FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08333
Nuveen Investment Trust II
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2005
Nuveen Rittenhouse Growth Fund - Proxy Voting
For the Year Ended June 30, 2005
| 3M COMPANY | MMM | Annual Meeting Date: 05/10/2005 | ||
| Issuer: 88579Y101 | ||||
| Vote Group: UNASSIGNED | ||||
Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| VANCE D. COFFMAN | Management | For | For | |||||
| ROZANNE L. RIDGWAY | Management | For | For | |||||
| LOUIS W. SULLIVAN | Management | For | For | |||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | APPROVAL OF THE 2005 MANAGEMENT STOCK OWNERSHIP PROGRAM | Management | For | For | ||||
04 | STOCKHOLDER PROPOSAL RELATING TO ANIMAL TESTING | Shareholder | Against | For | ||||
05 | STOCKHOLDER PROPOSAL RELATING TO OPERATIONS IN CHINA | Shareholder | Against | For |
| AFLAC INCORPORATED | AFL | Contested Annual Meeting Date: 05/02/2005 | ||
| Issuer: 001055102 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | ||||||
| DANIEL P. AMOS | Management | For | For | |||||
| JOHN SHELBY AMOS II | Management | For | For | |||||
| MICHAEL H. ARMACOST | Management | For | For | |||||
| KRISS CLONINGER III | Management | For | For | |||||
| JOE FRANK HARRIS | Management | For | For | |||||
| ELIZABETH J. HUDSON | Management | For | For | |||||
| KENNETH S. JANKE SR. | Management | For | For | |||||
| DOUGLAS W. JOHNSON | Management | For | For | |||||
| ROBERT B. JOHNSON | Management | For | For | |||||
| CHARLES B. KNAPP | Management | For | For | |||||
| HIDEFUMI MATSUI | Management | For | For | |||||
| E. STEPHEN PURDOM, M.D. | Management | For | For | |||||
| BARBARA K. RIMER, PH.D. | Management | For | For | |||||
| MARVIN R. SCHUSTER | Management | Withheld | Against | |||||
| DAVID GARY THOMPSON | Management | For | For | |||||
| TOHRU TONOIKE | Management | For | For | |||||
| ROBERT L. WRIGHT | Management | For | For | |||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| AMGEN INC. | AMGN | Annual Meeting Date: 05/11/2005 | ||
| Issuer: 031162100 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| DR. DAVID BALTIMORE | Management | For | For | |||||
| MS. JUDITH C. PELHAM | Management | For | For | |||||
| MR. KEVIN W. SHARER | Management | For | For | |||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005. | Management | For | For | ||||
03A | STOCKHOLDER PROPOSAL #1 (IN VITRO TESTING) | Shareholder | Against | For | ||||
03B | STOCKHOLDER PROPOSAL #2 (EXECUTIVE COMPENSATION) | Shareholder | Against | For | ||||
03C | STOCKHOLDER PROPOSAL #3 (STOCK RETENTION) | Shareholder | For | Against |
| BED BATH & BEYOND INC. | BBBY | Annual Meeting Date: 07/01/2004 | ||
| Issuer: 075896100 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| WARREN EISENBERG-3YR | Management | For | For | |||||
| VICTORIA A MORRISON-3YR | Management | For | For | |||||
| STANLEY BARSHAY-3YR | Management | For | For | |||||
| FRAN STOLLER-2YR | Management | For | For | |||||
| JORDAN HELLER-1YR | Management | For | For | |||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | For | For | ||||
03 | RATIFICATION OF THE ADOPTION OF THE 2004 INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
04 | SHAREHOLDER PROPOSAL; GLASS CEILING REPORT. | Shareholder | Against | For | ||||
05 | SHAREHOLDER PROPOSAL; EXECUTIVE STOCK HOLDINGS. | Shareholder | Against | For |
| BED BATH & BEYOND INC. | BBBY | Annual Meeting Date: 06/30/2005 | ||
| Issuer: 075896100 | ||||
| Vote Group: UNASSIGNED | ||||
Proposal | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| LEONARD FEINSTEIN | Management | For | For | |||||
| ROBERT KAPLAN | Management | For | For | |||||
| DEAN S. ADLER | Management | For | For | |||||
| JORDAN HELLER | Management | For | For | |||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL; FOREIGN WORKPLACE MONITORING | Shareholder | Against | For | ||||
04 | SHAREHOLDER PROPOSAL; EXECUTIVE STOCK HOLDINGS | Shareholder | Against | For | ||||
05 | SHAREHOLDER PROPOSAL; BOARD STRUCTURE | Shareholder | For | Against |
| CISCO SYSTEMS, INC. | CSCO | Annual Meeting Date: 11/18/2004 | ||
| Issuer: 17275R102 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 30, 2005. | Management | For | For | ||||
01 | DIRECTOR | Management | For | |||||
| CAROL A. BARTZ | Management | For | For | |||||
| M. MICHELE BURNS | Management | For | For | |||||
| LARRY R. CARTER | Management | For | For | |||||
| JOHN T. CHAMBERS | Management | For | For | |||||
| DR. JAMES F. GIBBONS | Management | For | For | |||||
| DR. JOHN L. HENNESSY | Management | For | For | |||||
| RODERICK C. MCGEARY | Management | For | For | |||||
| JAMES C. MORGAN | Management | For | For | |||||
| JOHN P. MORGRIDGE | Management | For | For | |||||
| DONALD T. VALENTINE | Management | For | For | |||||
| STEVEN M. WEST | Management | For | For | |||||
| JERRY YANG | Management | For | For | |||||
03 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THAT THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2005, AS MORE FULLY SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Against | For |
| CITIGROUP INC. | C | Annual Meeting Date: 04/19/2005 | ||
| Issuer: 172967101 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | ||||||
| C. MICHAEL ARMSTRONG | Management | For | For | |||||
| ALAIN J.P. BELDA | Management | Withheld | Against | |||||
| GEORGE DAVID | Management | For | For | |||||
| KENNETH T. DERR | Management | Withheld | Against | |||||
| JOHN M. DEUTCH | Management | For | For | |||||
| R. HERNANDEZ RAMIREZ | Management | For | For | |||||
| ANN DIBBLE JORDAN | Management | For | For | |||||
| KLAUS KLEINFELD | Management | For | For | |||||
| DUDLEY C. MECUM | Management | For | For | |||||
| ANNE MULCAHY | Management | For | For | |||||
| RICHARD D. PARSONS | Management | Withheld | Against | |||||
| CHARLES PRINCE | Management | For | For | |||||
| JUDITH RODIN | Management | For | For | |||||
| ROBERT E. RUBIN | Management | For | For | |||||
| FRANKLIN A. THOMAS | Management | For | For | |||||
| SANFORD I. WEILL | Management | For | For | |||||
| ROBERT B. WILLUMSTAD | Management | For | For | |||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. | Management | For | For | ||||
03 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED CITIGROUP 1999 STOCK INCENTIVE PLAN. | Management | For | For | ||||
04 | STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. | Shareholder | Against | For | ||||
05 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
06 | STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. | Shareholder | Against | For | ||||
07 | STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. | Shareholder | Against | For | ||||
08 | STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR NOMINEES BY A MAJORITY OF VOTES CAST. | Shareholder | For | Against | ||||
09 | STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. | Shareholder | Against | For | ||||
10 | STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE SUBJECT TO A SHAREHOLDER VOTE. | Shareholder | For | Against |
| COLGATE-PALMOLIVE COMPANY | CL | Annual Meeting Date: 05/04/2005 | ||
| Issuer: 194162103 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| J.K. CONWAY | Management | For | For | |||||
| R.E. FERGUSON | Management | For | For | |||||
| E.M. HANCOCK | Management | For | For | |||||
| D.W. JOHNSON | Management | For | For | |||||
| R.J. KOGAN | Management | For | For | |||||
| D.E. LEWIS | Management | For | For | |||||
| R. MARK | Management | For | For | |||||
| E.A. MONRAD | Management | For | For | |||||
02 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
03 | APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK OPTION PLAN | Management | For | For | ||||
