ANNUAL REPORT OF PROXY VOTING RECORDS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 1-3 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:
| Registrant: Renaissance Capital Greenwich Funds - Renaissance IPO ETF | | | | | | Item 1, Exhibit 1 |
| Investment Company Act file number: 811-08049 | | | | | | | | | |
| Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | |
| | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Patheon N.V. | PTHN | N6865W105 | 8/2/2017 | 1 | Conditional appointment of executive director (1) and non-executive directors (4) to board | Issuer | Yes | For all | For |
| | | | | 2 | Conditional granting of discharge to each member of the Patheon Board for acts of management or supervision up to the date of the Extraordinary General Meeting | Issuer | Yes | Against | Against |
| | | | | 3 | Conditional approval of the sale, transfer and assumption of the business to or by Thermo Fisher (CN) Luxembourg S.A. R.L. as required under Dutch law | Issuer | Yes | For | For |
| | | | | 4 | Conditional resolution to (i) dissolve Patheon under Dutch law, (ii) appoint Stichting Vereffenaar Patheon as liquidator, (iii) appoint Patheon Holdings B.V. as custodian of books and records, and (iv) approve the reimbursement of the liquidator's reasonable salary and costs (subject to approval by Patheon's independent directors) | Issuer | Yes | For | For |
| | | | | 5 | Conditional resolution to amend the Articles of Association and to convert the legal form of the company into a private company with limited liability | Issuer | Yes | For | For |
| | | | | 6 | Non-binding advisory vote on transaction-related executive compensation | Issuer | Yes | For | For |
| Houlihan Lokey, Inc. | HLI | 441593100 | 9/19/2017 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Approval of 2016 incentive award plan | Issuer | Yes | For | For |
| Performance Food Group Co | PFGC | 71377A103 | 11/10/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| Atlassian Corp PLC | TEAM | G06242104 | 12/5/2017 | 1 | To receive the 2017 accounts and reports (annual report) | Issuer | Yes | For | For |
| | | | | 2 | To approve directors' remuneration | Issuer | Yes | For | For |
| | | | | 3 | Ratification of auditor | Issuer | Yes | For | For |
| | | | | 4 | To authorize audit committee to determine remuneration of auditor | Issuer | Yes | For | For |
| | | | | 5 | Election of director | Issuer | Yes | For | For |
| | | | | 6 | Election of director | Issuer | Yes | For | For |
| | | | | 7 | Election of director | Issuer | Yes | For | For |
| | | | | 8 | Election of director | Issuer | Yes | For | For |
| | | | | 9 | Election of director | Issuer | Yes | For | For |
| | | | | 10 | Election of director | Issuer | Yes | For | For |
| | | | | 11 | Election of director | Issuer | Yes | For | For |
| | | | | 12 | Election of director | Issuer | Yes | For | For |
| | | | | 13 | To authorize the company to make off-market purchases of up to 1,200,018 class A ordinary shares for an employee share scheme | Issuer | Yes | Against | Against |
| | | | | 14 | To authorize the company to buy back up to a maximum of 25,673 Class A ordinary shares pursuant to a restricted share award agreement (off market) | Issuer | Yes | Against | Against |
| | | | | 15 | To authorize the directors to allot shares in the capital of the company up to a maximum nominal amount of US$500 million for five years | Issuer | Yes | Against | Against |
| | | | | 16 | To approve the disapplication of statutory pre-emption rights for shares allotted under the authority granted by Resolution 15 | Issuer | Yes | Against | Against |
| Nutanix, Inc. | NTNX | 67059N108 | 12/18/2017 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of auditor | Issuer | Yes | For | For |
| Valvoline Inc. | VVV | 92047W101 | 1/31/2018 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of auditor | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Approval of employee stock purchase plan | Issuer | Yes | For | For |
| Schneider National, Inc. | SNDR | 80689H102 | 4/23/2018 | 1 | Election of directors (9) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| US Foods Holding Corp. | USFD | 912008109 | 5/4/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | To approve an amendment to the Employee Stock Purchase Plan to increase the number of shares available for issuance | Issuer | Yes | For | For |
| | | | | 4 | To adopt a restatement of our Certificate of Incorporation to eliminate supermajority voting and the references to our former sponsors | Issuer | Yes | For | For |
| | | | | 5 | Ratification of accountant | Issuer | Yes | For | For |
| Jeld-Wen Holding, Inc | JELD | 47580P103 | 4/26/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | 4 | Ratification of auditor | Issuer | Yes | For | For |
| MGM Growth Properties LLC | MGP | 55303A105 | 5/2/2018 | 1 | Election of directors (8) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| Floor & Décor Holdings Inc | FND | 339750101 | 5/17/2018 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of auditor | Issuer | Yes | For | For |
