For | For | For | ||
| 9 | Elect Matthew K. Rose | Mgmt | For | For | For | ||
| 10 | Elect Cindy B. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Laura D. Tyson | Mgmt | For | For | For | ||
| 12 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| Avangrid, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGR | CUSIP 05351W103 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ignacio Sanchez Galan | Mgmt | For | For | For | ||
| 1.2 | Elect John E. Baldacci | Mgmt | For | For | For | ||
| 1.3 | Elect Robert Duffy | Mgmt | For | For | For | ||
| 1.4 | Elect Carol L. Folt | Mgmt | For | For | For | ||
| 1.5 | Elect Teresa A. Herbert | Mgmt | For | For | For | ||
| 1.6 | Elect Patricia Jacobs | Mgmt | For | For | For | ||
| 1.7 | Elect John L. Lahey | Mgmt | For | For | For | ||
| 1.8 | Elect Santiago Martinez Garrido | Mgmt | For | For | For | ||
| 1.9 | Elect Sonsoles Rubio Reinoso | Mgmt | For | For | For | ||
| 1.10 | Elect Juan Carlos Rebollo Liceaga | Mgmt | For | For | For | ||
| 1.11 | Elect Jose Sainz Armada | Mgmt | For | For | For | ||
| 1.12 | Elect Alan D. Solomont | Mgmt | For | For | For | ||
| 1.13 | Elect Elizabeth Timm | Mgmt | For | For | For | ||
| 1.14 | Elect James P. Torgerson | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Avista Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AVA | CUSIP 05379B107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kristianne Blake | Mgmt | For | For | For | ||
| 2 | Elect Donald C. Burke | Mgmt | For | For | For | ||
| 3 | Elect Rebecca A. Klein | Mgmt | For | For | For | ||
| 4 | Elect Scott H. Maw | Mgmt | For | For | For | ||
| 5 | Elect Scott L. Morris | Mgmt | For | For | For | ||
| 6 | Elect Marc F. Racicot | Mgmt | For | For | For | ||
| 7 | Elect Heidi B. Stanley | Mgmt | For | For | For | ||
| 8 | Elect R. John Taylor | Mgmt | For | For | For | ||
| 9 | Elect Dennis Vermillion | Mgmt | For | For | For | ||
| 10 | Elect Janet D. Widmann | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| BCE Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BCE | CUSIP 05534B760 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
| 1.2 | Elect Sophie Brochu | Mgmt | For | For | For | ||
| 1.3 | Elect Robert E. Brown | Mgmt | For | For | For | ||
| 1.4 | Elect George A. Cope | Mgmt | For | For | For | ||
| 1.5 | Elect David F. Denison | Mgmt | For | For | For | ||
| 1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | ||
| 1.7 | Elect Ian Greenberg | Mgmt | For | For | For | ||
| 1.8 | Elect Katherine Lee | Mgmt | For | For | For | ||
| 1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | ||
| 1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | ||
| 1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | ||
| 1.12 | Elect Karen Sheriff | Mgmt | For | For | For | ||
| 1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | ||
| 1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Black Hills Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BKH | CUSIP 092113109 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Linden R. Evans | Mgmt | For | For | For | ||
| 1.2 | Elect Robert P. Otto | Mgmt | For | For | For | ||
| 1.3 | Elect Mark A. Schober | Mgmt | For | For | For | ||
| 1.4 | Elect Thomas J. Zeller | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CenterPoint Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNP | CUSIP 15189T107 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Leslie D. Biddle | Mgmt | For | For | For | ||
| 2 | Elect Milton Carroll | Mgmt | For | For | For | ||
| 3 | Elect Scott J. McLean | Mgmt | For | For | For | ||
| 4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | ||
| 5 | Elect Theodore F. Pound | Mgmt | For | For | For | ||
| 6 | Elect Scott M. Prochazka | Mgmt | For | For | For | ||
| 7 | Elect Susan O. Rheney | Mgmt | For | For | For | ||
| 8 | Elect Phillip R. Smith | Mgmt | For | For | For | ||
| 9 | Elect John W. Somerhalder II | Mgmt | For | For | For | ||
| 10 | Elect Peter S. Wareing | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Chevron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVX | CUSIP 166764100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Wanda M. Austin | Mgmt | For | For | For | ||
| 2 | Elect John B. Frank | Mgmt | For | For | For | ||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
| 5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | ||
| 7 | Elect Debra L. Reed-Klages | Mgmt | For | For | For | ||
| 8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
| 9 | Elect Inge G. Thulin | Mgmt | For | For | For | ||
| 10 | Elect D. James Umpleby | Mgmt | For | For | For | ||
| 11 | Elect Michael K. Wirth | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Formation of Climate Change Committee | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| 18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | ||
| Cimarex Energy Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEC | CUSIP 171798101 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Hans Helmerich | Mgmt | For | For | For | ||
| 2 | Elect Harold R. Logan, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Monroe W. Robertson | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Approval of the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Consolidated Edison, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ED | CUSIP 209115104 | 05/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect George Campbell, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Ellen V. Futter | Mgmt | For | For | For | ||
| 3 | Elect John F. Killian | Mgmt | For | For | For | ||
| 4 | Elect John McAvoy | Mgmt | For | For | For | ||
| 5 | Elect William J. Mulrow | Mgmt | For | For | For | ||
| 6 | Elect Armando J. Olivera | Mgmt | For | For | For | ||
| 7 | Elect Michael W. Ranger | Mgmt | For | For | For | ||
| 8 | Elect Linda S. Sanford | Mgmt | For | For | For | ||
| 9 | Elect Deirdre Stanley | Mgmt | For | For | For | ||
| 10 | Elect L. Frederick Sutherland | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Consolidated Water Co. Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CWCO | CUSIP G23773107 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Linda Beidler-D’Aguilar | Mgmt | For | For | For | ||
| 1.2 | Elect Brian E. Butler | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Dominion Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| D | CUSIP 25746U109 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect James A. Bennett | Mgmt | For | For | For | ||
| 2 | Elect Helen E. Dragas | Mgmt | For | For | For | ||
| 3 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | ||
| 4 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
| 5 | Elect D. Maybank Hagood | Mgmt | For | For | For | ||
| 6 | Elect John W. Harris | Mgmt | For | For | For | ||
| 7 | Elect Ronald W. Jibson | Mgmt | For | For | For | ||
| 8 | Elect Mark J. Kington | Mgmt | For | For | For | ||
| 9 | Elect Joseph M. Rigby | Mgmt | For | For | For | ||
| 10 | Elect Pamela L. Royal | Mgmt | For | For | For | ||
| 11 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | ||
| 12 | Elect Susan N. Story | Mgmt | For | Against | Against | ||
| 13 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| DTE Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DTE | CUSIP 233331107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gerard M. Anderson | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Brandon | Mgmt | For | For | For | ||
| 1.3 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Gail J. McGovern | Mgmt | For | For | For | ||
| 1.6 | Elect Mark A. Murray | Mgmt | For | For | For | ||
| 1.7 | Elect Ruth G. Shaw | Mgmt | For | For | For | ||
| 1.8 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | ||
| 1.9 | Elect David A. Thomas | Mgmt | For | For | For | ||
| 1.10 | Elect James H. Vandenberghe | Mgmt | For | For | For | ||
| 1.11 | Elect Valerie M. Williams | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| Duke Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DUK | CUSIP 26441C204 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Michael G. Browning | Mgmt | For | For | For | ||
| 1.2 | Elect Annette K. Clayton | Mgmt | For | For | For | ||
| 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | ||
| 1.4 | Elect Robert M. Davis | Mgmt | For | For | For | ||
| 1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | ||
| 1.6 | Elect Lynn J. Good | Mgmt | For | For | For | ||
| 1.7 | Elect John T. Herron | Mgmt | For | For | For | ||
| 1.8 | Elect William E. Kennard | Mgmt | For | For | For | ||
| 1.9 | Elect E. Marie McKee | Mgmt | For | For | For | ||
| 1.10 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
| 1.11 | Elect Marya M. Rose | Mgmt | For | For | For | ||
| 1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | ||
| 1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
| 1.14 | Elect William E. Webster, Jr. | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| 5 | Shareholder Report Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Report Regarding Health Effects of Coal | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Report on Environmental Activities | ShrHoldr | Against | Against | For | ||
| Edison International | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EIX | CUSIP 281020107 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jeanne Beliveau-Dunn | Mgmt | For | For | For | ||
| 2 | Elect Michael C. Camunez | Mgmt | For | For | For | ||
| 3 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | ||
| 4 | Elect James T. Morris | Mgmt | For | For | For | ||
| 5 | Elect Timothy T. O’Toole | Mgmt | For | For | For | ||
| 6 | Elect Pedro J. Pizarro | Mgmt | For | For | For | ||
| 7 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 8 | Elect William P. Sullivan | Mgmt | For | For | For | ||
| 9 | Elect Ellen O. Tauscher | Mgmt | For | For | For | ||
| 10 | Elect Peter J. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Keith Trent | Mgmt | For | For | For | ||
| 12 | Elect Brett White | Mgmt | For | Abstain | Against | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| EOG Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOG | CUSIP 26875P101 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
| 2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
| 3 | Elect Robert P. Daniels | Mgmt | For | For | For | ||
| 4 | Elect James C. Day | Mgmt | For | For | For | ||
| 5 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||
| 6 | Elect Julie J. Robertson | Mgmt | For | For | For | ||
| 7 | Elect Donald F. Textor | Mgmt | For | For | For | ||
| 8 | Elect William R. Thomas | Mgmt | For | For | For | ||
| 9 | Ratification of Auditor | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Evergy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EVRG | CUSIP 30034W106 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Terry D. Bassham | Mgmt | For | For | For | ||
| 1.2 | Elect Mollie Hale Carter | Mgmt | For | For | For | ||
| 1.3 | Elect Charles Q. Chandler, IV | Mgmt | For | For | For | ||
| 1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | ||
| 1.5 | Elect Scott D. Grimes | Mgmt | For | For | For | ||
| 1.6 | Elect Richard L. Hawley | Mgmt | For | For | For | ||
| 1.7 | Elect Thomas D. Hyde | Mgmt | For | For | For | ||
| 1.8 | Elect B. Anthony Isaac | Mgmt | For | For | For | ||
| 1.9 | Elect Sandra A.J. Lawrence | Mgmt | For | For | For | ||
| 1.10 | Elect Ann D. Murtlow | Mgmt | For | For | For | ||
| 1.11 | Elect Sandra J. Price | Mgmt | For | For | For | ||
| 1.12 | Elect Mark A. Ruelle | Mgmt | For | For | For | ||
| 1.13 | Elect John J. Sherman | Mgmt | For | For | For | ||
| 1.14 | Elect S. Carl Soderstrom, Jr. | Mgmt | For | Withhold | Against | ||
| 1.15 | Elect John A. Stall | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| Kansas City Southern | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KSU | CUSIP 485170302 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lydia I. Beebe | Mgmt | For | For | For | ||
| 2 | Elect Lu M. Cordova | Mgmt | For | For | For | ||
| 3 | Elect Robert J. Druten | Mgmt | For | For | For | ||
| 4 | Elect Antonio O. Garza, Jr. | Mgmt | For | For | For | ||
| 5 | Elect David Francisco Garza-Santos | Mgmt | For | For | For | ||
| 6 | Elect Mitchell J. Krebs | Mgmt | For | For | For | ||
| 7 | Elect Henry J Maier | Mgmt | For | For | For | ||
| 8 | Elect Thomas A. McDonnell | Mgmt | For | For | For | ||
| 9 | Elect Patrick J. Ottensmeyer | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | ||
| MDU Resources Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDU | CUSIP 552690109 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Thomas Everist | Mgmt | For | For | For | ||
| 2 | Elect Karen B. Fagg | Mgmt | For | For | For | ||
| 3 | Elect David L. Goodin | Mgmt | For | For | For | ||
| 4 | Elect Mark A. Hellerstein | Mgmt | For | For | For | ||
| 5 | Elect Dennis W. Johnson | Mgmt | For | For | For | ||
| 6 | Elect Patricia L. Moss | Mgmt | For | For | For | ||
| 7 | Elect Edward A Ryan | Mgmt | For | For | For | ||
| 8 | Elect David Sparby | Mgmt | For | For | For | ||
| 9 | Elect Chenxi (Elly) Wang | Mgmt | For | For | For | ||
| 10 | Elect John K. Wilson | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to Montana-Dakota Utilities Co.’s Certificate of Incorporation to Delete Pass-Through Provision | Mgmt | For | For | For | ||
| 14 | Amendments to the Company’s Certificate of Incorporation to Update and Modernize the Charter | Mgmt | For | For | For | ||
| NextEra Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NEE | CUSIP 65339F101 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sherry S. Barrat | Mgmt | For | For | For | ||
| 2 | Elect James L. Camaren | Mgmt | For | For | For | ||
| 3 | Elect Kenneth B. Dunn | Mgmt | For | For | For | ||
| 4 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||
| 5 | Elect Kirk S. Hachigian | Mgmt | For | For | For | ||
| 6 | Elect Toni Jennings | Mgmt | For | For | For | ||
| 7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
| 8 | Elect James L. Robo | Mgmt | For | For | For | ||
| 9 | Elect Rudy E. Schupp | Mgmt | For | For | For | ||
| 10 | Elect John L. Skolds | Mgmt | For | For | For | ||
| 11 | Elect William H. Swanson | Mgmt | For | For | For | ||
| 12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | ||
| 13 | Elect Darryl L. Wilson | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against | ||
| NiSource Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NI | CUSIP 65473P105 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Peter A. Altabef | Mgmt | For | For | For | ||
| 2 | Elect Theodore H. Bunting, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Eric L. Butler | Mgmt | For | For | For | ||
| 4 | Elect Aristides S. Candris | Mgmt | For | For | For | ||
| 5 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | ||
| 6 | Elect Joseph Hamrock | Mgmt | For | For | For | ||
| 7 | Elect Deborah A. Henretta | Mgmt | For | For | For | ||
| 8 | Elect Michael E. Jesanis | Mgmt | For | For | For | ||
| 9 | Elect Kevin T. Kabat | Mgmt | For | For | For | ||
| 10 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
| 14 | Amend Articles to Allow for the Removal of Directors | Mgmt | For | For | For | ||
| 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
| Otter Tail Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTTR | CUSIP 689648103 | 04/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven L. Fritze | Mgmt | For | For | For | ||
| 1.2 | Elect Kathryn O. Johnson | Mgmt | For | For | For | ||
| 1.3 | Elect Timothy J. O’Keefe | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| PPL Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPL | CUSIP 69351T106 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect John W. Conway | Mgmt | For | For | For | ||
| 2 | Elect Steven G. Elliott | Mgmt | For | For | For | ||
| 3 | Elect Raja Rajamannar | Mgmt | For | For | For | ||
| 4 | Elect Craig A. Rogerson | Mgmt | For | For | For | ||
| 5 | Elect William H. Spence | Mgmt | For | For | For | ||
| 6 | Elect Natica von Althann | Mgmt | For | For | For | ||
| 7 | Elect Keith H. Williamson | Mgmt | For | For | For | ||
| 8 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 9 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Public Service Enterprise Group Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEG | CUSIP 744573106 | 04/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Willie A. Deese | Mgmt | For | For | For | ||
| 2 | Elect William V. Hickey | Mgmt | For | For | For | ||
| 3 | Elect Ralph Izzo | Mgmt | For | For | For | ||
| 4 | Elect Shirley Ann Jackson | Mgmt | For | For | For | ||
| 5 | Elect David Lilley | Mgmt | For | For | For | ||
| 6 | Elect Barry H. Ostrowsky | Mgmt | For | For | For | ||
| 7 | Elect Laura A. Sugg | Mgmt | For | For | For | ||
| 8 | Elect Richard J. Swift | Mgmt | For | For | For | ||
| 9 | Elect Susan Tomasky | Mgmt | For | For | For | ||
| 10 | Elect Alfred W. Zollar | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Sempra Energy | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRE | CUSIP 816851109 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
| 2 | Elect Kathleen Brown | Mgmt | For | For | For | ||
| 3 | Elect Andres Conesa Labastida | Mgmt | For | For | For | ||
| 4 | Elect Maria Contreras-Sweet | Mgmt | For | For | For | ||
| 5 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
| 6 | Elect William D. Jones | Mgmt | For | For | For | ||
| 7 | Elect Jeffrey W. Martin | Mgmt | For | For | For | ||
| 8 | Elect Michael N. Mears | Mgmt | For | For | For | ||
| 9 | Elect William C. Rusnack | Mgmt | For | For | For | ||
| 10 | Elect Lynn Schenk | Mgmt | For | For | For | ||
| 11 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
| 12 | Elect Cynthia L Walker | Mgmt | For | For | For | ||
| 13 | Elect James C. Yardley | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Approval of the 2019 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||
