FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08333
Nuveen Investment Trust II
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Jessica R. Droeger - Vice President and Secretary
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2004
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
04/21/04 - A | Alumina Ltd (formerly Wmc Limited) | 022205108 | 03/15/04 | 35,200 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | TO RE-ELECT MR. PETER A F HAY AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 2 | AMEND RULES 2, 142 AND 143 OF THE CONSTITUTION OF THE COMPANY | For | For | Mgmt | ||||||||||||
04/22/04 - A/S | Barrick Gold Corp. *ABX.* | 067901108 | 03/04/04 | 59,600 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 1.1 | Elect Director H.L. Beck — For | |||||||||||||||
| 1.2 | Elect Director C.W.D. Birchall — For | |||||||||||||||
| 1.3 | Elect Director G. Cisneros — For | |||||||||||||||
| 1.4 | Elect Director M.A. Cohen — For | |||||||||||||||
| 1.5 | Elect Director P.A. Crossgrove — For | |||||||||||||||
| 1.6 | Elect Director P.C. Godsoe — For | |||||||||||||||
| 1.7 | Elect Director A.A. Macnaughton — For | |||||||||||||||
| 1.8 | Elect Director B. Mulroney — For | |||||||||||||||
| 1.9 | Elect Director A. Munk — For | |||||||||||||||
| 1.10 | Elect Director P. Munk — For | |||||||||||||||
| 1.11 | Elect Director J.L. Rotman — For | |||||||||||||||
| 1.12 | Elect Director J.E. Thompson — For | |||||||||||||||
| 1.13 | Elect Director G.C. Wilkins — For | |||||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Mgmt | ||||||||||||
| 3 | Approve Stock Option Plan (2004) up to 16 Million Common Shares | For | For | Mgmt | ||||||||||||
05/06/04 - A/S | Canadian Natural Resources Ltd. *CNQ.* | 136385101 | 03/25/04 | 6,864 | ||||||||||||
| 1 | Elect Catherine Best, N. Murray Edwards, Ambassador Gordon D. Giffin, James T. Grenon, John G. Langille, Keith A.J. MacPhail, Allan Markin, James Palmer, Eldon Smith and David Tuer as Directors | For | For | Mgmt | ||||||||||||
| 2 | Appoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Stock Option Plan | For | Against | Mgmt | ||||||||||||
| 4 | Approve 2:1 Stock Split | For | For | Mgmt | ||||||||||||
| Page 1 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
06/25/04 - A | CHUNGHWA TELECOM | 17133Q205 | 05/17/04 | 69,516 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | THE COMPANY S OPERATION REPORTS FOR 2003 | For | For | Mgmt | ||||||||||||
| 2 | THE SUPERVISORS AUDIT REPORTS ON THE COMPANY S FINANCIAL STATEMENTS FOR 2003 | For | For | Mgmt | ||||||||||||
| 3 | THE COMPANY S FINANCIAL STATEMENTS FOR 2002 APPROVED BY THE MINISTRY OF AUDIT OF THE REPUBLIC OF CHINA | For | For | Mgmt | ||||||||||||
| 4 | THE ENACTMENT OF THE COMPANY S RULES OF PROCEDURE FOR BOARD MEETINGS | For | For | Mgmt | ||||||||||||
| 5 | THE COMPANY S FINANCIAL STATEMENTS FOR 2003 | For | For | Mgmt | ||||||||||||
| 6 | THE COMPANY S DISTRIBUTION OF EARNINGS FOR 2003 | For | For | Mgmt | ||||||||||||
| 7 | THE COMPANY S DRAFT PROCESS FOR ACQUISITION AND DISPOSAL OF ASSETS | For | For | Mgmt | ||||||||||||
| 8 | AMENDMENT OF ARTICLES 2 AND 22 OF THE COMPANY S ARTICLES OF INCORPORATION | For | For | Mgmt | ||||||||||||
| 9 | AMENDMENT OF THE COMPANY S PROCESS FOR ENDORSEMENTS AND GUARANTEES | For | For | Mgmt | ||||||||||||
| 10 | AMENDMENT OF THE COMPANY S RULES OF PROCEDURE FOR SHAREHOLDERS MEETINGS | For | For | Mgmt | ||||||||||||
| 11 | THE ELECTION OF THE COMPANY S DIRECTORS AND SUPERVISORS | For | For | Mgmt | ||||||||||||
| 12 | THE ELECTION OF THE COMPANY S 4TH-TERM DIRECTORS AND SUPERVISORS (INCLUDING 15 DIRECTORS AND 4 SUPERVISORS) | For | For | Mgmt | ||||||||||||
| 13 | EXTEMPORARY MOTIONS | For | Against | Mgmt | ||||||||||||
06/02/04 - A | Deutsche Bank | D18190898 | 04/05/04 | 7,926 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROPRIATION OF DISTRIBUTABLE PROFIT | For | For | Mgmt | ||||||||||||
| 2 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE BOARD OF MANAGING DIRECTORS FOR THE 2003 FINANCIAL YEAR | For | For | Mgmt | ||||||||||||
| 3 | RATIFICATION OF THE ACTS OF MANAGEMENT OF THE SUPERVISORY BOARD FOR THE 2003 FINANCIAL YEAR | For | For | Mgmt | ||||||||||||
| Page 2 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 4 | ELECTION OF THE AUDITOR FOR THE 2004 FINANCIAL YEAR | For | For | Mgmt | ||||||||||||
| 5 | AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT) | For | For | Mgmt | ||||||||||||
| 6 | AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT | For | For | Mgmt | ||||||||||||
| 7 | CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
| 8 | CREATION OF NEW AUTHORIZED CAPITAL (WITH THE POSSIBILITY TO EXCLUDE PRE-EMPTIVE RIGHTS PURSUANT TO SECTION 186 (3) 4 STOCK CORPORATION ACT) AND AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
