ANNUAL REPORT OF PROXY VOTING RECORDS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Patricia A. Morisette, Esq.
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 1-3 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2017 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
| Registrant: Renaissance Capital Greenwich Funds - Global IPO Fund | | | Item 1, Exhibit 1 |
| Investment Company Act file number: 811-08049 | | | | | | |
| Reporting Period: July 1, 2016 through June 30, 2017 | | | | | | |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| | Quintiles Transnational Holdings Inc. | Q | 74876Y101 | 9/22/2016 | 1 | To approve the agreement and plan of merger, dated May 3, 2016 by and between Quintiles and IMS Health Holdings, Inc. | Issuer | Yes | For | For |
| | | | | | 2 | To approve the issuance of shares of surviving corporation common stock to IMS Health stockholders pursuant to the merger. | Issuer | Yes | For | For |
| | | | | | 3 | To reincorporate Quintiles in Delaware immediately prior to the completion of the merger. | Issuer | Yes | For | For |
| | | | | | 4 | To approve the authorized number of shares of common stock contained in the Delaware certificate of incorporation. | Issuer | Yes | For | For |
| | | | | | 5 | To approve the elimination of the supermajority voting requirement to amend certain provisions of the Delaware certificate of incorporation. | Issuer | Yes | For | For |
| | | | | | 6 | To approve, on an advisory non-binding basis, specific compensatory arrangements between Quintiles and its named executive officers relating to the merger with IMS Health. | Issuer | Yes | For | For |
| | | | | | 7 | To adjourn the special meeting if necessary to solicit additional proxies. | Issuer | Yes | Against | Against |
| | Alibaba Group Holding Limited | BABA | 01609W102 | 10/13/2016 | 1A | Election of director Daniel Yong Zhang to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1B | Election of director Chee Hwa Tung to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1C | Election of director Jerry Yang to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1D | Election of director Wan Ling Martello to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1E | Election of director Eric Xiandong Jing to serve until the company's annual general meeting of shareholders to be held in 2018 or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Atlassian Corp PLC | TEAM | G06242104 | 12/6/2016 | 1 | To receive the company's accounts and the reports of the directors and the auditors for the year ended June 30, 2016 (the annual report) | Issuer | Yes | For | For |
| | | | | | 2 | To approve the directors' remuneration report, other than the part containing the directors' remuneration policy, as set forth in the annual report. | Issuer | Yes | For | For |
| | | | | | 3 | To approve the directors' remuneration policy, as set forth in the directors' remuneration report in the annual report | Issuer | Yes | Against | Against |
| | | | | | 4 | To reappoint auditor | Issuer | Yes | For | For |
| | | | | | 5 | To authorize the audit committee of the board of directors to determine the remuneration of the auditor | Issuer | Yes | For | For |
| | | | | | 6 | To authorize the directors to allot ordinary shares in the capital of the company | Issuer | Yes | Against | Against |
| | | | | | 7 | To approve the disapplication of statutory pre-emption rights for shares allotted under the authority granted by resolution 6. | Issuer | Yes | Against | Against |
| | | | | | 8 | To approve amendment of the articles of association to provide the board of directors with the ability to require the directors to stand for re-election at each annual general meeting | Issuer | Yes | Against | Against |
| | Bats Global Mkts Inc | BATS | 05491G109 | 1/17/2017 | 1 | To adopt the merger agreement dated September 25, 2016 with CBOE Holdings, Inc. | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation that is based on or otherwise relates to the merger contemplated by the merger agreement | Issuer | Yes | For | For |
| | | | | | 3 | To adjourn the special meeting if necessary to solicit additional proxies to adopt the merger agreement. | Issuer | Yes | For | For |
| | Berry Plastics Group, Inc. | BERY | 08579W103 | 3/2/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | To approve an amendment to Berry's amended and restated certificate of incorporation to declassify Berr's Board of Directors and provide that, after a transition period, directors shall be elected annually | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Patheon N.V. | PTHN | N6865W105 | 3/7/2017 | 1A | Election of Director Mullen | Issuer | Yes | For | For |
