ANNUAL REPORT OF PROXY VOTING RECORDS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 1-2 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2022 with respect to which the Registrant was entitled to vote:
| Registrant: Renaissance Capital Greenwich Funds - Renaissance IPO ETF | | | | | | Item 1, Exhibit 1 |
| Investment Company Act file number: 811-08049 | | | | | | | | | |
| Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | | | | |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| | Albertsons Companies, Inc. | ACI | 13091103 | 8/5/2021 | 1 | Election of directors (14) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 5 | Amendment to Certificate of Incorporation to increase size of board from 15 to 17 members. | Issuer | Yes | Against | Against |
| | Lightspeed POS Inc. | LSPD | 53227R106 | 8/5/2021 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of Company name change to Lightspeed Commerce Inc. | Issuer | Yes | For | For |
| | Dynatrace, Inc. | DT | 268150109 | 8/26/2021 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | C3.ai, Inc. | AI | 12468P104 | 10/6/2021 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | XP Inc. | XP | G98239109 | 10/1/2021 | 1 | Approval of financial statements and auditor's report for fiscal year ended December 31, 2020 | Issuer | Yes | For | For |
| | | | | | 2 | Approval of management accounts for fiscal year ended December 31, 2020 | Issuer | Yes | For | For |
| | | | | | 3 | Election of director Amaral Calabro | Issuer | Yes | For | For |
| | | | | | 4 | Election of director Almeida Andrade | Issuer | Yes | For | For |
| | | | | | 5 | Election of director Pires Dias | Issuer | Yes | For | For |
| | | | | | 6 | Re-Election of directors (9) | Issuer | Yes | For all | For |
| | | | | | 7 | Authorization to merge with Xpart S.A., with XP being the surviving company. | Issuer | Yes | For | For |
| | | | | | 8 | Approval of the Plan of Merger. | Issuer | Yes | For | For |
| | | | | | 9 | Authorization to enter into the Plan of Merger. | Issuer | Yes | For | For |
| | | | | | 10 | Authorization of the Protocol and Justification of Merger. | Issuer | Yes | For | For |
| | | | | | 11 | Authorization to enter into the Merger Protocol. | Issuer | Yes | For | For |
| | | | | | 12 | Ratification of accountant for Xpart's Appraisal Report. | Issuer | Yes | For | For |
| | | | | | 13 | Authorization of the Appraisal Report at Book Value. | Issuer | Yes | For | For |
| | | | | | 14 | Execution of Plan of Merger by any Director of Company or of Maples and Calder LLP to register and file with Registrar of Companies of the Cayman Islands | Issuer | Yes | For | For |
| | | | | | 15 | Execution of the Merger Protocol by any Director of Company to register and file with the Brazilian Registrar of Companies | Issuer | Yes | For | For |
| | | | | | 16 | That all actions taken or any documents executed by any Director or officer of Company in connection with the Merger are approved and ratified. | Issuer | Yes | For | For |
| | | | | | 17 | Amendment of Articles of Association of Company to (i) retain the requirement for the Company to hold an annual general meeting each year but remove the requirement that any such meeting be held within the first four months following the end of each financial year; (ii) reduce the quorum requirement for shareholder meetings from not less than 75% in aggregate of the voting power of the shares in issue to not less than 50%; (iii) reduce the maximum number of directors of the Company from thirteen to twelve; and (iv) delegate powers to the Company's Board of Officers to exercise the day-to-day operations, business and activities of the Company. | Issuer | Yes | Against | Against |
| | KE Holdings Inc. | BEKE | 482497104 | 11/8/2021 | 1 | To re-designate certain A Shares into B Shares and varying the rights, preferences, privileges and restrictions to such re-designated shares accordingly | Issuer | Yes | Against | Against |
| | | | | | 2 | Amendment and restatement of Memorandum and Articles of Association regarding the definition of co-founders, affiliates and the rights thereto | Issuer | Yes | Abstain | Abstain |
| | Affirm Holdings Inc. | AFRM | 00827B106 | 12/3/2021 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Li Auto Inc. | LI | 50202M102 | 11/16/2021 | O1 | Amendment and restatement of the Articles of Association to incorporate requirements of the Hong Kong Listing Rules | Issuer | Yes | For | For |
