As filed with the Securities and Exchange Commission on August 31, 2020
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
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Investment Company Act file number 811-08043
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THE BERKSHIRE FUNDS
(Exact name of registrant as specified in charter)
475 Milan Drive, Suite #103
San Jose, CA 95134-2453
(Address of principal executive offices)
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AGENT FOR SERVICE:
MALCOLM R. FOBES III
The Berkshire Funds
475 Milan Drive, Suite #103
San Jose, CA 95134-2453
(Name and Address of Agent for Service)
COPIES TO:
DONALD S. MENDELSOHN, ESQ.
Thompson Hine LLP
312 Walnut Street
14th Floor
Cincinnati, Ohio 45202
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Registrant's telephone number, including area code: 1-408-526-0707
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Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later
than August 31 of each year, containing the registrant's proxy voting record
for the most recent twelve-month period ended June 30, pursuant to section 30
of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR
270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
And the Commission will make this information public. A registrant is not
Required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of infor-
mation under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD
COMPANY: ADOBE SYSTEMS INC.
TICKER: ADBE
CUSIP: 00724F101
MEETING
DATE: 4/9/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director AMY BANSE For For Management
1.2 Elect Director FRANK CALDERONI For For Management
1.3 Elect Director JAMES DALEY For For Management
1.4 Elect Director LAURA DESMOND For For Management
1.5 Elect Director CHARLES GESCHKE For For Management
1.6 Elect Director SHANTANU NARAYEN For For Management
1.7 Elect Director KATHLEEN OBERG For For Management
1.8 Elect Director DHEERAJ PANDEY For For Management
1.9 Elect Director DAVID RICKS For For Management
1.10 Elect Director DANIEL ROSENSWEIG For For Management
1.11 Elect Director JOHN WARNOCK For For Management
2 APPROVE THE 2020 EMPLOYEE STOCK PURCHASE
PLAN, WHICH AMENDS AND RESTATES THE 1997
EMPLOYEE STOCK PURCHASE PLAN. For For Management
3 RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING ON NOVEMBER 27, 2020. For For Management
4 APPROVAL, ON AN ADVISORY BASIS, OF THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. For For Management
5 CONSIDER AND VOTE UPON ONE STOCKHOLDER
PROPOSAL. Against Against Shareholder
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COMPANY: ADVANCED MICRO DEVICES INC.
TICKER: AMD
CUSIP: 007903107
MEETING
DATE: 5/7/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director JOHN E. CALDWELL For For Management
1.2 Elect Director NORA M. DENZEL For For Management
1.3 Elect Director MARK DURCAN For For Management
1.4 Elect Director MICHAEL P. GREGOIRE For For Management
1.5 Elect Director JOSEPH A. HOUSEHOLDER For For Management
1.6 Elect Director JOHN W. MARREN For For Management
1.7 Elect Director LISA T. SU For For Management
1.8 Elect Director ABHI Y. TALWALKAR For For Management
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR. For For Management
3 ADVISORY VOTE TO APPROVE THE EXECUTIVE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. For For Management
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COMPANY: ALTERYX INC.
TICKER: AYX
CUSIP: 021568103
MEETING
DATE: 5/20/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director CHARLES R. CORY For For Management
1.2 Elect Director JEFFREY L. HORING For For Management
1.3 Elect Director DEAN A. STOECKER For For Management
2 RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020. For For Management
3 APPROVAL, ON A NON-BINDING ADVISORY
BASIS, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
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COMPANY: AMAZON.COM INC.
TICKER: AMZN
CUSIP: 023135106
MEETING
DATE: 5/27/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director JEFFREY P. BEZOS For For Management
1.2 Elect Director ROSALIND G. BREWER For For Management
1.3 Elect Director JAMIE S. GORELICK For For Management
1.4 Elect Director DANIEL P. HUTTENLOCHER For For Management
1.5 Elect Director JUDITH A. MCGRATH For For Management
1.6 Elect Director INDRA K. NOOYI For For Management
1.7 Elect Director JONATHAN J. RUBINSTEIN For For Management
1.8 Elect Director THOMAS O. RYDER For For Management
1.9 Elect Director PATRICIA Q. STONESIFER For For Management
1.10 Elect Director WENDELL P. WEEKS For For Management
2 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS. For For Management
3 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
4 APPROVAL OF AMENDMENT TO RESTATED
CERTIFICATE OF INCORPORATION TO LOWER
STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL
MEETING. For For Management
5 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON EFFECTS OF FOOD WASTE Against Against Shareholder
6 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CUSTOMER USE OF CERTAIN
TECHNOLOGIES. Against Against Shareholder
7 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON POTENTIAL CUSTOMER MISUSE
OF CERTAIN TECHNOLOGIES. Against Against Shareholder
8 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON EFFORTS TO RESTRICT CERTAIN
PRODUCTS. Against Against Shareholder
9 SHAREHOLDER PROPOSAL REQUESTING AN
INDEPENDENT BOARD CHAIR POLICY. Against Against Shareholder
10 SHAREHOLDER PROPOSAL REQUESTING AN
ALTERNATIVE REPORT ON GENDER/RACIAL
PAY. Against Against Shareholder
11 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CERTAIN COMMUNITY IMPACTS. Against Against Shareholder
12 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON VIEWPOINT DISCRIMINATION. Against Against Shareholder
13 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON PROMOTION DATA. Against Against Shareholder
14 SHAREHOLDER PROPOSAL REQUESTING AN
ADDITIONAL REDUCTION IN THRESHOLD
FOR CALLING SPECIAL SHAREHOLDER
MEETINGS. Against Against Shareholder
15 SHAREHOLDER PROPOSAL REQUESTING A
SPECIFIC SUPPLY CHAIN REPORT FORMAT. Against Against Shareholder
16 SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON LOBBYING. Against Against Shareholder
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COMPANY: APPLE INC.