| | | | | | 1B | Election of Director Tanda | Issuer | Yes | For | For |
| | | | | | 1C | Election of Director McMullen | Issuer | Yes | For | For |
| | | | | | 1D | Election of Director Pisano | Issuer | Yes | For | For |
| | | | | | 1E | Election of Director Cogut | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 4 | To approve the adoption of the financial statements for the fiscal year 2016 | Issuer | Yes | For | For |
| | | | | | 5 | To discharge the members of the board of directors from liability | Issuer | Yes | Against | Against |
| | | | | | 6 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 7 | To re-authorize our board of directors to acquire shares in the company's own capital until September 7, 2018 | Issuer | Yes | For | For |
| | | | | | 8 | To re-authorize our board of directors to grant or issue (rights to acquire) shares until March 7, 2022 | Issuer | Yes | For | For |
| | | | | | 9 | To re-authorize our board to limit or exclude pre-emptive rights in respect of a grant or issue of (rights to acquire) shares | Issuer | Yes | For | For |
| | | | | | 10 | To authorize the amendment of the company's 2016 omnibus incentive plan to increase the authorized number of shares | Issuer | Yes | For | For |
| | IHS Markit Ltd | INFO | G47567105 | 4/5/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | To approve the terms of the 2017 Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 5 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | Quintiles IMS Holdings, Inc. | Q | 74876Y101 | 4/6/2017 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | Against |
| | | | | | 4 | A vote to approve the adoption of the Quintiles IMS Holdings, Inc. 2017 Incentive and Stock Award Plan | Issuer | Yes | For | For |
| | | | | | 5 | Ratification of accountant | Issuer | Yes | For | For |
| | Transunion | TRU | 89400J107 | 5/3/2017 | 1 | Election of directors (2) | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | US Foods Holding Corp. | USFD | 912008109 | 5/10/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| | Blackline Inc. | BL | 09239B109 | 5/10/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | First Republic Bank | FRC | 33616C100 | 5/9/2017 | 1A | Election of Direct Herbert | Issuer | Yes | For | For |
| | | | | | 1B | Election of Director August-Dewilde | Issuer | Yes | For | For |
| | | | | | 1C | Election of Director Barrack | Issuer | Yes | For | For |
| | | | | | 1D | Election of Director Fahrenkopf | Issuer | Yes | For | For |
| | | | | | 1E | Election of Director Gibbs | Issuer | Yes | For | For |
| | | | | | 1F | Election of Director Groysberg | Issuer | Yes | For | For |
| | | | | | 1G | Election of Director Hernandez | Issuer | Yes | For | For |
| | | | | | 1H | Election of Director Joyner | Issuer | Yes | For | For |
| | | | | | 1I | Election of Director Levy | Issuer | Yes | For | For |
| | | | | | 1J | Election of Director Niederauer | Issuer | Yes | For | For |
| | | | | | 1K | Election of Director Parker | Issuer | Yes | For | For |
| | | | | | 1L | Election of Director Spielman | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | To approve the First Republic Bank 2017 Executive Incentive Plan | Issuer | Yes | For | For |
| | | | | | 4 | To approve the First Republic Bank 2017 Omnibus Award Plan | Issuer | Yes | For | For |
| | | | | | 5 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 6 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 7 | Shareholder proposal requesting First Republic Bank to prepare an employment diversity report | Shareholder | Yes | Against | For |
| | The Bank of N.T. Butterfield & Son LTD | NTB | G0772R208 | 4/28/2017 | 1 | To receive and adopt the financial statements for the year eneded 31 December, 2016 and auditor's report thereon. | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | To fix the number of directors at twelve. | Issuer | Yes | For | For |
| | | | | | 4A | Election of director Simmons | Issuer | Yes | For | For |
| | | | | | 4B | Election of director Collins | Issuer | Yes | For | For |
| | | | | | 4C | Election of director Barbour | Issuer | Yes | For | For |
| | | | | | 4D | Election of director Burr | Issuer | Yes | For | For |
| | | | | | 4E | Election of director Foulger | Issuer | Yes | For | For |
| | | | | | 4F | Election of director O'Dea | Issuer | Yes | For | For |
| | | | | | 4G | Election of director Schoellkopf | Issuer | Yes | For | For |
| | | | | | 4H | Election of director Wright | Issuer | Yes | For | For |
| | | | | | 4I | Election of director Zwiener | Issuer | Yes | For | For |
| | | | | | 5 | To authorize the board of directors to fill vacancies on the board as and when it deems fit | Issuer | Yes | Against | Against |