| | | | | | S1 | Amendment and restatement of the Articles of Association to incorporate requirements of the Hong Kong Listing Rules | Issuer | Yes | For | For |
| | | | | | S2 | If the Class-Based Resolution is not passed, the Articles be amended by (a) incorporating requirements under the Hong Kong Listing Rules; (b) removing the right of Amp Lee Ltd. to appoint, remove, and replace at least one director of the Company as well as to appoint the chairman of the Board; (c) lowering the quorum of general meeting (which is not a class meeting) from one-third of all votes attaching to all shares in issue and entitled to vote to 10% of all votes attaching to all shares in issue and entitled to vote at such general meeting in the Company (on a one vote per share basis); (d) require that where a general meeting is postponed by the Company’s directors, such meeting shall be postponed to a specific date, time, and place; (e) removing the directors’ discretion to treat all the classes or any two or more classes as forming one class if they consider that all such classes would be affected in the same way, as well as the directors’ powers to authorize the division of Shares into any number of classes and to determine the relative rights and obligations as between the different classes and to issue such shares with preferred or other rights that may be greater than the rights of the Class A Ordinary Shares as well as making the directors’ powers to issue preferred shares to be subject to the articles of association of the Company, the Hong Kong Listing Rules and the Code on Takeovers and Mergers and Share Buy-backs, and the conditions that (x) no new class of shares with voting rights superior to those of Class A Ordinary Shares will be created and (y) any variations in the relative rights as between the different classes will not create a new class of shares with voting rights superior to Class A Ordinary Shares; (f) changing the power to appoint the auditor of the Company and fix their remuneration from that of the directors to that of the shareholders at annual general meetings unless such power is delegated to the directors by the shareholders for that year; and (g) the Company agrees to submit to the jurisdiction of the courts of the Cayman Islands and Hong Kong. | Issuer | Yes | For | For |
| | | | | | S3 | Mandate the directors to issue, allot, and deal with additional Class A Ordinary shares of the Company not exceeding 20% of the total number of issued shares of the Company. | Issuer | Yes | For | For |
| | | | | | S4 | Mandate the directors to repurchase shares of the Company not exceeding 10% of the total number of issued shares of the Company. | Issuer | Yes | For | For |
| | | | | | S5 | Mandate the directors to issue, allot and deal with additional shares in the capital of the Company by the aggregate number of the shares repurchased by the Company. | Issuer | Yes | For | For |
| | Peloton Interactive, Inc. | PTON | 70614W100 | 12/7/2021 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | StoneCo Ltd. | STNE | G85158106 | 11/22/2021 | 1 | Approval and ratification of the Company's financial statements and the auditor's report for the year ended 12/31/2020. | Issuer | Yes | For | For |
| | | | | | 2 | Election of directors (3) and re-election of directors (7) | Issuer | Yes | For | For |
| | Bill.com Holdings, Inc. | BILL | 90043100 | 12/9/2021 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Xpeng Inc. | XPEV | 98422D105 | 12/8/2021 | O1 | Approve class-based articles amendments on multiple changes to voting rights, class structures, share issuance | Issuer | Yes | Abstain | Abstain |
| | | | | | S1 | Approve class-based articles amendments on multiple changes to voting rights, class structures, share issuance | Issuer | Yes | Abstain | Abstain |
| | | | | | S2 | Approve multiple non-class based amendments to the articles | Issuer | Yes | Abstain | Abstain |
| | Kingsoft Cloud Holdings Limited | KC | 49639K101 | 12/17/2021 | 1 | Election of director Ye | Issuer | Yes | For | For |
| | | | | | 2 | To increase authorized but unissued share capital by 36,000,000,000 shares and to make the related necessary filings | Issuer | Yes | For | For |