TICKER: AAPL
CUSIP: 037833100
MEETING
DATE: 2/26/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director JAMES BELL For For Management
1.2 Elect Director TIM COOK For For Management
1.3 Elect Director AL GORE For For Management
1.4 Elect Director ANDREA JUNG For For Management
1.5 Elect Director ART LEVINSON For For Management
1.6 Elect Director RON SUGAR For For Management
1.7 Elect Director SUE WAGNER For For Management
2 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS APPLE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020. For For Management
3 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
4 A SHAREHOLDER PROPOSAL ENTITLED
"SHAREHOLDER PROXY ACCESS AMENDMENTS" Against Against Shareholder
5 A SHAREHOLDER PROPOSAL RELATING TO
SUSTAINABILITY AND EXECUTIVE
COMPENSATION. Against Against Shareholder
6 A SHAREHOLDER PROPOSAL RELATING TO
POLICIES ON FREEDOM OF EXPRESSION. Against Against Shareholder
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COMPANY: APPLIED MATERIALS INC.
TICKER: AMAT
CUSIP: 038222105
MEETING
DATE: 3/12/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director JUDY BRUNER For For Management
1.2 Elect Director XUN (ERIC) CHEN For For Management
1.3 Elect Director AART J. DE GEUS For For Management
1.4 Elect Director GARY E. DICKERSON For For Management
1.5 Elect Director STEPHEN R. FORREST For For Management
1.6 Elect Director THOMAS J. IANNOTTI For For Management
1.7 Elect Director ALEXANDER A. KARSNER For For Management
1.8 Elect Director ADRIANNA C. MA For For Management
1.9 Elect Director YVONNE MCGILL For For Management
1.10 Elect Director SCOTT A. MCGREGOR For For Management
2 APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF APPLIED
MATERIALS' NAMED EXECUTIVE OFFICERS
FOR FISCAL YEAR 2019. For For Management
3 RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS APPLIED MATERIALS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2020. For For Management
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT
OF APPLIED MATERIALS' CERTIFICATE OF
INCORPORATION TO ALLOW SHAREHOLDERS TO
ACT BY WRITTEN CONSENT. For For Management
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COMPANY: ASML HOLDINGS N.V.
TICKER: ASML
CUSIP: N07059111
MEETING
DATE: 4/22/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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3A FINANCIAL STATEMENTS, RESULTS AND
DIVIDEND: ADVISORY VOTE ON THE
REMUNERATION REPORT FOR THE BOARD
OF MANAGEMENT AND THE SUPERVISORY
BOARD FOR THE FINANCIAL YEAR 2019. For For Management
3B FINANCIAL STATEMENTS, RESULTS AND
DIVIDEND: PROPOSAL TO ADOPT THE
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FINANCIAL YEAR 2019, AS
PREPARED IN ACCORDANCE WITH DUTCH
LAW. For For Management
3D FINANCIAL STATEMENTS, RESULTS AND
DIVIDEND: PROPOSAL TO ADOPT A DIVIDEND
IN RESPECT OF THE FINANCIAL YEAR 2019. For For Management
4A DISCHARGE: PROPOSAL TO DISCHARGE THE
MEMBERS OF THE BOARD OF MANAGEMENT FROM
LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FINANCIAL YEAR 2019. For For Management
4B DISCHARGE: PROPOSAL TO DISCHARGE THE
MEMBERS OF THE SUPERVISORY BOARD FROM
LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FINANCIAL YEAR 2019. For For Management
5 PROPOSAL TO APPROVE THE NUMBER OF
SHARES FOR THE BOARD OF MANAGEMENT. For For Management
6 PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS
TO THE REMUNERATION POLICY FOR THE BOARD
OF MANAGEMENT. For For Management
7 PROPOSAL TO ADOPT THE REMUNERATION
POLICY FOR THE SUPERVISORY BOARD. For For Management
8D COMPOSITION OF THE SUPERVISORY BOARD:
PROPOSAL TO REAPPOINT MS. A.P. ARIS
AS MEMBER OF THE SUPERVISORY BOARD. For For Management
8E COMPOSITION OF THE SUPERVISORY BOARD:
PROPOSAL TO APPOINT MR. D.M. DURCAN
AS MEMBER OF THE SUPERVISORY BOARD. For For Management
8F COMPOSITION OF THE SUPERVISORY BOARD:
PROPOSAL TO APPOINT MR. D.W.A. EAST
AS MEMBER OF THE SUPERVISORY BOARD. For For Management
9 PROPOSAL TO APPOINT KPMG ACCOUNTANTS
N.V. AS EXTERNAL AUDITOR FOR THE
REPORTING YEAR 2021. For For Management
10A AUTHORIZATION TO ISSUE ORDINARY SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES UP TO 5% FOR GENERAL
PURPOSES. For For Management
10B AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS IN CONNECTION WITH
AGENDA ITEM 10 A). For For Management
10C AUTHORIZATION TO ISSUE ORDINARY SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES UP TO 5% IN CONNECTION
WITH OR ON THE OCCASION OF MERGERS,
ACQUISITIONS AND/OR (STRATEGIC)
ALLIANCES. For For Management
10D AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS IN CONNECTION WITH
AGENDA ITEM 10 C). For For Management
11A AUTHORIZATION TO REPURCHASE ORDINARY
SHARES UP TO 10% OF THE ISSUED SHARE
CAPITAL. For For Management
11B AUTHORIZATION TO REPURCHASE ADDITIONAL
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL. For For Management
12 PROPOSAL TO CANCEL ORDINARY SHARES. For For Management