| 9 | AUTHORIZATION TO ISSUE PARTICIPATORY NOTES OR BONDS WITH WARRANTS AND CONVERTIBLE BONDS AND PARTICIPATORY NOTES, CONDITIONAL CAPITAL AND AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
03/31/04 - A | Edp-Electricidade De Portugal | 268353109 | 03/05/04 | 34,100 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF THE ALLOCATION OF PROFITS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 2 | APPROVAL OF THE PERFORMANCE OF THE COMPANY S MANAGEMENT AND SUPERVISING, UNDER THE PROVISIONS SET FORTH IN ARTICLE 455 OF THE PORTUGUESE COMMERCIAL COMPANIES CODE. | For | For | Mgmt | ||||||||||||
| 3 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES TO PURCHASE OR SELL SHARES OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| Page 3 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 4 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY AND ITS SUBSIDIARIES TO PURCHASE OR SELL BONDS OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 5 | APPROVAL OF THE PARTIAL AMENDMENT TO THE ARTICLES OF ASSOCIATION IN RESPECT OF THE CALLING FOR THE GENERAL MEETING. | For | For | Mgmt | ||||||||||||
04/28/04 - A/S | ENCANA CORP[formerly PANCANADIAN ENERGY CORP *ECA.* | 292505104 | 03/08/04 | 16,760 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Approve Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||||||||
| 3 | Adopt New By-Law No. 1 | For | For | Mgmt | ||||||||||||
| 4 | Amend Shareholder Rights Plan (Poison Pill) | For | For | Mgmt | ||||||||||||
11/18/03 - A | Gold Fields Limited | 38059T106 | None | 17,020 | ||||||||||||
| Annual Meeting Agenda | ||||||||||||||||
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended June 30, 2003 | For | For | Mgmt | ||||||||||||
| 2 | Elect Directors | For | For | Mgmt | ||||||||||||
| 3 | Place Authorized But Unissued Shares under Control of Directors | For | For | Mgmt | ||||||||||||
| 4 | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 15 Percent of Issued Capital | For | For | Mgmt | ||||||||||||
| 5 | Authorize the Company and Any of Its Subsidiaries to Repurchase Up to 20 Percent of the Company’s Issued Share Capital | For | For | Mgmt | ||||||||||||
03/08/04 - A | Gold Fields Limited | 38059T106 | 02/25/04 | 25,820 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | ORDINARY RESOLUTION NUMBER 1 (REGARDING ISSUE OF SHARES TO MVELA GOLD) | For | For | Mgmt | ||||||||||||
| 2 | ORDINARY RESOLUTION NUMBER 2 (AUTHORISING DIRECTORS TO IMPLEMENT SHARE EXCHANGE) | For | For | Mgmt | ||||||||||||
| 3 | ORDINARY RESOLUTION NUMBER 3 (AUTHORISING DIRECTORS TO PERFORM NECESSARY ACTS TO GIVE EFFECT TO RESOLUTIONS NUMBERS 1 AND 2) | For | For | Mgmt | ||||||||||||
| Page 4 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
07/22/03 - S | Huaneng Power International Inc. | 443304100 | 07/02/03 | 13,600 | ||||||||||||
| 1 | Approve Transfer Agreement Entered into by Huaneng Power International Inc and China Huaneng Group | For | For | Mgmt | ||||||||||||
| 2.1 | Approve Guarantee Agreements Entered into by China Huaneng Group and its Subsidiaries | For | For | Mgmt | ||||||||||||
| 2.2 | Approve Loan Borrowing Agreement Entered into by China Huaneng Group and Shanxi Huaneng Yushe Power Limited Liability Company | For | For | Mgmt | ||||||||||||
| 2.3 | Approve Deposit and Borrowing Agreements Entered Among Henan Huaneng Qinbei Power Generation Ltd, Shanxi Huaneng Yushe Power Ltd, China Huaneng Group Xindian Power Plant, and China Huaneng Finance Co | For | For | Mgmt | ||||||||||||
03/30/04 - A | Kirin Brewery Co. | 497350306 | 03/04/04 | 121,500 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF THE PROPOSAL FOR APPROPRIATION OF UNAPPROPRIATED RETAINED EARNINGS FOR THE 165TH BUSINESS TERM. | For | For | Mgmt | ||||||||||||
| 2 | Amend Articles | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF 10 DIRECTORS. | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF 1 CORPORATE AUDITOR. | For | Against | Mgmt | ||||||||||||
| 5 | GRANTING OF RETIREMENT BENEFITS FOR RETIRING DIRECTORS AND RETIRING CORPORATE AUDITORS. | For | Against | Mgmt | ||||||||||||
07/31/03 - S | Korea Electric Power Corp | 500631106 | 06/30/03 | 83,800 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Amend Articles of Incorporation Re: Preemptive Rights | For | For | Mgmt | ||||||||||||
03/19/04 - A | Korea Electric Power Corp | 500631106 | 12/31/03 | 94,000 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF NON-CONSOLIDATED BALANCE SHEET, INCOME STATEMENT AND THE | For | For | Mgmt | ||||||||||||
| Page 5 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| PROPOSED APPROPRIATION OF RETAINED EARNINGS IN RESPECT OF YEAR 2003, ALL PREPARED IN ACCORDANCE WITH KOREAN GENERALLY ACCEPTED ACCOUNTING PRINCIPLES ( GAAP ). | ||||||||||||||||