| | BridgeBio Pharma, Inc. | BBIO | 10806X102 | 12/15/2021 | 1 | To ratify the equity awards granted to the Company's directors in 2019, 2020 and 2021 under the Company's Director Compensation Policy | Issuer | Yes | For | For |
| | | | | | 2 | To approve the Company's Amended and Restated Director Compensation Policy and 2019 Incentive Plan | Issuer | Yes | For | For |
| | | | | | 3 | To adjourn the Special Meeting, if necessary or appropriate to solicit additional votes in favor of Proposal 1 or Proposal 2 or to ensure that a quorum is present | Issuer | Yes | For | For |
| | Ozon Holdings PLC | OZON | 69269L104 | 12/23/2021 | 1 | Approval of the financial statements, auditors' reports and management reports for the year 2020 | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Election of directors (5) | Issuer | Yes | For all | For |
| | | | | | 4 | Approval of directors' remuneration. | Issuer | Yes | For | For |
| | McAfee Corp | MCFE | 579063108 | 2/9/2022 | 1 | To approve Plan of Merger among Condor BidCo, Inc. Condor Merger Sub, Inc. and McAfee Corp. | Issuer | Yes | For | For |
| | | | | | 2 | Advisory vote on the executive compensation that relates to the Merger Agreement | Issuer | Yes | For | For |
| | | | | | 3 | To adjourn the Special Meeting, if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the Special Meeting. | Issuer | Yes | For | For |
| | The Azek Company Inc | AZEK | 05478C105 | 3/8/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 4 | To remove supermajority voting requirements to amend certificate of incorporation and bylaws | Issuer | Yes | For | For |
| | | | | | 5 | To declassify board of directors and phase-in annual director elections | Issuer | Yes | For | For |
| | | | | | 6 | To approve adoption of 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | Change Healthcare Inc. | CHNG | 15912K100 | 3/29/2022 | 1 | Election of directors (10) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Levi Strauss & Co | LEVI | 52736R102 | 4/20/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 4 | Shareholder proposal requesting a report on slaughter methods to produce leather. | Shareholder | Yes | Against | For |
| | | | | | 5 | Shareholder proposal requesting a workplace non-discrimination audit and report | Shareholder | Yes | Against | For |
| | Reynolds Consumer Products Inc. | REYN | 76171L106 | 4/27/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Oak Street Health, Inc. | OSH | 67181A107 | 4/27/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | ZoomInfo Technologies Inc. | ZI | 98980F104 | 5/17/2022 | 1 | Election of director | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 4A | Amend provisions in our certificate of incorporation relating to our classes of common stock. | Issuer | Yes | For | For |
| | | | | | 4B | Administrative amendments to governing documents related to our corporate reorganization, including: remove the pass-through voting provision from our subsidiary's certificate of incorporation. | Issuer | Yes | For | For |
| | Tradeweb Markets Inc. | TW | 892672106 | 5/10/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Adoption of a policy on board diversity | Shareholder | Yes | Against | For |
| | Uber Technologies, Inc. | UBER | 90353T100 | 5/9/2022 | 1 | Election of directors (11) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 4 | Stockholder proposal to prepare an annual report on lobbying activities | Shareholder | Yes | Against | For |
| | Avantor, Inc. | AVTR | 05352A100 | 5/12/2022 | 1 | Election of directors (11) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Upstart Holdings, Inc. | UPST | 91680M107 | 5/17/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | ZIM Integrated Shipping Services Ltd. | ZIM | M9T951109 | 4/25/2022 | 1 | Approval of the Company's amended and restated compensation policy. | Issuer | Yes | For | For |
| | | | | | 1a | Do you have a personal interest in the approval of Proposal No. 1 or are you a controlling shareholder of the Company | Issuer | Yes | No | NA - no board recommendation |
| | | | | | 2 | Approval of an equity compensation grant to the Company's directors. | Issuer | Yes | For | For |
| | | | | | 2a | Do you have a personal interest in the approval of Proposal No. 2 | Issuer | Yes | No | NA - no board recommendation |
| | | | | | 3 | Approval of an equity compensation grant to the Company's CEO, Eli Glickman. | Issuer | Yes | For | For |
