UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORDS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08049
RENAISSANCE CAPITAL GREENWICH FUNDS
______________________________________________________________________________
(Exact name of registrant as specified in charter)
100 FIRST STAMFORD PLACE, SUITE 403
STAMFORD, CONNECTICUT 06902
______________________________________________________________________________
(Address of principal executive offices)(Zip code)
(Name and Address of Agent for Service) State Street Bank and Trust Company Rebecca Gilding, Esq. 1 Lincoln Street, SUM0703 Boston, Massachusetts 02111
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Registrant’s telephone number, including area code: (203) 622-2978
Date of fiscal year end: September 30th
Date of reporting period: July 1, 2022 -June 30, 2023
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 1-2 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2023 with respect to which the Registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the Registrant cast its vote on the matter; |
| (h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the Registrant cast its vote for or against management. |
| Registrant: Renaissance Capital Greenwich Funds - Renaissance IPO ETF | Item 1, Exhibit 1 | ||||||||
| Investment Company Act file number: 811-08049 | |||||||||
| Reporting Period: July 1, 2022 through June 30, 2023 | |||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
| Monday.com | MNDY | M7S64H106 | 7/28/2022 | 1 | Elect Mr. Roy Mann as a Class I Director | Issuer | Yes | For | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Lightspeed Commerce, Inc. | LSPD | 53229C107 | 8/4/2022 | 1 | Election of directors (8) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Advisory vote on compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of forum selection by-law | Issuer | Yes | For | For | ||||
| Dynatrace, Inc. | DT | 268150109 | 8/24/2022 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Advisory vote on executive compensation | Issuer | Yes | For | For | ||||
| KE Holdings, Inc. | BEKE | 482497104 | 8/12/2022 | 1 | Amendment and restatement of the Memorandum and Articles of Association as set out in Part A of the Appendix, subject to passing of class-based resolution | Issuer | Yes | For | For |
| 2 | Amendment and restatement of the Memorandum and Articles of Association as set out in Part B of the Appendix, if class-based resolution is not passed | Issuer | Yes | For | For | ||||
| 3 | Adopt audited consolidated financial statements and report of the auditor for the year ended December 31, 2021 | Issuer | Yes | For | For | ||||
| 4 | Re-elect Mr. Jeffrey Zhaohui Li as a non-executive Director | Issuer | Yes | For | For | ||||
| 5 | Re-elect Ms. Xiaohong Chen as an independent non-executive Director | Issuer | Yes | For | For | ||||
| 6 | Authorize board to fix remuneration of Directors | Issuer | Yes | For | For | ||||
| 7 | Grant mandate to the Directors to issue, allot and deal with additional Class A ordinary shares of the Company not exceeding 20% of issued Shares as of date of passing of resolution | Issuer | Yes | For | For | ||||
| 8 | Grant mandate to the Directors to repurchase Shares and ADSs not exceeding 10% of the total issued Shares of the Company as of the date of passing of resolution | Issuer | Yes | For | For | ||||
| 9 | Extend general mandate granted to the Directors to issue, allot and deal with additional Shares in the capital of the Company by the aggregate number of the Shares and/or Shares underlying the ADSs repurchased by the Company | Issuer | Yes | For | For | ||||
| 10 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 11 | Approve the class-based resolution to amend and restate the Memorandum and Articles | Issuer | Yes | For | For | ||||
| Legend Biotech, Inc | LEGN | 52490G | 10/14/2022 | 1 | Approval of audited financial statements and report for the year ended December 31, 2021 | Issuer | Yes | For | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Re-elect Dr. Patrick Casey as Class II Director | Issuer | Yes | For | For | ||||
| 4 | Re-elect Mr. Philip Yau as a Class II Director | Issuer | Yes | For | For | ||||
| 5 | Re-elect Dr. Fangliang Zhang as a Class II Director | Issuer | Yes | For | For | ||||
| 6 | Authorize directors and officers to take any action to effect foregoing resolutions | Issuer | Yes | For | For | ||||
| Unity Software, Inc. | U | 91332U101 | 10/6/2022 | 1 | Issuance of shares in connection with plan of merger | Issuer | Yes | For | For |
| 2 | Adjournment of meeting if necessary to solicit more proxies | Issuer | Yes | For | For | ||||
| Paycor HCM, Inc. | PYCR | 70435P | 10/26/2022 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Dlocal Limited | DLO | G29018101 | 10/25/2022 | 1 | Election of Miriam Toulan as Director | Issuer | Yes | Yes | For |
| 2 | Approval and ratification of financial statements and auditor's report | Issuer | Yes | Yes | For | ||||
| XP, Inc. | XP | G98239109 | 10/17/2022 | 1 | Approval and ratification of financial statements and auditor's report | Issuer | Yes | Yes | For |
| 2 | Approval and ratification of appointment of Cristiana Pereira as Director | Issuer | Yes | Yes | For | ||||
| 3 | Approval of the change in authorized share capital | Issuer | Yes | Yes | For | ||||
| 4 | Approval of the second amended and restated memorandum and articles of association | Issuer | Yes | Yes | For | ||||
| Signify Health, Inc. | SGFY | 82671G100 | 10/30/2022 | 1 | Adopt agreement and plan of merger | Issuer | Yes | Yes | For |