| The AES Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AES | CUSIP 00130H105 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Janet G. Davidson | Mgmt | For | For | For | ||
| 2 | Elect Andres R. Gluski | Mgmt | For | For | For | ||
| 3 | Elect Charles L. Harrington | Mgmt | For | For | For | ||
| 4 | Elect Tarun Khanna | Mgmt | For | For | For | ||
| 5 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
| 6 | Elect James H. Miller | Mgmt | For | For | For | ||
| 7 | Elect Alain Monie | Mgmt | For | For | For | ||
| 8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | ||
| 9 | Elect Moises Naim | Mgmt | For | For | For | ||
| 10 | Elect Jeffrey W. Ubben | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CUSIP 89151E109 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 5 | Related Party Transactions (UWA) | Mgmt | For | For | For | ||
| 6 | Elect Maria van der Hoeven | Mgmt | For | For | For | ||
| 7 | Elect Jean Lemierre | Mgmt | For | For | For | ||
| 8 | Elect Lise Croteau | Mgmt | For | For | For | ||
| 9 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | ||
| 10 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 11 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| Union Pacific Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNP | CUSIP 907818108 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
| 2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
| 3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
| 4 | Elect David B. Dillon | Mgmt | For | For | For | ||
| 5 | Elect Lance M. Fritz | Mgmt | For | For | For | ||
| 6 | Elect Deborah C. Hopkins | Mgmt | For | For | For | ||
| 7 | Elect Jane H. Lute | Mgmt | For | For | For | ||
| 8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
| 9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
| 10 | Elect Bhavesh V. Patel | Mgmt | For | For | For | ||
| 11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | For | Against | ||
| WEC Energy Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WEC | CUSIP 92939U106 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara L. Bowles | Mgmt | For | For | For | ||
| 2 | Elect Albert J. Budney, Jr. | Mgmt | For | For | For | ||
| 3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | ||
| 4 | Elect Curt S. Culver | Mgmt | For | For | For | ||
| 5 | Elect Danny L. Cunningham | Mgmt | For | For | For | ||
| 6 | Elect William M. Farrow III | Mgmt | For | For | For | ||
| 7 | Elect Thomas J. Fischer | Mgmt | For | For | For | ||
| 8 | Elect J. Kevin Fletcher | Mgmt | For | For | For | ||
| 9 | Elect Gale E. Klappa | Mgmt | For | For | For | ||
| 10 | Elect Henry W. Knueppel | Mgmt | For | For | For | ||
| 11 | Elect Allen L. Leverett | Mgmt | For | For | For | ||
| 12 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||
| 13 | Elect Mary Ellen Stanek | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Xcel Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XEL | CUSIP 98389B100 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Lynn Casey | Mgmt | For | For | For | ||
| 2 | Elect Richard K. Davis | Mgmt | For | For | For | ||
| 3 | Elect Benjamin G.S. Fowke III | Mgmt | For | For | For | ||
| 4 | Elect Richard T. O’Brien | Mgmt | For | For | For | ||
| 5 | Elect David K. Owens | Mgmt | For | For | For | ||
| 6 | Elect Christopher J. Policinski | Mgmt | For | For | For | ||
| 7 | Elect James T. Prokopanko | Mgmt | For | For | For | ||
| 8 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||
| 9 | Elect James J. Sheppard | Mgmt | For | For | For | ||
| 10 | Elect David A. Westerlund | Mgmt | For | For | For | ||
| 11 | Elect Kim Williams | Mgmt | For | For | For | ||
| 12 | Elect Timothy V. Wolf | Mgmt | For | For | For | ||
| 13 | Elect Daniel Yohannes | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 15 | Ratification of Auditor | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON International Equity Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| ABN AMRO Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABN | CINS N0162C102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Accounts and Reports | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Amendments to Articles | Mgmt | For | For | For | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 20 | Elect Anna Storakers to the Supervisory Board | Mgmt | For | For | For | ||
| 21 | Elect Michiel P. Lap to the Supervisory Board | Mgmt | For | For | For | ||
| 22 | Merger by Absorption between Parent and Subsidiary | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 26 | Cancellation of Shares | Mgmt | For | For | For | ||
| 27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| ABN AMRO Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABN | CINS N0162C102 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Tom de Swaan to the Supervisory Board. | Mgmt | For | For | For | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Aboitiz Power Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AP | CINS Y0005M109 | 04/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call To Order | Mgmt | For | For | For | ||
| 3 | Proof of Notice | Mgmt | For | For | For | ||
| 4 | Determination Of Quorum | Mgmt | For | For | For | ||
| 5 | Meeting Minutes | Mgmt | For | For | For | ||
| 6 | President’s Report | Mgmt | For | For | For | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 9 | Elect Mikel A. Aboitiz | Mgmt | For | Against | Against | ||
| 10 | Elect Enrique M. Aboitiz, Jr. | Mgmt | For | Against | Against | ||
| 11 | Elect Erramon I. Aboitiz | Mgmt | For | Against | Against | ||
| 12 | Elect Luis Miguel O. Aboitiz | Mgmt | For | For | For | ||
| 13 | Elect Jaime Jose Y. Aboitiz | Mgmt | For | For | For | ||
| 14 | Elect Danel C. Aboitiz | Mgmt | For | For | For | ||
| 15 | Elect Romeo L. Bernardo | Mgmt | For | Against | Against | ||
| 16 | Elect Carlos C. Ejercito | Mgmt | For | Against | Against | ||
| 17 | Elect Eric O. Recto | Mgmt | For | Against | Against | ||
| 18 | Directors’ Per Diem and Monthly Allowance | Mgmt | For | For | For | ||
| 19 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 20 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 21 | Adjournment | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 03/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Fixed Assets Investment Budget | Mgmt | For | For | For | ||
| 3 | Elect ZHANG Keqiu | Mgmt | For | For | For | ||
| 4 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | For | For | ||
| 5 | Elect LIU Shouying | Mgmt | For | For | For | ||
| 6 | Elect LI Wei | Mgmt | For | For | For | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors’ Report | Mgmt | For | For | For | ||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Profit Distribution Plan | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 7 | Elect ZHOU Mubing | Mgmt | For | For | For | ||
| 8 | Elect CAI Dong | Mgmt | For | For | For | ||
| 9 | Elect WANG Xinxin | Mgmt | For | For | For | ||
| 10 | Authority to Issue Write-Dow Capital Bonds | Mgmt | For | For | For | ||
| 11 | Elect WU Jingtao | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Agricultural Bank of China | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1288 | CINS Y00289119 | 11/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect WANG Jindong as Supervisor | Mgmt | For | For | For | ||
| 3 | Elect LI Wang as Supervisor | Mgmt | For | For | For | ||
| 4 | Elect ZHANG Jie as Supervisor | Mgmt | For | For | For | ||
| 5 | Elect LIU Hongxia as Supervisor | Mgmt | For | For | For | ||
| 6 | Directors’ Fees for 2017 | Mgmt | For | For | For | ||
| 7 | Supervisory Fees for 2017 | Mgmt | For | For | For | ||
| 8 | 2019-2021 Capital Planning | Mgmt | For | For | For | ||
| 9 | Issuance Plan of Eligible Tier-2 Capital Instruments | Mgmt | For | For | For | ||
| Airbus SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIR | CINS N0280G100 | 04/10/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Accounts and Reports | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | Ratification of Non-Executive Directors’ Acts | Mgmt | For | For | For | ||
| 10 | Ratification of Executive Directors’ Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| 13 | Elect Guillaume Faury to the Board of Directors | Mgmt | For | For | For | ||
| 14 | Elect Catherine Guillouard to the Board of Directors | Mgmt | For | For | For | ||
| 15 | Elect Claudia Nemat to the Board of Directors | Mgmt | For | For | For | ||
| 16 | Elect Carlos Tavares to the Board of Directors | Mgmt | For | Against | Against | ||
| 17 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 20 | Cancellation of Shares | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Akbank T.A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKBNK | CINS M0300L106 | 03/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Presentation of Directors’ Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | Against | Against | ||
| 8 | Ratification of Board Acts | Mgmt | For | Against | Against | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Election of Directors | Mgmt | For | Against | Against | ||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Amendments to Articles | Mgmt | For | For | For | ||
| 14 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 15 | Limit on Charitable Donations | Mgmt | For | For | For | ||
| 16 | Presentation of Report on Charitable Donations and Compensation Policy | Mgmt | For | For | For | ||
| Alexion Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALXN | CUSIP 015351109 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Felix J. Baker | Mgmt | For | For | For | ||
| 1.2 | Elect David R. Brennan | Mgmt | For | For | For | ||
| 1.3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
| 1.4 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
| 1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Ludwig N. Hantson | Mgmt | For | For | For | ||
| 1.7 | Elect John T. Mollen | Mgmt | For | For | For | ||
| 1.8 | Elect Francois Nader | Mgmt | For | For | For | ||
| 1.9 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | ||
| 1.10 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | ||
| Alibaba Group Holding Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BABA | CUSIP 01609W102 | 10/31/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Joseph Chung Tsai | Mgmt | For | Against | Against | ||
| 2 | Elect J. Michael Evans | Mgmt | For | For | For | ||
| 3 | Elect Eric Xiandong Jing | Mgmt | For | For | For | ||
| 4 | Elect Borje E. Ekholm | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| Allianz SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALV | CINS D03080112 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Amendments to Remuneration Policy | Mgmt | For | For | For | ||
| 10 | Approval of Intra-Company Control Agreement with AllSecur Deutschland AG | Mgmt | For | For | For | ||
| Ashtead Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AHT | CINS G05320109 | 09/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Geoff Drabble | Mgmt | For | For | For | ||
| 5 | Elect Brendan Horgan | Mgmt | For | For | For | ||
| 6 | Elect Michael Richard Pratt | Mgmt | For | For | For | ||
| 7 | Elect Ian Sutcliffe | Mgmt | For | For | For | ||
| 8 | Elect Lucinda Riches | Mgmt | For | For | For | ||
| 9 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 10 | Elect Paul A. Walker | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Assicurazioni Generali S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| G | CINS T05040109 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Amendments to Article 9.1 | Mgmt | For | For | For | ||
| 5 | Amendments to Articles 28.2, 29.1, 35.2 | Mgmt | For | For | For | ||
| 6 | Amendments to Article 35.3 | Mgmt | For | For | For | ||
| 7 | Amendments to Article 37.22 | Mgmt | For | For | For | ||
| 8 | Board Size | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | List Presented by Mediobanca S.p.A. | Mgmt | For | N/A | N/A | ||
| 11 | List Presented by Group of Institutional Investors Representing 1.77% of Share Capital | Mgmt | For | For | For | ||
| 12 | Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Remuneration Policy | Mgmt | For | For | For | ||
| 16 | Group Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase and Reissue Shares (Incentive Plans) | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Group LTIP 2019) | Mgmt | For | For | For | ||
| 19 | Employee Incentive Plan | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase and Reissue Shares (Employee Incentive Plan) | Mgmt | For | For | For | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Aviva Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AV | CINS G0683Q109 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Claudia Arney | Mgmt | For | For | For | ||
| 5 | Elect Glyn A. Barker | Mgmt | For | For | For | ||
| 6 | Elect Andy Briggs | Mgmt | For | Abstain | Against | ||
| 7 | Elect Patricia Cross | Mgmt | For | For | For | ||
| 8 | Elect Belen Romana Garcia | Mgmt | For | For | For | ||
| 9 | Elect Michael Mire | Mgmt | For | For | For | ||
| 10 | Elect Sir Adrian Montague | Mgmt | For | For | For | ||
| 11 | Elect Thomas Stoddard | Mgmt | For | For | For | ||
| 12 | Elect Maurice E Tulloch | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 19 | Authority to Issue Solvency II Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Solvency II Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 22 | Authority to Repurchase 8 3/4% Preference Shares | Mgmt | For | For | For | ||
| 23 | Authority to Repurchase 8 3/8% Preference Shares | Mgmt | For | For | For | ||
| 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Axa | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CS | CINS F06106102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | ||
| 9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | ||
| 10 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 11 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
| 12 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 13 | Elect Jean-Pierre Clamadieu | Mgmt | For | For | For | ||
| 14 | Ratification of the Co-option of Elaine A. Sarsynski | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 16 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | ||
| 20 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | ||
| 21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||
| 22 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | ||
| 24 | Authority to Issue Shares w/ Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | ||
| 25 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 26 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 27 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 28 | Authority to Issue Performance Shares Pursuant to Defined Contribution Pension Plan | Mgmt | For | For | For | ||
| 29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 30 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Banco Santander S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAN | CINS E19790109 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts | Mgmt | For | For | For | ||
| 2 | Report on Non-Financial Information | Mgmt | For | For | For | ||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Board Size | Mgmt | For | For | For | ||
| 6 | Elect Henrique De Castro | Mgmt | For | For | For | ||
| 7 | Elect Francisco Javier Botin-Sanz de Sautuola y O’Shea | Mgmt | For | For | For | ||
| 8 | Elect Ramiro Mato Garcia-Ansorena | Mgmt | For | For | For | ||
| 9 | Elect Bruce Carnegie-Brown | Mgmt | For | Against | Against | ||
| 10 | Elect Jose Antonio Alvarez Alvarez | Mgmt | For | For | For | ||
| 11 | Elect Belen Romana Garcia | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Scrip Dividend | Mgmt | For | For | For | ||
| 15 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||
| 16 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
| 17 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 18 | Directors’ Fees | Mgmt | For | For | For | ||
| 19 | Maximum Variable Remuneration | Mgmt | For | For | For | ||
| 20 | 2019 Variable Remuneration Plan | Mgmt | For | For | For | ||
| 21 | 2019 Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | ||
| 22 | Employee Digital Transformation Award | Mgmt | For | For | For | ||
| 23 | Buy-Out Policy | Mgmt | For | For | For | ||
| 24 | UK Employee Share Saving Scheme | Mgmt | For | For | For | ||
| 25 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 26 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 01/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 4 | Type of Securities to Be Issued and Issue Size | Mgmt | For | For | For | ||
| 5 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 6 | Term | Mgmt | For | For | For | ||
| 7 | Method of Issuance | Mgmt | For | For | For | ||
| 8 | Target Investors | Mgmt | For | For | For | ||
| 9 | Lock-up Period | Mgmt | For | For | For | ||
| 10 | Terms of Dividend Distribution | Mgmt | For | For | For | ||
| 11 | Terms of Compulsory Conversion | Mgmt | For | For | For | ||
| 12 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
| 13 | Voting Rights Restrictions | Mgmt | For | For | For | ||
| 14 | Voting Rights Restoration | Mgmt | For | For | For | ||
| 15 | Order of Priority and Method of Liquidation | Mgmt | For | For | For | ||
| 16 | Rating Arrangement | Mgmt | For | For | For | ||
| 17 | Guarantee Arrangement | Mgmt | For | For | For | ||
| 18 | Use of Proceeds from Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 19 | Trading Transfer Arrangement | Mgmt | For | For | For | ||
| 20 | Relationship between Offshore and Domestic Issuance | Mgmt | For | For | For | ||
| 21 | Validity Period of Resolution regarding Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 22 | Application and Approval Procedures to Be Completed for Issuance | Mgmt | For | For | For | ||
| 23 | Matters relating to Authorization | Mgmt | For | For | For | ||
| 24 | Type of Securities to Be Issued and Issue Size | Mgmt | For | For | For | ||
| 25 | Par Value and Issue Price | Mgmt | For | For | For | ||
| 26 | Term | Mgmt | For | For | For | ||