04 | APPROVAL OF THE COMPANY S 2005 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN | Management | For | For | ||||
05 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION | Shareholder | Against | For |
| DELL INC. | DELL | Annual Meeting Date: 07/16/2004 | ||
| Issuer: 24702R101 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| DONALD J. CARTY | Management | For | For | |||||
| MICHAEL S. DELL | Management | For | For | |||||
| WILLIAM H. GRAY, III | Management | For | For | |||||
| JUDY C. LEWENT | Management | For | For | |||||
| THOMAS W. LUCE, III | Management | For | For | |||||
| KLAUS S. LUFT | Management | For | For | |||||
| ALEX J. MANDL | Management | For | For | |||||
| MICHAEL A. MILES | Management | For | For | |||||
| SAMUEL A. NUNN, JR. | Management | For | For | |||||
| KEVIN B. ROLLINS | Management | For | For | |||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||
03 | STOCKHOLDER PROPOSAL RELATING TO EXPENSING STOCK OPTIONS | Shareholder | For | Against |
| ELI LILLY AND COMPANY | LLY | Annual Meeting Date: 04/18/2005 | ||
| Issuer: 532457108 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
08 | PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. | Shareholder | Against | For | ||||
04 | PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION DRUGS. | Shareholder | Against | For | ||||
03 | PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Shareholder | Against | For | ||||
02 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2005. | Management | For | For | ||||
01 | DIRECTOR | Management | ||||||
| G.M.C. FISHER | Management | Withheld | Against | |||||
| A.G. GILMAN | Management | For | For | |||||
| K.N. HORN | Management | Withheld | Against | |||||
| J. ROSE | Management | For | For | |||||
07 | PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED STOCK OPTIONS. | Shareholder | For | Against | ||||
06 | PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS ON THE COMPANY S POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
05 | PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT OF LIMITING PRODUCT SUPPLY TO CANADA. | Shareholder | For | Against |
| GENERAL ELECTRIC COMPANY | GE | Annual Meeting Date: 04/27/2005 | ||
| Issuer: 369604103 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
A | DIRECTOR | Management | For | |||||
| JAMES I. CASH, JR. | Management | For | For | |||||
| WILLIAM M. CASTELL | Management | For | For | |||||
| DENNIS D. DAMMERMAN | Management | For | For | |||||
| ANN M. FUDGE | Management | For | For | |||||
| CLAUDIO X. GONZALEZ | Management | For | For | |||||
| JEFFREY R. IMMELT | Management | For | For | |||||
| ANDREA JUNG | Management | For | For | |||||
| ALAN G. LAFLEY | Management | For | For | |||||
| RALPH S. LARSEN | Management | For | For | |||||
| ROCHELLE B. LAZARUS | Management | For | For | |||||
| SAM NUNN | Management | For | For | |||||
| ROGER S. PENSKE | Management | For | For | |||||
| ROBERT J. SWIERINGA | Management | For | For | |||||
| DOUGLAS A. WARNER III | Management | For | For | |||||
| ROBERT C. WRIGHT | Management | For | For | |||||
B | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR | Management | For | For | ||||
01 | CUMULATIVE VOTING | Shareholder | For | Against | ||||
02 | REPORT ON NUCLEAR RISK | Shareholder | Against | For | ||||
03 | REPORT ON PCB CLEANUP COSTS | Shareholder | For | Against | ||||
04 | CURB OVER-EXTENDED DIRECTORS | Shareholder | For | Against | ||||
05 | REPORT ON SUSTAINABILITY | Shareholder | Against | For | ||||
06 | DISCLOSE POLITICAL CONTRIBUTIONS | Shareholder | Against | For | ||||
07 | ANIMAL TESTING | Shareholder | Against | For |
| INTEL CORPORATION | INTC | Annual Meeting Date: 05/18/2005 | ||
| Issuer: 458140100 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| CRAIG R. BARRETT | Management | For | For | |||||
| CHARLENE BARSHEFSKY | Management | For | For | |||||
| E. JOHN P. BROWNE | Management | For | For | |||||
| D. JAMES GUZY | Management | For | For | |||||
| REED E. HUNDT | Management | For | For | |||||
| PAUL S. OTELLINI | Management | For | For | |||||
| DAVID S. POTTRUCK | Management | For | For | |||||
| JANE E. SHAW | Management | For | For | |||||
| JOHN L. THORNTON | Management | For | For | |||||
| DAVID B. YOFFIE | Management | For | For | |||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
03 | APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 EQUITY INCENTIVE PLAN. | Management | For | For | ||||
04 | APPROVAL OF AMENDMENT AND EXTENSION OF THE EXECUTIVE OFFICER INCENTIVE PLAN. | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORP | IBM | Annual Meeting Date: 04/26/2005 | ||
| Issuer: 459200101 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
08 | STOCKHOLDER PROPOSAL ON—OFFSHORING (PAGE 30) | Shareholder | Against | For | ||||
07 | STOCKHOLDER PROPOSAL ON—DISCLOSURE OF EXECUTIVE COMPENSATION (PAGE 29) | Shareholder | Against | For | ||||
06 | STOCKHOLDER PROPOSAL ON—EXPENSING STOCK OPTIONS (PAGE 28) | Shareholder | For | Against | ||||
05 | STOCKHOLDER PROPOSAL ON—EXECUTIVE COMPENSATION (PAGE 27) | Shareholder | For | Against | ||||
04 | STOCKHOLDER PROPOSAL ON—PENSION AND RETIREMENT MEDICAL (PAGE 25) | Shareholder | Against | For | ||||
03 | STOCKHOLDER PROPOSAL ON—CUMULATIVE VOTING (PAGE 25) | Shareholder | For | Against | ||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 24) | Management | For | For | ||||
01 | DIRECTOR | Management | ||||||
| C. BLACK | Management | For | For | |||||
| K.I. CHENAULT | Management | For | For | |||||
| J. DORMANN | Management | For | For | |||||
| M.L. ESKEW | Management | Withheld | Against | |||||
| C. GHOSN | Management | For | For | |||||
| C.F. KNIGHT | Management | For | For | |||||
| M. MAKIHARA | Management | For | For | |||||
| L.A. NOTO | Management | For | For | |||||
| S.J. PALMISANO | Management | For | For | |||||
| J.E. SPERO | Management | For | For | |||||
| S. TAUREL | Management | For | For | |||||
| C.M. VEST | Management | For | For | |||||
| L.H. ZAMBRANO | Management | For | For |
| JOHNSON & JOHNSON | JNJ | Annual Meeting Date: 04/28/2005 | ||
| Issuer: 478160104 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| MARY S. COLEMAN | Management | For | For | |||||
| JAMES G. CULLEN | Management | For | For | |||||
| ROBERT J. DARRETTA | Management | For | For | |||||
| MICHAEL M. E. JOHNS | Management | For | For | |||||
| ANN D. JORDAN | Management | For | For | |||||
| ARNOLD G. LANGBO | Management | For | For | |||||
| SUSAN L. LINDQUIST | Management | For | For | |||||
| LEO F. MULLIN | Management | For | For | |||||
| CHRISTINE A. POON | Management | For | For | |||||
| STEVEN S REINEMUND | Management | For | For | |||||
| DAVID SATCHER | Management | For | For | |||||
| WILLIAM C. WELDON | Management | For | For | |||||
02 | APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||
03 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS | Management | For | For | ||||
| AS INDEPENDENT AUDITORS |
| LOWE'S COMPANIES, INC. | LOW | Annual Meeting Date: 05/27/2005 | ||
| Issuer: 548661107 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| ROBERT A. INGRAM | Management | For | For | |||||
| RICHARD K. LOCHRIDGE | Management | For | For | |||||
| ROBERT L. JOHNSON | Management | For | For | |||||
02 | AMENDMENT TO DIRECTORS STOCK OPTION PLAN. | Management | For | For | ||||
03 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS. | Management | For | For |
| MBNA CORPORATION | KRB | Annual Meeting Date: 05/02/2005 | ||
| Issuer: 55262L100 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | ||||||
| JAMES H. BERICK | Management | Withheld | Against | |||||
| MARY M. BOIES | Management | For | For | |||||
| BENJAMIN R. CIVILETTI | Management | Withheld | Against | |||||
| BRUCE L. HAMMONDS | Management | Withheld | Against | |||||