| 2 | Adjourn special meeting to a later date if necessary or appropriate | Issuer | Yes | Yes | For | ||||
| Affirm Holdings, Inc. | AFRM | 00827B106 | 12/5/2022 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| Peloton Interactive, Inc. | PTON | 70614W100 | 12/5/2022 | 1 | Election of Director: Karen Boone | Issuer | Yes | Yes | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| Bill.com Holdings, Inc. | BILL | 90043100 | 12/8/2022 | 1 | Election of directors (4) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| 3 | Advisory vote on executive compensation | Issuer | Yes | Yes | For | ||||
| Kanzhun Limited | BZ | 48553T106 | 12/14/2022 | 1 | Re-designate on a one-for-one basis as Class A Ordinary shares, such that following the Variation of Share Capital, the authorized share capital of the Company shall be divided into Class A Ordinary Shares and Class B Ordinary Shares | Issuer | Yes | Yes | For |
| 2 | Amendment and restatement of the Fifteenth Amended and Restated Memorandum of Association and Articles of Association | Issuer | Yes | Yes | For | ||||
| 3 | Grant Sale Mandate to the directors during Relevant Period to exercise all powers of the Company to allot, issue, and deal with any Class A Ordinary Shares | Issuer | Yes | Yes | For | ||||
| 4 | Grant Repurchase Mandate to the directors during the Relevant Period to exercise all powers of the Company to purchase its own Class A Ordinary Shares, provided that the total number of Class A Ordinary Shares purchased shall not exceed 10% of the total | Issuer | Yes | Yes | For | ||||
| 5 | Extend Sale Mandate by the addition of the total number of Class A Ordinary Shares which may be allotted and issued or agreed to be allotted and issued by the directors | Issuer | Yes | Yes | For | ||||
| 6 | Adopt 'Post-IPO Share Scheme' | Issuer | Yes | Yes | For | ||||
| 7 | Adopt dual foreign name for the Company | Issuer | Yes | Yes | For | ||||
| Ozon Holdings PLC | OZON | 69269L104 | 12/20/2022 | 1 | Approval of audited consolidated and standalone financial statements | Issuer | Yes | Yes | For |
| 2 | Appointment of auditors | Issuer | Yes | Yes | For | ||||
| 3 | Re-elect Mr. Igor Gerasimov as Executive Director | Issuer | Yes | Yes | For | ||||
| Palantir Technologies, Inc. | PLTR | 69608A108 | 12/22/2022 | 1 | Amendment and restatement of Palantir's certificate of incorporation | Issuer | Yes | Yes | For |
| Lufax Holding LTD | LU | 54975P102 | 4/12/2023 | 1 | Substitution of Sixth Amended and Restated Memorandum of Association and Ninth Amended and Restated Articles of Association, conditional upon and with effect from the Company's proposed listing on the Hong Kong Stock Exchange | Issuer | Yes | Yes | For |
| 2 | Merge Share Incentive Plans amend and restate Performance Share Unit Plan to comply with applicable listing rules for the Hong Kong Stock Exchange | Issuer | Yes | Yes | For | ||||
| 3 | Approval of Sales Mandate given to directors of the Company during the Relevant Period to exercise all the powers of the Company to allot, issue and deal with additional Ordinary Shares of the Company, conditional upon and with effect from the completion of the Company's listing on the Hong Kong Stock Exchange | Issuer | Yes | Yes | For | ||||
| 4 | Approval of Repurchase Mandate, conditional upon and with effect from the completion of the Company's proposed listing on the Hong Kong Stock Exchange | Issuer | Yes | Yes | For | ||||
| 5 | Extend the Sale Mandate by the addition to the number of Ordinary Shares which may be allotted and issued or agreed to be allotted and issued by the directors of the Company pursuant to such general mandate of an amount representing the total number of Ordinary Shares purchased by the Company pursuant to the Repurchase Mandate | Issuer | Yes | Yes | For | ||||
| Ryan Specialty Holdings, Inc. | RYAN | 78351F107 | 5/1/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | Yes | For | ||||
| Bausch + Lomb Corporation | BLCO | 71705107 | 4/24/2023 | 1 | Election of directors (10) | Issuer | Yes | For All | For |
| 2 | Approval of executive compensation | Issuer | Yes | Yes | For | ||||
| 3 | Approval of frequency of advisory votes on named executive officer compensation | Issuer | Yes | One Year | For | ||||
| 4 | Approval of an amendment and restatement of the 2022 Omnibus Incentive Plan | Issuer | Yes | Yes | For | ||||
| 5 | Ratification of accountant until close of 2024 Annual Meeting and authorization for Board to fix accountant's remuneration | Issuer | Yes | Yes | For | ||||
| Reynolds Consumer Products Inc. | REYN | 76171L106 | 4/26/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | Yes | For | ||||
| Shoals Technologies Group, Inc. | SHLS | 82489W107 | 5/3/2023 | 1 | Election of directors (2) | Issuer | Yes | For All | For |
| 2 | Approval of frequency of advisory votes on named executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | Yes | For | ||||
| 4 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| Oak Street Health, Inc. | OSH | 67181A107 | 4/28/2023 | 1 | Adopt Agreement and Plan of Merger | Issuer | Yes | Yes | For |
| 2 | Approve, on an advisory, non-binding basis, the compensation payable to named executive officers in connection with Merger | Issuer | Yes | Yes | For | ||||
| 3 | Adjourn Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement | Issuer | Yes | Yes | For | ||||