| 27 | Method of Issuance | Mgmt | For | For | For | ||
| 28 | Target Investors | Mgmt | For | For | For | ||
| 29 | Lock-up Period | Mgmt | For | For | For | ||
| 30 | Terms of Dividend Distribution | Mgmt | For | For | For | ||
| 31 | Terms of Compulsory Conversion | Mgmt | For | For | For | ||
| 32 | Terms of Conditional Redemption | Mgmt | For | For | For | ||
| 33 | Voting Rights Restrictions | Mgmt | For | For | For | ||
| 34 | Voting Rights Restoration | Mgmt | For | For | For | ||
| 35 | Order of Priority and Method of Liquidation | Mgmt | For | For | For | ||
| 36 | Rating Arrangement | Mgmt | For | For | For | ||
| 37 | Guarantee Arrangement | Mgmt | For | For | For | ||
| 38 | Use of Proceeds from Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 39 | Trading Transfer Arrangement | Mgmt | For | For | For | ||
| 40 | Relationship between Offshore and Domestic Issuance | Mgmt | For | For | For | ||
| 41 | Validity Period of Resolution regarding Issuance of Domestic Preference Shares | Mgmt | For | For | For | ||
| 42 | Application and Approval Procedures to Be Completed for Issuance | Mgmt | For | For | For | ||
| 43 | Matters relating to Authorization | Mgmt | For | For | For | ||
| 44 | Impact on Dilution of Current Returns and Remedial Measures upon Issuance of Preference Shares | Mgmt | For | For | For | ||
| 45 | Shareholder Return Plan for 2018 to 2020 | Mgmt | For | For | For | ||
| 46 | Elect WU Fulin | Mgmt | For | For | For | ||
| 47 | Elect LIN Jingzhen | Mgmt | For | For | For | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Directors’ Report | Mgmt | For | For | For | ||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | 2019 Investment Budget | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect ZHANG Jiangang | Mgmt | For | For | For | ||
| 9 | Elect Martin LIAO Cheung Kong | Mgmt | For | For | For | ||
| 10 | Elect WANG Changyun | Mgmt | For | For | For | ||
| 11 | Elect Angela CHAO | Mgmt | For | Against | Against | ||
| 12 | Elect WANG Xiquan as Supervisor | Mgmt | For | For | For | ||
| 13 | Elect JIA Xinagsen as Supervisor | Mgmt | For | For | For | ||
| 14 | Elect ZHENG Zhiguang as Supervisor | Mgmt | For | For | For | ||
| 15 | Directors’ Fees | Mgmt | For | For | For | ||
| 16 | Supervisors’ Remuneration | Mgmt | For | For | For | ||
| 17 | Authority to Issue A and/or H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 18 | Authority to Issue Bonds | Mgmt | For | For | For | ||
| 19 | Authority to Issue Write-down of Undated Capital Bonds | Mgmt | For | For | For | ||
| 20 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | ||
| 21 | Elect TAN Yiwu | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Bank of China Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3988 | CINS Y0698A107 | 09/14/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect LIU Liange | Mgmt | For | For | For | ||
| 3 | Elect Jiang Guohua | Mgmt | For | For | For | ||
| Basf SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAS | CINS D06216317 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Elect Thomas Carell | Mgmt | For | For | For | ||
| 11 | Elect Dame Alison J. Carnwath | Mgmt | For | For | For | ||
| 12 | Elect Franz Fehrenbach | Mgmt | For | For | For | ||
| 13 | Elect Jurgen Hambrecht | Mgmt | For | For | For | ||
| 14 | Elect Alexander C. Karp | Mgmt | For | For | For | ||
| 15 | Elect Anke Schaferkordt | Mgmt | For | For | For | ||
| 16 | Increase in Authorised Capital | Mgmt | For | For | For | ||
| Beijing Enterprises Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0392 | CINS Y07702122 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect LI Yongcheng | Mgmt | For | For | For | ||
| 6 | Elect E Meng | Mgmt | For | For | For | ||
| 7 | Elect JIANG Xinhao | Mgmt | For | For | For | ||
| 8 | Elect YU Sun Say | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| BNP Paribas | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BNP | CINS F1058Q238 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Elect Jean-Laurent Bonnafe | Mgmt | For | For | For | ||
| 11 | Elect Wouter de Ploey | Mgmt | For | For | For | ||
| 12 | Elect Marion Guillou | Mgmt | For | For | For | ||
| 13 | Elect Michel J. Tilmant | Mgmt | For | For | For | ||
| 14 | Elect Rajna Gibson Brandon | Mgmt | For | For | For | ||
| 15 | Remuneration policy (Chair) | Mgmt | For | For | For | ||
| 16 | Remuneration Policy (CEO and Deputy CEO) | Mgmt | For | For | For | ||
| 17 | Remuneration of Jean Lamierre, Chair | Mgmt | For | For | For | ||
| 18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | ||
| 19 | Remuneration of Philippe Bordenave, Deputy CEO | Mgmt | For | For | For | ||
| 20 | Remuneration of Identified Staff | Mgmt | For | For | For | ||
| 21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 22 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Borregaard ASA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRG | CINS R1R79W105 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Norway | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Presiding Chair; Minutes | Mgmt | For | For | For | ||
| 2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Remuneration Guidelines (Advisory) | Mgmt | For | For | For | ||
| 5 | Incentive Guidelines (Binding) | Mgmt | For | For | For | ||
| 6 | Authority to Repurchase Shares Pursuant to Incentive Programmes | Mgmt | For | For | For | ||
| 7 | Authority to Repurchase Shares for Amortisation | Mgmt | For | For | For | ||
| 8 | Elect Jan A. Oksum | Mgmt | For | For | For | ||
| 9 | Elect Terje Andersen | Mgmt | For | For | For | ||
| 10 | Elect Tove Andersen | Mgmt | For | For | For | ||
| 11 | Elect Margrethe Hauge | Mgmt | For | For | For | ||
| 12 | Elect Helge Aasen | Mgmt | For | For | For | ||
| 13 | Elect Jan A. Oksum as Chair | Mgmt | For | For | For | ||
| 14 | Elect Mimi K. Berdal | Mgmt | For | For | For | ||
| 15 | Elect Erik Must | Mgmt | For | For | For | ||
| 16 | Elect Rune Selmar | Mgmt | For | For | For | ||
| 17 | Elect Ola Wessel-Aas | Mgmt | For | For | For | ||
| 18 | Elect Mimi K. Berdal as Chair | Mgmt | For | For | For | ||
| 19 | Directors’ Fees | Mgmt | For | For | For | ||
| 20 | Nomination Committee Fees | Mgmt | For | For | For | ||
| 21 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| BP plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BP | CINS G12793108 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Robert W. Dudley | Mgmt | For | For | For | ||
| 4 | Elect Brian Gilvary | Mgmt | For | For | For | ||
| 5 | Elect Nils Andersen | Mgmt | For | For | For | ||
| 6 | Elect Alison J. Carnwath | Mgmt | For | For | For | ||
| 7 | Elect Pamela Daley | Mgmt | For | For | For | ||
| 8 | Elect Ian E.L. Davis | Mgmt | For | For | For | ||
| 9 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||
| 10 | Elect Helge Lund | Mgmt | For | For | For | ||
| 11 | Elect Melody B. Meyer | Mgmt | For | For | For | ||
| 12 | Elect Brendan R. Nelson | Mgmt | For | For | For | ||
| 13 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
| 14 | Elect John Sawers | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 22 | Shareholder Proposal Regarding Climate Change Reporting | ShrHoldr | For | For | For | ||
| 23 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| British American Tobacco Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BATS | CINS G1510J102 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | �� | Mgmt | For | For | For | |
| 2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 6 | Elect Richard Burrows | Mgmt | For | For | For | ||
| 7 | Elect Susan J. Farr | Mgmt | For | For | For | ||
| 8 | Elect Marion Helmes | Mgmt | For | For | For | ||
| 9 | Elect Luc Jobin | Mgmt | For | For | For | ||
| 10 | Elect Holly K. Koeppel | Mgmt | For | For | For | ||
| 11 | Elect Savio Kwan | Mgmt | For | For | For | ||
| 12 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | ||
| 13 | Elect Kieran Poynter | Mgmt | For | For | For | ||
| 14 | Elect Ben Stevens | Mgmt | For | For | For | ||
| 15 | Elect Jack M.H. Bowles | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Cabot Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBT | CUSIP 127055101 | 03/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael M. Morrow | Mgmt | For | For | For | ||
| 2 | Elect Sue H. Rataj | Mgmt | For | For | For | ||
| 3 | Elect Frank A. Wilson | Mgmt | For | For | For | ||
| 4 | Elect Matthias L. Wolfgruber | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| China Conch Venture Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 586 | CINS G2116J108 | 06/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect GUO Jingbin | Mgmt | For | For | For | ||
| 6 | Elect LI Daming | Mgmt | For | For | For | ||
| 7 | Elect CHAN Kai Wing | Mgmt | For | For | For | ||
| 8 | Elect CHANG Zhangli | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Everbright Greentech Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 01257 | CINS G2R55E103 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect QIAN Xiaodong | Mgmt | For | Against | Against | ||
| 6 | Elect YANG Zhiqiang | Mgmt | For | For | For | ||
| 7 | Elect WANG Yungang | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Mobile Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0941 | CINS Y14965100 | 05/22/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect YANG Jie | Mgmt | For | For | For | ||
| 6 | Elect DONG Xin | Mgmt | For | For | For | ||
| 7 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | ||
| 8 | Elect YANG Qiang | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| China Petroleum & Chemical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0386 | CINS Y15010104 | 10/23/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Elect YU Baocai | Mgmt | For | For | For | ||
| 4 | Continuing Connected Transactions | Mgmt | For | For | For | ||
| CK Infrastructure Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1038 | CINS G2178K100 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect KAM Hing Lam | Mgmt | For | For | For | ||
| 6 | Elect Edmond IP Tak Chuen | Mgmt | For | For | For | ||
| 7 | Elect Frank J. Sixt | Mgmt | For | Against | Against | ||
| 8 | Elect Eva L. Kwok | Mgmt | For | Against | Against | ||
| 9 | Elect David LAN Hong Tsung | Mgmt | For | Against | Against | ||
| 10 | Elect George C. Magnus | Mgmt | For | Against | Against | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| CK Infrastructure Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1038 | CINS G2178K100 | 10/30/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Joint Venture | Mgmt | For | For | For | ||
| Cnooc Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0883 | CINS Y1662W117 | 05/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hong Kong | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Elect WANG Dongjin | Mgmt | For | For | For | ||
| 7 | Elect XU Keqiang | Mgmt | For | For | For | ||
| 8 | Elect CHIU Sung Hong | Mgmt | For | For | For | ||
| 9 | Elect QIU Zhi Zhong | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Covestro AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1COV | CINS D15349109 | 04/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Amendments to Articles Regarding Convocation of General Meetings | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase and Reissue Shares (Including Usage of Equity Derivatives) | Mgmt | For | For | For | ||
| Daiwa House Industry Co. Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 1925 | CINS J11508124 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Takeo Higuchi | Mgmt | For | Against | Against | ||
| 4 | Elect Keiichi Yoshii | Mgmt | For | For | For | ||
| 5 | Elect Tamio Ishibashi | Mgmt | For | For | For | ||
| 6 | Elect Takeshi Kosokabe | Mgmt | For | For | For | ||
| 7 | Elect Kazuto Tsuchida | Mgmt | For | For | For | ||
| 8 | Elect Osamu Fujitani | Mgmt | For | Against | Against | ||
| 9 | Elect Makoto Yamamoto | Mgmt | For | For | For | ||
| 10 | Elect Yoshiaki Tanabe | Mgmt | For | For | For | ||
| 11 | Elect Hirotsugu Otomo | Mgmt | For | For | For | ||
| 12 | Elect Tatsuya Urakawa | Mgmt | For | For | For | ||
| 13 | Elect Kazuhito Dekura | Mgmt | For | For | For | ||
| 14 | Elect Yoshinori Ariyoshi | Mgmt | For | For | For | ||
| 15 | Elect Keisuke Shimonishi | Mgmt | For | Against | Against | ||
| 16 | Elect Kazuyoshi Kimura | Mgmt | For | Against | Against | ||
| 17 | Elect Yutaka Shigemori | Mgmt | For | For | For | ||
| 18 | Elect Yukiko Yabu | Mgmt | For | For | For | ||
| 19 | Elect Shonosuke Oda as Statutory Auditor | Mgmt | For | For | For | ||
| 20 | Statutory Auditors’ Fees | Mgmt | For | For | For | ||
| 21 | Bonus | Mgmt | For | For | For | ||
| 22 | Amendment to Trust Type Equity Plan | Mgmt | For | For | For | ||
| 23 | Adoption of Restricted Stock Plan | Mgmt | For | For | For | ||
| Danone | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BN | CINS F12033134 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Elect Franck Riboud | Mgmt | For | For | For | ||
| 8 | Elect Emmanuel Faber | Mgmt | For | For | For | ||
| 9 | Elect Clara Gaymard | Mgmt | For | For | For | ||
| 10 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 11 | Remuneration of Emmanuel Faber, CEO and Chair | Mgmt | For | For | For | ||
| 12 | Remuneration Policy (Corporate Officers) | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights and w/ Priority Subscription | Mgmt | For | For | For | ||
| 16 | Greenshoe | Mgmt | For | For | For | ||
| 17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||
| 18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||
| 19 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 21 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 22 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
| 24 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| DGB Financial Group Co Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 139130 | CINS Y2058E109 | 03/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect LEE Yong Doo | Mgmt | For | For | For | ||
| 4 | Elect CHO Sun Ho | Mgmt | For | For | For | ||
| 5 | Elect LEE Sang Yeop | Mgmt | For | For | For | ||
| 6 | Elect KIM Taek Dong | Mgmt | For | For | For | ||
| 7 | Election of Independent Director to Become Audit Committee Member: LEE Jin Bok | Mgmt | For | For | For | ||
| 8 | Election of Audit Committee Member: CHO Sun Ho | Mgmt | For | For | For | ||
| 9 | Directors’ Fees | Mgmt | For | Against | Against | ||
| Diamondback Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FANG | CUSIP 25278X109 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Steven E. West | Mgmt | For | For | For | ||
| 2 | Elect Travis D. Stice | Mgmt | For | For | For | ||
| 3 | Elect Michael L. Hollis | Mgmt | For | For | For | ||
| 4 | Elect Michael P. Cross | Mgmt | For | For | For | ||
| 5 | Elect David L. Houston | Mgmt | For | For | For | ||
| 6 | Elect Mark L. Plaumann | Mgmt | For | For | For | ||
| 7 | Elect Melanie M. Trent | Mgmt | For | For | For | ||
| 8 | Amendment to the 2019 Equity Incentive Plan | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| DNB ASA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DNB | CINS R1640U124 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Norway | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Agenda | Mgmt | For | For | For | ||
| 6 | Minutes | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Guidelines (Advisory) | Mgmt | For | Against | Against | ||
| 9 | Remuneration Guidelines (Binding) | Mgmt | For | Against | Against | ||
| 10 | Corporate Governance Report | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 12 | Cancellation of Shares | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Amendments to Articles of Association | Mgmt | For | For | For | ||
| 15 | Election of Directors | Mgmt | For | For | For | ||
| 16 | Election Committee | Mgmt | For | For | For | ||
| 17 | Directors’ Fees; Election Committee Fees | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| DNO ASA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DNO | CINS R6007G105 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Norway | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Election of Presiding Chair; Minutes | Mgmt | For | For | For | ||
| 6 | Agenda | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Corporate Governance Report | Mgmt | For | For | For | ||
| 8 | Election of Directors | Mgmt | For | Against | Against | ||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||
| 10 | Nomination Committee Fees | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 12 | Remuneration Guidelines (Advisory) | Mgmt | For | Against | Against | ||
| 13 | Share-Price Related Incentive Guidelines (Binding) | Mgmt | For | Against | Against | ||
| 14 | Authority to Distribute Dividends | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| DS Smith plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMDS | CINS G2848Q123 | 07/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Acquisition | Mgmt | For | For | For | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| DS Smith plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SMDS | CINS G2848Q123 | 09/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Gareth Davis | Mgmt | For | For | For | ||
| 5 | Elect Miles W. Roberts | Mgmt | For | For | For | ||
| 6 | Elect Adrian Marsh | Mgmt | For | For | For | ||
| 7 | Elect Chris Britton | Mgmt | For | For | For | ||
| 8 | Elect Jonathan Nicholls | Mgmt | For | For | For | ||
| 9 | Elect Kathleen O’Donovan | Mgmt | For | For | For | ||
| 10 | Elect Louise Smalley | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Amendments to Articles (Hybrid Meetings) | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| E.ON SE | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EOAN | CINS D24914133 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Germany | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor for Interim Financial Statements in 2019 | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor for Interim Financial Statements for First Quarter of 2020 | Mgmt | For | For | For | ||