| | | | | 3 | Approval of 2018 Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 5 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| The Bank of N.T. Butterfield & Son Ltd | NTB | G0772R208 | 4/19/2018 | 1 | To receive and adopt the financial statements for the year ended December 31, 2017 and the auditor's report thereon. | Issuer | Yes | For | For |
| | | | | 2 | Ratification of accountant and setting of their remuneration | Issuer | Yes | For | For |
| | | | | 3 | To fix the number of directors at 12 | Issuer | Yes | For | For |
| | | | | 4 | Election of directors (10) | Issuer | Yes | For All | For |
| | | | | 5 | To authorize the board to fill vacancies on the board as and when it deems fit | Issuer | Yes | Against | Against |
| | | | | 6 | To generally and unconditionally authorize the board, in accordance with its bylaws, to dispose of or transfer all or any treasury shares, and to issue, allot or grant options, warrants or similar rights over or otherwise dispose of less than 20% of voting shares authorized and outstanding before the annual meeting to such persons at such times, for such consideration and upon such terms and conditions as the board may determine. | Issuer | Yes | Against | Against |
| Gardner Denver Holdings, Inc. | GDI | 36555P107 | 5/10/2018 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | Against. Board recommended Three Years |
| Camping World Holdings, Inc. | CWH | 13462K109 | 5/16/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| Blackline, Inc. | BL | 09239B109 | 5/9/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | To adopt the 2018 Employee Stock Purchase Plan | Issuer | Yes | For | For |
| Siteone Landscape Supply, Inc. | SITE | 82982L103 | 5/16/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| First Hawaiian Inc. | FHB | 32051X108 | 4/25/2018 | 1 | Election of directors (9) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | 4 | Amend certificate of incorporation to eliminate the supermajority voting requirement for any stockholder alteration, repeal or adoption of any bylaw on the date that BNP Paribas or an affiliate thereof ceases to beneficially own at least 5% of outstanding common stock | Issuer | Yes | For | For |
| | | | | 5 | Amend certificate of incorporation to eliminate the supermajority voting requirement for an amendment, alteration, repeal or adoption of any provision of certain articles of the certificate of incorporation on the date that BNP Paribas or an affiliate thereof ceases to beneficially own at least 5% of outstanding common stock | Issuer | Yes | For | For |
| | | | | 6 | Stockholder proposal requesting that the Board adopt a policy for improving Board diversity | Shareholder | Yes | Against | For |
| | | | | 7 | Stockholder proposal requesting that the Board amend the bylaws to provide proxy access for stockholders | Shareholder | Yes | Against | For |
| Loma Negra Cia Industrial Argentina SA | LOMA | 54150E104' | 4/25/2018 | 1 | Appointment of the persons in charge of subscribing the minutes | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 2 | Consideration of the documents to which paragraph 1 of section 234 of the Argentine Corporations Act refers to that corresponds to financial year number 93 ended 12.31.17. | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 3 | Consideration of the positive unallocated earnings of the year ended 12.31.17 of the amount of ARS 1,590,842,382. Consideration of the proposal of the Board to allocate such amount to an optional reserve. | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 4 | Regularization of the negative balance of ARS (435,241,562) of the account Other Capital Adjustments in accordance with what was reported in the final prospectus related to the public offering of 30,000,000 new shares of the company in 2017. Consideration of the proposal of the Board to absorb said balance with the account Issue Premium. | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 5 | Consideration of the performance of the members of the Board of Directors for the year ended 12.31.17 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 6 | Consideration of the performance of the members of the Supervisory Committee for the year ended 12.31.17 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 7 | Consideration of the remuneration of the Board of Directors for the year ended 12.31.17 of ARS 33,494,719.54 (total amount of remuneration) | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 8 | Consideration of the remuneration of the members of the Supervisory Committee for the year ended 12.31.17 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 9 | Setting of the number of directors and appointment of the full and alternate members for year 2018. Approval of a policy aimed at maintaining a proportion of