| Driven Brands Holdings, Inc. | DRVN | 26210V102 | 5/8/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Advisory vote to approve compensation of named executive officers | Issuer | Yes | Yes | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| Enact Holdings, Inc. | ACT | 29249E109 | 5/12/2023 | 1 | Election of directors (11) | Issuer | Yes | For All | For |
| 2 | Advisory vote to approve executive compensation | Issuer | Yes | Yes | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| Sportradar Group AG | SRAD | H8088L103 | 5/15/2023 | 1A | Approval of the Management Report, Consolidated Financial Statements and Statutory Financial Statements | Issuer | Yes | Yes | For |
| 1B | Consultative vote on the Compensation Report | Issuer | Yes | Yes | For | ||||
| 2 | Approval of Appropriation of Available Earnings | Issuer | Yes | Yes | For | ||||
| 3 | Approval of Discharge of the Board of Directors and of Executive Management | Issuer | Yes | Against | Against | ||||
| 4AA | Election of Director: Deirdre Mary Bigley | Issuer | Yes | Yes | For | ||||
| 4AB | Election of Director: John Andrew Doran | Issuer | Yes | Yes | For | ||||
| 4AC | Election of Director: George Fleet | Issuer | Yes | Yes | For | ||||
| 4AD | Election of Director: Carsten Koerl | Issuer | Yes | Yes | For | ||||
| 4AE | Election of Director: Hafiz Lalani | Issuer | Yes | Yes | For | ||||
| 4AF | Election of Director: Rajani Ramanathan | Issuer | Yes | Yes | For | ||||
| 4AG | Election of Director: Marc Walder | Issuer | Yes | Yes | For | ||||
| 4AH | Election of Director: William Jeffery Yabuki | Issuer | Yes | Yes | For | ||||
| 4B | Election of William Jeffery Yabuki as Chair of the Board of Directors | Issuer | Yes | Yes | For | ||||
| 4CA | Election of Compensation Committee: Deirdre Mary Bigley | Issuer | Yes | Yes | For | ||||
| 4CB | Election of Compensation Committee: John Andrew Doran | Issuer | Yes | Yes | For | ||||
| 4CC | Election of Compensation Committee: Hafiz Lalani | Issuer | Yes | Yes | For | ||||
| 4CD | Election of Compensation Committee: Marc Walder | Issuer | Yes | Yes | For | ||||
| 5A | Approval of the total maximum amount of Board compensation for the term of office until the Annual General Meeting in 2024 | Issuer | Yes | Yes | For | ||||
| 5B | Approval of the total maximum amount of Executive Management compensation for the next financial year | Issuer | Yes | Yes | For | ||||
| 6 | Election of the law firm Furer Partner Advocaten KIG, Frauenfeld, Switzerland as independent proxy | Issuer | Yes | Yes | For | ||||
| 7A | Election of KPMG AG, St. Gallen, Switzerland, as statutory auditors | Issuer | Yes | For | For | ||||
| 7B | Election of BDO, AG, St. Gallen, Switzerland, as special auditors | Issuer | Yes | For | For | ||||
| 8A | Amendments of the articles of association: Amendment of the Company's current conditional share capital | Issuer | Yes | For | For | ||||
| 8B | Amendments of the articles of association: Replacement of the current authorized share capital by a capital band | Issuer | Yes | For | For | ||||
| 8C | Amendments of the articles of association: Amendments of the provisions on compensation in connection with the compensation policy | Issuer | Yes | For | For | ||||
| 8D | Amendments of the articles of association: Amendments in connection with shareholder's rights and the preparation and conduct of the Annual General Meeting | Issuer | Yes | For | For | ||||
| 8E | Amendments of the articles of association: Amendments in connection with the Board of Directors and editorial changes | Issuer | Yes | For | For | ||||
| 9A | New or modified proposals or agenda items-motions by the Board | Issuer | Yes | Abstain | N/A | ||||
| 9B | New or modified proposals or agenda items-motions by the shareholders | Issuer | Yes | Abstain | N/A | ||||
| Dutch Bros Inc. | BROS | 26701L100 | 5/16/2023 | 1A | Election of Director: Travis Boersma | Issuer | Yes | For | For |
| 1B | Election of Director: Shelley Broader | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Thomas Davis | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Kathryn George | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Stephen Gillett | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Jonathan Ricci | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Ann M. Miller | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Selection of preferred frequency of stockholder advisory votes regarding executive compensation | Issuer | Yes | One Year | For | ||||
| ZoomInfo Technologies Inc. | ZI | 98980F104 | 5/17/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | Yes | For | ||||
| Powerschool Holdings | PWSC | 73939C106 | 5/2/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| Hertz Global Holdings, Inc. | HTZ | 42806J700 | 5/17/2023 | 1A | Election of Director: Jennifer Feikin | Issuer | Yes | Yes | For |
| 1B | Election of Director: Mark Fields | Issuer | Yes | Yes | For | ||||
| 1C | Election of Director: Evangeline Vougessis | Issuer | Yes | Yes | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | Yes | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | Yes | For | ||||
| 4 | Approval of frequency of advisory votes on named executive officer compensation | Issuer | Yes | One Year | For | ||||
| Inari Medical, Inc. | NARI | 45332Y109 | 5/18/2023 | 1.1 | Election of Director: Cynthia Lucchese | Issuer | Yes | For | For |
| 1.2 | Election of Director: Jonathan Root, M.D. | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Robert Warner | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Maravai Lifesciences Holdings, Inc. | MRVI | 56600D107 | 5/18/2023 | 1.1 | Election of Director: Anat Ashkenazi | Issuer | Yes | For | For |