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COMPANY: ATLASSIAN CORP PLC
TICKER: TEAM
CUSIP: G06242104
MEETING
DATE: 12/4/19
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1 TO RECEIVE THE COMPANY'S ACCOUNTS
AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS FOR THE YEAR ENDED
JUNE 30, 2019 (THE ANNUAL REPORT). For For Management
2 TO APPROVE THE DIRECTORS'
REMUNERATION REPORT, OTHER THAN
THE PART CONTAINING THE DIRECTORS'
REMUNERATION POLICY, AS SET FORTH
IN THE ANNUAL REPORT. For For Management
3 TO APPROVE THE DIRECTORS' REMUNERATION
POLICY, AS SET FORTH IN THE DIRECTORS'
REMUNERATION REPORT IN THE ANNUAL
REPORT. For For Management
4 TO REAPPOINT ERNST & YOUNG LLP AS
AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING. For For Management
5 TO AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO DETERMINE THE
REMUNERATION OF THE AUDITOR. For For Management
6 TO RE-ELECT SHONA L. BROWN AS A DIRECTOR
OF THE COMPANY. For For Management
7 TO RE-ELECT MICHAEL CANNON-BROOKES AS
A DIRECTOR OF THE COMPANY. For For Management
8 TO RE-ELECT SCOTT FARQUHAR AS A DIRECTOR
OF THE COMPANY. For For Management
9 TO RE-ELECT HEATHER MIRJAHANGIR FERNANDEZ
AS A DIRECTOR OF THE COMPANY. For For Management
10 TO RE-ELECT SASAN GOODARZI AS A DIRECTOR
OF THE COMPANY. For For Management
11 TO RE-ELECT JAY PARIKH AS A DIRECTOR
OF THE COMPANY. For For Management
12 TO RE-ELECT ENRIQUE SALEM AS A DIRECTOR
OF THE COMPANY. For For Management
13 TO RE-ELECT STEVEN SORDELLO AS A
DIRECTOR OF THE COMPANY. For For Management
14 TO RE-ELECT RICHARD P. WONG AS A DIRECTOR
OF THE COMPANY. For For Management
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COMPANY: CARVANA Co.
TICKER: CVNA
CUSIP: 146869102
MEETING
DATE: 4/21/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director MICHAEL MAROONE For For Management
1.2 Elect Director NEHA PARIKH For For Management
2 RATIFICATION OF THE APPOINTMENT
OF GRANT THORNTON LLP AS CARVANA'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020. For For Management
3 APPROVAL, BY AN ADVISORY VOTE, OF
CARVANA'S EXECUTIVE COMPENSATION
(I.E., "SAY-ON-PAY" PROPOSAL). For For Management
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COMPANY: CHEWY, INC.
TICKER: CHWY
CUSIP: 16679L109
MEETING
DATE: 7/14/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director RAYMOND SVIDER For For Management
1.2 Elect Director SHARON MCCOLLAM For For Management
1.3 Elect Director J.K. SYMANCYK For For Management
2 TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2021. For For Management
3 TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. For For Management
4 TO APPROVE, ON A NON-BINDING, ADVISORY
BASIS, THE FREQUENCY OF FUTURE VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION. 1-Year 1-Year Management
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COMPANY: COUPA SOFTWARE, INC.
TICKER: COUP
CUSIP: 22266L106
MEETING
DATE: 5/27/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1 Elect Director SCOTT THOMPSON For For Management
2 RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING
JANUARY 31, 2021. For For Management
3 ADVISORY (NON-BINDING) VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. For For Management
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COMPANY: CROWDSTRIKE HOLDINGS, INC.
TICKER: CRWD
CUSIP: 22788C105
MEETING
DATE: 7/6/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director DENIS J. O'LEARY For For Management
1.2 Elect Director JOSEPH E. SEXTON For For Management
1.3 Elect Director GODFREY R. SULLIVAN For For Management
2 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING JANUARY 31, 2021. For For Management
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COMPANY: EDWARDS LIFESCIENCES CORP.
TICKER: EW
CUSIP: 28176E108
MEETING
DATE: 5/7/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director MICHAEL A. MUSSALLEM For For Management
1.2 Elect Director KIERAN T. GALLAHUE For For Management
1.3 Elect Director LESLIE S. HEISZ For For Management
1.4 Elect Director WILLIAM J. LINK, PH.D For For Management
1.5 Elect Director STEVEN R. LORANGER For For Management
1.6 Elect Director MARTHA H. MARSH For For Management
1.7 Elect Director RAMONA SEQUEIRA For For Management
1.8 Elect Director NICHOLAS J. VALERIANI For For Management
2 ADVISORY VOTE TO APPROVE COMPENSATION
OF NAMED EXECUTIVE OFFICERS. For For Management
3 APPROVAL OF THE 2020 NONEMPLOYEE
DIRECTORS STOCK INCENTIVE PROGRAM. For For Management
4 APPROVAL OF AMENDMENT OF THE
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FOR THE PURPOSE
OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. For For Management
5 RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. For For Management
6 ADVISORY VOTE ON A STOCKHOLDER
PROPOSAL REGARDING ACTION BY WRITTEN
CONSENT. Against Against Shareholder
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COMPANY: FACEBOOK INC.
