As filed with the Securities and Exchange Commission on August 3, 2022
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
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Investment Company Act file number 811-08043
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THE BERKSHIRE FUNDS
(Exact name of registrant as specified in charter)
475 Milan Drive, Suite #103
San Jose, CA 95134-2453
(Address of principal executive offices)
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AGENT FOR SERVICE:
MALCOLM R. FOBES III
The Berkshire Funds
475 Milan Drive, Suite #103
San Jose, CA 95134-2453
(Name and Address of Agent for Service)
COPIES TO:
DONALD S. MENDELSOHN, ESQ.
Thompson Hine LLP
312 Walnut Street
14th Floor
Cincinnati, Ohio 45202
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Registrant's telephone number, including area code: 1-408-526-0707
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Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later
than August 31 of each year, containing the registrant's proxy voting record
for the most recent twelve-month period ended June 30, pursuant to section 30
of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR
270.30b1-4). The Commission may use the information provided on Form N-PX in
its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
And the Commission will make this information public. A registrant is not
Required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of infor-
mation under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD
COMPANY: ADOBE SYSTEMS, INC.
TICKER: ADBE
CUSIP: 00724F101
MEETING
DATE: 4/14/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.A Elect Director AMY BANSE For For Management
1.B Elect Director BRETT BIGGS For For Management
1.C Elect Director MELANIE BOULDEN For For Management
1.D Elect Director FRANK CALDERONI For For Management
1.E Elect Director LAURA DESMOND For For Management
1.F Elect Director SHANTANU NARAYEN For For Management
1.G Elect Director SPENCER NEUMANN For For Management
1.H Elect Director KATHLEEN OBERG For For Management
1.I Elect Director DHEERAJ PANDEY For For Management
1.J Elect Director DAVID RICKS For For Management
1.K Elect Director DANIEL ROSENSWEIG For For Management
1.L Elect Director JOHN WARNOCK For For Management
2 RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING ON DECEMBER 2, 2022. For For Management
3 APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
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COMPANY: ADVANCED MICRO DEVICES, INC.
TICKER: AMD
CUSIP: 007903107
MEETING
DATE: 5/18/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.A Elect Director JOHN E. CALDWELL For For Management
1.B Elect Director NORA M. DENZEL For For Management
1.C Elect Director MARK DURCAN For For Management
1.D Elect Director MICHAEL P. GREGOIRE For For Management
1.E Elect Director JOSEPH A. HOUSEHOLDER For For Management
1.F Elect Director JOHN W. MARREN For For Management
1.G Elect Director JON A. OLSON For For Management
1.H Elect Director LISA T. SU For For Management
1.I Elect Director ABHI Y. TALWALKAR For For Management
1.J Elect Director ELIZABETH W. VANDERSLICE For For Management
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR. For For Management
3 ADVISORY VOTE TO APPROVE THE EXECUTIVE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. For For Management
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COMPANY: AFFIRM HOLDINGS, INC.
TICKER: AFRM
CUSIP: 00827B106
MEETING
DATE: 12/3/21
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director LIBOR MICHALEK For For Management
1.2 Elect Director JACQUELINE D. RESES For For Management
2 RATIFY THE AUDIT COMMITTEE'S SELECTION
OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JUNE 30, 2022. For For Management
3 APPROVE, ON AN ADVISORY BASIS,
THE FREQUENCY OF FUTURE ADVISORY
VOTES TO APPROVE OUR NAMED
EXECUTIVE OFFICERS' COMPENSATION. 1-Year For Management
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COMPANY: AIRBNB, INC.
TICKER: ABNB
CUSIP: 009066101
MEETING
DATE: 6/1/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director AMRITA AHUJA For For Management
1.2 Elect Director JOSEPH GEBBIA For For Management
1.3 Elect Director JEFFREY JORDAN For For Management
2 TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2022. For For Management
3 TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, THE COMPENSATION
OF OUR NAMED EXECUTIVE
OFFICERS. For For Management
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COMPANY: ALPHABET INC.
TICKER: GOOGL
CUSIP: 02079K305
MEETING
DATE: 6/1/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.A Elect Director LARRY PAGE For For Management
1.B Elect Director SERGEY BRIN For For Management
1.C Elect Director SUNDAR PICHAI For For Management
1.D Elect Director JOHN L. HENNESSY For For Management
1.E Elect Director FRANCES H. ARNOLD For For Management
1.F Elect Director L. JOHN DOERR For For Management
1.G Elect Director ROGER W. FERGUSON, JR. For For Management
1.H Elect Director ANN MATHER For For Management
1.I Elect Director K. RAM SHRIRAM For For Management
1.J Elect Director ROBIN L. WASHINGTON For For Management
2 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS ALPHABET'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2022. For For Management
3 THE AMENDMENT OF ALPHABET'S 2021
STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 4,000,000 SHARES OF
CLASS C CAPITAL STOCK. For For Management
4 THE AMENDMENT OF ALPHABET'S
AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES. For For Management
5 A STOCKHOLDER PROPOSAL REGARDING A
LOBBYING REPORT, IF PROPERLY PRESENTED
AT THE MEETING. Against Against Shareholder
6 A STOCKHOLDER PROPOSAL REGARDING
A CLIMATE LOBBYING REPORT, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
7 A STOCKHOLDER PROPOSAL REGARDING
A REPORT ON PHYSICAL RISKS OF CLIMATE
CHANGE, IF PROPERLY PRESENTED AT
THE MEETING. Against Against Shareholder
8 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON WATER MANAGEMENT RISKS,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
9 A STOCKHOLDER PROPOSAL REGARDING A
RACIAL EQUITY AUDIT, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
10 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON CONCEALMENT CLAUSES,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
11 A STOCKHOLDER PROPOSAL REGARDING EQUAL
SHAREHOLDER VOTING, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
12 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON GOVERNMENT TAKEDOWN REQUESTS,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
13 A STOCKHOLDER PROPOSAL REGARDING A
HUMAN RIGHTS ASSESSMENT OF DATA CENTER
SITING, IF PROPERLY PRESENTED AT
THE MEETING. Against Against Shareholder
14 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON DATA COLLECTION, PRIVACY,
AND SECURITY, IF PROPERLY PRESENTED
AT THE MEETING. Against Against Shareholder
15 A STOCKHOLDER PROPOSAL REGARDING
ALGORITHM DISCLOSURES, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
16 A STOCKHOLDER PROPOSAL REGARDING
MISINFORMATION AND DISINFORMATION,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
17 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON EXTERNAL COSTS OF
DISINFORMATION, IF PROPERLY PRESENTED
AT THE MEETING. Against Against Shareholder
18 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON BOARD DIVERSITY,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
19 A STOCKHOLDER PROPOSAL REGARDING THE
ESTABLISHMENT OF AN ENVIRONMENTAL
SUSTAINABILITY BOARD COMMITTEE,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
20 A STOCKHOLDER PROPOSAL REGARDING A
POLICY ON NON-MANAGEMENT EMPLOYEE
REPRESENTATIVE DIRECTOR, IF PROPERLY
PRESENTED AT THE MEETING. Against Against Shareholder
21 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON POLICIES REGARDING MILITARY
AND MILITARIZED POLICING AGENCIES,
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
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COMPANY: AMAZON.COM, INC.
TICKER: AMZN
CUSIP: 023135106
MEETING
DATE: 5/25/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.A Elect Director JEFFREY P. BEZOS For For Management
1.B Elect Director ANDREW R. JASSY For For Management
1.C Elect Director KEITH B. ALEXANDER For For Management
1.D Elect Director EDITH W. COOPER For For Management
1.E Elect Director JAMIE S. GORELICK For For Management
1.F Elect Director DANIEL P. HUTTENLOCHER For For Management
1.G Elect Director JUDITH A. MCGRATH For For Management
1.H Elect Director INDRA K. NOOYI For For Management
1.I Elect Director JONATHAN J. RUBINSTEIN For For Management
1.J Elect Director PATRICIA Q. STONESIFER For For Management
1.K Elect Director WENDELL P. WEEKS For For Management
2 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS. For For Management
3 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
4 APPROVAL OF AN AMENDMENT TO THE
COMPANY'S RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A 20-FOR-1
SPLIT OF THE COMPANY'S COMMON STOCK
AND A PROPORTIONATE INCREASE IN THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK. For For Management
5 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON RETIREMENT PLAN OPTIONS. Against Against Shareholder
6 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CUSTOMER DUE DILIGENCE. Against Against Shareholder
7 SHAREHOLDER PROPOSAL REQUESTING AN
ALTERNATIVE DIRECTOR CANDIDATE POLICY. Against Against Shareholder
8 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON PACKAGING MATERIALS. Against Against Shareholder
9 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON WORKER HEALTH AND SAFETY
DIFFERENCES. Against Against Shareholder
10 SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON RISKS
ASSOCIATED WITH THE USE OF CERTAIN
CONTRACT CLAUSES. Against Against Shareholder
11 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CHARITABLE CONTRIBUTIONS. Against Against Shareholder
12 SHAREHOLDER PROPOSAL REQUESTING
ALTERNATIVE TAX REPORTING. Against Against Shareholder
13 SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON FREEDOM
OF ASSOCIATION. Against Against Shareholder
14 SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON LOBBYING. Against Against Shareholder
15 SHAREHOLDER PROPOSAL REQUESTING A
POLICY REQUIRING MORE DIRECTOR
CANDIDATES THAN BOARD SEATS. Against Against Shareholder
16 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON WAREHOUSE WORKING
CONDITIONS. Against Against Shareholder
17 SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON
GENDER/RACIAL PAY. Against Against Shareholder
18 SHAREHOLDER PROPOSAL REQUESTING A
DIVERSITY AND EQUITY AUDIT. Against Against Shareholder
19 SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CUSTOMER USE OF
CERTAIN TECHNOLOGIES. Against Against Shareholder
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COMPANY: AMBARELLA, INC.
TICKER: AMBA
CUSIP: G037AX101
MEETING
DATE: 6/7/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director ANNE DE GREEF-SAFFT For For Management
1.2 Elect Director CHENMING C. HU, PH.D. For For Management
1.3 Elect Director FENG-MING WANG, PH.D. For For Management
2 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF AMBARELLA, INC.
FOR THE FISCAL YEAR ENDING
JANUARY 31, 2023. For For Management
3 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF AMBARELLA, INC.'S
NAMED EXECUTIVE OFFICERS. For For Management
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COMPANY: APPLE, INC.