| 2 | SELECTION OF THE PRESIDENT OF KEPCO. | For | For | Mgmt | ||||||||||||
06/29/04 - A | Matsushita Electric Industrial Co. Ltd. | 576879209 | 05/28/04 | 76,500 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | TO APPROVE THE PROPOSED ALLOCATION OF PROFIT WITH RESPECT TO THE 97TH FISCAL PERIOD. | For | For | Mgmt | ||||||||||||
| 2 | TO MAKE PARTIAL AMENDMENTS TO THE COMPANY S ARTICLES OF INCORPORATION. | For | For | Mgmt | ||||||||||||
| 3 | Elect Directors | For | For | Mgmt | ||||||||||||
| 3.1 | Elect Director Yoichi Morishita — For | |||||||||||||||
| 3.2 | Elect Director Masayuki Matsushita — For | |||||||||||||||
| 3.3 | Elect Director Kunio Nakamura — For | |||||||||||||||
| 3.4 | Elect Director Kazuo Toda — For | |||||||||||||||
| 3.5 | Elect Director Osamu Tanaka — For | |||||||||||||||
| 3.6 | Elect Director Yukio Shohtoku — For | |||||||||||||||
| 3.7 | Elect Director Takami Sano — For | |||||||||||||||
| 3.8 | Elect Director Susumu Koike — For | |||||||||||||||
| 3.9 | Elect Director Fumio Ohtsubo — For | |||||||||||||||
| 3.10 | Elect Director Hidetsugu Otsuru — For | |||||||||||||||
| 3.11 | Elect Director Tetsuya Kawakami — For | |||||||||||||||
| 3.12 | Elect Director Yoshitaka Hayashi — For | |||||||||||||||
| 3.13 | Elect Director Josei Ito — For | |||||||||||||||
| 3.14 | Elect Director Toshio Morikawa — For | |||||||||||||||
| 3.15 | Elect Director Toshihiro Sakamoto — For | |||||||||||||||
| 3.16 | Elect Director Shinichi Fukushima — For | |||||||||||||||
| 3.17 | Elect Director Masaharu Matsushita — For | |||||||||||||||
| 3.18 | Elect Director Masaki Akiyama* — For | |||||||||||||||
| 3.19 | Elect Director Mikio Ito* — For | |||||||||||||||
| 4 | ELECTION AS CORPORATE AUDITOR: YUKIO FURUTA | For | For | Mgmt | ||||||||||||
| 5 | ELECTION AS CORPORATE AUDITOR: IKUO HATA | For | For | Mgmt | ||||||||||||
| Page 6 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 6 | TO GRANT RETIREMENT ALLOWANCES TO RETIRING DIRECTORS FOR THEIR MERITORIOUS SERVICE. | For | For | Mgmt | ||||||||||||
| 7 | TO GRANT RETIREMENT ALLOWANCES TO RETIRING CORPORATE AUDITORS FOR THEIR MERITORIOUS SERVICE. | For | Against | Mgmt | ||||||||||||
04/16/04 - A | Schering AG | 806585204 | 03/09/04 | 20,600 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | RESOLUTION ON THE APPROPRIATION OF THE UNAPPROPRIATED PROFIT. | For | For | Mgmt | ||||||||||||
| 2 | RESOLUTION ON THE APPROVAL OF THE ACTIVITIES OF THE EXECUTIVE BOARD. | For | For | Mgmt | ||||||||||||
| 3 | RESOLUTION ON THE APPROVAL OF THE ACTIVITIES OF THE SUPERVISORY BOARD. | For | For | Mgmt | ||||||||||||
| 4 | RESOLUTION ON THE ELECTION OF THE AUDITORS FOR FISCAL YEAR 2004. | For | For | Mgmt | ||||||||||||
| 5 | RESOLUTION ON THE CREATION OF AUTHORIZED CAPITAL AND AMENDMENT TO THE ARTICLES OF ASSOCIATION. | For | Against | Mgmt | ||||||||||||
| 6 | RESOLUTION ON CONVERTIBLE BONDS AND BONDS WITH WARRANTS AND CONTINGENT CAPITAL I, AMENDMENT TO THE ARTICLES OF ASSOCIATION. | For | For | Mgmt | ||||||||||||
| 7 | RESOLUTION ON THE REMUNERATION OF THE SUPERVISORY BOARD, AMENDMENT TO THE ARTICLES OF ASSOCIATION. | For | Against | Mgmt | ||||||||||||
| 8 | RESOLUTION ON OTHER AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | For | For | Mgmt | ||||||||||||
| 9 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE AND USE OWN SHARES. | For | For | Mgmt | ||||||||||||
| 10 | RESOLUTION ON THE ELECTION OF THE NEW SUPERVISORY BOARD. | For | For | Mgmt | ||||||||||||
| 11 | RESOLUTION ON THE APPROVAL OF PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SCHERING AG AND VARIOUS SUBSIDIARIES. | For | For | Mgmt | ||||||||||||
| Page 7 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 12 | RESOLUTION ON THE APPROVAL OF CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTS BETWEEN SCHERING AG AND SCHERING INTERNATIONAL HOLDING GMBH. | For | For | Mgmt | ||||||||||||
06/28/04 - A | Shell Transport And Trading Company Plc (The) | 822703609 | 05/20/04 | 8,443 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | THAT THE REPORT OF THE DIRECTORS AND THE ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2003 BE ADOPTED. | For | For | Mgmt | ||||||||||||
| 2 | THAT THE REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2003 SET OUT IN THE ANNUAL REPORT AND ACCOUNTS 2003 AND SUMMARISED IN THE SUMMARY ANNUAL REPORT AND ACCOUNTS 2003 BE APPROVED. | For | For | Mgmt | ||||||||||||
| 3 | THAT MALCOLM BRINDED BE ELECTED AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 4 | THAT DR EILEEN BUTTLE BE RE-ELECTED AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 5 | THAT LUIS GIUSTI BE RE-ELECTED AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 6 | THAT MARY (NINA) HENDERSON BE RE-ELECTED AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 7 | THAT LORD OXBURGH BE RE-ELECTED AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 8 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 9 | THAT THE BOARD BE AUTHORISED TO SETTLE THE REMUNERATION OF THE AUDITORS FOR 2004. | For | For | Mgmt | ||||||||||||