| 12 | Amendments to Articles Regarding Supervisory Board Size | Mgmt | For | For | For | ||
| 13 | Approval of Intra-Company Control Agreement with E.ON 11. Verwaltungs GmbH | Mgmt | For | For | For | ||
| 14 | Approval of Intra-Company Control Agreement with E.ON 12. Verwaltungs GmbH | Mgmt | For | For | For | ||
| Electric Power Development | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9513 | CINS J12915104 | 06/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masayoshi Kitamura | Mgmt | For | Against | Against | ||
| 4 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||
| 5 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||
| 6 | Elect Masato Uchiyama | Mgmt | For | For | For | ||
| 7 | Elect Akihito Urashima | Mgmt | For | For | For | ||
| 8 | Elect Yoshiki Onoi | Mgmt | For | For | For | ||
| 9 | Elect Hiromi Minaminosono | Mgmt | For | For | For | ||
| 10 | Elect Hiroyasu Sugiyama | Mgmt | For | For | For | ||
| 11 | Elect Hideki Tsukuda | Mgmt | For | For | For | ||
| 12 | Elect Makoto Honda | Mgmt | For | For | For | ||
| 13 | Elect Hitoshi Kanno | Mgmt | For | For | For | ||
| 14 | Elect Go Kajitani | Mgmt | For | For | For | ||
| 15 | Elect Tomonori Ito | Mgmt | For | For | For | ||
| 16 | Elect John Buchanan | Mgmt | For | For | For | ||
| 17 | Elect Mutsutake Otsuka | Mgmt | For | For | For | ||
| 18 | Elect Kiyoshi Nakanishi | Mgmt | For | For | For | ||
| Electricity Generating Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGCO | CINS Y22834116 | 04/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||
| 6 | Directors’ Fees | Mgmt | For | Against | Against | ||
| 7 | Elect Jaruwan Ruangswadipong | Mgmt | For | Against | Against | ||
| 8 | Elect Nikul Silasuwan | Mgmt | For | Against | Against | ||
| 9 | Elect Patana Sangsriroujana | Mgmt | For | Against | Against | ||
| 10 | Elect Jakgrich Pibulpairoj | Mgmt | For | For | For | ||
| 11 | Elect Shunichi Tanaka | Mgmt | For | Against | Against | ||
| 12 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Encana Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ECA | CUSIP 292505104 | 02/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Stock Issuance for Merger | Mgmt | For | For | For | ||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Encana Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ECA | CUSIP 292505104 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Peter A. Dea | Mgmt | For | For | For | ||
| 1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | ||
| 1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | ||
| 1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | ||
| 1.5 | Elect Margaret McKenzie | Mgmt | For | For | For | ||
| 1.6 | Elect Steven W. Nance | Mgmt | For | For | For | ||
| 1.7 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas G. Ricks | Mgmt | For | For | For | ||
| 1.9 | Elect Brian G. Shaw | Mgmt | For | For | For | ||
| 1.10 | Elect Douglas J. Suttles | Mgmt | For | For | For | ||
| 1.11 | Elect Bruce G. Waterman | Mgmt | For | For | For | ||
| 1.12 | Elect Clayton H. Woitas | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| 4 | Approval of the 2019 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Enel S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENEL | CINS T3679P115 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | List Presented by Ministry of Economy and Finance | Mgmt | For | For | For | ||
| 8 | List Presented by Group of Institutional Investors Representing 1.7% of Share Capital | Mgmt | For | N/A | N/A | ||
| 9 | Statutory Auditors’ Fees | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees (KPMG; Preferred Option) | Mgmt | For | For | For | ||
| 11 | Long Term Incentive Plan 2019 | Mgmt | For | For | For | ||
| 12 | Remuneration Policy | Mgmt | For | For | For | ||
| Energen Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EGN | CUSIP 29265N108 | 11/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Engie | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENGI | CINS F7629A107 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Approval of Benefits (Jean-Pierre Clamadieu) | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Elect Francoise Malrieu | Mgmt | For | For | For | ||
| 11 | Elect Marie-Jose Nadeau | Mgmt | For | For | For | ||
| 12 | Elect Patrice Durand | Mgmt | For | For | For | ||
| 13 | Elect Mari-Noelle Jego-Laveissiere | Mgmt | For | For | For | ||
| 14 | Remuneration of Jean-Pierre Clamadieu, Chair | Mgmt | For | For | For | ||
| 15 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | ||
| 16 | Remuneration Policy (Chair) | Mgmt | For | For | For | ||
| 17 | Remuneration Policy (CEO) | Mgmt | For | For | For | ||
| 18 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 19 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||
| 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Eni S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENI | CINS T3643A145 | 05/14/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 4 | Remuneration Policy | Mgmt | For | For | For | ||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Gazprom | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GAZP | CINS 368287207 | 06/28/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Audit Commission Fees | Mgmt | For | For | For | ||
| 9 | Amendments to Articles | Mgmt | For | For | For | ||
| 10 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 11 | Amendments to Board Regulations | Mgmt | For | For | For | ||
| 12 | Amendments to Management Regulations | Mgmt | For | For | For | ||
| 13 | Termination of the Regulations on Dividend Policy | Mgmt | For | For | For | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Elect Viktor A. Zubkov | Mgmt | For | Abstain | Against | ||
| 18 | Elect Timur A. Kulibaev | Mgmt | For | Abstain | Against | ||
| 19 | Elect Denis V. Manturov | Mgmt | For | Abstain | Against | ||
| 20 | Elect Vitaly A. Markelov | Mgmt | For | Abstain | Against | ||
| 21 | Elect Viktor G Martynov | Mgmt | For | For | For | ||
| 22 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | ||
| 23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 24 | Elect Alexander V. Novak | Mgmt | For | Abstain | Against | ||
| 25 | Elect Dmitry N. Patrushev | Mgmt | For | Abstain | Against | ||
| 26 | Elect Mikhail L. Sereda | Mgmt | For | Abstain | Against | ||
| 27 | Elect Ivan V. Bezmenov | Mgmt | N/A | For | N/A | ||
| 28 | Elect Vadim K. Bikulov | Mgmt | N/A | For | N/A | ||
| 29 | Elect Alexander A. Gladkov | Mgmt | N/A | For | N/A | ||
| 30 | Elect Margarita I. Mironova | Mgmt | N/A | For | N/A | ||
| 31 | Elect Yuri S. Nosov | Mgmt | N/A | For | N/A | ||
| 32 | Elect Karen I. Oganyan | Mgmt | N/A | For | N/A | ||
| 33 | Elect Dmitry A. Pashkovsky | Mgmt | N/A | Abstain | N/A | ||
| 34 | Elect Sergey R. Platonov | Mgmt | N/A | For | N/A | ||
| 35 | Elect Evgeniy M. Stolyarov | Mgmt | N/A | For | N/A | ||
| 36 | Elect Tatyana V. Fisenko | Mgmt | N/A | For | N/A | ||
| 37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Glaxosmithkline plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GSK | CINS G3910J112 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 3 | Elect Iain J. Mackay | Mgmt | For | For | For | ||
| 4 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||
| 5 | Elect Emma Walmsley | Mgmt | For | For | For | ||
| 6 | Elect Manvinder S. Banga | Mgmt | For | For | For | ||
| 7 | Elect Hal V. Barron | Mgmt | For | For | For | ||
| 8 | Elect Vivienne Cox | Mgmt | For | For | For | ||
| 9 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
| 10 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||
| 11 | Elect Jesse Goodman | Mgmt | For | For | For | ||
| 12 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
| 13 | Elect Urs Rohner | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Approve exemption from statement of the senior statutory auditor’s name in published auditors’ reports | Mgmt | For | For | For | ||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Glaxosmithkline plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GSK | CINS G3910J112 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Joint Venture with Pfizer | Mgmt | For | For | For | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 04/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | CEO’s Report and Financial Statements | Mgmt | For | For | For | ||
| 2 | Report of the Board on Accounting Policies | Mgmt | For | For | For | ||
| 3 | Report of the Board on Operations and Activities | Mgmt | For | For | For | ||
| 4 | Report on Audit and Corporate Governance Committee’s Operations and Activities | Mgmt | For | For | For | ||
| 5 | Ratification of Board, CEO and Audit and Corporate Governance Committee’s Acts | Mgmt | For | For | For | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Dividend Policy | Mgmt | For | For | For | ||
| 8 | Report on Tax Compliance | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Elect Carlos Hank Gonzalez | Mgmt | For | For | For | ||
| 11 | Elect Juan Antonio Gonzalez Moreno | Mgmt | For | For | For | ||
| 12 | Elect David Villarreal Montemayor | Mgmt | For | For | For | ||
| 13 | Elect Jose Marcos Ramirez Miguel | Mgmt | For | For | For | ||
| 14 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | ||
| 15 | Elect Carmen Patricia Armendariz Guerra | Mgmt | For | For | For | ||
| 16 | Elect Hector Reyes-Retana y Dahl | Mgmt | For | For | For | ||
| 17 | Elect Eduardo Livas Cantu | Mgmt | For | For | For | ||
| 18 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | ||
| 19 | Elect Adrian G. Sada Cueva | Mgmt | For | For | For | ||
| 20 | Elect David Penaloza Alanis | Mgmt | For | For | For | ||
| 21 | Elect Jose Antonio Chedraui Eguia | Mgmt | For | For | For | ||
| 22 | Elect Alfonso de Angoitia Noriega | Mgmt | For | For | For | ||
| 23 | Elect Thomas Stanley Heather Rodriguez | Mgmt | For | For | For | ||
| 24 | Election of Graciela Gonzalez Moreno (Alternate) | Mgmt | For | For | For | ||
| 25 | Election of Juan Antonio Gonzalez Marcos (Alternate) | Mgmt | For | For | For | ||
| 26 | Election of Alberto Halabe Hamui (Alternate) | Mgmt | For | For | For | ||
| 27 | Election of Carlos de la Isla Corry (Alternate) | Mgmt | For | For | For | ||
| 28 | Election of Diego Martinez Rueda-Chapital (Alternate) | Mgmt | For | For | For | ||
| 29 | Election of Geraldo Salazar Viezca (Alternate) | Mgmt | For | For | For | ||
| 30 | Election Clemente Ismael Reyes Retana Valdes (Alternate) | Mgmt | For | For | For | ||
| 31 | Election of Roberto Kelleher Vales (Alternate) | Mgmt | For | For | For | ||
| 32 | Election of Isaac Becker Kabacnik (Alternate) | Mgmt | For | For | For | ||
| 33 | Election of Jose Maria Garza Trevino (Alternate) | Mgmt | For | For | For | ||
| 34 | Election of Carlos Cesarman Kolteniuk (Alternate) | Mgmt | For | For | For | ||
| 35 | Election of Humberto Tafolla Nunez (Alternate) | Mgmt | For | For | For | ||
| 36 | Election of Guadalupe Phillips Margain (Alternate) | Mgmt | For | For | For | ||
| 37 | Election of Ricardo Maldonado Yanez (Alternate) | Mgmt | For | For | For | ||
| 38 | Election of Board Secretary | Mgmt | For | For | For | ||
| 39 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||
| 40 | Directors’ Fees | Mgmt | For | For | For | ||
| 41 | Elect Hector Reyes-Retana y Dahl as Audit and Corporate Governance Committee Chair | Mgmt | For | For | For | ||
| 42 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 43 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Banorte, S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFNORTE | CINS P49501201 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Dividends | Mgmt | For | For | For | ||
| 2 | Set Dividend Payment Date | Mgmt | For | For | For | ||
| 3 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 07/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Article 3 | Mgmt | For | Abstain | Against | ||
| 2 | Legal Effects of Split-Off | Mgmt | For | Abstain | Against | ||
| 3 | Cancellation of Shares | Mgmt | For | Abstain | Against | ||
| 4 | Capitalization of Reserves | Mgmt | For | Abstain | Against | ||
| 5 | Accounting Adjustments | Mgmt | For | Abstain | Against | ||
| 6 | Amendments to Article 9 | Mgmt | For | Abstain | Against | ||
| 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Abstain | Against | ||
| 8 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Grupo Financiero Interacciones SA CV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GFINTER | CINS P4951R153 | 07/04/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | ||
| 2 | Reimbursement; Granting of Powers | Mgmt | For | Abstain | Against | ||
| 3 | Authority to Reduce Share Capital; Granting of Powers | Mgmt | For | Abstain | Against | ||
| 4 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| HSBC Holdings plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSBA | CINS G4634U169 | 04/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 4 | Elect Ewen Stevenson | Mgmt | For | For | For | ||
| 5 | Elect Jose Antonio Meade Kuribena | Mgmt | For | For | For | ||
| 6 | Elect Kathleen L. Casey | Mgmt | For | For | For | ||
| 7 | Elect Laura M.L. Cha | Mgmt | For | For | For | ||
| 8 | Elect Henri de Castries | Mgmt | For | For | For | ||
| 9 | Elect John M. Flint | Mgmt | For | For | For | ||
| 10 | Elect Irene LEE Yun Lien | Mgmt | For | For | For | ||
| 11 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
| 12 | Elect Marc Moses | Mgmt | For | For | For | ||
| 13 | Elect David T. Nish | Mgmt | For | For | For | ||
| 14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | ||
| 15 | Elect Jackson P. Tai | Mgmt | For | For | For | ||
| 16 | Elect Mark E. Tucker | Mgmt | For | For | For | ||
| 17 | Elect Pauline van der Meer Mohr | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (specified capital investment) | Mgmt | For | For | For | ||
| 24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 26 | Authority to Issue Shares w/ Preemptive Rights (contingent convertible securities) | Mgmt | For | For | For | ||
| 27 | Authority to Issue Shares w/o Preemptive Rights (contingent convertible securities) | Mgmt | For | For | For | ||
| 28 | Scrip Dividend | Mgmt | For | For | For | ||
| 29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 30 | Shareholder Proposal Regarding Pension Scheme | ShrHoldr | Against | Against | For | ||
| Iberdrola | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IBE | CINS E6165F166 | 03/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts | Mgmt | For | For | For | ||
| 3 | Management Reports | Mgmt | For | For | For | ||
| 4 | Report on Non-Financial Information | Mgmt | For | For | For | ||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 6 | Amendments to Articles (Sustainability) | Mgmt | For | For | For | ||
| 7 | Amendments to Articles (Committees) | Mgmt | For | For | For | ||
| 8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 9 | First Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | ||
| 10 | Second Capitalisation of Reserves for Scrip Dividend | Mgmt | For | For | For | ||
| 11 | Cancellation of Treasury Shares | Mgmt | For | For | For | ||
| 12 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 13 | Elect Sara de la Rica Goiricelaya | Mgmt | For | For | For | ||
| 14 | Ratify Co-Option and Elect Xabier Sagredo Ormaza | Mgmt | For | For | For | ||
| 15 | Elect Maria Helena Antolin Raybaud | Mgmt | For | For | For | ||
| 16 | Elect Jose Walfredo Fernandez | Mgmt | For | For | For | ||
| 17 | Elect Denise Mary Holt | Mgmt | For | For | For | ||
| 18 | Elect Manuel Moreu Munaiz | Mgmt | For | For | For | ||
| 19 | Elect Jose Ignacio Sanchez Galan | Mgmt | For | For | For | ||
| 20 | Board Size | Mgmt | For | For | For | ||
| 21 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Indorama Ventures Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IVL | CINS Y39742112 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Meeting Minutes | Mgmt | For | For | For | ||
| 2 | Results of Operations | Mgmt | For | For | For | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Amit Lohia | Mgmt | For | Against | Against | ||
| 6 | Elect Aloke Lohia | Mgmt | For | For | For | ||
| 7 | Elect Sri Prakash Lohia | Mgmt | For | Against | Against | ||
| 8 | Elect Suchitra Lohia | Mgmt | For | For | For | ||
| 9 | Elect Sanjay Ahuja | Mgmt | For | For | For | ||
| 10 | Elect Tevin Vongvanich | Mgmt | For | For | For | ||
| 11 | Elect Yashovardhan Lohia | Mgmt | For | For | For | ||
| 12 | Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 14 | Authority to Issue Debentures | Mgmt | For | For | For | ||
| 15 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| ING Groep N.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INGA | CINS N4578E595 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Allocation of Dividends | Mgmt | For | For | For | ||
| 9 | Ratification of Management Board Acts | Mgmt | For | Against | Against | ||
| 10 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Elect Tanate Phutrakul to the Management Board | Mgmt | For | For | For | ||
| 13 | Elect Mariana Gheorghe to the Supervisory Board | Mgmt | For | For | For | ||
| 14 | Elect Michael G. Rees to the Supervisory Board | Mgmt | For | For | For | ||
| 15 | Elect Herna W.P.M.A. Verhagen to the Supervisory Board | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| JXTG Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 5020 | CINS J29699105 | 06/26/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Tsutomu Sugimori | Mgmt | For | For | For | ||
| 4 | Elect Jun Muto | Mgmt | For | For | For | ||
| 5 | Elect Junichi Kawada | Mgmt | For | For | For | ||
| 6 | Elect Hiroji Adachi | Mgmt | For | For | For | ||
| 7 | Elect Satoshi Taguchi | Mgmt | For | For | For | ||
| 8 | Elect Katsuyuki Ota | Mgmt | For | For | For | ||
| 9 | Elect Hiroshi Hosoi | Mgmt | For | For | For | ||
| 10 | Elect Yoshiaki Ouchi | Mgmt | For | For | For | ||
| 11 | Elect Seiichi Murayama | Mgmt | For | For | For | ||