TICKER: AAPL
CUSIP: 037833100
MEETING
DATE: 3/4/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.A Elect Director JAMES BELL For For Management
1.B Elect Director TIM COOK For For Management
1.C Elect Director AL GORE For For Management
1.D Elect Director ALEX GORSKY For For Management
1.E Elect Director ANDREA JUNG For For Management
1.F Elect Director ART LEVINSON For For Management
1.G Elect Director MONICA LOZANO For For Management
1.H Elect Director RON SUGAR �� For For Management
1.I Elect Director SUE WAGNER For For Management
2 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS APPLE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2022. For For Management
3 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
4 APPROVAL OF THE APPLE INC. 2022
EMPLOYEE STOCK PLAN. For For Management
5 A SHAREHOLDER PROPOSAL ENTITLED
"REINCORPORATE WITH DEEPER PURPOSE". Against Against Shareholder
6 A SHAREHOLDER PROPOSAL ENTITLED
"TRANSPARENCY REPORTS". Against Against Shareholder
7 A SHAREHOLDER PROPOSAL ENTITLED
"REPORT ON FORCED LABOR". Against Against Shareholder
8 A SHAREHOLDER PROPOSAL ENTITLED
"PAY EQUITY". Against Against Shareholder
9 A SHAREHOLDER PROPOSAL ENTITLED
"CIVIL RIGHTS AUDIT". Against Against Shareholder
10 A SHAREHOLDER PROPOSAL ENTITLED
"REPORT ON CONCEALMENT CLAUSES". Against Against Shareholder
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COMPANY: APPLIED MATERIALS, INC.
TICKER: AMAT
CUSIP: 038222105
MEETING
DATE: 3/10/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.A Elect Director RANI BORKAR For For Management
1.B Elect Director JUDY BRUNER For For Management
1.C Elect Director XUN (ERIC) CHEN For For Management
1.D Elect Director AART J. DE GEUS For For Management
1.E Elect Director GARY E. DICKERSON For For Management
1.F Elect Director THOMAS J. IANNOTTI For For Management
1.G Elect Director ALEXANDER A. KARSNER For For Management
1.H Elect Director ADRIANNA C. MA For For Management
1.I Elect Director YVONNE MCGILL For For Management
1.J Elect Director SCOTT A. MCGREGOR For For Management
2 APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF APPLIED
MATERIALS' NAMED EXECUTIVE OFFICERS
FOR FISCAL YEAR 2021. For For Management
3 RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS APPLIED MATERIALS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2022. For For Management
4 SHAREHOLDER PROPOSAL TO AMEND THE
APPROPRIATE COMPANY GOVERNING
DOCUMENTS TO GIVE THE OWNERS OF A
COMBINED 10% OF OUR OUTSTANDING
COMMON STOCK THE POWER TO CALL A
SPECIAL SHAREHOLDER MEETING. Against Against Shareholder
5 SHAREHOLDER PROPOSAL TO IMPROVE
THE EXECUTIVE COMPENSATION PROGRAM
AND POLICY, SUCH AS TO INCLUDE THE
CEO PAY RATIO FACTOR AND VOICES FROM
EMPLOYEES. Against Against Shareholder
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COMPANY: ARISTA NETWORKS, INC.
TICKER: ANET
CUSIP: 040413106
MEETING
DATE: 5/31/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director CHARLES GIANCARLO For For Management
1.2 Elect Director DANIEL SCHEINMAN For For Management
2 APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS. For For Management
3 APPROVAL, ON AN ADVISORY BASIS,
OF THE FREQUENCY OF FUTURE ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION. 1-Year 1-Year Management
4 TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
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COMPANY: ASML HOLDINGS N.V.
TICKER: ASML
CUSIP: N07059110
MEETING
DATE: 4/29/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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3A ADVISORY VOTE ON THE REMUNERATION
REPORT FOR THE BOARD OF MANAGEMENT
AND THE SUPERVISORY BOARD FOR THE
FINANCIAL YEAR 2021. For For Management
3B PROPOSAL TO ADOPT THE FINANCIAL
STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR 2021, AS PREPARED
IN ACCORDANCE WITH DUTCH LAW. For For Management
3D PROPOSAL TO ADOPT A DIVIDEND IN
RESPECT OF THE FINANCIAL YEAR 2021. For For Management
4A PROPOSAL TO DISCHARGE THE MEMBERS OF
THE BOARD OF MANAGEMENT FROM
LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FINANCIAL YEAR 2021. For For Management
4B PROPOSAL TO DISCHARGE THE
MEMBERS OF THE SUPERVISORY BOARD FROM
LIABILITY FOR THEIR RESPONSIBILITIES
IN THE FINANCIAL YEAR 2021. For For Management
5 PROPOSAL TO APPROVE THE NUMBER OF
SHARES FOR THE BOARD OF MANAGEMENT. For For Management
6 PROPOSAL TO AMEND THE REMUNERATION
POLICY FOR THE BOARD OF MANAGEMENT. For For Management
8D PROPOSAL TO REAPPOINT MS. T.L. KELLY
AS A MEMBER OF THE SUPERVISORY BOARD. For For Management
8E PROPOSAL TO REAPPOINT MR. A.F.M. EVERKE
AS A MEMBER OF THE SUPERVISORY BOARD. For For Management
8F PROPOSAL TO APPOINT MS. A.L. STEEGEN
AS A MEMBER OF THE SUPERVISORY BOARD. For For Management
9 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V.
AS EXTERNAL AUDITOR FOR THE REPORTING
YEARS 2023 AND 2024. For For Management
11 PROPOSAL TO AMEND THE ARTICLES OF
ASSOCIATION OF THE COMPANY. For For Management
12A AUTHORIZATION TO ISSUE ORDINARY SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES UP TO 5% FOR GENERAL
PURPOSES AND UP TO 5% IN CONNECTION
WITH OR ON THE OCCASION OF MERGERS,
ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES. For For Management
12B AUTHORIZATION OF THE BOARD OF MANAGEMENT
TO RESTRICT OR EXCLUDE PRE- EMPTION
RIGHTS IN CONNECTION WITH THE
AUTHORIZATIONS REFERRED TO IN ITEM 12A. For For Management
13 PROPOSAL TO AUTHORIZE THE BOARD OF
MANAGEMENT TO REPURCHASE ORDINARY
SHARES UP TO 10% OF THE ISSUED SHARE
CAPITAL. For For Management
14 PROPOSAL TO CANCEL ORDINARY SHARES. For For Management
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COMPANY: ATLASSIAN CORP PLC
TICKER: TEAM
CUSIP: G06242104
MEETING
DATE: 12/2/21
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1 TO REAPPOINT ERNST & YOUNG LLP AS
AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY. For For Management
2 TO RECEIVE THE COMPANY'S ACCOUNTS
AND THE REPORTS OF THE DIRECTORS
AND THE AUDITORS FOR THE YEAR ENDED
JUNE 30, 2021 (THE ANNUAL REPORT). For For Management
3 TO APPROVE THE DIRECTORS'
REMUNERATION REPORT, AS SET
FORTH IN THE ANNUAL REPORT. For For Management
4 TO AUTHORIZE THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO DETERMINE THE
REMUNERATION OF THE AUDITOR. For For Management
5 TO RE-ELECT SHONA L. BROWN AS A DIRECTOR
OF THE COMPANY. For For Management
6 TO RE-ELECT MICHAEL CANNON-BROOKES AS
A DIRECTOR OF THE COMPANY. For For Management
7 TO RE-ELECT SCOTT FARQUHAR AS A DIRECTOR
OF THE COMPANY. For For Management
8 TO RE-ELECT HEATHER MIRJAHANGIR FERNANDEZ
AS A DIRECTOR OF THE COMPANY. For For Management
9 TO RE-ELECT SASAN GOODARZI AS A DIRECTOR
OF THE COMPANY. For For Management
10 TO RE-ELECT JAY PARIKH AS A DIRECTOR
OF THE COMPANY. For For Management
11 TO RE-ELECT ENRIQUE SALEM AS A DIRECTOR
OF THE COMPANY. For For Management
12 TO RE-ELECT STEVEN SORDELLO AS A
DIRECTOR OF THE COMPANY. For For Management
13 TO RE-ELECT RICHARD P. WONG AS A DIRECTOR
OF THE COMPANY. For For Management
14 TO RE-ELECT RICHARD MICHELLE ZATLYN
AS A DIRECTOR OF THE COMPANY. For For Management
==============================================================================
COMPANY: BILL.COM HOLDINGS, INC.
TICKER: BILL
CUSIP: 090043100
MEETING
DATE: 12/9/21
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Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ALLISON MNOOKIN For For Management
1.2 Elect Director STEVEN PIAKER For For Management
1.3 Elect Director RORY O'DRISCOLL For For Management
1.4 Elect Director STEVE FISHER For For Management
2 RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM ERNST & YOUNG LLP. For For Management
3 ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
4 ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. 1-Year For Management
==============================================================================
COMPANY: BROADCOM, INC.
TICKER: AVGO
CUSIP: 11135F101
MEETING
DATE: 4/4/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director DIANE M. BRYANT For For Management
1.B Elect Director GAYLA J. DELLY For For Management
1.C Elect Director RAUL J. FERNANDEZ For For Management
1.D Elect Director EDDY W. HARTENSTEIN For For Management
1.E Elect Director CHECK KIAN LOW For For Management
1.F Elect Director JUSTINE F. PAGE For For Management
1.G Elect Director HENRY SAMUELI For For Management
1.H Elect Director HOCK E. TAN For For Management
1.I Elect Director HARRY L. YOU For For Management
2 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSE-COOPERS LLP AS
BROADCOM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 30, 2022. For For Management
3 ADVISORY VOTE TO APPROVE COMPENSATION
OF BROADCOM'S NAMED EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: CADENCE DESIGN SYSTEMS, INC.
TICKER: CDNS
CUSIP: 127387108
MEETING
DATE: 5/5/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director MARK W. ADAMS For For Management
1.B Elect Director ITA BRENNAN For For Management
1.C Elect Director LEWIS CHEW For For Management
1.D Elect Director ANIRUDH DEVGAN For For Management
1.E Elect Director MARY LOUISE KRAKAUER For For Management
1.F Elect Director JULIA LIUSON For For Management
1.G Elect Director JAMES D. PLUMMER For For Management
1.H Elect Director A. SANGIOVANNI-VINCENTELLIFor For Management
1.I Elect Director JOHN B. SHOVEN For For Management
1.J Elect Director YOUNG K. SOHN For For Management
1.K Elect Director LIP-BU TAN For For Management
2 ADVISORY RESOLUTION TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
3 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CADENCE FOR ITS
FISCAL YEAR ENDING DECEMBER 31, 2022. For For Management
4 STOCKHOLDER PROPOSAL REGARDING
SPECIAL MEETINGS. Against Against Shareholder
==============================================================================
COMPANY: CARVANA CO.
TICKER: CVNA
CUSIP: 146869102
MEETING
DATE: 5/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director DAN QUAYLE For For Management
1.2 Elect Director GREGORY SULLIVAN For For Management
2 APPROVAL OF THE CARVANA CO. EMPLOYEE
STOCK PURCHASE PLAN.
3 RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2022. For For Management
4 APPROVAL, BY AN ADVISORY VOTE, OF
CARVANA'S EXECUTIVE COMPENSATION. For For Management
==============================================================================
COMPANY: CHEWY, INC.