| | | | | | 6 | To generally and unconditionally authorise the board of directors, in accordance with the bank's bye-laws, to dispose of or transfer all or any treasury shares, and to issue, allot or grant options, warrants or similar rights over or otherwise dispose of all of the authorised but unissued share capital of the bank to such person(s), at such times, for such consideration and upon such terms and conditions as the board of directors may determine | Issuer | Yes | Against | Against |
| | Siteone Landscape Supply, Inc. | SITE | 82982L103 | 5/16/2017 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| | The Depository Trust & Clearing Corporation | DTCC | n/a | 4/4/2017 | 1 | Election of directors (18) | Issuer | Yes | For all | For |
| | Zoetis Inc. | ZTS | 98978V103 | 5/11/2017 | 1A | Election of director Norden | Issuer | Yes | For | For |
| | | | | | 1B | Election of director Parent | Issuer | Yes | For | For |
| | | | | | 1C | Election of director Scully | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Coupa Software Incorporated | COUP | 22266L106 | 5/15/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Camping World Holdings, Inc. | CWH | 13462K109 | 5/16/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | Acacia Communications, Inc. | ACIA | 00401C108 | 5/18/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Kinsale Capital Group Inc | KNSL | 49714P108 | 5/25/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Cotiviti Holdings, Inc. | COTV | 22164K101 | 5/25/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of Employee Stock Purchase Plans. | Issuer | Yes | For | For |
| | INC Research Holdings, Inc. | INCR | 45329R109 | 5/23/2017 | 1A | Election of Director Kender | Issuer | Yes | For | For |
| | | | | | 1B | Election of Director Meyers | Issuer | Yes | For | For |
| | | | | | 1C | Election of Director Monaghan | Issuer | Yes | For | For |
| | | | | | 1D | Election of Director Norton | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Approval of management incentive plan, including the material terms of the performance goals applicable to awards granted under the plan in accordance with IRC section 162(M). | Issuer | Yes | For | For |
| | | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| | Facebook Inc. | FB | 30303M102 | 6/1/2017 | 1 | Election of directors (8) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Stockholder proposal regarding change in stockholder voting (one vote per share) | Shareholder | Yes | For | Against |
| | | | | | 4 | Stockholder proposal regarding a lobbying report | Shareholder | Yes | Against | For |
| | | | | | 5 | Stockholder proposal regarding false news | Shareholder | Yes | Against | For |
| | | | | | 6 | Stockholder proposal regarding a gender pay equity report | Shareholder | Yes | Against | For |
| | | | | | 7 | Stockholder proposal regarding an independent chair. | Shareholder | Yes | For | Against |
| | AdvancePierre Foods Holdings, Inc. | APFH | 00782L107 | 5/17/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Approval of Employee Stock Purchase Plan. | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 5 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | Parsley Energy, Inc. | PE | 701877102 | 6/2/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | To amend the Bylaws to implement a majority voting standard in uncontested director elections | Issuer | Yes | For | For |
| | e.l.f. Beauty, Inc. | ELF | 26856L103 | 5/24/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of the amended and restated certificate of incorporation. | Issuer | Yes | Against | Against |
| | | | | | 4 | Ratification of the amended and restated bylaws. | Issuer | Yes | Against | Against |
| | GoDaddy Inc. | GDDY | 380237107 | 6/7/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Athene Holding Ltd. | ATH | G0684D107 | 6/7/2017 | 1A | To elect as director of Athene Holding Ltd Brian Leach Class I | Issuer | Yes | For | For |
| | | | | | 1B | To elect as director of Athene Holding Ltd Lawrence Ruisi Class II | Issuer | Yes | For | For |
| | | | | | 1C | To elect as director of Athene Holding Ltd Hope Taitz Class II | Issuer | Yes | For | For |
| | | | | | 1D | To elect as director of Athene Holding Ltd Arthur Wrubel Class II | Issuer | Yes | For | For |
| | | | | | 1E | To elect as director of Athene Holding Ltd H. Carl McCall Class III | Issuer | Yes | For | For |
| | | | | | 2A | To authorize the company to elect as director of Athene Life Re Ltd James Belardi | Issuer | Yes | For | For |
| | | | | | 2B | To authorize the company to elect as director of Athene Life Re Ltd Robert Borden | Issuer | Yes | For | For |