| 12 | Elect Hiroko Ota | Mgmt | For | For | For | ||
| 13 | Elect Mutsutake Otsuka | Mgmt | For | For | For | ||
| 14 | Elect Yoshiiku Miyata | Mgmt | For | For | For | ||
| 15 | Elect Yuko Mitsuya as Audit Committee Director | Mgmt | For | For | For | ||
| KB Financial Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 105560 | CINS Y46007103 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect YOO Suk Ryul | Mgmt | For | For | For | ||
| 4 | Elect Stuart B. Solomon | Mgmt | For | For | For | ||
| 5 | Elect PARK Jae Ha | Mgmt | For | For | For | ||
| 6 | Election of Independent Director to Become Audit Committee Member: KIM Kyung Ho | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: SONU Suk Ho | Mgmt | For | For | For | ||
| 8 | Election of Audit Committee Member: JEONG Kouwhan | Mgmt | For | For | For | ||
| 9 | Election of Audit Committee Member: PARK Jae Ha | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| Kumho Petro Chemical Co.,Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 011780 | CINS Y5S159113 | 03/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect JUNG Jin Ho | Mgmt | For | Against | Against | ||
| 4 | Elect JEONG Yong Sun | Mgmt | For | For | For | ||
| 5 | Elect PARK Chan Goo | Mgmt | For | Against | Against | ||
| 6 | Elect SHIN Woo Sung | Mgmt | For | For | For | ||
| 7 | Election of Audit Committee Member: JUNG Jin Ho | Mgmt | For | Against | Against | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| Kunlun Energy Company Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0135 | CINS G5320C108 | 06/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect ZHAO Zhongxun | Mgmt | For | For | For | ||
| 6 | Elect LIU Xiao Feng | Mgmt | For | For | For | ||
| 7 | Elect Patrick SUN | Mgmt | For | Against | Against | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Lee & Man Paper Manufacturing Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2314 | CINS G5427W130 | 12/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Buying Agent Agreement | Mgmt | For | For | For | ||
| Lloyds Banking Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LLOY | CINS G5533W248 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Elect Amanda Mackenzie | Mgmt | For | For | For | ||
| 3 | Elect Lord Norman Blackwell | Mgmt | For | For | For | ||
| 4 | Elect Juan Colombas | Mgmt | For | For | For | ||
| 5 | Elect George Culmer | Mgmt | For | For | For | ||
| 6 | Elect Alan Dickinson | Mgmt | For | For | For | ||
| 7 | Elect Anita M. Frew | Mgmt | For | For | For | ||
| 8 | Elect Simon P. Henry | Mgmt | For | For | For | ||
| 9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||
| 10 | Elect Lord James Lupton | Mgmt | For | For | For | ||
| 11 | Elect Nick Prettejohn | Mgmt | For | For | For | ||
| 12 | Elect Stuart Sinclair | Mgmt | For | For | For | ||
| 13 | Elect Sara Weller | Mgmt | For | For | For | ||
| 14 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||
| 17 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Shares Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||
| 26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Masmovil Ibercom S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MAS | CINS E7386C164 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Individual Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Report on Non-Financial Information | ShrHoldr | N/A | For | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||
| 9 | Elect Eduardo Diez-Hochleitner Rodriguez | Mgmt | For | For | For | ||
| 10 | Elect Felipe Fernandez Atela | Mgmt | For | For | For | ||
| 11 | Ratify Co-Option and Elect Nathalie-Sophie Picquot | Mgmt | For | For | For | ||
| 12 | Ratify Co-Option and Elect Rafael Canales Abaitua | Mgmt | For | For | For | ||
| 13 | Resignation of Aldebaran Riesgo, S.C.R, S.A. (Antonio Garcia Ortiz) | Mgmt | For | For | For | ||
| 14 | Elect Rafael Dominguez de la Maza | Mgmt | For | For | For | ||
| 15 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | ||
| 16 | Amendments to Article 34 (Board Agreements) | Mgmt | For | For | For | ||
| 17 | Deletion of Articles 50 and 51 (Regulation for Alternative Stock Market) | Mgmt | For | For | For | ||
| 18 | Authority to Set Extraordinary General Meeting Notice Period | Mgmt | For | For | For | ||
| 19 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Mexichem S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 04/23/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Presentation of Report of the Audit Committee | Mgmt | For | For | For | ||
| 3 | Presentation of Report of the Corporate Governance Committee | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Election of Directors; Elect Committees Chairs; Elect Board Secretary | Mgmt | For | For | For | ||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 8 | Report on the Company’s Share Repurchase Program | Mgmt | For | For | For | ||
| 9 | Approve Shareholder’s Meeting Resolutions (Extraordinary Dividends) | Mgmt | For | For | For | ||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||
| 11 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| Mexichem S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 08/21/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividend | Mgmt | For | For | For | ||
| 2 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Mexichem S.A.B. de C.V. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEXCHEM | CINS P57908132 | 11/26/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividend | Mgmt | For | For | For | ||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Mitsubishi Chemical Holdings Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4188 | CINS J44046100 | 06/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | ||
| 3 | Elect Hitoshi Ochi | Mgmt | For | For | For | ||
| 4 | Elect Ken Fujiwara | Mgmt | For | For | For | ||
| 5 | Elect Glenn H. Fredrickson | Mgmt | For | For | For | ||
| 6 | Elect Hisao Urata | Mgmt | For | For | For | ||
| 7 | Elect Hidefumi Date | Mgmt | For | For | For | ||
| 8 | Elect Shigeru Kobayashi | Mgmt | For | For | For | ||
| 9 | Elect Taigi Ito | Mgmt | For | For | For | ||
| 10 | Elect Hideko Kunii | Mgmt | For | For | For | ||
| 11 | Elect Takayuki Hashimoto | Mgmt | For | For | For | ||
| 12 | Elect Chikatomo Hodo | Mgmt | For | For | For | ||
| 13 | Elect Kiyomi Kikuchi | Mgmt | For | For | For | ||
| MOL Hungarian Oil And Gas Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOL | CINS X5S32S129 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Voting Method | Mgmt | For | For | For | ||
| 6 | Election of Meeting Bodies | Mgmt | For | For | For | ||
| 7 | Accounts and Reports; Allocation of Profits; Corporate Governance Declaration | Mgmt | For | For | For | ||
| 8 | Allocation of Profits | Mgmt | For | For | For | ||
| 9 | Corporate Governance Declaration | Mgmt | For | For | For | ||
| 10 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Presentation of Information on Share Repurchase | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 14 | Elect Sandor Csanyi | Mgmt | For | For | For | ||
| 15 | Elect Anthony Radev | Mgmt | For | Against | Against | ||
| 16 | Elect Janos Martonyi | Mgmt | For | For | For | ||
| 17 | Elect Talal Al Awfi | Mgmt | For | For | For | ||
| 18 | Elect Anett Pandurics | Mgmt | For | For | For | ||
| 19 | Elect Anett Pandurics to Audit Committee | Mgmt | For | For | For | ||
| 20 | Increase in Authorized Capital (Series A Shareholders) | Mgmt | For | For | For | ||
| 21 | Increase in Authorized Capital (Series B Shareholders) | Mgmt | For | For | For | ||
| 22 | Increase in Authorized Capital | Mgmt | For | For | For | ||
| Mondi plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNDI | CINS G6258S107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Tanya Fratto | Mgmt | For | For | For | ||
| 3 | Elect Stephen C. Harris | Mgmt | For | For | For | ||
| 4 | Elect Andrew King | Mgmt | For | For | For | ||
| 5 | Elect Peter Oswald | Mgmt | For | For | For | ||
| 6 | Elect Fred Phaswana | Mgmt | For | For | For | ||
| 7 | Elect Dominique Reiniche | Mgmt | For | For | For | ||
| 8 | Elect David Williams | Mgmt | For | For | For | ||
| 9 | Elect Stephen Young | Mgmt | For | For | For | ||
| 10 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | ||
| 11 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | ||
| 12 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | ||
| 13 | Accounts and Reports (Mondi Limited) | Mgmt | For | For | For | ||
| 14 | Remuneration Policy (Advisory) (Mondi Limited) | Mgmt | For | For | For | ||
| 15 | Remuneration Report (Advisory) (Mondi Limited) | Mgmt | For | For | For | ||
| 16 | Approve NEDs’ Fees (Mondi Limited) | Mgmt | For | For | For | ||
| 17 | Final Dividend (Mondi Limtied) | Mgmt | For | For | For | ||
| 18 | Appointment of Auditor (Mondi Limtied) | Mgmt | For | For | For | ||
| 19 | Authority to Set Auditor’s Fees (Mondi Limtied) | Mgmt | For | For | For | ||
| 20 | Approve Financial Assistance (Mondi Limited) | Mgmt | For | For | For | ||
| 21 | General Authority to Issue Ordinary Shares (Mondi Limited) | Mgmt | For | For | For | ||
| 22 | General Authority to Issue Special Converting Shares (Mondi Limited) | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights (Mondi Limited) | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares (Mondi Limtied) | Mgmt | For | For | For | ||
| 25 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | ||
| 26 | Remuneration Report (Advisory) (Mondi plc) | Mgmt | For | For | For | ||
| 27 | Final Dividend (Mondi plc) | Mgmt | For | For | For | ||
| 28 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | ||
| 29 | Authority to Set Auditor’s Fees (Mondi plc) | Mgmt | For | For | For | ||
| 30 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 31 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | ||
| 32 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | ||
| 33 | Approve Simplification of Dual-Listed Structure (Simplification) | Mgmt | For | For | For | ||
| 34 | Amendments to Articles of Mondi plc (Simplification) | Mgmt | For | For | For | ||
| 35 | Cancellation of Mondi plc Deferred Shares (Simplification) | Mgmt | For | For | For | ||
| 36 | Amendments to Articles of Mondi Limited (Simplification) | Mgmt | For | For | For | ||
| 37 | Cancellation of Mondi Limited Deferred Shares (Simplification) | Mgmt | For | For | For | ||
| 38 | Issuance of Non-Voting Shares (Simplification) | Mgmt | For | For | For | ||
| 39 | Amendments to Articles | Mgmt | For | For | For | ||
| 40 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 41 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Newfield Exploration Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFX | CUSIP 651290108 | 02/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Nine Dragons Paper (Holdings) Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2689 | CINS G65318100 | 12/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect CHEUNG Yan | Mgmt | For | Against | Against | ||
| 6 | Elect Ken LIU | Mgmt | For | For | For | ||
| 7 | Elect ZHANG Yuanfu | Mgmt | For | Against | Against | ||
| 8 | Elect Maria TAM Wai Chu | Mgmt | For | Against | Against | ||
| 9 | Elect CHEN Kefu | Mgmt | For | For | For | ||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| NN Group NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NN | CINS N64038107 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | �� | N/A | N/A | N/A | N/A | |
| 4 | Accounts and Reports | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
| 8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
| 9 | Elect Helene Vletter-van Dort to the Supervisory Board | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights (Solvency II Securities) | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/ Preemptive Rights (Rights Issue) | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 16 | Cancellation of Shares | Mgmt | For | For | For | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Nutrien Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NTR | CUSIP 67077M108 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Christopher M. Burley | Mgmt | For | For | For | ||
| 1.2 | Elect Maura J. Clark | Mgmt | For | For | For | ||
| 1.3 | Elect John W. Estey | Mgmt | For | For | For | ||
| 1.4 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 1.5 | Elect Russell K. Girling | Mgmt | For | For | For | ||
| 1.6 | Elect Miranda C. Hubbs | Mgmt | For | For | For | ||
| 1.7 | Elect Alice D. Laberge | Mgmt | For | For | For | ||
| 1.8 | Elect Consuelo E. Madere | Mgmt | For | For | For | ||
| 1.9 | Elect Charles V. Magro | Mgmt | For | For | For | ||
| 1.10 | Elect Keith G. Martell | Mgmt | For | For | For | ||
| 1.11 | Elect Aaron W. Regent | Mgmt | For | For | For | ||
| 1.12 | Elect Mayo M. Schmidt | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Oil & Natural Gas Corporation Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ONGC | CINS Y64606133 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Ajay Kumar Dwivedi | Mgmt | For | For | For | ||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 5 | Elect Ganga Murthy | Mgmt | For | For | For | ||
| 6 | Elect Shashi Shanker | Mgmt | For | Against | Against | ||
| 7 | Elect Sambit Patra | Mgmt | For | For | For | ||
| 8 | Elect Subhash Kumar | Mgmt | For | For | For | ||
| 9 | Elect Rajesh Shyamsunder Kakkar | Mgmt | For | Against | Against | ||
| 10 | Elect Sanjay Kumar Moitra | Mgmt | For | For | For | ||
| 11 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | ||
| 12 | Amendment of Memorandum of Association and Adoption of New Articles | Mgmt | For | Abstain | Against | ||
| 13 | Related Party Transactions | Mgmt | For | For | For | ||
| Oji Holdings Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3861 | CINS J6031N109 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Susumu Yajima | Mgmt | For | Against | Against | ||
| 4 | Elect Masatoshi Kaku | Mgmt | For | For | For | ||
| 5 | Elect Ryoji Watari | Mgmt | For | For | For | ||
| 6 | Elect Yoshiaki Takeda | Mgmt | For | For | For | ||
| 7 | Elect Shoji Fujiwara | Mgmt | For | For | For | ||
| 8 | Elect Yoshiki Koseki | Mgmt | For | For | For | ||
| 9 | Elect Ryuichi Kisaka | Mgmt | For | For | For | ||
| 10 | Elect Kazuhiko Kamada | Mgmt | For | For | For | ||
| 11 | Elect Hiroyuki Isono | Mgmt | For | For | For | ||
| 12 | Elect Koichi Ishida | Mgmt | For | For | For | ||
| 13 | Elect Fumio Shindo | Mgmt | For | For | For | ||
| 14 | Elect Michihiro Nara | Mgmt | For | For | For | ||
| 15 | Elect Toshihisa Takata | Mgmt | For | For | For | ||
| 16 | Elect of Nobuko Otsuka as Statutory Auditor | Mgmt | For | For | For | ||
| Open Text Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTEX | CUSIP 683715106 | 09/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||
| 1.2 | Elect Mark J. Barrenechea | Mgmt | For | For | For | ||
| 1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||
| 1.4 | Elect David Fraser | Mgmt | For | For | For | ||
| 1.5 | Elect Gail E. Hamilton | Mgmt | For | For | For | ||
| 1.6 | Elect Stephen J. Sadler | Mgmt | For | For | For | ||
| 1.7 | Elect Harmit J. Singh | Mgmt | For | For | For | ||
| 1.8 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||
| 1.9 | Elect Katharine B. Stevenson | Mgmt | For | For | For | ||
| 1.10 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | ||
| 1.11 | Elect Deborah Weinstein | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Orix Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8591 | CINS J61933123 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Makoto Inoue | Mgmt | For | For | For | ||
| 3 | Elect Yuichi Nishigori | Mgmt | For | For | For | ||
| 4 | Elect Stan Koyanagi | Mgmt | For | For | For | ||
| 5 | Elect Shuji Irie | Mgmt | For | For | For | ||
| 6 | Elect Shoji Taniguchi | Mgmt | For | For | For | ||
| 7 | Elect Satoru Matsuzaki | Mgmt | For | For | For | ||
| 8 | Elect Eiko Tsujiyama | Mgmt | For | For | For | ||
| 9 | Elect Nobuaki Usui | Mgmt | For | For | For | ||
| 10 | Elect Ryuji Yasuda | Mgmt | For | For | For | ||
| 11 | Elect Heizo Takenaka | Mgmt | For | For | For | ||
| 12 | Elect Michael A. Cusumano | Mgmt | For | For | For | ||
| 13 | Elect Sakie Akiyama | Mgmt | For | For | For | ||
| OTP Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OTP | CINS X60746181 | 04/12/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Hungary | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Corporate Governance Report | Mgmt | For | For | For | ||
| 6 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Amendments to Articles (Authorize Bundled Amendments) | Mgmt | For | For | For | ||
| 9 | Amendments to Articles 9.4, 9.14, 10.1, 10.2, 10.3, 10.4, 11.6, 12/A.1 & 12/A.2 | Mgmt | For | For | For | ||
| 10 | Elect Klara Bella | Mgmt | For | For | For | ||
| 11 | Remuneration Guidelines | Mgmt | For | For | For | ||
| 12 | Supervisory Board and Directors’ Fees | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Oversea-Chinese Banking Corporation Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| O39 | CINS Y64248209 | 04/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Singapore | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Elect Christina HON Kwee Fong Christina ONG | Mgmt | For | Against | Against | ||
| 4 | Elect QUAH Wee Ghee | Mgmt | For | For | For | ||
| 5 | Elect Samuel N. TSIEN | Mgmt | For | For | For | ||
| 6 | Elect TAN Ngiap Joo | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Directors’ Fees in Cash | Mgmt | For | For | For | ||
| 9 | Authority to Issue Ordinary Shares to Non-Executive Directors | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 12 | Authority to Grant Awards and Issue Shares under the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares Under The OCBC Scrip Dividend Scheme | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| Parsley Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PE | CUSIP 701877102 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William Browning | Mgmt | For | For | For | ||