| WILLIAM L. JEWS | Management | Withheld | Against | |||||
| RANDOLPH D. LERNER | Management | Withheld | Against | |||||
| STUART L. MARKOWITZ | Management | Withheld | Against | |||||
| WILLIAM B. MILSTEAD | Management | Withheld | Against | |||||
| THOMAS G. MURDOUGH, JR. | Management | For | For | |||||
| LAURA S. UNGER | Management | For | For | |||||
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||||
03 | STOCKHOLDER PROPOSAL | Shareholder | For | Against | ||||
04 | STOCKHOLDER PROPOSAL | Shareholder | For | Against |
| MEDCO HEALTH SOLUTIONS, INC. | MHS | Annual Meeting Date: 05/31/2005 | ||
| Issuer: 58405U102 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| JOHN L. CASSIS | Management | For | For | |||||
| MICHAEL GOLDSTEIN | Management | For | For | |||||
| BLENDA J. WILSON | Management | For | For | |||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. | Management | For | For | ||||
03 | PROPOSAL TO APPROVE THE 2002 STOCK INCENTIVE PLAN, AS AMENDED. | Management | For | For | ||||
04 | PROPOSAL TO APPROVE THE 2003 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED. | Management | For | For | ||||
05 | PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For |
| MEDTRONIC, INC. | MDT | Annual Meeting Date: 08/26/2004 | ||
| Issuer: 585055106 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
03 | TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL REGARDING ELIMINATION OF CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For | ||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||
01 | DIRECTOR | Management | For | |||||
| WILLIAM R BRODY MD PHD | Management | For | For | |||||
| ARTHUR D COLLINS JR | Management | For | For | |||||
| ANTONIO M GOTTO JR MD | Management | For | For |
| MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/09/2004 | ||
| Issuer: 594918104 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
05 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR | Management | For | For | ||||
04 | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN | Management | For | For | ||||
03 | ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK OPTION PLAN FOR CONSULTANTS AND ADVISORS | Management | For | For | ||||
02 | ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK PLAN AND THE 1991 STOCK OPTION PLAN | Management | For | For | ||||
01 | DIRECTOR | Management | For | |||||
| WILLIAM H. GATES III | Management | For | For | |||||
| STEVEN A. BALLMER | Management | For | For | |||||
| JAMES I. CASH JR. | Management | For | For | |||||
| RAYMOND V. GILMARTIN | Management | For | For | |||||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||||
| DAVID F. MARQUARDT | Management | For | For | |||||
| CHARLES H. NOSKI | Management | For | For | |||||
| HELMUT PANKE | Management | For | For | |||||
| JON A. SHIRLEY | Management | For | For |
| MORGAN STANLEY | MWD | Annual Meeting Date: 03/15/2005 | ||
| Issuer: 617446448 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| JOHN E. JACOB | Management | For | For | |||||
| CHARLES F. KNIGHT | Management | For | For | |||||
| MILES L. MARSH | Management | For | For | |||||
| LAURA D’ANDREA TYSON | Management | For | For | |||||
03 | TO AMEND THE CERTIFICATE OF INCORPORATION TO INSTITUTE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | ||||
04 | SHAREHOLDER PROPOSAL TO LIMIT CEO COMPENSATION. | Shareholder | Against | For | ||||
02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. | Management | For | For |
| OMNICOM GROUP INC. | OMC | Annual Meeting Date: 05/24/2005 | ||
| Issuer: 681919106 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| JOHN R. PURCELL | Management | For | For | |||||
| LINDA JOHNSON RICE | Management | For | For | |||||
| GARY L. ROUBOS | Management | For | For | |||||
| JOHN D. WREN | Management | For | For | |||||
| BRUCE CRAWFORD | Management | For | For | |||||
| ROBERT CHARLES CLARK | Management | For | For | |||||
| LEONARD S. COLEMAN, JR. | Management | For | For | |||||
| ERROL M. COOK | Management | For | For | |||||
| SUSAN S. DENISON | Management | For | For | |||||
| MICHAEL A. HENNING | Management | For | For | |||||
| JOHN R. MURPHY | Management | For | For | |||||
02 | APPROVAL OF THE SENIOR MANAGEMENT INCENTIVE PLAN | Management | For | For | ||||
03 | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2005 | Management | For | For |
| ORACLE CORPORATION | ORCL | Annual Meeting Date: 10/29/2004 | ||
| Issuer: 68389X105 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
04 | PROPOSAL FOR THE APPROVAL OF THE AMENDED AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN | Management | For | For | ||||
03 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005 | Management | For | For | ||||
02 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2005 EXECUTIVE BONUS PLAN | Management | For | For | ||||
01 | DIRECTOR | Management | For | |||||
| JEFFREY O. HENLEY | Management | For | For | |||||
| LAWRENCE J. ELLISON | Management | For | For | |||||
| DONALD L. LUCAS | Management | For | For | |||||
| MICHAEL J. BOSKIN | Management | For | For | |||||
| JACK F. KEMP | Management | For | For | |||||
| JEFFREY S. BERG | Management | For | For | |||||
| SAFRA CATZ | Management | For | For | |||||
| HECTOR GARCIA-MOLINA | Management | For | For | |||||
| JOSEPH A. GRUNDFEST | Management | For | For | |||||
| H. RAYMOND BINGHAM | Management | For | For | |||||
| CHARLES E. PHILLIPS, JR | Management | For | For | |||||
05 | STOCKHOLDER PROPOSAL FOR THE ADOPTION OF THE CHINA BUSINESS PRINCIPLES FOR RIGHTS OF WORKERS IN CHINA | Shareholder | Against | For |
| PEPSICO, INC. | PEP | Annual Meeting Date: 05/04/2005 | ||
| Issuer: 713448108 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| J.F. AKERS | Management | For | For | |||||
| R.E. ALLEN | Management | For | For | |||||
| R.L. HUNT | Management | For | For | |||||
| A.C. MARTINEZ | Management | For | For | |||||
| I.K. NOOYI | Management | For | For | |||||
| S.S REINEMUND | Management | For | For | |||||
| S.P. ROCKEFELLER | Management | For | For | |||||
| J.J. SCHIRO | Management | For | For | |||||
| F.A. THOMAS | Management | For | For | |||||
| C.M. TRUDELL | Management | For | For | |||||
| S.D. TRUJILLO | Management | For | For | |||||
| D. VASELLA | Management | For | For | |||||
02 | APPROVAL OF AUDITORS | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL | Shareholder | Against | For |
| PFIZER INC. | PFE | Annual Meeting Date: 04/28/2005 | ||
| Issuer: 717081103 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| MICHAEL S. BROWN | Management | For | For | |||||
| M. ANTHONY BURNS | Management | For | For | |||||
| ROBERT N. BURT | Management | For | For | |||||
| W. DON CORNWELL | Management | For | For | |||||
| WILLIAM H. GRAY III | Management | For | For | |||||
| CONSTANCE J. HORNER | Management | For | For | |||||
| WILLIAM R. HOWELL | Management | For | For | |||||
| STANLEY O. IKENBERRY | Management | For | For | |||||
| GEORGE A. LORCH | Management | For | For | |||||
| HENRY A. MCKINNELL | Management | For | For | |||||
| DANA G. MEAD | Management | For | For | |||||
| RUTH J. SIMMONS | Management | For | For | |||||
| WILLIAM C. STEERE, JR. | Management | For | For | |||||
| JEAN-PAUL VALLES | Management | For | For | |||||
02 | A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS FOR DIRECTORS. | Shareholder | Against | For | ||||
04 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING ACCESS TO PFIZER PRODUCTS. | Shareholder | Against | For | ||||
05 | SHAREHOLDER PROPOSAL RELATING TO IMPORTATION OF PRESCRIPTION DRUGS. | Shareholder | Against | For | ||||
06 | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||
07 | SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY IN CANADA. | Shareholder | For | Against | ||||