| | | | | | 2C | To authorize the company to elect as director of Athene Life Re Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 2D | To authorize the company to elect as director of Athene Life Re Ltd Gernot Lohr | Issuer | Yes | For | For |
| | | | | | 2E | To authorize the company to elect as director of Athene Life Re Ltd Hope Taitz | Issuer | Yes | For | For |
| | | | | | 2F | To authorize the company to elect as director of Athene Life Re Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 3A | To authorize the company to elect as director of Ager Bermuda Holding Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 3B | To authorize the company to elect as director of Ager Bermuda Holding Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 3C | To authorize the company to elect as director of Ager Bermuda Holding Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 4A | To authorize the company to elect as director of Athene Bermuda Employee Company Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 4B | To authorize the company to elect as director of Athene Bermuda Employee Company Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 4C | To authorize the company to elect as director of Athene Bermuda Employee Company Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 5A | To authorize the company to elect as director of Athene IP Holding Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 5B | To authorize the company to elect as director of Athene IP Holding Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 5C | To authorize the company to elect as director of Athene IP Holding Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 6A | To authorize the company to elect as director of Athene IP Development Ltd Deepak Rajan | Issuer | Yes | For | For |
| | | | | | 6B | To authorize the company to elect as director of Athene IP Development Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 6C | To authorize the company to elect as director of Athene IP Development Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 7 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 8 | To refer the determination of the remunderation of PWC to the audit committee of the Board of Directors of the Company | Issuer | Yes | For | For |
| | | | | | 9 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 10 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 11 | To approve the company's 2017 Employee Stock Option Plan | Issuer | Yes | For | For |
| | | | | | 12A | To approve the incorporation of an advisory board of Athene Deutschland Anlagemanagement GMBH ("ADAM") | Issuer | Yes | For | For |
| | | | | | 12B | To approve the election of Deepak Rajan as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 12C | To approve the election of Ralf Schmitt as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 12D | To approve the election of Michael Solf as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 12E | To approve the election of Mark Suter as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 13 | To approve the remuneration amounts for the supervisory board members of Athene Lebensversicherung AG | Issuer | Yes | For | For |
| | | | | | 14 | To approve an amendment to the Bylaws of the company relating to the termination of certain investment management agreements | Issuer | Yes | For | For |
| | Ollie's Bargain Outlet Holdings Inc | OLLI | 681116109 | 6/7/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Black Knight Financial Services Inc | BKFS | 09214X100 | 6/14/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of the amended restated 2015 omnibus incentive plan | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Forterra, Inc. | FRTA | 34960W106 | 6/19/2017 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | iRhythm Technologies, Inc. | IRTC | 450056106 | 6/14/2017 | 1A | Election of director King | Issuer | Yes | For | For |
| | | | | | 1B | Election of director Scott | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | The Trade Desk Inc. | TTD | 88339J105 | 7/20/2017 | 1A | Election of Director Green | Issuer | Yes | For | For |
| | | | | | 1B | Election of Director Paley | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | | | | | | |
| Registrant: Renaissance Capital Greenwich Funds - Renaissance IPO ETF | | | Item 1, Exhibit 2 |
| Investment Company Act file number: 811-08049 | | | | | | |
| Reporting Period: July 1, 2016 through June 30, 2017 | | | | | | |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| | Galapagos N V | GLPG | 36315X101 | 7/26/2016 | S1 | To appoint Ms. Mary Kerr as an independent director of the company | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | E2 | Authorization to the Board of Directors to increase the share capital within the framework of the authorized capital by up to 40% of the share capital | Issuer | Yes | For | N/A - No Board recommendation |