at least 20% independent members during the year | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 10 | Appointment of the full and alternate members of the Supervisory Committee for year 2018 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 11 | Appointment of External Auditors and of the main partner and alternate partner for 2018 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 12 | Approval of the fees of the External Auditors for the year ended 12.31.17 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 13 | Consideration of the fees of the External Auditors for the year 2018 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 14 | Approval of the budget of the Audit Committee for 2018 | Issuer | Yes | For | NA - No Board Recommendation |
| | | | | 15 | Granting the authorizations for carrying out paperwork and to make necessary filings | Issuer | Yes | For | NA - No Board Recommendation |
| Azul S.A. | AZUL | 05501U106 | 4/27/2018 | O1 | To set the global annual compensation of the managers for fiscal year 2018 | Issuer | Yes | For | For |
| | | | | E1 | To approve the execution of agreements to establish a commercial partnership with Aigle Azur SAS, an entity in which the Company's controlling shareholder owns a relevant share participation. | Issuer | Yes | For | For |
| Extraction Oil & Gas, Inc | XOG | 30227M105 | 5/3/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| Cadence Bancorporation | CADE | 12739A100 | 5/16/2018 | 1 | Election of Director Paul Murphy | Issuer | Yes | For | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Approval of the Company's Employee Stock Purchase Plan | Issuer | Yes | For | For |
| PQ Group Holdings Inc | PQG | 73943T103 | 5/4/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| Acacia Communications, Inc. | ACIA | 00401C108 | 5/17/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| Coupa Software Incorporated | COUP | 22266L106 | 5/23/2018 | 1 | Election of directors | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| Cargurus, Inc. | CARG | 141788109 | 5/24/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Cotiviti Holdings, Inc. | COTV | 22164K101 | 5/24/2018 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | Against: Bd recommendation 3 years |
| | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| Advanced Disposal Services Inc. | ADSW | 00790X101 | 5/23/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| Central Puerto S.A. | CEPU | 155038201 | 4/27/2018 | 1 | Appointment of two shareholders to sign the minutes | Issuer | Yes | For | For |
| | | | | 2 | Consideration of the Annual Report and its Annex, financial statements and supporting documents, etc. | Issuer | Yes | For | For |
| | | | | 3 | Consideration of the income (loss) for the fiscal year and the remaining retained earnings and the Board's proposal to increase the legal reserve by Ps. 149,624 thousand, allocating Ps. 0.70 per share for the payment of dividends, allocating the remainder of the income (loss) for the fiscal year to increase the voluntary reserve to increase solvency by Ps. 2,293,606 thousand. | Issuer | Yes | For | For |
| | | | | 4 | Consideration of the performance of the Board during the fiscal year ended 12/31/17. | Issuer | Yes | For | For |
| | | | | 5 | Consideration of the performance of the Supervisory Committee during the fiscal year ended 12/31/17 | Issuer | Yes | For | For |
| | | | | 6 | Consideration of the remuneration of the Board for the fiscal year ended 12/31/17 with due regard to the limitations in connection with the Company's net income pursuant to section 261 of Law no. 19550 of the Argentine securities Regulator Rules. Consideration of the advance payment of the Directors' fees for the fiscal year ending 12/31/18. | Issuer | Yes | For | For |
| | | | | 7 | Consideration of the remuneration of the Supervisory Committee for the fiscal year ended 12/31/17 and the fees' regime for the fiscal year to end 12/31/18. | Issuer | Yes | For | For |
| | | | | 8 | Determination of the number of Alternate Directors and appointment of Directors and Alternate Directors. Consideration of the continuity of the current Chairman until the appointment to be made by the Company's Board of Directors. | Issuer | Yes | For | For |
| | | | | 9 | Appointment of the members and alternate members of the Supervisory Committee for the fiscal period to end 12/31/18. | Issuer | Yes | For | For |
| | | | | 10 | Consideration of the Company's certifying accountant's fees with respect to the annual accounting documents for the fiscal period ended on 12/31/17. | Issuer | Yes | For | For |
| | | | | 11 | Appointment of the Company's certifying accountant for the fiscal period to end 12/31/18 and determination of its remuneration. | Issuer | Yes | For | For |
| | | | | 12 | Approval of the annual budget for the Audit Committee | Issuer | Yes | For | For |