| 1.2 | Election of Director: Gregory T. Lucier | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Luke Marker | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Privia Health Group, Inc. | PRVA | 74276R102 | 5/24/2023 | 1.1 | Election of Director: Shawn Morris | Issuer | Yes | For | For |
| 1.2 | Election of Director: Jeff Bernstein | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Nancy Cocozza | Issuer | Yes | For | For | ||||
| 1.4 | Election of Director: David King | Issuer | Yes | For | For | ||||
| 1.5 | Election of Director: Thomas McCarthy | Issuer | Yes | For | For | ||||
| 1.6 | Election of Director: Will Sherrill | Issuer | Yes | For | For | ||||
| 1.7 | Election of Director: Bill Sullivan | Issuer | Yes | For | For | ||||
| 1.8 | Election of Director: Patricia Maryland | Issuer | Yes | For | For | ||||
| 1.9 | Election of Director: Jaewon Ryu, M.D. | Issuer | Yes | For | For | ||||
| 2 | Approval of frequency of advisory votes on named executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Agilon Health, Inc. | AGL | 00857U107 | 5/24/2023 | 1A | Election of Director: Ron Williams | Issuer | Yes | For | For |
| 1B | Election of Director: Derek L. Strum | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Diana L. McKenzie | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Karen McLoughlin | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Qualtrics International, Inc. | XM | 747601201 | 5/24/2023 | 1A | Election of Director: Ritu Bhargava | Issuer | Yes | For | For |
| 1B | Election of Director: Egon Duban | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Sindhu Gangadharan | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Omar Johnson | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Christian Klein | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Robin Manherz | Issuer | Yes | Forr | For | ||||
| 1G | Election of Director: Luka Mucic | Issuer | Yes | For | For | ||||
| 1H | Election of Director: Scott Russell | Issuer | Yes | For | For | ||||
| 1I | Election of Director: Zig Serafin | Issuer | Yes | For | For | ||||
| 1J | Election of Director: Ryan Smith | Issuer | Yes | For | For | ||||
| 1K | Election of Director: Kelly Steckelberg | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Roblox Corporation | RBLX | 771049103 | 5/25/2023 | 1 | Election of directors (2) | Issuer | Yes | For All | For All |
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Harmony Biosciences Holdings, Inc. | HRMY | 413197104 | 5/25/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For All |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Bentley Systems, Inc. | BSY | 08265T208 | 5/25/2023 | 1.1 | Election of Director: Barry J. Bentley | Issuer | Yes | For | For |
| 1.2 | Election of Director: Gregory S. Bentley | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Keith A. Bentley | Issuer | Yes | For | For | ||||
| 1.4 | Election of Director: Raymond S. Bentley | Issuer | Yes | For | For | ||||
| 1.5 | Election of Director: Kirk B. Griswold | Issuer | Yes | For | For | ||||
| 1.6 | Election of Director: Janet B. Haugen | Issuer | Yes | For | For | ||||
| 1.7 | Election of Director: Brian F. Hughes | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Sotera Health Company | SHC | 83601L102 | 5/25/2023 | 1A | Election of Director: Sean L. Cunningham | Issuer | Yes | For | For |
| 1B | Election of Director: Robert B. Knauss | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Vincent K. Petrella | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Li Auto, Inc. | LI | 50202M102 | 5/31/2023 | 1 | Adopt audited consolidated financial statements and report for the year ended December 31, 2022 | Issuer | Yes | For | For |
| 2 | Election of Director: Mr. Ma Donghui | Issuer | Yes | For | For | ||||
| 3 | Election of Director: Mr. Li Xiang | Issuer | Yes | For | For | ||||
| 4 | Election of Director: Mr. Li Tie | Issuer | Yes | For | For | ||||
| 5 | Election of Director: Mr. Zhao Hongqiang | Issuer | Yes | For | For | ||||
| 6 | Authorize Board to fix remuneration of directors | Issuer | Yes | For | For | ||||
| 7 | Grant general mandate to the directors to issue, allot and deal with Class A Ordinary shares of the company not exceeding 20% of the total number of issued shares of the Company | Issuer | Yes | For | For | ||||
| 8 | Extend the general mandate to the directors to repurchase shares of the Company not exceeding 10% of the total number of issued shares of the Company as at the date of passing of this resolution. | Issuer | Yes | For | For | ||||
| 9 | Extend the general mandate to the directors to issue, allot and deal with additional shares in the capital of the Company by the aggregate number of the shares repurchased by the Company | Issuer | Yes | For | For | ||||
| 10 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 11 | Approve the adoption of the sixth amended and restated memorandum and articles of association of the Company as the new memorandum and articles of association of the Company | Issuer | Yes | For | For | ||||
| On Holding AG | ONON | H5919C104 | 5/25/2023 | 1 | Approval of Management Report, Annual Consolidated Financial Statements and Annual Financial Statements for 2022 | Issuer | Yes | For | For |
| 2 | Appropriation of 2022 Financial Results | Issuer | Yes | For | For | ||||
| 3 | Discharge of Members of Board of Directors and Executive Committee | Issuer | Yes | Against | Against | ||||
| 4 | Re-election of Proposed Representative of Holders of Class A Shares of the Board of Directors: Alex Perez | Issuer | Yes | For | For | ||||