TICKER: FB
CUSIP: 30303M102
MEETING
DATE: 5/27/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director PEGGY ALFORD For For Management
1.2 Elect Director MARC L. ANDREESSEN For For Management
1.3 Elect Director ANDREW W. HOUSTON For For Management
1.4 Elect Director NANCY KILLEFER For For Management
1.5 Elect Director ROBERT M. KIMMITT For For Management
1.6 Elect Director SHERYL K. SANDBERG For For Management
1.7 Elect Director PETER A. THIEL For For Management
1.8 Elect Director TRACEY T. TRAVIS For For Management
1.9 Elect Director MARK ZUCKERBERG For For Management
2 TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020. For For Management
3 TO APPROVE THE DIRECTOR COMPENSATION
POLICY. For For Management
4 A STOCKHOLDER PROPOSAL REGARDING CHANGE
IN STOCKHOLDER VOTING. Against Against Shareholder
5 A STOCKHOLDER PROPOSAL REGARDING AN
INDEPENDENT CHAIR. Against Abstain Shareholder
6 A STOCKHOLDER PROPOSAL REGARDING
MAJORITY VOTING FOR DIRECTORS. Against Against Shareholder
7 A STOCKHOLDER PROPOSAL REGARDING
POLITICAL ADVERTISING. Against Against Shareholder
8 A STOCKHOLDER PROPOSAL REGARDING
HUMAN/CIVIL RIGHTS EXPERT ON BOARD. Against Against Shareholder
9 A STOCKHOLDER PROPOSAL REGARDING
REPORT ON CIVIL AND HUMAN RIGHTS
RISKS. Against Against Shareholder
10 A STOCKHOLDER PROPOSAL REGARDING
CHILD EXPLOITATION. Against Against Shareholder
11 A STOCKHOLDER PROPOSAL REGARDING
MEDIAN GENDER/RACIAL PAY GAP. Against Against Shareholder
==============================================================================
COMPANY: FISERV, INC.
TICKER: FISV
CUSIP: 337738108
MEETING
DATE: 5/14/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director FRANK J. BISIGNANO For For Management
1.2 Elect Director ALISON DAVIS For For Management
1.3 Elect Director HENRIQUE DE CASTRO For For Management
1.4 Elect Director HARRY F. DISIMONE For For Management
1.5 Elect Director DENNIS F. LYNCH For For Management
1.6 Elect Director HEIDI G. MILLER For For Management
1.7 Elect Director SCOTT C. NUTTALL For For Management
1.8 Elect Director DENIS J. O'LEARY For For Management
1.9 Elect Director DOYLE R. SIMONS For For Management
1.10 Elect Director JEFFERY W. YABUKI For For Management
2 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF FISERV, INC. For For Management
3 TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF FISERV, INC.
FOR 2020. For For Management
4 A SHAREHOLDER PROPOSAL REQUESTING
THE COMPANY PROVIDE POLITICAL
SPENDING DISCLOSURE. Against Against Shareholder
==============================================================================
COMPANY: GLOBAL PAYMENTS, INC.
TICKER: GPN
CUSIP: 37940X102
MEETING
DATE: 4/29/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director F. THADDEUS ARROYO For For Management
1.2 Elect Director ROBERT H.B. BALDWIN, JR. For For Management
1.3 Elect Director JOHN G. BRUNO For For Management
1.4 Elect Director KRISS CLONINGER III For For Management
1.5 Elect Director WILLIAM I JACOBS For For Management
1.6 Elect Director JOIA M. JOHNSON For For Management
1.7 Elect Director RUTH ANN MARSHAL For For Management
1.8 Elect Director CONNIE D. MCDANIEL For For Management
1.9 Elect Director WILLIAM B. PLUMMER For For Management
1.10 Elect Director JEFFREY S. SLOAN For For Management
1.11 Elect Director JOHN T. TURNER For For Management
1.12 Elect Director M. TROY WOODS For For Management
2 APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS FOR 2019. For For Management
3 APPROVAL OF AMENDMENTS TO OUR
ARTICLES OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS. For For Management
4 RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING
DECEMBER 31, 2020. For For Management
==============================================================================
COMPANY: INPHI CORP.
TICKER: IPHI
CUSIP: 45772F107
MEETING
DATE: 5/21/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director NICHOLAS E. BRATHWAITE For For Management
1.2 Elect Director DR. DAVID E. LIDDLE For For Management
1.3 Elect Director DR. BRUCE M. MCWILLIAMS For For Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
3 AMENDMENT TO AND RESTATEMENT OF THE
COMPANY'S 2010 STOCK INCENTIVE PLAN. For For Management
4 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. For For Management
==============================================================================
COMPANY: INTEL CORP.
TICKER: INTC
CUSIP: 458140100
MEETING
DATE: 5/14/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JAMES J. GOETZ For For Management
1.2 Elect Director ALYSSA HENRY For For Management
1.3 Elect Director OMAR ISHRAK For For Management
1.4 Elect Director RISA LAVIZZO-MOUREY For For Management
1.5 Elect Director TSU-JAE KING LIU For For Management
1.6 Elect Director GREGORY D. SMITH For For Management
1.7 Elect Director ROBERT ("BOB") H. SWAN For For Management
1.8 Elect Director ANDREW WILSON For For Management
1.9 Elect Director FRANK D. YEARY For For Management
2 RATIFICATION OF SELECTION OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2020. For For Management
3 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION OF OUR LISTED OFFICERS. For For Management
4 APPROVAL OF AMENDMENT AND RESTATEMENT
OF THE 2006 EMPLOYEE STOCK PURCHASE
PLAN. For For Management
5 STOCKHOLDER PROPOSAL ON WHETHER TO
ALLOW STOCKHOLDERS TO ACT BY WRITTEN
CONSENT, IF PROPERLY PRESENTED AT THE
MEETING. Against Against Shareholder
6 STOCKHOLDER PROPOSAL REQUESTING A
REPORT ON THE GLOBAL MEDIAN
GENDER/RACIAL PAY GAP, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
==============================================================================
COMPANY: LAM RESEARCH CORP.