| | | | | | 3a | Do you have a personal interest in the approval of Proposal No. 3 or are you a controlling shareholder of the Company | Issuer | Yes | No | NA - no board recommendation |
| | Roblox Corporation | RBLX | 771049103 | 5/26/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| | Hayward Holdings, Inc. | HAYW | 421298100 | 5/19/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Beyond Meat, Inc. | BYND | 08862E109 | 5/24/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Sprout Social, Inc. | SPT | 85209W109 | 5/25/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Agilon Health, Inc. | AGL | 00857U107 | 5/24/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Bentley Systems, Incorporated | BSY | 08265T208 | 5/26/2022 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Progyny, Inc. | PGNY | 74340E103. | 5/25/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Envista Holdings Corporation | NVST | 29415F104 | 5/24/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Freshworks Inc. | FRSH | 358054104 | 6/2/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Sotera Health Company | SHC | 83601L102 | 5/26/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/19/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Qualtrics International Inc. | XM | 747601201 | 5/25/2022 | 1 | Election of directors (11) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | Against |
| | Squarespace, Inc. | SQSP | 85225A107 | 6/2/2022 | 1 | Election of directors (6) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Li Auto Inc. | LI | 50202M102 | 5/17/2022 | 1 | To adopt the financial statements and reports for the year ended December 31, 2021 | Issuer | Yes | For | For |
| | | | | | 2 | Election of Mr. Fan as non-executive Director | Issuer | Yes | For | For |
| | | | | | 3 | Election of Mr. Zhao as independent non-executive Director | Issuer | Yes | For | For |
| | | | | | 4 | Election of Mr. Jiang as independent non-executive Director | Issuer | Yes | For | For |
| | | | | | 5 | Election of Prof. Xiao as independent non-executive Director | Issuer | Yes | For | For |
| | | | | | 6 | To fix the remuneration of the directors | Issuer | Yes | For | For |
| | | | | | 7 | To grant a general mandate to the Directors to issue, allot and deal with additional Class A Ordinary shares of the Company not exceeding 20% of the total number of issued shares | Issuer | Yes | For | For |
| | | | | | 8 | To grant a general mandate to the Directors to repurchase shares of the Company not exceeding 10% of the total number of issued shares of the Company | Issuer | Yes | For | For |
| | | | | | 9 | To extend the general mandate granted to the Directors to issue, allot and deal with additional shares in the capital of the Company by the aggregate number of the shares repurchased by the Company. | Issuer | Yes | For | For |
| | | | | | 10 | Reappointment of auditor and fixing of their remuneration for 2022 | Issuer | Yes | For | For |
| | GFL Environmental Inc. | GFL | 36168Q104 | 5/18/2022 | 1 | Election of directors (9) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | DigitalOcean Holdings, Inc. | DOCN | 25402D102 | 6/9/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Confluent, Inc. | CFLT | 20717M103 | 6/2/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Maravai Lifesciences Holdings, Inc. | MRVI | 56600D107 | 5/12/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Datadog, Inc. | DDOG | 23804L103 | 6/2/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Compass, Inc. | COMP | 20464U100 | 6/2/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | On Holding AG | ONON | H5919C104 | 5/24/2022 | 1 | Acknowledgement of the Management Report 2021 and the Audit Reports and Approval of the Management Report 2021, the Annual Consolidated Financial Statements of On Holding AG for 2021 and the Annual Financial Statements of On Holding AG for 2021 | Issuer | Yes | For | For |
| | | | | | 2 | Appropriation of 2021 Financial Results | Issuer | Yes | For | For |
| | | | | | 3 | Discharge of the Members of the Board of Directors and of the Executive Committee | Issuer | Yes | Against | Against |
| | | | | | 4 | Re-election of Alex Perez as Proposed Representative of the Holders of Class A Shares on the Board of Directors | Issuer | Yes | For | For |
| | | | | | 5 | Re-election of directors (6) | Issuer | Yes | For all | For |