| | Alibaba Group Holding Limited | BABA | 01609W102 | 10/13/2016 | 1A | Election of director Daniel Yong Zhang to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1B | Election of director Chee Hwa Tung to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1C | Election of director Jerry Yang to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1D | Election of director Wan Ling Martello to serve for a three year term or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 1E | Election of director Eric Xiandong Jing to serve until the company's annual general meeting of shareholders to be held in 2018 or until such director's successor is elected or appointed and duly qualified | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Catalent, Inc. | CTLT | 148806102 | 10/25/2016 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Zayo Group Holdings Inc | ZAYO | 98919V105 | 11/8/2016 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Performance Food Group Co | PFGC | 71377A103 | 12/2/2016 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes on executive compensation | Issuer | Yes | One Year | For |
| | Atlassian Corp PLC | TEAM | G06242104 | 12/6/2016 | 1 | To receive the company's accounts and the reports of the directors and the auditors for the year ended June 30, 2016 (The "Annual Report"). | Issuer | Yes | For | For |
| | | | | | 2 | To approve the directors' remuneration report, other than the part containing the directors' remuneration policy, as set forth in the annual report. | Issuer | Yes | For | For |
| | | | | | 3 | To approve the directors' remuneration policy, as set forth in the directors' remuneration report in the annual report. | Issuer | Yes | Against | Against |
| | | | | | 4 | To reappoint Ernst & Young LLP as auditor of the company to hold office until the conclusion of the next annual general meeting. | Issuer | Yes | For | For |
| | | | | | 5 | To authorize the audit committee of the board of directors to determine the remuneration of the auditor. | Issuer | Yes | For | For |
| | | | | | 6 | To authorize the directors to allot ordinary shares in the capital of the company. | Issuer | Yes | Against | Against |
| | | | | | 7 | To approve the disapplication of statutory pre-emption rights for shares allotted under the authority granted by resolution 6. | Issuer | Yes | Against | Against |
| | | | | | 8 | To approve an amendment to the articles of association to provide the board of directors with the ability to require the directors to stand for re-election at each annual general meeting of the company. | Issuer | Yes | Against | Against |
| | Bats Global Mkts Inc | BATS | 05491G109 | 1/17/2017 | 1 | To adopt the merger agreement dated September 25, 2016 with CBOE Holdings, Inc. | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation that is based on or otherwise relates to the merger contemplated by the merger agreement | Issuer | Yes | For | For |
| | | | | | 3 | To adjourn the special meeting if necessary to solicit additional proxies to adopt the merger agreement. | Issuer | Yes | For | For |
| | Patheon N.V. | PTHN | N6865W105 | 3/7/2017 | 1A | Election of Director Mullen | Issuer | Yes | For | For |
| | | | | | 1B | Election of Director Tanda | Issuer | Yes | For | For |
| | | | | | 1C | Election of Director McMullen | Issuer | Yes | For | For |
| | | | | | 1D | Election of Director Pisano | Issuer | Yes | For | For |
| | | | | | 1E | Election of Director Cogut | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 4 | To approve the adoption of the financial statements for the fiscal year 2016 | Issuer | Yes | For | For |
| | | | | | 5 | To discharge the members of the board of directors from liability | Issuer | Yes | Against | Against |
| | | | | | 6 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 7 | To re-authorize our board of directors to acquire shares in the company's own capital until September 7, 2018 | Issuer | Yes | For | For |
| | | | | | 8 | To re-authorize our board of directors to grant or issue (rights to acquire) shares until March 7, 2022 | Issuer | Yes | For | For |
| | | | | | 9 | To re-authorize our board to limit or exclude pre-emptive rights in respect of a grant or issue of (rights to acquire) shares | Issuer | Yes | For | For |
| | | | | | 10 | To authorize the amendment of the company's 2016 omnibus incentive plan to increase the authorized number of shares | Issuer | Yes | For | For |
| | Line Corporation | LN | 53567X101 | 3/30/2017 | 1 | Partial amendments to the Articles of Incorporation | Issuer | Yes | For | N/A - Board recommendation is to abstain |