08 | SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL PRODUCTS. | Shareholder | Against | For |
| STRYKER CORPORATION | SYK | Annual Meeting Date: 04/26/2005 | ||
| Issuer: 863667101 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | ||||||
| JOHN W. BROWN | Management | For | For | |||||
| HOWARD E. COX, JR. | Management | For | For | |||||
| D.M. ENGELMAN, PH.D. | Management | Withheld | Against | |||||
| JEROME H. GROSSMAN, MD | Management | For | For | |||||
| STEPHEN P. MACMILLAN | Management | For | For | |||||
| WILLIAM U. PARFET | Management | Withheld | Against | |||||
| RONDA E. STRYKER | Management | For | For |
| SYSCO CORPORATION | SYY | Annual Meeting Date: 11/12/2004 | ||
| Issuer: 871829107 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
02 | APPROVAL OF RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL 2005. | Management | For | For | ||||
01 | DIRECTOR | Management | For | |||||
| COLIN G. CAMPBELL | Management | For | For | |||||
| JOHN M. CASSADAY | Management | For | For | |||||
| J.K. STUBBLEFIELD, JR. | Management | For | For | |||||
| JACKIE M. WARD | Management | For | For | |||||
04 | APPROVAL OF THE PAYMENT OF COMPENSATION TO CERTAIN EXECUTIVE OFFICERS UNDER THE 2004 LONG-TERM INCENTIVE CASH PLAN PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | ||||
05 | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD REVIEW THE COMPANY S POLICIES FOR FOOD PRODUCTS CONTAINING GENETICALLY ENGINEERED INGREDIENTS AND REPORT TO SHAREHOLDERS WITHIN SIX MONTHS. | Shareholder | Against | For | ||||
03 | APPROVAL OF THE 2004 STOCK OPTION PLAN. | Management | For | For |
| TARGET CORPORATION | TGT | Annual Meeting Date: 05/18/2005 | ||
| Issuer: 87612E106 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| ROXANNE S. AUSTIN | Management | For | For | |||||
| JAMES A. JOHNSON | Management | For | For | |||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | Annual Meeting Date: 04/21/2005 | ||
| Issuer: 882508104 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| J.R. ADAMS | Management | For | For | |||||
| D.L. BOREN | Management | For | For | |||||
| D.A. CARP | Management | For | For | |||||
| C.S. COX | Management | For | For | |||||
| T.J. ENGIBOUS | Management | For | For | |||||
| G.W. FRONTERHOUSE | Management | For | For | |||||
| D.R. GOODE | Management | For | For | |||||
| P.H. PATSLEY | Management | For | For | |||||
| W.R. SANDERS | Management | For | For | |||||
| R.J. SIMMONS | Management | For | For | |||||
| R.K. TEMPLETON | Management | For | For | |||||
| C.T. WHITMAN | Management | For | For | |||||
03 | BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 STOCK PURCHASE PLAN. | Management | For | For | ||||
02 | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. | Management | For | For | ||||
04 | BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS 2000 LONG-TERM INCENTIVE PLAN. | Management | For | For |
| THE BANK OF NEW YORK COMPANY, INC. | BK | Annual Meeting Date: 04/12/2005 | ||
| Issuer: 064057102 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| MR. BIONDI | Management | For | For | |||||
| MR. DONOFRIO | Management | For | For | |||||
| MR. HASSELL | Management | For | For | |||||
| MR. KOGAN | Management | For | For | |||||
| MR. KOWALSKI | Management | For | For | |||||
| MR. LUKE | Management | For | For | |||||
| MR. MALONE | Management | For | For | |||||
| MR. MYNERS | Management | For | For | |||||
| MS. REIN | Management | For | For | |||||
| MR. RENYI | Management | For | For | |||||
| MR. RICHARDSON | Management | For | For | |||||
| MR. ROBERTS | Management | For | For | |||||
| MR. SCOTT | Management | For | For | |||||
02 | RATIFICATION OF AUDITORS | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING | Shareholder | For | Against | ||||
04 | SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE COMPENSATION | Shareholder | Against | For |
| THE PROCTER & GAMBLE COMPANY | PG | Annual Meeting Date: 10/12/2004 | ||
| Issuer: 742718109 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
05 | SHAREHOLDER PROPOSAL NO. 1 IN-HOME FOOD STUDIES FOR PET NUTRITION | Shareholder | Against | For | ||||
04 | APPROVE AMENDMENT TO CODE OF REGULATIONS TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | ||||||
03 | APPROVE AMENDMENT TO AMENDED ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK | Management | For | For | ||||
02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||
01 | DIRECTOR | Management | For | |||||
| R. KERRY CLARK | Management | For | For | |||||
| JOSEPH T. GORMAN | Management | For | For | |||||
| LYNN M. MARTIN | Management | For | For | |||||
| RALPH SNYDERMAN | Management | For | For | |||||
| ROBERT D. STOREY | Management | For | For |
| UNITED TECHNOLOGIES CORPORATION | UTX | Annual Meeting Date: 04/13/2005 | ||
| Issuer: 913017109 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
02 | APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||||
03 | APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 LONG TERM INCENTIVE PLAN | Management | For | For | ||||
04 | SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF EXECUTIVE COMPENSATION | Shareholder | Against | For | ||||
05 | SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA FOR MILITARY CONTRACTS | Shareholder | Against | For | ||||
06 | SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION | Shareholder | Against | For | ||||
01 | DIRECTOR | Management | For | |||||
| GEORGE DAVID | Management | For | For | |||||
| JEAN-PIERRE GARNIER | Management | For | For | |||||
| JAMIE S. GORELICK | Management | For | For | |||||
| CHARLES R. LEE | Management | For | For | |||||
| RICHARD D. MCCORMICK | Management | For | For | |||||
| HAROLD MCGRAW III | Management | For | For | |||||
| FRANK P. POPOFF | Management | For | For | |||||
| H. PATRICK SWYGERT | Management | For | For | |||||
| ANDRE VILLENEUVE | Management | For | For | |||||
| H.A. WAGNER | Management | For | For | |||||
| CHRISTINE TODD WHITMAN | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED | UNH | Annual Meeting Date: 05/03/2005 | ||
| Issuer: 91324P102 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| THOMAS H. KEAN | Management | For | For | |||||
| ROBERT L. RYAN | Management | For | For | |||||
| WILLIAM G. SPEARS | Management | For | For | |||||
| GAIL R. WILENSKY, PH.D. | Management | For | For | |||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. | Management | For | For | ||||
03 | SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING SHARES. | Shareholder | For | Against | ||||
04 | SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-BASED OPTIONS. | Shareholder | For | Against |
| WAL-MART STORES, INC. | WMT | Annual Meeting Date: 06/03/2005 | ||
| Issuer: 931142103 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| JAMES W. BREYER | Management | For | For | |||||
| M. MICHELE BURNS | Management | For | For | |||||
| DOUGLAS N. DAFT | Management | For | For | |||||
| DAVID D. GLASS | Management | For | For | |||||
| ROLAND A. HERNANDEZ | Management | For | For | |||||
| JOHN D. OPIE | Management | For | For | |||||
| J. PAUL REASON | Management | For | For | |||||
| H. LEE SCOTT, JR. | Management | For | For | |||||
| JACK C. SHEWMAKER | Management | For | For | |||||
| JOSE H. VILLARREAL | Management | For | For | |||||
| JOHN T. WALTON | Management | For | For | |||||
| S. ROBSON WALTON | Management | For | For | |||||
| CHRISTOPHER J. WILLIAMS | Management | For | For | |||||
| LINDA S. WOLF | Management | For | For | |||||
02 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2005, AS AMENDED | Management | For | For | ||||
03 | RATIFICATION OF INDEPENDENT ACCOUNTANTS | Management | For | For | ||||
04 | A SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE COMPENSATION FRAMEWORK | Shareholder | Against | For | ||||