TICKER: CHWY
CUSIP: 16679L109
MEETING
DATE: 7/14/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director FAHIM AHMED For For Management
1.2 Elect Director MICHAEL CHANG For For Management
1.3 Elect Director KRISTINE DICKSON For For Management
1.4 Elect Director JAMES A. STAR For For Management
2 TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 30, 2022. For For Management
3 TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. For For Management
==============================================================================
COMPANY: CLOUDFLARE, INC.
TICKER: NET
CUSIP: 18915M107
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MARK ANDERSON For For Management
1.2 Elect Director MARK HAWKINS For For Management
1.3 Elect Director CARL LEDBETTER For For Management
2 RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. For For Management
4 TO APPROVE THE PERFORMANCE EQUITY
AWARDS GRANTED TO OUR CO-FOUNDERS,
MATTHEW PRINCE AND MICHELLE ZATLYN. For For Management
==============================================================================
COMPANY: COINBASE GLOBAL, INC.
TICKER: COIN
CUSIP: 19260Q107
MEETING
DATE: 6/1/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director FREDERICK E. EHRSAM III For For Management
1.2 Elect Director TOBIAS LÜTKE For For Management
1.3 Elect Director FRED WILSON For For Management
2 RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2022. For For Management
3 ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
4 ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. 3-Years 3-Years Management
==============================================================================
COMPANY: CROWDSTRIKE HOLDINGS, INC.
TICKER: CRWD
CUSIP: 22788C105
MEETING
DATE: 6/28/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director CARY J. DAVIS For For Management
1.2 Elect Director GEORGE KURTZ For For Management
1.3 Elect Director LAURA J. SCHUMACHER For For Management
2 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
CROWDSTRIKE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL
YEAR ENDING JANUARY 31, 2023. For For Management
==============================================================================
COMPANY: CYBERARK SOFTWARE LTD.
TICKER: CYBR
CUSIP: M2682V108
MEETING
DATE: 6/28/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director GADI TIROSH For For Management
1.2 Elect Director AMNON SHOSHANI For For Management
1.3 Elect Director AVRIL ENGLAND For For Management
1.4 Elect Director FRANÇOIS AUQUE For For Management
==============================================================================
COMPANY: DATADOG, INC.
TICKER: DDOG
CUSIP: 23804L103
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director TITI COLE For For Management
1.B Elect Director MATTHEW JACOBSON For For Management
1.C Elect Director JULIE RICHARDSON For For Management
2 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
3 TO RATIFY THE SELECTION BY THE
AUDIT COMMITTEE OF OUR BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: DIGITALOCEAN HOLDINGS, INC.
TICKER: DOCN
CUSIP: 25402D102
MEETING
DATE: 6/9/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director YANCEY SPRUILL For For Management
1.2 Elect Director AMY BUTTE For For Management
2 RATIFICATION OF THE SELECTION BY
THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS OF ERNST & YOUNG LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR
ITS FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: DIGITAL TURBINE, INC.
TICKER: APPS
CUSIP: 25400W102
MEETING
DATE: 9/14/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ROBERT DEUTSCHMAN For For Management
1.2 Elect Director ROY H. CHESTNUTT For For Management
1.3 Elect Director HOLLY HESS GROOS For For Management
1.4 Elect Director MOHAN GYANI For For Management
1.5 Elect Director JEFFREY KARISH For For Management
1.6 Elect Director MICHELLE M. STERLING For For Management
1.7 Elect Director WILLIAM G. STONE III For For Management
2 TO APPROVE, IN A NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS,
COMMONLY REFERRED TO AS "SAY-ON-PAY.". For For Management
3 TO RATIFY THE SELECTION OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2022. For For Management
==============================================================================
COMPANY: DOCUSIGN, INC.
TICKER: DOCU
CUSIP: 256163106
MEETING
DATE: 6/3/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director TERESA BRIGGS For For Management
1.2 Elect Director BLAKE J. IRVING For For Management
1.3 Elect Director DANIEL D. SPRINGER For For Management
2 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING JANUARY 31, 2023. For For Management
3 APPROVAL, ON AN ADVISORY BASIS,
OF OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION. For For Management
==============================================================================
COMPANY: DOMO, INC.
TICKER: DOMO
CUSIP: 257554105
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director LAURENCE "JAY" BROWN JR For For Management
1.2 Elect Director CARINE S. CLARK For For Management
1.3 Elect Director DANIEL DANIEL For For Management
1.4 Elect Director JOY DRISCOLL DURLING For For Management
1.5 Elect Director DANA EVAN For For Management
1.6 Elect Director JEFF KEARL For For Management
1.7 Elect Director JOHN MELLOR For For Management
1.8 Elect Director JOHN PESTANA For For Management
2 TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JANUARY 31, 2023. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: DOORDASH, INC.
TICKER: DASH
CUSIP: 25809K105
MEETING
DATE: 6/22/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JOHN DOERR For For Management
1.2 Elect Director ANDY FANG For For Management
2 THE RATIFICATION OF THE APPOINTMENT
OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
3 THE APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: DRAFTKINGS, INC.
TICKER: DKNG
CUSIP: 26142V105
MEETING
DATE: 4/19/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JASON D. ROBINS For For Management
1.2 Elect Director HARRY E SLOAN For For Management
1.3 Elect Director MATTHEW KALISH For For Management
1.4 Elect Director PAUL LIBERMAN For For Management
1.5 Elect Director WOODROW H. LEVIN For For Management
1.6 Elect Director SHALOM MECKENZIE For For Management
1.7 Elect Director JOCELYN MOORE For For Management
1.8 Elect Director RYAN R. MOORE For For Management
1.9 Elect Director VALERIE MOSLEY For For Management
1.10 Elect Director STEVEN J. MURRAY For For Management
1.11 Elect Director MARNI M. WALDEN For For Management
1.12 Elect Director TILMAN FERTITTA For For Management
2 TO RATIFY THE APPOINTMENT OF
BDO USA, LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
3 TO CONDUCT A NON-BINDING ADVISORY
VOTE ON EXECUTIVE COMPENSATION. For For Management
==============================================================================
COMPANY: ENPHASE ENERGY, INC.
TICKER: ENPH
CUSIP: 29355A107
MEETING
DATE: 5/18/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director STEVEN J. GOMO For For Management
1.2 Elect Director THURMAN J. RODGERS For For Management
2 TO APPROVE, ON ADVISORY BASIS,
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THIS PROXY STATEMENT. For For Management
3 TO RATIFY THE SELECTION BY THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS
OF DELOITTE & TOUCHE LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: ETSY, INC.
TICKER: ETSY
CUSIP: 29786A106
MEETING
DATE: 6/15/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director C. ANDREW BALLARD For For Management
1.2 Elect Director JONATHAN D. KLEIN For For Management
1.3 Elect Director MARGARET M. SMYTH For For Management
2 ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. For For Management
3 RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP
AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: FORD MOTOR COMPANY
TICKER: F
CUSIP: 345370860
MEETING
DATE: 5/12/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director KIMBERLY A. CASIANO For For Management
1.B Elect Director ALEXANDRA FORD ENGLISH For For Management
1.C Elect Director JAMES D. FARLEY, JR. For For Management
1.D Elect Director HENRY FORD III For For Management
1.E Elect Director WILLIAM CLAY FORD, JR. For For Management
1.F Elect Director WILLIAM W. HELMAN IV For For Management 1.G Elect Director JON M. HUNTSMAN, JR. For For Management
1.H Elect Director WILLIAM E. KENNARD For For Management
1.I Elect Director JOHN C. MAY For For Management
1.J Elect Director BETH E. MOONEY For For Management
1.K Elect Director LYNN VOJVODICH RADAKOVICH For For Management
1.L Elect Director JOHN L. THORNTON For For Management
1.M Elect Director JOHN B. VEIHMEYER For For Management
1.N Elect Director JOHN S. WEINBERG For For Management
2 RATIFICATION OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM. For For Management
3 SAY-ON-PAY - AN ADVISORY VOTE TO
APPROVE THE COMPENSATION OF THE
NAMED EXECUTIVES. For For Management
4 APPROVAL OF THE TAX BENEFIT PRESERVATION
PLAN. For For Management
5 RELATING TO CONSIDERATION OF A
RECAPITALIZATION PLAN TO PROVIDE
THAT ALL OF THE COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE. Against Against Shareholder
==============================================================================
COMPANY: FORTINET, INC.
TICKER: FTNT
CUSIP: 34959E109
MEETING
DATE: 6/17/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director KEN XIE For For Management
1.2 Elect Director MICHAEL XIE For For Management
1.3 Elect Director KENNETH A. GOLDMAN For For Management
1.4 Elect Director MING HSIEH For For Management
1.5 Elect Director JEAN HU For For Management
1.6 Elect Director WILLIAM NEUKOM For For Management
1.7 Elect Director JUDITH SIM For For Management
1.8 Elect Director ADMIRAL JAMES STAVRIDIS For For Management
2 RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS FORTINET'S
INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
3 ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION,
AS DISCLOSED IN THE PROXY STATEMENT. For For Management
4 APPROVE THE ADOPTION OF AN AMENDED
AND RESTATED CERTIFICATE OF
INCORPORATION IN ORDER TO IMPLEMENT
A FIVE-FOR-ONE FORWARD STOCK SPLIT
AND TO MAKE CERTAIN OTHER CHANGES AS
REFLECTED IN THE AMENDED AND RESTATED
CERTIFICATE AND DESCRIBED IN THE
PROXY STATEMENT. For For Management
5 STOCKHOLDER PROPOSAL TO REMOVE
SUPERMAJORITY VOTING REQUIREMENTS. Abstain Abstain Shareholder
==============================================================================
COMPANY: HUBSPOT, INC.
TICKER: HUBS
CUSIP: 443573100
MEETING
DATE: 6/6/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director LORRIE NORRINGTON For For Management
1.B Elect Director AVANISH SAHAI For For Management
1.C Elect Director DHARMESH SHAH For For Management
2 RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
3 NON-BINDING ADVISORY VOTE TO
APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS. For For Management
4 APPROVE THE HUBSPOT, INC. AMENDED AND
RESTATED 2014 EMPLOYEE STOCK PURCHASE
PLAN. For For Management
==============================================================================
COMPANY: INTUIT, INC.
TICKER: INTU
CUSIP: 461202103
MEETING
DATE: 1/20/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director EVE BURTON For For Management
1.B Elect Director SCOTT D. COOK For For Management
1.C Elect Director RICHARD L. DALZELL For For Management
1.D Elect Director SASAN K. GOODARZI For For Management
1.E Elect Director DEBORAH LIU For For Management
1.F Elect Director TEKEDRA MAWAKANA For For Management
1.G Elect Director SUZANNE NORA JOHNSON For For Management
1.H Elect Director DENNIS D. POWELL For For Management
1.I Elect Director BRAD D. SMITH For For Management
1.J Elect Director THOMAS SZKUTAK For For Management
1.K Elect Director RAUL VAZQUEZ For For Management
1.L Elect Director JEFF WEINER For For Management
2 ADVISORY VOTE TO APPROVE INTUIT'S
EXECUTIVE COMPENSATION (SAY-ON-PAY). For For Management
3 RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INTUIT'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 31, 2022. For For Management
4 APPROVE THE AMENDED AND RESTATED
2005 EQUITY INCENTIVE PLAN TO,
AMONG OTHER THINGS, INCREASE THE
SHARE RESERVE BY AN ADDITIONAL
18,000,000 SHARES AND EXTEND THE
TERM OF THE PLAN BY AN ADDITIONAL
FIVE YEARS. For For Management
==============================================================================
COMPANY: LAM RESEARCH CORP.
