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- N-14 Registration statement for investment companies business combination
- 99 Amended and Restated Investment Advisory Agreement Dated As of July 16, 2020
- 99 Amendment No. 1 DTD February 1, 2021 to the Amended and Restated Inv. Adv.
- 99 Investment Sub-advisory Agreement Bet. Eim and T. Rowe Price DTD July 16, 2020
- 99 Investment Sub-advisory Agreement BTW Eim and Massachusetts Financial 7/16/20
- 99 Investment Sub-advisory Agreement BTW Eim and Morgan Stanley Investment
- 99 Investment Sub-advisory Agreement BTW Eim and J.P. Morgan Investment 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Alliancebernstein 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Capital International 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Pacific Investment 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Wellington Management 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Gamco Asset 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Ssga Funds Management 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim, Wells Capital 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Lord Abbett & Co 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Bny Mellon Investment 7/16/20
- 99 Investment Sub-advisory Agreement BTW Eim and Franklin Mutual Advisers 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Franklin Advisers 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Blackrock Investment 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Invesco Advisers 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Harris Associates 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Earnest Partners 7/16/20
- 99 Investment Sub-advisory Agreement BTW Eim and Axa Investment Managers 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Palisade Capital DTD 7/31/20
- 99 Investment Sub-advisory Agreement Between Eim and Axa Rosenberg 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Diamond Hill Capital 7/16/20
- 99 Investment Sub-advisory Agreement BTW Eim and Allianz Global Investors 7/16/20
- 99 Amendment No. 1 Dated September 1, 2020 to the Investment Sub-advisory Agreement
- 99 Investment Sub-advisory Agreement Between Eim and Blackrock Financial 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Clearbridge DTD 7/31/20
- 99 Investment Sub-advisory Agreement Between Eim and Horizon Kinetics 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Westfield Capital 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Post Advisory 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Doubleline Capital 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Goldman Sachs 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Loomis, Sayles 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and QS Investors DTD 7/31/20
- 99 Investment Sub-advisory Agreement Between Eim and Federated Global 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Vaughan Nelson 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and HS Management 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Polen Capital 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim, Doubleline 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Janus Capital 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Barrow, Hanley 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and American Century 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Fiam LLC 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and Lazard Asset Management 8/1/20
- 99 Investment Sub-advisory Agreement Between Eim and First Trust 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and 1832 Asset 7/16/20
- 99 Investment Sub-advisory Agreement Between Eim and GQG Partners DTD 7/1/20
- 99 Distribution Agreement Class Ib Shares
- 99 Amendment No. 1 Dated February 1, 2021 to the Distribution Agreement Ib Shares
- 99 Distribution Agreement Class K Shares
- 99 Amendment No. 1 Dated February 1, 2021 to the Distribution Agreement K Shares
- 99 Distribution Agreement Class Ia Shares
- 99 Amendment No. 1 Dated February 1, 2021 to the Distribution Agreement Ia Shares
- 99 Amendment No. 36 DTD 7/16/20 to the Amended and Restated Global Custody Agrmt.
- 99 Form of Amendment No. 37 Dated As of February 1, 2021 Global Custody Trust & JPM
- 99 Opinion and Consent of Counsel Regarding the Legality of the Securities
- 99 Mutual Fund Service Agreement Dated July 16, 2020 Between the Trust and Eim
- 99 Amendment No. 1 Dated January 1, 2021 to the Mutual Funds Service Agreement
- 99 Amendment No. 2 Dated February 1, 2021 to the Mutual Funds Service Agreement
- 99 Expense Limitation Agreement Dated July 16, 2020 Between the Trust and Eim
- 99 Amendment No. 1 Dated August 31, 2020 to the Expense Limitation Agreement
- 99 Amendment No. 2 Dated September 30, 2020 to the Expense Limitation Agreement
- 99 Amendment No. 3 Dated January 1, 2021 to the Expense Limitation Agreement
- 99 Amend No. 13 DTD As of July 16, 2020 to the Second Amend. & Restated Part.agrmt
- 99 Amend No. 14 DTD As of FEB.1, 2021 to the Second Amend. & Restated Part.agrmt
- 99 Amendment No. 8 Dated As of July 16, 2020 to the Participation Agreement
- 99 Form of Amend No. 9 Dated As of February 1, 2021 to the Participation Agreement
- 99 Amend No. 14 DTD As of July 16, 2020 to the Amend & Restated Participation Agrmt
- 99 Amend No. 15 DTD As of Feb 1, 2021 to the Amend & Restated Participation Agrmt
- 99 Consent of Independent Registered Public Accounting Firm
- 99 Powers of Attorney
- 99 Forms of Voting Instruction and Proxy Cards
- COVER Cover
- 20 Jul 23 Registration statement for investment companies business combination
- 3 Aug 22 Registration statement for investment companies business combination (amended)
- 30 Jun 22 Registration statement for investment companies business combination
- 12 Mar 21 Registration statement for investment companies business combination
- 27 Jan 21 Registration statement for investment companies business combination
- 19 Jan 21 Registration statement for investment companies business combination
- 26 Feb 20 Registration statement for investment companies business combination
Exhibit (6)(d)(ii)
AMENDMENT NO. 1 TO THE
INVESTMENT SUB-ADVISORY AGREEMENT
AMENDMENT NO. 1, effective as of September 1, 2020, to the Investment Sub-Advisory Agreement dated July 16, 2020 (“Agreement”) between Equitable Investment Management Group, LLC, a Delaware limited liability company (the “Adviser”), and Allianz Global Investors U.S. LLC., a Delaware limited liability company (“Allianz” or “Sub-Adviser”).
WHEREAS, the Adviser and the Sub-Adviser desire to modify the fee payable to the Sub-Adviser for the services the Sub-Adviser provides to the Multimanager Technology Portfolio (“Portfolio”).
NOW, THEREFORE, the Adviser and Sub-Adviser agree to modify the Agreement as follows:
1. Appendix A. Appendix A to the Agreement setting forth the fee payable to the Sub-Adviser with respect to the Portfolio is hereby replaced in its entirety by Appendix A attached hereto.
2. Ratification. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 1 as of the date first set forth above.
EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC | ALLIANZ GLOBAL INVESTORS U.S. LLC | |||||||
By: | /s/ Michal Levy | By: | /s/ Andrew Wilmot | |||||
Michal Levy | Name: Andrew Wilmot | |||||||
Director, Senior Vice President and Chief Operating Officer | Title: Head of Financial Institutions Group |
APPENDIX A
TO
INVESTMENT SUB-ADVISORY AGREEMENT
The Adviser shall pay the Sub-Adviser monthly compensation computed daily at an annual rate equal to the following:
Portfolio(s) | Annual Sub-Advisory Fee Rate | |
Multimanager Technology Portfolio* | 0.57% of the Sub-Adviser Allocation Portion’s average daily net assets up to and including $100 million; 0.52% of the Sub-Adviser Allocation Portion’s average daily net assets in excess of $100 million and up to and including $300 million; and 0.50% of the Sub-Adviser Allocation Portion’s average daily net assets in excess of $300 million.** |
* | Fee to be paid with respect to this Portfolio shall be based only on the portion of the Portfolio’s average daily net assets advised by the Sub-Adviser, which may be referred to as the “Sub-Adviser Allocation Portion.” |
** | The daily sub-advisory fee for the Sub-Adviser Allocation Portion is calculated by multiplying the aggregate net assets of the Sub-Adviser Allocation Portion at the close of the immediately preceding business day by the Annual Sub-Advisory Fee Rate calculated as set forth above and then dividing the result by the number of days in the year. |