| 10 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 163 OF THE COMPANIES ACT 1985) OF UP TO 483,000,000 ORDINARY SHARES OF 25P PER SHARE IN THE CAPITAL OF THE COMPANY. | For | For | Mgmt | ||||||||||||
06/29/04 - A | Shiseido Co. Ltd. | 824841407 | 03/30/04 | 90,075 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE 104TH BUSINESS TERM | For | For | Mgmt | ||||||||||||
| Page 8 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 2 | AMENDMENT TO A PART OF THE ARTICLES OF INCORPORATION | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF SEVEN (7) DIRECTORS | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF TWO (2) CORPORATE AUDITORS | For | For | Mgmt | ||||||||||||
| 5 | GRANTING OF RETIREMENT GRATUITIES TO RETIRING DIRECTORS | For | For | Mgmt | ||||||||||||
| 6 | GRANTING OF FINAL RETIREMENT GRATUITIES TO DIRECTORS AND CORPORATE AUDITORS DUE TO ABOLITION OF RETIREMENT BONUS SYSTEM FOR DIRECTORS AND CORPORATE AUDITORS | For | Against | Mgmt | ||||||||||||
| 7 | ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS | For | For | Mgmt | ||||||||||||
04/27/04 - A | Swisscom Ag | 871013108 | 03/19/04 | 29,700 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | ANNUAL ACCOUNTS, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2003, AND THE REPORTS OF THE STATUTORY AUDITORS AND GROUP AUDITORS | For | For | Mgmt | ||||||||||||
| 2 | APPROPRIATION OF RETAINED EARNINGS AND DECLARATION OF DIVIDEND | For | For | Mgmt | ||||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF THE STATUTORY AUDITORS AND GROUP AUDITORS | For | For | Mgmt | ||||||||||||
07/03/03 - S | Technip (Formerly Technip-Coflexip) | 878546209 | 06/26/03 | 22,600 | ||||||||||||
| Special Business | ||||||||||||||||
| 1 | Approve Merger by Absorption of Coflexip and Issuance of 330,332 Technip-Coflexip Shares | For | Mgmt | |||||||||||||
| 2 | Approve Accounting Treatment of Absorption | For | Mgmt | |||||||||||||
| 3 | Approve Terms of Conversion of Coflexip Stock Options | For | Mgmt | |||||||||||||
| Page 9 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 4 | Approve Dissolution of Coflexip without Liquidation | For | Mgmt | |||||||||||||
| 5 | Amend Articles to Reflect Changes in Capital | For | Mgmt | |||||||||||||
| 6 | Approve Capital Increase Reserved for Employees Participating in Savings-Related Share Purchase Plan | For | Mgmt | |||||||||||||
| 7 | Approve Capital Increase Reserved for Employees Participating in International Stock Purchase Plan | For | Mgmt | |||||||||||||
| 8 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | |||||||||||||
| Ordinary Business | ||||||||||||||||
| 9 | Elect Olivier Appert as Director | For | Mgmt | |||||||||||||
| 10 | Authorize Filing of Required Documents/Other Formalities | For | Mgmt | |||||||||||||
Not voted per client instruction. | ||||||||||||||||
04/29/04 - A | Technip (Formerly Technip-Coflexip) | 878546209 | 03/02/04 | 11,500 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 2 | ALLOCATION OF PROFITS, THE DIVIDEND AND ITS DATE OF PAYMENT | For | For | Mgmt | ||||||||||||
| 3 | CONSOLIDATED FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 4 | REPORT OF THE AUDITORS | For | For | Mgmt | ||||||||||||
| 5 | DISCHARGE TO THE MEMBERS OF THE MANAGEMENT BOARD AND THE BOARD OF DIRECTORS | For | For | Mgmt | ||||||||||||
| 6 | ATTENDANCE FEES | For | For | Mgmt | ||||||||||||
| 7 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 8 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 9 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 10 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 11 | PURCHASE OF THE COMPANY S OWN SHARES | For | For | Mgmt | ||||||||||||
| 12 | AMENDING THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
| 13 | APPROVAL OF A 423 PLAN | For | For | Mgmt | ||||||||||||
| 14 | INCREASE THE SHARE CAPITAL | For | Against | Mgmt | ||||||||||||
| 15 | INCREASE THE SHARE CAPITAL | For | Against | Mgmt | ||||||||||||
| 16 | POWERS | For | For | Mgmt | ||||||||||||
| Page 10 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
08/11/03 - S | Tomkins Plc | 890030208 | None | 46,242 | ||||||||||||
| 1 | Amend Articles of Association Re: Redemption of the Redeemable Convertible Shares | For | For | Mgmt | ||||||||||||
| 2 | Authorize the Early Redemption of the Redeemable Preference Shares | For | For | Mgmt | ||||||||||||
05/21/04 - A | Tomkins Plc | 890030208 | 03/25/04 | 33,000 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 2 | APPROVE THE REMUNERATION COMMITTEE REPORT | For | For | Mgmt | ||||||||||||