TICKER: LRCX
CUSIP: 512807108
MEETING
DATE: 11/8/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director SOHAIL U. AHMED For For Management
1.2 Elect Director TIMOTHY M. ARCHER For For Management
1.3 Elect Director ERIC K. BRANDT For For Management
1.4 Elect Director MICHAEL R. CANNON For For Management
1.6 Elect Director CATHERINE P. LEGO For For Management
1.7 Elect Director BETHANY J. MAYER For For Management
1.8 Elect Director ABHIJIT Y. TALWALKAR For For Management
1.9 Elect Director LIH SHYNG (RICK L) TSAI For For Management
1.10 Elect Director LESLIE F. VARON For For Management
2 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LAM RESEARCH, OR
"SAY ON PAY." For For Management
3 RATIFICATION OF THE APPOINTMENT OF
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2022. For For Management
==============================================================================
COMPANY: LI AUTO, INC.
TICKER: LI
CUSIP: 50202M102
MEETING
DATE: 11/16/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
O1 AS A ORDINARY RESOLUTION, THAT SUBJECT
TO THE PASSING OF THE CLASS-BASED
RESOLUTION (AS DEFINED BELOW) AT THE
CLASS MEETING OF HOLDERS OF THE CLASS B
ORDINARY SHARES WITH A PAR VALUE OF
US$0.0001 EACH AND THE PASSING OF A
SPECIAL RESOLUTION AT THE EXTRAORDINARY
GENERAL MEETING OF THE COMPANY CONVENED
ON THE SAME DATE AND AT THE SAME PLACE
AS THE CLASS A MEETING, THE COMPANY'S
FOURTH AMENDED AND RESTATED MEMORANDUM
OF ASSOCIATION AND ARTICLES OF
ASSOCIATION BE AMENDED AND RESTATED
BY THEIR ...(DUE TO SPACE LIMITS, SEE
PROXY MATERIAL FOR FULL PROPOSAL). For For Management
S1 AS A SPECIAL RESOLUTION, THAT SUBJECT
TO THE PASSING OF THE CLASS-BASED
RESOLUTION (AS DEFINED BELOW) AT EACH
OF THE CLASS MEETING OF HOLDERS OF
THE CLASS A ORDINARY SHARES WITH A
PAR VALUE OF US$0.0001 EACH (THE
"CLASS A MEETING") AND THE CLASS
MEETING OF HOLDERS OF CLASS B ORDINARY
SHARES WITH A PAR VALUE OF US$0.0001
EACH (THE "CLASS B MEETING") CONVENED
ON THE SAME DATE AND AT THE SAME PLACE
AS THE EGM, THE COMPANY'S FOURTH
AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ...(DUE
TO SPACE LIMITS, SEE PROXY MATERIAL
�� FOR FULL PROPOSAL). For For Management
S2 AS A SPECIAL RESOLUTION, THAT IF
THE CLASS-BASED RESOLUTION IS NOT
PASSED AT EITHER THE CLASS A MEETING
OR THE CLASS B MEETING, THE COMPANY'S
EXISTING ARTICLES BE AMENDED AND
RESTATED BY THEIR DELETION IN THEIR
ENTIRETY AND BY THE SUBSTITUTION IN
THEIR PLACE OF THE FIFTH AMENDED AND
RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION IN THE FORM
AS SET OUT IN PART B OF APPENDIX I
TO THE CIRCULAR, BY (A) INCORPORATING
THE FOLLOWING REQUIREMENTS UNDER THE
HONG KONG LISTING RULES: ...(DUE TO
SPACE LIMITS, SEE PROXY MATERIAL FOR
FULL PROPOSAL). For For Management
S3 AS AN ORDINARY RESOLUTION, TO GRANT
A GENERAL MANDATE TO THE DIRECTORS
TO ISSUE, ALLOT, AND DEAL WITH
ADDITIONAL CLASS A ORDINARY SHARES
OF THE COMPANY NOT EXCEEDING 20%
OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE
DATE OF PASSING OF THIS RESOLUTION. For For Management
S4 AS AN ORDINARY RESOLUTION, TO GRANT
A GENERAL MANDATE TO THE DIRECTORS
TO REPURCHASE SHARES OF THE COMPANY
NOT EXCEEDING 10% OF THE TOTAL NUMBER
OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS
RESOLUTION. For For Management
S5 AS AN ORDINARY RESOLUTION, TO EXTEND
THE GENERAL MANDATE GRANTED TO THE
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY. For For Management
==============================================================================
COMPANY: LI AUTO, INC.
TICKER: LI
CUSIP: 50202M102
MEETING
DATE: 5/17/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 TO RECEIVE AND ADOPT THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2021 AND THE REPORTS
OF THE DIRECTORS AND INDEPENDENT
AUDITOR THEREON. For For Management
2 Elect Director MR. ZHENG FAN For For Management
3 Elect Director MR. HONGQIANG ZHAO For For Management
4 Elect Director MR. ZHENYU JIANG For For Management
5 Elect Director PROF. XING XIAO For For Management
6 TO AUTHORIZE THE BOARD TO FIX THE
REMUNERATION OF THE DIRECTORS OF
THE COMPANY. For For Management
7 TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL CLASS A ORDINARY SHARES OF
THE COMPANY NOT EXCEEDING 20% OF THE
TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION. For For Management
8 TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
AS AT THE DATE OF PASSING OF THIS
RESOLUTION. For For Management
9 TO EXTEND THE GENERAL MANDATE GRANTED
TO THE DIRECTORS TO ISSUE, ALLOT AND
DEAL WITH ADDITIONAL SHARES IN THE
CAPITAL OF THE COMPANY BY THE
AGGREGATE NUMBER OF THE SHARES
REPURCHASED BY THE COMPANY. For For Management
10 TO RE-APPOINT PRICEWATERHOUSECOOPERS
AS AUDITOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AND TO AUTHORIZE THE BOARD
TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: MARVELL TECHNOLOGY, INC.
TICKER: MRVL
CUSIP: 573874104
MEETING
DATE: 7/23/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director SARA ANDREWS For For Management
1.B Elect Director W. TUDOR BROWN For For Management
1.C Elect Director BRAD W. BUSS For For Management
1.D Elect Director EDWARD H. FRANK For For Management
1.E Elect Director RICHARD S. HILL For For Management
1.F Elect Director MARACHEL L. KNIGHT For For Management
1.G Elect Director MATTHEW J. MURPHY For For Management
1.H Elect Director MICHAEL G. STRACHAN For For Management
1.I Elect Director ROBERT E. SWITZ For For Management
1.J Elect Director FORD TAMER For For Management
2 AN ADVISORY (NON-BINDING) VOTE
TO APPROVE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
3 TO AMEND THE MARVELL TECHNOLOGY, INC.
2000 EMPLOYEE STOCK PURCHASE PLAN
TO REMOVE THE TERM OF THE PLAN
AND TO REMOVE THE ANNUAL EVERGREEN
FEATURE OF THE PLAN. For For Management
4 TO RATIFY THE APPOINTMENT OF
DELOITTE AND TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDED JANUARY 28, 2023. For For Management
==============================================================================
COMPANY: MERCADOLIBRE, INC.
TICKER: MELI
CUSIP: 58733R102
MEETING
DATE: 6/7/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director RICHARD SANDERS For For Management
1.2 Elect Director EMILIANO CALEMZUK For For Management
1.3 Elect Director MARCOS GALPERIN For For Management
1.4 Elect Director A.M PETRONI MERHY For For Management
2 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS FOR FISCAL
YEAR 2021. For For Management
3 RATIFICATION OF THE APPOINTMENT OF
PISTRELLI, HENRY MARTIN Y ASOCIADOS
S.R.L., A MEMBER FIRM OF ERNST & YOUNG
GLOBAL LIMITED AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: META PLATFORMS, INC.
TICKER: META
CUSIP: 30303M102
MEETING
DATE: 5/25/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director PEGGY ALFORD For For Management
1.2 Elect Director MARC L. ANDREESSEN For For Management
1.3 Elect Director ANDREW W. HOUSTON For For Management
1.4 Elect Director NANCY KILLEFER For For Management
1.5 Elect Director ROBERT M. KIMMITT For For Management
1.6 Elect Director SHERYL K. SANDBERG For For Management
1.8 Elect Director TRACEY T. TRAVIS For For Management
1.9 Elect Director TONY XU For For Management
1.10 Elect Director MARK ZUCKERBERG For For Management
2 TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2022. For For Management
3 TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION PROGRAM FOR
META PLATFORMS, INC.'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN
META PLATFORMS, INC.'S PROXY STATEMENT. For For Management
4 A SHAREHOLDER PROPOSAL REGARDING
DUAL CLASS CAPITAL STRUCTURE. Against Against Shareholder
5 A STOCKHOLDER PROPOSAL REGARDING AN
INDEPENDENT CHAIR. Against Against Shareholder
6 A SHAREHOLDER PROPOSAL REGARDING
CONCEALMENT CLAUSES. Against Against Shareholder
7 A SHAREHOLDER PROPOSAL REGARDING
REPORT ON EXTERNAL COSTS OF
MISINFORMATION. Against Against Shareholder
8 A SHAREHOLDER PROPOSAL REGARDING
REPORT ON COMMUNITY STANDARDS
ENFORCEMENT. Against Against Shareholder
9 A SHAREHOLDER PROPOSAL REGARDING
REPORT AND ADVISORY VOTE ON THE
METAVERSE. Against Against Shareholder
10 A SHAREHOLDER PROPOSAL REGARDING
HUMAN RIGHTS IMPACT ASSESSMENT. Against Against Shareholder
11 A SHAREHOLDER PROPOSAL REGARDING
CHILD SEXUAL EXPLOITATION ONLINE. Against Against Shareholder
12 A SHAREHOLDER PROPOSAL REGARDING
CIVIL RIGHTS AND NON-DISCRIMINATION
AUDIT. Against Against Shareholder
13 A SHAREHOLDER PROPOSAL REGARDING
REPORT ON LOBBYING. Against Against Shareholder
==============================================================================
COMPANY: MICROSOFT CORP.
