Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information
provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: AdvisorOne Funds | | | | | | | | | Item 1, Exhibit A |
Investment Company Act file number: 811-08037 | | | | | | | | | |
Reporting Period: | July 1, 2017 - June 30, 2018 | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | (j) Fund Name |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/25/2017 | 1.1 Elect Michael J. Castellano | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/25/2017 | 1.2 Elect Cynthia L. Egan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| BlackRock Corporation High Yield Fund III Inc | HYT | 09255P107 | 7/25/2017 | 1.3 Elect Catherine A. Lynch | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Claymore Exchange-Traded Fund Trust | UBD | 18383M605 | 5/1/2018 | 1. Reorganization of the Claymore Funds into the PowerShares Funds | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Claymore Exchange-Traded Fund Trust | CUT | 18383Q879 | 5/1/2018 | 1. Reorganization of the Claymore Funds into the PowerShares Funds | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Claymore Exchange-Traded Fund Trust | CUT | 18383Q879 | 5/1/2018 | 1. Reorganization of the Claymore Funds into the PowerShares Funds | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.1 Elect James C. Curvey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.2 Elect Dennis J. Dirks | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.3 Elect Donald F. Donahue | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.4 Elect Alan J. Lacy | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.5 Elect Ned C. Lautenbach | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.6 Elect Joseph Mauriello | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.7 Elect Charles S Morrison | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.8 Elect Cornelia M. Small | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.9 Elect Garnett A. Smith | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.10 Elect David M. Thomas | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.11 Elect Michael E. Wiley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.1 Elect James C. Curvey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.2 Elect Dennis J. Dirks | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.3 Elect Donald F. Donahue | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.4 Elect Alan J. Lacy | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.5 Elect Ned C. Lautenbach | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.6 Elect Joseph Mauriello | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.7 Elect Charles S Morrison | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.8 Elect Cornelia M. Small | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.9 Elect Garnett A. Smith | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.10 Elect David M. Thomas | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.11 Elect Michael E. Wiley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.1 Elect James C. Curvey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.2 Elect Dennis J. Dirks | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.3 Elect Donald F. Donahue | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.4 Elect Alan J. Lacy | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.5 Elect Ned C. Lautenbach | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.6 Elect Joseph Mauriello | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.7 Elect Charles S Morrison | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.8 Elect Cornelia M. Small | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.9 Elect Garnett A. Smith | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.10 Elect David M. Thomas | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Fidelity Covington Trust | FTHRX | 316092501 | 12/8/2017 | 1.11 Elect Michael E. Wiley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.1 Elect Hilary E Ackermann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.2 Elect Robin C Beery | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.3 Elect Lynn S. Birdsong | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.4 Elect James E Davey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.5 Elect Christine R. Detrick | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.6 Elect Duane E. Hill | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.7 Elect William P. Johnston | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.8 Elect Phillip O. Peterson | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.9 Elect Lemma W. Senbet | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Lattice Strategies Trust | RODM | 518416201 | 10/3/2017 | 1.10 Elect David Sung | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.1 Elect Kathleen A. Dennis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.2 Elect Joseph J. Kearns | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.3 Elect Michael E. Nugent | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.4 Elect Fergus Reid | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 8/3/2017 | 1.5 Elect Patricia Maleski | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.1 Elect Nancy C. Everett | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.2 Elect Michael F. Klein | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Morgan Stanley China A Share Fund Inc | CAF | 617468103 | 6/21/2018 | 1.3 Elect W. Allen Reed | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.1 Elect Stephen L. Isaacs | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.2 Elect Christopher D. Clark | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.3 Elect Christopher C. Grisanti | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.1 Elect Stephen L. Isaacs | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.2 Elect Christopher D. Clark | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Royce Micro-Cap Trust, Inc. | RMT | 780910105 | 9/28/2017 | 1.3 Elect Christopher C. Grisanti | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Rydex Investments | RSP | 78355W106 | 5/1/2018 | 1. Reorganization of the Claymore Funds into the PowerShares Funds | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Shelter |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VGENX | 921908844 | 11/15/2017 | 4. Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VBMFX | 921937835 | 11/15/2017 | 4. Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Aggressive Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VCR | 92204A207 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VFINX | 922908744 | 11/15/2017 | 4. Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 4. Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 4. Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Growth and Income |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VPACX | 922042858 | 11/15/2017 | 4. Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Global Diversified Eqty |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VWSTX | 922907746 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VGSH | 92206C870 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.1 Elect Mortimer J. Buckley | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.2 Elect Emerson U. Fullwood | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.3 Elect Amy Gutmann | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.4 Elect JoAnn Heffernan Heisen | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.5 Elect F. Joseph Loughrey | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.6 Elect Mark Loughridge | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.7 Elect Scott C. Malpass | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.8 Elect F. William McNabb, III | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.9 Elect Deanna M. Mulligan | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.10 Elect Andre F. Perold | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.11 Elect Sarah Bloom Raskin | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 1.12 Elect Peter F. Volanakis | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 2. Approval of Manager of Managers Structure | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
| Vanguard Group, Inc. | VASVX | 921946406 | 11/15/2017 | 3. Approval of a Manager of Managers Structure with Wholly-Owned Subsidiaries | Mgmt | Yes | Echo Vote | N/A | CLS Investments, LLC - CLS Flexible Income |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.