| | | | | | 6 | Election of Dennis Durkin as a new Member of the Board of Directors | Issuer | Yes | For | For |
| | | | | | 7 | Re-election of co-chairmen (2) of the Board of Directors | Issuer | Yes | For all | For |
| | | | | | 8 | Election of members of the nomination and compensation committee (4) | Issuer | Yes | For all | For |
| | | | | | 9 | Re-election of the independent proxy representative | Issuer | Yes | For | For |
| | | | | | 10 | Re-election of statutory auditors | Issuer | Yes | For | For |
| | | | | | 11A | Consultative vote on the 2021 compensation report | Issuer | Yes | For | For |
| | | | | | 11B | Approval of the Maximum Aggregate Compensation for the Non- Executive Members of the Board for this year until the next Annual General Shareholders' Meeting in 2023 | Issuer | Yes | For | For |
| | | | | | 11C | Approval of the Maximum Aggregate Compensation for the Members of the Executive Committee for the Financial Year 2023 | Issuer | Yes | For | For |
| | | | | | 12 | Amendment of Article 8 of the Articles of Association to permit compliance with U.S. proxy rules | Issuer | Yes | For | For |
| | | | | | 13 | Amendment of Article 11 of the Articles of Association to permit shareholder meetings also be held virtually or abroad | Issuer | Yes | For | For |
| | Pinterest, Inc. | PINS | 72352L106 | 5/26/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Coinbase Global, Inc. | COIN | 19260Q107 | 6/1/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | Against - Bd recommended 3 years |
| | Bumble Inc. | BMBL | 12047B105 | 6/7/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Unity Software Inc. | U | 91332U101 | 6/2/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Cricut, Inc. | CRCT | 22658D100 | 5/26/2022 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 4 | Ratification of accountant | Issuer | Yes | For | For |
| | Beam Therapeutics Inc. | BEAM | 07373V105 | 6/8/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Ryan Specialty Group Holdings, Inc. | RYAN | 78351F107 | 6/7/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 5 | Advisory vote to retain supermajority voting standards | Issuer | Yes | Against | Against |
| | | | | | 6 | Advisory vote to retain the classified structure of the company's Board of Director | Issuer | Yes | Against | Against |
| | DoubleVerify Holdings, Inc. | DV | 25862V105 | 6/14/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Cloudflare, Inc. | NET | 18915M107 | 6/2/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | To approve the performance equity awards granted to co-founders Matthew Prince and Michelle Zatlyn. | Issuer | Yes | For | For |
| | Airbnb, Inc. | ABNB | _009066101 | 6/1/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | GoodRx Holdings, Inc. | GDRX | 38246G108 | 6/14/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Informatica Inc. | INFA | 45674M101 | 6/14/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Procore Technologies, Inc. | PCOR | 74275K108 | 6/3/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Palantir Technologies Inc. | PLTR | 69608A108 | 6/7/2022 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Dun & Bradstreet Holdings, Inc. | DNB | 26484T106 | 6/16/2022 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | 10x Genomics, Inc. | TGX | 88025U109 | 6/15/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | TuSimple Holdings Inc. | TSP | 90089L108 | 6/9/2022 | 1 | Election of directors (5) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Asana, Inc. | ASAN | 04342Y104 | 6/13/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Royalty Pharma PLC | RPRX | G7709Q104 | 6/23/2022 | 1 | Election of directors (10) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 4 | Approve receipt of U.K. audited annual report and accounts and related directors' and auditor's repots for the fiscal year ended December 31, 2021 | Issuer | Yes | For | For |
| | | | | | 5 | Advisory vote on U.K. directors' remuneration report. | Issuer | Yes | For | For |
| | | | | | 6 | Reappointment of U.K. statutory auditor. | Issuer | Yes | For | For |
| | | | | | 7 | Authorize board to determine remuneration of U.K. statutory auditor. | Issuer | Yes | For | For |
| | | | | | 8 | Approve terms and agreements and counterparties to which we may purchase Class A ordinary shares. | Issuer | Yes | Against | Against |