TICKER: MSFT
CUSIP: 594918104
MEETING
DATE: 11/30/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1A Elect Director REID G. HOFFMAN For For Management
1B Elect Director HUGH F. JOHNSTON For For Management
1C Elect Director TERI L. LIST For For Management
1D Elect Director SATYA NADELLA For For Management
1E Elect Director SANDRA E. PETERSON For For Management
1F Elect Director PENNY S. PRITZKER For For Management
1G Elect Director CARLOS A. RODRIGUEZ For For Management
1H Elect Director CHARLES W. SCHARF For For Management
1I Elect Director JOHN W. STANTON For For Management
1J Elect Director JOHN W. THOMPSON For For Management
1K Elect Director EMMA WALMSLEY For For Management
1L Elect Director PADMASREE WARRIOR For For Management
2 ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
3 APPROVE EMPLOYEE STOCK PURCHASE PLAN. For For Management
4 RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT AUDITOR FOR FISCAL
YEAR 2022. For For Management
5 SHAREHOLDER PROPOSAL - REPORT ON
MEDIAN PAY GAPS ACROSS RACE AND
GENDER. Against Against Shareholder
6 SHAREHOLDER PROPOSAL - REPORT ON
EFFECTIVENESS OF WORKPLACE SEXUAL
HARASSMENT POLICIES. Against Against Shareholder
7 SHAREHOLDER PROPOSAL – PROHIBITION
ON SALES OF FACIAL RECOGNITION
TECHNOLOGY TO ALL GOVERNMENT ENTITIES. Against Against Shareholder
8 SHAREHOLDER PROPOSAL - REPORT ON
IMPLEMENTATION OF THE FAIR CHANCE
BUSINESS PLEDGE. Against Against Shareholder
==============================================================================
COMPANY: MONGODB, INC.
TICKER: MDB
CUSIP: 60937P106
MEETING
DATE: 6/28/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director FRANCISCO D'SOUZA For For Management
1.2 Elect Director CHARLES M. HAZARD, JR. For For Management
1.3 Elect Director TOM KILLALEA For For Management
2 APPROVAL, ON A NON-BINDING ADVISORY
BASIS, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
3 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING JANUARY 31, 2023. For For Management
==============================================================================
COMPANY: NETFLIX INC.
TICKER: NFLX
CUSIP: 64110L106
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director TIMOTHY M. HALEY For For Management
1.B Elect Director LESLIE KILGORE For For Management
1.C Elect Director STRIVE MASIYIWA For For Management
1.E Elect Director SUSAN RICE For For Management
2 MANAGEMENT PROPOSAL: DECLASSIFICATION
OF THE BOARD OF DIRECTORS. For For Management
3 MANAGEMENT PROPOSAL: ELIMINATION OF
SUPERMAJORITY VOTING PROVISIONS. For For Management
4 MANAGEMENT PROPOSAL: CREATION OF A
NEW STOCKHOLDER RIGHT TO CALL A
SPECIAL MEETING. For For Management
5 RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. For For Management
6 ADVISORY APPROVAL OF EXECUTIVE
OFFICER COMPENSATION. For For Management
7 STOCKHOLDER PROPOSAL ENTITLED,
"PROPOSAL 7 - SIMPLE MAJORITY VOTE,"
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
8 STOCKHOLDER PROPOSAL ENTITLED,
"PROPOSAL 8 - LOBBYING ACTIVITY REPORT,"
IF PROPERLY PRESENTED AT THE MEETING. Against Against Shareholder
==============================================================================
COMPANY: NVIDIA CORP.
TICKER: NVDA
CUSIP: 67066G104
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director ROBERT K. BURGESS For For Management
1.B Elect Director TENCH COXE For For Management
1.C Elect Director JOHN O. DABIRI For For Management
1.D Elect Director PERSIS S. DRELL For For Management
1.E Elect Director JEN-HSUN HUANG For For Management
1.F Elect Director DAWN HUDSON For For Management
1.G Elect Director HARVEY C. JONES For For Management
1.H Elect Director MICHAEL G. MCCAFFERY For For Management
1.I Elect Director STEPHEN C. NEAL For For Management
1.J Elect Director MARK L. PERRY For For Management
1.K Elect Director A. BROOKE SEAWELL For For Management
1.L Elect Director AARTI SHAH For For Management
1.M Elect Director MARK A. STEVENS For For Management
2 ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION. For For Management
3 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2023. For For Management
4 APPROVAL OF AN AMENDMENT TO OUR
CHARTER TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON
STOCK FROM 4 BILLION SHARES TO
8 BILLION SHARES. For For Management
5 APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF OUR AMENDED AND
RESTATED 2007 EQUITY INCENTIVE PLAN. For For Management
==============================================================================
COMPANY: OKTA, INC.
TICKER: OKTA
CUSIP: 679295105
MEETING
DATE: 6/21/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JEFF EPSTEIN For For Management
1.2 Elect Director J. FREDERIC KERREST For For Management
1.3 Elect Director REBECCA SAEGER For For Management
2 A PROPOSAL TO RATIFY THE APPOINTMENT
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JANUARY 31, 2023. For For Management
3 TO APPROVE, ON AN ADVISORY NON-BINDING
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: ON SEMICONDUCTOR CORP.
TICKER: ON
CUSIP: 682189105
MEETING
DATE: 5/26/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director ATSUSHI ABE For For Management
1.B Elect Director ALAN CAMPBELL For For Management
1.C Elect Director SUSAN K. CARTER For For Management
1.D Elect Director THOMAS L. DEITRICH For For Management
1.E Elect Director GILLES DELFASSY For For Management
1.F Elect Director HASSANE EL-KHOURY For For Management 1.G Elect Director BRUCE E. KIDDOO For For Management
1.H Elect Director PAUL A. MASCARENAS For For Management
1.I Elect Director GREGORY L. WATERS For For Management
1.J Elect Director CHRISTINE Y. YAN For For Management
2 ADVISORY (NON-BINDING) RESOLUTION
TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
3 RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: OPENDOOR TECHNOLOGIES, INC.
TICKER: OPEN
CUSIP: 683712103
MEETING
DATE: 5/25/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ADAM BAIN For For Management
1.2 Elect Director PUEO KEFFER For For Management
1.3 Elect Director JOHN RICE For For Management
2 TO RATIFY THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2022. For For Management
3 TO APPROVE, ON AN ADVISORY
(NON-BINDING) BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: OPTIMIZERX CORP.
TICKER: OPRX
CUSIP: 68401U204
MEETING
DATE: 8/19/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director WILLIAM J. FEBBO For For Management
1.2 Elect Director GUS D. HALAS For For Management
1.3 Elect Director LYNN O'CONNOR VOS For For Management
1.4 Elect Director JAMES LANG For For Management
1.5 Elect Director PATRICK SPANGLER For For Management
1.6 Elect Director GREGORY D. WASSON For For Management
2 ADVISORY APPROVAL OF THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
3 ADVISORY VOTE ON THE FREQUENCY OF
THE ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION. 1-Year For Management
4 APPROVAL OF THE OPTIMIZERX CORPORATION
2021 EQUITY INCENTIVE PLAN. For For Management
5 RATIFICATION OF UHY LLP AS OPTIMIZERX'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2021 FISCAL YEAR. For For Management
==============================================================================
COMPANY: OPTIMIZERX CORP.
TICKER: OPRX
CUSIP: 68401U204
MEETING
DATE: 6/9/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director WILLIAM J. FEBBO For For Management
1.2 Elect Director GUS D. HALAS For For Management
1.3 Elect Director LYNN O'CONNOR VOS For For Management
1.4 Elect Director JAMES LANG For For Management
1.5 Elect Director PATRICK SPANGLE For For Management
1.6 Elect Director GREGORY D. WASSON For For Management
2 ADVISORY APPROVAL OF THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
3 RATIFICATION OF UHY LLP AS OPTIMIZERX'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2022 FISCAL YEAR. For For Management
==============================================================================
COMPANY: PALANTIR TECHNOLOGIES, INC.
TICKER: PLTR
CUSIP: 69608A108
MEETING
DATE: 6/7/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ALEXANDER KARP For For Management
1.2 Elect Director STEPHEN COHEN For For Management
1.3 Elect Director PETER THIEL For For Management
1.4 Elect Director ALEXANDER MOORE For For Management
1.5 Elect Director ALEXANDRA SCHIFF For For Management
1.6 Elect Director LAUREN FRIEDMAN STAT For For Management
1.7 Elect Director ERIC WOERSCHING For For Management
2 RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS PALANTIR'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2022. For For Management
==============================================================================
COMPANY: PALO ALTO NETWORKS, INC.
TICKER: PANW
CUSIP: 697435105
MEETING
DATE: 12/14/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JOHN M. DONOVAN For For Management
1.2 Elect Director HONORABLE SIR JOHN KEY For For Management
1.3 Elect Director MARY PAT MCCARTHY For For Management
1.4 Elect Director NIR ZUK For For Management
2 TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR OUR FISCAL YEAR ENDING
JULY 31, 2022. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
4 TO APPROVE THE 2021 PALO ALTO NETWORKS,
INC. EQUITY INCENTIVE PLAN. For For Management
==============================================================================
COMPANY: PAYCOM SOFTWARE, INC.
TICKER: PAYC
CUSIP: 70432V102
MEETING
DATE: 5/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JASON D. CLARK For For Management
1.2 Elect Director HENRY C. DUQUES For For Management
1.3 Elect Director CHAD RICHISON For For Management
2 RATIFICATION OF THE APPOINTMENT OF
GRANT THORNTON LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING
DECEMBER 31, 2022. For For Management
3 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS. For For Management
4 ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. 1-Year 1-Year Management
==============================================================================
COMPANY: PAYLOCITY HOLDING CORP.
TICKER: PCTY
CUSIP: 70438V106
MEETING
DATE: 12/1/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director VIRGINIA G. BREEN For For Management
1.2 Elect Director ROBIN L. PEDERSON For For Management
1.3 Elect Director RONALD V. WATERS For For Management
2 RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JUNE 30, 2022. For For Management
3 ADVISORY VOTE TO APPROVE COMPENSATION
OF NAMED EXECUTIVE OFFICERS. For For Management
4 APPROVAL OF AN AMENDMENT TO OUR FIRST
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY OUR BOARD
OF DIRECTORS. For For Management
==============================================================================
COMPANY: PAYPAL HOLDINGS, INC.
TICKER: PYPL
CUSIP: 70450Y103
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director RODNEY C. ADKINS For For Management
1.B Elect Director JONATHAN CHRISTODORO For For Management
1.C Elect Director JOHN J. DONAHOE For For Management
1.D Elect Director DAVID W. DORMAN For For Management
1.E Elect Director BELINDA J. JOHNSON For For Management
1.F Elect Director ENRIQUE LORES For For Management
1.G Elect Director GAIL J. MCGOVERN For For Management
1.H Elect Director DEBORAH M. MESSEMER For For Management
1.I Elect Director DAVID M. MOFFETT For For Management
1.J Elect Director ANN M. SARNOFF For For Management
1.K Elect Director DANIEL H. SCHULMAN For For Management
1.L Elect Director FRANK D. YEARY For For Management
2 ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
3 ADVISORY VOTE ON THE FREQUENCY OF
THE STOCKHOLDER ADVISORY VOTE TO
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. 1-Year 1-Year Management
4 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2022. For For Management
5 STOCKHOLDER PROPOSAL – SPECIAL
SHAREHOLDER MEETING IMPROVEMENT. Against Against Shareholder
==============================================================================
COMPANY: PELOTON INTERACTIVE, INC.