| 5A | Re-election of Director: David Allemann | Issuer | Yes | For | For | ||||
| 5B | Re-election of Director: Amy Banse | Issuer | Yes | For | For | ||||
| 5C | Re-election of Director: Olivier Bernhard | Issuer | Yes | For | For | ||||
| 5D | Re-election of Director: Caspar Coppetti | Issuer | Yes | For | For | ||||
| 5E | Re-election of Director: Kenneth Fox | Issuer | Yes | For | For | ||||
| 5F | Re-election of Director: Alex Perez | Issuer | Yes | For | For | ||||
| 5G | Re-election of Director: Dennis Durkin | Issuer | Yes | For | For | ||||
| 6A | Re-election of Co-Chairman of the Board of Directors: David Alleman | Issuer | Yes | For | For | ||||
| 6B | Re-election of Co-Chairman of the Board of Directors: Caspar Coppetti | Issuer | Yes | For | For | ||||
| 7A | Re-election of Member of the Nomination and Compensation Committee: Kenneth Fox | Issuer | Yes | For | For | ||||
| 7B | Re-election of Member of the Nomination and Compensation Committee: Alex Perez | Issuer | Yes | For | For | ||||
| 7C | Re-election of Member of the Nomination and Compensation Committee: Amy Banse | Issuer | Yes | For | For | ||||
| 8 | Re-election of Independent Proxy Representative: | Issuer | Yes | For | For | ||||
| 9 | Re-election of Statutory Auditors | Issuer | Yes | For | For | ||||
| 10A | Approval of executive compensation; Consultative vote on 2022 Compensation Report | Issuer | Yes | For | For | ||||
| 10B | Approval of maximum aggregate compensation for non-executive members of Board of Directors for period between Annual Shareholder Meeting and the next Annual Shareholder Meeting in 2024 | Issuer | Yes | For | For | ||||
| 10C | Approval of maximum aggregate compensation for executive members of Board of Directors for financial year 2024 | Issuer | Yes | For | For | ||||
| 11A | Amendment of the Articles of Association: Capital band deletion of authorized share capita | Issuer | Yes | For | For | ||||
| 11B | Amendment of the Articles of Association: Shares and share register | Issuer | Yes | For | For | ||||
| 11C | Amendment of the Articles of Association: General shareholders' meeting | Issuer | Yes | For | For | ||||
| 11D | Amendment of the Articles of Association: Tasks, meetings and resolutions of the Board of Directors, supplementary amount of the Executive Committee, mandates outside of the group and certain editorial changes | Issuer | Yes | For | For | ||||
| 12 | New proposal made under a new or existing agenda item | Issuer | Yes | Abstain | N/A | ||||
| Confluent, Inc. | CFLT | 20717M103 | 6/1/2023 | 1A | Election of Director: Matthew Miller | Issuer | Yes | For | For |
| 1B | Election of Director: Eric Vishria | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Michelangelo Volpi | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive compensation | Issuer | Yes | One Year | For | ||||
| Airbnb, Inc. | ABNB | 9066101 | 6/1/2023 | 1.1 | Election of Director: Nathan Blecharcyzk | Issuer | Yes | For | For |
| 1.2 | Election of Director: Alfred Lin | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| DoubleVerify Holdings, Inc. | DV | 25862V105 | 6/1/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Profrac Holding Corp. | ACDC | 74319N100 | 6/1/2023 | 1.1 | Election of Director: Theresa Glebocki | Issuer | Yes | For | For |
| 1.2 | Election of Director: Gerald Haddock | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Sergei Krylov | Issuer | Yes | For | For | ||||
| 1.4 | Election of Director: Stacy Nieuwoudt | Issuer | Yes | For | For | ||||
| 1.5 | Election of Director: James C. Randle Jr. | Issuer | Yes | For | For | ||||
| 1.6 | Election of Director: Matthew D. Wilks | Issuer | Yes | For | For | ||||
| 2 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Academy Sports and Outdoors, Inc. | ASO | 00402L107 | 6/1/2023 | 1A | Election of Director: Ken C. Hicks | Issuer | Yes | For | For |
| 1B | Election of Director: Beryl B. Raff | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Jeff C. Tweedy | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of amendment to 2020 Omnibus Incentive Plan | Issuer | Yes | For | For | ||||
| Thoughtworks Holding, Inc. | TWKS | 88546E105 | 6/5/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Bumble, Inc. | BMBL | 12047B105 | 6/6/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| DigitalOcean Holdings, Inc. | DOCN | 25402D102 | 6/6/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Palantir Technologies, Inc. | PLTR | 69608A108 | 6/6/2023 | 1 | Election of directors (7) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Unity Software, Inc. | U | 91332U101 | 6/7/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Procore Technologies, Inc. | PCOR | 74275K108 | 6/7/2023 | 1.1 | Election of Director: Craig F. Courtemanche Jr. | Issuer | Yes | For | For |
| 1.2 | Election of Director: Kathryn A. Bueker | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Nanci E. Caldwell | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Applovin Corp. | APP | 03831W108 | 6/7/2023 | 1A | Election of Director: Adam Foroughi | Issuer | Yes | For | For |
| 1B | Election of Director: Herald Chen | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Craig Billings | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Margaret Georgiadis | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Alyssa Harvey Dawson | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Edward Oberwager | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Asha Sharma | Issuer | Yes | For | For | ||||