05 | A SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT | Shareholder | Against | For | ||||
06 | A SHAREHOLDER PROPOSAL REGARDING AN EQUITY COMPENSATION REPORT | Shareholder | Against | For | ||||
07 | A SHAREHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For | ||||
08 | A SHAREHOLDER PROPOSAL REGARDING AN EQUAL EMPLOYMENT OPPORTUNITY REPORT | Shareholder | For | Against | ||||
09 | A SHAREHOLDER PROPOSAL REGARDING A DIRECTOR ELECTION MAJORITY VOTE STANDARD | Shareholder | For | Against | ||||
10 | A SHAREHOLDER PROPOSAL REGARDING BOARD INDEPENDENCE | Shareholder | For | Against | ||||
11 | A SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-VESTING SHARES | Shareholder | Against | For |
| WELLS FARGO & COMPANY | WFC | Annual Meeting Date: 04/26/2005 | ||
| Issuer: 949746101 | ||||
| Vote Group: UNASSIGNED | ||||
| Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | ||||||
| J.A. BLANCHARD III | Management | For | For | |||||
| SUSAN E. ENGEL | Management | For | For | |||||
| ENRIQUE HERNANDEZ, JR. | Management | Withheld | Against | |||||
| ROBERT L. JOSS | Management | For | For | |||||
| REATHA CLARK KING | Management | For | For | |||||
| RICHARD M. KOVACEVICH | Management | For | For | |||||
| RICHARD D. MCCORMICK | Management | For | For | |||||
| CYNTHIA H. MILLIGAN | Management | Withheld | Against | |||||
| PHILIP J. QUIGLEY | Management | For | For | |||||
| DONALD B. RICE | Management | Withheld | Against | |||||
| JUDITH M. RUNSTAD | Management | Withheld | Against | |||||
| STEPHEN W. SANGER | Management | For | For | |||||
| SUSAN G. SWENSON | Management | For | For | |||||
| MICHAEL W. WRIGHT | Management | Withheld | Against | |||||
02 | PROPOSAL TO APPROVE THE COMPANY S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||
03 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2005. | Management | For | For | ||||
04 | STOCKHOLDER PROPOSAL REGARDING PAYDAY LENDING. | Shareholder | Against | For | ||||
05 | STOCKHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND PREDATORY LENDING. | Shareholder | Against | For | ||||
06 | STOCKHOLDER PROPOSAL REGARDING PERFORMANCE SHARES. | Shareholder | For | Against | ||||
07 | STOCKHOLDER PROPOSAL REGARDING CHIEF EXECUTIVE OFFICER COMPENSATION. | Shareholder | Against | For | ||||
08 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF BOARD CHAIR AND CEO POSITIONS. | Shareholder | Against | For |
| ZIMMER HOLDINGS, INC. | ZMH | Annual Meeting Date: 05/02/2005 | ||
| Issuer: 98956P102 | ||||
| Vote Group: UNASSIGNED | ||||
Proposal | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||
01 | DIRECTOR | Management | For | |||||
| J. RAYMOND ELLIOTT | Management | For | For | |||||
02 | AMENDMENT TO ZIMMER HOLDINGS, INC. TEAMSHARE STOCK OPTION PLAN | Management | For | For | ||||
03 | AUDITOR RATIFICATION | Management | For | For | ||||
04 | STOCKHOLDER PROPOSAL RELATING TO AUDITOR INDEPENDENCE | Shareholder | Against | For |
Proxy Voting Report
July 1, 2004 - June 30, 2005
Nuveen NWQ International Value Fund
| Mtg Date | Company/Ballot Issues | Security | Mgmt Rec | Vote Cast | Record Date | Prpnent | Shares Voted | |||||||||
| 07/12/04 | J Sainsbury Plc | 466249109 | 06/10/04 | 51,807 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | SUBJECT TO THE ADMISSION TO THE OFFICIAL LIST AND TO TRADING ON THE LONDON STOCK EXCHANGE PLC S MARKET FOR LISTED SECURITIES BY 8:00 A.M. ON 19 JULY 2004 OF REDEEMABLE NON-CUMULATIVE PREFERENCE SHARES OF 35P EACH AND ORDINARY SHARES OF 284/7 PENCE EACH. | For | For | Mgmt | ||||||||||||
| 2 | SUBJECT TO THE APPROVAL OF SPECIAL RESOLUTION 1, APPROVAL OF THE COMPANY TO MAKE MARKET PURCHASES OF NEW ORDINARY SHARES OF 35 PENCE EACH IN THE COMPANY AS CONTEMPLATED AND ACCORDANCE WITH THE TERMS OF SECTION 163(3) AND SECTION 166 OF THE COMPANIES ACT | For | For | Mgmt | ||||||||||||
| 07/29/04 | Tate & Lyle Plc | 876570607 | 06/22/04 | 48,339 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS. | For | For | Mgmt | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT. | For | For | Mgmt | ||||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES. | For | For | Mgmt | ||||||||||||
| 4 | TO RE-ELECT RICHARD DELBRIDGE AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 5 | TO RE-ELECT LARRY PILLARD AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 6 | TO RE-ELECT DAVID FISH AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 7 | TO RE-ELECT EVERT HENKES AS A DIRECTOR. | For | For | Mgmt | ||||||||||||
| 8 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS REMUNERATION. | For | For | Mgmt | ||||||||||||
| 10 | TO RENEW THE COMPANY S AUTHORITY TO PURCHASE ITS OWN SHARES. | For | For | Mgmt | ||||||||||||
| 11 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT SHARES. | For | For | Mgmt | ||||||||||||
| 12 | TO RENEW THE DIRECTORS AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | For | For | Mgmt | ||||||||||||
| 13 | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION. | For | For | Mgmt | ||||||||||||
| 11/16/04 | Gold Fields Limited | 38059T106 | 09/30/04 | 39,510 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | ORDINARY RESOLUTION NUMBER 1 ADOPTION OF FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 2 | ORDINARY RESOLUTION NUMBER 2 RE-ELECTION OF MR K ANSAH AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 3 | ORDINARY RESOLUTION NUMBER 3 RE-ELECTION OF MR G R PARKER AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 4 | ORDINARY RESOLUTION NUMBER 4 RE-ELECTION OF MR T M G SEXWALE AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 5 | ORDINARY RESOLUTION NUMBER 5 RE-ELECTION OF MR C M T THOMPSON AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 6 | ORDINARY RESOLUTION NUMBER 6 RE-ELECTION OF DR P J RYAN AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 7 | ORDINARY RESOLUTION NUMBER 7 PLACEMENT OF SHARES UNDER THE CONTROL OF THE DIRECTORS | For | For | Mgmt | ||||||||||||
| 8 | ORDINARY RESOLUTION NUMBER 8 ISSUING SHARES FOR CASH | For | For | Mgmt | ||||||||||||
| 9 | ORDINARY RESOLUTION NUMBER 9 INCREASE OF DIRECTORS FEES | For | For | Mgmt | ||||||||||||
| 10 | ORDINARY RESOLUTION NUMBER 10 SPECIAL RETAINER FOR CURRENT CHAIRMAN OF THE BOARD | For | For | Mgmt | ||||||||||||
| 11 | SPECIAL RESOLUTION NUMBER 1 ACQUISITION OF COMPANY S OWN SHARES | For | For | Mgmt | ||||||||||||
| 12 | SPECIAL RESOLUTION NUMBER 2 AMENDMENT OF COMPANY S ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
| 12/07/04 | Gold Fields Limited | 38059T106 | 10/29/04 | 42,510 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| Management Proxy - Gold Card | ||||||||||||||||
| 1 | ORDINARY RESOLUTION NUMBER 1: (REGARDING TRANSFER OF ACQUIRED INTERESTS TO THE IAMGOLD GROUP) | For | For | Mgmt | ||||||||||||
| 2 | ORDINARY RESOLUTION NUMBER 2: (AUTHORISING GOLD FIELDS BOARD OF DIRECTORS TO PERFORM NECESSARY ACTS TO GIVE EFFECT TO RESOLUTION NUMBER 1) | For | For | Mgmt | ||||||||||||
| Dissident Proxy - White Card | ||||||||||||||||
| 1 | ORDINARY RESOLUTION NUMBER 1: (REGARDING TRANSFER OF ACQUIRED INTERESTS TO THE IAMGOLD GROUP) | Against | DoNotVote | Mgmt | ||||||||||||
| 2 | ORDINARY RESOLUTION NUMBER 2: (AUTHORISING GOLD FIELDS BOARD OF DIRECTORS TO PERFORM NECESSARY ACTS TO GIVE EFFECT TO RESOLUTION NUMBER 1) | Against | DoNotVote | Mgmt | ||||||||||||
| 01/31/05 | EDP-Energias de Portugal (frmlyEdp-Electricidade De Portugal) | 268353109 | 01/06/05 | 77,846 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF THE ELECTION OF THE SOLE SUPERVISOR AND RESPECTIVE ALTERNATE, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 2 | APPROVAL OF THE RATIFICATION OF THE CO-OPTION OF BOARD MEMBERS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 3 | APPROVAL OF THE ELECTION OF TWO NEW BOARD MEMBERS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 02/25/05 | POSCO (formerly Pohang Iron & Steel) | 693483109 | 12/30/04 | 21,500 | ||||||||||||