TICKER: LRCX
CUSIP: 512807108
MEETING
DATE: 11/5/19
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director SOHAIL U. AHMED For For Management
1.2 Elect Director TIMOTHY M. ARCHER For For Management
1.3 Elect Director ERIC K. BRANDT For For Management
1.4 Elect Director MICHAEL R. CANNON For For Management
1.5 Elect Director YOUSSEF A. EL-MANSY For For Management
1.6 Elect Director CATHERINE P. LEGO For For Management
1.7 Elect Director BETHANY J. MAYER For For Management
1.8 Elect Director ABHIJIT Y. TALWALKAR For For Management
1.9 Elect Director LIH SHYNG (RICK L) TSAI For For Management
1.10 Elect Director LESLIE F. VARON For For Management
2 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LAM RESEARCH, OR
"SAY ON PAY." For For Management
3 RATIFICATION OF THE APPOINTMENT
OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2020. For For Management
==============================================================================
COMPANY: LATTICE SEMICONDUCTOR CORP.
TICKER: LSCC
CUSIP: 518415104
MEETING
DATE: 5/5/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JAMES R. ANDERSON For For Management
1.2 Elect Director ROBIN A. ABRAMS For For Management
1.3 Elect Director JOHN BOURGOIN For For Management
1.4 Elect Director MARK E. JENSEN For For Management
1.5 Elect Director ANJOLI JOSHI For For Management
1.6 Elect Director JAMES P. LEDERER For For Management
1.7 Elect Director JOHN E. MAJOR For For Management
1.8 Elect Director KRISHNA RANGASAYEE For For Management
1.9 Elect Director D. JEFFERY RICHARDSON For For Management
2 TO APPROVE, AS AN ADVISORY VOTE,
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. For For Management
3 TO APPROVE, THE AMENDED LATTICE
SEMICONDUCTOR CORPORATION 2013
INCENTIVE PLAN. For For Management
==============================================================================
COMPANY: MARVELL TECHNOLOGY GROUP LTD.
TICKER: MRVL
CUSIP: G5876H105
MEETING
DATE: 7/23/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director TUDOR BROWN For For Management
1.2 Elect Director BRAD BUSS For For Management
1.3 Elect Director EDWARD FRANK For For Management
1.4 Elect Director RICHARD S. HILL For For Management
1.5 Elect Director BETHANY MAYER For For Management
1.6 Elect Director MATTHEW J. MURPHY For For Management
1.7 Elect Director MICHAEL STRACHAN For For Management
1.8 Elect Director ROBERT E. SWITZ For For Management
2 AN ADVISORY (NON-BINDING) VOTE
TO APPROVE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
3 THE APPOINTMENT OF DELOITTE & TOUCHE
LLP AS OUR AUDITORS AND INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM,
AND AUTHORIZATION OF THE AUDIT
COMMITTEE, ACTING ON BEHALF OF
OUR BOARD OF DIRECTORS, TO FIX
THE REMUNERATION OF THE FIRM
FOR THE FISCAL YEAR ENDING
JANUARY 30, 2021. For For Management
==============================================================================
COMPANY: MASTERCARD, INC.
TICKER: MA
CUSIP: 57636Q104
MEETING
DATE: 6/16/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director RICHARD HAYTHORNTHWAITE For For Management
1.2 Elect Director AJAY BANGA For For Management
1.3 Elect Director RICHARD K. DAVIS For For Management
1.4 Elect Director STEVEN J. FREIBERG For For Management
1.5 Elect Director JULIUS GENACHOWSKI For For Management
1.6 Elect Director CHOON PHONG GOH For For Management
1.7 Elect Director MERIT E. JANOW For For Management
1.8 Elect Director OKI MATSUMOTO For For Management
1.9 Elect Director YOUNGME MOON For For Management
1.10 Elect Director RIMA QURESHI For For Management
1.11 Elect Director JOSÉ OCTAVIO REYES LAGUNESFor For Management
1.12 Elect Director GABRIELLE SULZBERGER For For Management
1.13 Elect Director JACKSON TAI For For Management
1.14 Elect Director LANCE UGGLA For For Management
2 ADVISORY APPROVAL OF MASTERCARD'S
EXECUTIVE COMPENSATION. For For Management
3 RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
MASTERCARD FOR 2020. For For Management
==============================================================================
COMPANY: MICRON TECHNOLOGY, INC.
TICKER: MU
CUSIP: 595112103
MEETING
DATE: 1/16/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ROBERT L. BAILEY For For Management
1.2 Elect Director RICHARD M. BEYER For For Management
1.3 Elect Director STEVEN J. GOMO For For Management
1.4 Elect Director MARY PAT MCCARTHY For For Management
1.5 Elect Director SANJAY MEHROTRA For For Management
1.6 Elect Director ROBERT E. SWITZ For For Management
1.7 Elect Director MARYANN WRIGHT For For Management
2 TO APPROVE A NON-BINDING RESOLUTION
TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT. For For Management
3 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 3, 2020. For For Management
==============================================================================
COMPANY: MICROSOFT CORPORATION
TICKER: MSFT
CUSIP: 594918104
MEETING
DATE: 12/4/19
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director WILLIAM H. GATES III For For Management
1.2 Elect Director REID G. HOFFMAN For For Management
1.3 Elect Director HUGH F. JOHNSTON For For Management
1.4 Elect Director TERI L. LIST-STOLL For For Management
1.5 Elect Director SATYA NADELLA For For Management
1.6 Elect Director SANDRA E. PETERSON For For Management
1.7 Elect Director PENNY S. PRITZKER For For Management
1.8 Elect Director CHARLES W. SCHARF For For Management
1.9 Elect Director ARNE M. SORENSON For For Management
1.10 Elect Director JOHN W. STANTON For For Management
1.11 Elect Director JOHN W. THOMPSON For For Management
1.12 Elect Director EMMA WALMSLEY For For Management
1.13 Elect Director PADMASREE WARRIOR For For Management
2 ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
3 RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR FISCAL
YEAR 2020. For For Management
4 Shareholder Proposal - Report on
Employee Representation on Board
of Directors. Against Against Shareholder
5 Shareholder Proposal - Report on
Gender Pay Gap. Against Against Shareholder
==============================================================================
COMPANY: MONGODB, INC.