| 1H | Election of Director: Eduardos Vivas | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| KE Holdings, Inc. | BEKE | 482497104 | 6/15/2023 | 1 | Adopt audited consolidated financial statements and report for the year ended December 31, 2022 | Issuer | Yes | For | For |
| 2A1 | Election of Director: Mr. Tao Xu | Issuer | Yes | For | For | ||||
| 2A2 | Election of Director: Mr. Wangang Xu | Issuer | Yes | For | For | ||||
| 2A3 | Election of Director: Mr. Hansong Zhu | Issuer | Yes | For | For | ||||
| 2B | Authorize board to fix remuneration of directors | Issuer | Yes | For | For | ||||
| 3 | Grant mandate to the directors to issue, allot and deal with additional Class A ordinary shares of the Company not exceeding 20% of issued Shares as of date of passing of resolution | Issuer | Yes | For | For | ||||
| 4 | Grant mandate to the directors to repurchase Shares and ADSs not exceeding 10% of the total issued Shares of the Company as of the date of passing of resolution | Issuer | Yes | For | For | ||||
| 5 | Extend general mandate granted to the directors to issue, allot and deal with additional Shares in the capital of the Company by the aggregate number of the Shares and/or Shares underlying the ADSs repurchased by the Company | Issuer | Yes | For | For | ||||
| 6 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Freshworks, Inc. | FRSH | 358054104 | 6/8/2023 | 1 | Election of directors (3) | Issuer | Yes | For all | For |
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | Against | ||||
| 4 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Playtika Holdings Corp. | PLTK | 72815L107 | 6/8/2023 | 1.1 | Election of Director: Robert Antokol | Issuer | Yes | For | For |
| 1.2 | Election of Director: Marc Beilinson | Issuer | Yes | For | For | ||||
| 1.3 | Election of Director: Hong Du | Issuer | Yes | For | For | ||||
| 1.4 | Election of Director: Dana Gross | Issuer | Yes | For | For | ||||
| 1.5 | Election of Director: Tian Lin | Issuer | Yes | For | For | ||||
| 1.6 | Election of Director: Bing Yuan | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| TPG, Inc. | TPG | 872657101 | 6/8/2023 | 1A | Election of Director: David Bonderman | Issuer | Yes | For | For |
| 1B | Election of Director: Gunther Bight | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Maya Chorengel | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Jonathan Coslet | Issuer | Yes | For | For | ||||
| 1E | Election of Director: James Coulter | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Mary Cranston | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Kelvin Davis | Issuer | Yes | For | For | ||||
| 1H | Election of Director: Deborah Messemer | Issuer | Yes | For | For | ||||
| 1I | Election of Director: Ganendran Sarvanathan | Issuer | Yes | For | For | ||||
| 1J | Election of Director: Todd Sisitsky | Issuer | Yes | For | For | ||||
| 1K | Election of Director: David Trujillo | Issuer | Yes | For | For | ||||
| 1L | Election of Director: Anilu Vazquez-Ubarri | Issuer | Yes | For | For | ||||
| 1M | Election of Director: Jack Weingart | Issuer | Yes | For | For | ||||
| 1N | Election of Director: Jon Winkelried | Issuer | Yes | For | For | ||||
| 2A | Election of Executive Committee Member: James Coulter | Issuer | Yes | For | For | ||||
| 2B | Election of Executive Committee Member: Kelvin Davis | Issuer | Yes | For | For | ||||
| 2C | Election of Executive Committee Member: Ganendran Sarvanathan | Issuer | Yes | For | For | ||||
| 2D | Election of Executive Committee Member: Todd Sisitsky | Issuer | Yes | For | For | ||||
| 2E | Election of Executive Committee Member: David Trujillo | Issuer | Yes | For | For | ||||
| 2F | Election of Executive Committee Member: Anilu Vazquez-Ubarri | Issuer | Yes | For | For | ||||
| 2G | Election of Executive Committee Member: Jack Weingart | Issuer | Yes | For | For | ||||
| 2H | Election of Executive Committee Member: Jon Winkelried | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | Against | ||||
| Shift4 Payments, Inc. | FOUR | 82452J109 | 6/9/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Asana, Inc. | ASAN | 04342Y104 | 6/12/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Vaxcyte, Inc. | PCVX | 92243G108 | 6/13/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Endeavor Group Holdings, Inc. | EDR | 29260Y109 | 6/13/2023 | 1 | Election of directors (2) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of amended and restated 2021 incentive award plan | Issuer | Yes | For | For | ||||
| Informatica Inc. | INFA | 45674M101 | 6/13/2023 | 1 | Election of directors (4) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Advisory vote on executive compensation | Issuer | Yes | For | For | ||||
| Xpeng Inc. | XPEV | 98422D105 | 6/20/2023 | 1 | Adopt audited consolidated financial statements and report for the year ended December 31, 2022 | Issuer | Yes | For | For |
| 2 | Election of Director: Xiaopeng He | Issuer | Yes | For | For | ||||
| 3 | Election of Director: Donghao Yang | Issuer | Yes | For | For | ||||
| 4 | Authorize board to fix remuneration of directors | Issuer | Yes | For | For | ||||
| 5 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 6 | Approval of general mandate to directors to issue, allot, and deal with additional Class A shares not exceeding 20% of total issued as of date of resolution passing | Issuer | Yes | For | For | ||||
| 7 | Approval of general mandate to directors to repurchase shares and/or ADSs of the Company not exceeding 10% of total issued as of date of resolution passing | Issuer | Yes | For | For | ||||