| Meeting for the Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF BALANCE SHEET, INCOME STATEMENT, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 37TH FISCAL YEAR (FROM JANUARY 1, 2004 TO DECEMBER 31, 2004) | For | For | Mgmt | ||||||||||||
| 2 | ELECTION OF OUTSIDE DIRECTOR: AHN, CHARLES | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF OUTSIDE DIRECTOR AS AUDIT COMMITTEE MEMBER: KIM, E. HAN | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF OUTSIDE DIRECTOR AS AUDIT COMMITTEE MEMBER: SUN, WOOK | For | For | Mgmt | ||||||||||||
| 5 | ELECTION OF STANDING DIRECTOR: LEE, YOUN | For | For | Mgmt | ||||||||||||
| 6 | APPROVAL OF THE CEILING AMOUNT OF TOTAL REMUNERATION FOR DIRECTORS IN THE FISCAL YEAR 2005 | For | For | Mgmt | ||||||||||||
| 03/11/05 | KT Corp (formerly Korea Telecom Corporation) | 48268K101 | 12/31/04 | 138,158 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 23RD FISCAL YEAR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | �� | For | For | Mgmt | |||||||||||
| 2 | APPROVAL OF THE AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 3 | JEONG SOO SUH (NOMINATED BY THE PRESIDENT WITH CONSENT OF BOARD OF DIRECTORS) | For | For | Mgmt | ||||||||||||
| 4 | STUART B. SOLOMON (NOMINATED BY OUTSIDE DIRECTOR RECOMMENDATION COMMITTEE) | For | For | Mgmt | ||||||||||||
| 5 | THAE SURN KHWARG (NOMINATED BY OUTSIDE DIRECTOR RECOMMENDATIONY COMMITTEE) | For | For | Mgmt | ||||||||||||
| 6 | BYOUNG HOON LEE (SHAREHOLDER PROPOSAL - PRACTICALLY INITIATED BY LABOR UNION OF KT) | Against | Against | ShrHoldr | ||||||||||||
| 7 | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | For | For | Mgmt | ||||||||||||
| 03/30/05 | Kirin Brewery Co. | 497350306 | 02/28/05 | 283,083 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF THE PROPOSAL FOR APPROPRIATION OF UNAPPROPRIATED RETAINED EARNINGS FOR THE 166TH BUSINESS TERM. | For | For | Mgmt | ||||||||||||
| 2 | ELECTION OF DIRECTOR: KOICHIRO ARAMAKI | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF DIRECTOR: NAOMICHI ASANO | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF DIRECTOR: TAKESHI SHIGENAGA | For | For | Mgmt | ||||||||||||
| 5 | ELECTION OF DIRECTOR: SHOZO SAWADA | For | For | Mgmt | ||||||||||||
| 6 | ELECTION OF DIRECTOR: AKIRA NEGAMI | For | For | Mgmt | ||||||||||||
| 7 | ELECTION OF DIRECTOR: KAZUYASU KATO | For | For | Mgmt | ||||||||||||
| 8 | ELECTION OF DIRECTOR: TAKESHI SHIMAZU | For | For | Mgmt | ||||||||||||
| 9 | ELECTION OF DIRECTOR: KAZUHIRO SATOH | For | For | Mgmt | ||||||||||||
| 10 | ELECTION OF DIRECTOR: KENJIRO HATA | For | For | Mgmt | ||||||||||||
| 11 | ELECTION OF DIRECTOR: SATORU KISHI | For | For | Mgmt | ||||||||||||
| 03/31/05 | EDP-Energias de Portugal (frmlyEdp-Electricidade De Portugal) | 268353109 | 03/07/05 | 102,146 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2004 INCLUDING THE REPORT OF MANAGEMENT AND ACCOUNTING, THE OPINION OF THE SOLE SUPERVISOR AND THE STATUTORY AUDIT CERTIFICATION. | For | For | Mgmt | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED REPORT OF MANAGEMENT AND ACCOUNTING, FOR THE YEAR ENDED DECEMBER 31, 2004, THE ANNUAL REPORT AND OPINION OF THE SOLE SUPERVISOR AND THE STATUTORY AUDIT CERTIFICATION. | For | For | Mgmt | ||||||||||||
| 3 | APPROVAL OF THE ALLOCATION OF PROFITS. | For | For | Mgmt | ||||||||||||
| 4 | APPROVAL OF THE PERFORMANCE OF THE COMPANY S MANAGEMENT AND SUPERVISING, UNDER THE PROVISIONS LAID DOWN IN ARTICLE 455 OF THE PORTUGUESE COMMERCIAL COMPANIES CODE. | For | For | Mgmt | ||||||||||||
| 5 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS OF EDP AND ITS SUBSIDIARIES TO PURCHASE OR SELL SHARES OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 6 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS OF EDP AND ITS SUBSIDIARIES TO PURCHASE OR SELL BONDS OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 04/14/05 | Rio Tinto Plc (Formerly Rtz Corp. Plc) | 767204100 | 03/07/05 | 10,543 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||||||||
| 2 | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | For | For | Mgmt | ||||||||||||
| 3 | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | For | For | Mgmt | ||||||||||||
| 4 | AUTHORITY TO PURCHASE RIO TINTO LIMITED SHARES, OFF MARKET BY TENDER, BY RIO TINTO LIMITED | For | For | Mgmt | ||||||||||||
| 5 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED | For | For | Mgmt | ||||||||||||
| 6 | AMENDMENTS TO THE DLC MERGER SHARING AGREEMENT | For | For | Mgmt | ||||||||||||
| 7 | APPROVAL OF THE RIO TINTO SHARE SAVINGS PLAN | For | For | Mgmt | ||||||||||||
| 8 | ELECTION OF RICHARD GOODMANSON AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 9 | ELECTION OF ASHTON CALVERT AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 10 | ELECTION OF VIVIENNE COX AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 11 | RE-ELECTION OF PAUL SKINNER AS A DIRECTOR | For | For | Mgmt | ||||||||||||
| 12 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 13 | APPROVAL OF REMUNERATION REPORT | For | For | Mgmt | ||||||||||||
| 14 | RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2004 * | For | For | Mgmt | ||||||||||||
| 04/21/05 | Aegon NV | 007924103 | 03/02/05 | 140,350 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF THE ADOPTION OF THE ANNUAL ACCOUNTS 2004. | For | For | Mgmt | ||||||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND 2004. | For | For | Mgmt | ||||||||||||
| 3 | APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR DUTIES. | For | For | Mgmt | ||||||||||||
| 4 | APPROVAL OF THE RESOLUTION TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR DUTIES. | For | For | Mgmt | ||||||||||||
| 5 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 6 | APPROVAL OF THE AMENDMENT TO THE ARTICLES OF INCORPORATION OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 7 | APPROVAL OF THE AUTHORIZATION TO EXECUTE THE AMENDMENT OF THE ARTICLES OF INCORPORATION OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 8 | APPROVAL OF THE REMUNERATION SUPERVISORY BOARD MEMBERS. | For | For | Mgmt | ||||||||||||
| 9 | APPROVAL OF THE REAPPOINTMENT OF MR. D.J. SHEPARD TO THE EXECUTIVE BOARD. | For | For | Mgmt | ||||||||||||
| 10 | APPROVAL OF THE REAPPOINTMENT OF MR. J.B.M. STREPPEL TO THE EXECUTIVE BOARD. | For | For | Mgmt | ||||||||||||
| 11 | APPROVAL OF THE APPOINTMENT OF MR. S. LEVY TO THE SUPERVISORY BOARD. | For | For | Mgmt | ||||||||||||
| 12 | APPROVAL OF THE REAPPOINTMENT OF MR. D.G. EUSTACE TO THE SUPERVISORY BOARD. | For | For | Mgmt | ||||||||||||
| 13 | APPROVAL OF THE REAPPOINTMENT OF MR. W.F.C. STEVENS TO THE SUPERVISORY BOARD. | For | For | Mgmt | ||||||||||||
| 14 | APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF THE COMPANY. | For | Against | Mgmt | ||||||||||||
| 15 | APPROVAL OF THE AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING SHARES OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 16 | APPROVAL OF THE AUTHORIZATION TO ISSUE SHARES OF THE COMPANY UNDER INCENTIVE PLANS. | For | For | Mgmt | ||||||||||||
| 17 | APPROVAL OF THE AUTHORIZATION TO ACQUIRE SHARES OF THE COMPANY. | For | For | Mgmt | ||||||||||||
| 04/21/05 | Technip (Formerly Technip- Coflexip) | 878546209 | 03/01/05 | 20,260 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | REDUCING THE PAR VALUE OF THE SHARE | For | For | Mgmt | ||||||||||||
| 2 | INCREASE THE SHARE CAPITAL WHILE MAINTAINING THE SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHT | For | For | Mgmt | ||||||||||||
| 3 | INCREASE THE SHARE CAPITAL WHILE ELIMINATING THE SHAREHOLDER S PREFERENTIAL SUBSCRIPTION RIGHT | For | Against | Mgmt | ||||||||||||