| 3 | DECLARE A DIVIDEND | For | For | Mgmt | ||||||||||||
| 4 | RE-APPOINT MR D B NEWLANDS | For | For | Mgmt | ||||||||||||
| 5 | RE-APPOINT MR K LEVER | For | For | Mgmt | ||||||||||||
| 6 | RE-APPOINT SIR BRIAN PITMAN | For | For | Mgmt | ||||||||||||
| 7 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 8 | AUTHORISE THE DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS REMUNERATION | For | For | Mgmt | ||||||||||||
| 9 | AUTHORISE ALLOTMENT OF RELEVANT SECURITIES | For | For | Mgmt | ||||||||||||
| 10 | AUTHORISE DISAPPLICATION OF PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||||||||
| 11 | AUTHORISE PURCHASE OF OWN SHARES | For | For | Mgmt | ||||||||||||
| 12 | AMEND ARTICLES OF ASSOCIATION TO FACILITATE SALE OF TREASURY SHARES | For | For | Mgmt | ||||||||||||
05/14/04 - A | Total S.A. (Formerly Total Fina Elf S.A ) | 89151E109 | 03/24/04 | 4,300 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF CERTAIN REPORTS AND OF THE PARENT COMPANY S FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 3 | ALLOCATION OF INCOME, APPROVAL OF THE DIVIDEND | For | For | Mgmt | ||||||||||||
| 4 | AGREEMENTS MENTIONED IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | For | For | Mgmt | ||||||||||||
| 5 | AUTHORIZATION TO TRADE THE COMPANY S OWN SHARES | For | For | Mgmt | ||||||||||||
| 6 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE DEBT SECURITIES AND/OR PERPETUAL SUBORDINATED NOTES FOR A MAXIMUM NOMINAL AMOUNT OF 10 BILLION EUROS | For | For | Mgmt | ||||||||||||
| Page 11 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 7 | Elect Directors | For | For | Mgmt | ||||||||||||
| 8 | APPOINTMENT OF DANIEL BOEUF AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | For | For | Mgmt | ||||||||||||
| 9 | APPOINTMENT OF PHILIPPE MARCHANDISE AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Against | Against | Mgmt | ||||||||||||
| 10 | APPOINTMENT OF CYRIL MOUCHE AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Against | Against | Mgmt | ||||||||||||
| 11 | APPOINTMENT OF ALAN CRAMER AS A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF INCORPORATION | Against | Against | Mgmt | ||||||||||||
| 12 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 13 | RENEWAL OF STATUTORY AUDITORS | For | For | Mgmt | ||||||||||||
| 14 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 15 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 16 | DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION | For | For | Mgmt | ||||||||||||
| 17 | AUTHORIZATION TO AWARD OPTIONS TO SUBSCRIBE FOR OR PURCHASE STOCK OF THE COMPANY IN FAVOUR OF THE MANAGEMENT AND KEY EMPLOYEES OF THE GROUP | For | For | Mgmt | ||||||||||||
| 18 | AUTHORIZATION FOR ISSUING CONVERTIBLE OR OTHER EQUITY SECURITIES | For | For | Mgmt | ||||||||||||
| 19 | AUTHORIZATION TO USE THE ABOVE DELEGATION WITHOUT MAINTENANCE OF PREFERENTIAL SUBSCRIPTION RIGHTS, BUT WITH AN OPTION TO GRANT A PRIORITY PERIOD | For | For | Mgmt | ||||||||||||
| 20 | CAPITAL INCREASE RESERVED FOR EMPLOYEES | For | For | Mgmt | ||||||||||||
04/15/04 - A | Ubs Ag | H8920M855 | 03/10/04 | 5,600 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| Page 12 |
Vote Summary Report
Jul 01, 2003 - Jun 30, 2004
Nuveen NWQ International Value Fund
Mtg Date/Type | Company/ Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 1 | ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR 2003. REPORTS OF THE GROUP AND STATUTORY AUDITORS | For | For | Mgmt | ||||||||||||
| 2 | APPROPRIATION OF RETAINED EARNINGS. DIVIDEND FOR FINANCIAL YEAR 2003 | For | For | Mgmt | ||||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | For | For | Mgmt | ||||||||||||
| 4 | RE-ELECTION OF BOARD MEMBER: SIR PETER DAVIS | For | For | Mgmt | ||||||||||||
| 5 | ELECTION OF NEW BOARD MEMBER: STEPHAN HAERINGER | For | For | Mgmt | ||||||||||||
| 6 | ELECTION OF NEW BOARD MEMBER: HELMUT PANKE | For | For | Mgmt | ||||||||||||
| 7 | ELECTION OF NEW BOARD MEMBER: PETER SPUHLER | For | For | Mgmt | ||||||||||||
| 8 | RE-ELECTION OF GROUP AND STATUTORY AUDITORS ERNST & YOUNG LTD., BASEL | For | For | Mgmt | ||||||||||||
| 9 | CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED UNDER THE 2003/2004 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
| 10 | CAPITAL REDUCTION: APPROVAL OF A NEW 2004/2005 SHARE BUYBACK PROGRAM | For | For | Mgmt | ||||||||||||
| 11 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS | For | Against | Mgmt | ||||||||||||
04/06/04 - A | WMC RESOURCES LTD | 92928R106 | 03/03/04 | 41,400 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | RE-ELECTION OF MR P J KNIGHT | For | For | Mgmt | ||||||||||||