| 2 | Elect David H. Smith | Mgmt | For | Against | Against | ||
| 3 | Elect Jerry Windlinger | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Pembina Pipeline Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPL | CUSIP 706327103 | 05/03/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Anne-Marie N. Ainsworth | Mgmt | For | For | For | ||
| 1.2 | Elect Michael H. Dilger | Mgmt | For | For | For | ||
| 1.3 | Elect Randall J. Findlay | Mgmt | For | For | For | ||
| 1.4 | Elect Maureen E. Howe | Mgmt | For | For | For | ||
| 1.5 | Elect Gordon J. Kerr | Mgmt | For | For | For | ||
| 1.6 | Elect David M.B. LeGresley | Mgmt | For | For | For | ||
| 1.7 | Elect Robert B. Michaleski | Mgmt | For | For | For | ||
| 1.8 | Elect Leslie A. O’Donoghue | Mgmt | For | For | For | ||
| 1.9 | Elect Bruce D. Rubin | Mgmt | For | For | For | ||
| 1.10 | Elect Jeffery T. Smith | Mgmt | For | For | For | ||
| 1.11 | Elect Henry W. Sykes | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Shareholder Rights Plan Renewal | Mgmt | For | For | For | ||
| 4 | Increase in Class A Preferred Shares | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Petroleo Brasileiro S.A. - Petrobras | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PETR3 | CINS P78331140 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Brazil | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Elect Daniel Alves Ferreira as Supervisory Council Member presented by Preferred Shareholders | Mgmt | N/A | For | N/A | ||
| 5 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | Against | N/A | ||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Petron Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCOR | CINS Y6885F106 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Philippines | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Call To Order | Mgmt | For | For | For | ||
| 3 | Determination of Quorum | Mgmt | For | For | For | ||
| 4 | Meeting Minutes | Mgmt | For | For | For | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 8 | Elect Eduardo M. Cojuangco, Jr. | Mgmt | For | Against | Against | ||
| 9 | Elect Ramon S. Ang | Mgmt | For | For | For | ||
| 10 | Elect Lubin B. Nepomuceno | Mgmt | For | For | For | ||
| 11 | Elect Estelito P. Mendoza | Mgmt | For | For | For | ||
| 12 | Elect Jose P. De Jesus | Mgmt | For | For | For | ||
| 13 | Elect Ron W. Haddock | Mgmt | For | For | For | ||
| 14 | Elect Aurora T. Calderon | Mgmt | For | Against | Against | ||
| 15 | Elect Mirzan Mahathir | Mgmt | For | For | For | ||
| 16 | Elect Virgilio S. Jacinto | Mgmt | For | For | For | ||
| 17 | Elect Nelly Favis Villafuerte | Mgmt | For | For | For | ||
| 18 | Elect Horacio C. Ramos | Mgmt | For | For | For | ||
| 19 | Elect Reynaldo G. David | Mgmt | For | Against | Against | ||
| 20 | Elect Artemio V. Panganiban | Mgmt | For | Against | Against | ||
| 21 | Elect Margarito B Teves | Mgmt | For | Against | Against | ||
| 22 | Elect Carlos Jericho L. Petilla | Mgmt | For | For | For | ||
| 23 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 24 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Pioneer Natural Resources Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXD | CUSIP 723787107 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edison C. Buchanan | Mgmt | For | For | For | ||
| 2 | Elect Andrew F. Cates | Mgmt | For | For | For | ||
| 3 | Elect Phillip A. Gobe | Mgmt | For | For | For | ||
| 4 | Elect Larry R. Grillot | Mgmt | For | For | For | ||
| 5 | Elect Stacy P. Methvin | Mgmt | For | For | For | ||
| 6 | Elect Royce W. Mitchell | Mgmt | For | For | For | ||
| 7 | Elect Frank A. Risch | Mgmt | For | For | For | ||
| 8 | Elect Scott D. Sheffield | Mgmt | For | For | For | ||
| 9 | Elect Mona K. Sutphen | Mgmt | For | For | For | ||
| 10 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||
| 11 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||
| 12 | Elect Michael D. Wortley | Mgmt | For | For | For | ||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | ||
| 4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | ||
| 5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | ||
| 6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | ||
| 7 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | ||
| 8 | Elect Roger Munnings | Mgmt | N/A | For | N/A | ||
| 9 | Elect Nikolai M. Nikolaev | Mgmt | N/A | Abstain | N/A | ||
| 10 | Elect Pavel M. Teplukhin | Mgmt | N/A | For | N/A | ||
| 11 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | ||
| 12 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | ||
| 13 | Elect Sergei D. Shatalov | Mgmt | N/A | For | N/A | ||
| 14 | Elect Wolfgang Schussel | Mgmt | N/A | For | N/A | ||
| 15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | ||
| 16 | Elect Artem V. Otrubyannikov | Mgmt | For | For | For | ||
| 17 | Elect Pavel A. Suloev | Mgmt | For | For | For | ||
| 18 | Directors’ Fees (FY2018) | Mgmt | For | For | For | ||
| 19 | Directors’ Fees (FY2019) | Mgmt | For | For | For | ||
| 20 | Audit Commission Fees (FY2018) | Mgmt | For | For | For | ||
| 21 | Audit Commission Members’ Fees (FY2019) | Mgmt | For | For | For | ||
| 22 | Appointment of Auditor | Mgmt | For | For | For | ||
| 23 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||
| 24 | Authority to Reduce Share Capital | Mgmt | For | For | For | ||
| 25 | D&O Insurance | Mgmt | For | For | For | ||
| 26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 08/24/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Authority to Repurchase Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| PJSC Lukoil | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LKOH | CINS 69343P105 | 12/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Interim Dividends (3Q2017) | Mgmt | For | For | For | ||
| 2 | Directors’ Fees | Mgmt | For | For | For | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Posco | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 005490 | CINS Y70750115 | 07/27/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect CHOI Jung Woo | Mgmt | For | For | For | ||
| Prudential plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRU | CINS G72899100 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Fields Wicker-Miurin | Mgmt | For | For | For | ||
| 4 | Elect Howard J. Davies | Mgmt | For | For | For | ||
| 5 | Elect Mark FitzPatrick | Mgmt | For | For | For | ||
| 6 | Elect David Law | Mgmt | For | For | For | ||
| 7 | Elect Paul Manduca | Mgmt | For | For | For | ||
| 8 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||
| 9 | Elect Anthony Nightingale | Mgmt | For | For | For | ||
| 10 | Elect Philip Remnant | Mgmt | For | For | For | ||
| 11 | Elect Alice Schroeder | Mgmt | For | For | For | ||
| 12 | Elect Stuart James Turner | Mgmt | For | For | For | ||
| 13 | Elect Thomas R. Watjen | Mgmt | For | For | For | ||
| 14 | Elect Michael A. Wells | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 20 | Authority to Issue Preference Shares | Mgmt | For | For | For | ||
| 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 22 | Authority to Issue Mandatory Convertible Securities w/ Preemptive rights | Mgmt | For | For | For | ||
| 23 | Authority to Issue Mandatory Convertible Securities w/o Preemptive rights | Mgmt | For | For | For | ||
| 24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| PT Waskita Beton Precast Tbk | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WSBP | CINS ADPV37306 | 07/03/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Indonesia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | ||
| PTT Global Chemical Public Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PTTGC | CINS Y7150W105 | 04/05/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Thailand | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Chatchalerm Chalermsukh | Mgmt | For | Against | Against | ||
| 4 | Elect Prasan Chuaphanich | Mgmt | For | For | For | ||
| 5 | Elect Watanan Petersik | Mgmt | For | Against | Against | ||
| 6 | Elect Don Wasantapruek | Mgmt | For | For | For | ||
| 7 | Elect Supattanapong Punmeechaow | Mgmt | For | For | For | ||
| 8 | Directors’ Fees and Bonuses | Mgmt | For | Against | Against | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Amendments to Articles of Association | Mgmt | For | For | For | ||
| 11 | Transaction of Other Business | Mgmt | For | Against | Against | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Regional S.A.de C.V | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| R | CINS P8008V109 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Financial Statements; CEO’s Report; Auditor’s Report | Mgmt | For | Abstain | Against | ||
| 3 | Report of the Board of Directors | Mgmt | For | Abstain | Against | ||
| 4 | Report of the Audit and Corporate Governance Committees | Mgmt | For | Abstain | Against | ||
| 5 | Allocation of Profits | Mgmt | For | Abstain | Against | ||
| 6 | Dividends | Mgmt | For | Abstain | Against | ||
| 7 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
| 8 | Report on Share Repurchase Program | Mgmt | For | Abstain | Against | ||
| 9 | Ratification of Board Acts | Mgmt | For | Abstain | Against | ||
| 10 | Election of Directors; Verification of Directors’ Independence Status; Election of Board Chair and Secretary | Mgmt | For | Abstain | Against | ||
| 11 | Election of Audit and Corporate Governance Committee Chair and Members | Mgmt | For | Abstain | Against | ||
| 12 | Directors’ Fees | Mgmt | For | Abstain | Against | ||
| 13 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 14 | Minutes | Mgmt | For | For | For | ||
| Regional S.A.de C.V | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| R | CINS P8008V109 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Mexico | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Amendments to Articles | Mgmt | For | Abstain | Against | ||
| 2 | Election of Meeting Delegates | Mgmt | For | For | For | ||
| 3 | Minutes | Mgmt | For | For | For | ||
| Reliance Industries Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RELIANCE | CINS Y72596102 | 07/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | India | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports (Standalone) | Mgmt | For | For | For | ||
| 3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect P.M.S. Prasad | Mgmt | For | Against | Against | ||
| 6 | Elect Nikhil R. Meswani | Mgmt | For | Against | Against | ||
| 7 | Appointment of Muskesh D. Ambani (Chairman and Managing Director); Approval of Remuneration | Mgmt | For | Against | Against | ||
| 8 | Elect Adil Zainulbhai | Mgmt | For | Against | Against | ||
| 9 | Authority to Set Cost Auditor’s Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | ||
| Rengo Co.,Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3941 | CINS J64382104 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Kiyoshi Otsubo | Mgmt | For | Against | Against | ||
| 3 | Elect Moriaki Maeda | Mgmt | For | For | For | ||
| 4 | Elect Shigechika Ishida | Mgmt | For | For | For | ||
| 5 | Elect Ichiro Hasegawa | Mgmt | For | For | For | ||
| 6 | Elect Yasuhiro Baba | Mgmt | For | For | For | ||
| 7 | Elect Hiromi Sambe | Mgmt | For | For | For | ||
| 8 | Elect Yohsuke Kawamoto | Mgmt | For | For | For | ||
| 9 | Elect Sadatoshi Inoue | Mgmt | For | For | For | ||
| 10 | Elect Hiroshi Ebihara | Mgmt | For | For | For | ||
| 11 | Elect Koichi Hirano | Mgmt | For | For | For | ||
| 12 | Elect Mitsumasa Yokota | Mgmt | For | For | For | ||
| 13 | Elect Takeshi Hosokawa | Mgmt | For | For | For | ||
| 14 | Elect Hirofumi Hori | Mgmt | For | Against | Against | ||
| 15 | Elect Toru Osako | Mgmt | For | For | For | ||
| 16 | Elect Yukio Okano | Mgmt | For | Against | Against | ||
| 17 | Elect Yoshio Sato | Mgmt | For | Against | Against | ||
| 18 | Elect Masayuki Oku | Mgmt | For | Against | Against | ||
| 19 | Elect Kiwamu Hashimoto | Mgmt | For | For | For | ||
| 20 | Elect Junzo Ishii | Mgmt | For | For | For | ||
| Repsol, S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REP | CINS E8471S130 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Spain | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Report on Non-Financial Information | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 5 | First Scrip Dividend | Mgmt | For | For | For | ||
| 6 | Second Scrip Dividend | Mgmt | For | For | For | ||
| 7 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| 8 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||
| 9 | Board Size | Mgmt | For | For | For | ||
| 10 | Elect Antonio Brufau Niubo | Mgmt | For | For | For | ||
| 11 | Elect Josu Jon Imaz San Miguel | Mgmt | For | For | For | ||
| 12 | Elect Jose Manuel Loureda Mantinan | Mgmt | For | For | For | ||
| 13 | Elect John Robinson West | Mgmt | For | For | For | ||
| 14 | Ratify Co-Option and Elect Henri Philippe Reichstul | Mgmt | For | For | For | ||
| 15 | Elect Aranzazu Estefania Larranaga | Mgmt | For | For | For | ||
| 16 | Elect Maria Teresa Garcia Mila Lloveras | Mgmt | For | For | For | ||
| 17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 18 | Amendments to Long Term Incentive Plan | Mgmt | For | For | For | ||
| 19 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
| 20 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Rosneft Oil Co OAO | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 09/28/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Interim Dividends (1H2018) | Mgmt | For | For | For | ||
| Rosneft Oil Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROSN | CINS 67812M207 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Audit Commission Fees | Mgmt | For | For | For | ||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 8 | Elect Olga A. Andrianova | Mgmt | For | For | For | ||
| 9 | Elect Alexander E. Bogashov | Mgmt | For | For | For | ||
| 10 | Elect Sergey I. Poma | Mgmt | For | For | For | ||
| 11 | Elect Zakhar B. Sabantsev | Mgmt | For | For | For | ||
| 12 | Elect Pavel G. Shumov | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Royal Dutch Shell Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDSB | CINS G7690A118 | 05/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Elect Neil A.P. Carson | Mgmt | For | For | For | ||
| 4 | Elect Ben Van Beurden | Mgmt | For | For | For | ||
| 5 | Elect Ann F. Godbehere | Mgmt | For | For | For | ||
| 6 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | ||
| 7 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | ||
| 8 | Elect Catherine J. Hughes | Mgmt | For | For | For | ||
| 9 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||
| 10 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | ||
| 11 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||
| 12 | Elect Linda G. Stuntz | Mgmt | For | For | For | ||
| 13 | Elect Jessica Uhl | Mgmt | For | For | For | ||
| 14 | Elect Gerrit Zalm | Mgmt | For | For | For | ||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 19 | Amendments to Articles | Mgmt | For | For | For | ||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 21 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 22 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | ||
| RPC Group plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RPC | CINS G7699G108 | 07/18/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Jamie Pike | Mgmt | For | For | For | ||
| 5 | Elect Pim R.M. Vervaat | Mgmt | For | For | For | ||
| 6 | Elect Simon Kesterton | Mgmt | For | For | For | ||
| 7 | Elect Lynn Drummond | Mgmt | For | For | For | ||
| 8 | Elect Ros Catherine Rivaz | Mgmt | For | For | For | ||
| 9 | Elect Kevin Thompson | Mgmt | For | For | For | ||
| 10 | Elect Godwin Wong | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| 18 | 2018 Performance Share Plan | Mgmt | For | For | For | ||
| Rubis | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RUI | CINS F7686C152 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Scrip Dividend | Mgmt | For | For | For | ||
| 9 | Elect Chantal Mazzacurati | Mgmt | For | For | For | ||
| 10 | Elect Marie-Helene Dessailly | Mgmt | For | For | For | ||
| 11 | Elect Aurelie Goulart-Lechevalier | Mgmt | For | For | For | ||
| 12 | Elect Carole Fiquemont | Mgmt | For | For | For | ||
| 13 | Elect Marc-Olivier Laurent | Mgmt | For | For | For | ||
| 14 | Supervisory Board Members’ Fees | Mgmt | For | For | For | ||
| 15 | Remuneration of Gilles Gobin, Managing Partner | Mgmt | For | For | For | ||
| 16 | Remuneration of Gilles Gobin (Sorgema SARL), Managing Partner | Mgmt | For | For | For | ||
| 17 | Remuneration of Jacques Riou (Agena SAS), Managing Partner | Mgmt | For | For | For | ||
| 18 | Remuneration of Olivier Heckenroth, Supervisory Board Chair | Mgmt | For | For | For | ||
| 19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 20 | Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | ||
| 21 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | ||
| 22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | ||
| 23 | Greenshoe | Mgmt | For | For | For | ||
| 24 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | ||
| 25 | Authority to Increase Capital in Consideration for Contributions In Kind | Mgmt | For | For | For | ||
| 26 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||
| 27 | Authority to Grant Stock Options | Mgmt | For | For | For | ||
| 28 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 29 | Amendments to Article 1 of the Articles of Association | Mgmt | For | For | For | ||
| 30 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||
| Sberbank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBER | CINS 80585Y308 | 05/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Russian Federation | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Annual Report | Mgmt | For | For | For | ||
| 2 | Financial Statements | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Elect Esko Tapani Aho | Mgmt | For | For | For | ||
| 7 | Elect Leonid B. Boguslavskiy | Mgmt | For | For | For | ||
| 8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | ||