| 4 | INCREASE THE SHARE CAPITAL WHILE ELIMINATING THE SHAREHOLDER S PREFERENTIAL SUBSCRIPTION RIGHT | For | Against | Mgmt | ||||||||||||
| 5 | SHARE CAPITAL INCREASE | For | Against | Mgmt | ||||||||||||
| 6 | INCREASE THE SHARE CAPITAL | For | For | Mgmt | ||||||||||||
| 7 | INCREASE THE SHARE CAPITAL, UP TO THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL | For | Against | Mgmt | ||||||||||||
| 8 | INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES | For | For | Mgmt | ||||||||||||
| 9 | GRANT FOR FREE SHARES TO ELIGIBLE OFFICERS AND EMPLOYEES | For | Against | Mgmt | ||||||||||||
| 10 | GRANT OPTIONS TO SUBSCRIBE OR TO PURCHASE SHARES | For | Against | Mgmt | ||||||||||||
| 11 | REDUCE THE SHARE CAPITAL BY CANCELING SHARES | For | For | Mgmt | ||||||||||||
| 12 | ANNUAL FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 13 | ALLOCATION OF INCOME | For | For | Mgmt | ||||||||||||
| 14 | CONSOLIDATED FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 15 | REPORT FROM THE AUDITORS | For | Against | Mgmt | ||||||||||||
| 16 | RELEASE FOR DIRECTORS | For | For | Mgmt | ||||||||||||
| 17 | PURCHASE BY THE COMPANY OF ITS OWN SHARES | For | For | Mgmt | ||||||||||||
| 18 | POWERS FOR FORMALITIES | For | For | Mgmt | ||||||||||||
| 04/21/05 | UBS AG | H8920M855 | 03/09/05 | 5,600 | ||||||||||||
| Meeting For the Holders of ADRs | ||||||||||||||||
| 1 | ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS FOR 2004. REPORTS OF THE GROUP AND STATUTORY AUDITORS | For | For | Mgmt | ||||||||||||
| 2 | APPROPRIATION OF RETAINED EARNINGS. DIVIDEND FOR FINANCIAL YEAR 2004 | For | For | Mgmt | ||||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | For | For | Mgmt | ||||||||||||
| 4 | RE-ELECTION OF BOARD MEMBER: MARCEL OSPEL | For | For | Mgmt | ||||||||||||
| 5 | RE-ELECTION OF BOARD MEMBER: LAWRENCE A. WEINBACH | For | For | Mgmt | ||||||||||||
| 6 | ELECTION OF NEW BOARD MEMBER: MARCO SUTER | For | For | Mgmt | ||||||||||||
| 7 | ELECTION OF NEW BOARD MEMBER: PETER R. VOSER | For | For | Mgmt | ||||||||||||
| 8 | RE-ELECTION OF GROUP AND STATUTORY AUDITORS: ERNST & YOUNG LTD., BASEL | For | For | Mgmt | ||||||||||||
| 9 | CANCELLATION OF SHARES REPURCHASED UNDER THE 2004/2005 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION | For | For | Mgmt | ||||||||||||
| 10 | APPROVAL OF A NEW 2005/2006 SHARE BUYBACK PROGRAM | For | For | Mgmt | ||||||||||||
| 11 | IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO VOTE IN ACCORDANCE WITH THE BOARD OF DIRECTORS | For | Against | Mgmt | ||||||||||||
| 04/26/05 | FALCONBRIDGE LTD (frm. Noranda Inc. ) | 655422103 | 03/15/05 | 111,600 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Articles to Create the New Junior Preference Shares | For | For | Mgmt | ||||||||||||
| 4 | Change Company Name to NorandaFalconbridge Inc | For | For | Mgmt | ||||||||||||
| 5 | Amend Stock Option Plan | For | For | Mgmt | ||||||||||||
| Shareholder Proposals | ||||||||||||||||
| 6 | Proposal 1 - Increase Unrelated Directors to Reflect Public Shareholdings | Against | For | ShrHoldr | ||||||||||||
| 7 | Proposal 2 - Directors Subject of Proposal 1 to be Appointed to Independent Board Committee. | Against | Against | ShrHoldr | ||||||||||||
| 04/26/05 | Lihir Gold Limited | 532349107 | 03/18/05 | 60,550 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | MRS WINIFRED KAMIT, WHO WAS APPOINTED A DIRECTOR SINCE THE LAST ANNUAL GENERAL MEETING, RETIRES IN ACCORDANCE WITH THE COMPANY S CONSTITUTION, AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION. | For | For | Mgmt | ||||||||||||
| 2 | DR PETER CASSIDY RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY S CONSTITUTION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. | For | For | Mgmt | ||||||||||||
| 3 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 04/26/05 | Swisscom Ag | 871013108 | 03/18/05 | 96,900 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2004, REPORTS OF THE STATUTORY AND GROUP AUDITORS | For | For | Mgmt | ||||||||||||
| 2 | APPROPRIATION OF RETAINED EARNINGS AND DECLARATION OF DIVIDEND | For | For | Mgmt | ||||||||||||
| 3 | REDUCTION OF SHARE CAPITAL | For | For | Mgmt | ||||||||||||
| 4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | For | For | Mgmt | ||||||||||||
| 5 | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | For | For | Mgmt | ||||||||||||
| 6 | RE-ELECTION OF JACQUELINE FRANCOISE DEMIERRE | For | For | Mgmt | ||||||||||||
| 7 | RE-ELECTION OF MICHEL GOBET | For | For | Mgmt | ||||||||||||
| 8 | RE-ELECTION OF DR. TORSTEN G. KREINDL | For | For | Mgmt | ||||||||||||
| 9 | RE-ELECTION OF RICHARD ROY | For | For | Mgmt | ||||||||||||
| 10 | ELECTION OF FIDES P. BALDESBERGER | For | For | Mgmt | ||||||||||||
| 11 | ELECTION OF DR. ANTON SCHERRER | For | For | Mgmt | ||||||||||||
| 12 | ELECTION OF OTHMAR VOCK | For | For | Mgmt | ||||||||||||
| 13 | ELECTION OF THE STATUTORY AUDITORS AND GROUP AUDITORS | For | For | Mgmt | ||||||||||||
| 04/27/05 | Alumina Ltd (formerly Wmc Limited) | 022205108 | 03/21/05 | 106,780 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | TO RE-ELECT MR. R J MCNEILLY AS A DIRECTOR MR. MCNEILLY RETIRES IN ACCORDANCE WITH THE COMPANY S CONSTITUTION. BEING ELIGIBLE, MR. MCNEILLY OFFERS HIMSELF FOR RELECTION. | For | For | Mgmt | ||||||||||||
| 2 | TO RE-ELECT MR M R RAYNER AS A DIRECTOR MR RAYNER RETIRES IN ACCORDANCE WITH THE COMPANY S CONSTITUTION, BEING ELIGIBLE, MR RAYNER OFFERS HIMSELF FOR RE-ELECTION | For | For | Mgmt | ||||||||||||
| 3 | TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION: THAT, PURSUANT TO SECTIONS 136(2) AND 648G OF THE CORPORATIONS ACT 2001 (CTH), RULE 139 OF THE CONSTITUTION OF THE COMPANY IS RENEWED. | For | For | Mgmt | ||||||||||||
| 04/28/05 | Barrick Gold Corp. *ABX.* | 067901108 | 03/10/05 | 164,798 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Mgmt | ||||||||||||
| 04/28/05 | Suncor Energy Inc *SU.* | 867229106 | 02/28/05 | 39,939 | ||||||||||||
| 1 | Elect Directors | For | For | Mgmt | ||||||||||||
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Mgmt | ||||||||||||
| 3 | Amend Shareholder Rights Plan (Poison Pill) | For | For | Mgmt | ||||||||||||
| 04/29/05 | Anglogold Ashanti Ltd. | 035128206 | 03/24/05 | 56,600 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | ORDINARY RESOLUTION NO. 1 ADOPTION OF FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 2 | ORDINARY RESOLUTION NO. 2 RE-ELECTION OF DIRECTOR MR CB BRAYSHAW | For | For | Mgmt | ||||||||||||
| 3 | ORDINARY RESOLUTION NO. 3 RE-ELECTION OF DIRECTOR MR AW LEA | For | For | Mgmt | ||||||||||||
| 4 | ORDINARY RESOLUTION NO. 4 RE-ELECTION OF DIRECTOR MR WA NAIRN | For | For | Mgmt | ||||||||||||
| 5 | ORDINARY RESOLUTION NO. 5 RE-ELECTION OF DIRECTOR MR KH WILLIAMS | For | For | Mgmt | ||||||||||||
| 6 | ORDINARY RESOLUTION NO. 6 ELECTION OF DIRECTOR DR SE JONAH | For | For | Mgmt | ||||||||||||
| 7 | ORDINARY RESOLUTION NO. 7 ELECTION OF DIRECTOR MR SR THOMPSON | For | For | Mgmt | ||||||||||||
| 8 | ORDINARY RESOLUTION NO. 8 ELECTION OF DIRECTOR MR PL ZIM | For | For | Mgmt | ||||||||||||
| 9 | ORDINARY RESOLUTION NO. 9 PLACEMENT OF UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | For | For | Mgmt | ||||||||||||
| 10 | ORDINARY RESOLUTION NO. 10 AUTHORITY TO ISSUE SHARES FOR CASH | For | For | Mgmt | ||||||||||||
| 11 | SPECIAL RESOLUTION NO. 1 AUTHORITY TO ACQUIRE THE COMPANY S OWN SHARES | For | For | Mgmt | ||||||||||||
| 12 | ORDINARY RESOLUTION NO. 11 APPROVAL OF LONG-TERM INCENTIVE PLAN | For | Against | Mgmt | ||||||||||||
| 13 | ORDINARY RESOLUTION NO. 12 APPROVAL OF BONUS SHARE PLAN | For | Against | Mgmt | ||||||||||||
| 05/19/05 | Tomkins Plc | 890030208 | 04/12/05 | 96,800 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS | For | For | Mgmt | ||||||||||||