| 2 | RE-ELECTION OF MR I E WEBBER | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF MR G W MCGREGOR | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF MR G J PIZZEY | For | For | Mgmt | ||||||||||||
| Page 13 |
Page 1 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
DELL COMPUTER CORPORATION | DELL | Annual Meeting Date: 07/18/2003 | ||||||||
Issuer: 247025 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | DECLASSIFY BOARD | Management | For | No | ||||||
03 | APPROVE COMPANY NAME CHANGE | Management | For | No | ||||||
04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
MEDTRONIC, INC. | MDT | Annual Meeting Date: 08/28/2003 | ||||||||
Issuer: 585055 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
Page 2 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
ORACLE CORPORATION | ORCL | Annual Meeting Date: 10/13/2003 | ||||||||
Issuer: 68389X | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
04 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
THE PROCTER & GAMBLE COMPANY | PG | Annual Meeting Date: 10/14/2003 | ||||||||
Issuer: 742718 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | Against | Yes | ||||||
04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Yes | ||||||
05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
Page 3 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
FIRST DATA CORPORATION | FDC | Special Meeting Date: 10/28/2003 | ||||||||
Issuer: 319963 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | APPROVE MERGER AGREEMENT | Management | For | No | ||||||
SYSCO CORPORATION | SYY | Annual Meeting Date: 11/07/2003 | ||||||||
Issuer: 871829 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | For | No | ||||||
03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | Against | Yes | ||||||
04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
CISCO SYSTEMS, INC. | CSCO | Annual Meeting Date: 11/11/2003 | ||||||||
Issuer: 17275R | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | AMEND STOCK PURCHASE PLAN TO INCREASE SHARES | Management | For | No | ||||||
03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
04 | S/H PROPOSAL - BUSINESS/INVESTMENT | Shareholder | Against | No | ||||||
05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
Page 4 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/11/2003 | ||||||||
Issuer: 594918 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
03 | AMEND NON-EMPLOYEE DIRECTOR PLAN | Management | For | No | ||||||
04 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
WALGREEN CO. | WAG | Annual Meeting Date: 01/14/2004 | ||||||||
Issuer: 931422 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | AMEND OMNIBUS STOCK OPTION PLAN | Management | Against | Yes | ||||||
| Page 5 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
NOKIA CORPORATION | NOK | Annual Meeting Date: 03/25/2004 | ||||||||
Issuer: 654902 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
1A | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | No | ||||||
1B | DIVIDEND | Management | For | No | ||||||
1C | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | No | ||||||
1E | ELECTION OF DIRECTORS | Management | For | No | ||||||
1G | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
2 | AUTHORIZE DIRECTORS TO DECREASE SHARE CAPITAL | Shareholder | For | No | ||||||
3 | AUTHORIZE DIRECTORS TO INCREASE SHARE CAPITAL | Shareholder | For | No | ||||||
4 | AUTHORIZE REISSUANCE OF REPURCHASED SHARES | Shareholder | For | No | ||||||
5 | MISCELLANEOUS SHAREHOLDER EQUITY - GLOBAL | Shareholder | For | No | ||||||
6 | AUTHORIZE DIRECTORS TO INCREASE SHARE CAPITAL | Shareholder | For | No | ||||||
THE GOLDMAN SACHS GROUP, INC | GS | Annual Meeting Date: 03/31/2004 | ||||||||
Issuer: 38141G | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | For | Yes | ||||||
Page 6 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
TEXAS INSTRUMENTS INCORPORATED | TXN | Annual Meeting Date: 04/15/2004 | ||||||||
Issuer: 882508 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | For | Yes | ||||||
CITIGROUP INC. | C | Annual Meeting Date: 04/20/2004 | ||||||||
Issuer: 172967 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - LIMIT COMPENSATION | Shareholder | Against | No | ||||||
04 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | No | ||||||
05 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | Against | No | ||||||
06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | No | ||||||
Page 7 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
MORGAN STANLEY | MWD | Annual Meeting Date: 04/20/2004 | ||||||||
Issuer: 617446 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - REPORT ON EMPLOYEES EARNING OVER $100,000 | Shareholder | For | Yes | ||||||
04 | S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER VOTE | Shareholder | For | Yes | ||||||
05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