| | Playtika Holding Corp. | PLTK | 72815L107 | 6/9/2022 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Endeavor Group Holdings, Inc. | EDR | 29260Y109 | 6/13/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | Against - Bd recommended 3 years |
| | Coupang, Inc. | CPNG | 22266T109 | 6/16/2022 | 1 | Election of directors (7) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | DiDi Global Inc. | DIDI | 23292E108. | 5/23/2022 | 1 | To delist the Company's American Depositary Shares from the NYSE | Issuer | Yes | No | N/A - no board recommendation |
| | AppLovin Corporation | APP | 03831W108 | 6/8/2022 | 1 | Election of directors (8) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | | | | | 5 | Amendment to the partner incentive plan to increase number of shares of Class A stock authorized for issuance thereunder. | Issuer | Yes | For | For |
| | UiPath, Inc. | PATH | 90364P105 | 6/16/2022 | 1 | Election of directors (9) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Rivian Automotive, Inc. | RIVN | 76954A103 | 6/6/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes. | Issuer | Yes | One Year | For |
| | Petco Health and Wellness Company, Inc. | WOOF | 71601V105 | 6/28/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | GitLab Inc. | GTLB | 37637K108 | 6/17/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Zoom Video Communications, Inc. | ZM | 98980L101 | 6/16/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | Marqeta, Inc. | MQ | 57142B104 | 6/16/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | BioNTech SE | BNTX | 09075V102 | 6/1/2022 | 2 | Resolution on appropriation of balance sheet profit | Issuer | Yes | For | For |
| | | | | | 3 | Approval of the actions of the Management Board | Issuer | Yes | For | For |
| | | | | | 4 | Approval of the actions of the Supervisory Board | Issuer | Yes | For | For |
| | | | | | 5 | Appointment of the Auditor for the 2022 Financial Year | Issuer | Yes | For | For |
| | | | | | 6 | Resolution on the approval of the remuneration report | Issuer | Yes | For | For |
| | | | | | 7 | Resolution on the Amendments to Sec. 9 para. 1 of the Articles of Association (expansion of the Supervisory Board) | Issuer | Yes | For | Against |
| | | | | | 8 | Election to the supervisory board (3) | Issuer | Yes | For all | For |
| | | | | | 9 | Resolution on the remuneration and on the remuneration system for the members of the Supervisory Board and an amendment of Sec. 9 para. 6 of the Articles of Association | Issuer | Yes | For | For |
| | | | | | 10a | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Innovation GmbH as dependent company | Issuer | Yes | For | For |
| | | | | | 10b | Approval of the conclusion of the domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Innovation and Services Marburg GmbH as dependent company | Issuer | Yes | For | For |
| | Olaplex Holdings, Inc. | OLPX | 679369108 | 6/1/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Crowdstrike Holdings, Inc. | CRWD | 22788C105 | 6/29/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Oatly Group AB | OTLY | 67421J108 | 6/16/2022 | 2 | Election of chairperson of the AGM | Issuer | Yes | For | For |
| | | | | | 3 | Preparation and approval of the voting list | Issuer | Yes | For | For |
| | | | | | 4 | Approval of the agenda | Issuer | Yes | For | For |
| | | | | | 5 | Election of one or two persons to verify the minutes | Issuer | Yes | For | For |
| | | | | | 6 | Determination as to whether the AGM has been duly convened | Issuer | Yes | For | For |
| | | | | | 8 | Adoption of the income statement and balance sheet and consolidated income statement and consolidated balance sheet for FY 2021 | Issuer | Yes | For | For |
| | | | | | 9 | Allocation of the company's profit or loss in accordance with the adopted balance sheet | Issuer | Yes | For | For |
| | | | | | 10 | Discharge from liability of the members of the board of directors and the CEO | Issuer | Yes | Against | Against |
| | | | | | 11 | Determination of the number of members of the board of directors | Issuer | Yes | For | For |
| | | | | | 12 | Determination of the remuneration to the members of the board of directors | Issuer | Yes | For | For |
| | | | | | 13 | Determination of fees payable to the auditor | Issuer | Yes | For | For |
| | | | | | 14 | Election of auditor | Issuer | Yes | For | For |