TICKER: PTON
CUSIP: 70614W100
MEETING
DATE: 12/7/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JON CALLAGHAN For For Management
1.2 Elect Director JAY HOAG For For Management
2 RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JUNE 30, 2022. For For Management
3 APPROVAL, ON A NON-BINDING ADVISORY
BASIS, OF THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT. For For Management
==============================================================================
COMPANY: PINTEREST, INC.
TICKER: PINS
CUSIP: 72352L106
MEETING
DATE: 5/26/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director LESLIE J. KILGORE For For Management
1.B Elect Director BENJAMIN SILBERMANN For For Management
1.C Elect Director SALAAM COLEMAN SMITH For For Management
2 RATIFY THE AUDIT COMMITTEE'S
SELECTION OF ERNST & YOUNG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2022. For For Management
3 APPROVE, ON AN ADVISORY NON-BINDING
BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: PLUG POWER, INC.
TICKER: PLUG
CUSIP: 72919P202
MEETING
DATE: 7/30/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director ANDREW J. MARSH For For Management
1.2 Elect Director GARY K. WILLIS For For Management
1.3 Elect Director MAUREEN O. HELMER For For Management
2 THE APPROVAL OF THE FIFTH CERTIFICATE
OF AMENDMENT OF THE AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION OF THE
COMPANY TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
750,000,000 SHARES TO 1,500,000,000
SHARES AS DESCRIBED IN THE PROXY
STATEMENT. For For Management
3 THE APPROVAL OF THE PLUG POWER INC.
2021 STOCK OPTION AND INCENTIVE PLAN
AS DESCRIBED IN THE PROXY STATEMENT. For For Management
4 THE APPROVAL OF THE NON-BINDING ADVISORY
RESOLUTION REGARDING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT. For For Management
5 THE RATIFICATION OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2021. For For Management
==============================================================================
COMPANY: PURE STORAGE, INC.
TICKER: PSTG
CUSIP: 74624M102
MEETING
DATE: 6/15/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director SCOTT DIETZEN For For Management
1.2 Elect Director CHARLES GIANCARLO For For Management
1.3 Elect Director JOHN MURPHY For For Management
1.4 Elect Director GREG TOMB For For Management
2 RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL
YEAR ENDING FEBRUARY 5, 2023. For For Management
3 AN ADVISORY VOTE ON OUR NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
==============================================================================
COMPANY: QUALCOMM, INC.
TICKER: QCOM
CUSIP: 747525103
MEETING
DATE: 3/9/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director SYLVIA ACEVEDO For For Management
1.B Elect Director CRISTIANO R. AMON For For Management
1.C Elect Director MARK FIELDS For For Management
1.D Elect Director JEFFREY W. HENDERSON For For Management
1.E Elect Director GREGORY N. JOHNSON For For Management
1.F Elect Director ANN M. LIVERMORE For For Management
1.G Elect Director MARK D. MCLAUGHLIN For For Management
1.H Elect Director JAMIE S. MILLER For For Management
1.I Elect Director IRENE B. ROSENFELD For For Management
1.J Elect Director KORNELIS "NEIL" SMIT For For Management
1.K Elect Director JEAN-PASCAL TRICOIRE For For Management
1.L Elect Director ANTHONY J. VINCIQUERRA For For Management
2 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR OUR FISCAL YEAR ENDING
SEPTEMBER 25, 2022. For For Management
3 ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: QORVO, INC.
TICKER: QRVO
CUSIP: 74736K101
MEETING
DATE: 8/10/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director RALPH G. QUINSEY For For Management
1.2 Elect Director ROBERT A. BRUGGEWORTH For For Management
1.3 Elect Director JUDY BRUNER For For Management
1.4 Elect Director JEFFERY R. GARDNER For For Management
1.5 Elect Director JOHN R. HARDING For For Management
1.6 Elect Director DAVID H. Y. HO For For Management
1.7 Elect Director RODERICK D. NELSON For For Management
1.8 Elect Director DR. WALDEN C. RHINES For For Management
1.9 Elect Director SUSAN L. SPRADLEY For For Management
2 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (AS DEFINED
IN THE PROXY STATEMENT). For For Management
3 TO VOTE, ON AN ADVISORY BASIS,
ON THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. 1-Year For Management
4 TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING APRIL 2, 2022. For For Management
==============================================================================
COMPANY: RH
TICKER: RH
CUSIP: 74967X103
MEETING
DATE: 7/15/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director GARY FRIEDMAN For For Management
1.2 Elect Director CARLOS ALBERINI For For Management
1.3 Elect Director KEITH BELLING For For Management
2 ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. For For Management
3 RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2021 FISCAL
YEAR. For For Management
==============================================================================
COMPANY: RIOT BLOCKCHAIN, INC.
TICKER: RIOT
CUSIP: 767292105
MEETING
DATE: 10/19/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director BENJAMIN YI For For Management
1.2 Elect Director JASON LES For For Management
1.3 Elect Director HANNAH CHO For For Management
1.4 Elect Director LANCE D'AMBROSIO For For Management
1.5 Elect Director Hubert Marleau For For Management
2 RATIFICATION OF THE APPOINTMENT OF
MARCUM LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. For For Management
3 APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT. For For Management
4 APPROVAL OF THE SECOND AMENDMENT
TO THE RIOT BLOCKCHAIN, INC. 2019
EQUITY INCENTIVE PLAN. For For Management
==============================================================================
COMPANY: RIVIAN AUTOMOTIVE, INC.
TICKER: RIVN
CUSIP: 76954A103
MEETING
DATE: 6/6/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director ROBERT J. SCARINGE For For Management
1.B Elect Director PETER KRAWIEC For For Management
1.C Elect Director SANFORD SCHWARTZ For For Management
2 RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2022. For For Management
3 APPROVAL, ON AN ADVISORY (NON-BINDING)
BASIS, OF THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. For For Management
4 APPROVAL, ON AN ADVISORY (NON-BINDING)
BASIS, OF THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. 1-Year 1-Year Management
==============================================================================
COMPANY: ROBLOX CORP.
TICKER: RBLX
CUSIP: 771049103
MEETING
DATE: 5/26/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director CHRISTOPHER CARVALHO For For Management
1.2 Elect Director GINA MASTANTUONO For For Management
2 ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
3 ADVISORY VOTE ON THE FREQUENCY OF
FUTURE STOCKHOLDER ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. 1-Year 1-Year Management
4 RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. For For Management
==============================================================================
COMPANY: ROKU, INC.
TICKER: ROKU
CUSIP: 77543R102
MEETING
DATE: 6/9/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1A Elect Director GINA LUNA For For Management
1B Elect Director RAY ROTHROCK For For Management
2A Elect Director JEFFREY HASTINGS For For Management
3 ADVISORY VOTE TO APPROVE OUR
NAMED EXECUTIVE OFFICER COMPENSATION. For For Management
4 TO RATIFY THE SELECTION OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: SEA LIMITED
TICKER: SE
CUSIP: 81141R100
MEETING
DATE: 2/14/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 AS A SPECIAL RESOLUTION, THAT THE
EIGHTH AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION OF THE
COMPANY CURRENTLY IN EFFECT BE AMENDED
AND RESTATED BY THEIR DELETION IN THEIR
ENTIRETY AND THE SUBSTITUTION IN THEIR
PLACE OF THE NINTH AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION
ANNEXED AS ANNEX A OF THE NOTICE OF THE
ANNUAL GENERAL MEETING. For For Management
==============================================================================
COMPANY: SENTINELONE, INC.
TICKER: S
CUSIP: 81730H109
MEETING
DATE: 6/30/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director DANIEL SCHEINMAN For For Management
1.2 Elect Director TEDDIE WARDI For For Management
1.3 Elect Director TOMER WEINGARTEN For For Management
2 RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS
SENTINELONE, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
JANUARY 31, 2023. For For Management
==============================================================================
COMPANY: SERVICENOW, INC.
TICKER: NOW
CUSIP: 81762P102
MEETING
DATE: 6/9/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director SUSAN L. BOSTROM For For Management
1.B Elect Director TERESA BRIGGS For For Management
1.C Elect Director JONATHAN C. CHADWICK For For Management
1.D Elect Director PAUL E. CHAMBERLAIN For For Management
1.E Elect Director LAWRENCE J. JACKSON, JR. For For Management
1.F Elect Director FREDERIC B. LUDDY For For Management
1.G Elect Director JEFFREY A. MILLER For For Management
1.H Elect Director JOSEPH "LARRY" QUINLAN For For Management
1.I Elect Director SUKUMAR RATHNAM For For Management
2 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS("SAY-ON-PAY"). For For Management
3 TO RATIFY
PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2022. For For Management
==============================================================================
COMPANY: SHOPIFY, INC.
TICKER: SHOP
CUSIP: 82509L107
MEETING
DATE: 6/7/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director TOBIAS LÜTKE For For Management
1.B Elect Director ROBERT ASHE For For Management
1.C Elect Director GAIL GOODMAN For For Management
1.D Elect Director COLLEEN JOHNSTON For For Management
1.E Elect Director JEREMY LEVINE For For Management
1.F Elect Director JOHN PHILLIPS For For Management
1.G Elect Director FIDJI SIMO For For Management
2 RESOLUTION APPROVING THE RE-APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF SHOPIFY INC. AND
AUTHORIZING THE BOARD OF DIRECTORS
TO FIX THEIR REMUNERATION. For For Management
3 SPECIAL RESOLUTION, THE FULL TEXT
OF WHICH IS ATTACHED AS SCHEDULE A
TO THE MANAGEMENT INFORMATION CIRCULAR
DATED APRIL 11, 2022, TO APPROVE,
PURSUANT TO AN INTERIM ORDER OF THE
ONTARIO SUPERIOR COURT OF JUSTICE
(COMMERCIAL LIST) DATED APRIL 11, 2022,
A PROPOSED PLAN OF ARRANGEMENT PURSUANT
TO SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT TO EFFECT, AMONG OTHER
THINGS, CERTAIN UPDATES TO THE COMPANY'S
GOVERNANCE STRUCTURE, INCLUDING AN
AMENDMENT TO SHOPIFY INC.'S RESTATED
ARTICLES OF INCORPORATION TO PROVIDE
FOR THE CREATION OF A NEW CLASS OF
SHARE, DESIGNATED AS THE FOUNDER
SHARE, AND THE ISSUANCE OF
SUCH FOUNDER SHARE TO SHOPIFY INC.'S
FOUNDER AND CHIEF EXECUTIVE OFFICER,
MR. TOBIAS LÜTKE. For For Management
4 SPECIAL RESOLUTION, THE FULL TEXT
OF WHICH IS ATTACHED AS SCHEDULE B
TO THE MANAGEMENT INFORMATION
CIRCULAR DATED APRIL 11, 2022, TO
APPROVE AN AMENDMENT TO SHOPIFY INC.'S
RESTATED ARTICLES OF INCORPORATION TO
EFFECT A TEN-FOR-ONE SPLIT OF ITS
CLASS A SUBORDINATE VOTING SHARES
AND CLASS B MULTIPLE VOTING SHARES. For For Management
5 NON-BINDING ADVISORY RESOLUTION THAT
THE SHAREHOLDERS ACCEPT SHOPIFY INC.'S
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR DATED
APRIL 11, 2022. For For Management
==============================================================================
COMPANY: SIGNATURE BANK
TICKER: SBNY
CUSIP: 82669G104
MEETING
DATE: 4/27/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director DERRICK D. CEPHAS For For Management
1.B Elect Director JUDITH A. HUNTINGTON For For Management
1.C Elect Director ERIC R. HOWELL For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP,
AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2022. For For Management
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. For For Management
4 TO APPROVE THE CONTINUATION OF THE BANK'S
SHARE REPURCHASE PLAN, WHICH ALLOWS THE
BANK TO REPURCHASE FROM THE BANK'S
STOCKHOLDERS FROM TIME TO TIME IN OPEN
MARKET TRANSACTIONS, SHARES OF THE
BANK'S COMMON STOCK IN AN AGGREGATE
PURCHASE AMOUNT OF UP TO $500 MILLION
UNDER THE STOCK REPURCHASE PROGRAM. For For Management
5 TO APPROVE AN AMENDMENT TO OUR BY-LAWS
TO DECLASSIFY OUR BOARD. For For Management
==============================================================================
COMPANY: SILVERGATE CAPITAL CORP.