| 8 | Approval of extension of general mandate to issue, allot and deal with additional shares in the share capital of the Company by the aggregate number of the shares and/or shares underlying the ADSs repurchased by the Company | Issuer | Yes | For | For | ||||
| 9 | Approval of proposed amendments to the memorandum and articles of association of the Company and adoption of the ninth amended and restated memorandum and articles of association of the Company | Issuer | Yes | For | For | ||||
| Mobileye Global Inc. | MBLY | 60741F104 | 6/13/2023 | 1A | Election of Director: Amnon Sashua | Issuer | Yes | For | For |
| 1B | Election of Director: Patrick P. Gelsinger | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Eyal Desheh | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Jon M. Huntsman, Jr. | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Claire M. McCaskill | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Christine Pambianchi | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Frank D. Yeary | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Clear Secure, Inc. | YOU | 18467V109 | 6/14/2023 | 1 | Election of directors (8) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Kanzhun Limited | BZ | 48553T106 | 6/26/2023 | 1 | Adopt audited consolidated financial statements and report for the year ended December 31, 2022 | Issuer | Yes | For | For |
| 2 | Election of Executive Director: Mr. Yu Zhang | Issuer | Yes | For | For | ||||
| 3 | Election of Executive Director: Mr. Xu Chen | Issuer | Yes | For | For | ||||
| 4 | Election of Non-Executive Director: Mr. Haiyang Yu | Issuer | Yes | For | For | ||||
| 5 | Authorize board to fix remuneration of directors | Issuer | Yes | For | For | ||||
| 6 | Approval of general mandate to directors to issue, allot, and deal with additional Class A shares not exceeding 20% of total issued as of date of resolution passing | Issuer | Yes | For | For | ||||
| 7 | Approval of general mandate to directors to repurchase shares of the Company not exceeding 10% of total issued as of date of resolution passing | Issuer | Yes | For | For | ||||
| 8 | Approval of extension of general mandate to issue, allot and deal with additional shares in the share capital of the Company by the aggregate number of the shares repurchased by the Company | Issuer | Yes | For | For | ||||
| 9 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Abcellera Biologics, Inc. | ABCL | 00288U106 | 6/15/2023 | 1A | Election of Director: John S. Montalbano, CFA | Issuer | Yes | For | For |
| 1B | Election of Director: Peter Thiel | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Duolingo Inc | DUOL | 26603R106 | 6/15/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Prometheus Biosciences, Inc. | RXDX | 74349U108 | 6/15/2023 | 1 | Adopt Agreement and Plan of Merger | Issuer | Yes | For | For |
| 2 | Approve executive compensation payable to executive officers related to the Merger | Issuer | Yes | For | For | ||||
| 3 | Approve adjournment of special meeting to later date if necessary to solicit additional proxies to approve Merger Agreement | Issuer | Yes | For | For | ||||
| Coupang, Inc. | CPNG | 22266T109 | 6/15/2023 | 1A | Election of Director: Bom Kim | Issuer | Yes | For | For |
| 1B | Election of Director: Neil Mehta | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Jason Child | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Pedro Fraceschi | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Benjamin Sun | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Ambereen Toubassy | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Kevin Warsh | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Dun & Bradstreet Holdings, Inc. | DNB | 26484T106 | 6/15/2023 | 1 | Election of directors (10) | Issuer | Yes | For All | For |
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| UiPath Inc. | PATH | 90364P105 | 6/15/2023 | 1A | Election of Director: Daniel Dines | Issuer | Yes | For | For |
| 1B | Election of Director: Philippe Botteri | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Michael Gordon | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Daniel D. Springer | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Laela Sturdy | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Karenann Terrell | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Richard P. Wong | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 4 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Coinbase Global, Inc. | COIN | 19260Q107 | 6/16/2023 | 1 | Election of directors (6) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Rivian Automotive, Inc. | RIVN | 76954A103 | 6/21/2023 | 1A | Election of Director: Karen Boone | Issuer | Yes | For | For |
| 1B | Election of Director: Rose Marcario | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Stockholder proposal requesting the adoption of a human rights policy | Issuer | Yes | Against | For | ||||
| Corebridge Financial, Inc. | CRBG | 21871X109 | 6/20/2023 | 1A | Election of Director: Adam Burk | Issuer | Yes | For | For |
| 1B | Election of Director: Alan Colberg | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Lucy Fato | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Jonathan Gray | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Marilyn Hirsch | Issuer | Yes | For | For | ||||
| 1F | Election of Director: Kevin Hogan | Issuer | Yes | For | For | ||||
| 1G | Election of Director: Christopher Lynch | Issuer | Yes | For | For | ||||