TICKER: MDB
CUSIP: 60937P106
MEETING
DATE: 7/10/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director CHARLES M. HAZARD, JR. For For Management
1.2 Elect Director TOM KILLALEA For For Management
2 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
3 ADVISORY VOTE TO RECOMMEND THE
FREQUENCY OF FUTURE ADVISORY
VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. 1-Year 1-Year Management
4 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING JANUARY 31, 2020. For For Management
==============================================================================
COMPANY: NVIDIA CORP.
TICKER: NVDA
CUSIP: 67066G104
MEETING
DATE: 6/9/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ROBERT K. BURGESS For For Management
1.2 Elect Director TENCH COXE For For Management
1.3 Elect Director PERSIS S. DRELL For For Management
1.4 Elect Director JEN-HSUN HUANG For For Management
1.5 Elect Director DAWN HUDSON For For Management
1.6 Elect Director HARVEY C. JONES For For Management
1.7 Elect Director MICHAEL G. MCCAFFERY For For Management
1.8 Elect Director STEPHEN C. NEAL For For Management
1.9 Elect Director MARK L. PERRY For For Management
1.10 Elect Director A. BROOKE SEAWELL For For Management
1.11 Elect Director MARK A. STEVENS For For Management
2 APPROVAL OF OUR EXECUTIVE COMPENSATION. For For Management
3 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021. For For Management
4 APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF OUR AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN. For For Management
5 APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF OUR AMENDED AND
RESTATED 2012 EMPLOYEE STOCK
PURCHASE PLAN.
==============================================================================
COMPANY: OKTA, INC.
TICKER: OKTA
CUSIP: 679295105
MEETING
DATE: 6/16/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director SHELLYE ARCHAMBEAU For For Management
1.2 Elect Director ROBERT L. DIXON, JR. For For ��Management
1.3 Elect Director PATRICK GRADY For For Management
1.4 Elect Director BEN HOROWITZ For For Management
2 A PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING
JANUARY 31, 2021. For For Management
3 TO APPROVE, ON AN ADVISORY NON-BINDING
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: PAYCOM SOFTWARE, INC.
TICKER: PAYC
CUSIP: 70432V102
MEETING
DATE: 4/27/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JANET B. HAUGEN For For Management
1.2 Elect Director J.C. WATTS, JR. For For Management
2 TO RATIFY THE APPOINTMENT OF
GRANT THORNTON LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2020. For For Management
3 ADVISORY VOTE TO APPROVE COMPENSATION
OF NAMED EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: PAYPAL HOLDINGS, INC.
TICKER: PYPL
CUSIP: 70450Y103
MEETING
DATE: 5/21/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director RODNEY C. ADKINS For For Management
1.2 Elect Director JONATHAN CHRISTODORO For For Management
1.3 Elect Director JOHN J. DONAHOE For For Management
1.4 Elect Director DAVID W. DORMAN For For Management
1.5 Elect Director BELINDA J. JOHNSON For For Management
1.6 Elect Director GAIL J. MCGOVERN For For Management
1.7 Elect Director DEBORAH M. MESSEMER For For Management
1.8 Elect Director DAVID M. MOFFETT For For Management
1.9 Elect Director ANN M. SARNOFF For For Management
1.10 Elect Director DANIEL H. SCHULMAN For For Management
1.11 Elect Director FRANK D. YEARY For For Management
2 ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
3 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2020. For For Management
4 STOCKHOLDER PROPOSAL – STOCKHOLDER
RIGHT TO ACT BY WRITTEN CONSENT. Against Against Shareholder
5 STOCKHOLDER PROPOSAL - HUMAN AND
INDIGENOUS PEOPLES' RIGHTS. Against Against Shareholder
==============================================================================
COMPANY: QUALCOMM INC.
TICKER: QCOM
CUSIP: 747525103
MEETING
DATE: 3/10/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MARK FIELDS For For Management
1.2 Elect Director JEFFREY W. HENDERSON For For Management
1.3 Elect Director ANN M. LIVERMORE For For Management
1.4 Elect Director HARISH MANWANI For For Management
1.5 Elect Director MARK D. MCLAUGHLIN For For Management
1.6 Elect Director STEVE MOLLENKOPF For For Management
1.7 Elect Director CLARK T. RANDT, JR. For For Management
1.8 Elect Director IRENE B. ROSENFELD For For Management
1.9 Elect Director KORNELIS "NEIL" SMIT For For Management
1.10 Elect Director ANTHONY J. VINCIQUERRA For For Management
2 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR ENDING
SEPTEMBER 27, 2020. For For Management
3 TO APPROVE THE AMENDED AND RESTATED
2016 LONG-TERM INCENTIVE PLAN,
INCLUDING AN INCREASE IN THE SHARE
RESERVE BY 74,500,000 SHARES. For For Management
4 TO APPROVE, ON AN ADVISORY BASIS,
OUR EXECUTIVE COMPENSATION. For For Management
5 TO APPROVE, ON AN ADVISORY BASIS,
THE FREQUENCY OF FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION. 1-Year 1-Year Management
==============================================================================
COMPANY: ROKU, INC.
