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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08037
ADVISORONE FUNDS
(Exact name of registrant as specified in charter)
17605 Wright Street, Omaha, NE 68130
(Address of principal executive offices) (Zip code)
ADVISORONE FUNDS
17605 Wright Street
Omaha, NE 68130
(402) 493-3313
Brian Nielsen, Secretary
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 811-0225
Date of fiscal year end: April 30th
Date of reporting period: July 1, 2015 - June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2016 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: AdvisorOne Funds | Item 1, Exhibit A | |||||||||
Investment Company Act file number: 811-08037 | ||||||||||
Reporting Period: July 1, 2015 - June 30, 2016 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | (j) Fund Name | |
1 | ||||||||||
2 | The CLS Global Diversified Equity Fund, CLS Domestic Equity Fund, CLS International Equity Fund, CLS Global Aggressive Equity Fund and the CLS Enhanced Long/Short Fund did not receive nor vote proxies during the reporting period. | |||||||||
The Milestone Treasury Obligations Fund is a money market and therefore there are no proxy votes to report during the period. | ||||||||||
Registrant: AdvisorOne Funds | Item 1, Exhibit A | |||||||||
Investment Company Act file number: 811-08037 | ||||||||||
Reporting Period: July 1, 2015 - June 30, 2016 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | (j) Fund Name | |
1 | Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 1. Elect John T. Collins | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 2. Elect Maureen Lally-Green | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 3. Elect P. Jerome Richey | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 4. Elect G. Thomas Hough | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 5. Permit Involuntary Redemptions | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 6. Reorganizations and Dissolution or Redomicile of the Trust or a Fund | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 7. Future Amendments to Declaration of Trust | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 1. Elect John T. Collins | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 2. Elect Maureen Lally-Green | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 3. Elect P. Jerome Richey | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 4. Elect G. Thomas Hough | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 5. Permit Involuntary Redemptions | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 6. Reorganizations and Dissolution or Redomicile of the Trust or a Fund | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 7. Future Amendments to Declaration of Trust | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 1. Elect John T. Collins | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 2. Elect Maureen Lally-Green | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 3. Elect P. Jerome Richey | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 4. Elect G. Thomas Hough | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 5. Permit Involuntary Redemptions | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 6. Reorganizations and Dissolution or Redomicile of the Trust or a Fund | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 7. Future Amendments to Declaration of Trust | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 1. Elect John T. Collins | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 2. Elect Maureen Lally-Green | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 3. Elect P. Jerome Richey | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 4. Elect G. Thomas Hough | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 5. Permit Involuntary Redemptions | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 6. Reorganizations and Dissolution or Redomicile of the Trust or a Fund | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
Money Market Obligations Trust | GOIXX | 60934N625 | Special ; 8/12/2015 | 7. Future Amendments to Declaration of Trust | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter | |
2 | Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 1. Elect Elizabeth S. Acton | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 2. Elect John M. Engler | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 3. Elect Albert R. Gamper, Jr. | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 4. Elect Robert F. Gartland | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 5. Elect Abigail P. Johnson | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 6. Elect Arthur E. Johnson | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 7. Elect Michael E. Kenneally | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 8. Elect James H. Keyes | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 9. Elect Marie L. Knowles | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Fidelity Covington Trust | FTYXX | 316188309 | Special ; 2/12/2016 | 10. Elect Geoffrey A. Von Kuhn | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
3 | GreenHaven Commodity Services, LLC | GCC | 395258106 | Consent ; 12/17/2015 | 1. Substitution Related to Managing Owner | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
GreenHaven Commodity Services, LLC | GCC | 395258106 | Consent ; 12/17/2015 | 2. Waiver of Advance Notice Provision | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
4 | PCM Fund Inc | PCM | 72202D106 | Annual ; 4/29/2016 | 1. Elect Deborah A. DeCotis | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
PCM Fund Inc | PCM | 72202D106 | Annual ; 4/29/2016 | 2. Elect John C. Maney | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
5 | Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 1. Elect Walter W. Bettinger II | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 2. Elect Marie A. Chandoha | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 3. Elect Joseph R. Martinetto | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 4. Elect Robert W. Burns | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 5. Elect John F. Cogan | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 6. Elect Stephen T. Kochis | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 7. Elect David L. Mahoney | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 8. Elect Kiran M. Patel | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 9. Elect Kimberly S. Patmore | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 10. Elect Charles A. Ruffel | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 11. Elect Gerald B. Smith | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524870 | Special ; 12/11/2015 | 12. Elect Joseph H. Wender | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 1. Elect Walter W. Bettinger II | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 2. Elect Marie A. Chandoha | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 3. Elect Joseph R. Martinetto | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 4. Elect Robert W. Burns | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 5. Elect John F. Cogan | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 6. Elect Stephen T. Kochis | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 7. Elect David L. Mahoney | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 8. Elect Kiran M. Patel | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 9. Elect Kimberly S. Patmore | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 10. Elect Charles A. Ruffel | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 11. Elect Gerald B. Smith | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
Schwab Strategic Trust | SCHB | 808524805 | Special ; 12/11/2015 | 12. Elect Joseph H. Wender | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Global Growth | |
6 | Templeton Global Income Fund Inc | GIM | 880198106 | Annual ; 3/1/2016 | 1. Elect Frank J. Crothers | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
Templeton Global Income Fund Inc | GIM | 880198106 | Annual ; 3/1/2016 | 2. Elect Larry D. Thompson | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Templeton Global Income Fund Inc | GIM | 880198106 | Annual ; 3/1/2016 | 3. Elect Rupert H. Johnson, Jr. | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Templeton Global Income Fund Inc | GIM | 880198106 | Annual ; 3/1/2016 | 4. Elect Gregory E. Johnson | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income | |
Templeton Global Income Fund Inc | GIM | 880198106 | Annual ; 3/1/2016 | 5. Ratification of Auditor | MGMT | Y | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
SIGNATURES
See General Instruction F
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) ADVISORONE FUNDS
By (Signature and Title)* /s/ Ryan Beach
Ryan Beach, President
Date: August 12, 2016
* Print the name and title of each signing officer under his or her signature.