| 9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | ||
| 10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | ||
| 11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | ||
| 12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | ||
| 13 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
| 14 | Elect Aleksandr P. Kuleshov | Mgmt | For | For | For | ||
| 15 | Elect Gennady G. Melikyan | Mgmt | For | For | For | ||
| 16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | ||
| 17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | ||
| 18 | Elect Nadya Wells | Mgmt | For | For | For | ||
| 19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | ||
| 20 | Appointment of CEO | Mgmt | For | For | For | ||
| 21 | Amendments to Articles | Mgmt | For | For | For | ||
| 22 | Amendments to Board Regulations | Mgmt | For | For | For | ||
| 23 | Amendments to Management Board Regulations | Mgmt | For | For | For | ||
| 24 | Elect Alexey A. Bogatov | Mgmt | For | For | For | ||
| 25 | Elect Natalya P. Borodina | Mgmt | For | For | For | ||
| 26 | Elect Maria S. Voloshina | Mgmt | For | For | For | ||
| 27 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | ||
| 28 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | ||
| 29 | Elect Irina B. Litvinova | Mgmt | For | For | For | ||
| 30 | Elect Alexei E. Minenko | Mgmt | For | For | For | ||
| 31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Shenzhen Expressway Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0548 | CINS Y7741B107 | 08/10/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | China | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Self Examination Report Regarding Real Estate Business | Mgmt | For | For | For | ||
| Shin-Etsu Chemical Co.,Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4063 | CINS J72810120 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Yasuhiko Saito | Mgmt | For | For | For | ||
| 4 | Elect Toshinobu Ishihara | Mgmt | For | For | For | ||
| 5 | Elect Susumu Ueno | Mgmt | For | For | For | ||
| 6 | Elect Yukihiro Matsui | Mgmt | For | For | For | ||
| 7 | Elect Masaki Miyajima | Mgmt | For | For | For | ||
| 8 | Elect Frank Peter Popoff | Mgmt | For | For | For | ||
| 9 | Elect Tsuyoshi Miyazaki | Mgmt | For | Against | Against | ||
| 10 | Elect Toshihiko Fukui | Mgmt | For | For | For | ||
| 11 | Elect Toshiyuki Kasahara | Mgmt | For | Against | Against | ||
| 12 | Elect Kazumasa Maruyama | Mgmt | For | Against | Against | ||
| 13 | Elect Hiroaki Okamoto | Mgmt | For | For | For | ||
| 14 | Elect Kiyoshi Nagano | Mgmt | For | For | For | ||
| 15 | Elect Hidenori Onezawa | Mgmt | For | For | For | ||
| 16 | Equity Compensation Plan | Mgmt | For | Against | Against | ||
| Shinhan Financial Group Co., Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 055550 | CINS Y7749X101 | 03/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect JIN Ok Dong | Mgmt | For | For | For | ||
| 4 | Elect PARK Ansoon | Mgmt | For | For | For | ||
| 5 | Elect PARK Cheul | Mgmt | For | For | For | ||
| 6 | Elect BYEON Yang Ho | Mgmt | For | For | For | ||
| 7 | Elect LEE Manwoo | Mgmt | For | Against | Against | ||
| 8 | Elect LEE Yoon Jae | Mgmt | For | For | For | ||
| 9 | Elect Philippe Avril | Mgmt | For | For | For | ||
| 10 | Elect HUH Yong Hak | Mgmt | For | For | For | ||
| 11 | Elect Yuki Hirakawa | Mgmt | For | For | For | ||
| 12 | Election of Independent Director to become Audit Committee Member: SUNG Jae Ho | Mgmt | For | For | For | ||
| 13 | Election of Audit Committee Member: LEE Manwoo | Mgmt | For | Against | Against | ||
| 14 | Election of Audit Committee Member: LEE Yoon Jae | Mgmt | For | For | For | ||
| 15 | Directors’ Fees | Mgmt | For | For | For | ||
| SK Innovation Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 096770 | CINS Y8063L103 | 03/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Korea, Republic of | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect LEE Myeong Young | Mgmt | For | Against | Against | ||
| 4 | Elect KIM Joon | Mgmt | For | For | For | ||
| 5 | Elect HA Yun Kyoung | Mgmt | For | For | For | ||
| 6 | Election of Audit Committee Member: KIM Joon | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Spin-off | Mgmt | For | For | For | ||
| SoftBank Group Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9984 | CINS J75963108 | 06/19/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Masayoshi Son | Mgmt | For | For | For | ||
| 4 | Elect Ronald D. Fisher | Mgmt | For | For | For | ||
| 5 | Elect Marcelo Claure | Mgmt | For | For | For | ||
| 6 | Elect Katsunori Sago | Mgmt | For | For | For | ||
| 7 | Elect Rajeev Misra | Mgmt | For | For | For | ||
| 8 | Elect Ken Miyauchi | Mgmt | For | For | For | ||
| 9 | Elect Simon Segars | Mgmt | For | For | For | ||
| 10 | Elect Yun MA | Mgmt | For | For | For | ||
| 11 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | ||
| 12 | Elect Tadashi Yanai | Mgmt | For | For | For | ||
| 13 | Elect Masami Iijima | Mgmt | For | For | For | ||
| 14 | Elect Yutaka Matsuo | Mgmt | For | For | For | ||
| 15 | Elect Atsushi Toyama as Statutory Auditor | Mgmt | For | For | For | ||
| Stichting Administratiekantoor ABN Amro Group N.V | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABN | CINS N0162C102 | 04/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 7 | Amendments to Articles | Mgmt | For | For | For | ||
| 8 | Amendments to Trust Conditions | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Stichting Administratiekantoor ABN Amro Group N.V | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABN | CINS N0162C102 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 3 | Amendments to Articles (Change in Company Name) | Mgmt | For | For | For | ||
| 4 | Amendments to Trust Conditions | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Sumitomo Chemical Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4005 | CINS J77153120 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Masakazu Tokura | Mgmt | For | For | For | ||
| 3 | Elect Keiichi Iwata | Mgmt | For | For | For | ||
| 4 | Elect Rei Nishimoto | Mgmt | For | For | For | ||
| 5 | Elect Noriaki Takeshita | Mgmt | For | For | For | ||
| 6 | Elect Hiroshi Ueda | Mgmt | For | For | For | ||
| 7 | Elect Hiroshi Niinuma | Mgmt | For | For | For | ||
| 8 | Elect Takashi Shigemori | Mgmt | For | For | For | ||
| 9 | Elect Masaki Matsui | Mgmt | For | For | For | ||
| 10 | Elect Kingo Akahori | Mgmt | For | For | For | ||
| 11 | Elect Koichi Ikeda | Mgmt | For | For | For | ||
| 12 | Elect Hiroshi Tomono | Mgmt | For | For | For | ||
| 13 | Elect Motoshige Ito | Mgmt | For | For | For | ||
| 14 | Elect Atsuko Muraki | Mgmt | For | For | For | ||
| 15 | Elect Kunio Nozaki | Mgmt | For | For | For | ||
| 16 | Elect Hiroaki Yoshida | Mgmt | For | For | For | ||
| 17 | Elect Yoshitaka Kato | Mgmt | For | For | For | ||
| Takeda Pharmaceutical Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4502 | CINS J8129E108 | 12/05/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Shire Transaction | Mgmt | For | For | For | ||
| 3 | Elect Ian T. Clark | Mgmt | For | For | For | ||
| 4 | Elect Olivier Bohuon | Mgmt | For | For | For | ||
| 5 | Elect Steven Gillis | Mgmt | For | For | For | ||
| Takeda Pharmaceutical Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 4502 | CINS J8129E108 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Christophe Weber | Mgmt | For | For | For | ||
| 4 | Elect Masato Iwasaki | Mgmt | For | For | For | ||
| 5 | Elect Andrew Plump | Mgmt | For | For | For | ||
| 6 | Elect Constantine Saroukos | Mgmt | For | For | For | ||
| 7 | Elect Masahiro Sakane | Mgmt | For | For | For | ||
| 8 | Elect Olivier Bohuon | Mgmt | For | For | For | ||
| 9 | Elect Ian T. Clark | Mgmt | For | For | For | ||
| 10 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | ||
| 11 | Elect Steven Gillis | Mgmt | For | For | For | ||
| 12 | Elect Toshiyuki Shiga | Mgmt | For | For | For | ||
| 13 | Elect Jean-Luc Butel | Mgmt | For | For | For | ||
| 14 | Elect Shiro Kuniya | Mgmt | For | For | For | ||
| 15 | Elect Emiko Higashi | Mgmt | For | For | For | ||
| 16 | Elect Michel Orsinger | Mgmt | For | For | For | ||
| 17 | Amendments to Trust-Type Equity Compensation Plan for Non-Audit Committee Directors | Mgmt | For | For | For | ||
| 18 | Amendments to Trust-Type Equity Compensation Plan for Audit Committee Directors | Mgmt | For | For | For | ||
| 19 | Bonus to Non-Audit Committee Directors | Mgmt | For | For | For | ||
| 20 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | ||
| 21 | Shareholder Proposal Regarding Clawback of Director Compensation | ShrHoldr | Against | For | Against | ||
| Tencent Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 700 | CINS G87572163 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Jacobus Petrus Bekker | Mgmt | For | For | For | ||
| 6 | Elect Ian C. Stone | Mgmt | For | For | For | ||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Tencent Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 700 | CINS G87572163 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Cayman Islands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Refreshment of Share Option Scheme of Tencent Music Entertainment Group | Mgmt | For | Against | Against | ||
| The Kansai Electric Power Company, Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 9503 | CINS J30169106 | 06/21/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Absorption-Type Company Split | Mgmt | For | For | For | ||
| 4 | Amendments to Articles | Mgmt | For | For | For | ||
| 5 | Elect Makoto Yagi | Mgmt | For | For | For | ||
| 6 | Elect Shigeki Iwane | Mgmt | For | For | For | ||
| 7 | Elect Yoshihiro Doi | Mgmt | For | For | For | ||
| 8 | Elect Takashi Morimoto | Mgmt | For | For | For | ||
| 9 | Elect Toyokazu Misono | Mgmt | For | For | For | ||
| 10 | Elect Koji Inada | Mgmt | For | For | For | ||
| 11 | Elect Ikuo Morinaka | Mgmt | For | For | For | ||
| 12 | Elect Yasuji Shimamoto | Mgmt | For | For | For | ||
| 13 | Elect Takao Matsumura | Mgmt | For | For | For | ||
| 14 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | ||
| 15 | Elect Takamune Okihara | Mgmt | For | For | For | ||
| 16 | Elect Tetsuya Kobayashi | Mgmt | For | For | For | ||
| 17 | Elect Hisako Makimura | Mgmt | For | For | For | ||
| 18 | Elect Yasuhiro Yashima | Mgmt | For | For | For | ||
| 19 | Elect Yasushi Sugimoto | Mgmt | For | For | For | ||
| 20 | Elect Yukishige Higuchi | Mgmt | For | For | For | ||
| 21 | Elect Tsutomu Toichi | Mgmt | For | For | For | ||
| 22 | Elect Fumio Otsubo | Mgmt | For | For | For | ||
| 23 | Elect Shigeo Sasaki | Mgmt | For | For | For | ||
| 24 | Elect Atsuko Kaga | Mgmt | For | For | For | ||
| 25 | Shareholder Proposal Regarding Company Vision | ShrHoldr | Against | Against | For | ||
| 26 | Shareholder Proposal Regarding Disclosure of Shareholder Meeting Minutes | ShrHoldr | Against | For | Against | ||
| 27 | Shareholder Proposal Regarding Corporate Social Responsibility | ShrHoldr | Against | Against | For | ||
| 28 | Shareholder Proposal Regarding Retention of Human Resources and Transmission of Technology | ShrHoldr | Against | Against | For | ||
| 29 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | ||
| 30 | Shareholder Proposal Regarding Dismissal of Shigeki Iwane | ShrHoldr | Against | Against | For | ||
| 31 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | ||
| 32 | Shareholder Proposal Regarding Disposal and Management of Waste Material | ShrHoldr | Against | Against | For | ||
| 33 | Shareholder Proposal Regarding Restricting Investments | ShrHoldr | Against | Against | For | ||
| 34 | Shareholder Proposal Regarding Nuclear Fuel | ShrHoldr | Against | Against | For | ||
| 35 | Shareholder Proposal Regarding Withdrawal from Nuclear Power Generation | ShrHoldr | Against | Against | For | ||
| 36 | Shareholder Proposal Regarding Establishment of Aging Nuclear Power Plants Committee | ShrHoldr | Against | Against | For | ||
| 37 | Shareholder Proposal Regarding Increasing Corporate Transparency | ShrHoldr | Against | Against | For | ||
| 38 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | For | Against | ||
| 39 | Shareholder Proposal Regarding Diversifying Energy Sources | ShrHoldr | Against | Against | For | ||
| 40 | Shareholder Proposal Regarding Separation of Business Activities | ShrHoldr | Against | Against | For | ||
| 41 | Shareholder Proposal Regarding Nuclear Plant Operations | ShrHoldr | Against | Against | For | ||
| 42 | Shareholder Proposal Regarding Fostering a Culture of Safety | ShrHoldr | Against | Against | For | ||
| 43 | Shareholder Proposal Regarding Prohibition on Re-Employing Government Employees | ShrHoldr | Against | Against | For | ||
| 44 | Shareholder Proposal Regarding Board Size and Independence | ShrHoldr | Against | Against | For | ||
| 45 | Shareholder Proposal Regarding Denuclearization | ShrHoldr | Against | Against | For | ||
| The Toronto-Dominion Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TD | CUSIP 891160509 | 04/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William E. Bennett | Mgmt | For | For | For | ||
| 1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | ||
| 1.3 | Elect Brian C. Ferguson | Mgmt | For | For | For | ||
| 1.4 | Elect Colleen A. Goggins | Mgmt | For | For | For | ||
| 1.5 | Elect Mary Jo Haddad | Mgmt | For | For | For | ||
| 1.6 | Elect Jean-Rene Halde | Mgmt | For | For | For | ||
| 1.7 | Elect David E. Kepler | Mgmt | For | For | For | ||
| 1.8 | Elect Brian M. Levitt | Mgmt | For | For | For | ||
| 1.9 | Elect Alan N. MacGibbon | Mgmt | For | For | For | ||
| 1.10 | Elect Karen E. Maidment | Mgmt | For | For | For | ||
| 1.11 | Elect Bharat B. Masrani | Mgmt | For | For | For | ||
| 1.12 | Elect Irene R. Miller | Mgmt | For | For | For | ||
| 1.13 | Elect Nadir H. Mohamed | Mgmt | For | For | For | ||
| 1.14 | Elect Claude Mongeau | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Shareholder Proposal Regarding GHG-Intensive Financing | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Equity Ratio | ShrHoldr | Against | Against | For | ||
| Total SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FP | CINS F92124100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 9 | Related Party Transactions (UWA) | Mgmt | For | For | For | ||
| 10 | Elect Maria van der Hoeven | Mgmt | For | For | For | ||
| 11 | Elect Jean Lemierre | Mgmt | For | For | For | ||
| 12 | Elect Lise Croteau | Mgmt | For | For | For | ||
| 13 | Elect Valerie della Puppa Tibi as Employee Shareholders Representative | Mgmt | For | For | For | ||
| 14 | Elect Renata Perycz as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 15 | Elect Oliver Wernecke as Employee Shareholders Representative | Mgmt | Against | Against | For | ||
| 16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | ||
| 17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | ||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Tupras Turkiye Petrol Rafinerileri A.S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TUPRS | CINS M8966X108 | 03/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Ordinary | Turkey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Opening; Election of Presiding Chair | Mgmt | For | For | For | ||
| 5 | Directors’ Report | Mgmt | For | For | For | ||
| 6 | Presentation of Auditors’ Report | Mgmt | For | For | For | ||
| 7 | Financial Statements | Mgmt | For | For | For | ||
| 8 | Ratification of Cooption of Omer Sertbas | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 11 | Election of Directors; Board Size; Board Term Length | Mgmt | For | For | For | ||
| 12 | Compensation Policy | Mgmt | For | For | For | ||
| 13 | Directors’ Fees | Mgmt | For | For | For | ||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||
| 15 | Charitable Donations | Mgmt | For | Against | Against | ||
| 16 | Presentation of Report on Guarantees | Mgmt | For | For | For | ||
| 17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | Against | Against | ||
| 18 | Wishes | Mgmt | For | For | For | ||
| Tyman plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TYMN | CINS G9161J107 | 05/09/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
| 4 | Elect Martin Towers | Mgmt | For | For | For | ||
| 5 | Elect Pamela A Bingham | Mgmt | For | For | For | ||
| 6 | Elect James Brotherton | Mgmt | For | For | For | ||
| 7 | Elect Helen Clatworthy | Mgmt | For | For | For | ||
| 8 | Elect Jo Hallas | Mgmt | For | For | For | ||
| 9 | Elect Mark Rollins | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||
| 12 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Bonus Issuance | Mgmt | For | For | For | ||
| 18 | Cancellation of Share Premium Account | Mgmt | For | For | For | ||
| 19 | Adoption of New Articles | Mgmt | For | For | For | ||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
| Unicredit S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UCG | CINS ADPV42899 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports; Elimination of Negative Reserves | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | List Presented by Allianz | Mgmt | For | For | For | ||
| 7 | List Presented by Institutional Investors Representing 1.67% of Share Capital | Mgmt | For | N/A | N/A | ||
| 8 | Statutory Auditors’ Fees | Mgmt | For | For | For | ||
| 9 | Ratify Co-Option of Elena Carletti | Mgmt | For | For | For | ||
| 10 | 2019 Group Incentive System | Mgmt | For | For | For | ||
| 11 | Remuneration Policy | Mgmt | For | For | For | ||
| 12 | Severance-Related Provisions | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 14 | Capital Increase to Implement 2018 Group Incentive System | Mgmt | For | For | For | ||
| 15 | Capital Increase to Implement 2019 Group Incentive System | Mgmt | For | For | For | ||
| 16 | Amendments to Article 6 | Mgmt | For | For | For | ||
| West China Cement Ltd | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2233 | CINS G9550B111 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Jersey | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Kenny TAM King Ching | Mgmt | For | Against | Against | ||