TICKER: ROKU
CUSIP: 77543R102
MEETING
DATE: 6/10/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1A Elect Director ALAN HENRICKS For For Management
2A Elect Director NEIL HUNT For For Management
2B Elect Director ANTHONY WOOD For For Management
3 ADVISORY VOTE TO APPROVE OUR
NAMED EXECUTIVE OFFICER COMPENSATION. For For Management
4 TO RATIFY THE SELECTION OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2020. For For Management
==============================================================================
COMPANY: SALESFORCE.COM INC.
TICKER: CRM
CUSIP: 79466L302
MEETING
DATE: 6/11/19
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MARC BENIOFF For For Management
1.2 Elect Director CRAIG CONWAY For For Management
1.3 Elect Director PARKER HARRIS For For Management
1.4 Elect Director ALAN HASSENFELD For For Management
1.5 Elect Director NEELIE KROES For For Management
1.6 Elect Director COLIN POWELL For For Management
1.7 Elect Director SANFORD ROBERTSON For For Management
1.8 Elect Director JOHN V. ROOS For For Management
1.9 Elect Director ROBIN WASHINGTON For For Management
1.10 Elect Director MAYNARD WEBB For For Management
1.11 Elect Director SUSAN WOJCICKI For For Management
2 AMENDMENT AND RESTATEMENT OF OUR
2013 EQUITY INCENTIVE PLAN. For For Management
3 AMENDMENT AND RESTATEMENT OF OUR
2004 EMPLOYEE STOCK PURCHASE PLAN. For For Management
4 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JANUARY 31, 2021. For For Management
5 AN ADVISORY VOTE TO APPROVE THE
FISCAL 2020 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
6 A STOCKHOLDER PROPOSAL REQUESTING
THE ABILITY OF STOCKHOLDERS TO ACT
BY WRITTEN CONSENT, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
==============================================================================
COMPANY: SERVICENOW INC.
TICKER: NOW
CUSIP: 81762P102
MEETING
DATE: 6/17/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director WILLIAM R. MCDERMOTT For For Management
1.2 Elect Director ANITA M. SANDS For For Management
1.3 Elect Director DENNIS M. WOODSIDE For For Management
2 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY"). For For Management
3 RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2020. For For Management
4 TO APPROVE AN AMENDMENT TO OUR
RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS. For For Management
5 TO HOLD AN ADVISORY VOTE ON THE
FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION. 1-Year 1-Year Management
==============================================================================
COMPANY: SHOPIFY, INC.
TICKER: SHOP
CUSIP: 82509L107
MEETING
DATE: 5/27/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director TOBIAS LÜTKE For For Management
1.2 Elect Director ROBERT ASHE For For Management
1.3 Elect Director GAIL GOODMAN For For Management
1.4 Elect Director COLLEEN JOHNSTON For For Management
1.5 Elect Director JEREMY LEVINE For For Management
1.6 Elect Director JOHN PHILLIPS For For Management
2 RESOLUTION APPROVING THE RE-APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY AND AUTHORIZING
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION. For For Management
3 NON-BINDING ADVISORY RESOLUTION THAT
THE SHAREHOLDERS ACCEPT THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION
AS DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR FOR THE MEETING. For For Management
==============================================================================
COMPANY: SKYWORKS SOLUTIONS, INC.
TICKER: SWKS
CUSIP: 83088M102
MEETING
DATE: 5/6/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director DAVID J. ALDRICH For For Management
1.2 Elect Director ALAN S. BATEY For For Management
1.3 Elect Director KEVIN L. BEEBE For For Management
1.4 Elect Director TIMOTHY R. FUREY For For Management
1.5 Elect Director LIAM K. GRIFFIN For For Management
1.6 Elect Director CHRISTINE KING For For Management
1.7 Elect Director DAVID P. MCGLADE For For Management
1.8 Elect Director ROBERT A. SCHRIESHEIM For For Management
1.9 Elect Director KIMBERLY S. STEVENSON For For Management
2 TO RATIFY THE SELECTION BY THE COMPANY'S
AUDIT COMMITTEE OF KPMG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL
YEAR 2020. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE COMPANY'S PROXY STATEMENT. For For Management
4 TO APPROVE AN AMENDMENT TO THE
COMPANY'S 2002 EMPLOYEE STOCK
PURCHASE PLAN, AS AMENDED. For For Management
5 TO APPROVE AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE
OF INCORPORATION TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISIONS RELATING
TO STOCKHOLDER APPROVAL OF A MERGER
OR CONSOLIDATION, DISPOSITION OF ALL
OR SUBSTANTIALLY ALL OF THE COMPANY'S
ASSETS, OR ISSUANCE OF A SUBSTANTIAL
AMOUNT OF THE COMPANY'S SECURITIES. For For Management
6 TO APPROVE AN AMENDMENT TO THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION
TO ELIMINATE THE SUPERMAJORITY VOTE
PROVISIONS RELATING TO STOCKHOLDER
APPROVAL OF A BUSINESS COMBINATION
WITH ANY RELATED PERSON. For For Management
7 TO APPROVE AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISION RELATING
TO STOCKHOLDER AMENDMENT OF CHARTER
PROVISIONS GOVERNING DIRECTORS. For For Management
8 TO APPROVE AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISION
RELATING TO STOCKHOLDER AMENDMENT
OF THE CHARTER PROVISION GOVERNING
ACTION BY STOCKHOLDERS. For For Management
9 TO APPROVE A STOCKHOLDER PROPOSAL
REGARDING A RIGHT BY STOCKHOLDERS
TO ACT BY WRITTEN CONSENT. Against Against Shareholder
==============================================================================
COMPANY: SPLUNK, INC.