| | | | | | 2 | Election of directors (8) | Issuer | Yes | For all | For |
| | | | | | 3 | Election of one substitute corporate auditor: Naoki Watanabe | Issuer | Yes | For | N/A - Board recommendation is to abstain |
| | | | | | 4 | Determination of amounts and details of stock options (warrants) to be paid as remuneration, etc. to directors | Issuer | Yes | For | N/A - Board recommendation is to abstain |
| | Ferrari, NV | RACE | N3167Y103 | 4/14/2017 | 2E | Adoption of the 2016 Annual Accounts | Issuer | Yes | For | For |
| | | | | | 2F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2016 | Issuer | Yes | For | For |
| | | | | | 3A | Re-appointment of executive director Marchionne | Issuer | Yes | For | For |
| | | | | | 3B | Re-appointment of non-executive director John Elkann | Issuer | Yes | For | For |
| | | | | | 3C | Re-appointment of non-executive director Ferrari | Issuer | Yes | For | For |
| | | | | | 3D | Re-appointment of non-executive director Arnault | Issuer | Yes | For | For |
| | | | | | 3E | Re-appointment of non-executive director Camilleri | Issuer | Yes | For | For |
| | | | | | 3F | Re-appointment of non-executive director Capaldo | Issuer | Yes | For | For |
| | | | | | 3G | Re-appointment of non-executive director Cue | Issuer | Yes | For | For |
| | | | | | 3H | Re-appointment of non-executive director Duca | Issuer | Yes | For | For |
| | | | | | 3I | Re-appointment of non-executive director Lapo Elkann | Issuer | Yes | For | For |
| | | | | | 3J | Re-appointment of non-executive director Felisa | Issuer | Yes | For | For |
| | | | | | 3K | Re-appointment of non-executive director Grieco | Issuer | Yes | For | For |
| | | | | | 3L | Re-appointment of non-executive director Keswick | Issuer | Yes | For | For |
| | | | | | 3M | Re-appointment of non-executive director Zambon | Issuer | Yes | For | For |
| | | | | | 4 | Amend remuneration policy of the board of directors | Issuer | Yes | For | For |
| | | | | | 5 | Authorization of the board of directors to acquire common shares in the capital of the company | Issuer | Yes | For | For |
| | | | | | 6 | Approval of number of common shares available for directors under the equity incentive plan and the criteria applicable to granting of such shares | Issuer | Yes | For | For |
| | | | | | 7 | Appointment of external auditor | Issuer | Yes | For | For |
| | NRG Yield, Inc. | NYLD | 62942X405 | 4/25/2017 | 1 | Election of Directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | To approve NRG Yield's annual incentive plan for designated corporate officers | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | | 5 | Ratification of accountant | Issuer | Yes | For | For |
| | Univar Inc. | UNVR | 91336L107 | 5/4/2017 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Approval of the Univar Inc. 2017 omnibus equity incentive plan | Issuer | Yes | For | For |
| | | | | | 5 | Approval of the Univar Inc. executive annual bonus plan | Issuer | Yes | For | For |
| | Transunion | TRU | 89400J107 | 5/3/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | First Data Corporation | FDC | 32008D106 | 4/25/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | First Hawaiian Inc. | FHB | 32051X108 | 4/26/2017 | 1 | Election of directors (9) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | US Foods Holding Corp. | USFD | 912008109 | 5/10/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| | Planet Fitness, Inc. | PLNT | 72703H101 | 5/9/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Summit Materials, Inc. | SUM | 86614U100 | 5/17/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Valvoline Inc. | VVV | 92047W101 | 4/26/2017 | 1 | To approve and adopt amendments to certain supermajority voting provisions in the company's amended and restated articles of incorporation, which will (i) immediately reduce the current supermajority voting thresholds from 80% to 66 2/3% for all of the super majority voting provisions upon the effectiveness of the amendments to our articles, and (ii) on the third anniversary of the Amendment Effective Date, reduce the 66 2/3% supermajority voting thresholds to simple majority voting thresholds for all of the Supermajority Voting Provisions. | Issuer | Yes | For | For |
| | Camping World Holdings, Inc. | CWH | 13462K109 | 5/16/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | Acacia Communications, Inc. | ACIA | 00401C108 | 5/18/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Extraction Oil & Gas, Inc | XOG | 30227M105 | 5/4/2017 | 1A | Election of director Owens | Issuer | Yes | For | For |
| | | | | | 1B | Election of director Murdy | Issuer | Yes | For | For |
