| Item 1. | |
| (a) | Name of issuer:
Polen Credit Opportunities Fund |
| (b) | Address of issuer's principal executive
offices:
C/O Polen Capital Credit, LLC 1075 Main Street, Suite 320 Waltham, Massachusetts 02451 |
| Item 2. | |
| (a) | Name of person filing:
This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the "Reporting Persons": |
| (b) | Address or principal business office or, if
none, residence:
(i) Polen Capital Management, LLC's principal business office is located at 1825 NW Corporate Blvd., Suite 300, Boca Raton, FL 33431. (ii) Polen Capital Credit, LLC's principal business office is located at 1075 Main Street, Suite 320, Waltham, MA 02451. |
| (c) | Citizenship:
(i) Polen Capital Management, LLC is a Delaware limited liability company. (ii) Polen Capital Credit, LLC is a Massachusetts limited liability company. |
| (d) | Title of class of securities:
Common Shares |
| (e) | CUSIP No.:
73110T100 |
| Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) |  Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| (b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
| (f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| (g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
| (h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
| (i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please
specify the type of institution: |
| (k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| | |
| Item 4. | Ownership |
| (a) | Amount beneficially owned:
See response to Item 9 on each cover page. |
| (b) | Percent of class:
See response to Item 11 on each cover page. % |
| (c) | Number of shares as to which the person has:
|
| | (i) Sole power to vote or to direct the vote:
See response to Item 5 on each cover page.
|
| | (ii) Shared power to vote or to direct the
vote:
See response to Item 6 on each cover page.
|
| | (iii) Sole power to dispose or to direct the
disposition of:
See response to Item 7 on each cover page.
|
| | (iv) Shared power to dispose or to direct the
disposition of:
See response to Item 8 on each cover page.
|
| Item 5. | Ownership of 5 Percent or Less of a Class. |
| | |
| Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
| |
Not Applicable
|
| Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
| |
If a parent holding company has filed this schedule, pursuant to Rule
13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the
Item 3 classification of the relevant subsidiary. If a parent holding company has filed this
schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the
identification of the relevant subsidiary.
Please see Exhibit A attached hereto. |
| Item 8. | Identification and Classification of Members
of the Group. |
| |
Not Applicable
|
| Item 9. | Notice of Dissolution of Group. |
| |
Not Applicable
|
Rule
13d-1(d)