| 6 | Elect WONG Kun Kau | Mgmt | For | Against | Against | ||
| 7 | Elect QIN Hongji | Mgmt | For | For | For | ||
| 8 | Directors’ Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| Yandex NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YNDX | CUSIP N97284108 | 06/27/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Extension of Term of Preparation of the 2018 Statutory Annual Accounts | Mgmt | For | For | For | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 4 | Elect Rogier Rijnja | Mgmt | For | For | For | ||
| 5 | Elect Charles Ryan | Mgmt | For | For | For | ||
| 6 | Elect Alexander S. Voloshin | Mgmt | For | For | For | ||
| 7 | Elect Mikhail Parakhin | Mgmt | For | For | For | ||
| 8 | Elect Tigran Khudaverdyan | Mgmt | For | For | For | ||
| 9 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
| 13 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| Item 1: Proxy Voting Record | |||||||
| Registrant : ICON Funds | |||||||
| Fund Name : ICON Opportunities Fund | |||||||
| Date of reporting period: 07/01/2018 - 06/30/2019 | |||||||
| Aaron’s, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AAN | CUSIP 002535300 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Kathy T. Betty | Mgmt | For | For | For | ||
| 2 | Elect Douglas C. Curling | Mgmt | For | For | For | ||
| 3 | Elect Cynthia N. Day | Mgmt | For | For | For | ||
| 4 | Elect Curtis L. Doman | Mgmt | For | For | For | ||
| 5 | Elect Walter G. Ehmer | Mgmt | For | For | For | ||
| 6 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | ||
| 7 | Elect John W. Robinson III | Mgmt | For | For | For | ||
| 8 | Elect Ray M. Robinson | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 10 | Amendment to the 2015 Equity and Incentive Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Altra Industrial Motion Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIMC | CUSIP 02208R106 | 04/24/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Edmund M. Carpenter | Mgmt | For | For | For | ||
| 1.2 | Elect Carl R. Christenson | Mgmt | For | For | For | ||
| 1.3 | Elect Lyle G. Ganske | Mgmt | For | For | For | ||
| 1.4 | Elect Margot L. Hoffman | Mgmt | For | For | For | ||
| 1.5 | Elect Michael S. Lipscomb | Mgmt | For | For | For | ||
| 1.6 | Elect Larry McPherson | Mgmt | For | For | For | ||
| 1.7 | Elect Patrick K. Murphy | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas W. Swidarski | Mgmt | For | For | For | ||
| 1.9 | Elect James H. Woodward, Jr. | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Armstrong World Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AWI | CUSIP 04247X102 | 07/12/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Stan A. Askren | Mgmt | For | For | For | ||
| 1.2 | Elect Victor D. Grizzle | Mgmt | For | For | For | ||
| 1.3 | Elect Tao Huang | Mgmt | For | For | For | ||
| 1.4 | Elect Larry S. McWilliams | Mgmt | For | For | For | ||
| 1.5 | Elect James C. Melville | Mgmt | For | For | For | ||
| 1.6 | Elect John J. Roberts | Mgmt | For | For | For | ||
| 1.7 | Elect Gregory P. Spivy | Mgmt | For | For | For | ||
| 1.8 | Elect Roy W. Templin | Mgmt | For | For | For | ||
| 1.9 | Elect Cherryl T. Thomas | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Axos Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AX | CUSIP 05566U108 | 10/25/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Paul Grinberg | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Gregory Garrabrants | Mgmt | For | For | For | ||
| 1.3 | Elect Uzair Dada | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Brunswick Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BC | CUSIP 117043109 | 05/08/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect David C. Everitt | Mgmt | For | For | For | ||
| 2 | Elect Lauren P. Flaherty | Mgmt | For | For | For | ||
| 3 | Elect Joseph W. McClanathan | Mgmt | For | For | For | ||
| 4 | Elect Roger J. Wood | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||
| Cabot Microelectronics Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCMP | CUSIP 12709P103 | 03/06/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Richard S. Hill | Mgmt | For | For | For | ||
| 1.2 | Elect Susan M. Whitney | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Continental Building Products, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBPX | CUSIP 211171103 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Michael J. Keough | Mgmt | For | For | For | ||
| 2 | Elect Chantal D. Veevaete | Mgmt | For | For | For | ||
| 3 | Elect James Bachmann | Mgmt | For | For | For | ||
| 4 | Elect Ira S. Strassberg | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 7 | Elimination of Supermajority Requirement for Amendment of Articles and Bylaws | Mgmt | For | For | For | ||
| 8 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | ||
| Corcept Therapeutics Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CORT | CUSIP 218352102 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect James N. Wilson | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect G. Leonard Baker, Jr. | Mgmt | For | For | For | ||
| 1.3 | Elect Joseph K. Belanoff | Mgmt | For | For | For | ||
| 1.4 | Elect David L. Mahoney | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Daniel N. Swisher, Jr. | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| CVR Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVI | CUSIP 12662P108 | 05/30/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Patricia A. Agnello | Mgmt | For | For | For | ||
| 1.2 | Elect Bob G. Alexander | Mgmt | For | For | For | ||
| 1.3 | Elect SungHwan Cho | Mgmt | For | For | For | ||
| 1.4 | Elect Jonathan Frates | Mgmt | For | For | For | ||
| 1.5 | Elect Hunter C. Gary | Mgmt | For | For | For | ||
| 1.6 | Elect David L. Lamp | Mgmt | For | For | For | ||
| 1.7 | Elect Stephen Mongillo | Mgmt | For | For | For | ||
| 1.8 | Elect James M. Strock | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Diodes Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DIOD | CUSIP 254543101 | 05/17/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect C.H. Chen | Mgmt | For | For | For | ||
| 1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | ||
| 1.3 | Elect LU Keh-Shew | Mgmt | For | For | For | ||
| 1.4 | Elect Peter M. Menard | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond K.Y. Soong | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Christina Wen-Chi Sung | Mgmt | For | For | For | ||
| 1.7 | Elect Michael K.C. Tsai | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Essent Group Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESNT | CUSIP G3198U102 | 05/01/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Angela L. Heise | Mgmt | For | For | For | ||
| 1.2 | Elect Robert Glanville | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Extreme Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXTR | CUSIP 30226D106 | 11/08/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Charles P. Carinalli | Mgmt | For | For | For | ||
| 1.2 | Elect Kathleen M. Holmgren | Mgmt | For | For | For | ||
| 1.3 | Elect Raj Khanna | Mgmt | For | For | For | ||
| 1.4 | Elect Edward H. Kennedy | Mgmt | For | For | For | ||
| 1.5 | Elect Edward B. Meyercord III | Mgmt | For | For | For | ||
| 1.6 | Elect John C. Shoemaker | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the Rights Agreement Plan | Mgmt | For | For | For | ||
| 5 | Amendment to the 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| Ferro Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FOE | CUSIP 315405100 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David A. Lorber | Mgmt | For | For | For | ||
| 1.2 | Elect Marran H. Ogilvie | Mgmt | For | For | For | ||
| 1.3 | Elect Andrew M. Ross | Mgmt | For | For | For | ||
| 1.4 | Elect Allen A. Spizzo | Mgmt | For | For | For | ||
| 1.5 | Elect Peter T. Thomas | Mgmt | For | For | For | ||
| 1.6 | Elect Ronald P. Vargo | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| First Midwest Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FMBI | CUSIP 320867104 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Barbara A. Boigegrain | Mgmt | For | For | For | ||
| 2 | Elect Thomas L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Phupinder S. Gill | Mgmt | For | For | For | ||
| 4 | Elect Kathryn J Hayley | Mgmt | For | For | For | ||
| 5 | Elect Peter J. Henseler | Mgmt | For | For | For | ||
| 6 | Elect Frank B. Modruson | Mgmt | For | For | For | ||
| 7 | Elect Ellen A. Rudnick | Mgmt | For | For | For | ||
| 8 | Elect Mark G. Sander | Mgmt | For | For | For | ||
| 9 | Elect Michael L. Scudder | Mgmt | For | For | For | ||
| 10 | Elect Michael J. Small | Mgmt | For | For | For | ||
| 11 | Elect Stephen C Van Arsdell | Mgmt | For | For | For | ||
| 12 | Elect J. Stephen Vanderwoude | Mgmt | For | For | For | ||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||
| Five Below, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FIVE | CUSIP 33829M101 | 06/18/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Catherine E. Buggeln | Mgmt | For | For | For | ||
| 2 | Elect Michael F. Devine, III | Mgmt | For | For | For | ||
| 3 | Elect Ronald L. Sargent | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||
| Forward Air Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FWRD | CUSIP 349853101 | 05/07/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
| 1.2 | Elect Ana B. Amicarella | Mgmt | For | For | For | ||
| 1.3 | Elect Valerie A. Bonebrake | Mgmt | For | For | For | ||
| 1.4 | Elect C. Robert Campbell | Mgmt | For | For | For | ||
| 1.5 | Elect R. Craig Carlock | Mgmt | For | For | For | ||
| 1.6 | Elect C. John Langley, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect G. Michael Lynch | Mgmt | For | For | For | ||
| 1.8 | Elect Thomas Schmitt | Mgmt | For | For | For | ||
| 1.9 | Elect W. Gilbert West | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| KB Home | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KBH | CUSIP 48666K109 | 04/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Dorene C. Dominguez | Mgmt | For | For | For | ||
| 2 | Elect Timothy W. Finchem | Mgmt | For | For | For | ||
| 3 | Elect Stuart A. Gabriel | Mgmt | For | For | For | ||
| 4 | Elect Thomas W. Gilligan | Mgmt | For | For | For | ||
| 5 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | ||
| 6 | Elect Robert L. Johnson | Mgmt | For | For | For | ||
| 7 | Elect Melissa B. Lora | Mgmt | For | For | For | ||
| 8 | Elect Jeffrey T. Mezger | Mgmt | For | For | For | ||
| 9 | Elect James C. Weaver | Mgmt | For | For | For | ||
| 10 | Elect Michael M. Wood | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| LGI Homes, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LGIH | CUSIP 50187T106 | 05/02/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ryan Edone | Mgmt | For | For | For | ||
| 1.2 | Elect Duncan Gage | Mgmt | For | For | For | ||
| 1.3 | Elect Eric Lipar | Mgmt | For | For | For | ||
| 1.4 | Elect Laura Miller | Mgmt | For | For | For | ||
| 1.5 | Elect Bryan Sansbury | Mgmt | For | For | For | ||
| 1.6 | Elect Steven Smith | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Robert Vahradian | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Mellanox Technologies Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MLNX | CUSIP M51363113 | 06/20/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Confirmation of Non-Parent Affiliate | Mgmt | N/A | For | N/A | ||
| 2 | NVIDIA Transaction | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 5 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||
| 6 | Salary Increase of CEO | Mgmt | For | For | For | ||
| 7 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||
| 8 | CEO Cash Incentive | Mgmt | For | For | For | ||
| 9 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||
| 10 | Amendment to CEO Severance | Mgmt | For | For | For | ||
| 11 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||
| 12 | CEO Equity Award | Mgmt | For | For | For | ||
| 13 | Declaration of Material Interest | Mgmt | N/A | For | N/A | ||
| 14 | CEO Tax Equalization | Mgmt | For | For | For | ||
| 15 | Approval of Cash Bonus to Director | Mgmt | For | For | For | ||
| Methode Electronics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MEI | CUSIP 591520200 | 09/13/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Walter J. Aspatore | Mgmt | For | For | For | ||
| 2 | Elect Brian J. Cadwallader | Mgmt | For | For | For | ||
| 3 | Elect Darren M. Dawson | Mgmt | For | For | For | ||
| 4 | Elect Donald W. Duda | Mgmt | For | For | For | ||
| 5 | Elect Martha Goldberg Aronson | Mgmt | For | For | For | ||
| 6 | Elect Isabelle C. Goossen | Mgmt | For | For | For | ||
| 7 | Elect Christopher J. Hornung | Mgmt | For | For | For | ||
| 8 | Elect Paul G. Shelton | Mgmt | For | For | For | ||
| 9 | Elect Lawrence B. Skatoff | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Modine Manufacturing Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MOD | CUSIP 607828100 | 07/19/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Suresh V. Garimella | Mgmt | For | For | For | ||
| 2 | Elect Christopher W. Patterson | Mgmt | For | For | For | ||
| 3 | Elect Christine Y. Yan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| Monarch Casino & Resort, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MCRI | CUSIP 609027107 | 06/04/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Bob Farahi | Mgmt | For | Against | Against | ||
| 2 | Elect Yvette E. Landau | Mgmt | For | For | For | ||
| 3 | Amendment to the 2014 Equity Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Patrick Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PATK | CUSIP 703343103 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Joseph M. Cerulli | Mgmt | For | For | For | ||
| 1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | ||
| 1.3 | Elect John A. Forbes | Mgmt | For | For | For | ||
| 1.4 | Elect Michael A. Kitson | Mgmt | For | For | For | ||
| 1.5 | Elect Pamela R. Klyn | Mgmt | For | For | For | ||
| 1.6 | Elect Derrick B. Mayes | Mgmt | For | For | For | ||
| 1.7 | Elect Andy L. Nemeth | Mgmt | For | For | For | ||
| 1.8 | Elect Denis G. Scuggs | Mgmt | For | For | For | ||
| 1.9 | Elect M. Scott Welch | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| Ring Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| REI | CUSIP 76680V108 | 12/11/2018 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Kelly Hoffman | Mgmt | For | For | For | ||
| 1.2 | Elect David A. Fowler | Mgmt | For | For | For | ||
| 1.3 | Elect Lloyd T. Rochford | Mgmt | For | For | For | ||
| 1.4 | Elect Stanley M. McCabe | Mgmt | For | For | For | ||
| 1.5 | Elect Anthony B. Petrelli | Mgmt | For | For | For | ||
| 1.6 | Elect Clayton E. Woodrum | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| SM Energy Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SM | CUSIP 78454L100 | 05/29/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Carla J. Bailo | Mgmt | For | For | For | ||
| 2 | Elect Larry W. Bickle | Mgmt | For | For | For | ||
| 3 | Elect Stephen R. Brand | Mgmt | For | For | For | ||
| 4 | Elect Loren M. Leiker | Mgmt | For | For | For | ||
| 5 | Elect Javan D. Ottoson | Mgmt | For | For | For | ||
| 6 | Elect Ramiro G. Peru | Mgmt | For | For | For | ||
| 7 | Elect Julio M. Quintana | Mgmt | For | For | For | ||
| 8 | Elect Rose M. Robeson | Mgmt | For | For | For | ||
| 9 | Elect William D. Sullivan | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| SRC Energy Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRCI | CUSIP 78470V108 | 05/15/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Lynn A. Peterson | Mgmt | For | For | For | ||
| 1.2 | Elect Jack N. Aydin | Mgmt | For | For | For | ||
| 1.3 | Elect Daniel E. Kelly | Mgmt | For | For | For | ||
| 1.4 | Elect Paul J. Korus | Mgmt | For | For | For | ||
| 1.5 | Elect Raymond E. McElhaney | Mgmt | For | For | For | ||
| 1.6 | Elect Jennifer S. Zucker | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Supernus Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SUPN | CUSIP 868459108 | 06/11/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Carolee Barlow | Mgmt | For | For | For | ||
| 1.2 | Elect Jack A. Khattar | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Terex Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEX | CUSIP 880779103 | 05/16/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Paula H.J. Cholmondeley | Mgmt | For | For | For | ||
| 2 | Elect Don DeFosset | Mgmt | For | For | For | ||
| 3 | Elect John L. Garrison Jr. | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. Hansen | Mgmt | For | For | For | ||
| 5 | Elect Matthew Hepler | Mgmt | For | For | For | ||
| 6 | Elect Raimund Klinkner | Mgmt | For | For | For | ||
| 7 | Elect Andra Rush | Mgmt | For | For | For | ||
| 8 | Elect David A. Sachs | Mgmt | For | For | For | ||
| 9 | Elect David C. Wang | Mgmt | For | For | For | ||
| 10 | Elect Scott W. Wine | Mgmt | For | Against | Against | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| Webster Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WBS | CUSIP 947890109 | 04/25/2019 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William L. Atwell | Mgmt | For | For | For | ||
| 2 | Elect John R. Ciulla | Mgmt | For | For | For | ||
| 3 | Elect John J. Crawford | Mgmt | For | For | For | ||
| 4 | Elect Elizabeth E. Flynn | Mgmt | For | For | For | ||
| 5 | Elect E. Carol Hayles | Mgmt | For | For | For | ||
| 6 | Elect Laurence C. Morse | Mgmt | For | For | For | ||
| 7 | Elect Karen R. Osar | Mgmt | For | For | For | ||
| 8 | Elect Mark Pettie | Mgmt | For | For | For | ||
| 9 | Elect James C. Smith | Mgmt | For | For | For | ||
| 10 | Elect Lauren C. States | Mgmt | For | For | For | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | ICON Funds | |
| By: | /s/ Craig T. Callahan | |
Name: Title: | Craig T. Callahan President & Chairman | |
| Date: | August 23, 2019 | |