TICKER: SI
CUSIP: 82837P408
MEETING
DATE: 6/10/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 AMEND THE COMPANY'S ARTICLES TO
DECLASSIFY THE BOARD OF DIRECTORS
AND PROVIDE FOR THE ANNUAL ELECTION
OF ALL DIRECTORS. For For Management
2 AMEND THE COMPANY'S ARTICLES TO
CANCEL THE CLASS B NON- VOTING
COMMON STOCK AND RE-ALLOCATE SUCH
SHARES TO THE COMPANY'S CLASS A COMMON
STOCK. For For Management
3 AMEND THE COMPANY'S ARTICLES TO ALLOW
FOR REMOVAL OF DIRECTORS WITH OR
WITHOUT CAUSE BY MAJORITY VOTE OF THE
STOCKHOLDERS. For For Management
4 AMEND THE COMPANY'S ARTICLES TO
AUTHORIZE AMENDMENTS TO ELIMINATE
CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS TO AMEND CERTAIN
PROVISIONS OF THE COMPANY'S ARTICLES
AND BYLAWS. For For Management
5A Elect Director ALAN J. LANE For For Management
5B Elect Director AANCHAL GUPTA For For Management
5C Elect Director REBECCA RETTIG For For Management
6 RATIFY THE APPOINTMENT OF CROWE LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: SNOWFLAKE, INC.
TICKER: SNOW
CUSIP: 833445109
MEETING
DATE: 7/8/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director BENOIT DAGEVILLE For For Management
1.B Elect Director MARK S. GARRETT For For Management
1.C Elect Director JAYSHREE V. ULLAL For For Management
2 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2022. For For Management
==============================================================================
COMPANY: SPOTIFY TECHNOLOGY S.A.
TICKER: SPOT
CUSIP: L8681T102
MEETING
DATE: 4/20/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 APPROVE THE COMPANY'S ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2021 AND THE
COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2021. For For Management
2 APPROVE ALLOCATION OF THE COMPANY'S
ANNUAL RESULTS FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2021. For For Management
3 GRANT DISCHARGE OF THE LIABILITY
OF THE MEMBERS OF THE BOARD OF
DIRECTORS FOR, AND IN CONNECTION
WITH, THE FINANCIAL YEAR ENDED
DECEMBER 31, 2021. For For Management
4.A Elect Director MR. DANIEL EK For For Management
4.B Elect Director MR. MARTIN LORENTZON For For Management
4.C Elect Director MR. SHISHIR S. MEHROTRA For For Management
4.D Elect Director MR. CHRISTOPHER MARSHALL For For Management
4.E Elect Director MR. BARRY MCCARTHY For For Management
4.F Elect Director MS. HEIDI O'NEILL For For Management
4.G Elect Director MR. TED SARANDOS For For Management
4.H Elect Director MR. THOMAS OWEN STAGGS For For Management
4.I Elect Director MS. CRISTINA M. STENBECK For For Management
4.J Elect Director MS. MONA SUTPHEN For For Management
4.K Elect Director MS. PADMASREE WARRIOR For For Management
5 APPOINT ERNST & YOUNG S.A. (LUXEMBOURG)
AS THE INDEPENDENT AUDITOR FOR THE PERIOD
ENDING AT THE GENERAL MEETING APPROVING
THE ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDING ON DECEMBER 31, 2022. For For Management
6 APPROVE THE DIRECTORS' REMUNERATION
FOR THE YEAR 2022. For For Management
7 AUTHORIZE AND EMPOWER EACH OF MR. GUY
HARLES AND MR. ALEXANDRE GOBERT TO
EXECUTE AND DELIVER, UNDER THEIR SOLE
SIGNATURE, ON BEHALF OF THE COMPANY
AND WITH FULL POWER OF SUBSTITUTION,
ANY DOCUMENTS NECESSARY OR USEFUL IN
CONNECTION WITH THE ANNUAL FILING
AND REGISTRATION REQUIRED BY THE
LUXEMBOURG LAWS. For For Management
==============================================================================
COMPANY: SQUARE, INC.
TICKER: SQ
CUSIP: 852234103
MEETING
DATE: 11/3/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 APPROVE THE ISSUANCE OF SHARES OF
CLASS A COMMON STOCK OF SQUARE, INC.
("SQUARE") (INCLUDING SHARES UNDERLYING
CHESS DEPOSITARY INTERESTS) TO
SHAREHOLDERS OF AFTERPAY LIMITED
("AFTERPAY") PURSUANT TO A SCHEME OF
ARRANGEMENT BETWEEN AFTERPAY AND ITS
SHAREHOLDERS AND A DEED POLL TO BE
EXECUTED BY SQUARE AND LANAI (AU) 2
PTY LTD ("SQUARE SUB"), AS CONTEMPLATED
BY THE SCHEME IMPLEMENTATION DEED,
DATED AS OF AUGUST 2, 2021, AND AS
IT MAY BE FURTHER AMENDED OR
SUPPLEMENTED, BY AND AMONG SQUARE,
SQUARE SUB, AND AFTERPAY (THE
"TRANSACTION PROPOSAL"). For For Management
2 APPROVE ONE OR MORE ADJOURNMENTS
OF THE SPECIAL MEETING OF
STOCKHOLDERS OF SQUARE, IF NECESSARY
OR APPROPRIATE AND CONSENTED TO BY
AFTERPAY, INCLUDING TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING OF STOCKHOLDERS TO
APPROVE THE TRANSACTION PROPOSAL. For For Management
==============================================================================
COMPANY: SQUARE, INC.
TICKER: SQ
CUSIP: 852234103
MEETING
DATE: 6/14/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JACK DORSEY For For Management
1.2 Elect Director PAUL DEIGHTON For For Management
2 ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
3 ADVISORY VOTE ON THE FREQUENCY OF
FUTURE STOCKHOLDER ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. 1-Year 1-Year Management
4 RATIFICATION OF APPOINTMENT OF
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
5 STOCKHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REGARDING
A CHANGE IN STOCKHOLDER VOTING. Against Against Shareholder
==============================================================================
COMPANY: TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LIMITED
TICKER: TSM
CUSIP: 874039100
MEETING
DATE: 6/8/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 TO ACCEPT 2021 BUSINESS REPORT
AND FINANCIAL STATEMENTS. For For Management
2 TO REVISE THE ARTICLES OF
INCORPORATION. For For Management
3 TO REVISE THE PROCEDURES FOR
ACQUISITION OR DISPOSAL OF
ASSETS. For For Management
4 TO APPROVE THE ISSUANCE OF EMPLOYEE
RESTRICTED STOCK AWARDS FOR YEAR 2022. For For Management
==============================================================================
COMPANY: TELADOC HEALTH, INC.
TICKER: TDOC
CUSIP: 87918A105
MEETING
DATE: 5/26/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director KAREN L. DANIEL For For Management
1.B Elect Director SANDRA L. FENWIC For For Management
1.C Elect Director WILLIAM H. FRIST, MD For For Management
1.D Elect Director JASON GOREVIC For For Management
1.E Elect Director CATHERINE A. JACOBSON For For Management
1.F Elect Director THOMAS G. MCKINLEY For For Management 1.G Elect Director KENNETH H. PAULUS For For Management
1.H Elect Director DAVID L. SHEDLARZ For For Management
1.I Elect Director MARK DOUGLAS SMITH, MD For For Management 1.J Elect Director DAVID B. SNOW, JR. For For Management
2 APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF TELADOC HEALTH'S
NAMED EXECUTIVE OFFICERS. For For Management
3 RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS TELADOC
HEALTH'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
4 APPROVE AN AMENDMENT TO TELADOC
HEALTH'S CERTIFICATE OF INCORPORATIO
TO PERMIT HOLDERS OF AT LEAST 15% NET
LONG OWNERSHIP IN VOTING POWER OF
TELADOC HEALTH'S OUTSTANDING CAPITAL
STOCK TO CALL SPECIAL MEETINGS. For For Management
==============================================================================
COMPANY: TERADYNE, INC.
TICKER: TER
CUSIP: 880770102
MEETING
DATE: 5/13/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director EDWIN J. GILLIS For For Management
1.B Elect Director TIMOTHY E. GUERTIN For For Management
1.C Elect Director PETER HERWECK For For Management
1.D Elect Director MARK E. JAGIELA For For Management
1.E Elect Director MERCEDES JOHNSON For For Management
1.F Elect Director MARILYN MATZ For For Management 1.G Elect Director FORD TAMER For For Management
1.H Elect Director PAUL J. TUFANO For For Management
2 TO APPROVE, IN A NON-BINDING,
ADVISORY VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. For For Management
3 TO RATIFY THE SELECTION OF THE FIRM
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2022. For For Management
==============================================================================
COMPANY: TESLA, INC.
TICKER: TSLA
CUSIP: 88160R101
MEETING
DATE: 10/7/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director JAMES MURDOCH For For Management
1.2 Elect Director KIMBAL MUSK For For Management
2 TESLA PROPOSAL FOR ADOPTION OF
AMENDMENTS TO CERTIFICATE OF
INCORPORATION TO REDUCE DIRECTOR
TERMS TO TWO YEARS. For For Management
3 TESLA PROPOSAL FOR ADOPTION OF
AMENDMENTS TO CERTIFICATE OF
INCORPORATION AND BYLAWS TO
ELIMINATE APPLICABLE SUPERMAJORITY
VOTING REQUIREMENTS. For For Management
4 TESLA PROPOSAL TO RATIFY THE
APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. For For Management
5 STOCKHOLDER PROPOSAL REGARDING REDUCTION
OF DIRECTOR TERMS TO ONE YEAR. Against Against Shareholder
6 STOCKHOLDER PROPOSAL REGARDING
ADDITIONAL REPORTING ON DIVERSITY
AND INCLUSION EFFORTS. Against Against Shareholder
7 STOCKHOLDER PROPOSAL REGARDING
REPORTING ON EMPLOYEE ARBITRATION. Against Against Shareholder
8 STOCKHOLDER PROPOSAL REGARDING
ASSIGNING RESPONSIBILITY FOR STRATEGIC
OVERSIGHT OF HUMAN CAPITAL MANAGEMENT
TO AN INDEPENDENT BOARD-LEVEL COMMITTEE. Against Against Shareholder
9 STOCKHOLDER PROPOSAL REGARDING ADDITIONAL
REPORTING ON HUMAN RIGHTS. Against Against Shareholder
==============================================================================
COMPANY: THE TRADE DESK, INC.