TICKER: SPLK
CUSIP: 848637104
MEETING
DATE: 6/11/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JOHN CONNORS For For Management
1.2 Elect Director PATRICIA MORRISON For For Management
1.3 Elect Director STEPHEN NEWBERRY For For Management
2 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING JANUARY 31, 2021. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED
IN THE PROXY STATEMENT. For For Management
==============================================================================
COMPANY: SQUARE, INC.
TICKER: SQ
CUSIP: 852234103
MEETING
DATE: 6/16/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ROELOF BOTHA For For Management
1.2 Elect Director AMY BROOKS For For Management
1.3 Elect Director JAMES MCKELVEY For For Management
2 ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
3 RATIFICATION OF APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2020. For For Management
4 STOCKHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, TO PREPARE
A REPORT ON EMPLOYEE REPRESENTATION
ON THE BOARD OF DIRECTORS. Against Against Shareholder
==============================================================================
COMPANY: TERADYNE, INC.
TICKER: TER
CUSIP: 880770102
MEETING
DATE: 5/8/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MICHAEL A. BRADLEY For For Management
1.2 Elect Director EDWIN J. GILLIS For For Management
1.3 Elect Director TIMOTHY E. GUERTIN For For Management
1.4 Elect Director MARK E. JAGIELA For For Management
1.5 Elect Director MERCEDES JOHNSON For For Management
1.6 Elect Director MARILYN MATZ For For Management 1.7 Elect Director PAUL J. TUFANO For For Management
1.8 Elect Director ROY A. VALLEE For For Management
2 TO APPROVE, IN A NON-BINDING,
ADVISORY VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT UNDER
THE HEADINGS "COMPENSATION
DISCUSSION AND ANALYSIS" AND
"EXECUTIVE COMPENSATION TABLES". For For Management
3 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2020. For For Management
==============================================================================
COMPANY: TESLA INC.
TICKER: TSLA
CUSIP: 88160R101
MEETING
DATE: 7/7/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ELON MUSK For For Management
1.2 Elect Director ROBYN DENHOLM For For Management
1.3 Elect Director HIROMICHI MIZUNO For For Management
2 A TESLA PROPOSAL TO APPROVE EXECUTIVE
COMPENSATION ON A NON-BINDING
ADVISORY BASIS. For For Management
3 A TESLA PROPOSAL TO RATIFY THE
APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
TESLA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020. For For Management
4 A STOCKHOLDER PROPOSAL REGARDING
PAID ADVERTISING. Against Against Shareholder
5 A STOCKHOLDER PROPOSAL REGARDING
SIMPLE MAJORITY VOTING PROVISIONS
IN OUR GOVERNING DOCUMENTS. Against Against Shareholder
6 A STOCKHOLDER PROPOSAL REGARDING
REPORTING ON EMPLOYEE ARBITRATION. Against Against Shareholder
7 A STOCKHOLDER PROPOSAL REGARDING
ADDITIONAL REPORTING ON HUMAN RIGHTS. Against Against Shareholder
==============================================================================
COMPANY: THE ESTEE LAUDER COMPANIES, INC.
TICKER: EL
CUSIP: 518439104
MEETING
DATE: 11/15/19
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director RONALD S. LAUDER For For Management
1.2 Elect Director WILLIAM P. LAUDER For For Management
1.3 Elect Director RICHARD D. PARSONS For For Management
1.4 Elect Director LYNN FORESTER ROTHSCHILD For For Management
1.5 Elect Director JENNIFER TEJADA For For Management
1.6 Elect Director RICHARD F. ZANNINO For For Management
2 RATIFICATION OF APPOINTMENT OF
KPMG LLP AS INDEPENDENT AUDITORS
FOR THE 2020 FISCAL YEAR. For For Management
3 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
4 APPROVAL OF THE ESTÉE LAUDER
COMPANIES INC. AMENDED AND RESTATED
FISCAL 2002 SHARE INCENTIVE PLAN. For For Management
==============================================================================
COMPANY: THE TRADE DESK, INC.
TICKER: TTD
CUSIP: 88339J105
MEETING
DATE: 5/26/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JEFF T. GREEN For For Management
1.2 Elect Director ERIC B. PALEY For For Management
2 THE RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2020. For For Management
==============================================================================
COMPANY: VEEVA SYSTEMS, INC.
TICKER: VEEV
CUSIP: 922475108
MEETING
DATE: 6/25/20
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MARK CARGES For For Management
1.2 Elect Director PAUL E. CHAMBERLAIN For For Management
1.3 Elect Director Paul Sekhri For For Management
2 RATIFY THE APPOINTMENT OF KPMG LLP
AS VEEVA SYSTEMS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JANUARY 31, 2021. For For Management
==============================================================================
COMPANY: ZOOM VIDEO COMMUNICATIONS, INC.
TICKER: ZM
CUSIP: 98980L101
MEETING
DATE: 6/18/20
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director PETER GASSNER For For Management
1.2 Elect Director ERIC S. YUAN For For Management
1.3 Elect Director LT. GEN. H.R. MCMASTER For For Management
2 RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING JANUARY 31, 2021. For For Management
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the under-
signed, thereunto duly authorized.
The Berkshire Funds
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/s/ Malcolm R. Fobes III
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Malcolm R. Fobes III
President
August 31, 2020
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