| | | | | | 1C | Election of director Gaensbauer | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Advanced Disposal Services Inc. | ADSW | 00790X101 | 5/24/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advistory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | Cotiviti Holdings, Inc | COTV | 22164K101 | 5/25/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of Employee Stock Purchase Plans. | Issuer | Yes | For | For |
| | AdvancePierre Foods Holdings, Inc | APFH | 00782L107 | 5/17/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Approval of Employee Stock Purchase Plan. | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 5 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | Blue Buffalo Pet Products Inc. | BUFF | 09531U102 | 6/1/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | Fitbit, Inc. | FIT | 33812L102 | 5/25/2017 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | To approve a stock option exchange program that would allow eligible employees, including certain executive officers, to exchange "underwater" stock options for a lesser number of new restricted stock units under our 2015 equity incentive plan. | Issuer | Yes | For | For |
| | MGM Growth Properties LLC | MGP | 55303A105 | 5/31/2017 | 1 | Election of directors (8) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | Trivago N.V. | TRVG | 89686D105 | 6/9/2017 | 4 | Adoption of the annual accounts over the financial year 2016 | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 6 | Appointment of external auditor for the financial year 2017 | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 7 | Release of the management directors from liability for the exercise of their duties during the financial year 2016 | Issuer | Yes | Against | N/A - No Board recommendation |
| | | | | | 8 | Release of the supervisory directors from liability for the exercise of their duties during the financial year 2016 | Issuer | Yes | Against | N/A - No Board recommendation |
| | | | | | 9 | Reappointment of A.P. Hefer as managing director | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 10 | Reappointment of P. Vinnemeier as managing director | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 11 | Reappointment of A.G. Lehnert as managing director | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 12 | Reappointment of M. Siewert as managing director | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 13 | Reappointment of R.T.J. Schromgens as managing director | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 14 | Reappointment of T.J. Thomas as managing director | Issuer | Yes | For | N/A - No Board recommendation |
| | | | | | 15 | Authorization of the management board to acquire shares in the company's capital | Issuer | Yes | For | N/A - No Board recommendation |
| | Twilio Inc. | TWLO | 90138F102 | 6/12/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of 2016 stock option and incentive plan | Issuer | Yes | For | For |
| | GoDaddy Inc. | GDDY | 380237107 | 6/7/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Athene Holding Ltd. | ATH | G0684D107 | 6/7/2017 | 1A | To elect as director of Athene Holding Ltd Brian Leach Class I | Issuer | Yes | For | For |
| | | | | | 1B | To elect as director of Athene Holding Ltd Lawrence Ruisi Class II | Issuer | Yes | For | For |
| | | | | | 1C | To elect as director of Athene Holding Ltd Hope Taitz Class II | Issuer | Yes | For | For |
| | | | | | 1D | To elect as director of Athene Holding Ltd Arthur Wrubel Class II | Issuer | Yes | For | For |
| | | | | | 1E | To elect as director of Athene Holding Ltd H. Carl McCall Class III | Issuer | Yes | For | For |
| | | | | | 2A | To authorize the company to elect as director of Athene Life Re Ltd James Belardi | Issuer | Yes | For | For |
| | | | | | 2B | To authorize the company to elect as director of Athene Life Re Ltd Robert Borden | Issuer | Yes | For | For |
| | | | | | 2C | To authorize the company to elect as director of Athene Life Re Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 2D | To authorize the company to elect as director of Athene Life Re Ltd Gernot Lohr | Issuer | Yes | For | For |
| | | | | | 2E | To authorize the company to elect as director of Athene Life Re Ltd Hope Taitz | Issuer | Yes | For | For |