| 2 | APPROVE THE REMUNERATION COMMITTEE REPORT | For | For | Mgmt | ||||||||||||
| 3 | DECLARE A DIVIDEND | For | For | Mgmt | ||||||||||||
| 4 | RE-APPOINT MR N N BROADHURST | For | For | Mgmt | ||||||||||||
| 5 | RE-APPOINT MR J M J KEENAN | For | For | Mgmt | ||||||||||||
| 6 | RE-APPOINT MR J NICOL | For | For | Mgmt | ||||||||||||
| 7 | Ratify Auditors | For | For | Mgmt | ||||||||||||
| 8 | AUTHORISE THE DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS REMUNERATION | For | For | Mgmt | ||||||||||||
| 9 | AUTHORISE ALLOTMENT OF RELEVANT SECURITIES | For | For | Mgmt | ||||||||||||
| 10 | AUTHORISE DISAPPLICATION OF PRE-EMPTION RIGHTS | For | For | Mgmt | ||||||||||||
| 11 | AUTHORISE PURCHASE OF OWN SHARES | For | For | Mgmt | ||||||||||||
| 12 | APPROVE THE TOMKINS 2005 SHARESAVE SCHEME | For | For | Mgmt | ||||||||||||
| 05/30/05 | WMC RESOURCES LTD *WMC* | 92928R106 | 04/28/05 | 50,300 | ||||||||||||
| Meeting for Holders of ADRs | ||||||||||||||||
| 1 | ELECTION OF DIRECTOR: MR T C-E BERGMANN | For | For | Mgmt | ||||||||||||
| 2 | ELECTION OF DIRECTOR: PROFESSOR A E CLARKE | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF DIRECTOR: MR D E MEIKLEJOHN | For | For | Mgmt | ||||||||||||
| 06/21/05 | CHUNGHWA TELECOM | 17133Q205 | 05/16/05 | 149,556 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | THE COMPANY S OPERATION REPORTS FOR 2004 | None | For | Mgmt | ||||||||||||
| 2 | THE SUPERVISORS AUDIT REPORTS ON THE COMPANY S FINANCIAL STATEMENTS FOR 2004 | None | For | Mgmt | ||||||||||||
| 3 | THE COMPANY S FINANCIAL STATEMENTS FOR 2003 APPROVED BY THE MINISTRY OF AUDIT OF THE REPUBLIC OF CHINA | None | For | Mgmt | ||||||||||||
| 4 | THE COMPANY S PROCUREMENT OF LIABILITY INSURANCE FOR ITS DIRECTORS AND SUPERVISORS | None | For | Mgmt | ||||||||||||
| 5 | THE COMPANY S ENACTMENT OF CODE OF ETHICS | None | For | Mgmt | ||||||||||||
| 6 | THE COMPANY S FINANCIAL STATEMENTS FOR 2004 | For | For | Mgmt | ||||||||||||
| 7 | THE COMPANY S DISTRIBUTION OF EARNINGS FOR 2004 | For | For | Mgmt | ||||||||||||
| 8 | THE DISBURSEMENT OF REMUNERATION TO THE COMPANY S DIRECTORS AND SUPERVISORS | For | For | Mgmt | ||||||||||||
| 9 | EXTRAORDINARY MOTIONS | For | Against | Mgmt | ||||||||||||
| 06/28/05 | Nippon Telegraph & Telephone Corp. | 654624105 | 03/30/05 | 142,400 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF PROPOSED APPROPRIATION OF UNAPPROPRIATED RETAINED EARNINGS FOR THE 20TH FISCAL YEAR ENDED MARCH 31, 2005. | For | For | Mgmt | ||||||||||||
| 2 | REPURCHASE OF OWN SHARES. | For | For | Mgmt | ||||||||||||
| 3 | Elect Directors | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF A CORPORATE AUDITOR. | For | For | Mgmt | ||||||||||||
| 5 | PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING DIRECTORS AND A CORPORATE AUDITOR. | For | Against | Mgmt | ||||||||||||
| 06/28/05 | Shell Transport And Trading Company Plc (The) | 822703609 | None | 58,513 | ||||||||||||
| 1 | Accept Financial Statements and Statutory Reports | For | For | Mgmt | ||||||||||||
| 2 | Approve Remuneration Report | For | For | Mgmt | ||||||||||||
| 3 | Elect Peter Voser as Director | For | For | Mgmt | ||||||||||||
| 4 | Re-elect Sir Peter Job as Director | For | For | Mgmt | ||||||||||||
| 5 | Re-elect Lord Oxburgh as Director | For | For | Mgmt | ||||||||||||
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Mgmt | ||||||||||||
| 7 | Authorise Board to Fix Remuneration of the Auditors | For | For | Mgmt | ||||||||||||
| 8 | Authorise 480,000,000 Ordinary Shares for Market Purchase | For | For | Mgmt | ||||||||||||
| 9 | Approve Long-Term Incentive Plan | For | For | Mgmt | ||||||||||||
| 10 | Approve Deferred Bonus Plan | For | For | Mgmt | ||||||||||||
| 11 | Approve Restricted Share Plan | For | For | Mgmt | ||||||||||||
| 06/28/05 | Shell Transport And Trading Company Plc (The) | 822703609 | 05/13/05 | 58,513 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | TO APPROVE THE SCHEME OF ARRANGEMENT | For | For | Mgmt | ||||||||||||
| 2 | CANCELLATION OF THE FIRST PREFERENCE SHARES | For | For | Mgmt | ||||||||||||
| 3 | CANCELLATION OF THE SECOND PREFERENCE SHARES | For | For | Mgmt | ||||||||||||
| 4 | SCHEME OF ARRANGEMENT | For | For | Mgmt | ||||||||||||
| 06/29/05 | Makita Corp. | 560877300 | 03/30/05 | 115,971 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE 93RD TERM | For | For | Mgmt | ||||||||||||
| 2 | PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION | For | Against | Mgmt | ||||||||||||
| 3 | ELECTION OF DIRECTOR: MASAHIKO GOTO | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF DIRECTOR: MASAMI TSURUTA | For | For | Mgmt | ||||||||||||
| 5 | ELECTION OF DIRECTOR: YASUHIKO KANZAKI | For | For | Mgmt | ||||||||||||
| 6 | ELECTION OF DIRECTOR: KENICHIRO NAKAI | For | For | Mgmt | ||||||||||||
| 7 | ELECTION OF DIRECTOR: TADAYOSHI TORII | For | For | Mgmt | ||||||||||||
| 8 | ELECTION OF DIRECTOR: TOMOYASU KATO | For | For | Mgmt | ||||||||||||
| 9 | ELECTION OF DIRECTOR: KAZUYA NAKAMURA | For | For | Mgmt | ||||||||||||
| 10 | ELECTION OF DIRECTOR: MASAHIRO YAMAGUCHI | For | For | Mgmt | ||||||||||||
| 11 | ELECTION OF DIRECTOR: SHIRO HORI | For | For | Mgmt | ||||||||||||
| 12 | ELECTION OF DIRECTOR: TADASHI ASANUMA | For | For | Mgmt | ||||||||||||
| 13 | ELECTION OF DIRECTOR: HISAYOSHI NIWA | For | For | Mgmt | ||||||||||||
| 14 | ELECTION OF DIRECTOR: ZENJI MASHIKO | For | For | Mgmt | ||||||||||||
| 15 | ELECTION OF DIRECTOR: MOTOHIKO YOKOYAMA *NOTE- VOTING CUT-OFF DATE: NO LATER THAN JUNE 22, 2005. | For | For | Mgmt | ||||||||||||
| 06/29/05 | Matsushita Electric Industrial Co. Ltd. | 576879209 | 03/30/05 | 220,800 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | TO APPROVE THE PROPOSED ALLOCATION OF PROFIT WITH RESPECT TO THE 98TH FISCAL PERIOD | For | For | Mgmt | ||||||||||||
| 2 | Elect Directors | For | For | Mgmt | ||||||||||||
| 3 | TO GRANT CONDOLENCE AND RETIREMENT ALLOWANCES TO RETIRING DIRECTORS FOR THEIR MERITORIOUS SERVICE | For | Against | Mgmt | ||||||||||||
| 06/29/05 | Shiseido Co. Ltd. | 824841407 | 04/13/05 | 260,329 | ||||||||||||
| Meeting for Holders of ADR’s | ||||||||||||||||
| 1 | APPROVAL OF THE PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE 105TH BUSINESS TERM | For | For | Mgmt | ||||||||||||
| 2 | AMENDMENT TO A PART OF THE ARTICLES OF INCORPORATION | For | For | Mgmt | ||||||||||||
| 3 | ELECTION OF DIRECTOR: MORIO IKEDA | For | For | Mgmt | ||||||||||||
| 4 | ELECTION OF DIRECTOR: SHINZO MAEDA | For | For | Mgmt | ||||||||||||
| 5 | ELECTION OF DIRECTOR: SEIJI NISHIMORI | For | For | Mgmt | ||||||||||||
| 6 | ELECTION OF DIRECTOR: TOSHIMITSU KOBAYASHI | For | For | Mgmt | ||||||||||||
| 7 | ELECTION OF DIRECTOR: YASUHIKO HARADA | For | For | Mgmt | ||||||||||||
| 8 | ELECTION OF DIRECTOR: KIMIE IWATA | For | For | Mgmt | ||||||||||||
| 9 | ELECTION OF DIRECTOR: MASAAKI KOMATSU | For | For | Mgmt | ||||||||||||
| 10 | ELECTION OF ONE (1) CORPORATE AUDITOR | For | For | Mgmt | ||||||||||||
| 11 | REVISION OF REMUNERATION FOR THE CORPORATE AUDITORS | For | For | Mgmt | ||||||||||||
| 12 | ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS AS EXECUTIVE COMPENSATION-TYPE STOCK OPTIONS | For | For | Mgmt | ||||||||||||
| 13 | ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS AS EMPLOYEES INCENTIVE-TYPE AND REWARD-TYPE STOCK OPTIONS | For | Against | Mgmt | ||||||||||||
| 06/30/05 | FALCONBRIDGE LTD (frm. Noranda Inc. ) | 655422103 | 05/31/05 | 111,600 | ||||||||||||
| Meeting For Holders of Junior Preference Shares | ||||||||||||||||
| 1 | Approve Merger Agreement with Falconbridge Limited | For | For | Mgmt | ||||||||||||
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust II
By
/s/ Gifford R. Zimmerman – Chief Administrative Officer
Date
August 30, 2005