STRYKER CORPORATION | SYK | Annual Meeting Date: 04/20/2004 | ||||||||
Issuer: 863667 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | For | No | ||||||
STATE STREET CORPORATION | STT | Annual Meeting Date: 04/21/2004 | ||||||||
Issuer: 857477 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Yes | ||||||
Page 8 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
THE COCA-COLA COMPANY | KO | Annual Meeting Date: 04/21/2004 | ||||||||
Issuer: 191216 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | No | ||||||
04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Yes | ||||||
07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
09 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | No | ||||||
Page 9 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
JOHNSON & JOHNSON | JNJ | Annual Meeting Date: 04/22/2004 | ||||||||
Issuer: 478160 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - ESTABLISH NOMINATING COMMITTEE | Shareholder | Against | No | ||||||
PFIZER INC. | PFE | Annual Meeting Date: 04/22/2004 | ||||||||
Issuer: 717081 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | ADOPT STOCK OPTION PLAN | Management | For | No | ||||||
04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | No | ||||||
05 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | No | ||||||
06 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | No | ||||||
07 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | No | ||||||
08 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
09 | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | Against | No | ||||||
10 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | No | ||||||
Page 10 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
INTERNATIONAL BUSINESS MACHINES CORP | IBM | Annual Meeting Date: 04/27/2004 | ||||||||
Issuer: 459200 | ||||||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
04 | AMEND LONG TERM INCENTIVE PLAN | Management | For | No | ||||||
05 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | For | Yes | ||||||
06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
07 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Yes | ||||||
08 | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | For | Yes | ||||||
09 | S/H PROPOSAL - INCREASE DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | No | ||||||
10 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
11 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
12 | S/H PROPOSAL - INCREASE DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | No | ||||||
ANHEUSER-BUSCH COMPANIES, INC. | BUD | Annual Meeting Date: 04/28/2004 | ||||||||
Issuer: 035229 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
Page 11 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
GENERAL ELECTRIC COMPANY | GE | Annual Meeting Date: 04/28/2004 | ||||||||
Issuer: 369604 | ||||||||||
Proposal Number | Proposal | Proposal Type | VoteCast | Against Mgmt. | ||||||
0A | ELECTION OF DIRECTORS | Management | Yes | |||||||
0B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
0C | ADOPT/AMEND EXECUTIVE INCENTIVE BONUS PLAN | Management | For | No | ||||||
01 | S/H PROPOSAL - ADOPT CUMULATIVE VOTING | Shareholder | For | Yes | ||||||
02 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Against | No | ||||||
03 | S/H PROPOSAL - OPT OUT OF ANTI-TAKEOVER STATUTE | Shareholder | Against | No | ||||||
04 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | No | ||||||
05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
07 | S/H PROPOSAL - ELIMINATE CUMULATIVE VOTING | Shareholder | Against | No | ||||||
08 | S/H PROPOSAL - RESCIND OR ALLOW SHAREHOLDER TO | Shareholder | Against | No | ||||||
| RATIFY POISON PILL | ||||||||||
09 | S/H PROPOSAL - LIMIT COMPENSATION | Shareholder | Against | No | ||||||
10 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Yes | ||||||
11 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
12 | S/H PROPOSAL - ENHANCE STOCK VALUE VIA MERGER/SALE | Shareholder | Against | No | ||||||
13 | S/H PROPOSAL - OVERRIDE CSA VOTE RESTRICTIONS | Shareholder | Against | No | ||||||
14 | S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE INDEPENDENT | Shareholder | Against | No | ||||||
15 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | No | ||||||
Page 12 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
AFLAC INCORPORATED | AFL | Consent Meeting Date: 05/03/2004 | ||||||||
Issuer: 001055 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
MBNA CORPORATION | KRB | Annual Meeting Date: 05/03/2004 | ||||||||
Issuer: 55262L | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | For | Yes | ||||||
04 | S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE INDEPENDENT | Shareholder | For | Yes | ||||||
Page 13 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