| | | | | | 2F | To authorize the company to elect as director of Athene Life Re Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 3A | To authorize the company to elect as director of Ager Bermuda Holding Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 3B | To authorize the company to elect as director of Ager Bermuda Holding Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 3C | To authorize the company to elect as director of Ager Bermuda Holding Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 4A | To authorize the company to elect as director of Athene Bermuda Employee Company Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 4B | To authorize the company to elect as director of Athene Bermuda Employee Company Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 4C | To authorize the company to elect as director of Athene Bermuda Employee Company Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 5A | To authorize the company to elect as director of Athene IP Holding Ltd Frank Gillis | Issuer | Yes | For | For |
| | | | | | 5B | To authorize the company to elect as director of Athene IP Holding Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 5C | To authorize the company to elect as director of Athene IP Holding Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 6A | To authorize the company to elect as director of Athene IP Development Ltd Deepak Rajan | Issuer | Yes | For | For |
| | | | | | 6B | To authorize the company to elect as director of Athene IP Development Ltd Tab Shanafelt | Issuer | Yes | For | For |
| | | | | | 6C | To authorize the company to elect as director of Athene IP Development Ltd William Wheeler | Issuer | Yes | For | For |
| | | | | | 7 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 8 | To refer the determination of the remunderation of PWC to the audit committee of the Board of Directors of the Company | Issuer | Yes | For | For |
| | | | | | 9 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 10 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | | | | | 11 | To approve the company's 2017 Employee Stock Option Plan | Issuer | Yes | For | For |
| | | | | | 12A | To approve the incorporation of an advisory board of Athene Deutschland Anlagemanagement GMBH ("ADAM") | Issuer | Yes | For | For |
| | | | | | 12B | To approve the election of Deepak Rajan as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 12C | To approve the election of Ralf Schmitt as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 12D | To approve the election of Michael Solf as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 12E | To approve the election of Mark Suter as a member of the ADAM advisory board | Issuer | Yes | For | For |
| | | | | | 13 | To approve the remuneration amounts for the supervisory board members of Athene Lebensversicherung AG | Issuer | Yes | For | For |
| | | | | | 14 | To approve an amendment to the Bylaws of the company relating to the termination of certain investment management agreements | Issuer | Yes | For | For |
| | Black Stone Minerals L P | BSM | 09225M101 | 6/8/2017 | 1 | Election of directors (12) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Penumbra, Inc. | PEN | 70975L107 | 6/7/2017 | 1A | Election of director Bose | Issuer | Yes | For | For |
| | | | | | 1B | Election of director O'Rourke | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on exective compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One year | For |
| | Black Knight Financial Services Inc | BKFS | 09214X100 | 6/14/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of the amended restated 2015 omnibus incentive plan | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Ollie's Bargain Outlet Holdings Inc | OLLI | 681116109 | 6/7/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Square, Inc. | SQ | 852234103 | 6/14/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Match Group, Inc. | MTCH | 57665R106 | 5/19/2017 | 1 | Election of directors (11) | Issuer | Yes | For all | For |
| | | | | | 2 | Approval of 2017 stock and annual incentive plan | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Party City Holdco Inc. | PRTY | 702149105 | 6/7/2017 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Pure Storage, Inc. | PSTG | 74624M102 | 6/20/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | | 5 | Re-approval of the provisions of the 2015 equity incentive plan relating to section 162(m) of the Internal Revenue Code | Issuer | Yes | For | For |
| | Shopify Inc. | SHOP | 82509L107 | 6/7/2017 | 1 | Election of directors (6) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant and authorization of their remuneration | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Virtu Financial Inc | VIRT | 928254101 | 6/30/2017 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of the amended and restated 2015 management incentive plan | Issuer | Yes | For | For |
| | Red Rock Resorts Inc | RRR | 75700L108 | 7/6/2017 | 1 | Election of directors (5) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | | 4 | Ratification of auditor | Issuer | Yes | For | For |
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