| | | | | 13 | Renewal of the power granted to the Board to set the issuance period, amount, term and any other conditions for class and/or series of the Company's simple short-term, mid-term and long-term negotiable obligations (non-convertible into shares) for a maximum amount up to one billion U.S. dollars (or its equivalent in other currencies); to update the prospectus of the Program, with powers to delegate such power to one or more... | Issuer | Yes | Abstain | N/A |
| | | | | 14 | Granting of authorizations. | Issuer | Yes | Abstain | N/A |
| Laureate Education, Inc. | LAUR | 518613203 | 5/23/2018 | 1 | Election of directors (13) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| Roku Inc. | ROKU | 77543R102 | 5/24/2018 | 1a | Election of Director Fyfield | Issuer | Yes | For | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Ardagh Group S.A. | ARD | L0223L101 | 5/24/2018 | 1 | Consider year end reports and approve financial statements for year ended 12.31.17 | Issuer | Yes | For | For |
| | | | | 2 | Consider year end audit report and approve the annual accounts for year ended 12.31.17 | Issuer | Yes | For | For |
| | | | | 3 | Confirm the distribution of dividends decided by the Board during year ended 12.31.17 and carry forward the remaining profit | Issuer | Yes | For | For |
| | | | | 4 | Ratify the appointment by Board of Mr. O'Brien as director to fill vacancy until 2018 annual shareholder meeting | Issuer | Yes | For | For |
| | | | | 5 | Grant discharge to all Board members for proper performance of their duties during 2017 | Issuer | Yes | Against | Against |
| | | | | 6 | Re-election of Class III directors (4) | Issuer | Yes | For all | For |
| | | | | 7 | Approve aggregate amount of the directors' remuneration | Issuer | Yes | For | For |
| | | | | 8 | Appointment of auditor | Issuer | Yes | For | For |
| Jagged Peak Energy Inc. | JAG | 47009K107 | 5/22/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Athene Holding Ltd | ATH | G0684D107 | 6/6/2018 | 1 | Election of directors of Athene Holding Ltd (5) | Issuer | Yes | For all | For |
| | | | | 2 | Authorization of election of directors of Athene Life Re Ltd (6) | Issuer | Yes | For all | For |
| | | | | 3 | Authorization of election of directors of Athene Bermuda Employee Company Ltd (3) | Issuer | Yes | For all | For |
| | | | | 4 | Authorization of election of directors of Athene IP Holding Ltd (3) | Issuer | Yes | For all | For |
| | | | | 5 | Authorization of election of directors of Athene IP Development Ltd (2) | Issuer | Yes | For all | For |
| | | | | 6 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 7 | To refer the determination of the remuneration of PwC to the Audit Committee | Issuer | Yes | For | For |
| | | | | 8 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 9 | To approve an amendment to the bylaws relating to the voting rights of holders of Class B common shares and certain other provisions (including a Board right to determine that securities held by a specified shareholder shall carry different voting rights or no voting rights as the board determines appropriate). | Issuer | Yes | Against | Against |
| | | | | A | To be completed by Class A shareholders only. The Shareholder represents that they nor any of its tax attributed affiliates owns any class B common shares or any equity interests of Apollo Global Management LLC or AP Alternative Investments LP. If you do not mark yes your vote may not count. For = Yes | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | B | To be completed by Class A shareholders only. The Shareholder represents that it is neither an employee of the Apollo Group nor a Management Shareholder. If you do not mark yes your vote may not count. For = Yes | Issuer | Yes | For | N/A - No Board Recommendation |
| Denali Therapeutics | DNLI | 24823R105 | 6/13/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Switch Inc | SWCH | 87105L104 | 6/7/2018 | 1 | Election of directors (6) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Invitation Homes Inc. | INVH | 46187W107 | 5/24/2018 | 1 | Election of directors (11) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Twilio Inc. | TWLO | 90138F102 | 6/14/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| National Vision Holdings Inc | EYE | 63845R107 | 6/6/2018 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | 5 | Approve the 2018 associate stock purchase program | Issuer | Yes | For | For |
| Trivago N.V. | TRVG | 89686D105 | 6/8/2018 | 4 | Adoption of the annual accounts for financial year 2017 | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | 6 | Appointment of the external auditor for financial year 2018 | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | 7 | Release of the management directors from liability for the exercise of their duties in 2017 | Issuer | Yes | Against | N/A - No Board Recommendation |
| | | | | 8 | Release of the supervisory directors from liability for the exercise of their duties in 2017 | Issuer | Yes | Against | N/A - No Board Recommendation |