GANNETT CO., INC. | GCI | Annual Meeting Date: 05/04/2004 | ||||||||
Issuer: 364730 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | AMEND OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
PEPSICO, INC. | PEP | Annual Meeting Date: 05/05/2004 | ||||||||
Issuer: 713448 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | No | ||||||
04 | S/H PROPOSAL - POLITICAL/GOVERNMENT | Shareholder | Against | No | ||||||
05 | S/H PROPOSAL - HEALTH ISSUES | Shareholder | Against | No | ||||||
Page 14 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
UNITED PARCEL SERVICE, INC. | UPS | Annual Meeting Date: 05/06/2004 | ||||||||
Issuer: 911312 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
COLGATE-PALMOLIVE COMPANY | CL | Annual Meeting Date: 05/07/2004 | ||||||||
Issuer: 194162 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | AMEND INCENTIVE STOCK OPTION PLAN | Management | For | No | ||||||
04 | S/H PROPOSAL - PUT GOLDEN PARACHUTE TO SHAREHOLDER VOTE | Shareholder | For | Yes | ||||||
05 | S/H PROPOSAL - HUMAN RIGHTS RELATED | Shareholder | Against | No | ||||||
06 | S/H PROPOSAL - REQUIRE MAJORITY OF DIRECTORS TO BE INDEPENDENT | Shareholder | Against | No | ||||||
Page 15 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
3M COMPANY | MMM | Annual Meeting Date: 05/11/2004 | ||||||||
Issuer: 88579Y | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | For | No | ||||||
04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | Annual Meeting Date: 05/12/2004 | ||||||||
Issuer: 91324P | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | For | Yes | ||||||
04 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
AMGEN INC. | AMGN | Annual Meeting Date: 05/13/2004 | ||||||||
Issuer: 031162 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
3A | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
3B | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | For | Yes | ||||||
Page 16 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
SLM CORPORATION | SLM | Annual Meeting Date: 05/13/2004 | ||||||||
Issuer: 78442P | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | No | ||||||
03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
AMERICAN INTERNATIONAL GROUP, INC. | AIG | Annual Meeting Date: 05/19/2004 | ||||||||
Issuer: 026874 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
03 | ADOPT DIRECTOR STOCK OPTION PLAN | Management | For | No | ||||||
04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
06 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
07 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
Page 17 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
FIRST DATA CORPORATION | FDC | Annual Meeting Date: 05/19/2004 | ||||||||
Issuer: 319963 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
INTEL CORPORATION | INTC | Annual Meeting Date: 05/19/2004 | ||||||||
Issuer: 458140 | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | For | No | ||||||
04 | S/H PROPOSAL - FORM SHAREHOLDER ADVISORY COMMITTEE | Shareholder | For | Yes | ||||||
05 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
06 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Yes | ||||||
Page 18 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
TARGET CORPORATION | TGT | Annual Meeting Date: 05/19/2004 | ||||||||
Issuer: 87612E | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
MARSH & MCLENNAN COMPANIES, INC. | MMC | Annual Meeting Date: 05/20/2004 | ||||||||
Issuer: 571748 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | For | No | ||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
LOWE'S COMPANIES, INC. | LOW | Annual Meeting Date: 05/28/2004 | ||||||||
Issuer: 548661 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
Page 19 of 19 |
NUVEEN RITTENHOUSE GROWTH FUND
WAL-MART STORES, INC. | WMT | Annual Meeting Date: 06/04/2004 | ||||||||
Issuer: 931142 | ||||||||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | Yes | |||||||
02 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
03 | ADOPT OMNIBUS STOCK OPTION PLAN | Management | For | No | ||||||
04 | ADOPT STOCK PURCHASE PLAN | Management | For | No | ||||||
05 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | No | ||||||
06 | S/H PROPOSAL - BOARD OF DIRECTORS | Shareholder | Against | No | ||||||
07 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
08 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Against | No | ||||||
09 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | No | ||||||
10 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | For | Yes | ||||||
11 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | For | Yes | ||||||
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust II
By
/s/ Jessica R. Droeger - Vice President and Secretary
Date
August 30, 2004