| | | | | | 15 | Amendments to the articles of association | Issuer | Yes | For | For |
| | | | | | 16 | Board of directors to resolve on new issue of shares, warrants or convertible bonds | Issuer | Yes | Abstain | Abstain |
| | nCino, Inc. | NCNO | 63947X101 | 6/23/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | | 5 | Shareholder proposal to adopt a majority vote standard for the election of directors | Shareholder | Yes | For | N/A - no board recommendation |
| | Robinhood Markets, Inc. | HOOD | 770700102 | 6/22/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Lyft, Inc. | LYFT | 55087P104 | 6/16/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Stockholder proposal to prepare a report disclosing lobbying expenditures and activities | Issuer | Yes | Against | For |
| | Thoughtworks Holding, Inc. | TWKS | 88546E105 | 6/15/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | DoorDash, Inc. | DASH | 25809K105 | 6/23/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | SentinelOne, Inc. | S | 81730H109 | 6/30/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Global-e Online Ltd. | GLBE | M5216V106 | 6/21/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Approval of re-appointment of accountant and authorization to set the fees to pay the auditor | Issuer | Yes | For | For |
| | Braze, Inc. | BRZE | 10576N102 | 6/30/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Chewy, Inc. | CHWY | 16679L109 | 7/14/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | To approve the 2022 Omnibus Incentive Plan | Issuer | Yes | For | For |
| | Snowflake Inc. | SNOW | 833445109 | 7/7/2022 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| | | | | | 2 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | | | | | 3 | Ratification of accountant | Issuer | Yes | For | For |
| | Core & Main, Inc. | CNM | 21874C102 | 7/19/2022 | 1 | Election of directors (4) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | | | | | 4 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | XPeng Inc. | XPEV | 98422D105 | 6/24/2022 | 1 | To receive and adopt the audited financial statements of the company and the reports of the directors and the auditor of the company for the year 2021 | Issuer | Yes | For | For |
| | | | | | 2 | Election of Mr. Xiaopeng He as executive director. | Issuer | Yes | For | For |
| | | | | | 3 | Election of Mr. Yinjjie Chen as non-executive director. | Issuer | Yes | For | For |
| | | | | | 4 | Election of Mr. Ji-Xun Foo as non-executive director. | Issuer | Yes | For | For |
| | | | | | 5 | Election of Mr. Fei Yang as non-executive director. | Issuer | Yes | For | For |
| | | | | | 6 | To authorize the board to fix director remuneration. | Issuer | Yes | For | For |
| | | | | | 7 | Appointment of auditor and to authorize the board to fix their remuneration for 2022. | Issuer | Yes | For | For |
| | | | | | 8 | To approve the grant of a general mandate to the directors to issue, allot and deal with additional Class A ordinary shares of the company not exceeding 20% of the total number of issued shares as of the date of this resolution. | Issuer | Yes | For | For |
| | | | | | 9 | To approve the grant of a general mandate to the directors to repurchase shares of the company not exceeding 10% of the total number of issued shares of the company as of the date of this resolution. | Issuer | Yes | For | For |
| | | | | | 10 | To approve the extension of the general mandate to the directors to issue, allot and deal with additional shares in the share capital of the company by the aggregate number of shares repurchased by the company. | Issuer | Yes | For | For |
| | HashiCorp, Inc. | HCP | 418100103 | 6/28/2022 | 1 | Election of directors (2) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | CureVac N.V. | CVAC | N2451R105 | 6/22/2022 | 1 | Adoption of the annual accounts for the financial year 2021 | Issuer | Yes | For | For |
| | | | | | 2 | Release of managing directors from liability for the exercise of their duties during financial year 2021 | Issuer | Yes | Against | Against |
| | | | | | 3 | Release of supervisory directors from liability for the exercise of their duties during the financial year 2021 | Issuer | Yes | Against | Against |
| | | | | | 4 | Re-appointment of Dr. Haas as managing director and chair of Management Board | Issuer | Yes | For | For |