| 1H | Election of Director: Sabra Purtill | Issuer | Yes | For | For | ||||
| 1I | Election of Director: Elaine Rocha | Issuer | Yes | For | For | ||||
| 1J | Election of Director: Chris Schaper | Issuer | Yes | For | For | ||||
| 1K | Election of Director: Amy Schioldager | Issuer | Yes | For | For | ||||
| 1L | Election of Director: Patricia Walsh | Issuer | Yes | For | For | ||||
| 1M | Election of Director: Peter Zaffino | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 4 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Robinhood Markets, Inc. | HOOD | 770700102 | 6/20/2023 | 1.1 | Election of Director: Frances Frei | Issuer | Yes | For | For |
| 1.2 | Election of Director: Meyer Malka | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| DoorDash, Inc. | DASH | 25809K105 | 6/20/2023 | 1A | Election of Director: Shona L. Brown | Issuer | Yes | For | For |
| 1B | Election of Director: Alfred Lin | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Stanley Tang | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Global E-Online LTD. | GLBE | M5216V106 | 6/20/2023 | 1A | Election of Director: Nir Debbi | Issuer | Yes | For | For |
| 1B | Election of Director: Anna Jain Bakst | Issuer | Yes | For | For | ||||
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Royalty Pharma PLC. | RPRX | G7709Q104 | 6/22/2023 | 1A | Election of Director: Pablo Legorreta | Issuer | Yes | For | For |
| 1B | Election of Director: Henry Fernandez | Issuer | Yes | For | For | ||||
| 1C | Election of Director: Bonnie Bassler, PhD | Issuer | Yes | For | For | ||||
| 1D | Election of Director: Errol De Souza, PhD | Issuer | Yes | For | For | ||||
| 1E | Election of Director: Catherine Engelbert | Issuer | Yes | For | For | ||||
| 1F | Election of Director: M. Germano Giuliani | Issuer | Yes | For | For | ||||
| 1G | Election of Director: David Hodgson | Issuer | Yes | For | For | ||||
| 1H | Election of Director: Ted Love, MD | Issuer | Yes | For | For | ||||
| 1I | Election of Director: Gregory Norden | Issuer | Yes | For | For | ||||
| 1J | Election of Director: Rory Riggs | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 4 | Approval of receipt of UK audited annual report and accounts and related directors' and auditor's reports | Issuer | Yes | For | For | ||||
| 5 | Approval of UK directors' remuneration | Issuer | Yes | For | For | ||||
| 6 | Ratification of UK accountant | Issuer | Yes | For | For | ||||
| 7 | Authorization to determine remuneration of UK auditor | Issuer | Yes | For | For | ||||
| Olaplex Holdings, Inc. | OLPX | 679369108 | 6/22/2023 | 1 | Election of directors (4) | Issuer | Yes | For All | For |
| 2 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Marqeta, Inc. | MQ | 57142B104 | 6/22/2023 | 1 | Election of directors (4) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Petco Health and Wellness Co., Inc. | WOOF | 71601V105 | 6/22/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Approval of First Amendment to the Company's 2021 Equity Incentive Plan | Issuer | Yes | For | For | ||||
| 4 | Approval of Amendment to the Company's Second Amended and Restated Certificate of Incorporation to limit liability of certain officers as permitted by Delaware law | Issuer | Yes | For | For | ||||
| 5 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Core & Main, Inc. | CNM | 21874C102 | 6/28/2023 | 1 | Election of directors (4) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| Braze, Inc. | BRZE | 10576N102 | 6/28/2023 | 1A | Election of Director: Doug Pepper | Issuer | Yes | For | For |
| 1B | Election of Director: Neeraj Agrawal | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 4 | Ratification of accountant | Issuer | Yes | For | For | ||||
| GitLab, Inc. | GTLB | 37637K108 | 6/29/2023 | 1 | Election of directors (3) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| HashiCorp, Inc. | HCP | 418100103 | 6/29/2023 | 1A | Election of Class II Director: Todd Ford | Issuer | Yes | For | For |
| 1B | Election of Class II Director: David Henshall | Issuer | Yes | For | For | ||||
| 1C | Election of Class II Director: Sigal Zarmi | Issuer | Yes | For | For | ||||
| 2 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| SentinelOne, Inc. | S | 81730H109 | 6/29/2023 | 1A | Election of Director: Ana G. Pinczuk | Issuer | Yes | For | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 4 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Snowflake Inc. | SNOW | 833445109 | 7/5/2023 | 1A | Election of Class III Director: Teresa Briggs | Issuer | Yes | For | For |
| 1B | Election of Class III Director: Jeremy Burton | Issuer | Yes | For | For | ||||
| 1C | Election of Class III Director: Mark D. McLaughlin | Issuer | Yes | For | For | ||||
| 2 | Approval of executive compensation | Issuer | Yes | For | For | ||||
| 3 | Ratification of accountant | Issuer | Yes | For | For | ||||
| Doximity, Inc. | DOCS | 26622P107 | 7/26/2023 | 1 | Election of directors (2) | Issuer | Yes | For All | For |
| 2 | Ratification of accountant | Issuer | Yes | For | For | ||||
| 3 | Approval of frequency of advisory vote on executive officer compensation | Issuer | Yes | One Year | For | ||||
| Registrant: Renaissance Capital Greenwich Funds - Renaissance International IPO ETF | Item 1, Exhibit 2 | ||
| Investment Company Act file number: 811-08049 | |||
| Reporting Period: July 1, 2022 through June 30, 2023 | |||
| There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Renaissance Capital Greenwich Funds
By (Signature and Title)* /s/William K. Smith
William K. Smith, President
Date: August 24, 2023