| | | | | 9 | Reappointment of director Hefer | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | 10 | Reappointment of director Schromgens | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | 11 | Reappointment of director Thomas | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | 12 | Appointment of director Dzielak | Issuer | Yes | For | N/A - No Board Recommendation |
| | | | | 13 | Authorization of the management board to acquire shares in the Company's capital | Issuer | Yes | Abstain | N/A - No Board Recommendation |
| Corporacion America Airports S.A. | CAAP | L1995B107 | 5/30/2018 | 1 | Approval of the Financial Statements and the management report and acknowledgement of independent auditors report. | Issuer | Yes | For | For |
| | | | | 2 | Allocation of results for 2017 Financial Year | Issuer | Yes | For | For |
| | | | | 3 | Discharge (quitus) of the members of the Board for exercise of their mandate for 2017. | Issuer | Yes | Against | Against |
| | | | | 4 | Authorization of the remuneration of the Members of the Board | Issuer | Yes | For | For |
| | | | | 5 | Appointment of the independent auditor for the year ending 12.31.18. | Issuer | Yes | For | For |
| Venator Materials PLC | VNTR | G9329Z100 | 5/31/2018 | 1 | Election of directors (6) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | 4 | Approve receipt of annual report and accounts and directors' and auditor's report for 2017 | Issuer | Yes | For | For |
| | | | | 5 | Approve the directors' remuneration policy | Issuer | Yes | For | For |
| | | | | 6 | Advisory vote on the directors' remuneration report for 2017 | Issuer | Yes | For | For |
| | | | | 7 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 8 | Re-appoint Deloitte LLP as UK auditor for 2018 | Issuer | Yes | For | For |
| | | | | 9 | Authorize the directors or the audit committee to determine the remuneration of Deloitte | Issuer | Yes | For | For |
| | | | | 10 | Approve two forms of share repurchase contract and the repurchase counterparties | Issuer | Yes | Against | Against |
| | | | | 11 | Approve the form of repurchase contract with Huntsman Holdings BV | Issuer | Yes | Against | Against |
| | | | | 12 | Authorize Venator to make political donations and incur political expenditures | Issuer | Yes | Abstain | N/A |
| Red Rock Resorts Inc | RRR | 75700L108 | 6/14/2018 | 1 | Election of directors (5) | Issuer | Yes | For all | For |
| | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 3 | Ratification of auditor | Issuer | Yes | For | For |
| Okta, Inc. | OKTA | 679295105 | 6/28/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Cloudera, Inc. | CLDR | 18914U100 | 6/27/2018 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| Nexa Resources S.A. | NEXA | L67359106 | 6/28/2018 | 1 | Consider and approve restated consolidated financial statements for FY ended 12.31.16 | Issuer | Yes | For | For |
| | | | | 2 | Consider and approve annual accounts for FY ended 12.31.17 | Issuer | Yes | For | For |
| | | | | 3 | Consider and approve consolidated financial statements for FY ended 12.31.17 | Issuer | Yes | For | For |
| | | | | 4 | Resolve to confirm the share premium repayments approved by the Board of Directors during the FY ended 12.31.17 and resolve to offset the remaining profit for the year ended 12.31.17 against losses brought forward | Issuer | Yes | For | For |
| | | | | 5 | Ratify the appointment by the Board on 12.14.17 of Ms. Dimitrov, Mr. Ruiz and Ms. Sadowsky to fill vacancies on the Board until the 2018 annual general meeting | Issuer | Yes | For | For |
| | | | | 6 | Grant discharge (quitus) to all members of the Board who were in office during the FY ended 12.31.17 for the proper performance of their duties | Issuer | Yes | Against | Against |
| | | | | 7 | Re-election of directors (9) | Issuer | Yes | For all | For |
| | | | | 8 | Determine the 2018 overall remuneration of the members of the Board and ratify the 2017 overall remuneration of the members of the Board | Issuer | Yes | For | For |
| | | | | 9 | Appointment of auditor | Issuer | Yes | For | For |
| | | | | 10 | Consider the valuation to be presented by the Board on, subject to approval by the Brazilian Electric Energy Regulatory Authority, the contribution in kind by Votorantim S.A. of up to 5% of the shares in Votorantim Metais Zinco S.A. to the freely distributable account of the Company, approval of the valuation of such shares, their contribution and transfer to the freely distributable account and the date of the effectiveness thereof. | Issuer | Yes | For | For |
| | | | | 11 | Approve the amendments to article 14 of the articles of the association of the Company to clarify the convening notice period and to ease the convening formalities as permitted under Luxembourg law. | Issuer | Yes | Abstain | N/A |
| VICI Properties Inc. | VICI | 925652109 | 7/31/2018 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