| | | | | | 5 | Appointment of Dr. Greune as managing director of the Management Board as Chief Operating Officer | Issuer | Yes | For | For |
| | | | | | 6 | Appointment of Dr. Schollmeier as member of the Supervisory Board | Issuer | Yes | For | For |
| | | | | | 7 | Re-appointment of Mr. Tooman as member of the Supervisory Board | Issuer | Yes | For | For |
| | | | | | 8 | Appointment of Dr. Barker as member of the Supervisory Board | Issuer | Yes | For | For |
| | | | | | 9 | Appointment of the external auditor for the financial year 2023 | Issuer | Yes | For | For |
| | Doximity, Inc. | DOCS | 26622P107 | 7/27/2022 | 1 | Election of directors (2) | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | GlobalFoundries Inc. | GFS | G39387108 | 7/25/2022 | 1 | Election of directors (4) | Issuer | Yes | For | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | Allegro Microsystems, Inc. | ALGM | 01749D105 | 8/4/2022 | 1 | Election of Mr. Yoshihiro (Zen) Suzuki as Class II Director | Issuer | Yes | For | For |
| | | | | | 2 | Election of David J. Aldrich as Class II Director | Issuer | Yes | For | For |
| | | | | | 3 | Election of Kojiro (Koji) Hatano as Class II Director | Issuer | Yes | For | For |
| | | | | | 4 | Election of Paul Carl (Chip) Schorr IV as Class II Director | Issuer | Yes | For | For |
| | | | | | 5 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 6 | Advisory vote on the frequency of advisory votes | Issuer | Yes | One Year | For |
| | Albertsons Companies, Inc. | ACI | 13091103 | 8/4/2022 | 1 | Election of Vivek Sankaran as Director | Issuer | Yes | For | For |
| | | | | | 2 | Election of James Donald as Co-Chair of the Board | Issuer | Yes | For | For |
| | | | | | 3 | Election of Chan Galbato as Co-Chair of the Board | Issuer | Yes | For | For |
| | | | | | 4 | Election of Sharon Allen as Independent Director | Issuer | Yes | For | For |
| | | | | | 5 | Election of Shant Babikian as Director | Issuer | Yes | For | For |
| | | | | | 6 | Election of Steven Davis as Independent Director | Issuer | Yes | For | For |
| | | | | | 7 | Election of Kim Fennebresque as Independent Director | Issuer | Yes | For | For |
| | | | | | 8 | Election of Allen Gibson as Independent Director | Issuer | Yes | For | For |
| | | | | | 9 | Election of Hersch Klaff as Director | Issuer | Yes | For | For |
| | | | | | 10 | Election of Jay Schottenstein as Director | Issuer | Yes | For | For |
| | | | | | 11 | Election of Alan Schumacher as Independent Director | Issuer | Yes | For | For |
| | | | | | 12 | Election of Brian Kevin Turner as Director | Issuer | Yes | For | For |
| | | | | | 13 | Election of Mary Elizabeth West as Independent Director | Issuer | Yes | For | For |
| | | | | | 14 | Election of Scott Wille as Director | Issuer | Yes | For | For |
| | | | | | 15 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 16 | Advisory vote on executive compensation | Issuer | Yes | For | For |
| | ZIM Integrated Shipping Services Ltd. | ZIM | M9T951109 | 7/21/2022 | 1 | Election of directors (9) | Issuer | Yes | For all | For |
| | | | | | 2 | Ratification of accountant | Issuer | Yes | For | For |
| | | | | | 3 | Approval of an amendment to the Company's articles of association pursuant to which the maximum number of directors shall be eleven members instead of the current nine. | Issuer | Yes | Against | Against |
| | | | | | | | | | | |
| | | | | | | | | | | |
| | CONTENT KEY: | | | | | | | | | |
| | Issuer's Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | | |
| | Exchange Ticker Symbol - e.g., MSFT | | | | | | | | |
| | CUSIP # - as it appears on the ballot (e.g., 2383130) | | | | | | | |
| | Shareholder Meeting Date - MM/DD/YYYY | | | | | | | | |
| | Matter Identification - brief description of each matter on ballot (e.g., 2. Approve Employee Stock Purchase Plan) | | | | | | |
| | Proposal Type - whether the matter was proposed by the issuer or by a shareholder | | | | | | |
| | Voted - whether or not the registrant has voted on the matter (Yes or No); if the matter was not voted include a footnote describing why the matter was not voted on. | | | | | | |
| | Vote Cast - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | |
| | For/Against Management - whether the registrant cast its vote FOR or AGAINST management | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