TICKER: TTD
CUSIP: 88339J105
MEETING
DATE: 5/26/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director LISE J. BUYER For For Management
1.2 Elect Director KATHRYN E. FALBERG For For Management
1.3 Elect Director DAVID B. WELLS For For Management
2 THE RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
3 THE APPROVAL, ON A NON-BINDING,
OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: TWILIO, INC.
TICKER: TWLO
CUSIP: 90138F102
MEETING
DATE: 6/22/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director DONNA L. DUBINSKY For For Management
1.2 Elect Director DEVAL PATRICK For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2022. For For Management
3 APPROVAL OF, ON A NON-BINDING
ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. For For Management
==============================================================================
COMPANY: TWITTER, INC.
TICKER: TWTR
CUSIP: 90184L102
MEETING
DATE: 5/25/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.A Elect Director EGON DURBAN For For Management
1.B Elect Director PATRICK PICHETTE For For Management
2 THE APPROVAL, ON AN ADVISORY BASIS,
OF THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. For For Management
3 RATIFICATION OF THE APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP
AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR
FISCAL YEAR ENDING
DECEMBER 31, 2022. For For Management
4 THE APPROVAL OF AN AMENDMENT TO
OUR AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY OUR
BOARD OF DIRECTORS. Against Against Shareholder
5 A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON RISKS OF THE USE OF
CONCEALMENT CLAUSES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING. Against Against Shareholder
6 A STOCKHOLDER PROPOSAL REGARDING A
DIRECTOR CANDIDATE WITH HUMAN
AND/OR CIVIL RIGHTS EXPERTISE,
IF PROPERLY PRESENTED AT THE
ANNUAL MEETING. Against Against Shareholder
7 A STOCKHOLDER PROPOSAL REGARDING
AN AUDIT ANALYZING THE COMPANY'S
IMPACTS ON CIVIL RIGHTS AND
NON-DISCRIMINATION, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING. Against Against Shareholder
8 A STOCKHOLDER PROPOSAL REGARDING
AN ELECTORAL SPENDING REPORT,
IF PROPERLY PRESENTED AT THE
ANNUAL MEETING. Against Against Shareholder
9 A STOCKHOLDER PROPOSAL REGARDING
A REPORT ON LOBBYING ACTIVITIES
AND EXPENDITURES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING. Against Against Shareholder
==============================================================================
COMPANY: UNITY SOFTWARE INC.
TICKER: U
CUSIP: 91332U101
MEETING
DATE: 6/2/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director EGON DURBAN For For Management
1.2 Elect Director BARRY SCHULER For For Management
1.3 Elect Director ROBYNNE SISCO For For Management
2 TO RATIFY THE SELECTION BY THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING
DECEMBER 31, 2022. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT. For For Management
4 TO INDICATE, ON AN ADVISORY BASIS,
THE PREFERRED FREQUENCY OF STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. 1-Year 1-Year Management
==============================================================================
COMPANY: UPSTART HOLDINGS, INC.
TICKER: UPST
CUSIP: 91680M107
MEETING
DATE: 5/17/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director SUKHINDER SINGH CASSIDY For For Management
1.2 Elect Director PAUL GU For For Management
2 RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS UPSTART'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022.
3 THE FREQUENCY OF FUTURE STOCKHOLDER
ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. 1-Year 1-Year Management
==============================================================================
COMPANY: VIRGIN GALACTIC HOLDINGS, INC.
TICKER: SPCE
CUSIP: 92766K106
MEETING
DATE: 8/25/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MICHAEL COLGLAZIER For For Management
1.2 Elect Director CHAMATH PALIHAPITIYA For For Management
1.3 Elect Director WANDA AUSTIN For For Management
1.4 Elect Director ADAM BAIN For For Management
1.5 Elect Director TINA JONAS For For Management
1.6 Elect Director CRAIG KREEGER For For Management
1.7 Elect Director EVAN LOVELL For For Management
1.8 Elect Director GEORGE MATTSON For For Management
1.9 Elect Director W. GILBERT WEST For For Management
2 TO RATIFY, IN A NON-BINDING VOTE,
THE APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021. For For Management
3 TO APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. For For Management
==============================================================================
COMPANY: WORKDAY INC.
TICKER: WDAY
CUSIP: 98138H101
MEETING
DATE: 6/22/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director LYNNE M. DOUGHTIE For For Management
1.2 Elect Director CARL M. ESCHENBACH For For Management
1.3 Elect Director MICHAEL M. MCNAMARA For For Management
1.4 Elect Director JERRY YANG For For Management
2 TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS WORKDAY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2023. For For Management
3 TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT. For For Management
4 TO APPROVE THE NEW 2022 EQUITY
INCENTIVE PLAN TO REPLACE OUR 2012
EQUITY INCENTIVE PLAN. For For Management
5 TO APPROVE THE AMENDED AND RESTATED
2012 EMPLOYEE STOCK PURCHASE PLAN. For For Management
==============================================================================
COMPANY: XPENG, INC.
TICKER: XPEV
CUSIP: 98422D105
MEETING
DATE: 12/8/21
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
O1 TO CONSIDER AND APPROVE THE PROPOSED
CLASS-BASED ARTICLES AMENDMENTS AS
DETAILED IN THE PROXY STATEMENT DATED
OCTOBER 22, 2021. For For Management
S1 TO CONSIDER AND APPROVE THE PROPOSED
CLASS-BASED ARTICLES AMENDMENTS AS
DETAILED IN THE PROXY STATEMENT DATED
OCTOBER 22, 2021. For For Management
S2 TO CONSIDER AND APPROVE THE PROPOSED
NON-CLASS-BASED ARTICLES AMENDMENTS
AS DETAILED IN THE PROXY STATEMENT
DATED OCTOBER 22, 2021. For For Management
==============================================================================
COMPANY: XPENG, INC.
TICKER: XPEV
CUSIP: 98422D105
MEETING
DATE: 6/24/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1 TO RECEIVE AND ADOPT THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS
OF THE COMPANY AND THE REPORTS OF
THE DIRECTORS (THE" DIRECTOR(S)")
AND THE AUDITOR OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2021. For For Management
2 Elect Director MR. XIAOPENG For For Management
3 Elect Director MR. YINGJIE CHEN For For Management
4 Elect Director MR. JI-XUN FOO For For Management
5 Elect Director MR. FEI YANG For For Management
6 TO AUTHORIZE THE BOARD OF DIRECTORS
TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION. For For Management
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS
AND PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS AUDITORS TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO FIX THEIR
REMUNERATIONS FOR THE YEAR ENDING
DECEMBER 31, 2022. For For Management
8 THAT CONSIDER AND APPROVE THE
GRANT OF A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE, ALLOT, AND DEAL
WITH ADDITIONAL CLASS A ORDINARY
SHARES OF THE COMPANY NOT EXCEEDING
20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE
DATE OF PASSING OF THIS RESOLUTION
AS DETAILED IN THE PROXY STATEMENT
DATED MAY 12, 2022. For For Management
9 THAT CONSIDER AND APPROVE THE GRANT
OF A GENERAL MANDATE TO THE DIRECTORS
TO REPURCHASE SHARES OF THE COMPANY
NOT EXCEEDING 10% OF THE TOTAL NUMBER
OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS
RESOLUTION AS DETAILED IN THE PROXY
STATEMENT DATED MAY 12, 2022. For For Management
10 THAT CONSIDER AND APPROVE THE
EXTENSION OF THE GENERAL MANDATE
GRANTED TO THE DIRECTORS TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE SHARE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF
THE SHARES REPURCHASED BY THE
COMPANY AS DETAILED IN THE PROXY
STATEMENT DATED MAY 12, 2022. For For Management
==============================================================================
COMPANY: ZOOM VIDEO COMMUNICATIONS, INC.
TICKER: ZM
CUSIP: 98980L101
MEETING
DATE: 5/17/22
------------------------------------------------------------------------------
Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director MARK MADER For For Management
2 TO RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2022. For For Management
3 TO APPROVE, ON AN ADVISORY, NON-BINDING
BASIS, THE FREQUENCY OF FUTURE
STOCKHOLDER NON-BINDING ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. 1-Year 1-Year Management
4A TO APPROVE ADMINISTRATIVE AMENDMENTS
TO GOVERNING DOCUMENTS RELATED TO
OUR CORPORATE REORGANIZATION,
INCLUDING: AMEND PROVISIONS IN
OUR AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION RELATING TO OUR
CLASSES OF COMMON STOCK. For For Management
4B TO APPROVE ADMINISTRATIVE AMENDMENTS
TO GOVERNING DOCUMENTS RELATED TO
OUR CORPORATE REORGANIZATION, INCLUDING:
REMOVE THE PASS-THROUGH VOTING PROVISION
FROM OUR SUBSIDIARY'S CERTIFICATE
OF INCORPORATION. For For Management
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COMPANY: ZOOM VIDEO COMMUNICATIONS, INC.
TICKER: ZM
CUSIP: 98980L101
MEETING
DATE: 6/16/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
------------------------------------------------------------------------------
1.1 Elect Director CARL M. ESCHENBACH For For Management
1.2 Elect Director WILLIAM R. MCDERMOTT For For Management
1.3 Elect Director JANET NAPOLITANO For For Management
1.4 Elect Director SANTIAGO SUBOTOVSKY For For Management
2 RATIFY THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING JANUARY 31, 2023. For For Management
3 TO APPROVE, ON AN ADVISORY NON-BINDING
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN
OUR PROXY STATEMENT. For For Management
==============================================================================
COMPANY: ZSCALER, INC.
TICKER: ZS
CUSIP: 98980G102
MEETING
DATE: 1/5/22
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Mgmt Vote
# Proposal Rec Cast Sponsor
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1.1 Elect Director KAREN BLASING For For Management
1.2 Elect Director CHARLES GIANCARLO For For Management
1.3 Elect Director EILEEN NAUGHTON For For Management
2 TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2022. For For Management
3 TO APPROVE ON A NON-BINDING,
ADVISORY BASIS, THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. For For Management
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the under-
signed, thereunto duly authorized.
The Berkshire Funds
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/s/ Malcolm R. Fobes III
------------------------
Malcolm R. Fobes III
President
August 3, 2022
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